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Apple Inc.

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0 purchase rows · 35 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 01, 2017 Filed Oct 3, 2017 22:35 UTC
Riccio Daniel J.Senior Vice President
Tax withholdingCommon Stock 62,929 $154.12 $9,698,617.48
Disclosure

SEC source: 0000320193-17-000036 · wf-form4_150707011795652.xml · nonDerivative · entry 2

Riccio Daniel J. · CIK 0001557203 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,565

F2 · security: Shares withheld by Apple to satisfy tax withholding requirements on vesting of RSUs. No shares were sold.

Read SEC document
October 01, 2017 Filed Oct 3, 2017 22:35 UTC
Riccio Daniel J.Senior Vice President
Exercise / conversionCommon Stock 125,494 Not disclosed Not disclosed
Disclosure

SEC source: 0000320193-17-000036 · wf-form4_150707011795652.xml · nonDerivative · entry 1

Riccio Daniel J. · CIK 0001557203 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,494

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (RSU) represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date.

Read SEC document
October 01, 2017 Filed Oct 3, 2017 22:36 UTC
SCHILLER PHILIP WSenior Vice President
Exercise / conversionRestricted Stock Unit · Derivative 125,494 Not disclosed Not disclosed
Disclosure

SEC source: 0000320193-17-000037 · wf-form4_150707017081508.xml · derivative · entry 5

SCHILLER PHILIP W · CIK 0001214110 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 125,494 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date.

F1 · price: Each restricted stock unit (RSU) represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date.

F5 · derivative.exercise_date: This award was granted on October 17, 2014, for a target number of 68,576 RSUs. The award vested on October 1, 2017, applying a percentage of the target number of RSUs that was determined based on Apple's total shareholder return (TSR) relative to the other companies in the S&P 500 from September 28, 2014 through September 30, 2017.

F6 · derivative.exercise_date: TSR is calculated based on the change in a company's stock price during the three-year period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock. In accordance with the terms of the award, the beginning value used for calculating TSR is the average closing stock price for the 20 trading days prior to September 28, 2014. Apple's beginning value was calculated to be $100.66. Similarly, the ending value used for calculating TSR is the average closing price for the 20 trading days ending on September 30, 2017. Apple's ending value was calculated to be $166.62 (adjusted for dividends).

F7 · derivative.exercise_date: This award provided that if Apple's relative TSR performance is ranked at the 85th percentile for companies in the S&P 500 for the performance period, 200% of the target number of RSUs vest. If Apple's performance is ranked at the 55th percentile, 100% of the target number of RSUs vest. If Apple's performance is ranked at the 25th percentile, 25% of the target number of RSUs vest, and if Apple's performance is ranked below the 25th percentile, 0% of the target number of RSUs vest. If Apple's performance is between these levels, the portion of the RSUs that vest is determined on a straight-line basis (i.e., linearly interpolated) between the two nearest vesting percentages.

F8 · derivative.exercise_date: Apple's TSR for the three-year period was 65.53%, which ranked 92nd of the 451 companies that were included in the S&P 500 for the period and placed Apple in the 80th percentile. Therefore, 125,494 RSUs vested.

F5 · derivative.expiration_date: This award was granted on October 17, 2014, for a target number of 68,576 RSUs. The award vested on October 1, 2017, applying a percentage of the target number of RSUs that was determined based on Apple's total shareholder return (TSR) relative to the other companies in the S&P 500 from September 28, 2014 through September 30, 2017.

Read SEC document
October 01, 2017 Filed Oct 3, 2017 22:36 UTC
SCHILLER PHILIP WSenior Vice President
GiftCommon Stock 56,808 $0.00 $0.00
Disclosure

SEC source: 0000320193-17-000037 · wf-form4_150707017081508.xml · nonDerivative · entry 4

SCHILLER PHILIP W · CIK 0001214110 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 106,383

F3 · security: These entries reflect the transfer of securities by the reporting person to a trust.

F4 · ownership.nature: Shares held by a family trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in the trust.

Read SEC document
October 01, 2017 Filed Oct 3, 2017 22:36 UTC
SCHILLER PHILIP WSenior Vice President
GiftCommon Stock 56,808 $0.00 $0.00
Disclosure

SEC source: 0000320193-17-000037 · wf-form4_150707017081508.xml · nonDerivative · entry 3

SCHILLER PHILIP W · CIK 0001214110 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · security: These entries reflect the transfer of securities by the reporting person to a trust.

Read SEC document
October 01, 2017 Filed Oct 3, 2017 22:36 UTC
SCHILLER PHILIP WSenior Vice President
Tax withholdingCommon Stock 68,686 $154.12 $10,585,886.32
Disclosure

SEC source: 0000320193-17-000037 · wf-form4_150707017081508.xml · nonDerivative · entry 2

SCHILLER PHILIP W · CIK 0001214110 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,808

F2 · security: Shares withheld by Apple to satisfy withholding requirements on vesting of RSUs. No shares were sold.

