Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Apple Inc.AAPL · Entity 2389 | Senior Vice President | August 17, 2018 | August 21, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Apple Inc.
Report date August 17, 2018 · Filed August 21, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 59,162 |
Ending reported balance
After 2018-08-17 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2018-08-17 · Sale · Disposed 5,000 · Balance 68,302 Row 2 · 2018-08-17 · Sale · Disposed 3,617 · Balance 64,685 Row 3 · 2018-08-17 · Sale · Disposed 5,523 · Balance 59,162 |
| Common StockSEC Table I · non-derivative | IndirectBy Child | 635 |
Reported balance
Holding disclosure · report date 2018-08-17 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 635 |
| Common StockSEC Table I · non-derivative | IndirectBy Child | 635 |
Reported balance
Holding disclosure · report date 2018-08-17 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 635 |
| Common StockSEC Table I · non-derivative | IndirectBy the Reporting Person as Custodian for Child | 635 |
Reported balance
Holding disclosure · report date 2018-08-17 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 635 |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 91 |
Reported balance
Holding disclosure · report date 2018-08-17 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 91 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 17, 2018 Filed Aug 21, 2018 22:59 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 5,523 | $214.50 | $1,184,683.50 |
DisclosureSEC source: 0000320193-18-000112 · wf-form4_153489235873857.xml · nonDerivative · entry 3 Srouji Johny · CIK 0001661960 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,162 Read SEC document |
| August 17, 2018 Filed Aug 21, 2018 22:59 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 3,617 | $215.00 | $777,655.00 |
DisclosureSEC source: 0000320193-18-000112 · wf-form4_153489235873857.xml · nonDerivative · entry 2 Srouji Johny · CIK 0001661960 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,685 Read SEC document |
| August 17, 2018 Filed Aug 21, 2018 22:59 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 5,000 | $215.50 | $1,077,500.00 |
DisclosureSEC source: 0000320193-18-000112 · wf-form4_153489235873857.xml · nonDerivative · entry 1 Srouji Johny · CIK 0001661960 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,302 Read SEC document |
| May 23, 2018 Filed May 25, 2018 22:31 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 14,976 | $187.74 | $2,811,594.24 |
DisclosureSEC source: 0000320193-18-000084 · wf-form4_152728745985789.xml · nonDerivative · entry 1 Srouji Johny · CIK 0001661960 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,302 F1 · price: This transaction was executed in multiple trades at prices ranging from $187.61 to $188.03; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple. Read SEC document |
| April 15, 2018 Filed Apr 17, 2018 22:31 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionRestricted Stock Unit · Derivative | 11,284 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000320193-18-000064 · wf-form4_152400428847158.xml · derivative · entry 9 Srouji Johny · CIK 0001661960 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,850 Underlying: Common Stock · 11,284 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. F5 · derivative.exercise_date: This award was granted on October 5, 2015. 12.5% of the award vested on April 15, 2016 and the remaining restricted stock units vest 12.5% in semi-annual installments over the four-year period ending October 15, 2019, assuming continued employment through the applicable vesting date. F5 · derivative.expiration_date: This award was granted on October 5, 2015. 12.5% of the award vested on April 15, 2016 and the remaining restricted stock units vest 12.5% in semi-annual installments over the four-year period ending October 15, 2019, assuming continued employment through the applicable vesting date. Read SEC document |
| April 15, 2018 Filed Apr 17, 2018 22:31 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionRestricted Stock Unit · Derivative | 9,307 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000320193-18-000064 · wf-form4_152400428847158.xml · derivative · entry 8 Srouji Johny · CIK 0001661960 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,307 Underlying: Common Stock · 9,307 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. F4 · derivative.exercise_date: This award was granted on October 10, 2014. 12.5% of the award vested on April 15, 2015 and the remaining restricted stock units vest 12.5% in semi-annual installments over the four-year period ending October 15, 2018, assuming continued employment through the applicable vesting date. F4 · derivative.expiration_date: This award was granted on October 10, 2014. 12.5% of the award vested on April 15, 2015 and the remaining restricted stock units vest 12.5% in semi-annual installments over the four-year period ending October 15, 2018, assuming continued employment through the applicable vesting date. Read SEC document |
