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Pereira Brian JG

Disclosed activity across 3 companies

Tapewire entity
21262
SEC CIK
0001298146

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ABEONA THERAPEUTICS INC.ABEO · Entity 5808Director · Executive ChairmanApril 15, 2020April 17, 2020
PROKIDNEY CORP.PROK · Entity 5181DirectorAugust 18, 2026August 20, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ABEONA THERAPEUTICS INC.

Report date April 15, 2020 · Filed April 17, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.50 · Expires 2030-04-15Direct930,000 Reported balance After 2020-04-15 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2020-04-15 · Grant · Acquired 930,000 · Balance 930,000

F1: The options will vest 25% on April 15, 2021, and in 36 equal monthly installments thereafter.

Filing footnotes · ownership attribution and instrument terms

F1: The options will vest 25% on April 15, 2021, and in 36 equal monthly installments thereafter.

PROKIDNEY CORP.

Report date August 18, 2026 · Filed August 20, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeIndirectBy Brian J. G. Pereira 2012 Irrevocable Trust445,897 Reported balance After 2026-08-18 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2026-08-18 · Sale · Disposed 229,338 · Balance 445,897

F1: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.345 to $1.40, inclusive. The reporting person undertakes to provide to ProKidney Corp., any security holder of ProKidney Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Class A Common StockSEC Table I · non-derivativeIndirectBy Brian J. G. Pereira 2012 Irrevocable Trust222,948 Reported balance After 2026-08-19 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 3 · 2026-08-19 · Sale · Disposed 222,949 · Balance 222,948

F2: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.38 to $1.50, inclusive. The reporting person undertakes to provide to ProKidney Corp., any security holder of ProKidney Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Class A Common StockSEC Table I · non-derivativeIndirectBy Brian J. G. Pereira 2012 Irrevocable Trust0 Reported balance After 2026-08-20 transaction · row 5 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 5 · 2026-08-20 · Sale · Disposed 222,948 · Balance 0

F3: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.38 to $1.47, inclusive. The reporting person undertakes to provide to ProKidney Corp., any security holder of ProKidney Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Class A Common StockSEC Table I · non-derivativeDirect0 Ending reported balance After 2026-08-20 transaction · row 6
3 source rows · reconciled sequence

Row 2 · 2026-08-18 · Sale · Disposed 27,826 · Balance 54,103

F1: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.345 to $1.40, inclusive. The reporting person undertakes to provide to ProKidney Corp., any security holder of ProKidney Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Row 4 · 2026-08-19 · Sale · Disposed 27,051 · Balance 27,052

F2: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.38 to $1.50, inclusive. The reporting person undertakes to provide to ProKidney Corp., any security holder of ProKidney Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Row 6 · 2026-08-20 · Sale · Disposed 27,052 · Balance 0

F3: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.38 to $1.47, inclusive. The reporting person undertakes to provide to ProKidney Corp., any security holder of ProKidney Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Filing footnotes · ownership attribution and instrument terms

F1: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.345 to $1.40, inclusive. The reporting person undertakes to provide to ProKidney Corp., any security holder of ProKidney Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.38 to $1.50, inclusive. The reporting person undertakes to provide to ProKidney Corp., any security holder of ProKidney Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.38 to $1.47, inclusive. The reporting person undertakes to provide to ProKidney Corp., any security holder of ProKidney Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

KalVista Pharmaceuticals, Inc.

Report date June 11, 2026 · Filed June 11, 2026

Section 16 reporting ended · disclosed 2026-06-11. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.95 · Expires 2029-01-31Direct0 Reported balance After 2026-06-11 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-06-11 · Disposition to issuer · Disposed 14,000 · Balance 0

F1: The securities were disposed of pursuant to the Agreement and Plan of Merger, dated as of April 29, 2026 (the "Merger Agreement"), by and among KalVista Pharmaceuticals, Inc., a Delaware corporation (the "Issuer" or the "Company"), Chiesi Farmaceutici S.p.A., an Italian societa per azioni ("Parent"), and Skyline Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of the Parent ("Merger Sub"). Pursuant to the Merger Agreement, Merger Sub completed a cash tender offer to acquire all of the issued and outstanding shares of common stock of the Issuer, par value $0.001 per share (the "Company Common Stock"), for a price per share of $27.00 (the "Merger Consideration"), without interest, less any applicable tax withholding. Effective as of June 11, 2026, Merger Sub merged with and into the Company with the Company surviving the Merger as a wholly owned subsidiary of the Parent (the "Merger").

F3: Pursuant to the terms of the Merger Agreement, each option to purchase shares of Company Common Stock ("Company Option") that was outstanding and unexercised immediately prior to the effective time of the Merger (the "Effective Time") and had a per share exercise price that was less than the Merger Consideration became fully vested, was cancelled and converted into the right of the holder thereof to receive a cash payment (without interest) equal to the product of (A) the excess of (x) the Merger Consideration over (y) the per share exercise price of such Company Option, multiplied by (B) the total number of shares of Company Common Stock subject to such Company Option immediately prior to the Effective Time. Each Company Option that was outstanding and unexercised immediately prior to the Effective Time and had a per share exercise price that is equal to or greater than the Merger Consideration was automatically cancelled for no consideration payable in respect thereof.

F2: The option is fully vested.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.88 · Expires 2030-09-30Direct0 Reported balance After 2026-06-11 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-06-11 · Disposition to issuer · Disposed 7,000 · Balance 0

F1: The securities were disposed of pursuant to the Agreement and Plan of Merger, dated as of April 29, 2026 (the "Merger Agreement"), by and among KalVista Pharmaceuticals, Inc., a Delaware corporation (the "Issuer" or the "Company"), Chiesi Farmaceutici S.p.A., an Italian societa per azioni ("Parent"), and Skyline Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of the Parent ("Merger Sub"). Pursuant to the Merger Agreement, Merger Sub completed a cash tender offer to acquire all of the issued and outstanding shares of common stock of the Issuer, par value $0.001 per share (the "Company Common Stock"), for a price per share of $27.00 (the "Merger Consideration"), without interest, less any applicable tax withholding. Effective as of June 11, 2026, Merger Sub merged with and into the Company with the Company surviving the Merger as a wholly owned subsidiary of the Parent (the "Merger").

F3: Pursuant to the terms of the Merger Agreement, each option to purchase shares of Company Common Stock ("Company Option") that was outstanding and unexercised immediately prior to the effective time of the Merger (the "Effective Time") and had a per share exercise price that was less than the Merger Consideration became fully vested, was cancelled and converted into the right of the holder thereof to receive a cash payment (without interest) equal to the product of (A) the excess of (x) the Merger Consideration over (y) the per share exercise price of such Company Option, multiplied by (B) the total number of shares of Company Common Stock subject to such Company Option immediately prior to the Effective Time. Each Company Option that was outstanding and unexercised immediately prior to the Effective Time and had a per share exercise price that is equal to or greater than the Merger Consideration was automatically cancelled for no consideration payable in respect thereof.

F2: The option is fully vested.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.45 · Expires 2031-09-29Direct0 Reported balance After 2026-06-11 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-06-11 · Disposition to issuer · Disposed 10,000 · Balance 0

F1: The securities were disposed of pursuant to the Agreement and Plan of Merger, dated as of April 29, 2026 (the "Merger Agreement"), by and among KalVista Pharmaceuticals, Inc., a Delaware corporation (the "Issuer" or the "Company"), Chiesi Farmaceutici S.p.A., an Italian societa per azioni ("Parent"), and Skyline Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of the Parent ("Merger Sub"). Pursuant to the Merger Agreement, Merger Sub completed a cash tender offer to acquire all of the issued and outstanding shares of common stock of the Issuer, par value $0.001 per share (the "Company Common Stock"), for a price per share of $27.00 (the "Merger Consideration"), without interest, less any applicable tax withholding. Effective as of June 11, 2026, Merger Sub merged with and into the Company with the Company surviving the Merger as a wholly owned subsidiary of the Parent (the "Merger").

