Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Apple Inc.AAPL · Entity 2389 | Senior Vice President | April 01, 2018 | April 03, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Apple Inc.
Report date April 01, 2018 · Filed April 03, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 130,283 |
Reported balance
After 2018-04-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2018-04-01 · Exercise / conversion · Acquired 130,117 · Balance 130,283 F1: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. F2: The number of securities reported reflects the acquisition on January 31, 2018 of 166 shares of Apple Inc.'s common stock pursuant to the Apple Inc. Amended Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of August 1, 2017 through January 31, 2018. |
| Common StockSEC Table I · non-derivative | Direct | 63,670 |
Reported balance
After 2018-04-01 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2018-04-01 · Tax withholding · Disposed 66,613 · Balance 63,670 F3: Shares withheld by Apple to satisfy tax withholding requirements on vesting of restricted stock units. No shares were sold. |
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2018-04-01 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2018-04-01 · Gift · Disposed 63,670 · Balance 0 F4: These entries reflect the transfer of securities by the reporting person to a family trust. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 65,370 |
Reported balance
After 2018-04-01 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2018-04-01 · Gift · Acquired 63,670 · Balance 65,370 F4: These entries reflect the transfer of securities by the reporting person to a family trust. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2018-04-01 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2018-04-01 · Exercise / conversion · Disposed 53,055 · Balance 0 F1: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. F5: This award was granted on March 3, 2014. 53,056 restricted stock units subject to the award vested on April 1, 2016, and 53,055 restricted stock units vested on each of April 1, 2017 and April 1, 2018. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 40,954 |
Reported balance
After 2018-04-01 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2018-04-01 · Exercise / conversion · Disposed 40,954 · Balance 40,954 F1: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. F6: This award was granted on October 17, 2014. 40,955 restricted stock units subject to the award vested on April 1, 2017, 40,954 restricted stock units vested on April 1, 2018, and 40,954 restricted stock units are scheduled to vest on April 1, 2019, assuming continued employment through the applicable vesting date. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 72,215 |
Reported balance
After 2018-04-01 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2018-04-01 · Exercise / conversion · Disposed 36,108 · Balance 72,215 F1: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. F7: This award was granted on October 5, 2015. 36,108 restricted stock units subject to the award vested on April 1, 2018, 36,108 restricted stock units are scheduled to vest on April 1, 2019, and 36,107 restricted stock units are scheduled to vest on April 1, 2020, assuming continued employment through the applicable vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.
F2: The number of securities reported reflects the acquisition on January 31, 2018 of 166 shares of Apple Inc.'s common stock pursuant to the Apple Inc. Amended Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of August 1, 2017 through January 31, 2018.
F3: Shares withheld by Apple to satisfy tax withholding requirements on vesting of restricted stock units. No shares were sold.
F4: These entries reflect the transfer of securities by the reporting person to a family trust.
F5: This award was granted on March 3, 2014. 53,056 restricted stock units subject to the award vested on April 1, 2016, and 53,055 restricted stock units vested on each of April 1, 2017 and April 1, 2018.
F6: This award was granted on October 17, 2014. 40,955 restricted stock units subject to the award vested on April 1, 2017, 40,954 restricted stock units vested on April 1, 2018, and 40,954 restricted stock units are scheduled to vest on April 1, 2019, assuming continued employment through the applicable vesting date.