| April 15, 2018 Filed Apr 17, 2018 22:31 UTC | Apple Inc. AAPL · Entity 2389 | Tax withholdingCommon Stock | 8,951 | $174.73 | $1,564,008.23 |
DisclosureSEC source: 0000320193-18-000064 · wf-form4_152400428847158.xml · nonDerivative · entry 7 Srouji Johny · CIK 0001661960 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,278 F3 · security: Shares withheld by Apple to satisfy tax withholding requirements on vesting of restricted stock units. No shares were sold. Read SEC document |
| April 15, 2018 Filed Apr 17, 2018 22:31 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionCommon Stock | 20,591 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000320193-18-000064 · wf-form4_152400428847158.xml · nonDerivative · entry 6 Srouji Johny · CIK 0001661960 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,229 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. F2 · balance_after: The number of securities reported reflects the acquisition on January 31, 2018 of 166 shares of Apple Inc.'s common stock pursuant to the Apple Inc. Amended Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of August 1, 2017 through January 31, 2018. Read SEC document |
| December 21, 2017 Filed Apr 17, 2018 22:31 UTC | Apple Inc. AAPL · Entity 2389 | GiftCommon Stock | 160 | $0.00 | $0.00 |
DisclosureSEC source: 0000320193-18-000064 · wf-form4_152400428847158.xml · nonDerivative · entry 4 Srouji Johny · CIK 0001661960 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By the Reporting Person as Custodian for Child Disclosed balance after: 635 Read SEC document |
| December 21, 2017 Filed Apr 17, 2018 22:31 UTC | Apple Inc. AAPL · Entity 2389 | GiftCommon Stock | 160 | $0.00 | $0.00 |
DisclosureSEC source: 0000320193-18-000064 · wf-form4_152400428847158.xml · nonDerivative · entry 3 Srouji Johny · CIK 0001661960 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By Child Disclosed balance after: 635 Read SEC document |
| December 21, 2017 Filed Apr 17, 2018 22:31 UTC | Apple Inc. AAPL · Entity 2389 | GiftCommon Stock | 160 | $0.00 | $0.00 |
DisclosureSEC source: 0000320193-18-000064 · wf-form4_152400428847158.xml · nonDerivative · entry 2 Srouji Johny · CIK 0001661960 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By Child Disclosed balance after: 635 Read SEC document |
| December 21, 2017 Filed Apr 17, 2018 22:31 UTC | Apple Inc. AAPL · Entity 2389 | GiftCommon Stock | 480 | $0.00 | $0.00 |
DisclosureSEC source: 0000320193-18-000064 · wf-form4_152400428847158.xml · nonDerivative · entry 1 Srouji Johny · CIK 0001661960 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,472 Read SEC document |
| November 24, 2017 Filed Nov 27, 2017 23:30 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 4,608 | $175.04 | $806,584.32 |
DisclosureSEC source: 0000320193-17-000083 · wf-form4_151182543114594.xml · nonDerivative · entry 2 Srouji Johny · CIK 0001661960 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,952 Read SEC document |
| November 22, 2017 Filed Nov 27, 2017 23:30 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 5,760 | $174.40 | $1,004,544.00 |
DisclosureSEC source: 0000320193-17-000083 · wf-form4_151182543114594.xml · nonDerivative · entry 1 Srouji Johny · CIK 0001661960 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,560 Read SEC document |
| October 15, 2017 Filed Oct 17, 2017 22:46 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionRestricted Stock Unit · Derivative | 11,284 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000320193-17-000062 · wf-form4_150828038824181.xml · derivative · entry 11 Srouji Johny · CIK 0001661960 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,134 Underlying: Common Stock · 11,284 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. F2 · derivative.exercise_price: This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. F2 · price: This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. F8 · derivative.exercise_date: This award was granted on October 5, 2015. 12.5% of the award vested on April 15, 2016 and the remaining restricted stock units vest 12.5% in semi-annual installments over the four-year period ending October 15, 2019, assuming continued employment through the applicable vesting date. F8 · derivative.expiration_date: This award was granted on October 5, 2015. 12.5% of the award vested on April 15, 2016 and the remaining restricted stock units vest 12.5% in semi-annual installments over the four-year period ending October 15, 2019, assuming continued employment through the applicable vesting date. Read SEC document |