F3: Pursuant to the terms of the Merger Agreement, each option to purchase shares of Company Common Stock ("Company Option") that was outstanding and unexercised immediately prior to the effective time of the Merger (the "Effective Time") and had a per share exercise price that was less than the Merger Consideration became fully vested, was cancelled and converted into the right of the holder thereof to receive a cash payment (without interest) equal to the product of (A) the excess of (x) the Merger Consideration over (y) the per share exercise price of such Company Option, multiplied by (B) the total number of shares of Company Common Stock subject to such Company Option immediately prior to the Effective Time. Each Company Option that was outstanding and unexercised immediately prior to the Effective Time and had a per share exercise price that is equal to or greater than the Merger Consideration was automatically cancelled for no consideration payable in respect thereof.

F2: The option is fully vested.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.53 · Expires 2032-10-12Direct0 Reported balance After 2026-06-11 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2026-06-11 · Disposition to issuer · Disposed 10,000 · Balance 0

F1: The securities were disposed of pursuant to the Agreement and Plan of Merger, dated as of April 29, 2026 (the "Merger Agreement"), by and among KalVista Pharmaceuticals, Inc., a Delaware corporation (the "Issuer" or the "Company"), Chiesi Farmaceutici S.p.A., an Italian societa per azioni ("Parent"), and Skyline Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of the Parent ("Merger Sub"). Pursuant to the Merger Agreement, Merger Sub completed a cash tender offer to acquire all of the issued and outstanding shares of common stock of the Issuer, par value $0.001 per share (the "Company Common Stock"), for a price per share of $27.00 (the "Merger Consideration"), without interest, less any applicable tax withholding. Effective as of June 11, 2026, Merger Sub merged with and into the Company with the Company surviving the Merger as a wholly owned subsidiary of the Parent (the "Merger").

F3: Pursuant to the terms of the Merger Agreement, each option to purchase shares of Company Common Stock ("Company Option") that was outstanding and unexercised immediately prior to the effective time of the Merger (the "Effective Time") and had a per share exercise price that was less than the Merger Consideration became fully vested, was cancelled and converted into the right of the holder thereof to receive a cash payment (without interest) equal to the product of (A) the excess of (x) the Merger Consideration over (y) the per share exercise price of such Company Option, multiplied by (B) the total number of shares of Company Common Stock subject to such Company Option immediately prior to the Effective Time. Each Company Option that was outstanding and unexercised immediately prior to the Effective Time and had a per share exercise price that is equal to or greater than the Merger Consideration was automatically cancelled for no consideration payable in respect thereof.

F2: The option is fully vested.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $10.08 · Expires 2033-09-25Direct0 Reported balance After 2026-06-11 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2026-06-11 · Disposition to issuer · Disposed 10,000 · Balance 0

F1: The securities were disposed of pursuant to the Agreement and Plan of Merger, dated as of April 29, 2026 (the "Merger Agreement"), by and among KalVista Pharmaceuticals, Inc., a Delaware corporation (the "Issuer" or the "Company"), Chiesi Farmaceutici S.p.A., an Italian societa per azioni ("Parent"), and Skyline Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of the Parent ("Merger Sub"). Pursuant to the Merger Agreement, Merger Sub completed a cash tender offer to acquire all of the issued and outstanding shares of common stock of the Issuer, par value $0.001 per share (the "Company Common Stock"), for a price per share of $27.00 (the "Merger Consideration"), without interest, less any applicable tax withholding. Effective as of June 11, 2026, Merger Sub merged with and into the Company with the Company surviving the Merger as a wholly owned subsidiary of the Parent (the "Merger").

F3: Pursuant to the terms of the Merger Agreement, each option to purchase shares of Company Common Stock ("Company Option") that was outstanding and unexercised immediately prior to the effective time of the Merger (the "Effective Time") and had a per share exercise price that was less than the Merger Consideration became fully vested, was cancelled and converted into the right of the holder thereof to receive a cash payment (without interest) equal to the product of (A) the excess of (x) the Merger Consideration over (y) the per share exercise price of such Company Option, multiplied by (B) the total number of shares of Company Common Stock subject to such Company Option immediately prior to the Effective Time. Each Company Option that was outstanding and unexercised immediately prior to the Effective Time and had a per share exercise price that is equal to or greater than the Merger Consideration was automatically cancelled for no consideration payable in respect thereof.

F2: The option is fully vested.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.54 · Expires 2034-10-02Direct0 Reported balance After 2026-06-11 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2026-06-11 · Disposition to issuer · Disposed 10,000 · Balance 0

F1: The securities were disposed of pursuant to the Agreement and Plan of Merger, dated as of April 29, 2026 (the "Merger Agreement"), by and among KalVista Pharmaceuticals, Inc., a Delaware corporation (the "Issuer" or the "Company"), Chiesi Farmaceutici S.p.A., an Italian societa per azioni ("Parent"), and Skyline Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of the Parent ("Merger Sub"). Pursuant to the Merger Agreement, Merger Sub completed a cash tender offer to acquire all of the issued and outstanding shares of common stock of the Issuer, par value $0.001 per share (the "Company Common Stock"), for a price per share of $27.00 (the "Merger Consideration"), without interest, less any applicable tax withholding. Effective as of June 11, 2026, Merger Sub merged with and into the Company with the Company surviving the Merger as a wholly owned subsidiary of the Parent (the "Merger").

F3: Pursuant to the terms of the Merger Agreement, each option to purchase shares of Company Common Stock ("Company Option") that was outstanding and unexercised immediately prior to the effective time of the Merger (the "Effective Time") and had a per share exercise price that was less than the Merger Consideration became fully vested, was cancelled and converted into the right of the holder thereof to receive a cash payment (without interest) equal to the product of (A) the excess of (x) the Merger Consideration over (y) the per share exercise price of such Company Option, multiplied by (B) the total number of shares of Company Common Stock subject to such Company Option immediately prior to the Effective Time. Each Company Option that was outstanding and unexercised immediately prior to the Effective Time and had a per share exercise price that is equal to or greater than the Merger Consideration was automatically cancelled for no consideration payable in respect thereof.

F2: The option is fully vested.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.05 · Expires 2035-09-30Direct0 Reported balance After 2026-06-11 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2026-06-11 · Disposition to issuer · Disposed 30,000 · Balance 0

F1: The securities were disposed of pursuant to the Agreement and Plan of Merger, dated as of April 29, 2026 (the "Merger Agreement"), by and among KalVista Pharmaceuticals, Inc., a Delaware corporation (the "Issuer" or the "Company"), Chiesi Farmaceutici S.p.A., an Italian societa per azioni ("Parent"), and Skyline Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of the Parent ("Merger Sub"). Pursuant to the Merger Agreement, Merger Sub completed a cash tender offer to acquire all of the issued and outstanding shares of common stock of the Issuer, par value $0.001 per share (the "Company Common Stock"), for a price per share of $27.00 (the "Merger Consideration"), without interest, less any applicable tax withholding. Effective as of June 11, 2026, Merger Sub merged with and into the Company with the Company surviving the Merger as a wholly owned subsidiary of the Parent (the "Merger").