F7: This award was granted on October 5, 2015. 36,108 restricted stock units subject to the award vested on April 1, 2018, 36,108 restricted stock units are scheduled to vest on April 1, 2019, and 36,107 restricted stock units are scheduled to vest on April 1, 2020, assuming continued employment through the applicable vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 01, 2018 Filed Apr 3, 2018 22:31 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionRestricted Stock Unit · Derivative | 36,108 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000320193-18-000049 · wf-form4_152279465769401.xml · derivative · entry 7 Cue Eduardo H · CIK 0001528884 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,215 Underlying: Common Stock · 36,108 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. F7 · derivative.exercise_date: This award was granted on October 5, 2015. 36,108 restricted stock units subject to the award vested on April 1, 2018, 36,108 restricted stock units are scheduled to vest on April 1, 2019, and 36,107 restricted stock units are scheduled to vest on April 1, 2020, assuming continued employment through the applicable vesting date. F7 · derivative.expiration_date: This award was granted on October 5, 2015. 36,108 restricted stock units subject to the award vested on April 1, 2018, 36,108 restricted stock units are scheduled to vest on April 1, 2019, and 36,107 restricted stock units are scheduled to vest on April 1, 2020, assuming continued employment through the applicable vesting date. Read SEC document |
| April 01, 2018 Filed Apr 3, 2018 22:31 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionRestricted Stock Unit · Derivative | 40,954 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000320193-18-000049 · wf-form4_152279465769401.xml · derivative · entry 6 Cue Eduardo H · CIK 0001528884 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,954 Underlying: Common Stock · 40,954 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. F6 · derivative.exercise_date: This award was granted on October 17, 2014. 40,955 restricted stock units subject to the award vested on April 1, 2017, 40,954 restricted stock units vested on April 1, 2018, and 40,954 restricted stock units are scheduled to vest on April 1, 2019, assuming continued employment through the applicable vesting date. F6 · derivative.expiration_date: This award was granted on October 17, 2014. 40,955 restricted stock units subject to the award vested on April 1, 2017, 40,954 restricted stock units vested on April 1, 2018, and 40,954 restricted stock units are scheduled to vest on April 1, 2019, assuming continued employment through the applicable vesting date. Read SEC document |
| April 01, 2018 Filed Apr 3, 2018 22:31 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionRestricted Stock Unit · Derivative | 53,055 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000320193-18-000049 · wf-form4_152279465769401.xml · derivative · entry 5 Cue Eduardo H · CIK 0001528884 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 53,055 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. F5 · derivative.exercise_date: This award was granted on March 3, 2014. 53,056 restricted stock units subject to the award vested on April 1, 2016, and 53,055 restricted stock units vested on each of April 1, 2017 and April 1, 2018. F5 · derivative.expiration_date: This award was granted on March 3, 2014. 53,056 restricted stock units subject to the award vested on April 1, 2016, and 53,055 restricted stock units vested on each of April 1, 2017 and April 1, 2018. Read SEC document |
| April 01, 2018 Filed Apr 3, 2018 22:31 UTC | Apple Inc. AAPL · Entity 2389 | GiftCommon Stock | 63,670 | $0.00 | $0.00 |
DisclosureSEC source: 0000320193-18-000049 · wf-form4_152279465769401.xml · nonDerivative · entry 4 Cue Eduardo H · CIK 0001528884 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 65,370 F4 · security: These entries reflect the transfer of securities by the reporting person to a family trust. Read SEC document |
| April 01, 2018 Filed Apr 3, 2018 22:31 UTC | Apple Inc. AAPL · Entity 2389 | GiftCommon Stock | 63,670 | $0.00 | $0.00 |
DisclosureSEC source: 0000320193-18-000049 · wf-form4_152279465769401.xml · nonDerivative · entry 3 Cue Eduardo H · CIK 0001528884 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F4 · security: These entries reflect the transfer of securities by the reporting person to a family trust. Read SEC document |
| April 01, 2018 Filed Apr 3, 2018 22:31 UTC | Apple Inc. AAPL · Entity 2389 | Tax withholdingCommon Stock | 66,613 | $167.78 | $11,176,329.14 |
DisclosureSEC source: 0000320193-18-000049 · wf-form4_152279465769401.xml · nonDerivative · entry 2 Cue Eduardo H · CIK 0001528884 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,670 F3 · security: Shares withheld by Apple to satisfy tax withholding requirements on vesting of restricted stock units. No shares were sold. Read SEC document |
| April 01, 2018 Filed Apr 3, 2018 22:31 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionCommon Stock | 130,117 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000320193-18-000049 · wf-form4_152279465769401.xml · nonDerivative · entry 1 Cue Eduardo H · CIK 0001528884 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,283 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. F2 · balance_after: The number of securities reported reflects the acquisition on January 31, 2018 of 166 shares of Apple Inc.'s common stock pursuant to the Apple Inc. Amended Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of August 1, 2017 through January 31, 2018. Read SEC document |