Read SEC document
October 01, 2017 Filed Oct 3, 2017 22:36 UTC
SCHILLER PHILIP WSenior Vice President
Exercise / conversionCommon Stock 125,494 Not disclosed Not disclosed
Disclosure

SEC source: 0000320193-17-000037 · wf-form4_150707017081508.xml · nonDerivative · entry 1

SCHILLER PHILIP W · CIK 0001214110 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,494

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (RSU) represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date.

Read SEC document
October 01, 2017 Filed Oct 3, 2017 22:37 UTC
SEWELL D BRUCESVP, Gen'l Counsel, Secretary
Exercise / conversionRestricted Stock Unit · Derivative 125,494 Not disclosed Not disclosed
Disclosure

SEC source: 0000320193-17-000038 · wf-form4_150707022096581.xml · derivative · entry 3

SEWELL D BRUCE · CIK 0001307786 · SVP, Gen'l Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 125,494 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date.

F1 · price: Each restricted stock unit (RSU) represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date.

F3 · derivative.exercise_date: This award was granted on October 17, 2014, for a target number of 68,576 RSUs. The award vested on October 1, 2017, applying a percentage of the target number of RSUs that was determined based on Apple's total shareholder return (TSR) relative to the other companies in the S&P 500 from September 28, 2014 through September 30, 2017.

F4 · derivative.exercise_date: TSR is calculated based on the change in a company's stock price during the three-year period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock. In accordance with the terms of the award, the beginning value used for calculating TSR is the average closing stock price for the 20 trading days prior to September 28, 2014. Apple's beginning value was calculated to be $100.66. Similarly, the ending value used for calculating TSR is the average closing price for the 20 trading days ending on September 30, 2017. Apple's ending value was calculated to be $166.62 (adjusted for dividends).

F5 · derivative.exercise_date: This award provided that if Apple's relative TSR performance is ranked at the 85th percentile for companies in the S&P 500 for the performance period, 200% of the target number of RSUs vest. If Apple's performance is ranked at the 55th percentile, 100% of the target number of RSUs vest. If Apple's performance is ranked at the 25th percentile, 25% of the target number of RSUs vest, and if Apple's performance is ranked below the 25th percentile, 0% of the target number of RSUs vest. If Apple's performance is between these levels, the portion of the RSUs that vest is determined on a straight-line basis (i.e., linearly interpolated) between the two nearest vesting percentages.

F6 · derivative.exercise_date: Apple's TSR for the three-year period was 65.53%, which ranked 92nd of the 451 companies that were included in the S&P 500 for the period and placed Apple in the 80th percentile. Therefore, 125,494 RSUs vested.

F3 · derivative.expiration_date: This award was granted on October 17, 2014, for a target number of 68,576 RSUs. The award vested on October 1, 2017, applying a percentage of the target number of RSUs that was determined based on Apple's total shareholder return (TSR) relative to the other companies in the S&P 500 from September 28, 2014 through September 30, 2017.

Read SEC document
October 01, 2017 Filed Oct 3, 2017 22:37 UTC
SEWELL D BRUCESVP, Gen'l Counsel, Secretary
Tax withholdingCommon Stock 62,929 $154.12 $9,698,617.48
Disclosure

SEC source: 0000320193-17-000038 · wf-form4_150707022096581.xml · nonDerivative · entry 2

SEWELL D BRUCE · CIK 0001307786 · SVP, Gen'l Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,265

F2 · security: Shares withheld by Apple to satisfy tax withholding requirements on vesting of RSUs. No shares were sold.

Read SEC document
October 01, 2017 Filed Oct 3, 2017 22:37 UTC
SEWELL D BRUCESVP, Gen'l Counsel, Secretary
Exercise / conversionCommon Stock 125,494 Not disclosed Not disclosed
Disclosure

SEC source: 0000320193-17-000038 · wf-form4_150707022096581.xml · nonDerivative · entry 1

SEWELL D BRUCE · CIK 0001307786 · SVP, Gen'l Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,194

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (RSU) represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date.

Read SEC document
October 01, 2017 Filed Oct 3, 2017 22:37 UTC Exercise / conversionRestricted Stock Unit · Derivative 125,494 Not disclosed Not disclosed
Disclosure

SEC source: 0000320193-17-000039 · wf-form4_150707026587310.xml · derivative · entry 3

WILLIAMS JEFFREY E · CIK 0001496686 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 125,494 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date.

F1 · price: Each restricted stock unit (RSU) represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date.

F3 · derivative.exercise_date: This award was granted on October 17, 2014, for a target number of 68,576 RSUs. The award vested on October 1, 2017, applying a percentage of the target number of RSUs that was determined based on Apple's total shareholder return (TSR) relative to the other companies in the S&P 500 from September 28, 2014 through September 30, 2017.