F3: Pursuant to the terms of the Merger Agreement, each option to purchase shares of Company Common Stock ("Company Option") that was outstanding and unexercised immediately prior to the effective time of the Merger (the "Effective Time") and had a per share exercise price that was less than the Merger Consideration became fully vested, was cancelled and converted into the right of the holder thereof to receive a cash payment (without interest) equal to the product of (A) the excess of (x) the Merger Consideration over (y) the per share exercise price of such Company Option, multiplied by (B) the total number of shares of Company Common Stock subject to such Company Option immediately prior to the Effective Time. Each Company Option that was outstanding and unexercised immediately prior to the Effective Time and had a per share exercise price that is equal to or greater than the Merger Consideration was automatically cancelled for no consideration payable in respect thereof.

F4: The option vests over a 12 month period: 1/12th on November 1, 2025, after which 1/12th of the total shares vest monthly, subject to continued service through each vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: The securities were disposed of pursuant to the Agreement and Plan of Merger, dated as of April 29, 2026 (the "Merger Agreement"), by and among KalVista Pharmaceuticals, Inc., a Delaware corporation (the "Issuer" or the "Company"), Chiesi Farmaceutici S.p.A., an Italian societa per azioni ("Parent"), and Skyline Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of the Parent ("Merger Sub"). Pursuant to the Merger Agreement, Merger Sub completed a cash tender offer to acquire all of the issued and outstanding shares of common stock of the Issuer, par value $0.001 per share (the "Company Common Stock"), for a price per share of $27.00 (the "Merger Consideration"), without interest, less any applicable tax withholding. Effective as of June 11, 2026, Merger Sub merged with and into the Company with the Company surviving the Merger as a wholly owned subsidiary of the Parent (the "Merger").

F2: The option is fully vested.

F3: Pursuant to the terms of the Merger Agreement, each option to purchase shares of Company Common Stock ("Company Option") that was outstanding and unexercised immediately prior to the effective time of the Merger (the "Effective Time") and had a per share exercise price that was less than the Merger Consideration became fully vested, was cancelled and converted into the right of the holder thereof to receive a cash payment (without interest) equal to the product of (A) the excess of (x) the Merger Consideration over (y) the per share exercise price of such Company Option, multiplied by (B) the total number of shares of Company Common Stock subject to such Company Option immediately prior to the Effective Time. Each Company Option that was outstanding and unexercised immediately prior to the Effective Time and had a per share exercise price that is equal to or greater than the Merger Consideration was automatically cancelled for no consideration payable in respect thereof.

F4: The option vests over a 12 month period: 1/12th on November 1, 2025, after which 1/12th of the total shares vest monthly, subject to continued service through each vesting date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 20, 2026 Filed Aug 20, 2026 21:00 UTC PROKIDNEY CORP. PROK · Entity 5181 SaleClass A Common Stock 27,052 $1.42 $38,411.13
Disclosure

SEC source: 0001193125-26-359349 · ownership.xml · nonDerivative · entry 6

Pereira Brian JG · CIK 0001298146 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.38 to $1.47, inclusive. The reporting person undertakes to provide to ProKidney Corp., any security holder of ProKidney Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 20, 2026 Filed Aug 20, 2026 21:00 UTC PROKIDNEY CORP. PROK · Entity 5181 SaleClass A Common Stock 222,948 $1.42 $316,563.87
Disclosure

SEC source: 0001193125-26-359349 · ownership.xml · nonDerivative · entry 5

Pereira Brian JG · CIK 0001298146 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Brian J. G. Pereira 2012 Irrevocable Trust

Disclosed balance after: 0

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.38 to $1.47, inclusive. The reporting person undertakes to provide to ProKidney Corp., any security holder of ProKidney Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 19, 2026 Filed Aug 20, 2026 21:00 UTC PROKIDNEY CORP. PROK · Entity 5181 SaleClass A Common Stock 27,051 $1.44 $38,972.38
Disclosure

SEC source: 0001193125-26-359349 · ownership.xml · nonDerivative · entry 4

Pereira Brian JG · CIK 0001298146 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,052

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.38 to $1.50, inclusive. The reporting person undertakes to provide to ProKidney Corp., any security holder of ProKidney Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 19, 2026 Filed Aug 20, 2026 21:00 UTC PROKIDNEY CORP. PROK · Entity 5181 SaleClass A Common Stock 222,949 $1.44 $321,202.62
Disclosure

SEC source: 0001193125-26-359349 · ownership.xml · nonDerivative · entry 3

Pereira Brian JG · CIK 0001298146 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Brian J. G. Pereira 2012 Irrevocable Trust

Disclosed balance after: 222,948

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.38 to $1.50, inclusive. The reporting person undertakes to provide to ProKidney Corp., any security holder of ProKidney Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 18, 2026 Filed Aug 20, 2026 21:00 UTC PROKIDNEY CORP. PROK · Entity 5181 SaleClass A Common Stock 27,826 $1.37 $38,155.01
Disclosure

SEC source: 0001193125-26-359349 · ownership.xml · nonDerivative · entry 2

Pereira Brian JG · CIK 0001298146 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,103

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.345 to $1.40, inclusive. The reporting person undertakes to provide to ProKidney Corp., any security holder of ProKidney Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 18, 2026 Filed Aug 20, 2026 21:00 UTC PROKIDNEY CORP. PROK · Entity 5181 SaleClass A Common Stock 229,338 $1.37 $314,468.27
Disclosure

SEC source: 0001193125-26-359349 · ownership.xml · nonDerivative · entry 1

Pereira Brian JG · CIK 0001298146 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Brian J. G. Pereira 2012 Irrevocable Trust

Disclosed balance after: 445,897

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.345 to $1.40, inclusive. The reporting person undertakes to provide to ProKidney Corp., any security holder of ProKidney Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 04, 2026 Filed Aug 6, 2026 12:09 UTC PROKIDNEY CORP. PROK · Entity 5181 ConversionCommon Units in ProKidney Holdings, LLC · Derivative 675,235 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001193125-26-336856 · ownership.xml · derivative · entry 6

Pereira Brian JG · CIK 0001298146 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Brian J. G. Pereira 2012 Irrevocable Trust

Disclosed balance after: 0

Underlying: Class A Common Stock · 675,235 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The Common Units were received pursuant to the terms of the Business Combination Agreement in exchange for historical interests held by the reporting person in ProKidney LP. The Common Units do not expire.

F3 · derivative.expiration_date: The Common Units were received pursuant to the terms of the Business Combination Agreement in exchange for historical interests held by the reporting person in ProKidney LP. The Common Units do not expire.

Read SEC document
August 04, 2026 Filed Aug 6, 2026 12:09 UTC PROKIDNEY CORP. PROK · Entity 5181 ConversionClass B Common Stock · Derivative 675,235 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001193125-26-336856 · ownership.xml · derivative · entry 5

Pereira Brian JG · CIK 0001298146 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Brian J. G. Pereira 2012 Irrevocable Trust

Disclosed balance after: 0

Underlying: Class A Common Stock · 675,235 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The shares of Class B Common Stock and the Common Units in ProKidney Holdings LLC (a "Common Unit") are paired securities. At the election of the reporting person and subject to the limitations set forth in the Amended and Restated Exchange Agreement, dated as of July 1, 2025, and the Second Amended and Restated Limited Liability Company Agreement of ProKidney Holdings, LLC, each share of Class B Common Stock, together with a paired Common Unit, may be exchanged for a share of Class A Common stock on a one-for-one basis.

F2 · derivative.exercise_date: The shares of Class B Common Stock were received pursuant to the terms of the Business Combination Agreement by and between the Issuer (formerly known as Social Capital Suvretta Holdings Corp. III) and ProKidney LP, dated as of January 18, 2022 (the "Business Combination Agreement"), in exchange for historical interests held by the reporting person in ProKidney LP. The shares of Class B Common Stock do not expire.

