Last 12 months
Inside the activity.
0 purchase rows · 34 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 5 |
| Feb 2026 | 0 | 5 |
| Mar 2026 | 0 | 2 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 3 |
| Jun 2026 | 0 | 11 |
| Jul 2026 | 0 | 5 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 20, 2020 Filed Nov 20, 2020 23:00 UTC |
Rouhandeh Steven HDirector · 10% owner
|
Disposition to issuerStock Option (right to buy) · Derivative | 125,000 | Not disclosed Strike: $7.34 | Not disclosed |
DisclosureSEC source: 0001493152-20-022146 · ownership.xml · derivative · entry 14 Rouhandeh Steven H · CIK 0001294343 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 125,000 shares Expires 2025-05-11 F2 · price: The options granted on May 20, 2020, March 16, 2020, April 9, 2019, December 14, 2017, December 13, 2016, February 11, 2016, May 11, 2015 and March 17, 2014 have each been modified to reflect a lower exercise price. F7 · derivative.exercise_date: The options vest 25% on May 11, 2016, and in 36 equal monthly installments thereafter. Read SEC document |
| November 20, 2020 Filed Nov 20, 2020 23:00 UTC |
Rouhandeh Steven HDirector · 10% owner
|
GrantStock Option (right to buy) · Derivative | 125,000 | Not disclosed Strike: $1.28 | Not disclosed |
DisclosureSEC source: 0001493152-20-022146 · ownership.xml · derivative · entry 13 Rouhandeh Steven H · CIK 0001294343 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,000 Underlying: Common Stock · 125,000 shares Expires 2025-05-11 F2 · price: The options granted on May 20, 2020, March 16, 2020, April 9, 2019, December 14, 2017, December 13, 2016, February 11, 2016, May 11, 2015 and March 17, 2014 have each been modified to reflect a lower exercise price. F7 · derivative.exercise_date: The options vest 25% on May 11, 2016, and in 36 equal monthly installments thereafter. Read SEC document |
| November 20, 2020 Filed Nov 20, 2020 23:00 UTC |
Rouhandeh Steven HDirector · 10% owner
|
Disposition to issuerStock Option (right to buy) · Derivative | 200,000 | Not disclosed Strike: $2.31 | Not disclosed |
DisclosureSEC source: 0001493152-20-022146 · ownership.xml · derivative · entry 12 Rouhandeh Steven H · CIK 0001294343 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 200,000 shares Expires 2026-02-11 F2 · price: The options granted on May 20, 2020, March 16, 2020, April 9, 2019, December 14, 2017, December 13, 2016, February 11, 2016, May 11, 2015 and March 17, 2014 have each been modified to reflect a lower exercise price. F6 · derivative.exercise_date: The options vest 25% on February 11, 2017, and in 36 equal monthly installments thereafter. Read SEC document |
| November 20, 2020 Filed Nov 20, 2020 23:00 UTC |
Rouhandeh Steven HDirector · 10% owner
|
GrantStock Option (right to buy) · Derivative | 200,000 | Not disclosed Strike: $1.28 | Not disclosed |
DisclosureSEC source: 0001493152-20-022146 · ownership.xml · derivative · entry 11 Rouhandeh Steven H · CIK 0001294343 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 200,000 shares Expires 2026-02-11 F2 · price: The options granted on May 20, 2020, March 16, 2020, April 9, 2019, December 14, 2017, December 13, 2016, February 11, 2016, May 11, 2015 and March 17, 2014 have each been modified to reflect a lower exercise price. F6 · derivative.exercise_date: The options vest 25% on February 11, 2017, and in 36 equal monthly installments thereafter. Read SEC document |
| November 20, 2020 Filed Nov 20, 2020 23:00 UTC |
Rouhandeh Steven HDirector · 10% owner
|
Disposition to issuerStock Option (right to buy) · Derivative | 200,000 | Not disclosed Strike: $4.45 | Not disclosed |
