Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Apple Inc.AAPL · Entity 2389 | Senior Vice President, CFO | October 04, 2024 | October 08, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Apple Inc.
Report date October 04, 2024 · Filed October 08, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 107,788 |
Reported balance
After 2024-10-04 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2024-10-04 · Sale · Disposed 59,305 · Balance 107,788 F1: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 11, 2023. F2: This transaction was executed in multiple trades at prices ranging from $226.23 to $227.16; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 11, 2023.
F2: This transaction was executed in multiple trades at prices ranging from $226.23 to $227.16; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 04, 2024 Filed Oct 8, 2024 22:30 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 59,305 | $226.52 | $13,433,768.60 |
DisclosureSEC source: 0000320193-24-000114 · wk-form4_1728426607.xml · nonDerivative · entry 1 Maestri Luca · CIK 0001513362 · Senior Vice President, CFO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 107,788 F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 11, 2023. F2 · price: This transaction was executed in multiple trades at prices ranging from $226.23 to $227.16; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple. Read SEC document |
| October 01, 2024 Filed Oct 3, 2024 22:30 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionRestricted Stock Unit · Derivative | 127,282 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000320193-24-000111 · wk-form4_1727994644.xml · derivative · entry 3 Maestri Luca · CIK 0001513362 · Senior Vice President, CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 127,282 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock. F2 · derivative.exercise_price: This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date. F1 · price: Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock. F2 · price: This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date. F4 · derivative.exercise_date: This award was granted on September 26, 2021, for a target number of 68,065 RSUs. The award vested on October 1, 2024, applying a percentage of the target number of RSUs that was determined based on Apple's total shareholder return ("TSR") relative to the other companies in the S&P 500 from the first day of Apple's fiscal year 2022 and ending with the last day of Apple's fiscal year 2024. F5 · derivative.exercise_date: TSR is calculated based on the change in a company's stock price during the performance period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock. In accordance with the terms of the award, the beginning value used for calculating TSR is the average closing stock price for the first 20 trading days of the performance period. Apple's beginning value was calculated to be $143.96. Similarly, the ending value used for calculating TSR is the average closing price for the final 20 trading days of the performance period. Apple's ending value was calculated to be $227.29. F6 · derivative.exercise_date: This award provided that if Apple's relative TSR performance was ranked at or above the 85th percentile for companies in the S&P 500 for the performance period, 200% of the target number of RSUs vest. If Apple's performance was ranked at or above the 55th percentile, 100% of the target number of RSUs vest. If Apple's performance was ranked at or above the 25th percentile, 25% of the target number of RSUs vest, and if Apple's performance was ranked below the 25th percentile, 0% of the target number of RSUs vest. If Apple's performance was between these levels, the portion of the RSUs that vest would be determined on a straight-line basis (i.e., linearly interpolated) between the two nearest vesting percentages. F7 · derivative.exercise_date: Apple's TSR for the three-year performance period was 57.88%, which ranked 92 of the 485 companies that were included in the S&P 500 for the performance period and placed Apple in the 81.20th percentile. Therefore, 127,282 RSUs subject to performance requirements vested. F4 · derivative.expiration_date: This award was granted on September 26, 2021, for a target number of 68,065 RSUs. The award vested on October 1, 2024, applying a percentage of the target number of RSUs that was determined based on Apple's total shareholder return ("TSR") relative to the other companies in the S&P 500 from the first day of Apple's fiscal year 2022 and ending with the last day of Apple's fiscal year 2024. F5 · derivative.expiration_date: TSR is calculated based on the change in a company's stock price during the performance period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock. In accordance with the terms of the award, the beginning value used for calculating TSR is the average closing stock price for the first 20 trading days of the performance period. Apple's beginning value was calculated to be $143.96. Similarly, the ending value used for calculating TSR is the average closing price for the final 20 trading days of the performance period. Apple's ending value was calculated to be $227.29. F6 · derivative.expiration_date: This award provided that if Apple's relative TSR performance was ranked at or above the 85th percentile for companies in the S&P 500 for the performance period, 200% of the target number of RSUs vest. If Apple's performance was ranked at or above the 55th percentile, 100% of the target number of RSUs vest. If Apple's performance was ranked at or above the 25th percentile, 25% of the target number of RSUs vest, and if Apple's performance was ranked below the 25th percentile, 0% of the target number of RSUs vest. If Apple's performance was between these levels, the portion of the RSUs that vest would be determined on a straight-line basis (i.e., linearly interpolated) between the two nearest vesting percentages. F7 · derivative.expiration_date: Apple's TSR for the three-year performance period was 57.88%, which ranked 92 of the 485 companies that were included in the S&P 500 for the performance period and placed Apple in the 81.20th percentile. Therefore, 127,282 RSUs subject to performance requirements vested. Read SEC document |
| October 01, 2024 Filed Oct 3, 2024 22:30 UTC | Apple Inc. AAPL · Entity 2389 | Tax withholdingCommon Stock | 67,977 | $226.21 | $15,377,077.17 |