F2 · derivative.expiration_date: The shares of Class B Common Stock were received pursuant to the terms of the Business Combination Agreement by and between the Issuer (formerly known as Social Capital Suvretta Holdings Corp. III) and ProKidney LP, dated as of January 18, 2022 (the "Business Combination Agreement"), in exchange for historical interests held by the reporting person in ProKidney LP. The shares of Class B Common Stock do not expire.

Read SEC document
August 04, 2026 Filed Aug 6, 2026 12:09 UTC PROKIDNEY CORP. PROK · Entity 5181 ConversionCommon Units in ProKidney Holdings, LLC · Derivative 81,929 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001193125-26-336856 · ownership.xml · derivative · entry 4

Pereira Brian JG · CIK 0001298146 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 81,929 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The Common Units were received pursuant to the terms of the Business Combination Agreement in exchange for historical interests held by the reporting person in ProKidney LP. The Common Units do not expire.

F3 · derivative.expiration_date: The Common Units were received pursuant to the terms of the Business Combination Agreement in exchange for historical interests held by the reporting person in ProKidney LP. The Common Units do not expire.

Read SEC document
August 04, 2026 Filed Aug 6, 2026 12:09 UTC PROKIDNEY CORP. PROK · Entity 5181 ConversionClass B Common Stock · Derivative 81,929 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001193125-26-336856 · ownership.xml · derivative · entry 3

Pereira Brian JG · CIK 0001298146 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 81,929 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The shares of Class B Common Stock and the Common Units in ProKidney Holdings LLC (a "Common Unit") are paired securities. At the election of the reporting person and subject to the limitations set forth in the Amended and Restated Exchange Agreement, dated as of July 1, 2025, and the Second Amended and Restated Limited Liability Company Agreement of ProKidney Holdings, LLC, each share of Class B Common Stock, together with a paired Common Unit, may be exchanged for a share of Class A Common stock on a one-for-one basis.

F2 · derivative.exercise_date: The shares of Class B Common Stock were received pursuant to the terms of the Business Combination Agreement by and between the Issuer (formerly known as Social Capital Suvretta Holdings Corp. III) and ProKidney LP, dated as of January 18, 2022 (the "Business Combination Agreement"), in exchange for historical interests held by the reporting person in ProKidney LP. The shares of Class B Common Stock do not expire.

F2 · derivative.expiration_date: The shares of Class B Common Stock were received pursuant to the terms of the Business Combination Agreement by and between the Issuer (formerly known as Social Capital Suvretta Holdings Corp. III) and ProKidney LP, dated as of January 18, 2022 (the "Business Combination Agreement"), in exchange for historical interests held by the reporting person in ProKidney LP. The shares of Class B Common Stock do not expire.

Read SEC document
August 04, 2026 Filed Aug 6, 2026 12:09 UTC PROKIDNEY CORP. PROK · Entity 5181 ConversionClass A Common Stock 675,235 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-336856 · ownership.xml · nonDerivative · entry 2

Pereira Brian JG · CIK 0001298146 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Brian J. G. Pereira 2012 Irrevocable Trust

Disclosed balance after: 675,235

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 04, 2026 Filed Aug 6, 2026 12:09 UTC PROKIDNEY CORP. PROK · Entity 5181 ConversionClass A Common Stock 81,929 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-336856 · ownership.xml · nonDerivative · entry 1

Pereira Brian JG · CIK 0001298146 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,929

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 11, 2026 Filed Jun 11, 2026 20:40 UTC KalVista Pharmaceuticals, Inc. KALV · Entity 39180 Disposition to issuerStock Option (Right to Buy) · Derivative 30,000 Not disclosed Strike: $12.05 Not disclosed
Disclosure

SEC source: 0001298146-26-000002 · form4-06112026_080609.xml · derivative · entry 7

Pereira Brian JG · CIK 0001298146 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,000 shares

Expires 2035-09-30

F1 · kind: The securities were disposed of pursuant to the Agreement and Plan of Merger, dated as of April 29, 2026 (the "Merger Agreement"), by and among KalVista Pharmaceuticals, Inc., a Delaware corporation (the "Issuer" or the "Company"), Chiesi Farmaceutici S.p.A., an Italian societa per azioni ("Parent"), and Skyline Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of the Parent ("Merger Sub"). Pursuant to the Merger Agreement, Merger Sub completed a cash tender offer to acquire all of the issued and outstanding shares of common stock of the Issuer, par value $0.001 per share (the "Company Common Stock"), for a price per share of $27.00 (the "Merger Consideration"), without interest, less any applicable tax withholding. Effective as of June 11, 2026, Merger Sub merged with and into the Company with the Company surviving the Merger as a wholly owned subsidiary of the Parent (the "Merger").

F3 · price: Pursuant to the terms of the Merger Agreement, each option to purchase shares of Company Common Stock ("Company Option") that was outstanding and unexercised immediately prior to the effective time of the Merger (the "Effective Time") and had a per share exercise price that was less than the Merger Consideration became fully vested, was cancelled and converted into the right of the holder thereof to receive a cash payment (without interest) equal to the product of (A) the excess of (x) the Merger Consideration over (y) the per share exercise price of such Company Option, multiplied by (B) the total number of shares of Company Common Stock subject to such Company Option immediately prior to the Effective Time. Each Company Option that was outstanding and unexercised immediately prior to the Effective Time and had a per share exercise price that is equal to or greater than the Merger Consideration was automatically cancelled for no consideration payable in respect thereof.

F4 · derivative.exercise_date: The option vests over a 12 month period: 1/12th on November 1, 2025, after which 1/12th of the total shares vest monthly, subject to continued service through each vesting date.

Read SEC document
June 11, 2026 Filed Jun 11, 2026 20:40 UTC KalVista Pharmaceuticals, Inc. KALV · Entity 39180 Disposition to issuerStock Option (Right to Buy) · Derivative 10,000 Not disclosed Strike: $11.54 Not disclosed
Disclosure

SEC source: 0001298146-26-000002 · form4-06112026_080609.xml · derivative · entry 6

Pereira Brian JG · CIK 0001298146 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2034-10-02

F1 · kind: The securities were disposed of pursuant to the Agreement and Plan of Merger, dated as of April 29, 2026 (the "Merger Agreement"), by and among KalVista Pharmaceuticals, Inc., a Delaware corporation (the "Issuer" or the "Company"), Chiesi Farmaceutici S.p.A., an Italian societa per azioni ("Parent"), and Skyline Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of the Parent ("Merger Sub"). Pursuant to the Merger Agreement, Merger Sub completed a cash tender offer to acquire all of the issued and outstanding shares of common stock of the Issuer, par value $0.001 per share (the "Company Common Stock"), for a price per share of $27.00 (the "Merger Consideration"), without interest, less any applicable tax withholding. Effective as of June 11, 2026, Merger Sub merged with and into the Company with the Company surviving the Merger as a wholly owned subsidiary of the Parent (the "Merger").

F3 · price: Pursuant to the terms of the Merger Agreement, each option to purchase shares of Company Common Stock ("Company Option") that was outstanding and unexercised immediately prior to the effective time of the Merger (the "Effective Time") and had a per share exercise price that was less than the Merger Consideration became fully vested, was cancelled and converted into the right of the holder thereof to receive a cash payment (without interest) equal to the product of (A) the excess of (x) the Merger Consideration over (y) the per share exercise price of such Company Option, multiplied by (B) the total number of shares of Company Common Stock subject to such Company Option immediately prior to the Effective Time. Each Company Option that was outstanding and unexercised immediately prior to the Effective Time and had a per share exercise price that is equal to or greater than the Merger Consideration was automatically cancelled for no consideration payable in respect thereof.

F2 · derivative.exercise_date: The option is fully vested.