| November 30, 2017 Filed Dec 4, 2017 23:32 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 31,366 | $171.87 | $5,390,874.42 |
DisclosureSEC source: 0000320193-17-000085 · wf-form4_151243036024161.xml · nonDerivative · entry 2 Cue Eduardo H · CIK 0001528884 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 1,700 F2 · price: This transaction was executed in multiple trades at prices ranging from $171.73 to $172.12; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple. Read SEC document |
| November 30, 2017 Filed Dec 4, 2017 23:32 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 33,995 | $171.35 | $5,825,043.25 |
DisclosureSEC source: 0000320193-17-000085 · wf-form4_151243036024161.xml · nonDerivative · entry 1 Cue Eduardo H · CIK 0001528884 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 33,066 F1 · price: This transaction was executed in multiple trades at prices ranging from $170.73 to $171.72; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple. Read SEC document |
| October 15, 2017 Filed Oct 17, 2017 22:39 UTC | Apple Inc. AAPL · Entity 2389 | GrantRestricted Stock Unit · Derivative | 63,699 | $0.00 | $0.00 |
DisclosureSEC source: 0000320193-17-000056 · wf-form4_150827998628260.xml · derivative · entry 2 Cue Eduardo H · CIK 0001528884 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,699 Underlying: Common Stock · 63,699 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. F3 · derivative.exercise_date: These restricted stock units are scheduled to vest as to one-third of the units on each of April 1, 2020, April 1, 2021 and April 1, 2022. F3 · derivative.expiration_date: These restricted stock units are scheduled to vest as to one-third of the units on each of April 1, 2020, April 1, 2021 and April 1, 2022. Read SEC document |
| October 01, 2017 Filed Oct 3, 2017 22:32 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionRestricted Stock Unit · Derivative | 125,494 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000320193-17-000033 · wf-form4_150706994103772.xml · derivative · entry 5 Cue Eduardo H · CIK 0001528884 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 125,494 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date. F1 · price: Each restricted stock unit (RSU) represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date. F4 · derivative.exercise_date: This award was granted on October 17, 2014, for a target number of 68,576 RSUs. The award vested on October 1, 2017, applying a percentage of the target number of RSUs that was determined based on Apple's total shareholder return (TSR) relative to the other companies in the S&P 500 from September 28, 2014 through September 30, 2017. F5 · derivative.exercise_date: TSR is calculated based on the change in a company's stock price during the three-year period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock. In accordance with the terms of the award, the beginning value used for calculating TSR is the average closing stock price for the 20 trading days prior to September 28, 2014. Apple's beginning value was calculated to be $100.66. Similarly, the ending value used for calculating TSR is the average closing price for the 20 trading days ending on September 30, 2017. Apple's ending value was calculated to be $166.62 (adjusted for dividends). F6 · derivative.exercise_date: This award provided that if Apple's relative TSR performance is ranked at the 85th percentile for companies in the S&P 500 for the performance period, 200% of the target number of RSUs vest. If Apple's performance is ranked at the 55th percentile, 100% of the target number of RSUs vest. If Apple's performance is ranked at the 25th percentile, 25% of the target number of RSUs vest, and if Apple's performance is ranked below the 25th percentile, 0% of the target number of RSUs vest. If Apple's performance is between these levels, the portion of the RSUs that vest is determined on a straight-line basis (i.e., linearly interpolated) between the two nearest vesting percentages. F7 · derivative.exercise_date: Apple's TSR for the three-year period was 65.53%, which ranked 92nd of the 451 companies that were included in the S&P 500 for the period and placed Apple in the 80th percentile. Therefore, 125,494 RSUs vested. F4 · derivative.expiration_date: This award was granted on October 17, 2014, for a target number of 68,576 RSUs. The award vested on October 1, 2017, applying a percentage of the target number of RSUs that was determined based on Apple's total shareholder return (TSR) relative to the other companies in the S&P 500 from September 28, 2014 through September 30, 2017. Read SEC document |
| October 01, 2017 Filed Oct 3, 2017 22:32 UTC | Apple Inc. AAPL · Entity 2389 | GiftCommon Stock | 62,565 | $0.00 | $0.00 |
DisclosureSEC source: 0000320193-17-000033 · wf-form4_150706994103772.xml · nonDerivative · entry 4 Cue Eduardo H · CIK 0001528884 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 67,061 F3 · security: These entries reflect the transfer of securities by the reporting person to a family trust. Read SEC document |
| October 01, 2017 Filed Oct 3, 2017 22:32 UTC | Apple Inc. AAPL · Entity 2389 | GiftCommon Stock | 62,565 | $0.00 | $0.00 |
DisclosureSEC source: 0000320193-17-000033 · wf-form4_150706994103772.xml · nonDerivative · entry 3 Cue Eduardo H · CIK 0001528884 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F3 · security: These entries reflect the transfer of securities by the reporting person to a family trust. Read SEC document |