DisclosureSEC source: 0000320193-24-000111 · wk-form4_1727994644.xml · nonDerivative · entry 2 Maestri Luca · CIK 0001513362 · Senior Vice President, CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 167,093 F3 · security: Shares withheld by Apple to satisfy tax withholding requirements on vesting of RSUs. No shares were sold. Read SEC document |
| October 01, 2024 Filed Oct 3, 2024 22:30 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionCommon Stock | 127,282 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000320193-24-000111 · wk-form4_1727994644.xml · nonDerivative · entry 1 Maestri Luca · CIK 0001513362 · Senior Vice President, CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 235,070 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock. F2 · price: This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date. Read SEC document |
| September 29, 2024 Filed Oct 1, 2024 22:30 UTC | Apple Inc. AAPL · Entity 2389 | GrantRestricted Stock Unit · Derivative | 10,976 | $0.00 | $0.00 |
DisclosureSEC source: 0000320193-24-000096 · wk-form4_1727821838.xml · derivative · entry 3 Maestri Luca · CIK 0001513362 · Senior Vice President, CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,976 Underlying: Common Stock · 10,976 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock. F4 · derivative.exercise_date: These performance-based restricted stock units are scheduled to vest on October 1, 2027, subject to the terms and conditions of the underlying award agreement. The "target" number of restricted stock units is reported. Between 0% and 200% of the target number of units may vest based on Apple's relative total shareholder return from the first day of Apple's fiscal year 2025 and ending with the last day of Apple's fiscal year 2027. F4 · derivative.expiration_date: These performance-based restricted stock units are scheduled to vest on October 1, 2027, subject to the terms and conditions of the underlying award agreement. The "target" number of restricted stock units is reported. Between 0% and 200% of the target number of units may vest based on Apple's relative total shareholder return from the first day of Apple's fiscal year 2025 and ending with the last day of Apple's fiscal year 2027. Read SEC document |
| September 29, 2024 Filed Oct 1, 2024 22:30 UTC | Apple Inc. AAPL · Entity 2389 | GrantRestricted Stock Unit · Derivative | 32,926 | $0.00 | $0.00 |
DisclosureSEC source: 0000320193-24-000096 · wk-form4_1727821838.xml · derivative · entry 2 Maestri Luca · CIK 0001513362 · Senior Vice President, CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,926 Underlying: Common Stock · 32,926 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock. F3 · derivative.exercise_date: These restricted stock units are scheduled to vest as to 12.5% of the units on April 15, 2025 and the remaining restricted stock units are scheduled to vest 12.5% in semi-annual installments over a four-year period ending October 15, 2028, subject to the terms and conditions of the underlying award agreement. F3 · derivative.expiration_date: These restricted stock units are scheduled to vest as to 12.5% of the units on April 15, 2025 and the remaining restricted stock units are scheduled to vest 12.5% in semi-annual installments over a four-year period ending October 15, 2028, subject to the terms and conditions of the underlying award agreement. Read SEC document |
| September 29, 2024 Filed Oct 1, 2024 22:30 UTC | Apple Inc. AAPL · Entity 2389 | GrantRestricted Stock Unit · Derivative | 10,976 | $0.00 | $0.00 |
DisclosureSEC source: 0000320193-24-000096 · wk-form4_1727821838.xml · derivative · entry 1 Maestri Luca · CIK 0001513362 · Senior Vice President, CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,976 Underlying: Common Stock · 10,976 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock. F2 · derivative.exercise_date: These restricted stock units are scheduled to vest as to one-third of the units on each of April 1, 2027, April 1, 2028, and April 1, 2029, subject to the terms and conditions of the underlying award agreement. F2 · derivative.expiration_date: These restricted stock units are scheduled to vest as to one-third of the units on each of April 1, 2027, April 1, 2028, and April 1, 2029, subject to the terms and conditions of the underlying award agreement. Read SEC document |
| April 11, 2024 Filed Apr 15, 2024 22:30 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 12,894 | $175.02 | $2,256,707.88 |
DisclosureSEC source: 0000320193-24-000055 · wk-form4_1713220215.xml · nonDerivative · entry 3 Maestri Luca · CIK 0001513362 · Senior Vice President, CFO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 107,788 F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 11, 2023. F4 · price: This transaction was executed in multiple trades at prices ranging from $174.70 to $175.445; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple. Read SEC document |
| April 11, 2024 Filed Apr 15, 2024 22:30 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 27,600 | $174.12 | $4,805,712.00 |
DisclosureSEC source: 0000320193-24-000055 · wk-form4_1713220215.xml · nonDerivative · entry 2 Maestri Luca · CIK 0001513362 · Senior Vice President, CFO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 120,682 F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 11, 2023. F3 · price: This transaction was executed in multiple trades at prices ranging from $173.70 to $174.69; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple. Read SEC document |
| April 11, 2024 Filed Apr 15, 2024 22:30 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 12,700 | $173.19 | $2,199,513.00 |
DisclosureSEC source: 0000320193-24-000055 · wk-form4_1713220215.xml · nonDerivative · entry 1 Maestri Luca · CIK 0001513362 · Senior Vice President, CFO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 148,282 F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 11, 2023. F2 · price: This transaction was executed in multiple trades at prices ranging from $172.70 to $173.695; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple. Read SEC document |