| October 15, 2017 Filed Oct 17, 2017 22:46 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionRestricted Stock Unit · Derivative | 9,307 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000320193-17-000062 · wf-form4_150828038824181.xml · derivative · entry 10 Srouji Johny · CIK 0001661960 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,614 Underlying: Common Stock · 9,307 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. F2 · derivative.exercise_price: This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. F2 · price: This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. F7 · derivative.exercise_date: This award was granted on October 10, 2014. 12.5% of the award vested on April 15, 2015 and the remaining restricted stock units vest 12.5% in semi-annual installments over the four-year period ending October 15, 2018, assuming continued employment through the applicable vesting date. F7 · derivative.expiration_date: This award was granted on October 10, 2014. 12.5% of the award vested on April 15, 2015 and the remaining restricted stock units vest 12.5% in semi-annual installments over the four-year period ending October 15, 2018, assuming continued employment through the applicable vesting date. Read SEC document |
| October 15, 2017 Filed Oct 17, 2017 22:46 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionRestricted Stock Unit · Derivative | 13,448 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000320193-17-000062 · wf-form4_150828038824181.xml · derivative · entry 9 Srouji Johny · CIK 0001661960 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,448 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. F2 · derivative.exercise_price: This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. F2 · price: This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. F6 · derivative.exercise_date: This award was granted on October 7, 2013. 12.5% of the award vested on April 15, 2014 and the remaining restricted stock units vested 12.5% in semi-annual installments over the four-year period ending October 15, 2017. F6 · derivative.expiration_date: This award was granted on October 7, 2013. 12.5% of the award vested on April 15, 2014 and the remaining restricted stock units vested 12.5% in semi-annual installments over the four-year period ending October 15, 2017. Read SEC document |
| October 15, 2017 Filed Oct 17, 2017 22:46 UTC | Apple Inc. AAPL · Entity 2389 | GrantRestricted Stock Unit · Derivative | 63,699 | $0.00 | $0.00 |
DisclosureSEC source: 0000320193-17-000062 · wf-form4_150828038824181.xml · derivative · entry 8 Srouji Johny · CIK 0001661960 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,699 Underlying: Common Stock · 63,699 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. F5 · derivative.exercise_date: These restricted stock units are scheduled to vest as to one-third of the units on each of April 1, 2020, April 1, 2021 and April 1, 2022. F5 · derivative.expiration_date: These restricted stock units are scheduled to vest as to one-third of the units on each of April 1, 2020, April 1, 2021 and April 1, 2022. Read SEC document |
| October 15, 2017 Filed Oct 17, 2017 22:46 UTC | Apple Inc. AAPL · Entity 2389 | Tax withholdingCommon Stock | 17,077 | $156.99 | $2,680,918.23 |
DisclosureSEC source: 0000320193-17-000062 · wf-form4_150828038824181.xml · nonDerivative · entry 2 Srouji Johny · CIK 0001661960 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,320 F3 · security: Shares withheld by Apple to satisfy tax withholding requirements on vesting of restricted stock units. No shares were sold. Read SEC document |
| October 15, 2017 Filed Oct 17, 2017 22:46 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionCommon Stock | 34,039 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000320193-17-000062 · wf-form4_150828038824181.xml · nonDerivative · entry 1 Srouji Johny · CIK 0001661960 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,397 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. F2 · price: This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. Read SEC document |
| October 01, 2017 Filed Oct 17, 2017 22:46 UTC | Apple Inc. AAPL · Entity 2389 | GrantRestricted Stock Unit · Derivative | 64,885 | $0.00 | $0.00 |