Read SEC document
June 11, 2026 Filed Jun 11, 2026 20:40 UTC KalVista Pharmaceuticals, Inc. KALV · Entity 39180 Disposition to issuerStock Option (Right to Buy) · Derivative 10,000 Not disclosed Strike: $10.08 Not disclosed
Disclosure

SEC source: 0001298146-26-000002 · form4-06112026_080609.xml · derivative · entry 5

Pereira Brian JG · CIK 0001298146 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2033-09-25

F1 · kind: The securities were disposed of pursuant to the Agreement and Plan of Merger, dated as of April 29, 2026 (the "Merger Agreement"), by and among KalVista Pharmaceuticals, Inc., a Delaware corporation (the "Issuer" or the "Company"), Chiesi Farmaceutici S.p.A., an Italian societa per azioni ("Parent"), and Skyline Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of the Parent ("Merger Sub"). Pursuant to the Merger Agreement, Merger Sub completed a cash tender offer to acquire all of the issued and outstanding shares of common stock of the Issuer, par value $0.001 per share (the "Company Common Stock"), for a price per share of $27.00 (the "Merger Consideration"), without interest, less any applicable tax withholding. Effective as of June 11, 2026, Merger Sub merged with and into the Company with the Company surviving the Merger as a wholly owned subsidiary of the Parent (the "Merger").

F3 · price: Pursuant to the terms of the Merger Agreement, each option to purchase shares of Company Common Stock ("Company Option") that was outstanding and unexercised immediately prior to the effective time of the Merger (the "Effective Time") and had a per share exercise price that was less than the Merger Consideration became fully vested, was cancelled and converted into the right of the holder thereof to receive a cash payment (without interest) equal to the product of (A) the excess of (x) the Merger Consideration over (y) the per share exercise price of such Company Option, multiplied by (B) the total number of shares of Company Common Stock subject to such Company Option immediately prior to the Effective Time. Each Company Option that was outstanding and unexercised immediately prior to the Effective Time and had a per share exercise price that is equal to or greater than the Merger Consideration was automatically cancelled for no consideration payable in respect thereof.

F2 · derivative.exercise_date: The option is fully vested.

Read SEC document
June 11, 2026 Filed Jun 11, 2026 20:40 UTC KalVista Pharmaceuticals, Inc. KALV · Entity 39180 Disposition to issuerStock Option (Right to Buy) · Derivative 10,000 Not disclosed Strike: $4.53 Not disclosed
Disclosure

SEC source: 0001298146-26-000002 · form4-06112026_080609.xml · derivative · entry 4

Pereira Brian JG · CIK 0001298146 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2032-10-12

F1 · kind: The securities were disposed of pursuant to the Agreement and Plan of Merger, dated as of April 29, 2026 (the "Merger Agreement"), by and among KalVista Pharmaceuticals, Inc., a Delaware corporation (the "Issuer" or the "Company"), Chiesi Farmaceutici S.p.A., an Italian societa per azioni ("Parent"), and Skyline Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of the Parent ("Merger Sub"). Pursuant to the Merger Agreement, Merger Sub completed a cash tender offer to acquire all of the issued and outstanding shares of common stock of the Issuer, par value $0.001 per share (the "Company Common Stock"), for a price per share of $27.00 (the "Merger Consideration"), without interest, less any applicable tax withholding. Effective as of June 11, 2026, Merger Sub merged with and into the Company with the Company surviving the Merger as a wholly owned subsidiary of the Parent (the "Merger").

F3 · price: Pursuant to the terms of the Merger Agreement, each option to purchase shares of Company Common Stock ("Company Option") that was outstanding and unexercised immediately prior to the effective time of the Merger (the "Effective Time") and had a per share exercise price that was less than the Merger Consideration became fully vested, was cancelled and converted into the right of the holder thereof to receive a cash payment (without interest) equal to the product of (A) the excess of (x) the Merger Consideration over (y) the per share exercise price of such Company Option, multiplied by (B) the total number of shares of Company Common Stock subject to such Company Option immediately prior to the Effective Time. Each Company Option that was outstanding and unexercised immediately prior to the Effective Time and had a per share exercise price that is equal to or greater than the Merger Consideration was automatically cancelled for no consideration payable in respect thereof.

F2 · derivative.exercise_date: The option is fully vested.

Read SEC document
June 11, 2026 Filed Jun 11, 2026 20:40 UTC KalVista Pharmaceuticals, Inc. KALV · Entity 39180 Disposition to issuerStock Option (Right to Buy) · Derivative 10,000 Not disclosed Strike: $17.45 Not disclosed
Disclosure

SEC source: 0001298146-26-000002 · form4-06112026_080609.xml · derivative · entry 3

Pereira Brian JG · CIK 0001298146 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2031-09-29

F1 · kind: The securities were disposed of pursuant to the Agreement and Plan of Merger, dated as of April 29, 2026 (the "Merger Agreement"), by and among KalVista Pharmaceuticals, Inc., a Delaware corporation (the "Issuer" or the "Company"), Chiesi Farmaceutici S.p.A., an Italian societa per azioni ("Parent"), and Skyline Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of the Parent ("Merger Sub"). Pursuant to the Merger Agreement, Merger Sub completed a cash tender offer to acquire all of the issued and outstanding shares of common stock of the Issuer, par value $0.001 per share (the "Company Common Stock"), for a price per share of $27.00 (the "Merger Consideration"), without interest, less any applicable tax withholding. Effective as of June 11, 2026, Merger Sub merged with and into the Company with the Company surviving the Merger as a wholly owned subsidiary of the Parent (the "Merger").

F3 · price: Pursuant to the terms of the Merger Agreement, each option to purchase shares of Company Common Stock ("Company Option") that was outstanding and unexercised immediately prior to the effective time of the Merger (the "Effective Time") and had a per share exercise price that was less than the Merger Consideration became fully vested, was cancelled and converted into the right of the holder thereof to receive a cash payment (without interest) equal to the product of (A) the excess of (x) the Merger Consideration over (y) the per share exercise price of such Company Option, multiplied by (B) the total number of shares of Company Common Stock subject to such Company Option immediately prior to the Effective Time. Each Company Option that was outstanding and unexercised immediately prior to the Effective Time and had a per share exercise price that is equal to or greater than the Merger Consideration was automatically cancelled for no consideration payable in respect thereof.

F2 · derivative.exercise_date: The option is fully vested.

Read SEC document
June 11, 2026 Filed Jun 11, 2026 20:40 UTC KalVista Pharmaceuticals, Inc. KALV · Entity 39180 Disposition to issuerStock Option (Right to Buy) · Derivative 7,000 Not disclosed Strike: $12.88 Not disclosed
Disclosure

SEC source: 0001298146-26-000002 · form4-06112026_080609.xml · derivative · entry 2

Pereira Brian JG · CIK 0001298146 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,000 shares

Expires 2030-09-30

F1 · kind: The securities were disposed of pursuant to the Agreement and Plan of Merger, dated as of April 29, 2026 (the "Merger Agreement"), by and among KalVista Pharmaceuticals, Inc., a Delaware corporation (the "Issuer" or the "Company"), Chiesi Farmaceutici S.p.A., an Italian societa per azioni ("Parent"), and Skyline Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of the Parent ("Merger Sub"). Pursuant to the Merger Agreement, Merger Sub completed a cash tender offer to acquire all of the issued and outstanding shares of common stock of the Issuer, par value $0.001 per share (the "Company Common Stock"), for a price per share of $27.00 (the "Merger Consideration"), without interest, less any applicable tax withholding. Effective as of June 11, 2026, Merger Sub merged with and into the Company with the Company surviving the Merger as a wholly owned subsidiary of the Parent (the "Merger").

