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AAPL

Apple Inc.

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2389
SEC CIK
0000320193
Parsed reports
1,396

Last 12 months

Inside the activity.

0 purchase rows · 35 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202609
May 202604
Jun 202601
Jul 202600
Aug 202603
Sep 202605
Oct 2026012

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 18, 2015 Filed Feb 20, 2015 23:31 UTC
JUNG ANDREADirector
SaleCommon Stock 40,000 $128.13 $5,125,200.00
Disclosure

SEC source: 0001181431-15-002943 · rrd422565.xml · nonDerivative · entry 2

JUNG ANDREA · CIK 0001051401 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,595

F1 · price: This transaction was executed in multiple trades at prices ranging from $128.11 to $128.14; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the Registrant, or a security holder of the Registrant.

Read SEC document
February 18, 2015 Filed Feb 20, 2015 23:31 UTC
JUNG ANDREADirector
Exercise / conversionCommon Stock 40,000 $25.72 $1,028,800.00
Disclosure

SEC source: 0001181431-15-002943 · rrd422565.xml · nonDerivative · entry 1

JUNG ANDREA · CIK 0001051401 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,595

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2015 Filed Feb 18, 2015 23:31 UTC
KONDO CHRISPrincipal Accounting Officer
Exercise / conversionRestricted Stock Unit · Derivative 675 Not disclosed Not disclosed
Disclosure

SEC source: 0001181431-15-002743 · rrd422429.xml · derivative · entry 3

KONDO CHRIS · CIK 0001631982 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,725

Underlying: Common Stock · 675 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F4 · derivative.exercise_date: This award was granted on August 13, 2014. 12.5% of the award vested on February 15, 2015 and the remaining restricted stock units vest 12.5% in semi-annual installments over the four-year period ending August 15, 2018, assuming continued employment through the applicable vesting date.

F4 · derivative.expiration_date: This award was granted on August 13, 2014. 12.5% of the award vested on February 15, 2015 and the remaining restricted stock units vest 12.5% in semi-annual installments over the four-year period ending August 15, 2018, assuming continued employment through the applicable vesting date.

Read SEC document
February 15, 2015 Filed Feb 18, 2015 23:31 UTC
KONDO CHRISPrincipal Accounting Officer
Tax withholdingCommon Stock 267 $127.08 $33,930.36
Disclosure

SEC source: 0001181431-15-002743 · rrd422429.xml · nonDerivative · entry 2

KONDO CHRIS · CIK 0001631982 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,238

F3 · security: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of restricted stock units. No shares were sold.

Read SEC document
February 15, 2015 Filed Feb 18, 2015 23:31 UTC
KONDO CHRISPrincipal Accounting Officer
Exercise / conversionCommon Stock 675 Not disclosed Not disclosed
Disclosure

SEC source: 0001181431-15-002743 · rrd422429.xml · nonDerivative · entry 1

KONDO CHRIS · CIK 0001631982 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,505

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F2 · balance_after: The number of securities reported reflects the acquisition on January 31, 2015 of 180 shares of Apple Inc.'s common stock pursuant to the Apple Inc. Amended Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of August 1, 2014 through January 31, 2015.

Read SEC document
February 01, 2015 Filed Feb 3, 2015 23:30 UTC
WAGNER SUSANDirector
Exercise / conversionRestricted Stock Unit · Derivative 1,646 Not disclosed Not disclosed
Disclosure

SEC source: 0001181431-15-001898 · rrd421948.xml · derivative · entry 2

WAGNER SUSAN · CIK 0001059235 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,646 shares

Expires 2015-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F2 · derivative.exercise_date: This restricted stock unit award was granted on July 15, 2014 and vested entirely on February 1, 2015.

Read SEC document
February 01, 2015 Filed Feb 3, 2015 23:30 UTC
WAGNER SUSANDirector
Exercise / conversionCommon Stock 1,646 Not disclosed Not disclosed
Disclosure

SEC source: 0001181431-15-001898 · rrd421948.xml · nonDerivative · entry 1

WAGNER SUSAN · CIK 0001059235 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,646

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

Read SEC document
February 01, 2015 Filed Feb 3, 2015 23:31 UTC Exercise / conversionRestricted Stock Unit · Derivative 3,325 Not disclosed Not disclosed
Disclosure

SEC source: 0001181431-15-001900 · rrd421947.xml · derivative · entry 2

SUGAR RONALD D · CIK 0001216519 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,325 shares

Expires 2015-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F3 · derivative.exercise_date: This restricted stock unit award was granted on February 28, 2014 and vested entirely on February 1, 2015.