DisclosureSEC source: 0000320193-17-000062 · wf-form4_150828038824181.xml · derivative · entry 7 Srouji Johny · CIK 0001661960 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,885 Underlying: Common Stock · 64,885 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. F4 · derivative.exercise_date: Vesting of these restricted stock units depends on Apple's relative total shareholder return from the first day of Apple's fiscal 2018 and ending with the last day of Apple's fiscal 2020. The "target" number of restricted stock units is reported. Between 0% and 200% of the target number of units may vest on October 1, 2020, with the vesting percentage determined based on actual performance. F4 · derivative.expiration_date: Vesting of these restricted stock units depends on Apple's relative total shareholder return from the first day of Apple's fiscal 2018 and ending with the last day of Apple's fiscal 2020. The "target" number of restricted stock units is reported. Between 0% and 200% of the target number of units may vest on October 1, 2020, with the vesting percentage determined based on actual performance. Read SEC document |
| August 28, 2017 Filed Aug 30, 2017 22:30 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 5,892 | $161.00 | $948,612.00 |
DisclosureSEC source: 0000320193-17-000023 · wf-form4_150413222111835.xml · nonDerivative · entry 1 Srouji Johny · CIK 0001661960 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,358 Read SEC document |
| August 16, 2017 Filed Aug 18, 2017 22:30 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 10,469 | $162.20 | $1,698,071.80 |
DisclosureSEC source: 0000320193-17-000018 · wf-form4_150309542055431.xml · nonDerivative · entry 1 Srouji Johny · CIK 0001661960 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,250 Read SEC document |
| May 30, 2017 Filed May 30, 2017 22:30 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 4,572 | $153.83 | $703,310.76 |
DisclosureSEC source: 0001628280-17-006040 · wf-form4_149618343527214.xml · nonDerivative · entry 2 Srouji Johny · CIK 0001661960 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,719 Read SEC document |
| May 25, 2017 Filed May 30, 2017 22:30 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 5,447 | $154.07 | $839,219.29 |
DisclosureSEC source: 0001628280-17-006040 · wf-form4_149618343527214.xml · nonDerivative · entry 1 Srouji Johny · CIK 0001661960 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,291 F1 · price: This transaction was executed in multiple trades at prices ranging from $154.067 to $154.085; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple. Read SEC document |
| May 22, 2017 Filed May 24, 2017 22:31 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 10,000 | $153.20 | $1,532,000.00 |
DisclosureSEC source: 0001628280-17-005877 · wf-form4_149566510341688.xml · nonDerivative · entry 1 Srouji Johny · CIK 0001661960 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,738 Read SEC document |
| April 15, 2017 Filed Apr 18, 2017 22:32 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionRestricted Stock Unit · Derivative | 11,284 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-17-003836 · wf-form4_149255474371079.xml · derivative · entry 9 Srouji Johny · CIK 0001661960 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,418 Underlying: Common Stock · 11,284 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. F5 · derivative.exercise_date: This award was granted on October 5, 2015. 12.5% of the award vested on April 15, 2016 and the remaining restricted stock units vest 12.5% in semi-annual installments over the four-year period ending October 15, 2019, assuming continued employment through the applicable vesting date. F5 · derivative.expiration_date: This award was granted on October 5, 2015. 12.5% of the award vested on April 15, 2016 and the remaining restricted stock units vest 12.5% in semi-annual installments over the four-year period ending October 15, 2019, assuming continued employment through the applicable vesting date. Read SEC document |
| April 15, 2017 Filed Apr 18, 2017 22:32 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionRestricted Stock Unit · Derivative | 9,307 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-17-003836 · wf-form4_149255474371079.xml · derivative · entry 8 Srouji Johny · CIK 0001661960 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,921 Underlying: Common Stock · 9,307 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. F4 · derivative.exercise_date: This award was granted on October 10, 2014. 12.5% of the award vested on April 15, 2015 and the remaining restricted stock units vest 12.5% in semi-annual installments over the four-year period ending October 15, 2018, assuming continued employment through the applicable vesting date. F4 · derivative.expiration_date: This award was granted on October 10, 2014. 12.5% of the award vested on April 15, 2015 and the remaining restricted stock units vest 12.5% in semi-annual installments over the four-year period ending October 15, 2018, assuming continued employment through the applicable vesting date. Read SEC document |