F4 · derivative.exercise_date: TSR is calculated based on the change in a company's stock price during the three-year period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock. In accordance with the terms of the award, the beginning value used for calculating TSR is the average closing stock price for the 20 trading days prior to September 28, 2014. Apple's beginning value was calculated to be $100.66. Similarly, the ending value used for calculating TSR is the average closing price for the 20 trading days ending on September 30, 2017. Apple's ending value was calculated to be $166.62 (adjusted for dividends).

F5 · derivative.exercise_date: This award provided that if Apple's relative TSR performance is ranked at the 85th percentile for companies in the S&P 500 for the performance period, 200% of the target number of RSUs vest. If Apple's performance is ranked at the 55th percentile, 100% of the target number of RSUs vest. If Apple's performance is ranked at the 25th percentile, 25% of the target number of RSUs vest, and if Apple's performance is ranked below the 25th percentile, 0% of the target number of RSUs vest. If Apple's performance is between these levels, the portion of the RSUs that vest is determined on a straight-line basis (i.e., linearly interpolated) between the two nearest vesting percentages.

F6 · derivative.exercise_date: Apple's TSR for the three-year period was 65.53%, which ranked 92nd of the 451 companies that were included in the S&P 500 for the period and placed Apple in the 80th percentile. Therefore, 125,494 RSUs vested.

F3 · derivative.expiration_date: This award was granted on October 17, 2014, for a target number of 68,576 RSUs. The award vested on October 1, 2017, applying a percentage of the target number of RSUs that was determined based on Apple's total shareholder return (TSR) relative to the other companies in the S&P 500 from September 28, 2014 through September 30, 2017.

Read SEC document
October 01, 2017 Filed Oct 3, 2017 22:37 UTC Tax withholdingCommon Stock 68,686 $154.12 $10,585,886.32
Disclosure

SEC source: 0000320193-17-000039 · wf-form4_150707026587310.xml · nonDerivative · entry 2

WILLIAMS JEFFREY E · CIK 0001496686 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,919

F2 · security: Shares withheld by Apple to satisfy tax withholding requirements on vesting of RSUs. No shares were sold.

Read SEC document
October 01, 2017 Filed Oct 3, 2017 22:37 UTC Exercise / conversionCommon Stock 125,494 Not disclosed Not disclosed
Disclosure

SEC source: 0000320193-17-000039 · wf-form4_150707026587310.xml · nonDerivative · entry 1

WILLIAMS JEFFREY E · CIK 0001496686 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,605

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (RSU) represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date.

Read SEC document
October 01, 2017 Filed Oct 17, 2017 22:39 UTC
AHRENDTS ANGELA JSenior Vice President
GrantRestricted Stock Unit · Derivative 64,885 $0.00 $0.00
Disclosure

SEC source: 0000320193-17-000055 · wf-form4_150827993959614.xml · derivative · entry 1

AHRENDTS ANGELA J · CIK 0001196612 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,885

Underlying: Common Stock · 64,885 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F2 · derivative.exercise_date: Vesting of these restricted stock units depends on Apple's relative total shareholder return from the first day of Apple's fiscal 2018 and ending with the last day of Apple's fiscal 2020. The "target" number of restricted stock units is reported. Between 0% and 200% of the target number of units may vest on October 1, 2020, with the vesting percentage determined based on actual performance.

F2 · derivative.expiration_date: Vesting of these restricted stock units depends on Apple's relative total shareholder return from the first day of Apple's fiscal 2018 and ending with the last day of Apple's fiscal 2020. The "target" number of restricted stock units is reported. Between 0% and 200% of the target number of units may vest on October 1, 2020, with the vesting percentage determined based on actual performance.

Read SEC document
October 01, 2017 Filed Oct 17, 2017 22:39 UTC
Cue Eduardo HSenior Vice President
GrantRestricted Stock Units · Derivative 64,885 $0.00 $0.00
Disclosure

SEC source: 0000320193-17-000056 · wf-form4_150827998628260.xml · derivative · entry 1

Cue Eduardo H · CIK 0001528884 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,885

Underlying: Common Stock · 64,885 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F2 · derivative.exercise_date: Vesting of these restricted stock units depends on Apple's relative total shareholder return from the first day of Apple's fiscal 2018 and ending with the last day of Apple's fiscal 2020. The "target" number of restricted stock units is reported. Between 0% and 200% of the target number of units may vest on October 1, 2020, with the vesting percentage determined based on actual performance.

F2 · derivative.expiration_date: Vesting of these restricted stock units depends on Apple's relative total shareholder return from the first day of Apple's fiscal 2018 and ending with the last day of Apple's fiscal 2020. The "target" number of restricted stock units is reported. Between 0% and 200% of the target number of units may vest on October 1, 2020, with the vesting percentage determined based on actual performance.