F2 · derivative.underlying_shares: The number of shares reported reflects a 7-for-1 stock split effective June 6, 2014.

Read SEC document
February 01, 2015 Filed Feb 3, 2015 23:31 UTC Exercise / conversionCommon Stock 3,325 Not disclosed Not disclosed
Disclosure

SEC source: 0001181431-15-001900 · rrd421947.xml · nonDerivative · entry 1

SUGAR RONALD D · CIK 0001216519 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,351

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F2 · balance_after: The number of shares reported reflects a 7-for-1 stock split effective June 6, 2014.

Read SEC document
February 01, 2015 Filed Feb 3, 2015 23:31 UTC Exercise / conversionRestricted Stock Unit · Derivative 3,325 Not disclosed Not disclosed
Disclosure

SEC source: 0001181431-15-001901 · rrd421946.xml · derivative · entry 3

LEVINSON ARTHUR D · CIK 0001214128 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,325 shares

Expires 2015-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F2 · derivative.exercise_date: This restricted stock unit award was granted on February 28, 2014 and vested entirely on February 1, 2015.

F3 · derivative.underlying_shares: The number of shares reported reflects a 7-for-1 stock split effective June 6, 2014.

Read SEC document
February 01, 2015 Filed Feb 3, 2015 23:31 UTC Exercise / conversionCommon Stock 3,325 Not disclosed Not disclosed
Disclosure

SEC source: 0001181431-15-001901 · rrd421946.xml · nonDerivative · entry 1

LEVINSON ARTHUR D · CIK 0001214128 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,133,283

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

Read SEC document
February 01, 2015 Filed Feb 3, 2015 23:31 UTC
JUNG ANDREADirector
Exercise / conversionRestricted Stock Unit · Derivative 3,325 Not disclosed Not disclosed
Disclosure

SEC source: 0001181431-15-001902 · rrd421944.xml · derivative · entry 2

JUNG ANDREA · CIK 0001051401 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,325 shares

Expires 2015-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F3 · derivative.exercise_date: This restricted stock unit award was granted on February 28, 2014 and vested entirely on February 1, 2015.

F2 · derivative.underlying_shares: The number of shares reported reflects a 7-for-1 stock split effective June 6, 2014.

Read SEC document
February 01, 2015 Filed Feb 3, 2015 23:31 UTC
JUNG ANDREADirector
Exercise / conversionCommon Stock 3,325 Not disclosed Not disclosed
Disclosure

SEC source: 0001181431-15-001902 · rrd421944.xml · nonDerivative · entry 1

JUNG ANDREA · CIK 0001051401 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,595

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F2 · balance_after: The number of shares reported reflects a 7-for-1 stock split effective June 6, 2014.

Read SEC document
February 01, 2015 Filed Feb 3, 2015 23:32 UTC Exercise / conversionRestricted Stock Unit · Derivative 3,325 Not disclosed Not disclosed
Disclosure

SEC source: 0001181431-15-001903 · rrd421943.xml · derivative · entry 3

IGER ROBERT A · CIK 0001207394 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,325 shares

Expires 2015-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F3 · derivative.exercise_date: This restricted stock unit award was granted on February 28, 2014 and vested entirely on February 1, 2015.

F2 · derivative.underlying_shares: The number of shares reported reflects a 7-for-1 stock split effective June 6, 2014.

Read SEC document
February 01, 2015 Filed Feb 3, 2015 23:32 UTC Exercise / conversionCommon Stock 3,325 Not disclosed Not disclosed
Disclosure

SEC source: 0001181431-15-001903 · rrd421943.xml · nonDerivative · entry 1

IGER ROBERT A · CIK 0001207394 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,112

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F2 · balance_after: The number of shares reported reflects a 7-for-1 stock split effective June 6, 2014.