| October 01, 2017 Filed Oct 3, 2017 22:32 UTC | Apple Inc. AAPL · Entity 2389 | Tax withholdingCommon Stock | 62,929 | $154.12 | $9,698,617.48 |
DisclosureSEC source: 0000320193-17-000033 · wf-form4_150706994103772.xml · nonDerivative · entry 2 Cue Eduardo H · CIK 0001528884 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,565 F2 · security: Shares withheld by Apple to satisfy tax withholding requirements on vesting of RSUs. No shares were sold. Read SEC document |
| October 01, 2017 Filed Oct 3, 2017 22:32 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionCommon Stock | 125,494 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000320193-17-000033 · wf-form4_150706994103772.xml · nonDerivative · entry 1 Cue Eduardo H · CIK 0001528884 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,494 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit (RSU) represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date. Read SEC document |
| October 01, 2017 Filed Oct 17, 2017 22:39 UTC | Apple Inc. AAPL · Entity 2389 | GrantRestricted Stock Units · Derivative | 64,885 | $0.00 | $0.00 |
DisclosureSEC source: 0000320193-17-000056 · wf-form4_150827998628260.xml · derivative · entry 1 Cue Eduardo H · CIK 0001528884 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,885 Underlying: Common Stock · 64,885 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. F2 · derivative.exercise_date: Vesting of these restricted stock units depends on Apple's relative total shareholder return from the first day of Apple's fiscal 2018 and ending with the last day of Apple's fiscal 2020. The "target" number of restricted stock units is reported. Between 0% and 200% of the target number of units may vest on October 1, 2020, with the vesting percentage determined based on actual performance. F2 · derivative.expiration_date: Vesting of these restricted stock units depends on Apple's relative total shareholder return from the first day of Apple's fiscal 2018 and ending with the last day of Apple's fiscal 2020. The "target" number of restricted stock units is reported. Between 0% and 200% of the target number of units may vest on October 1, 2020, with the vesting percentage determined based on actual performance. Read SEC document |
| May 22, 2017 Filed May 24, 2017 22:30 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 45,000 | $153.78 | $6,920,100.00 |
DisclosureSEC source: 0001628280-17-005876 · wf-form4_149566503082937.xml · nonDerivative · entry 1 Cue Eduardo H · CIK 0001528884 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 4,496 F1 · price: This transaction was executed in multiple trades at prices ranging from $153.701 to $153.861; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple. Read SEC document |
| April 01, 2017 Filed Apr 4, 2017 22:31 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionRestricted Stock Unit · Derivative | 40,955 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-17-003342 · wf-form4_149134507719548.xml · derivative · entry 6 Cue Eduardo H · CIK 0001528884 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,908 Underlying: Common Stock · 40,955 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. F6 · derivative.exercise_date: This award was granted on October 17, 2014. 40,955 restricted stock units subject to the award vested on April 1, 2017, and 40,954 restricted stock units are scheduled to vest on each of April 1, 2018 and April 1, 2019, assuming continued employment through the applicable vesting date. F6 · derivative.expiration_date: This award was granted on October 17, 2014. 40,955 restricted stock units subject to the award vested on April 1, 2017, and 40,954 restricted stock units are scheduled to vest on each of April 1, 2018 and April 1, 2019, assuming continued employment through the applicable vesting date. Read SEC document |
| April 01, 2017 Filed Apr 4, 2017 22:31 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionRestricted Stock Unit · Derivative | 53,055 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-17-003342 · wf-form4_149134507719548.xml · derivative · entry 5 Cue Eduardo H · CIK 0001528884 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,055 Underlying: Common Stock · 53,055 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. F5 · derivative.exercise_date: This award was granted on March 3, 2014. 53,056 restricted stock units subject to the award vested on April 1, 2016, 53,055 restricted stock units vested on April 1, 2017, and 53,055 restricted stock units are scheduled to vest on April 1, 2018, assuming continued employment through the applicable vesting date. F5 · derivative.expiration_date: This award was granted on March 3, 2014. 53,056 restricted stock units subject to the award vested on April 1, 2016, 53,055 restricted stock units vested on April 1, 2017, and 53,055 restricted stock units are scheduled to vest on April 1, 2018, assuming continued employment through the applicable vesting date. Read SEC document |
| April 01, 2017 Filed Apr 4, 2017 22:31 UTC | Apple Inc. AAPL · Entity 2389 | GiftCommon Stock | 48,032 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-17-003342 · wf-form4_149134507719548.xml · nonDerivative · entry 4 Cue Eduardo H · CIK 0001528884 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 49,496 F4 · security: These entries reflect the transfer of securities by the reporting person to a family trust. Read SEC document |