Read SEC document
October 01, 2017 Filed Oct 17, 2017 22:40 UTC
FEDERIGHI CRAIGSenior Vice President
GrantRestricted Stock Unit · Derivative 64,885 $0.00 $0.00
Disclosure

SEC source: 0000320193-17-000057 · wf-form4_150828003638615.xml · derivative · entry 1

FEDERIGHI CRAIG · CIK 0001258883 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,885

Underlying: Common Stock · 64,885 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F2 · derivative.exercise_date: Vesting of these restricted stock units depends on Apple's relative total shareholder return from the first day of Apple's fiscal 2018 and ending with the last day of Apple's fiscal 2020. The "target" number of restricted stock units is reported. Between 0% and 200% of the target number of units may vest on October 1, 2020, with the vesting percentage determined based on actual performance.

F2 · derivative.expiration_date: Vesting of these restricted stock units depends on Apple's relative total shareholder return from the first day of Apple's fiscal 2018 and ending with the last day of Apple's fiscal 2020. The "target" number of restricted stock units is reported. Between 0% and 200% of the target number of units may vest on October 1, 2020, with the vesting percentage determined based on actual performance.

Read SEC document
October 01, 2017 Filed Oct 17, 2017 22:43 UTC
Maestri LucaSenior Vice President, CFO
GrantRestricted Stock Unit · Derivative 64,885 $0.00 $0.00
Disclosure

SEC source: 0000320193-17-000059 · wf-form4_150828017246106.xml · derivative · entry 3

Maestri Luca · CIK 0001513362 · Senior Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,885

Underlying: Common Stock · 64,885 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F4 · derivative.exercise_date: Vesting of these restricted stock units depends on Apple's relative total shareholder return from the first day of Apple's fiscal 2018 and ending with the last day of Apple's fiscal 2020. The "target" number of restricted stock units is reported. Between 0% and 200% of the target number of units may vest on October 1, 2020, with the vesting percentage determined based on actual performance.

F4 · derivative.expiration_date: Vesting of these restricted stock units depends on Apple's relative total shareholder return from the first day of Apple's fiscal 2018 and ending with the last day of Apple's fiscal 2020. The "target" number of restricted stock units is reported. Between 0% and 200% of the target number of units may vest on October 1, 2020, with the vesting percentage determined based on actual performance.

Read SEC document
October 01, 2017 Filed Oct 17, 2017 22:43 UTC
Riccio Daniel J.Senior Vice President
GrantRestricted Stock Unit · Derivative 64,885 $0.00 $0.00
Disclosure

SEC source: 0000320193-17-000060 · wf-form4_150828022415662.xml · derivative · entry 1

Riccio Daniel J. · CIK 0001557203 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,885

Underlying: Common Stock · 64,885 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F2 · derivative.exercise_date: Vesting of these restricted stock units depends on Apple's relative total shareholder return from the first day of Apple's fiscal 2018 and ending with the last day of Apple's fiscal 2020. The "target" number of restricted stock units is reported. Between 0% and 200% of the target number of units may vest on October 1, 2020, with the vesting percentage determined based on actual performance.

F2 · derivative.expiration_date: Vesting of these restricted stock units depends on Apple's relative total shareholder return from the first day of Apple's fiscal 2018 and ending with the last day of Apple's fiscal 2020. The "target" number of restricted stock units is reported. Between 0% and 200% of the target number of units may vest on October 1, 2020, with the vesting percentage determined based on actual performance.

Read SEC document
October 01, 2017 Filed Oct 17, 2017 22:44 UTC
SCHILLER PHILIP WSenior Vice President
GrantRestricted Stock Unit · Derivative 64,885 $0.00 $0.00
Disclosure

SEC source: 0000320193-17-000061 · wf-form4_150828027600542.xml · derivative · entry 1

SCHILLER PHILIP W · CIK 0001214110 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,885

Underlying: Common Stock · 64,885 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F2 · derivative.exercise_date: Vesting of these restricted stock units depends on Apple's relative total shareholder return from the first day of Apple's fiscal 2018 and ending with the last day of Apple's fiscal 2020. The "target" number of restricted stock units is reported. Between 0% and 200% of the target number of units may vest on October 1, 2020, with the vesting percentage determined based on actual performance.

F2 · derivative.expiration_date: Vesting of these restricted stock units depends on Apple's relative total shareholder return from the first day of Apple's fiscal 2018 and ending with the last day of Apple's fiscal 2020. The "target" number of restricted stock units is reported. Between 0% and 200% of the target number of units may vest on October 1, 2020, with the vesting percentage determined based on actual performance.

Read SEC document
October 01, 2017 Filed Oct 17, 2017 22:47 UTC GrantRestricted Stock Unit · Derivative 64,885 $0.00 $0.00
Disclosure

SEC source: 0000320193-17-000063 · wf-form4_150828044948163.xml · derivative · entry 1

WILLIAMS JEFFREY E · CIK 0001496686 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,885

Underlying: Common Stock · 64,885 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F2 · derivative.exercise_date: Vesting of these restricted stock units depends on Apple's relative total shareholder return from the first day of Apple's fiscal 2018 and ending with the last day of Apple's fiscal 2020. The "target" number of restricted stock units is reported. Between 0% and 200% of the target number of units may vest on October 1, 2020, with the vesting percentage determined based on actual performance.