Read SEC document
February 01, 2015 Filed Feb 3, 2015 23:32 UTC Exercise / conversionRestricted Stock Unit · Derivative 3,325 Not disclosed Not disclosed
Disclosure

SEC source: 0001181431-15-001906 · rrd421942.xml · derivative · entry 2

GORE ALBERT JR · CIK 0001224944 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,325 shares

Expires 2015-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F3 · derivative.exercise_date: This restricted stock unit award was granted on February 28, 2014 and vested entirely on February 1, 2015.

F2 · derivative.underlying_shares: The number of shares reported reflects a 7-for-1 stock split effective June 6, 2014.

Read SEC document
February 01, 2015 Filed Feb 3, 2015 23:32 UTC Exercise / conversionCommon Stock 3,325 Not disclosed Not disclosed
Disclosure

SEC source: 0001181431-15-001906 · rrd421942.xml · nonDerivative · entry 1

GORE ALBERT JR · CIK 0001224944 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 440,986

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F2 · balance_after: The number of shares reported reflects a 7-for-1 stock split effective June 6, 2014.

Read SEC document
February 01, 2015 Filed Feb 3, 2015 23:32 UTC Exercise / conversionRestricted Stock Unit · Derivative 3,325 Not disclosed Not disclosed
Disclosure

SEC source: 0001181431-15-001907 · rrd421940.xml · derivative · entry 2

DREXLER MILLARD S · CIK 0001216351 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,325 shares

Expires 2015-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F3 · derivative.exercise_date: This restricted stock unit award was granted on February 28, 2014 and vested entirely on February 1, 2015.

F2 · derivative.underlying_shares: The number of shares reported reflects a 7-for-1 stock split effective June 6, 2014.

Read SEC document
February 01, 2015 Filed Feb 3, 2015 23:32 UTC Exercise / conversionCommon Stock 3,325 Not disclosed Not disclosed
Disclosure

SEC source: 0001181431-15-001907 · rrd421940.xml · nonDerivative · entry 1

DREXLER MILLARD S · CIK 0001216351 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,056

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F2 · balance_after: The number of shares reported reflects a 7-for-1 stock split effective June 6, 2014.

Read SEC document
January 23, 2015 Filed Jan 27, 2015 23:30 UTC
Riccio Daniel J.Senior Vice President
SaleCommon Stock 1,700 $113.19 $192,423.00
Disclosure

SEC source: 0001181431-15-001513 · rrd421705.xml · nonDerivative · entry 2

Riccio Daniel J. · CIK 0001557203 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 18, 2014.

F3 · price: This transaction was executed in multiple trades at prices ranging from $112.90 to $113.59; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the Registrant, or a security holder of the Registrant.

Read SEC document
January 23, 2015 Filed Jan 27, 2015 23:30 UTC
Riccio Daniel J.Senior Vice President
SaleCommon Stock 2,104 $112.42 $236,531.68
Disclosure

SEC source: 0001181431-15-001513 · rrd421705.xml · nonDerivative · entry 1

Riccio Daniel J. · CIK 0001557203 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,700

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 18, 2014.

F2 · price: This transaction was executed in multiple trades at prices ranging from $111.90 to $112.885; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the Registrant, or a security holder of the Registrant.

Read SEC document
December 30, 2014 Filed Jan 2, 2015 23:30 UTC
Riccio Daniel J.Senior Vice President
SaleCommon Stock 900 $113.29 $101,961.00
Disclosure

SEC source: 0001181431-15-000052 · rrd420908.xml · nonDerivative · entry 2

Riccio Daniel J. · CIK 0001557203 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,804

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 18, 2014.

F3 · price: This transaction was executed in multiple trades at prices ranging from $113.21 to $113.40; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the Registrant, or a security holder of the Registrant.

Read SEC document
December 30, 2014 Filed Jan 2, 2015 23:30 UTC
Riccio Daniel J.Senior Vice President
SaleCommon Stock 2,904 $112.73 $327,367.92
Disclosure

SEC source: 0001181431-15-000052 · rrd420908.xml · nonDerivative · entry 1

Riccio Daniel J. · CIK 0001557203 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,704

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 18, 2014.