| April 01, 2024 Filed Apr 3, 2024 22:32 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionRestricted Stock Unit · Derivative | 22,689 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000320193-24-000050 · wk-form4_1712183535.xml · derivative · entry 5 Maestri Luca · CIK 0001513362 · Senior Vice President, CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 45,376 Underlying: Common Stock · 22,689 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date. F1 · price: Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date. F6 · derivative.exercise_date: This award was granted on September 26, 2021. 22,689 restricted stock units subject to the award vested on April 1, 2024 and 22,688 restricted stock units are scheduled to vest on each of April 1, 2025 and April 1, 2026, assuming continued employment through the applicable vesting date. F6 · derivative.expiration_date: This award was granted on September 26, 2021. 22,689 restricted stock units subject to the award vested on April 1, 2024 and 22,688 restricted stock units are scheduled to vest on each of April 1, 2025 and April 1, 2026, assuming continued employment through the applicable vesting date. Read SEC document |
| April 01, 2024 Filed Apr 3, 2024 22:32 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionRestricted Stock Unit · Derivative | 29,688 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000320193-24-000050 · wk-form4_1712183535.xml · derivative · entry 4 Maestri Luca · CIK 0001513362 · Senior Vice President, CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,688 Underlying: Common Stock · 29,688 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date. F1 · price: Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date. F5 · derivative.exercise_date: This award was granted on September 27, 2020. 29,688 restricted stock units subject to the award vested on each of April 1, 2023 and April 1, 2024 and 29,688 restricted stock units are scheduled to vest on April 1, 2025, assuming continued employment through the applicable vesting date. F5 · derivative.expiration_date: This award was granted on September 27, 2020. 29,688 restricted stock units subject to the award vested on each of April 1, 2023 and April 1, 2024 and 29,688 restricted stock units are scheduled to vest on April 1, 2025, assuming continued employment through the applicable vesting date. Read SEC document |
| April 01, 2024 Filed Apr 3, 2024 22:32 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionRestricted Stock Unit · Derivative | 60,932 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000320193-24-000050 · wk-form4_1712183535.xml · derivative · entry 3 Maestri Luca · CIK 0001513362 · Senior Vice President, CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 60,932 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date. F1 · price: Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date. F4 · derivative.exercise_date: This award was granted on September 29, 2019. 60,936 restricted stock units subject to the award vested on April 1, 2022 and 60,932 restricted stock units vested on each of April 1, 2023 and April 1, 2024. F4 · derivative.expiration_date: This award was granted on September 29, 2019. 60,936 restricted stock units subject to the award vested on April 1, 2022 and 60,932 restricted stock units vested on each of April 1, 2023 and April 1, 2024. Read SEC document |
| April 01, 2024 Filed Apr 3, 2024 22:32 UTC | Apple Inc. AAPL · Entity 2389 | Tax withholdingCommon Stock | 60,115 | $170.03 | $10,221,353.45 |
DisclosureSEC source: 0000320193-24-000050 · wk-form4_1712183535.xml · nonDerivative · entry 2 Maestri Luca · CIK 0001513362 · Senior Vice President, CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 160,982 F3 · security: Shares withheld by Apple to satisfy tax withholding requirements on vesting of restricted stock units. No shares were sold. Read SEC document |
| April 01, 2024 Filed Apr 3, 2024 22:32 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionCommon Stock | 113,309 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000320193-24-000050 · wk-form4_1712183535.xml · nonDerivative · entry 1 Maestri Luca · CIK 0001513362 · Senior Vice President, CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 221,097 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date. F2 · balance_after: The number of securities reported reflects the acquisition on January 31, 2024 of 127 shares of Apple Inc.'s common stock pursuant to the Apple Inc. Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of August 1, 2023 through January 31, 2024. Read SEC document |
| October 09, 2023 Filed Oct 10, 2023 22:30 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 12,685 | $178.91 | $2,269,473.35 |
DisclosureSEC source: 0000320193-23-000096 · wk-form4_1696977012.xml · nonDerivative · entry 3 Maestri Luca · CIK 0001513362 · Senior Vice President, CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 107,661 F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 15, 2022. F4 · price: This transaction was executed in multiple trades at prices ranging from $178.84 to $179.03; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple. Read SEC document |
| October 09, 2023 Filed Oct 10, 2023 22:30 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 19,000 | $178.55 | $3,392,450.00 |
DisclosureSEC source: 0000320193-23-000096 · wk-form4_1696977012.xml · nonDerivative · entry 2 Maestri Luca · CIK 0001513362 · Senior Vice President, CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 120,346 F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 15, 2022. F3 · price: This transaction was executed in multiple trades at prices ranging from $177.84 to $178.835; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple. Read SEC document |
| October 06, 2023 Filed Oct 10, 2023 22:30 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 32,010 | $177.89 | $5,694,258.90 |
DisclosureSEC source: 0000320193-23-000096 · wk-form4_1696977012.xml · nonDerivative · entry 1 Maestri Luca · CIK 0001513362 · Senior Vice President, CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 139,346 F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 15, 2022. F2 · price: This transaction was executed in multiple trades at prices ranging from $177.84 to $177.985; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple. Read SEC document |
| October 01, 2023 Filed Oct 4, 2023 01:06 UTC | Apple Inc. AAPL · Entity 2389 | GrantRestricted Stock Unit · Derivative | 58,408 | $0.00 | $0.00 |