DisclosureSEC source: 0001493152-20-022146 · ownership.xml · derivative · entry 10 Rouhandeh Steven H · CIK 0001294343 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 200,000 shares Expires 2026-12-13 F2 · price: The options granted on May 20, 2020, March 16, 2020, April 9, 2019, December 14, 2017, December 13, 2016, February 11, 2016, May 11, 2015 and March 17, 2014 have each been modified to reflect a lower exercise price. F5 · derivative.exercise_date: The options vest 25% on December 13, 2017, and in 36 equal monthly installments thereafter. Read SEC document |
| November 20, 2020 Filed Nov 20, 2020 23:00 UTC |
Rouhandeh Steven HDirector · 10% owner
|
GrantStock Option (right to buy) · Derivative | 200,000 | Not disclosed Strike: $1.28 | Not disclosed |
DisclosureSEC source: 0001493152-20-022146 · ownership.xml · derivative · entry 9 Rouhandeh Steven H · CIK 0001294343 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 200,000 shares Expires 2026-12-13 F2 · price: The options granted on May 20, 2020, March 16, 2020, April 9, 2019, December 14, 2017, December 13, 2016, February 11, 2016, May 11, 2015 and March 17, 2014 have each been modified to reflect a lower exercise price. F5 · derivative.exercise_date: The options vest 25% on December 13, 2017, and in 36 equal monthly installments thereafter. Read SEC document |
| November 20, 2020 Filed Nov 20, 2020 23:00 UTC |
Rouhandeh Steven HDirector · 10% owner
|
Disposition to issuerStock Option (right to buy) · Derivative | 120,000 | Not disclosed Strike: $16.00 | Not disclosed |
DisclosureSEC source: 0001493152-20-022146 · ownership.xml · derivative · entry 8 Rouhandeh Steven H · CIK 0001294343 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 120,000 shares Expires 2027-12-14 F2 · price: The options granted on May 20, 2020, March 16, 2020, April 9, 2019, December 14, 2017, December 13, 2016, February 11, 2016, May 11, 2015 and March 17, 2014 have each been modified to reflect a lower exercise price. F4 · derivative.exercise_date: The options vest 25% on December 14, 2018, and in 36 equal monthly installments thereafter. Read SEC document |
| November 20, 2020 Filed Nov 20, 2020 23:00 UTC |
Rouhandeh Steven HDirector · 10% owner
|
GrantStock Option (right to buy) · Derivative | 120,000 | Not disclosed Strike: $1.28 | Not disclosed |
DisclosureSEC source: 0001493152-20-022146 · ownership.xml · derivative · entry 7 Rouhandeh Steven H · CIK 0001294343 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,000 Underlying: Common Stock · 120,000 shares Expires 2027-12-14 F2 · price: The options granted on May 20, 2020, March 16, 2020, April 9, 2019, December 14, 2017, December 13, 2016, February 11, 2016, May 11, 2015 and March 17, 2014 have each been modified to reflect a lower exercise price. F4 · derivative.exercise_date: The options vest 25% on December 14, 2018, and in 36 equal monthly installments thereafter. Read SEC document |
| November 20, 2020 Filed Nov 20, 2020 23:00 UTC |
Rouhandeh Steven HDirector · 10% owner
|
Disposition to issuerStock Option (right to buy) · Derivative | 120,000 | Not disclosed Strike: $7.24 | Not disclosed |
DisclosureSEC source: 0001493152-20-022146 · ownership.xml · derivative · entry 6 Rouhandeh Steven H · CIK 0001294343 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 120,000 shares Expires 2029-04-09 F2 · price: The options granted on May 20, 2020, March 16, 2020, April 9, 2019, December 14, 2017, December 13, 2016, February 11, 2016, May 11, 2015 and March 17, 2014 have each been modified to reflect a lower exercise price. F3 · derivative.exercise_date: The options vest 25% on April 9, 2020, and in 36 equal monthly installments thereafter. Read SEC document |
| November 20, 2020 Filed Nov 20, 2020 23:00 UTC |
Rouhandeh Steven HDirector · 10% owner
|
GrantStock Option (right to buy) · Derivative | 120,000 | Not disclosed Strike: $1.28 | Not disclosed |