F3 · price: Pursuant to the terms of the Merger Agreement, each option to purchase shares of Company Common Stock ("Company Option") that was outstanding and unexercised immediately prior to the effective time of the Merger (the "Effective Time") and had a per share exercise price that was less than the Merger Consideration became fully vested, was cancelled and converted into the right of the holder thereof to receive a cash payment (without interest) equal to the product of (A) the excess of (x) the Merger Consideration over (y) the per share exercise price of such Company Option, multiplied by (B) the total number of shares of Company Common Stock subject to such Company Option immediately prior to the Effective Time. Each Company Option that was outstanding and unexercised immediately prior to the Effective Time and had a per share exercise price that is equal to or greater than the Merger Consideration was automatically cancelled for no consideration payable in respect thereof.

F2 · derivative.exercise_date: The option is fully vested.

Read SEC document
June 11, 2026 Filed Jun 11, 2026 20:40 UTC KalVista Pharmaceuticals, Inc. KALV · Entity 39180 Disposition to issuerStock Option (Right to Buy) · Derivative 14,000 Not disclosed Strike: $17.95 Not disclosed
Disclosure

SEC source: 0001298146-26-000002 · form4-06112026_080609.xml · derivative · entry 1

Pereira Brian JG · CIK 0001298146 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,000 shares

Expires 2029-01-31

F1 · kind: The securities were disposed of pursuant to the Agreement and Plan of Merger, dated as of April 29, 2026 (the "Merger Agreement"), by and among KalVista Pharmaceuticals, Inc., a Delaware corporation (the "Issuer" or the "Company"), Chiesi Farmaceutici S.p.A., an Italian societa per azioni ("Parent"), and Skyline Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of the Parent ("Merger Sub"). Pursuant to the Merger Agreement, Merger Sub completed a cash tender offer to acquire all of the issued and outstanding shares of common stock of the Issuer, par value $0.001 per share (the "Company Common Stock"), for a price per share of $27.00 (the "Merger Consideration"), without interest, less any applicable tax withholding. Effective as of June 11, 2026, Merger Sub merged with and into the Company with the Company surviving the Merger as a wholly owned subsidiary of the Parent (the "Merger").

F3 · price: Pursuant to the terms of the Merger Agreement, each option to purchase shares of Company Common Stock ("Company Option") that was outstanding and unexercised immediately prior to the effective time of the Merger (the "Effective Time") and had a per share exercise price that was less than the Merger Consideration became fully vested, was cancelled and converted into the right of the holder thereof to receive a cash payment (without interest) equal to the product of (A) the excess of (x) the Merger Consideration over (y) the per share exercise price of such Company Option, multiplied by (B) the total number of shares of Company Common Stock subject to such Company Option immediately prior to the Effective Time. Each Company Option that was outstanding and unexercised immediately prior to the Effective Time and had a per share exercise price that is equal to or greater than the Merger Consideration was automatically cancelled for no consideration payable in respect thereof.

F2 · derivative.exercise_date: The option is fully vested.

Read SEC document
May 28, 2026 Filed May 29, 2026 20:03 UTC PROKIDNEY CORP. PROK · Entity 5181 GrantDirector stock option (right to buy) · Derivative 135,000 $0.00 Strike: $1.81 $0.00
Disclosure

SEC source: 0001193125-26-248215 · ownership.xml · derivative · entry 1

Pereira Brian JG · CIK 0001298146 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 135,000

Underlying: Class A Common Stock · 135,000 shares

Expires 2036-05-28

F1 · shares: These options were granted under the Issuer's non-employee director compensation policy.

F2 · derivative.exercise_date: The options will vest in full on the sooner of the one-year anniversary of the date of grant or the date of Company's next annual general shareholder meeting.

Read SEC document
November 13, 2025 Filed Nov 14, 2025 21:07 UTC PROKIDNEY CORP. PROK · Entity 5181 SaleClass A Common Stock 54,333 $2.37 $128,769.21
Disclosure

SEC source: 0001193125-25-282922 · ownership.xml · nonDerivative · entry 4

Pereira Brian JG · CIK 0001298146 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Brian J. G. Pereira 2004 Trust

Disclosed balance after: 0

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.25 to $2.66, inclusive. The reporting person undertakes to provide to ProKidney Corp., any security holder of ProKidney Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote

Read SEC document
November 13, 2025 Filed Nov 14, 2025 21:07 UTC PROKIDNEY CORP. PROK · Entity 5181 SaleClass A Common Stock 447,803 $2.37 $1,061,293.11
Disclosure

SEC source: 0001193125-25-282922 · ownership.xml · nonDerivative · entry 3

Pereira Brian JG · CIK 0001298146 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Brian J. G. Pereira 2012 Irrevocable Trust

Disclosed balance after: 0

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.25 to $2.66, inclusive. The reporting person undertakes to provide to ProKidney Corp., any security holder of ProKidney Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote

Read SEC document
November 12, 2025 Filed Nov 14, 2025 21:07 UTC PROKIDNEY CORP. PROK · Entity 5181 SaleClass A Common Stock 27,595 $2.72 $75,152.22
Disclosure

SEC source: 0001193125-25-282922 · ownership.xml · nonDerivative · entry 2

Pereira Brian JG · CIK 0001298146 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Brian J. G. Pereira 2004 Trust

Disclosed balance after: 54,333

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.70 to $2.88, inclusive. The reporting person undertakes to provide to ProKidney Corp., any security holder of ProKidney Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 12, 2025 Filed Nov 14, 2025 21:07 UTC PROKIDNEY CORP. PROK · Entity 5181 SaleClass A Common Stock 227,431 $2.72 $619,362.84
Disclosure

SEC source: 0001193125-25-282922 · ownership.xml · nonDerivative · entry 1

Pereira Brian JG · CIK 0001298146 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Brian J. G. Pereira 2012 Irrevocable Trust

Disclosed balance after: 447,803

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.70 to $2.88, inclusive. The reporting person undertakes to provide to ProKidney Corp., any security holder of ProKidney Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 01, 2025 Filed Oct 2, 2025 22:31 UTC KalVista Pharmaceuticals, Inc. KALV · Entity 39180 GrantStock Option (right to buy) · Derivative 30,000 $0.00 Strike: $12.05 $0.00
Disclosure

SEC source: 0001298146-25-000004 · form4-10022025_101026.xml · derivative · entry 1

Pereira Brian JG · CIK 0001298146 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2035-09-30

F1 · derivative.exercise_date: The option vests over a 12 month period: 1/12th on November 1, 2025, after which 1/12th of the total shares vest monthly, subject to continued service through each vesting date.

Read SEC document
May 29, 2025 Filed Jun 2, 2025 20:14 UTC PROKIDNEY CORP. PROK · Entity 5181 GrantDirector stock option (right to buy) · Derivative 125,862 $0.00 Strike: $0.72 $0.00
Disclosure

SEC source: 0000950170-25-080269 · ownership.xml · derivative · entry 1

Pereira Brian JG · CIK 0001298146 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 125,862

Underlying: Class A Ordinary Shares · 125,862 shares

Expires 2035-05-29

F1 · shares: These options were granted under the Issuer's non-employee director compensation policy.

F2 · derivative.exercise_date: The options will vest in full on the sooner of the one-year anniversary of the date of grant or the date of Company's next annual general shareholder meeting.

Read SEC document
February 04, 2025 Filed Feb 6, 2025 21:05 UTC PROKIDNEY CORP. PROK · Entity 5181 ConversionCommon Units in ProKidney LP · Derivative 675,234 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-25-015369 · ownership.xml · derivative · entry 6

Pereira Brian JG · CIK 0001298146 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Brian J. G. Pereira 2012 Irrevocable Trust

Disclosed balance after: 675,235

Underlying: Class A Ordinary Shares · 675,234 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The Common Units were received pursuant to the terms of the Business Combination Agreement in exchange for historical interests held by the reporting person in ProKidney LP. The Common Units do not expire.