DisclosureSEC source: 0000320193-23-000091 · wk-form4_1696381604.xml · derivative · entry 5 Maestri Luca · CIK 0001513362 · Senior Vice President, CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 58,408 Underlying: Common Stock · 58,408 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock. F9 · derivative.exercise_date: These performance-based restricted stock units are scheduled to vest on October 1, 2026, subject to the terms and conditions of the underlying award agreements. The "target" number of restricted stock units is reported. Between 0% and 200% of the target number of units may vest based on Apple's relative total shareholder return from the first day of Apple's fiscal year 2024 and ending with the last day of Apple's fiscal year 2026. F9 · derivative.expiration_date: These performance-based restricted stock units are scheduled to vest on October 1, 2026, subject to the terms and conditions of the underlying award agreements. The "target" number of restricted stock units is reported. Between 0% and 200% of the target number of units may vest based on Apple's relative total shareholder return from the first day of Apple's fiscal year 2024 and ending with the last day of Apple's fiscal year 2026. Read SEC document |
| October 01, 2023 Filed Oct 4, 2023 01:06 UTC | Apple Inc. AAPL · Entity 2389 | GrantRestricted Stock Unit · Derivative | 58,408 | $0.00 | $0.00 |
DisclosureSEC source: 0000320193-23-000091 · wk-form4_1696381604.xml · derivative · entry 4 Maestri Luca · CIK 0001513362 · Senior Vice President, CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 58,408 Underlying: Common Stock · 58,408 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock. F8 · derivative.exercise_date: These restricted stock units are scheduled to vest as to one-third of the units on each of April 1, 2026, April 1, 2027, and April 1, 2028, subject to the terms and conditions of the underlying award agreements. F8 · derivative.expiration_date: These restricted stock units are scheduled to vest as to one-third of the units on each of April 1, 2026, April 1, 2027, and April 1, 2028, subject to the terms and conditions of the underlying award agreements. Read SEC document |
| October 01, 2023 Filed Oct 4, 2023 01:06 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionRestricted Stock Unit · Derivative | 136,268 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000320193-23-000091 · wk-form4_1696381604.xml · derivative · entry 3 Maestri Luca · CIK 0001513362 · Senior Vice President, CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 136,268 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock. F2 · derivative.exercise_price: This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date. F1 · price: Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock. F2 · price: This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date. F4 · derivative.exercise_date: This award was granted on September 27, 2020, for a target number of 89,064 RSUs. The award vested on October 1, 2023, applying a percentage of the target number of RSUs that was determined based on Apple's total shareholder return ("TSR") relative to the other companies in the S&P 500 from the first day of Apple's fiscal year 2021 and ending with the last day of Apple's fiscal year 2023. F5 · derivative.exercise_date: TSR is calculated based on the change in a company's stock price during the performance period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock. In accordance with the terms of the award, the beginning value used for calculating TSR is the average closing stock price for the first 20 trading days of the performance period. Apple's beginning value was calculated to be $116.95. Similarly, the ending value used for calculating TSR is the average closing price for the final 20 trading days of the performance period. Apple's ending value was calculated to be $180.20. F6 · derivative.exercise_date: This award provided that if Apple's relative TSR performance was ranked at or above the 85th percentile for companies in the S&P 500 for the performance period, 200% of the target number of RSUs vest. If Apple's performance was ranked at or above the 55th percentile, 100% of the target number of RSUs vest. If Apple's performance was ranked at or above the 25th percentile, 25% of the target number of RSUs vest, and if Apple's performance was ranked below the 25th percentile, 0% of the target number of RSUs vest. If Apple's performance was between these levels, the portion of the RSUs that vest would be determined on a straight-line basis (i.e., linearly interpolated) between the two nearest vesting percentages. F7 · derivative.exercise_date: Apple's TSR for the three-year performance period was 54.09%, which ranked 141 of the 480 companies that were included in the S&P 500 for the performance period and placed Apple in the 70.77th percentile. Therefore, 136,268 RSUs subject to performance requirements vested. F4 · derivative.expiration_date: This award was granted on September 27, 2020, for a target number of 89,064 RSUs. The award vested on October 1, 2023, applying a percentage of the target number of RSUs that was determined based on Apple's total shareholder return ("TSR") relative to the other companies in the S&P 500 from the first day of Apple's fiscal year 2021 and ending with the last day of Apple's fiscal year 2023. F5 · derivative.expiration_date: TSR is calculated based on the change in a company's stock price during the performance period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock. In accordance with the terms of the award, the beginning value used for calculating TSR is the average closing stock price for the first 20 trading days of the performance period. Apple's beginning value was calculated to be $116.95. Similarly, the ending value used for calculating TSR is the average closing price for the final 20 trading days of the performance period. Apple's ending value was calculated to be $180.20. F6 · derivative.expiration_date: This award provided that if Apple's relative TSR performance was ranked at or above the 85th percentile for companies in the S&P 500 for the performance period, 200% of the target number of RSUs vest. If Apple's performance was ranked at or above the 55th percentile, 100% of the target number of RSUs vest. If Apple's performance was ranked at or above the 25th percentile, 25% of the target number of RSUs vest, and if Apple's performance was ranked below the 25th percentile, 0% of the target number of RSUs vest. If Apple's performance was between these levels, the portion of the RSUs that vest would be determined on a straight-line basis (i.e., linearly interpolated) between the two nearest vesting percentages. F7 · derivative.expiration_date: Apple's TSR for the three-year performance period was 54.09%, which ranked 141 of the 480 companies that were included in the S&P 500 for the performance period and placed Apple in the 70.77th percentile. Therefore, 136,268 RSUs subject to performance requirements vested. Read SEC document |