F2 · derivative.expiration_date: Vesting of these restricted stock units depends on Apple's relative total shareholder return from the first day of Apple's fiscal 2018 and ending with the last day of Apple's fiscal 2020. The "target" number of restricted stock units is reported. Between 0% and 200% of the target number of units may vest on October 1, 2020, with the vesting percentage determined based on actual performance.

Read SEC document
October 01, 2017 Filed Oct 17, 2017 22:46 UTC
Srouji JohnySenior Vice President
GrantRestricted Stock Unit · Derivative 64,885 $0.00 $0.00
Disclosure

SEC source: 0000320193-17-000062 · wf-form4_150828038824181.xml · derivative · entry 7

Srouji Johny · CIK 0001661960 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,885

Underlying: Common Stock · 64,885 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F4 · derivative.exercise_date: Vesting of these restricted stock units depends on Apple's relative total shareholder return from the first day of Apple's fiscal 2018 and ending with the last day of Apple's fiscal 2020. The "target" number of restricted stock units is reported. Between 0% and 200% of the target number of units may vest on October 1, 2020, with the vesting percentage determined based on actual performance.

F4 · derivative.expiration_date: Vesting of these restricted stock units depends on Apple's relative total shareholder return from the first day of Apple's fiscal 2018 and ending with the last day of Apple's fiscal 2020. The "target" number of restricted stock units is reported. Between 0% and 200% of the target number of units may vest on October 1, 2020, with the vesting percentage determined based on actual performance.

Read SEC document
August 28, 2017 Filed Aug 29, 2017 00:00 UTC
COOK TIMOTHY DDirector · Chief Executive Officer
SaleCommon Stock 110,592 $161.43 $17,852,866.56
Disclosure

SEC source: 0000320193-17-000021 · wf-form4_150396481887759.xml · nonDerivative · entry 6

COOK TIMOTHY D · CIK 0001214156 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 901,474

F7 · shares: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on May 5, 2017.

F11 · price: This transaction was executed in multiple trades at prices ranging from $161.035 to $161.99; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.

F5 · ownership.direct: These shares are held through Mr. Cook's trust.

Read SEC document
August 28, 2017 Filed Aug 29, 2017 00:00 UTC
COOK TIMOTHY DDirector · Chief Executive Officer
SaleCommon Stock 23,304 $160.51 $3,740,525.04
Disclosure

SEC source: 0000320193-17-000021 · wf-form4_150396481887759.xml · nonDerivative · entry 5

COOK TIMOTHY D · CIK 0001214156 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,012,066

F7 · shares: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on May 5, 2017.

F10 · price: This transaction was executed in multiple trades at prices ranging from $160.035 to $161.03; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.

F5 · ownership.direct: These shares are held through Mr. Cook's trust.

Read SEC document
August 28, 2017 Filed Aug 30, 2017 22:30 UTC
Srouji JohnySenior Vice President
SaleCommon Stock 5,892 $161.00 $948,612.00
Disclosure

SEC source: 0000320193-17-000023 · wf-form4_150413222111835.xml · nonDerivative · entry 1

Srouji Johny · CIK 0001661960 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,358

Read SEC document
August 25, 2017 Filed Aug 29, 2017 00:00 UTC
COOK TIMOTHY DDirector · Chief Executive Officer
SaleCommon Stock 9,406 $160.45 $1,509,192.70
Disclosure

SEC source: 0000320193-17-000021 · wf-form4_150396481887759.xml · nonDerivative · entry 4

COOK TIMOTHY D · CIK 0001214156 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,035,370

F7 · shares: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on May 5, 2017.

F9 · price: This transaction was executed in multiple trades at prices ranging from $160.40 to $160.53; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.

F5 · ownership.direct: These shares are held through Mr. Cook's trust.

Read SEC document
August 25, 2017 Filed Aug 29, 2017 00:00 UTC
COOK TIMOTHY DDirector · Chief Executive Officer
SaleCommon Stock 125,321 $159.96 $20,046,347.16
Disclosure

SEC source: 0000320193-17-000021 · wf-form4_150396481887759.xml · nonDerivative · entry 3

COOK TIMOTHY D · CIK 0001214156 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,044,776

F7 · shares: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on May 5, 2017.

F8 · price: This transaction was executed in multiple trades at prices ranging from $159.40 to $160.39; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.

F5 · ownership.direct: These shares are held through Mr. Cook's trust.

Read SEC document
August 24, 2017 Filed Aug 29, 2017 00:00 UTC
COOK TIMOTHY DDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Unit · Derivative 560,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000320193-17-000021 · wf-form4_150396481887759.xml · derivative · entry 7

COOK TIMOTHY D · CIK 0001214156 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,940,000

Underlying: Common Stock · 560,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date.

F4 · price: Each RSU represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date.

F12 · derivative.exercise_date: The remaining 2,940,000 restricted stock units in this award are scheduled to vest as follows: 700,000 restricted stock units vest on August 24, 2021; the balance of 2,240,000 restricted stock units vests in four equal annual installments commencing August 24, 2018, assuming continued employment through the applicable vesting date and, with respect to a portion of each annual installment, satisfaction of the applicable performance requirements.