| April 01, 2017 Filed Apr 4, 2017 22:31 UTC | Apple Inc. AAPL · Entity 2389 | GiftCommon Stock | 48,032 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-17-003342 · wf-form4_149134507719548.xml · nonDerivative · entry 3 Cue Eduardo H · CIK 0001528884 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F4 · security: These entries reflect the transfer of securities by the reporting person to a family trust. Read SEC document |
| April 01, 2017 Filed Apr 4, 2017 22:31 UTC | Apple Inc. AAPL · Entity 2389 | Tax withholdingCommon Stock | 46,214 | $143.66 | $6,639,103.24 |
DisclosureSEC source: 0001628280-17-003342 · wf-form4_149134507719548.xml · nonDerivative · entry 2 Cue Eduardo H · CIK 0001528884 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,032 F3 · security: Shares withheld by Apple to satisfy the minimum statutory tax withholding requirements on vesting of restricted stock units. No shares were sold. Read SEC document |
| April 01, 2017 Filed Apr 4, 2017 22:31 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionCommon Stock | 94,010 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-17-003342 · wf-form4_149134507719548.xml · nonDerivative · entry 1 Cue Eduardo H · CIK 0001528884 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,246 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. F2 · balance_after: The number of securities reported reflects the acquisition on January 31, 2017 of 236 shares of Apple Inc.'s common stock pursuant to the Apple Inc. Amended Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of August 1, 2016 through January 31, 2017. Read SEC document |
| November 02, 2016 Filed Nov 4, 2016 22:31 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 335,000 | $111.86 | $37,473,100.00 |
DisclosureSEC source: 0001628280-16-020880 · wf-form4_147829870020970.xml · nonDerivative · entry 1 Cue Eduardo H · CIK 0001528884 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 1,464 F1 · price: This transaction was executed in multiple trades at prices ranging from $111.53 to $112.304; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple. Read SEC document |
| October 14, 2016 Filed Oct 19, 2016 00:02 UTC | Apple Inc. AAPL · Entity 2389 | GrantRestricted Stock Unit · Derivative | 64,654 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-16-020116 · wf-form4_147683531628153.xml · derivative · entry 2 Cue Eduardo H · CIK 0001528884 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,654 Underlying: Common Stock · 64,654 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. F3 · derivative.exercise_date: Vesting of these restricted stock units depends on Apple's relative total shareholder return from September 25, 2016 through September 28, 2019. The "target" number of restricted stock units is reported. Between 0% and 200% of the target number of units may vest on October 1, 2019, with the vesting percentage determined based on actual performance. F3 · derivative.expiration_date: Vesting of these restricted stock units depends on Apple's relative total shareholder return from September 25, 2016 through September 28, 2019. The "target" number of restricted stock units is reported. Between 0% and 200% of the target number of units may vest on October 1, 2019, with the vesting percentage determined based on actual performance. Read SEC document |
| October 14, 2016 Filed Oct 19, 2016 00:02 UTC | Apple Inc. AAPL · Entity 2389 | GrantRestricted Stock Unit · Derivative | 85,013 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-16-020116 · wf-form4_147683531628153.xml · derivative · entry 1 Cue Eduardo H · CIK 0001528884 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,013 Underlying: Common Stock · 85,013 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. F2 · derivative.exercise_date: These restricted stock units are scheduled to vest as to one-third of the units on each of April 1, 2019, April 1, 2020 and April 1, 2021. F2 · derivative.expiration_date: These restricted stock units are scheduled to vest as to one-third of the units on each of April 1, 2019, April 1, 2020 and April 1, 2021. Read SEC document |
| October 01, 2016 Filed Oct 4, 2016 22:30 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionRestricted Stock Unit · Derivative | 87,578 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-16-019935 · wf-form4_147562023937228.xml · derivative · entry 5 Cue Eduardo H · CIK 0001528884 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 87,578 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. F4 · derivative.exercise_date: This award was granted on March 3, 2014, for a target number of 44,912 restricted stock units (adjusted for Apple's 7:1 stock split in June 2014). Between 0% and 200% of the target number of units vested on October 1, 2016, with the vesting percentage determined based on Apple's total shareholder return (TSR) relative to the other companies in the S&P 500 from September 29, 2013 through September 24, 2016. F5 · derivative.exercise_date: TSR is calculated based on the change in a company's stock price during the performance period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock. In accordance with the terms of the award, the beginning value used for calculating TSR is the average closing stock price for the 20 trading days prior to September 29, 2013. Apple's beginning value was calculated to be $68.67 (adjusted for dividends and Apple's 7:1 stock split in June 2014). Similarly, the ending value used for calculating TSR is the average closing price for the 20 trading days ending on September 24, 2016. Apple's ending value was calculated to be $116.24 (adjusted for dividends). F6 · derivative.exercise_date: This