| October 01, 2023 Filed Oct 4, 2023 01:06 UTC | Apple Inc. AAPL · Entity 2389 | Tax withholdingCommon Stock | 72,573 | $171.21 | $12,425,223.33 |
DisclosureSEC source: 0000320193-23-000091 · wk-form4_1696381604.xml · nonDerivative · entry 2 Maestri Luca · CIK 0001513362 · Senior Vice President, CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 171,356 F3 · security: Shares withheld by Apple to satisfy tax withholding requirements on vesting of RSUs. No shares were sold. Read SEC document |
| October 01, 2023 Filed Oct 4, 2023 01:06 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionCommon Stock | 136,268 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000320193-23-000091 · wk-form4_1696381604.xml · nonDerivative · entry 1 Maestri Luca · CIK 0001513362 · Senior Vice President, CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 243,929 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock. F2 · price: This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date. Read SEC document |
| April 13, 2023 Filed Apr 17, 2023 22:31 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 69,996 | $165.25 | $11,566,839.00 |
DisclosureSEC source: 0000320193-23-000055 · wf-form4_168177065948283.xml · nonDerivative · entry 1 Maestri Luca · CIK 0001513362 · Senior Vice President, CFO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 107,661 F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 15, 2022. F2 · price: This transaction was executed in multiple trades at prices ranging from $164.92 to $165.78; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple. Read SEC document |
| April 06, 2023 Filed Apr 10, 2023 22:30 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 200 | $164.92 | $32,984.00 |
DisclosureSEC source: 0000320193-23-000053 · wf-form4_168116581286812.xml · nonDerivative · entry 1 Maestri Luca · CIK 0001513362 · Senior Vice President, CFO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 177,657 F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 15, 2022. Read SEC document |
| April 03, 2023 Filed Apr 4, 2023 22:32 UTC | Apple Inc. AAPL · Entity 2389 | GiftCommon Stock | 2,464 | $0.00 | $0.00 |
DisclosureSEC source: 0000320193-23-000049 · wf-form4_168064754806371.xml · nonDerivative · entry 4 Maestri Luca · CIK 0001513362 · Senior Vice President, CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 177,857 Read SEC document |
| April 01, 2023 Filed Apr 4, 2023 22:32 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionRestricted Stock Unit · Derivative | 29,688 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000320193-23-000049 · wf-form4_168064754806371.xml · derivative · entry 7 Maestri Luca · CIK 0001513362 · Senior Vice President, CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 59,376 Underlying: Common Stock · 29,688 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date. F1 · price: Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date. F6 · derivative.exercise_date: This award was granted on September 27, 2020. 29,688 restricted stock units subject to the award vested on April 1, 2023 and 29,688 restricted stock units are scheduled to vest on each of April 1, 2024 and April 1, 2025, assuming continued employment through the applicable vesting date. F6 · derivative.expiration_date: This award was granted on September 27, 2020. 29,688 restricted stock units subject to the award vested on April 1, 2023 and 29,688 restricted stock units are scheduled to vest on each of April 1, 2024 and April 1, 2025, assuming continued employment through the applicable vesting date. Read SEC document |
| April 01, 2023 Filed Apr 4, 2023 22:32 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionRestricted Stock Unit · Derivative | 60,932 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000320193-23-000049 · wf-form4_168064754806371.xml · derivative · entry 6 Maestri Luca · CIK 0001513362 · Senior Vice President, CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 60,932 Underlying: Common Stock · 60,932 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date. F1 · price: Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date. F5 · derivative.exercise_date: This award was granted on September 29, 2019. 60,936 restricted stock units subject to the award vested on April 1, 2022 and 60,932 restricted stock units vested on April 1, 2023 and 60,932 restricted stock units are scheduled to vest on April 1, 2024, assuming continued employment through the applicable vesting date. F5 · derivative.expiration_date: This award was granted on September 29, 2019. 60,936 restricted stock units subject to the award vested on April 1, 2022 and 60,932 restricted stock units vested on April 1, 2023 and 60,932 restricted stock units are scheduled to vest on April 1, 2024, assuming continued employment through the applicable vesting date. Read SEC document |
| April 01, 2023 Filed Apr 4, 2023 22:32 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionRestricted Stock Unit · Derivative | 59,064 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000320193-23-000049 · wf-form4_168064754806371.xml · derivative · entry 5 Maestri Luca · CIK 0001513362 · Senior Vice President, CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 59,064 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date. F1 · price: Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date. F4 · derivative.exercise_date: This award was granted on September 30, 2018. 59,068 restricted stock units subject to the award vested on April 1, 2021 and 59,064 vested on each of April 1, 2022 and April 1, 2023. F4 · derivative.expiration_date: This award was granted on September 30, 2018. 59,068 restricted stock units subject to the award vested on April 1, 2021 and 59,064 vested on each of April 1, 2022 and April 1, 2023. Read SEC document |
| April 01, 2023 Filed Apr 4, 2023 22:32 UTC | Apple Inc. AAPL · Entity 2389 | Tax withholdingCommon Stock | 79,488 | $164.90 | $13,107,571.20 |