F3 · derivative.expiration_date: The Common Units were received pursuant to the terms of the Business Combination Agreement in exchange for historical interests held by the reporting person in ProKidney LP. The Common Units do not expire.

Read SEC document
February 04, 2025 Filed Feb 6, 2025 21:05 UTC PROKIDNEY CORP. PROK · Entity 5181 ConversionClass B Ordinary Shares · Derivative 675,234 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-25-015369 · ownership.xml · derivative · entry 5

Pereira Brian JG · CIK 0001298146 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Brian J. G. Pereira 2012 Irrevocable Trust

Disclosed balance after: 675,235

Underlying: Class A Ordinary Shares · 675,234 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The Class B Ordinary Shares and the Common Units in ProKidney LP (a "Common Unit") are paired securities. At the election of the reporting person and subject to the limitations set forth in the Exchange Agreement and the Second Amended and Restated Company Partnership Agreement (each filed as an Issuer's Annual Report on Form 10-K filed on March 22, 2024), each Class B Ordinary Share, together with a paired Common Unit, may be exchanged for Class A Ordinary Shares on a one-for-one basis.

F2 · derivative.exercise_date: The Class B Ordinary Shares were received pursuant to the terms of the Business Combination Agreement by and between the Issuer and ProKidney LP, dated as of January 18, 2022 (the "Business Combination Agreement"), in exchange for historical interests held by the reporting person in ProKidney LP. The Class B Ordinary Shares do not expire.

F2 · derivative.expiration_date: The Class B Ordinary Shares were received pursuant to the terms of the Business Combination Agreement by and between the Issuer and ProKidney LP, dated as of January 18, 2022 (the "Business Combination Agreement"), in exchange for historical interests held by the reporting person in ProKidney LP. The Class B Ordinary Shares do not expire.

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February 04, 2025 Filed Feb 6, 2025 21:05 UTC PROKIDNEY CORP. PROK · Entity 5181 ConversionCommon Units in ProKidney LP · Derivative 81,928 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-25-015369 · ownership.xml · derivative · entry 4

Pereira Brian JG · CIK 0001298146 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,929

Underlying: Class A Ordinary Shares · 81,928 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The Common Units were received pursuant to the terms of the Business Combination Agreement in exchange for historical interests held by the reporting person in ProKidney LP. The Common Units do not expire.

F3 · derivative.expiration_date: The Common Units were received pursuant to the terms of the Business Combination Agreement in exchange for historical interests held by the reporting person in ProKidney LP. The Common Units do not expire.

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February 04, 2025 Filed Feb 6, 2025 21:05 UTC PROKIDNEY CORP. PROK · Entity 5181 ConversionClass B Ordinary Shares · Derivative 81,928 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-25-015369 · ownership.xml · derivative · entry 3

Pereira Brian JG · CIK 0001298146 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,929

Underlying: Class A Ordinary Shares · 81,928 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The Class B Ordinary Shares and the Common Units in ProKidney LP (a "Common Unit") are paired securities. At the election of the reporting person and subject to the limitations set forth in the Exchange Agreement and the Second Amended and Restated Company Partnership Agreement (each filed as an Issuer's Annual Report on Form 10-K filed on March 22, 2024), each Class B Ordinary Share, together with a paired Common Unit, may be exchanged for Class A Ordinary Shares on a one-for-one basis.

F2 · derivative.exercise_date: The Class B Ordinary Shares were received pursuant to the terms of the Business Combination Agreement by and between the Issuer and ProKidney LP, dated as of January 18, 2022 (the "Business Combination Agreement"), in exchange for historical interests held by the reporting person in ProKidney LP. The Class B Ordinary Shares do not expire.

F2 · derivative.expiration_date: The Class B Ordinary Shares were received pursuant to the terms of the Business Combination Agreement by and between the Issuer and ProKidney LP, dated as of January 18, 2022 (the "Business Combination Agreement"), in exchange for historical interests held by the reporting person in ProKidney LP. The Class B Ordinary Shares do not expire.

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February 04, 2025 Filed Feb 6, 2025 21:05 UTC PROKIDNEY CORP. PROK · Entity 5181 ConversionClass A Ordinary Shares 675,234 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-015369 · ownership.xml · nonDerivative · entry 2

Pereira Brian JG · CIK 0001298146 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Brian J. G. Pereira 2012 Irrevocable Trust

Disclosed balance after: 675,234

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 04, 2025 Filed Feb 6, 2025 21:05 UTC PROKIDNEY CORP. PROK · Entity 5181 ConversionClass A Ordinary Shares 81,928 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-015369 · ownership.xml · nonDerivative · entry 1

Pereira Brian JG · CIK 0001298146 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,928

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 03, 2024 Filed Oct 4, 2024 20:08 UTC KalVista Pharmaceuticals, Inc. KALV · Entity 39180 GrantStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $11.54 $0.00
Disclosure

SEC source: 0001415889-24-024751 · form4-10042024_081011.xml · derivative · entry 1

Pereira Brian JG · CIK 0001298146 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2034-10-02

F1 · derivative.exercise_date: The option vests over a 12-month period: 1/12th on November 3, 2024, after which 1/12th of the total shares vest monthly, subject to continued service through each vesting date.

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May 30, 2024 Filed Jun 3, 2024 20:32 UTC PROKIDNEY CORP. PROK · Entity 5181 GrantDirector stock option (right to buy) · Derivative 62,558 $0.00 Strike: $4.20 $0.00
Disclosure

SEC source: 0000950170-24-068043 · ownership.xml · derivative · entry 1

Pereira Brian JG · CIK 0001298146 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,558

Underlying: Class A Ordinary Shares · 62,558 shares

Expires 2034-05-30

F1 · shares: These options were granted under the Issuer's non-employee director compensation policy.

F2 · derivative.exercise_date: The options will vest in full on the sooner of the one-year anniversary of the date of grant or the date of Company's next annual general shareholder meeting.

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September 26, 2023 Filed Sep 28, 2023 20:53 UTC KalVista Pharmaceuticals, Inc. KALV · Entity 39180 GrantStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $10.08 $0.00
Disclosure

SEC source: 0001209191-23-050754 · doc4.xml · derivative · entry 1

Pereira Brian JG · CIK 0001298146 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2033-09-25

F1 · derivative.exercise_date: The option vests over a 12 month period: 1/12th on October 26, 2023, after which 1/12th of the total shares vest monthly, subject to continued service through each vesting date.

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June 29, 2023 Filed Jul 3, 2023 13:18 UTC PROKIDNEY CORP. PROK · Entity 5181 GrantDirector stock option (right to buy) · Derivative 48,128 $0.00 Strike: $10.56 $0.00
Disclosure

SEC source: 0001209191-23-040424 · doc4.xml · derivative · entry 1

Pereira Brian JG · CIK 0001298146 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,128

Underlying: Class A Ordinary Shares · 48,128 shares

Expires 2033-06-29

F1 · shares: These options were granted under the Issuer's non-employee director compensation policy.

F2 · derivative.exercise_date: The options will vest in full on the sooner of the one-year anniversary of the date of grant or the date of Company's next annual general shareholder meeting.

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October 13, 2022 Filed Oct 17, 2022 22:35 UTC KalVista Pharmaceuticals, Inc. KALV · Entity 39180 GrantEmployee Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $4.53 $0.00
Disclosure

SEC source: 0001209191-22-053876 · doc4.xml · derivative · entry 1

Pereira Brian JG · CIK 0001298146 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2032-10-12

F1 · derivative.exercise_date: The option vests over a 12 month period: 1/12th on October 13, 2022, after which 1/12th of the total shares vest monthly, subject to continued service through each vesting date.