F2 · price: This transaction was executed in multiple trades at prices ranging from $112.21 to $113.20; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the Registrant, or a security holder of the Registrant.

Read SEC document
December 19, 2014 Filed Dec 23, 2014 23:30 UTC GiftCommon Stock 8,928 $0.00 $0.00
Disclosure

SEC source: 0001181431-14-039555 · rrd420694.xml · nonDerivative · entry 1

LEVINSON ARTHUR D · CIK 0001214128 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,129,958

Read SEC document
November 24, 2014 Filed Nov 25, 2014 23:29 UTC
FEDERIGHI CRAIGSenior Vice President
SaleCommon Stock 20,000 $117.66 $2,353,200.00
Disclosure

SEC source: 0001181431-14-037340 · rrd419334.xml · nonDerivative · entry 2

FEDERIGHI CRAIG · CIK 0001258883 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,049

F2 · price: This transaction was executed in multiple trades at prices ranging from $117.65 to $117.705; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the Registrant, or a security holder of the Registrant.

Read SEC document
November 21, 2014 Filed Nov 25, 2014 23:29 UTC
FEDERIGHI CRAIGSenior Vice President
SaleCommon Stock 61,543 $116.53 $7,171,605.79
Disclosure

SEC source: 0001181431-14-037340 · rrd419334.xml · nonDerivative · entry 1

FEDERIGHI CRAIG · CIK 0001258883 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 257,049

F1 · price: This transaction was executed in multiple trades at prices ranging from $116.35 to $116.65; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the Registrant, or a security holder of the Registrant.

Read SEC document
November 20, 2014 Filed Nov 21, 2014 23:30 UTC
Riccio Daniel J.Senior Vice President
SaleCommon Stock 300 $116.74 $35,022.00
Disclosure

SEC source: 0001181431-14-037066 · rrd419259.xml · nonDerivative · entry 2

Riccio Daniel J. · CIK 0001557203 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,608

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 18, 2014.

F3 · price: This transaction was executed in multiple trades at prices ranging from $116.70 to $116.82; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the Registrant, or a security holder of the Registrant.

Read SEC document
November 20, 2014 Filed Nov 21, 2014 23:30 UTC
Riccio Daniel J.Senior Vice President
SaleCommon Stock 3,504 $116.40 $407,865.60
Disclosure

SEC source: 0001181431-14-037066 · rrd419259.xml · nonDerivative · entry 1

Riccio Daniel J. · CIK 0001557203 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,908

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 18, 2014.

F2 · price: This transaction was executed in multiple trades at prices ranging from $115.70 to $116.64; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the Registrant, or a security holder of the Registrant.

Read SEC document
November 05, 2014 Filed Nov 7, 2014 23:31 UTC
Riccio Daniel J.Senior Vice President
SaleCommon Stock 3,806 $108.81 $414,130.86
Disclosure

SEC source: 0001181431-14-035942 · rrd418443.xml · nonDerivative · entry 1

Riccio Daniel J. · CIK 0001557203 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,412

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 18, 2014.

F2 · price: This transaction was executed in multiple trades at prices ranging from $108.36 to $109.025; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the Registrant, or a security holder of the Registrant.

Read SEC document
October 30, 2014 Filed Oct 31, 2014 22:31 UTC
Cue Eduardo HSenior Vice President
SaleCommon Stock 2,498 $107.31 $268,060.38
Disclosure

SEC source: 0001181431-14-035179 · rrd418098.xml · nonDerivative · entry 2

Cue Eduardo H · CIK 0001528884 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 22,229

F2 · price: This transaction was executed in multiple trades at prices ranging from $107.27 to $107.34; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the Registrant, or a security holder of the Registrant.

Read SEC document
October 30, 2014 Filed Oct 31, 2014 22:31 UTC
Cue Eduardo HSenior Vice President
SaleCommon Stock 259,437 $106.78 $27,702,682.86
Disclosure

SEC source: 0001181431-14-035179 · rrd418098.xml · nonDerivative · entry 1

Cue Eduardo H · CIK 0001528884 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 24,727

F1 · price: This transaction was executed in multiple trades at prices ranging from $106.27 to $107.26; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the Registrant, or a security holder of the Registrant.