DisclosureSEC source: 0000320193-23-000049 · wf-form4_168064754806371.xml · nonDerivative · entry 3 Maestri Luca · CIK 0001513362 · Senior Vice President, CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 180,321 F3 · security: Shares withheld by Apple to satisfy tax withholding requirements on vesting of restricted stock units. No shares were sold. Read SEC document |
| April 01, 2023 Filed Apr 4, 2023 22:32 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionCommon Stock | 149,684 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000320193-23-000049 · wf-form4_168064754806371.xml · nonDerivative · entry 2 Maestri Luca · CIK 0001513362 · Senior Vice President, CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 259,809 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date. F2 · balance_after: The number of securities reported reflects the acquisition on January 31, 2023 of 155 shares of Apple Inc.'s common stock pursuant to the Apple Inc. Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of August 1, 2022 through January 31, 2023 Read SEC document |
| December 13, 2022 Filed Apr 4, 2023 22:32 UTC | Apple Inc. AAPL · Entity 2389 | GiftCommon Stock | 703 | $0.00 | $0.00 |
DisclosureSEC source: 0000320193-23-000049 · wf-form4_168064754806371.xml · nonDerivative · entry 1 Maestri Luca · CIK 0001513362 · Senior Vice President, CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 109,970 Read SEC document |
| October 28, 2022 Filed Nov 1, 2022 22:30 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 7,200 | $157.20 | $1,131,840.00 |
DisclosureSEC source: 0000320193-22-000111 · wf-form4_166734181374173.xml · nonDerivative · entry 4 Maestri Luca · CIK 0001513362 · Senior Vice President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,673 F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 5, 2021 and modified on February 26, 2022. F5 · price: This transaction was executed in multiple trades at prices ranging from $157.03 to $157.42; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple. Read SEC document |
| October 28, 2022 Filed Nov 1, 2022 22:30 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 69,678 | $156.46 | $10,901,819.88 |
DisclosureSEC source: 0000320193-22-000111 · wf-form4_166734181374173.xml · nonDerivative · entry 3 Maestri Luca · CIK 0001513362 · Senior Vice President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,873 F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 5, 2021 and modified on February 26, 2022. F4 · price: This transaction was executed in multiple trades at prices ranging from $156.01 to $157.00; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple. Read SEC document |
| October 28, 2022 Filed Nov 1, 2022 22:30 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 85,147 | $155.63 | $13,251,427.61 |
DisclosureSEC source: 0000320193-22-000111 · wf-form4_166734181374173.xml · nonDerivative · entry 2 Maestri Luca · CIK 0001513362 · Senior Vice President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,551 F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 5, 2021 and modified on February 26, 2022. F3 · price: This transaction was executed in multiple trades at prices ranging from $155.010 to $156.005; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple. Read SEC document |
| October 28, 2022 Filed Nov 1, 2022 22:30 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 14,274 | $154.70 | $2,208,187.80 |
DisclosureSEC source: 0000320193-22-000111 · wf-form4_166734181374173.xml · nonDerivative · entry 1 Maestri Luca · CIK 0001513362 · Senior Vice President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 272,698 F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 5, 2021 and modified on February 26, 2022. F2 · price: This transaction was executed in multiple trades at prices ranging from $154.010 to $155.005; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple. Read SEC document |
| October 01, 2022 Filed Oct 5, 2022 01:57 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionRestricted Stock Unit · Derivative | 365,600 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000320193-22-000096 · wf-form4_166493485929155.xml · derivative · entry 3 Maestri Luca · CIK 0001513362 · Senior Vice President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 365,600 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represented the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date. F1 · price: Each restricted stock unit ("RSU") represented the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date. F3 · derivative.exercise_date: This award was granted on September 29, 2019, for a target number of 182,800 RSUs. The award vested on October 1, 2022, applying a percentage of the target number of RSUs that was determined based on Apple's total shareholder return ("TSR") relative to the other companies in the S&P 500 for the three-year performance period of September 29, 2019 through September 24, 2022. F4 · derivative.exercise_date: TSR is calculated based on the change in a company's stock price during the performance period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock. In accordance with the terms of the award, the beginning value used for calculating TSR is the average closing stock price for the first 20 trading days of the performance period. Apple's beginning value, adjusted to reflect Apple's 4-for-1 stock split, effective on August 28, 2020, was calculated to be $58.14. Similarly, the ending value used for calculating TSR is the average closing price for the final 20 trading days of the performance period. Apple's ending value was calculated to be $159.50. F5 · derivative.exercise_date: This award provided that if Apple's relative TSR performance was ranked at or above the 85th percentile for companies in the S&P 500 for the performance period, 200% of the target number of RSUs vest. If Apple's performance was ranked at or above the 55th percentile, 100% of the target number of RSUs vest. If Apple's performance was ranked at or above the 25th percentile, 25% of the target number of RSUs vest, and if Apple's performance was ranked below the 25th percentile, 0% of the target number of RSUs vest. If Apple's performance was between these levels, the portion of the RSUs that vest would be determined on a straight-line basis (i.e., linearly interpolated) between the two nearest