DisclosureSEC source: 0001493152-20-022146 · ownership.xml · derivative · entry 5 Rouhandeh Steven H · CIK 0001294343 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,000 Underlying: Common Stock · 120,000 shares Expires 2029-04-09 F2 · price: The options granted on May 20, 2020, March 16, 2020, April 9, 2019, December 14, 2017, December 13, 2016, February 11, 2016, May 11, 2015 and March 17, 2014 have each been modified to reflect a lower exercise price. F3 · derivative.exercise_date: The options vest 25% on April 9, 2020, and in 36 equal monthly installments thereafter. Read SEC document |
| November 20, 2020 Filed Nov 20, 2020 23:00 UTC |
Rouhandeh Steven HDirector · 10% owner
|
Disposition to issuerStock Option (right to buy) · Derivative | 153,244 | Not disclosed Strike: $1.45 | Not disclosed |
DisclosureSEC source: 0001493152-20-022146 · ownership.xml · derivative · entry 4 Rouhandeh Steven H · CIK 0001294343 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 153,244 shares Expires 2030-03-16 F2 · price: The options granted on May 20, 2020, March 16, 2020, April 9, 2019, December 14, 2017, December 13, 2016, February 11, 2016, May 11, 2015 and March 17, 2014 have each been modified to reflect a lower exercise price. F1 · derivative.exercise_date: The options vest 25% on March 16, 2021, and in 36 equal monthly installments thereafter. Read SEC document |
| November 20, 2020 Filed Nov 20, 2020 23:00 UTC |
Rouhandeh Steven HDirector · 10% owner
|
GrantStock Option (right to buy) · Derivative | 153,244 | Not disclosed Strike: $1.28 | Not disclosed |
DisclosureSEC source: 0001493152-20-022146 · ownership.xml · derivative · entry 3 Rouhandeh Steven H · CIK 0001294343 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,244 Underlying: Common Stock · 153,244 shares Expires 2030-03-16 F2 · price: The options granted on May 20, 2020, March 16, 2020, April 9, 2019, December 14, 2017, December 13, 2016, February 11, 2016, May 11, 2015 and March 17, 2014 have each been modified to reflect a lower exercise price. F1 · derivative.exercise_date: The options vest 25% on March 16, 2021, and in 36 equal monthly installments thereafter. Read SEC document |
| November 20, 2020 Filed Nov 20, 2020 23:00 UTC |
Rouhandeh Steven HDirector · 10% owner
|
Disposition to issuerStock Option (right to buy) · Derivative | 86,756 | Not disclosed Strike: $3.20 | Not disclosed |
DisclosureSEC source: 0001493152-20-022146 · ownership.xml · derivative · entry 2 Rouhandeh Steven H · CIK 0001294343 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 86,756 shares Expires 2030-03-16 F2 · price: The options granted on May 20, 2020, March 16, 2020, April 9, 2019, December 14, 2017, December 13, 2016, February 11, 2016, May 11, 2015 and March 17, 2014 have each been modified to reflect a lower exercise price. F1 · derivative.exercise_date: The options vest 25% on March 16, 2021, and in 36 equal monthly installments thereafter. Read SEC document |
| November 20, 2020 Filed Nov 20, 2020 23:00 UTC |
Rouhandeh Steven HDirector · 10% owner
|
GrantStock Option (right to buy) · Derivative | 86,756 | Not disclosed Strike: $1.28 | Not disclosed |
DisclosureSEC source: 0001493152-20-022146 · ownership.xml · derivative · entry 1 Rouhandeh Steven H · CIK 0001294343 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,756 Underlying: Common Stock · 86,756 shares Expires 2030-03-16 F2 · price: The options granted on May 20, 2020, March 16, 2020, April 9, 2019, December 14, 2017, December 13, 2016, February 11, 2016, May 11, 2015 and March 17, 2014 have each been modified to reflect a lower exercise price. F1 · derivative.exercise_date: The options vest 25% on March 16, 2021, and in 36 equal monthly installments thereafter. Read SEC document |
| November 20, 2020 Filed Nov 20, 2020 23:00 UTC |
Amoroso MichaelChief Operating Officer
|
Disposition to issuerStock Option (right to buy) · Derivative | 250,000 | Not disclosed Strike: $3.35 | Not disclosed |