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October 21, 2014 Filed Oct 23, 2014 22:31 UTC
Maestri LucaSenior Vice President, CFO
SaleCommon Stock 416 $102.43 $42,610.88
Disclosure

SEC source: 0001181431-14-034755 · rrd417838.xml · nonDerivative · entry 2

Maestri Luca · CIK 0001513362 · Senior Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: This transaction was made pursuant to a Rule10b5-1 trading plan adopted by the reporting person on May 17, 2014.

F3 · price: This transaction was executed in multiple trades at prices ranging from $102.42 to $102.45; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the Registrant, or a security holder of the Registrant.

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October 21, 2014 Filed Oct 23, 2014 22:31 UTC
Maestri LucaSenior Vice President, CFO
SaleCommon Stock 5,700 $102.09 $581,913.00
Disclosure

SEC source: 0001181431-14-034755 · rrd417838.xml · nonDerivative · entry 1

Maestri Luca · CIK 0001513362 · Senior Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 416

F1 · shares: This transaction was made pursuant to a Rule10b5-1 trading plan adopted by the reporting person on May 17, 2014.

F2 · price: This transaction was executed in multiple trades at prices ranging from $101.42 to $102.405; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the Registrant, or a security holder of the Registrant.

Read SEC document
October 17, 2014 Filed Oct 21, 2014 22:33 UTC
Cue Eduardo HSenior Vice President
GrantRestricted Stock Unit · Derivative 68,576 $0.00 $0.00
Disclosure

SEC source: 0001181431-14-034619 · rrd417734.xml · derivative · entry 2

Cue Eduardo H · CIK 0001528884 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,576

Underlying: Common Stock · 68,576 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F3 · derivative.exercise_date: Vesting of these restricted stock units depends on Apple Inc.'s relative total shareholder return from September 28, 2014 through September 30, 2017. The "target" number of restricted stock units is reported. Between 0% and 200% of the target number of units may vest on October 1, 2017, assuming continued employment through the vesting date, and with the vesting percentage determined based on actual performance.

F3 · derivative.expiration_date: Vesting of these restricted stock units depends on Apple Inc.'s relative total shareholder return from September 28, 2014 through September 30, 2017. The "target" number of restricted stock units is reported. Between 0% and 200% of the target number of units may vest on October 1, 2017, assuming continued employment through the vesting date, and with the vesting percentage determined based on actual performance.

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October 17, 2014 Filed Oct 21, 2014 22:33 UTC
Cue Eduardo HSenior Vice President
GrantRestricted Stock Unit · Derivative 122,863 $0.00 $0.00
Disclosure

SEC source: 0001181431-14-034619 · rrd417734.xml · derivative · entry 1

Cue Eduardo H · CIK 0001528884 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,863

Underlying: Common Stock · 122,863 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F2 · derivative.exercise_date: These restricted stock units are scheduled to vest as to one-third of the units on each of April 1, 2017, April 1, 2018 and April 1, 2019, assuming continued employment through the applicable vesting date.

F2 · derivative.expiration_date: These restricted stock units are scheduled to vest as to one-third of the units on each of April 1, 2017, April 1, 2018 and April 1, 2019, assuming continued employment through the applicable vesting date.

Read SEC document
October 17, 2014 Filed Oct 21, 2014 22:33 UTC
AHRENDTS ANGELA JSenior Vice President
GrantRestricted Stock Unit · Derivative 68,576 $0.00 $0.00
Disclosure

SEC source: 0001181431-14-034618 · rrd417707.xml · derivative · entry 2

AHRENDTS ANGELA J · CIK 0001196612 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,576

Underlying: Common Stock · 68,576 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F3 · derivative.exercise_date: Vesting of these restricted stock units depends on Apple Inc.'s relative total shareholder return from September 28, 2014 through September 30, 2017. The "target" number of restricted stock units is reported. Between 0% and 200% of the target number of units may vest on October 1, 2017, assuming continued employment through the vesting date, and with the vesting percentage determined based on actual performance.