F12 · derivative.expiration_date: The remaining 2,940,000 restricted stock units in this award are scheduled to vest as follows: 700,000 restricted stock units vest on August 24, 2021; the balance of 2,240,000 restricted stock units vests in four equal annual installments commencing August 24, 2018, assuming continued employment through the applicable vesting date and, with respect to a portion of each annual installment, satisfaction of the applicable performance requirements.

Read SEC document
August 24, 2017 Filed Aug 29, 2017 00:00 UTC
COOK TIMOTHY DDirector · Chief Executive Officer
Tax withholdingCommon Stock 291,377 $159.27 $46,407,614.79
Disclosure

SEC source: 0000320193-17-000021 · wf-form4_150396481887759.xml · nonDerivative · entry 2

COOK TIMOTHY D · CIK 0001214156 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,170,097

F6 · security: 291,377 shares (52% of the total number of shares released) were withheld by Apple to satisfy the minimum statutory tax withholding requirements on vesting of RSUs.

F5 · ownership.direct: These shares are held through Mr. Cook's trust.

Read SEC document
August 24, 2017 Filed Aug 29, 2017 00:00 UTC
COOK TIMOTHY DDirector · Chief Executive Officer
Exercise / conversionCommon Stock 560,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000320193-17-000021 · wf-form4_150396481887759.xml · nonDerivative · entry 1

COOK TIMOTHY D · CIK 0001214156 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,461,474

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The number of restricted stock units (RSUs) includes 280,000 time-based RSUs and 280,000 performance-based RSUs.

F2 · shares: The number of performance-based RSUs that vested was determined based on Apple's total shareholder return (TSR), relative to the other companies in the S&P 500 over a three-year period from August 25, 2014 through August 24, 2017. TSR is calculated based on the change in a company's stock price during the three-year period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock. In accordance with the terms of the award, the beginning value used for calculating TSR is the average closing stock price for the 20 trading days prior to August 25, 2014. Apple's beginning value was calculated to be $97.74 (adjusted for dividends). Similarly, the ending value used for calculating TSR is the average closing price for the 20 trading days ending on August 24, 2017. Apple's ending value was calculated to be $166.72 (adjusted for dividends).

F3 · shares: Mr. Cook's award provides that if Apple's relative TSR performance is within the top third of the companies that remain in the S&P 500 for the entire performance period, the 280,000 performance-based RSUs vest in full. If Apple's performance is in the middle third, the RSUs will be reduced by 50%, and if Apple's performance is in the bottom third, the RSUs will be reduced to zero. Apple needed to achieve a TSR of at least 52.31% to outperform the middle third of the companies in the S&P 500 for the performance period, and at least 16.99% to outperform the bottom third of the companies. Apple's TSR for the three-year period was 70.57%, which ranked 80th of the 420 companies that were included in the S&P 500 for the entire period and placed Apple in the 81st percentile. Therefore, all 280,000 of the RSUs subject to performance requirements vested.

F4 · price: Each RSU represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date.

F5 · ownership.direct: These shares are held through Mr. Cook's trust.

Read SEC document
August 16, 2017 Filed Aug 17, 2017 22:30 UTC
KONDO CHRISPrincipal Accounting Officer
SaleCommon Stock 6,209 $161.96 $1,005,609.64
Disclosure

SEC source: 0000320193-17-000017 · wf-form4_150300904326605.xml · nonDerivative · entry 3

KONDO CHRIS · CIK 0001631982 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,472

F4 · price: This transaction was executed in multiple trades at prices ranging from $161.9601 to $161.9564; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.

Read SEC document
August 16, 2017 Filed Aug 18, 2017 22:30 UTC
Srouji JohnySenior Vice President
SaleCommon Stock 10,469 $162.20 $1,698,071.80
Disclosure

SEC source: 0000320193-17-000018 · wf-form4_150309542055431.xml · nonDerivative · entry 1

Srouji Johny · CIK 0001661960 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,250

Read SEC document
August 15, 2017 Filed Aug 17, 2017 22:30 UTC
KONDO CHRISPrincipal Accounting Officer
Exercise / conversionRestricted Stock Unit · Derivative 675 Not disclosed Not disclosed
Disclosure

SEC source: 0000320193-17-000017 · wf-form4_150300904326605.xml · derivative · entry 4

KONDO CHRIS · CIK 0001631982 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,350

Underlying: Common Stock · 675 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F5 · derivative.exercise_date: This award was granted on August 13, 2014. 12.5% of the award vested on February 15, 2015 and the remaining restricted stock units vest 12.5% in semi-annual installments over the four-year period ending August 15, 2018, assuming continued employment through the applicable vesting date.

F5 · derivative.expiration_date: This award was granted on August 13, 2014. 12.5% of the award vested on February 15, 2015 and the remaining restricted stock units vest 12.5% in semi-annual installments over the four-year period ending August 15, 2018, assuming continued employment through the applicable vesting date.