DisclosureSEC source: 0001493152-20-022152 · ownership.xml · derivative · entry 2 Amoroso Michael · CIK 0001830874 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 250,000 shares Expires 2030-11-02 F2 · price: The options granted on July 9, 2020 have been modified to reflect a lower exercise price. F1 · derivative.exercise_date: The options vest 25% on July 9, 2021, and in 36 equal monthly installments thereafter. Read SEC document |
| November 20, 2020 Filed Nov 20, 2020 23:00 UTC |
Amoroso MichaelChief Operating Officer
|
GrantStock Option (right to buy) · Derivative | 250,000 | Not disclosed Strike: $1.15 | Not disclosed |
DisclosureSEC source: 0001493152-20-022152 · ownership.xml · derivative · entry 1 Amoroso Michael · CIK 0001830874 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 Underlying: Common Stock · 250,000 shares Expires 2030-11-02 F2 · price: The options granted on July 9, 2020 have been modified to reflect a lower exercise price. F1 · derivative.exercise_date: The options vest 25% on July 9, 2021, and in 36 equal monthly installments thereafter. Read SEC document |
| November 20, 2020 Filed Nov 20, 2020 23:00 UTC |
Mann Paul ElliotDirector
|
Disposition to issuerStock Option (right to buy) · Derivative | 45,566 | Not disclosed Strike: $3.03 | Not disclosed |
DisclosureSEC source: 0001493152-20-022150 · ownership.xml · derivative · entry 2 Mann Paul Elliot · CIK 0001744816 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 45,566 shares Expires 2030-06-17 F2 · price: The options granted on June 17, 2020 have been modified to reflect a lower exercise price. F1 · derivative.exercise_date: The options vest 100% on December 17, 2020. Read SEC document |
| November 20, 2020 Filed Nov 20, 2020 23:00 UTC |
Mann Paul ElliotDirector
|
GrantStock Option (right to buy) · Derivative | 45,566 | Not disclosed Strike: $1.28 | Not disclosed |
DisclosureSEC source: 0001493152-20-022150 · ownership.xml · derivative · entry 1 Mann Paul Elliot · CIK 0001744816 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,566 Underlying: Common Stock · 45,566 shares Expires 2030-06-17 F2 · price: The options granted on June 17, 2020 have been modified to reflect a lower exercise price. F1 · derivative.exercise_date: The options vest 100% on December 17, 2020. Read SEC document |
| November 02, 2020 Filed Nov 4, 2020 21:12 UTC |
Amoroso MichaelChief Operating Officer
|
GrantStock Option (right to buy) · Derivative | 100,000 | $0.00 Strike: $1.07 | $0.00 |
DisclosureSEC source: 0001641172-20-000031 · ownership.xml · derivative · entry 1 Amoroso Michael · CIK 0001830874 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2030-11-02 F1 · derivative.exercise_date: The options will vest 25% on November 2, 2021, and in 36 equal monthly installments thereafter. Read SEC document |
| November 02, 2020 Filed Nov 6, 2020 21:55 UTC |
Wider ToddDirector
|
SaleCommon Stock | 33,876 | $1.04 | $35,105.70 |
DisclosureSEC source: 0001493152-20-020709 · ownership.xml · nonDerivative · entry 1 Wider Todd · CIK 0001642715 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 972,101 F1 · kind: The sales reported in this Form 4 were to cover tax obligations associated with vested restricted stock awards and were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 19, 2020. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1.03 to $1.05, inclusive. The reporting person undertakes to provide to the Issuer, any security holder, or the Staff of the SEC, upon request, full information regarding the number of shares disposed at each separate price within the ranges set forth in this footnote. Read SEC document |
| November 02, 2020 Filed Nov 6, 2020 21:54 UTC |
Mann Paul ElliotDirector
|
SaleCommon Stock | 30,488 | $1.04 | $31,588.62 |