Read SEC document
July 11, 2022 Filed Jul 14, 2022 01:32 UTC PROKIDNEY CORP. PROK · Entity 5181 GrantCommon Units in ProKidney LP · Derivative 1,514,326 $0.00 $0.00
Disclosure

SEC source: 0000950103-22-012376 · dp177030_4-pereira.xml · derivative · entry 2

Pereira Brian JG · CIK 0001298146 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,514,326

Underlying: Class A Ordinary Shares · 1,514,326 shares

Expires not disclosed

F3 · security: Each Common Unit may, at the election of the reporting person and subject to the limitations set forth in the Exchange Agreement and the Second Amended and Restated Company Partnership Agreement, be exchanged, together with the paired Class B Ordinary Share, into a Class A Ordinary Share on a one-for-one basis.

F3 · derivative.exercise_price: Each Common Unit may, at the election of the reporting person and subject to the limitations set forth in the Exchange Agreement and the Second Amended and Restated Company Partnership Agreement, be exchanged, together with the paired Class B Ordinary Share, into a Class A Ordinary Share on a one-for-one basis.

F4 · derivative.exercise_price: These 1,350,469 Common Units and 163,857 Restricted Common Units of ProKidney Equity LLC that upon vesting will settle in Common Units ("PMEL RCUs") were received pursuant to the terms of the Business Combination Agreement in exchange for historical interests held by the reporting person in ProKidney. The PMEL RCUs vest in installments over a period through January 17, 2025. The Common Units and the PMEL RCUs do not expire.

F4 · derivative.exercise_date: These 1,350,469 Common Units and 163,857 Restricted Common Units of ProKidney Equity LLC that upon vesting will settle in Common Units ("PMEL RCUs") were received pursuant to the terms of the Business Combination Agreement in exchange for historical interests held by the reporting person in ProKidney. The PMEL RCUs vest in installments over a period through January 17, 2025. The Common Units and the PMEL RCUs do not expire.

F4 · derivative.expiration_date: These 1,350,469 Common Units and 163,857 Restricted Common Units of ProKidney Equity LLC that upon vesting will settle in Common Units ("PMEL RCUs") were received pursuant to the terms of the Business Combination Agreement in exchange for historical interests held by the reporting person in ProKidney. The PMEL RCUs vest in installments over a period through January 17, 2025. The Common Units and the PMEL RCUs do not expire.

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July 11, 2022 Filed Jul 14, 2022 01:32 UTC PROKIDNEY CORP. PROK · Entity 5181 GrantClass B Ordinary Shares · Derivative 1,514,326 $0.00 $0.00
Disclosure

SEC source: 0000950103-22-012376 · dp177030_4-pereira.xml · derivative · entry 1

Pereira Brian JG · CIK 0001298146 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,514,326

Underlying: Class A Ordinary Shares · 1,514,326 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Class B Ordinary Share has no economic rights but entitles the reporting person to vote on all matters on which shareholders of the issuer vote and may, at the election of the reporting person and subject to the limitations set forth in the Exchange Agreement and the Second Amended and Restated Company Partnership Agreement (each as defined and as described in the issuer's Definitive Proxy Statement filed with the Securities and Exchange Commission on June 10, 2022), be exchanged, together with the paired Common Unit in ProKidney LP ("ProKidney") (a "Common Unit"), for a Class A Ordinary Share on a one-for-one basis.

F2 · derivative.exercise_price: These 1,350,469 Class B Ordinary Shares and 163,857 Restricted Stock Rights in respect of Class B Ordinary Shares ("Class B PMEL RSRs") were received pursuant to the terms of the Business Combination Agreement by and between the issuer and ProKidney dated as of January 18, 2022 (the "Business Combination Agreement") in exchange for historical interests held by the reporting person in ProKidney. The Class B PMEL RSRs vest in installments over a period through January 17, 2025, and upon vesting are immediately settled as Class B Ordinary Shares. The Class B Ordinary Shares and Class B PMEL RSRs do not expire.

F2 · derivative.exercise_date: These 1,350,469 Class B Ordinary Shares and 163,857 Restricted Stock Rights in respect of Class B Ordinary Shares ("Class B PMEL RSRs") were received pursuant to the terms of the Business Combination Agreement by and between the issuer and ProKidney dated as of January 18, 2022 (the "Business Combination Agreement") in exchange for historical interests held by the reporting person in ProKidney. The Class B PMEL RSRs vest in installments over a period through January 17, 2025, and upon vesting are immediately settled as Class B Ordinary Shares. The Class B Ordinary Shares and Class B PMEL RSRs do not expire.

F2 · derivative.expiration_date: These 1,350,469 Class B Ordinary Shares and 163,857 Restricted Stock Rights in respect of Class B Ordinary Shares ("Class B PMEL RSRs") were received pursuant to the terms of the Business Combination Agreement by and between the issuer and ProKidney dated as of January 18, 2022 (the "Business Combination Agreement") in exchange for historical interests held by the reporting person in ProKidney. The Class B PMEL RSRs vest in installments over a period through January 17, 2025, and upon vesting are immediately settled as Class B Ordinary Shares. The Class B Ordinary Shares and Class B PMEL RSRs do not expire.

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September 30, 2021 Filed Oct 1, 2021 20:55 UTC KalVista Pharmaceuticals, Inc. KALV · Entity 39180 GrantDirector Stock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $17.45 $0.00
Disclosure

SEC source: 0001209191-21-058486 · doc4.xml · derivative · entry 1

Pereira Brian JG · CIK 0001298146 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2031-09-29

F1 · derivative.exercise_date: The option vests over a 12 month period: 1/12th on October 30, 2021, after which 1/12th of the total shares vest monthly, subject to continued service through each vesting date.

Read SEC document
October 01, 2020 Filed Oct 3, 2020 00:36 UTC KalVista Pharmaceuticals, Inc. KALV · Entity 39180 GrantDirector Stock Option (right to buy) · Derivative 7,000 $0.00 Strike: $12.88 $0.00
Disclosure

SEC source: 0001209191-20-053395 · doc4.xml · derivative · entry 1

Pereira Brian JG · CIK 0001298146 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,000

Underlying: Common Stock · 7,000 shares

Expires 2030-09-30

F1 · derivative.exercise_date: The option vests over a 12 month period: 1/12th on November 1, 2020, after which 1/12th of the total shares vest monthly, subject to continued service through each vesting date.

Read SEC document
April 15, 2020 Filed Apr 17, 2020 23:03 UTC ABEONA THERAPEUTICS INC. ABEO · Entity 5808 GrantEmployee Stock Option (right to buy) · Derivative 930,000 $0.00 Strike: $2.50 $0.00
Disclosure

SEC source: 0001493152-20-006669 · ownership.xml · derivative · entry 1

Pereira Brian JG · CIK 0001298146 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 930,000

Underlying: Common Stock · 930,000 shares

Expires 2030-04-15

F1 · derivative.exercise_date: The options will vest 25% on April 15, 2021, and in 36 equal monthly installments thereafter.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 22:41 UTC KalVista Pharmaceuticals, Inc. KALV · Entity 39180 GrantDirector Stock Option (Right to Buy) · Derivative 14,000 $0.00 Strike: $17.95 $0.00
Disclosure

SEC source: 0001567619-19-002402 · doc1.xml · derivative · entry 1

Pereira Brian JG · CIK 0001298146 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,000

Underlying: Common Stock · 14,000 shares

Expires 2029-01-31

F1 · derivative.exercise_date: The option vests over a 3 year period: 1/36th vests on March 1, 2019, after which 1/36th of the total shares vest monthly, subject to reporting person's continued service through each vesting date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.