award provided that if Apple's relative TSR performance is ranked at or above the 85th percentile for companies in the S&P 500 for the performance period, 200% of the target number of RSUs vest. If Apple's performance is ranked at or above the 55th percentile, 100% of the target number of RSUs vest. If Apple's performance is ranked at or above the 25th percentile, 25% of the target number of RSUs vest, and if Apple's performance is ranked below the 25th percentile, 0% of the target number of RSUs vest. If Apple's performance is ranked above the 25th percentile but below the 85th percentile, then the portion of the RSUs that vest is determined on a straight-line basis (i.e., linearly interpolated) between the two nearest vesting percentages. F7 · derivative.exercise_date: Apple's TSR for the performance period was 69.27%, which ranked 77th of the 458 companies that were included in the S&P 500 for the period and placed Apple in the 83rd percentile. Therefore, 87,578 RSUs subject to performance requirements vested. F4 · derivative.expiration_date: This award was granted on March 3, 2014, for a target number of 44,912 restricted stock units (adjusted for Apple's 7:1 stock split in June 2014). Between 0% and 200% of the target number of units vested on October 1, 2016, with the vesting percentage determined based on Apple's total shareholder return (TSR) relative to the other companies in the S&P 500 from September 29, 2013 through September 24, 2016. Read SEC document |
| October 01, 2016 Filed Oct 4, 2016 22:30 UTC | Apple Inc. AAPL · Entity 2389 | GiftCommon Stock | 43,769 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-16-019935 · wf-form4_147562023937228.xml · nonDerivative · entry 4 Cue Eduardo H · CIK 0001528884 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 336,464 F3 · security: These entries reflect the transfer of securities by the reporting person to a family trust. Read SEC document |
| October 01, 2016 Filed Oct 4, 2016 22:30 UTC | Apple Inc. AAPL · Entity 2389 | GiftCommon Stock | 43,769 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-16-019935 · wf-form4_147562023937228.xml · nonDerivative · entry 3 Cue Eduardo H · CIK 0001528884 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F3 · security: These entries reflect the transfer of securities by the reporting person to a family trust. Read SEC document |
| October 01, 2016 Filed Oct 4, 2016 22:30 UTC | Apple Inc. AAPL · Entity 2389 | Tax withholdingCommon Stock | 43,809 | $113.05 | $4,952,607.45 |
DisclosureSEC source: 0001628280-16-019935 · wf-form4_147562023937228.xml · nonDerivative · entry 2 Cue Eduardo H · CIK 0001528884 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,769 F2 · security: Shares withheld by Apple to satisfy the minimum statutory tax withholding requirements on vesting of restricted stock units. No shares were sold. Read SEC document |
| October 01, 2016 Filed Oct 4, 2016 22:30 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionCommon Stock | 87,578 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-16-019935 · wf-form4_147562023937228.xml · nonDerivative · entry 1 Cue Eduardo H · CIK 0001528884 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,578 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. Read SEC document |
| September 21, 2016 Filed Sep 23, 2016 22:33 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionRestricted Stock Units · Derivative | 525,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-16-019756 · wf-form4_147467002403491.xml · derivative · entry 5 Cue Eduardo H · CIK 0001528884 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 525,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. F4 · derivative.exercise_date: This restricted stock unit award was granted on November 2, 2011. 25% of the award vested on September 21, 2014 and the remaining restricted stock units vested on September 21, 2016. F4 · derivative.expiration_date: This restricted stock unit award was granted on November 2, 2011. 25% of the award vested on September 21, 2014 and the remaining restricted stock units vested on September 21, 2016. Read SEC document |
| September 21, 2016 Filed Sep 23, 2016 22:33 UTC | Apple Inc. AAPL · Entity 2389 | GiftCommon Stock | 268,695 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-16-019756 · wf-form4_147467002403491.xml · nonDerivative · entry 4 Cue Eduardo H · CIK 0001528884 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 292,695 F3 · security: These entries reflect the transfer of securities by the reporting person to a family trust. Read SEC document |
| September 21, 2016 Filed Sep 23, 2016 22:33 UTC | Apple Inc. AAPL · Entity 2389 | GiftCommon Stock | 268,695 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-16-019756 · wf-form4_147467002403491.xml · nonDerivative · entry 3 Cue Eduardo H · CIK 0001528884 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F3 · security: These entries reflect the transfer of securities by the reporting person to a family trust. Read SEC document |
| September 21, 2016 Filed Sep 23, 2016 22:33 UTC | Apple Inc. AAPL · Entity 2389 | Tax withholdingCommon Stock | 256,305 | $113.55 | $29,103,432.75 |
DisclosureSEC source: 0001628280-16-019756 · wf-form4_147467002403491.xml · nonDerivative · entry 2 Cue Eduardo H · CIK 0001528884 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 268,695 F2 · security: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of restricted stock units. No shares were sold. Read SEC document |