DisclosureSEC source: 0001493152-20-020708 · ownership.xml · nonDerivative · entry 1 Mann Paul Elliot · CIK 0001744816 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 820,474 F1 · kind: The sales reported in this Form 4 were to cover tax obligations associated with vested restricted stock awards and were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 19, 2020. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1.03 to $1.055, inclusive. The reporting person undertakes to provide to the Issuer, any security holder, or the Staff of the SEC, upon request, full information regarding the number of shares disposed at each separate price within the ranges set forth in this footnote. Read SEC document |
| October 09, 2020 Filed Oct 13, 2020 22:27 UTC |
CARR EDWARDChief Accounting Officer
|
GrantCommon Stock | 143,182 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-20-019384 · ownership.xml · nonDerivative · entry 1 CARR EDWARD · CIK 0001273351 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 196,736 F1 · shares: The restricted stock will vest 50% on March 31, 2021, and 50% on September 30, 2021. Read SEC document |
| October 08, 2020 Filed Oct 13, 2020 22:29 UTC |
Mann Paul ElliotDirector
|
GrantCommon Stock | 813,008 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-20-019386 · ownership.xml · nonDerivative · entry 1 Mann Paul Elliot · CIK 0001744816 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 850,962 F1 · shares: The restricted stock will vest in 12 equal monthly installments beginning on October 31, 2020. Read SEC document |
| October 08, 2020 Filed Oct 13, 2020 22:28 UTC |
Wider ToddDirector
|
GrantCommon Stock | 813,008 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-20-019385 · ownership.xml · nonDerivative · entry 1 Wider Todd · CIK 0001642715 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,005,977 F1 · shares: The restricted stock will vest in 12 equal monthly installments beginning on October 31, 2020. Read SEC document |
| September 15, 2020 Filed Sep 17, 2020 20:05 UTC |
SCO CAPITAL PARTNERS LLCDirector · 10% owner
Rouhandeh Steven HDirector · 10% owner
|
SaleCommon Stock | 1,989 | $2.00 | $3,981.38 |
DisclosureSEC source: 0001493152-20-017963 · ownership.xml · nonDerivative · entry 1 SCO CAPITAL PARTNERS LLC · CIK 0001225978 · Director · 10% owner Rouhandeh Steven H · CIK 0001294343 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · SCO Capital Partners LLC Disclosed balance after: 11,919,292 F1 · kind: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.00 to $2.01, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the Staff of the SEC, upon request, full information regarding the number of shares disposed at each separate price within the ranges set forth in this footnote. F2 · price: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by SCO Capital Partners LLC on July 13, 2020. Read SEC document |
| September 11, 2020 Filed Sep 15, 2020 00:35 UTC |
SCO CAPITAL PARTNERS LLCDirector · 10% owner
Rouhandeh Steven HDirector · 10% owner
|
SaleCommon Stock | 4,600 | $2.01 | $9,243.70 |
DisclosureSEC source: 0001493152-20-017788 · ownership.xml · nonDerivative · entry 2 SCO CAPITAL PARTNERS LLC · CIK 0001225978 · Director · 10% owner Rouhandeh Steven H · CIK 0001294343 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · SCO Capital Partners LLC Disclosed balance after: 11,921,281 F2 · kind: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.00 to $2.06, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the Staff of the SEC, upon request, full information regarding the number of shares disposed at each separate price within the ranges set forth in this footnote. F3 · price: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by SCO Capital Partners LLC on July 13, 2020. Read SEC document |
| September 10, 2020 Filed Sep 15, 2020 00:35 UTC |
SCO CAPITAL PARTNERS LLCDirector · 10% owner
Rouhandeh Steven HDirector · 10% owner
|
SaleCommon Stock | 73,411 | $2.08 | $152,481.99 |