Read SEC document
August 15, 2017 Filed Aug 17, 2017 22:30 UTC
KONDO CHRISPrincipal Accounting Officer
Tax withholdingCommon Stock 340 $161.60 $54,944.00
Disclosure

SEC source: 0000320193-17-000017 · wf-form4_150300904326605.xml · nonDerivative · entry 2

KONDO CHRIS · CIK 0001631982 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,681

F3 · security: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of restricted stock units.

Read SEC document
August 15, 2017 Filed Aug 17, 2017 22:30 UTC
KONDO CHRISPrincipal Accounting Officer
Exercise / conversionCommon Stock 675 Not disclosed Not disclosed
Disclosure

SEC source: 0000320193-17-000017 · wf-form4_150300904326605.xml · nonDerivative · entry 1

KONDO CHRIS · CIK 0001631982 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,021

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F2 · balance_after: The number of securities reported reflects the acquisition on July 31, 2017 of 58 shares of Apple Inc.'s common stock pursuant to the Apple Inc. Amended Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of February 1, 2017 through July 31, 2017.

Read SEC document
August 07, 2017 Filed Aug 9, 2017 22:30 UTC
FEDERIGHI CRAIGSenior Vice President
SaleCommon Stock 63,163 $158.07 $9,984,175.41
Disclosure

SEC source: 0000320193-17-000013 · wf-form4_150231783126553.xml · nonDerivative · entry 1

FEDERIGHI CRAIG · CIK 0001258883 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 359,988

F1 · price: This transaction was executed in multiple trades at prices ranging from $157.98 to $158.155; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.

Read SEC document
August 07, 2017 Filed Aug 9, 2017 22:31 UTC Exercise / conversionDirector Stock Option (Right to Buy) · Derivative 35,000 $0.00 Strike: $17.72 $0.00
Disclosure

SEC source: 0000320193-17-000014 · wf-form4_150231787803625.xml · derivative · entry 4

LEVINSON ARTHUR D · CIK 0001214128 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 35,000 shares

Expires 2017-08-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 07, 2017 Filed Aug 9, 2017 22:31 UTC SaleCommon Stock 35,000 $157.58 $5,515,300.00
Disclosure

SEC source: 0000320193-17-000014 · wf-form4_150231787803625.xml · nonDerivative · entry 2

LEVINSON ARTHUR D · CIK 0001214128 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,133,283

F1 · price: This transaction was executed in multiple trades at prices ranging from $157.49 to $157.66; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.

Read SEC document
August 07, 2017 Filed Aug 9, 2017 22:31 UTC Exercise / conversionCommon Stock 35,000 $17.72 $620,151.00
Disclosure

SEC source: 0000320193-17-000014 · wf-form4_150231787803625.xml · nonDerivative · entry 1

LEVINSON ARTHUR D · CIK 0001214128 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,168,283

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 07, 2017 Filed Aug 9, 2017 22:32 UTC
SEWELL D BRUCESVP, Gen'l Counsel, Secretary
SaleCommon Stock 2,730 $158.80 $433,524.00
Disclosure

SEC source: 0000320193-17-000015 · wf-form4_150231792959896.xml · nonDerivative · entry 2

SEWELL D BRUCE · CIK 0001307786 · SVP, Gen'l Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,700

F2 · price: This transaction was executed in multiple trades at prices ranging from $158.73 to $158.90; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.

Read SEC document
August 07, 2017 Filed Aug 9, 2017 22:32 UTC
SEWELL D BRUCESVP, Gen'l Counsel, Secretary
SaleCommon Stock 28,895 $158.07 $4,567,432.65
Disclosure

SEC source: 0000320193-17-000015 · wf-form4_150231792959896.xml · nonDerivative · entry 1

SEWELL D BRUCE · CIK 0001307786 · SVP, Gen'l Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,430

F1 · price: This transaction was executed in multiple trades at prices ranging from $157.73 to $158.72; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.

Read SEC document
July 06, 2017 Filed Jul 10, 2017 22:30 UTC
Riccio Daniel J.Senior Vice President
SaleCommon Stock 11,949 $142.86 $1,707,034.14
Disclosure

SEC source: 0000320193-17-000003 · wf-form4_149972580917613.xml · nonDerivative · entry 1

Riccio Daniel J. · CIK 0001557203 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 11, 2016.

F2 · price: This transaction was executed in multiple trades at prices ranging from $142.55 to $143.24; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.

Read SEC document
June 14, 2017 Filed Jun 16, 2017 22:30 UTC
AHRENDTS ANGELA JSenior Vice President
Exercise / conversionRestricted Stock Unit · Derivative 13,139 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-17-006558 · wf-form4_149765220991664.xml · derivative · entry 3

AHRENDTS ANGELA J · CIK 0001196612 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,132

Underlying: Common Stock · 13,139 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F3 · derivative.exercise_date: This award was granted on May 1, 2014 for a total of 437,885 restricted stock units. 26% of the award vested on June 1, 2014, 32% on April 1, 2015, 21% on July 18, 2015, 15% on June 14, 2016, and 3% on June 14, 2017; and the remaining restricted stock units vests on June 14, 2018 assuming continued employment through the applicable vesting date.

