Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Arbutus Biopharma CorpABUS · Entity 4953 | Director · President and CEO | March 01, 2019 | March 05, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Arbutus Biopharma Corp
Report date March 01, 2019 · Filed March 05, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.57 · Expires 2029-03-01 | Direct | 357,500 |
Reported balance
After 2019-03-01 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2019-03-01 · Grant · Acquired 357,500 · Balance 357,500 F1: The option will vest and become exercisable in three equal annual installments beginning March 1, 2020. |
Filing footnotes · ownership attribution and instrument terms
F1: The option will vest and become exercisable in three equal annual installments beginning March 1, 2020.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 01, 2019 Filed Mar 5, 2019 23:07 UTC | Arbutus Biopharma Corp ABUS · Entity 4953 | GrantEmployee Stock Option (Right to Buy) · Derivative | 357,500 | $0.00 Strike: $4.57 | $0.00 |
DisclosureSEC source: 0001123292-19-000435 · edgar.xml · derivative · entry 1 Murray Mark J. · CIK 0001628383 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 357,500 Underlying: Common Shares · 357,500 shares Expires 2029-03-01 F1 · derivative.exercise_date: The option will vest and become exercisable in three equal annual installments beginning March 1, 2020. Read SEC document |
| November 28, 2018 Filed Nov 30, 2018 21:55 UTC | Arbutus Biopharma Corp ABUS · Entity 4953 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $1.35 | $0.00 |
DisclosureSEC source: 0001123292-18-001091 · edgar.xml · derivative · entry 2 Murray Mark J. · CIK 0001628383 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 25,000 shares Expires 2018-12-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Converted from an exercise price of C$1.80 based on a conversion rate of C$1.33:$1.00 as of November 28, 2018. F2 · derivative.exercise_date: The option vested 1/4 on December 8, 2008, with the remaining portion vesting in equal annual installments beginning on December 8, 2009. Read SEC document |
| November 28, 2018 Filed Nov 30, 2018 21:55 UTC | Arbutus Biopharma Corp ABUS · Entity 4953 | Exercise / conversionCommon Shares | 25,000 | $1.35 | $33,750.00 |
DisclosureSEC source: 0001123292-18-001091 · edgar.xml · nonDerivative · entry 1 Murray Mark J. · CIK 0001628383 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 341,396 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Converted from an exercise price of C$1.80 based on a conversion rate of C$1.33:$1.00 as of November 28, 2018. Read SEC document |
| April 17, 2018 Filed Apr 18, 2018 00:22 UTC | Arbutus Biopharma Corp ABUS · Entity 4953 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 27,007 | $0.00 Strike: $0.35 | $0.00 |
DisclosureSEC source: 0001140361-18-018863 · doc1.xml · derivative · entry 3 Murray Mark J. · CIK 0001628383 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 27,007 shares Expires 2018-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Converted from Canadian exercise price of $0.4444; Cdn$1.2552=US$1.00. F3 · derivative.expiration_date: Expiration date extended through termination of blackout period. Read SEC document |
| April 17, 2018 Filed Apr 18, 2018 00:22 UTC | Arbutus Biopharma Corp ABUS · Entity 4953 | Exercise / conversionCommon Shares | 27,007 | $0.35 | $9,560.48 |
DisclosureSEC source: 0001140361-18-018863 · doc1.xml · nonDerivative · entry 1 Murray Mark J. · CIK 0001628383 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 316,396 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Converted from Canadian exercise price of $0.4444; Cdn$1.2552=US$1.00. Read SEC document |
| April 16, 2018 Filed Apr 18, 2018 00:22 UTC | Arbutus Biopharma Corp ABUS · Entity 4953 | GrantEmployee Stock Option (Right to Buy) · Derivative | 418,187 | $0.00 Strike: $5.20 | $0.00 |
DisclosureSEC source: 0001140361-18-018863 · doc1.xml · derivative · entry 2 Murray Mark J. · CIK 0001628383 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 418,187 Underlying: Common Stock · 418,187 shares Expires 2028-04-16 F1 · derivative.exercise_date: The options vest as follows: 1/3 on April 16, 2019; 1/3 on April 16, 2020; and 1/3 on April 16, 2021. Read SEC document |
| March 24, 2017 Filed Apr 5, 2017 19:43 UTC | Arbutus Biopharma Corp ABUS · Entity 4953 | GrantEmployee Stock Option (Right to Buy) · Derivative | 450,000 | $0.00 Strike: $3.15 | $0.00 |
DisclosureSEC source: 0001140361-17-014883 · doc1.xml · derivative · entry 1 Murray Mark J. · CIK 0001628383 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 450,000 Underlying: Common Stock · 450,000 shares Expires 2027-03-24 F1 · derivative.exercise_date: The options vest as follows: 1/3 on March 23, 2018; 1/3 on March 23, 2019; 1/3 on March 23, 2020. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.