DisclosureSEC source: 0001493152-20-017788 · ownership.xml · nonDerivative · entry 1 SCO CAPITAL PARTNERS LLC · CIK 0001225978 · Director · 10% owner Rouhandeh Steven H · CIK 0001294343 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · SCO Capital Partners LLC Disclosed balance after: 11,925,881 F1 · kind: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.01 to $2.15, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the Staff of the SEC, upon request, full information regarding the number of shares disposed at each separate price within the ranges set forth in this footnote. F3 · price: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by SCO Capital Partners LLC on July 13, 2020. Read SEC document |
| August 17, 2020 Filed Aug 19, 2020 20:05 UTC |
SCO CAPITAL PARTNERS LLC10% owner
Rouhandeh Steven HDirector · 10% owner
|
SaleCommon Stock | 80,000 | $2.85 | $228,312.00 |
DisclosureSEC source: 0001493152-20-016305 · ownership.xml · nonDerivative · entry 1 SCO CAPITAL PARTNERS LLC · CIK 0001225978 · 10% owner Rouhandeh Steven H · CIK 0001294343 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · SCO Capital Partners LLC Disclosed balance after: 11,999,292 F1 · kind: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.81 to $2.99, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the Staff of the SEC, upon request, full information regarding the number of shares disposed at each separate price within the ranges set forth in this footnote. F2 · price: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by SCO Capital Partners LLC on July 13, 2020. Read SEC document |
| June 17, 2020 Filed Jun 19, 2020 20:15 UTC |
MIGAUSKY GEORGE VDirector
|
GrantStock Option (right to buy) · Derivative | 45,566 | $0.00 Strike: $3.03 | $0.00 |
DisclosureSEC source: 0001493152-20-011509 · ownership.xml · derivative · entry 2 MIGAUSKY GEORGE V · CIK 0001134365 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,566 Underlying: Common Stock · 45,566 shares Expires 2030-06-17 F2 · derivative.exercise_date: All of the stock options will vest on December 17, 2020. Read SEC document |
| June 17, 2020 Filed Jun 19, 2020 20:15 UTC |
MIGAUSKY GEORGE VDirector
|
GrantCommon Stock | 37,954 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-20-011509 · ownership.xml · nonDerivative · entry 1 MIGAUSKY GEORGE V · CIK 0001134365 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,954 F1 · shares: All of the restricted stock will vest on December 17, 2020. Read SEC document |
| June 17, 2020 Filed Jun 19, 2020 20:15 UTC |
Mann Paul ElliotDirector
|
GrantStock Option (right to buy) · Derivative | 45,566 | $0.00 Strike: $3.03 | $0.00 |
DisclosureSEC source: 0001493152-20-011508 · ownership.xml · derivative · entry 2 Mann Paul Elliot · CIK 0001744816 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,566 Underlying: Common Stock · 45,566 shares Expires 2030-06-17 F2 · derivative.exercise_date: All of the stock options will vest on December 17, 2020. Read SEC document |
| June 17, 2020 Filed Jun 19, 2020 20:15 UTC |
Mann Paul ElliotDirector
|
GrantCommon Stock | 37,954 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-20-011508 · ownership.xml · nonDerivative · entry 1 Mann Paul Elliot · CIK 0001744816 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,954 F1 · shares: All of the restricted stock will vest on December 17, 2020. Read SEC document |
| May 20, 2020 Filed May 22, 2020 22:21 UTC |
Tomasello ShawnDirector
|
GrantStock Option (right to buy) · Derivative | 43,035 | $0.00 Strike: $3.20 | $0.00 |
DisclosureSEC source: 0001493152-20-009770 · ownership.xml · derivative · entry 2 Tomasello Shawn · CIK 0001617239 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,035 Underlying: Common Stock · 43,035 shares Expires 2030-05-20 F2 · derivative.exercise_date: All of the stock options will vest on November 20, 2020. Read SEC document |
| May 20, 2020 Filed May 22, 2020 22:21 UTC |
Tomasello ShawnDirector
|
GrantCommon Stock | 35,938 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-20-009770 · ownership.xml · nonDerivative · entry 1 Tomasello Shawn · CIK 0001617239 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,938 F1 · shares: All of the restricted stock will vest on November 20, 2020. Read SEC document |