F3 · derivative.expiration_date: Vesting of these restricted stock units depends on Apple Inc.'s relative total shareholder return from September 28, 2014 through September 30, 2017. The "target" number of restricted stock units is reported. Between 0% and 200% of the target number of units may vest on October 1, 2017, assuming continued employment through the vesting date, and with the vesting percentage determined based on actual performance.

Read SEC document
October 17, 2014 Filed Oct 21, 2014 22:33 UTC
AHRENDTS ANGELA JSenior Vice President
GrantRestricted Stock Unit · Derivative 122,863 $0.00 $0.00
Disclosure

SEC source: 0001181431-14-034618 · rrd417707.xml · derivative · entry 1

AHRENDTS ANGELA J · CIK 0001196612 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,863

Underlying: Common Stock · 122,863 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F2 · derivative.exercise_date: These restricted stock units are scheduled to vest as to one-third of the units on each of April 1, 2017, April 1, 2018 and April 1, 2019, assuming continued employment through the applicable vesting date.

F2 · derivative.expiration_date: These restricted stock units are scheduled to vest as to one-third of the units on each of April 1, 2017, April 1, 2018 and April 1, 2019, assuming continued employment through the applicable vesting date.

Read SEC document
October 17, 2014 Filed Oct 21, 2014 22:34 UTC
FEDERIGHI CRAIGSenior Vice President
GrantRestricted Stock Unit · Derivative 68,576 $0.00 $0.00
Disclosure

SEC source: 0001181431-14-034620 · rrd417735.xml · derivative · entry 2

FEDERIGHI CRAIG · CIK 0001258883 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,576

Underlying: Common Stock · 68,576 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F3 · derivative.exercise_date: Vesting of these restricted stock units depends on Apple Inc.'s relative total shareholder return from September 28, 2014 through September 30, 2017. The "target" number of restricted stock units is reported. Between 0% and 200% of the target number of units may vest on October 1, 2017, assuming continued employment through the vesting date, and with the vesting percentage determined based on actual performance.

F3 · derivative.expiration_date: Vesting of these restricted stock units depends on Apple Inc.'s relative total shareholder return from September 28, 2014 through September 30, 2017. The "target" number of restricted stock units is reported. Between 0% and 200% of the target number of units may vest on October 1, 2017, assuming continued employment through the vesting date, and with the vesting percentage determined based on actual performance.

Read SEC document
October 17, 2014 Filed Oct 21, 2014 22:34 UTC
FEDERIGHI CRAIGSenior Vice President
GrantRestricted Stock Unit · Derivative 122,863 $0.00 $0.00
Disclosure

SEC source: 0001181431-14-034620 · rrd417735.xml · derivative · entry 1

FEDERIGHI CRAIG · CIK 0001258883 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,863

Underlying: Common Stock · 122,863 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F2 · derivative.exercise_date: These restricted stock units are scheduled to vest as to one-third of the units on each of April 1, 2017, April 1, 2018 and April 1, 2019, assuming continued employment through the applicable vesting date.

F2 · derivative.expiration_date: These restricted stock units are scheduled to vest as to one-third of the units on each of April 1, 2017, April 1, 2018 and April 1, 2019, assuming continued employment through the applicable vesting date.

Read SEC document
October 17, 2014 Filed Oct 21, 2014 22:34 UTC
Maestri LucaSenior Vice President, CFO
GrantRestricted Stock Unit · Derivative 68,576 $0.00 $0.00
Disclosure

SEC source: 0001181431-14-034621 · rrd417737.xml · derivative · entry 2

Maestri Luca · CIK 0001513362 · Senior Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,576

Underlying: Common Stock · 68,576 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F3 · derivative.exercise_date: Vesting of these restricted stock units depends on Apple Inc.'s relative total shareholder return from September 28, 2014 through September 30, 2017. The "target" number of restricted stock units is reported. Between 0% and 200% of the target number of units may vest on October 1, 2017, assuming continued employment through the vesting date, and with the vesting percentage determined based on actual performance.

F3 · derivative.expiration_date: Vesting of these restricted stock units depends on Apple Inc.'s relative total shareholder return from September 28, 2014 through September 30, 2017. The "target" number of restricted stock units is reported. Between 0% and 200% of the target number of units may vest on October 1, 2017, assuming continued employment through the vesting date, and with the vesting percentage determined based on actual performance.