| September 21, 2016 Filed Sep 23, 2016 22:33 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionCommon Stock | 525,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-16-019756 · wf-form4_147467002403491.xml · nonDerivative · entry 1 Cue Eduardo H · CIK 0001528884 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 525,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. Read SEC document |
| May 27, 2016 Filed Jun 1, 2016 22:30 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 50,000 | $99.44 | $4,972,000.00 |
DisclosureSEC source: 0001209191-16-124771 · doc4.xml · nonDerivative · entry 1 Cue Eduardo H · CIK 0001528884 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 24,000 Read SEC document |
| April 01, 2016 Filed Apr 5, 2016 22:31 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionRestricted Stock Unit · Derivative | 53,056 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-16-113265 · doc4.xml · derivative · entry 5 Cue Eduardo H · CIK 0001528884 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,110 Underlying: Common Stock · 53,056 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. F5 · derivative.exercise_date: This award was granted on March 3, 2014. 53,056 restricted stock units subject to the award vested on April 1, 2016, and 53,055 restricted stock units are scheduled to vest on each of April 1, 2017 and April 1, 2018, assuming continued employment through the applicable vesting date. F5 · derivative.expiration_date: This award was granted on March 3, 2014. 53,056 restricted stock units subject to the award vested on April 1, 2016, and 53,055 restricted stock units are scheduled to vest on each of April 1, 2017 and April 1, 2018, assuming continued employment through the applicable vesting date. Read SEC document |
| April 01, 2016 Filed Apr 5, 2016 22:31 UTC | Apple Inc. AAPL · Entity 2389 | GiftCommon Stock | 27,612 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-113265 · doc4.xml · nonDerivative · entry 4 Cue Eduardo H · CIK 0001528884 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 74,000 F3 · security: These entries reflect the transfer of securities by the reporting person to a family trust. F4 · balance_after: The number of securities reported reflects the acquisition on January 31, 2016 of 211 shares of Apple Inc.'s common stock pursuant to the Apple Inc. Amended Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of August 1, 2015 through January 31, 2016. Read SEC document |
| April 01, 2016 Filed Apr 5, 2016 22:31 UTC | Apple Inc. AAPL · Entity 2389 | GiftCommon Stock | 27,612 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-113265 · doc4.xml · nonDerivative · entry 3 Cue Eduardo H · CIK 0001528884 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F3 · security: These entries reflect the transfer of securities by the reporting person to a family trust. Read SEC document |
| April 01, 2016 Filed Apr 5, 2016 22:31 UTC | Apple Inc. AAPL · Entity 2389 | Tax withholdingCommon Stock | 25,444 | $109.99 | $2,798,585.56 |
DisclosureSEC source: 0001209191-16-113265 · doc4.xml · nonDerivative · entry 2 Cue Eduardo H · CIK 0001528884 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,612 F2 · security: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of restricted stock units. No shares were sold. Read SEC document |
| April 01, 2016 Filed Apr 5, 2016 22:31 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionCommon Stock | 53,056 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-16-113265 · doc4.xml · nonDerivative · entry 1 Cue Eduardo H · CIK 0001528884 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,056 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. Read SEC document |
| October 30, 2015 Filed Nov 3, 2015 23:47 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 39,345 | $120.58 | $4,744,220.10 |
DisclosureSEC source: 0001209191-15-078196 · doc4.xml · nonDerivative · entry 2 Cue Eduardo H · CIK 0001528884 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 46,177 F2 · price: This transaction was executed in multiple trades at prices ranging from $120.49 to $120.75; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the Registrant, or a security holder of the Registrant. Read SEC document |
| October 30, 2015 Filed Nov 3, 2015 23:47 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 160,655 | $120.00 | $19,278,600.00 |
DisclosureSEC source: 0001209191-15-078196 · doc4.xml · nonDerivative · entry 1 Cue Eduardo H · CIK 0001528884 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 85,522 F1 · price: This transaction was executed in multiple trades at prices ranging from $119.49 to $120.485; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the Registrant, or a security holder of the Registrant. Read SEC document |
| October 05, 2015 Filed Oct 8, 2015 01:43 UTC | Apple Inc. AAPL · Entity 2389 | GrantRestricted Stock Unit · Derivative | 65,264 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-15-074794 · doc4.xml · derivative · entry 2 Cue Eduardo H · CIK 0001528884 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,264 Underlying: Common Stock · 65,264 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. F3 · derivative.exercise_date: Vesting of these restricted stock units depends on Apple Inc.'s relative total shareholder return from September 27, 2015 through September 29, 2018. The "target" number of restricted stock units is reported. Between 0% and 200% of the target number of units may vest on October 1, 2018, with the vesting percentage determined based on actual performance. F3 · derivative.expiration_date: Vesting of these restricted stock units depends on Apple Inc.'s relative total shareholder return from September 27, 2015 through September 29, 2018. The "target" number of restricted stock units is reported. Between 0% and 200% of the target number of units may vest on October 1, 2018, with the vesting percentage determined based on actual performance. Read SEC document |