| May 20, 2020 Filed May 22, 2020 22:20 UTC |
Wider ToddDirector
|
GrantStock Option (right to buy) · Derivative | 21,518 | $0.00 Strike: $3.20 | $0.00 |
DisclosureSEC source: 0001493152-20-009768 · ownership.xml · derivative · entry 2 Wider Todd · CIK 0001642715 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,518 Underlying: Common Stock · 21,518 shares Expires 2030-05-20 F2 · derivative.exercise_date: All of the stock options will vest on November 20, 2020. Read SEC document |
| May 20, 2020 Filed May 22, 2020 22:20 UTC |
Wider ToddDirector
|
GrantCommon Stock | 17,969 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-20-009768 · ownership.xml · nonDerivative · entry 1 Wider Todd · CIK 0001642715 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 192,969 F1 · shares: All of the restricted stock will vest on November 20, 2020. Read SEC document |
| May 20, 2020 Filed May 22, 2020 22:17 UTC |
Silverstein Christine BerniDirector
|
GrantEmployee Stock Option (right to buy) · Derivative | 57,837 | $0.00 Strike: $3.20 | $0.00 |
DisclosureSEC source: 0001493152-20-009766 · ownership.xml · derivative · entry 2 Silverstein Christine Berni · CIK 0001772546 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,837 Underlying: Common Stock · 57,837 shares Expires 2030-05-20 F2 · derivative.exercise_date: The stock options will vest 25% on March 16, 2021, and in 36 equal monthly installments thereafter. Read SEC document |
| May 20, 2020 Filed May 22, 2020 22:17 UTC |
Silverstein Christine BerniDirector
|
GrantCommon Stock | 80,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-20-009766 · ownership.xml · nonDerivative · entry 1 Silverstein Christine Berni · CIK 0001772546 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,000 F1 · shares: The restricted stock will vest 25% on March 31, 2021, and in three equal annual installments thereafter. Read SEC document |
| May 20, 2020 Filed May 22, 2020 22:15 UTC |
Rouhandeh Steven HDirector · 10% owner
|
GrantEmployee Stock Option (right to buy) · Derivative | 86,756 | $0.00 Strike: $3.20 | $0.00 |
DisclosureSEC source: 0001493152-20-009764 · ownership.xml · derivative · entry 2 Rouhandeh Steven H · CIK 0001294343 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,756 Underlying: Common Stock · 86,756 shares Expires 2030-05-20 F2 · derivative.exercise_date: The stock options will vest 25% on March 16, 2021, and in 36 equal monthly installments thereafter. Read SEC document |
| May 20, 2020 Filed May 22, 2020 22:15 UTC |
Rouhandeh Steven HDirector · 10% owner
|
GrantCommon Stock | 120,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-20-009764 · ownership.xml · nonDerivative · entry 1 Rouhandeh Steven H · CIK 0001294343 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 495,000 F1 · shares: The restricted stock will vest 25% on March 31, 2021, and in three equal annual installments thereafter. Read SEC document |
| May 20, 2020 Filed May 22, 2020 22:13 UTC |
Siffert Joao MDDirector · Chief Executive Officer
|
GrantEmployee Stock Option (right to buy) · Derivative | 72,296 | $0.00 Strike: $3.20 | $0.00 |
DisclosureSEC source: 0001493152-20-009762 · ownership.xml · derivative · entry 2 Siffert Joao MD · CIK 0001534986 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,296 Underlying: Common Stock · 72,296 shares Expires 2030-05-20 F2 · derivative.exercise_date: The stock options will vest 25% on March 16, 2021, and in 36 equal monthly installments thereafter. Read SEC document |
| May 20, 2020 Filed May 22, 2020 22:13 UTC |
Siffert Joao MDDirector · Chief Executive Officer
|