Read SEC document
October 17, 2014 Filed Oct 21, 2014 22:34 UTC
Maestri LucaSenior Vice President, CFO
GrantRestricted Stock Unit · Derivative 122,863 $0.00 $0.00
Disclosure

SEC source: 0001181431-14-034621 · rrd417737.xml · derivative · entry 1

Maestri Luca · CIK 0001513362 · Senior Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,863

Underlying: Common Stock · 122,863 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F2 · derivative.exercise_date: These restricted stock units are scheduled to vest as to one-third of the units on each of April 1, 2017, April 1, 2018 and April 1, 2019, assuming continued employment through the applicable vesting date.

F2 · derivative.expiration_date: These restricted stock units are scheduled to vest as to one-third of the units on each of April 1, 2017, April 1, 2018 and April 1, 2019, assuming continued employment through the applicable vesting date.

Read SEC document
October 17, 2014 Filed Oct 21, 2014 22:34 UTC
Riccio Daniel J.Senior Vice President
GrantRestricted Stock Unit · Derivative 68,576 $0.00 $0.00
Disclosure

SEC source: 0001181431-14-034622 · rrd417738.xml · derivative · entry 2

Riccio Daniel J. · CIK 0001557203 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,576

Underlying: Common Stock · 68,576 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F3 · derivative.exercise_date: Vesting of these restricted stock units depends on Apple Inc.'s relative total shareholder return from September 28, 2014 through September 30, 2017. The "target" number of restricted stock units is reported. Between 0% and 200% of the target number of units may vest on October 1, 2017, assuming continued employment through the vesting date, and with the vesting percentage determined based on actual performance.

F3 · derivative.expiration_date: Vesting of these restricted stock units depends on Apple Inc.'s relative total shareholder return from September 28, 2014 through September 30, 2017. The "target" number of restricted stock units is reported. Between 0% and 200% of the target number of units may vest on October 1, 2017, assuming continued employment through the vesting date, and with the vesting percentage determined based on actual performance.

Read SEC document
October 17, 2014 Filed Oct 21, 2014 22:34 UTC
Riccio Daniel J.Senior Vice President
GrantRestricted Stock Unit · Derivative 122,863 $0.00 $0.00
Disclosure

SEC source: 0001181431-14-034622 · rrd417738.xml · derivative · entry 1

Riccio Daniel J. · CIK 0001557203 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,863

Underlying: Common Stock · 122,863 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F2 · derivative.exercise_date: These restricted stock units are scheduled to vest as to one-third of the units on each of April 1, 2017, April 1, 2018 and April 1, 2019, assuming continued employment through the applicable vesting date.

F2 · derivative.expiration_date: These restricted stock units are scheduled to vest as to one-third of the units on each of April 1, 2017, April 1, 2018 and April 1, 2019, assuming continued employment through the applicable vesting date.

Read SEC document
October 17, 2014 Filed Oct 21, 2014 22:35 UTC
SCHILLER PHILIP WSenior Vice President
GrantRestricted Stock Unit · Derivative 68,576 $0.00 $0.00
Disclosure

SEC source: 0001181431-14-034623 · rrd417739.xml · derivative · entry 2

SCHILLER PHILIP W · CIK 0001214110 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,576

Underlying: Common Stock · 68,576 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F3 · derivative.exercise_date: Vesting of these restricted stock units depends on Apple Inc.'s relative total shareholder return from September 28, 2014 through September 30, 2017. The "target" number of restricted stock units is reported. Between 0% and 200% of the target number of units may vest on October 1, 2017, assuming continued employment through the vesting date, and with the vesting percentage determined based on actual performance.

F3 · derivative.expiration_date: Vesting of these restricted stock units depends on Apple Inc.'s relative total shareholder return from September 28, 2014 through September 30, 2017. The "target" number of restricted stock units is reported. Between 0% and 200% of the target number of units may vest on October 1, 2017, assuming continued employment through the vesting date, and with the vesting percentage determined based on actual performance.