vesting percentages. F6 · derivative.exercise_date: Apple's TSR for the three-year performance period was 174.34%, which ranked 10 of the 478 companies that were included in the S&P 500 for the period and placed Apple in the 98th percentile. Therefore, 365,600 RSUs subject to performance requirements vested. F3 · derivative.expiration_date: This award was granted on September 29, 2019, for a target number of 182,800 RSUs. The award vested on October 1, 2022, applying a percentage of the target number of RSUs that was determined based on Apple's total shareholder return ("TSR") relative to the other companies in the S&P 500 for the three-year performance period of September 29, 2019 through September 24, 2022. F4 · derivative.expiration_date: TSR is calculated based on the change in a company's stock price during the performance period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock. In accordance with the terms of the award, the beginning value used for calculating TSR is the average closing stock price for the first 20 trading days of the performance period. Apple's beginning value, adjusted to reflect Apple's 4-for-1 stock split, effective on August 28, 2020, was calculated to be $58.14. Similarly, the ending value used for calculating TSR is the average closing price for the final 20 trading days of the performance period. Apple's ending value was calculated to be $159.50. F5 · derivative.expiration_date: This award provided that if Apple's relative TSR performance was ranked at or above the 85th percentile for companies in the S&P 500 for the performance period, 200% of the target number of RSUs vest. If Apple's performance was ranked at or above the 55th percentile, 100% of the target number of RSUs vest. If Apple's performance was ranked at or above the 25th percentile, 25% of the target number of RSUs vest, and if Apple's performance was ranked below the 25th percentile, 0% of the target number of RSUs vest. If Apple's performance was between these levels, the portion of the RSUs that vest would be determined on a straight-line basis (i.e., linearly interpolated) between the two nearest vesting percentages. F6 · derivative.expiration_date: Apple's TSR for the three-year performance period was 174.34%, which ranked 10 of the 478 companies that were included in the S&P 500 for the period and placed Apple in the 98th percentile. Therefore, 365,600 RSUs subject to performance requirements vested. Read SEC document |
| October 01, 2022 Filed Oct 5, 2022 01:57 UTC | Apple Inc. AAPL · Entity 2389 | Tax withholdingCommon Stock | 189,301 | $138.20 | $26,161,398.20 |
DisclosureSEC source: 0000320193-22-000096 · wf-form4_166493485929155.xml · nonDerivative · entry 2 Maestri Luca · CIK 0001513362 · Senior Vice President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 286,972 F2 · security: Shares withheld by Apple to satisfy tax withholding requirements on vesting of RSUs. No shares were sold. Read SEC document |
| October 01, 2022 Filed Oct 5, 2022 01:57 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionCommon Stock | 365,600 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000320193-22-000096 · wf-form4_166493485929155.xml · nonDerivative · entry 1 Maestri Luca · CIK 0001513362 · Senior Vice President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 476,273 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represented the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date. Read SEC document |
| September 25, 2022 Filed Sep 28, 2022 01:48 UTC | Apple Inc. AAPL · Entity 2389 | GrantRestricted Stock Unit · Derivative | 66,477 | $0.00 | $0.00 |
DisclosureSEC source: 0000320193-22-000087 · wf-form4_166432966938808.xml · derivative · entry 2 Maestri Luca · CIK 0001513362 · Senior Vice President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,477 Underlying: Common Stock · 66,477 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. F3 · derivative.exercise_date: These performance-based restricted stock units are scheduled to vest on October 1, 2025. The "target" number of restricted stock units is reported. Between 0% and 200% of the target number of units may vest based on Apple's relative total shareholder return from the first day of Apple's fiscal 2023 and ending with the last day of Apple's fiscal 2025. F3 · derivative.expiration_date: These performance-based restricted stock units are scheduled to vest on October 1, 2025. The "target" number of restricted stock units is reported. Between 0% and 200% of the target number of units may vest based on Apple's relative total shareholder return from the first day of Apple's fiscal 2023 and ending with the last day of Apple's fiscal 2025. Read SEC document |
| September 25, 2022 Filed Sep 28, 2022 01:48 UTC | Apple Inc. AAPL · Entity 2389 | GrantRestricted Stock Unit · Derivative | 66,477 | $0.00 | $0.00 |
DisclosureSEC source: 0000320193-22-000087 · wf-form4_166432966938808.xml · derivative · entry 1 Maestri Luca · CIK 0001513362 · Senior Vice President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,477 Underlying: Common Stock · 66,477 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. F2 · derivative.exercise_date: These restricted stock units are scheduled to vest as to one-third of the units on each of April 1, 2025, April 1, 2026, and April 1, 2027. F2 · derivative.expiration_date: These restricted stock units are scheduled to vest as to one-third of the units on each of April 1, 2025, April 1, 2026, and April 1, 2027. Read SEC document |
| August 17, 2022 Filed Aug 19, 2022 22:30 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 30,345 | $175.60 | $5,328,582.00 |
DisclosureSEC source: 0000320193-22-000076 · wf-form4_166094821148314.xml · nonDerivative · entry 2 Maestri Luca · CIK 0001513362 · Senior Vice President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,673 F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 16, 2020 and modified on February 26, 2021. F3 · price: This transaction was executed in multiple trades at prices ranging from $175.33 to $176.14; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple. Read SEC document |
| August 17, 2022 Filed Aug 19, 2022 22:30 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 66,390 | $174.66 | $11,595,677.40 |