| April 15, 2017 Filed Apr 18, 2017 22:32 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionRestricted Stock Unit · Derivative | 13,455 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-17-003836 · wf-form4_149255474371079.xml · derivative · entry 7 Srouji Johny · CIK 0001661960 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,448 Underlying: Common Stock · 13,455 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. F3 · derivative.exercise_date: This award was granted on October 7, 2013. 12.5% of the award vested on April 15, 2014 and the remaining restricted stock units vest 12.5% in semi-annual installments over the four-year period ending October 15, 2017, assuming continued employment through the applicable vesting date. F3 · derivative.expiration_date: This award was granted on October 7, 2013. 12.5% of the award vested on April 15, 2014 and the remaining restricted stock units vest 12.5% in semi-annual installments over the four-year period ending October 15, 2017, assuming continued employment through the applicable vesting date. Read SEC document |
| April 15, 2017 Filed Apr 18, 2017 22:32 UTC | Apple Inc. AAPL · Entity 2389 | Tax withholdingCommon Stock | 16,113 | $141.05 | $2,272,738.65 |
DisclosureSEC source: 0001628280-17-003836 · wf-form4_149255474371079.xml · nonDerivative · entry 2 Srouji Johny · CIK 0001661960 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,738 F2 · security: Shares withheld by Apple to satisfy the minimum statutory tax withholding requirements on vesting of restricted stock units. No shares were sold. Read SEC document |
| April 15, 2017 Filed Apr 18, 2017 22:32 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionCommon Stock | 34,046 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-17-003836 · wf-form4_149255474371079.xml · nonDerivative · entry 1 Srouji Johny · CIK 0001661960 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,851 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. Read SEC document |
| February 22, 2017 Filed Feb 22, 2017 23:32 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 6,207 | $137.00 | $850,359.00 |
DisclosureSEC source: 0001628280-17-001593 · wf-form4_148780632402345.xml · nonDerivative · entry 3 Srouji Johny · CIK 0001661960 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,805 Read SEC document |
| February 21, 2017 Filed Feb 22, 2017 23:32 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 3,000 | $136.25 | $408,735.00 |
DisclosureSEC source: 0001628280-17-001593 · wf-form4_148780632402345.xml · nonDerivative · entry 2 Srouji Johny · CIK 0001661960 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,012 Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 23:32 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 4,000 | $135.50 | $542,000.00 |
DisclosureSEC source: 0001628280-17-001593 · wf-form4_148780632402345.xml · nonDerivative · entry 1 Srouji Johny · CIK 0001661960 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,012 Read SEC document |
| February 07, 2017 Filed Feb 7, 2017 23:30 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 5,652 | $131.00 | $740,412.00 |
DisclosureSEC source: 0001628280-17-000963 · wf-form4_148651023069911.xml · nonDerivative · entry 3 Srouji Johny · CIK 0001661960 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,012 Read SEC document |
| February 06, 2017 Filed Feb 7, 2017 23:30 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 3,357 | $130.00 | $436,410.00 |
DisclosureSEC source: 0001628280-17-000963 · wf-form4_148651023069911.xml · nonDerivative · entry 2 Srouji Johny · CIK 0001661960 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,664 Read SEC document |
| February 03, 2017 Filed Feb 7, 2017 23:30 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 7,529 | $128.88 | $970,337.52 |
DisclosureSEC source: 0001628280-17-000963 · wf-form4_148651023069911.xml · nonDerivative · entry 1 Srouji Johny · CIK 0001661960 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,021 F1 · price: This transaction was executed in multiple trades at prices ranging from $128.80 to $129.00; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple. F2 · balance_after: The number of securities reported reflects the acquisition on January 31, 2017 of 236 shares of Apple Inc.'s common stock pursuant to the Apple Inc. Amended Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of August 1, 2016 through January 31, 2017. Read SEC document |