F3 · derivative.expiration_date: This award was granted on May 1, 2014 for a total of 437,885 restricted stock units. 26% of the award vested on June 1, 2014, 32% on April 1, 2015, 21% on July 18, 2015, 15% on June 14, 2016, and 3% on June 14, 2017; and the remaining restricted stock units vests on June 14, 2018 assuming continued employment through the applicable vesting date.

Read SEC document
June 14, 2017 Filed Jun 16, 2017 22:30 UTC
AHRENDTS ANGELA JSenior Vice President
Tax withholdingCommon Stock 6,559 $145.16 $952,104.44
Disclosure

SEC source: 0001628280-17-006558 · wf-form4_149765220991664.xml · nonDerivative · entry 2

AHRENDTS ANGELA J · CIK 0001196612 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,319

F2 · security: Shares withheld by Apple to satisfy the minimum statutory tax withholding requirements on vesting of restricted stock units. No shares were sold.

Read SEC document
June 14, 2017 Filed Jun 16, 2017 22:30 UTC
AHRENDTS ANGELA JSenior Vice President
Exercise / conversionCommon Stock 13,139 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-17-006558 · wf-form4_149765220991664.xml · nonDerivative · entry 1

AHRENDTS ANGELA J · CIK 0001196612 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,878

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

Read SEC document
June 07, 2017 Filed Jun 9, 2017 22:30 UTC
Riccio Daniel J.Senior Vice President
SaleCommon Stock 1,100 $155.73 $171,303.00
Disclosure

SEC source: 0001628280-17-006357 · wf-form4_149704742969407.xml · nonDerivative · entry 2

Riccio Daniel J. · CIK 0001557203 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,949

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 11, 2016.

F3 · price: This transaction was executed in multiple trades at prices ranging from $155.60 to $155.89; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.

Read SEC document
June 07, 2017 Filed Jun 9, 2017 22:30 UTC
Riccio Daniel J.Senior Vice President
SaleCommon Stock 10,849 $155.28 $1,684,632.72
Disclosure

SEC source: 0001628280-17-006357 · wf-form4_149704742969407.xml · nonDerivative · entry 1

Riccio Daniel J. · CIK 0001557203 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,049

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 11, 2016.

F2 · price: This transaction was executed in multiple trades at prices ranging from $154.60 to $155.59; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.

Read SEC document
June 02, 2017 Filed Jun 6, 2017 22:30 UTC
Maestri LucaSenior Vice President, CFO
SaleCommon Stock 2,757 $155.11 $427,638.27
Disclosure

SEC source: 0001628280-17-006261 · wf-form4_149678821830800.xml · nonDerivative · entry 2

Maestri Luca · CIK 0001513362 · Senior Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 657

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 23, 2016.

F3 · price: This transaction was executed in multiple trades at prices ranging from $154.78 to $155.33; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.

Read SEC document
June 02, 2017 Filed Jun 6, 2017 22:30 UTC
Maestri LucaSenior Vice President, CFO
SaleCommon Stock 2,000 $154.13 $308,260.00
Disclosure

SEC source: 0001628280-17-006261 · wf-form4_149678821830800.xml · nonDerivative · entry 1

Maestri Luca · CIK 0001513362 · Senior Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,414

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 23, 2016.

F2 · price: This transaction was executed in multiple trades at prices ranging from $153.70 to $154.66; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.

Read SEC document
May 30, 2017 Filed May 30, 2017 22:30 UTC
Srouji JohnySenior Vice President
SaleCommon Stock 4,572 $153.83 $703,310.76
Disclosure

SEC source: 0001628280-17-006040 · wf-form4_149618343527214.xml · nonDerivative · entry 2

Srouji Johny · CIK 0001661960 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,719

Read SEC document
May 29, 2017 Filed May 31, 2017 22:30 UTC
Maestri LucaSenior Vice President, CFO
Exercise / conversionRestricted Stock Unit · Derivative 9,550 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-17-006119 · wf-form4_149626981246801.xml · derivative · entry 3

Maestri Luca · CIK 0001513362 · Senior Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,550

Underlying: Common Stock · 9,550 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F3 · derivative.exercise_date: This award was granted on May 29, 2014. One-third of the restricted stock units subject to the award vested on May 29, 2016 and May 29, 2017, and one-third of the restricted stock units are scheduled to vest on May 29, 2018, assuming continued employment through the applicable vesting date.

F3 · derivative.expiration_date: This award was granted on May 29, 2014. One-third of the restricted stock units subject to the award vested on May 29, 2016 and May 29, 2017, and one-third of the restricted stock units are scheduled to vest on May 29, 2018, assuming continued employment through the applicable vesting date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.