DisclosureSEC source: 0000320193-22-000076 · wf-form4_166094821148314.xml · nonDerivative · entry 1 Maestri Luca · CIK 0001513362 · Senior Vice President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,018 F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 16, 2020 and modified on February 26, 2021. F2 · price: This transaction was executed in multiple trades at prices ranging from $174.33 to $175.32; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple. Read SEC document |
| August 17, 2022 Filed Aug 22, 2022 22:43 UTC Amendment | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 30,345 | $175.60 | $5,328,582.00 |
DisclosureSEC source: 0000320193-22-000078 · wf-form4a_166120817922787.xml · nonDerivative · entry 2 Maestri Luca · CIK 0001513362 · Senior Vice President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,673 F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 5, 2021 and modified on February 26, 2022. F2 · security: This amendment corrects the dates of adoption and modification of the reporting person's Rule 10b5-1 trading plan, which were incorrectly reported on the reporting person's Form 4 filed on August 19, 2022. F4 · price: This transaction was executed in multiple trades at prices ranging from $175.33 to $176.14; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple. Read SEC document |
| August 17, 2022 Filed Aug 22, 2022 22:43 UTC Amendment | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 66,390 | $174.66 | $11,595,677.40 |
DisclosureSEC source: 0000320193-22-000078 · wf-form4a_166120817922787.xml · nonDerivative · entry 1 Maestri Luca · CIK 0001513362 · Senior Vice President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,018 F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 5, 2021 and modified on February 26, 2022. F2 · security: This amendment corrects the dates of adoption and modification of the reporting person's Rule 10b5-1 trading plan, which were incorrectly reported on the reporting person's Form 4 filed on August 19, 2022. F3 · price: This transaction was executed in multiple trades at prices ranging from $174.33 to $175.32; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple. Read SEC document |
| April 01, 2022 Filed Apr 5, 2022 22:31 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionRestricted Stock Unit · Derivative | 60,936 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000320193-22-000047 · wf-form4_164919788707106.xml · derivative · entry 5 Maestri Luca · CIK 0001513362 · Senior Vice President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,864 Underlying: Common Stock · 60,936 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. F6 · derivative.exercise_date: This award was granted on September 29, 2019. 60,936 restricted stock units subject to the award vested on April 1, 2022 and 60,932 restricted stock units are scheduled to vest on each of April 1, 2023 and April 1, 2024, assuming continued employment through the applicable vesting date. F6 · derivative.expiration_date: This award was granted on September 29, 2019. 60,936 restricted stock units subject to the award vested on April 1, 2022 and 60,932 restricted stock units are scheduled to vest on each of April 1, 2023 and April 1, 2024, assuming continued employment through the applicable vesting date. Read SEC document |
| April 01, 2022 Filed Apr 5, 2022 22:31 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionRestricted Stock Unit · Derivative | 59,064 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000320193-22-000047 · wf-form4_164919788707106.xml · derivative · entry 4 Maestri Luca · CIK 0001513362 · Senior Vice President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,064 Underlying: Common Stock · 59,064 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. F5 · derivative.exercise_date: This award was granted on September 30, 2018. 59,068 restricted stock units subject to the award vested on April 1, 2021 and 59,064 vested on April 1, 2022. 59,064 restricted stock units are scheduled to vest on April 1, 2023, assuming continued employment through the applicable vesting date. F5 · derivative.expiration_date: This award was granted on September 30, 2018. 59,068 restricted stock units subject to the award vested on April 1, 2021 and 59,064 vested on April 1, 2022. 59,064 restricted stock units are scheduled to vest on April 1, 2023, assuming continued employment through the applicable vesting date. Read SEC document |
| April 01, 2022 Filed Apr 5, 2022 22:31 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionRestricted Stock Unit · Derivative | 84,932 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000320193-22-000047 · wf-form4_164919788707106.xml · derivative · entry 3 Maestri Luca · CIK 0001513362 · Senior Vice President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 84,932 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. F4 · derivative.exercise_date: This award was granted on October 15, 2017. 84,932 restricted stock units subject to the award vested on each of April 1, 2020, April 1, 2021, and April 1, 2022. F4 · derivative.expiration_date: This award was granted on October 15, 2017. 84,932 restricted stock units subject to the award vested on each of April 1, 2020, April 1, 2021, and April 1, 2022. Read SEC document |
| April 01, 2022 Filed Apr 5, 2022 22:31 UTC | Apple Inc. AAPL · Entity 2389 | Tax withholdingCommon Stock | 108,197 | $174.31 | $18,859,819.07 |
DisclosureSEC source: 0000320193-22-000047 · wf-form4_164919788707106.xml · nonDerivative · entry 2 Maestri Luca · CIK 0001513362 · Senior Vice President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 207,408 F3 · security: Shares withheld by Apple to satisfy tax withholding requirements on vesting of restricted stock units. No shares were sold. Read SEC document |
| April 01, 2022 Filed Apr 5, 2022 22:31 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionCommon Stock | 204,932 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000320193-22-000047 · wf-form4_164919788707106.xml · nonDerivative · entry 1 Maestri Luca · CIK 0001513362 · Senior Vice President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 315,605 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. F2 · balance_after: The number of securities reported reflects the acquisition on January 31, 2022 of 172 shares of Apple Inc.'s common stock pursuant to the Apple Inc. Amended Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of August 2, 2021 through January 31, 2022. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.