| November 21, 2016 Filed Nov 22, 2016 23:30 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 4,401 | $111.00 | $488,511.00 |
DisclosureSEC source: 0001628280-16-021649 · wf-form4_147985741566624.xml · nonDerivative · entry 2 Srouji Johny · CIK 0001661960 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,314 Read SEC document |
| November 18, 2016 Filed Nov 22, 2016 23:30 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 3,689 | $110.00 | $405,790.00 |
DisclosureSEC source: 0001628280-16-021649 · wf-form4_147985741566624.xml · nonDerivative · entry 1 Srouji Johny · CIK 0001661960 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,715 Read SEC document |
| October 15, 2016 Filed Oct 19, 2016 00:07 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionRestricted Stock Unit · Derivative | 11,284 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-16-020123 · wf-form4_147683564629277.xml · derivative · entry 13 Srouji Johny · CIK 0001661960 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,702 Underlying: Common Stock · 11,284 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. F2 · derivative.exercise_price: This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. F9 · derivative.exercise_date: This award was granted on October 5, 2015. 12.5% of the award vested on April 15, 2016 and the remaining restricted stock units vest 12.5% in semi-annual installments over the four-year period ending October 15, 2019, assuming continued employment through the applicable vesting date. F9 · derivative.expiration_date: This award was granted on October 5, 2015. 12.5% of the award vested on April 15, 2016 and the remaining restricted stock units vest 12.5% in semi-annual installments over the four-year period ending October 15, 2019, assuming continued employment through the applicable vesting date. Read SEC document |
| October 15, 2016 Filed Oct 19, 2016 00:07 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionRestricted Stock Unit · Derivative | 9,307 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-16-020123 · wf-form4_147683564629277.xml · derivative · entry 12 Srouji Johny · CIK 0001661960 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,228 Underlying: Common Stock · 9,307 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. F2 · derivative.exercise_price: This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. F8 · derivative.exercise_date: This award was granted on October 10, 2014. 12.5% of the award vested on April 15, 2015 and the remaining restricted stock units vest 12.5% in semi-annual installments over the four-year period ending October 15, 2018, assuming continued employment through the applicable vesting date. F8 · derivative.expiration_date: This award was granted on October 10, 2014. 12.5% of the award vested on April 15, 2015 and the remaining restricted stock units vest 12.5% in semi-annual installments over the four-year period ending October 15, 2018, assuming continued employment through the applicable vesting date. Read SEC document |
| October 15, 2016 Filed Oct 19, 2016 00:07 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionRestricted Stock Unit · Derivative | 13,455 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-16-020123 · wf-form4_147683564629277.xml · derivative · entry 11 Srouji Johny · CIK 0001661960 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,903 Underlying: Common Stock · 13,455 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. F2 · derivative.exercise_price: This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. F7 · derivative.exercise_date: This award was granted on October 7, 2013. 12.5% of the award vested on April 15, 2014 and the remaining restricted stock units vest 12.5% in semi-annual installments over the four-year period ending October 15, 2017, assuming continued employment through the applicable vesting date. F7 · derivative.expiration_date: This award was granted on October 7, 2013. 12.5% of the award vested on April 15, 2014 and the remaining restricted stock units vest 12.5% in semi-annual installments over the four-year period ending October 15, 2017, assuming continued employment through the applicable vesting date. Read SEC document |