| October 05, 2015 Filed Oct 8, 2015 01:43 UTC | Apple Inc. AAPL · Entity 2389 | GrantRestricted Stock Unit · Derivative | 108,323 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-15-074794 · doc4.xml · derivative · entry 1 Cue Eduardo H · CIK 0001528884 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,323 Underlying: Common Stock · 108,323 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. F2 · derivative.exercise_date: These restricted stock units are scheduled to vest as to one-third of the units on each of April 1, 2018, April 1, 2019 and April 1, 2020. F2 · derivative.expiration_date: These restricted stock units are scheduled to vest as to one-third of the units on each of April 1, 2018, April 1, 2019 and April 1, 2020. Read SEC document |
| October 01, 2015 Filed Oct 5, 2015 22:31 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionRestricted Stock Unit · Derivative | 92,764 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-15-074143 · doc4.xml · derivative · entry 5 Cue Eduardo H · CIK 0001528884 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 92,764 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. F4 · derivative.exercise_date: This award was granted on March 3, 2014, for a "target number" of 46,382 restricted stock units (adjusted for Apple's 7:1 stock split in June 2014). Between 0% and 200% of the target number of units would vest on October 1, 2015, with the vesting percentage determined based on Apple's total shareholder return (TSR) relative to the other companies in the S&P 500 from September 29, 2013 through September 26, 2015. F5 · derivative.exercise_date: TSR is calculated based on the change in a company's stock price during the two-year period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock. In accordance with the terms of the award, the beginning value used for calculating TSR is the average closing stock price for the 20 trading days prior to September 29, 2013. Apple's beginning value was calculated to be $68.67 (adjusted for dividends and Apple's 7:1 stock split in June 2014). Similarly, the ending value used for calculating TSR is the average closing price for the 20 trading days ending on September 26, 2015. Apple's ending value was calculated to be $117.67 (adjusted for dividends). F6 · derivative.exercise_date: This award provided that if Apple's relative TSR performance is ranked at or above the 85th percentile for companies in the S&P 500 for the performance period, 200% of the target number of RSUs vest. If Apple's performance is ranked at or above the 55th percentile, 100% of the target number of RSUs vest. If Apple's performance is ranked at or above the 25th percentile, 25% of the target number of RSUs vest, and if Apple's performance is ranked below the 25th percentile, 0%of the target number of RSUs vest. If Apple's performance is between these levels, the portion of the RSUs that vest is determined on a straight-line basis (i.e., linearly interpolated) between the two nearest vesting percentages. F7 · derivative.exercise_date: Apple needed to achieve a TSR of at least 52.73% to rank at or above the 85th percentile for companies in the S&P 500 for the performance period. Apple's TSR for the two-year period was 71.35%, which ranked 38th of the 478 companies that were included in the S&P 500 for the period and placed Apple in the 92nd percentile. Therefore, 92,764 RSUs subject to performance requirements vested. F4 · derivative.expiration_date: This award was granted on March 3, 2014, for a "target number" of 46,382 restricted stock units (adjusted for Apple's 7:1 stock split in June 2014). Between 0% and 200% of the target number of units would vest on October 1, 2015, with the vesting percentage determined based on Apple's total shareholder return (TSR) relative to the other companies in the S&P 500 from September 29, 2013 through September 26, 2015. Read SEC document |
| October 01, 2015 Filed Oct 5, 2015 22:31 UTC | Apple Inc. AAPL · Entity 2389 | GiftCommon Stock | 45,541 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-15-074143 · doc4.xml · nonDerivative · entry 4 Cue Eduardo H · CIK 0001528884 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 246,177 F3 · security: These entries reflect the transfer of securities by the reporting person to a family trust. Read SEC document |
| October 01, 2015 Filed Oct 5, 2015 22:31 UTC | Apple Inc. AAPL · Entity 2389 | GiftCommon Stock | 45,541 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-15-074143 · doc4.xml · nonDerivative · entry 3 Cue Eduardo H · CIK 0001528884 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F3 · security: These entries reflect the transfer of securities by the reporting person to a family trust. Read SEC document |
| October 01, 2015 Filed Oct 5, 2015 22:31 UTC | Apple Inc. AAPL · Entity 2389 | Tax withholdingCommon Stock | 47,223 | $109.58 | $5,174,696.34 |
DisclosureSEC source: 0001209191-15-074143 · doc4.xml · nonDerivative · entry 2 Cue Eduardo H · CIK 0001528884 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,541 F2 · security: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of restricted stock units. No shares were sold. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.