GrantCommon Stock | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-20-009762 · ownership.xml · nonDerivative · entry 1 Siffert Joao MD · CIK 0001534986 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 F1 · shares: The restricted stock will vest 25% on March 31, 2021, and in three equal annual installments thereafter. Read SEC document |
| May 20, 2020 Filed May 22, 2020 22:10 UTC |
Howell Stephen B.Director
|
GrantStock Option (right to buy) · Derivative | 21,518 | $0.00 Strike: $3.20 | $0.00 |
DisclosureSEC source: 0001493152-20-009760 · ownership.xml · derivative · entry 2 Howell Stephen B. · CIK 0001464306 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,518 Underlying: Common Stock · 21,518 shares Expires 2030-05-20 F2 · derivative.exercise_date: All of the stock options will vest on November 20, 2020. Read SEC document |
| May 20, 2020 Filed May 22, 2020 22:10 UTC |
Howell Stephen B.Director
|
GrantCommon Stock | 17,969 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-20-009760 · ownership.xml · nonDerivative · entry 1 Howell Stephen B. · CIK 0001464306 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,463 F1 · shares: All of the restricted stock will vest on November 20, 2020. Read SEC document |
| May 20, 2020 Filed May 22, 2020 22:07 UTC |
CARR EDWARDChief Accounting Officer
|
GrantEmployee Stock Option (right to buy) · Derivative | 28,919 | $0.00 Strike: $3.20 | $0.00 |
DisclosureSEC source: 0001493152-20-009758 · ownership.xml · derivative · entry 2 CARR EDWARD · CIK 0001273351 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,919 Underlying: Common Stock · 28,919 shares Expires 2030-05-20 F2 · derivative.exercise_date: The stock options will vest 25% on March 16, 2021, and in 36 equal monthly installments thereafter. Read SEC document |
| May 20, 2020 Filed May 22, 2020 22:07 UTC |
CARR EDWARDChief Accounting Officer
|
GrantCommon Stock | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-20-009758 · ownership.xml · nonDerivative · entry 1 CARR EDWARD · CIK 0001273351 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,554 F1 · shares: The restricted stock will vest 25% on March 31, 2021, and in three equal annual installments thereafter. Read SEC document |
| May 20, 2020 Filed May 22, 2020 22:05 UTC |
Buono StefanoDirector
|
GrantStock Option (right to buy) · Derivative | 21,518 | $0.00 Strike: $3.20 | $0.00 |
DisclosureSEC source: 0001493152-20-009756 · ownership.xml · derivative · entry 2 Buono Stefano · CIK 0001665113 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,518 Underlying: Common Stock · 21,518 shares Expires 2030-05-20 F2 · derivative.exercise_date: All of the stock options will vest on November 20, 2020. Read SEC document |
| May 20, 2020 Filed May 22, 2020 22:05 UTC |
Buono StefanoDirector
|
GrantCommon Stock | 17,969 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-20-009756 · ownership.xml · nonDerivative · entry 1 Buono Stefano · CIK 0001665113 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 287,969 F1 · shares: All of the restricted stock will vest on November 20, 2020. Read SEC document |
| April 15, 2020 Filed Apr 17, 2020 23:03 UTC |
Pereira Brian JGDirector · Executive Chairman
|
GrantEmployee Stock Option (right to buy) · Derivative | 930,000 | $0.00 Strike: $2.50 | $0.00 |
DisclosureSEC source: 0001493152-20-006669 · ownership.xml · derivative · entry 1 Pereira Brian JG · CIK 0001298146 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 930,000 Underlying: Common Stock · 930,000 shares Expires 2030-04-15 F1 · derivative.exercise_date: The options will vest 25% on April 15, 2021, and in 36 equal monthly installments thereafter. Read SEC document |
| March 19, 2020 Filed Mar 20, 2020 20:14 UTC |
CARR EDWARDChief Accounting Officer
|
SaleAbeona Therapeutics Inc. Common Stock | 6,446 | $1.81 | $11,667.26 |
DisclosureSEC source: 0001493152-20-004438 · ownership.xml · nonDerivative · entry 1 CARR EDWARD · CIK 0001273351 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,554 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.