| October 15, 2016 Filed Oct 19, 2016 00:07 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionRestricted Stock Unit · Derivative | 8,688 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-16-020123 · wf-form4_147683564629277.xml · derivative · entry 10 Srouji Johny · CIK 0001661960 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,688 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. F2 · derivative.exercise_price: This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. F6 · derivative.exercise_date: This award was granted on October 27, 2012. 12.5% of the award vested on April 15, 2013 and the remaining restricted stock units vest 12.5% in semi-annual installments over the four-year period ending October 15, 2016. F6 · derivative.expiration_date: This award was granted on October 27, 2012. 12.5% of the award vested on April 15, 2013 and the remaining restricted stock units vest 12.5% in semi-annual installments over the four-year period ending October 15, 2016. Read SEC document |
| October 15, 2016 Filed Oct 19, 2016 00:07 UTC | Apple Inc. AAPL · Entity 2389 | Tax withholdingCommon Stock | 21,447 | $117.63 | $2,522,810.61 |
DisclosureSEC source: 0001628280-16-020123 · wf-form4_147683564629277.xml · nonDerivative · entry 7 Srouji Johny · CIK 0001661960 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,404 F3 · security: Shares withheld by Apple to satisfy the minimum statutory tax withholding requirements on vesting of restricted stock units. No shares were sold. Read SEC document |
| October 15, 2016 Filed Oct 19, 2016 00:07 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionCommon Stock | 42,734 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-16-020123 · wf-form4_147683564629277.xml · nonDerivative · entry 6 Srouji Johny · CIK 0001661960 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,851 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. F2 · price: This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. Read SEC document |
| October 14, 2016 Filed Oct 19, 2016 00:07 UTC | Apple Inc. AAPL · Entity 2389 | GrantRestricted Stock Unit · Derivative | 64,654 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-16-020123 · wf-form4_147683564629277.xml · derivative · entry 9 Srouji Johny · CIK 0001661960 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,654 Underlying: Common Stock · 64,654 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. F5 · derivative.exercise_date: Vesting of these restricted stock units depends on Apple's relative total shareholder return from September 25, 2016 through September 28, 2019. The "target" number of restricted stock units is reported. Between 0% and 200% of the target number of units may vest on October 1, 2019, with the vesting percentage determined based on actual performance. F5 · derivative.expiration_date: Vesting of these restricted stock units depends on Apple's relative total shareholder return from September 25, 2016 through September 28, 2019. The "target" number of restricted stock units is reported. Between 0% and 200% of the target number of units may vest on October 1, 2019, with the vesting percentage determined based on actual performance. Read SEC document |
| October 14, 2016 Filed Oct 19, 2016 00:07 UTC | Apple Inc. AAPL · Entity 2389 | GrantRestricted Stock Unit · Derivative | 85,013 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-16-020123 · wf-form4_147683564629277.xml · derivative · entry 8 Srouji Johny · CIK 0001661960 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,013 Underlying: Common Stock · 85,013 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. F4 · derivative.exercise_date: These restricted stock units are scheduled to vest as to one-third of the units on each of April 1, 2019, April 1, 2020 and April 1, 2021. F4 · derivative.expiration_date: These restricted stock units are scheduled to vest as to one-third of the units on each of April 1, 2019, April 1, 2020 and April 1, 2021. Read SEC document |
| October 13, 2016 Filed Oct 19, 2016 00:07 UTC | Apple Inc. AAPL · Entity 2389 | GiftCommon Stock | 475 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-16-020123 · wf-form4_147683564629277.xml · nonDerivative · entry 4 Srouji Johny · CIK 0001661960 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By the Reporting Person as Custodian for Child Disclosed balance after: 475 Read SEC document |
| October 13, 2016 Filed Oct 19, 2016 00:07 UTC | Apple Inc. AAPL · Entity 2389 | GiftCommon Stock | 475 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-16-020123 · wf-form4_147683564629277.xml · nonDerivative · entry 3 Srouji Johny · CIK 0001661960 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By Child Disclosed balance after: 475 Read SEC document |
| October 13, 2016 Filed Oct 19, 2016 00:07 UTC | Apple Inc. AAPL · Entity 2389 | GiftCommon Stock | 475 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-16-020123 · wf-form4_147683564629277.xml · nonDerivative · entry 2 Srouji Johny · CIK 0001661960 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By Child Disclosed balance after: 475 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.