Read SEC document
October 17, 2014 Filed Oct 21, 2014 22:35 UTC
SCHILLER PHILIP WSenior Vice President
GrantRestricted Stock Unit · Derivative 122,863 $0.00 $0.00
Disclosure

SEC source: 0001181431-14-034623 · rrd417739.xml · derivative · entry 1

SCHILLER PHILIP W · CIK 0001214110 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,863

Underlying: Common Stock · 122,863 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F2 · derivative.exercise_date: These restricted stock units are scheduled to vest as to one-third of the units on each of April 1, 2017, April 1, 2018 and April 1, 2019, assuming continued employment through the applicable vesting date.

F2 · derivative.expiration_date: These restricted stock units are scheduled to vest as to one-third of the units on each of April 1, 2017, April 1, 2018 and April 1, 2019, assuming continued employment through the applicable vesting date.

Read SEC document
October 17, 2014 Filed Oct 21, 2014 22:35 UTC
SEWELL D BRUCESVP, Gen'l Counsel, Secretary
GrantRestricted Stock Unit · Derivative 68,576 $0.00 $0.00
Disclosure

SEC source: 0001181431-14-034624 · rrd417740.xml · derivative · entry 2

SEWELL D BRUCE · CIK 0001307786 · SVP, Gen'l Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,576

Underlying: Common Stock · 68,576 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F3 · derivative.exercise_date: Vesting of these restricted stock units depends on Apple Inc.'s relative total shareholder return from September 28, 2014 through September 30, 2017. The "target" number of restricted stock units is reported. Between 0% and 200% of the target number of units may vest on October 1, 2017, assuming continued employment through the vesting date, and with the vesting percentage determined based on actual performance.

F3 · derivative.expiration_date: Vesting of these restricted stock units depends on Apple Inc.'s relative total shareholder return from September 28, 2014 through September 30, 2017. The "target" number of restricted stock units is reported. Between 0% and 200% of the target number of units may vest on October 1, 2017, assuming continued employment through the vesting date, and with the vesting percentage determined based on actual performance.

Read SEC document
October 17, 2014 Filed Oct 21, 2014 22:35 UTC
SEWELL D BRUCESVP, Gen'l Counsel, Secretary
GrantRestricted Stock Unit · Derivative 122,863 $0.00 $0.00
Disclosure

SEC source: 0001181431-14-034624 · rrd417740.xml · derivative · entry 1

SEWELL D BRUCE · CIK 0001307786 · SVP, Gen'l Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,863

Underlying: Common Stock · 122,863 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F2 · derivative.exercise_date: These restricted stock units are scheduled to vest as to one-third of the units on each of April 1, 2017, April 1, 2018 and April 1, 2019, assuming continued employment through the applicable vesting date.

F2 · derivative.expiration_date: These restricted stock units are scheduled to vest as to one-third of the units on each of April 1, 2017, April 1, 2018 and April 1, 2019, assuming continued employment through the applicable vesting date.

Read SEC document
October 17, 2014 Filed Oct 21, 2014 22:35 UTC
WILLIAMS JEFFREY ESenior Vice President
GrantRestricted Stock Unit · Derivative 68,576 $0.00 $0.00
Disclosure

SEC source: 0001181431-14-034625 · rrd417741.xml · derivative · entry 2

WILLIAMS JEFFREY E · CIK 0001496686 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,576

Underlying: Common Stock · 68,576 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F3 · derivative.exercise_date: Vesting of these restricted stock units depends on Apple Inc.'s relative total shareholder return from September 28, 2014 through September 30, 2017. The "target" number of restricted stock units is reported. Between 0% and 200% of the target number of units may vest on October 1, 2017, assuming continued employment through the vesting date, and with the vesting percentage determined based on actual performance.

F3 · derivative.expiration_date: Vesting of these restricted stock units depends on Apple Inc.'s relative total shareholder return from September 28, 2014 through September 30, 2017. The "target" number of restricted stock units is reported. Between 0% and 200% of the target number of units may vest on October 1, 2017, assuming continued employment through the vesting date, and with the vesting percentage determined based on actual performance.

Read SEC document
October 17, 2014 Filed Oct 21, 2014 22:35 UTC
WILLIAMS JEFFREY ESenior Vice President
GrantRestricted Stock Unit · Derivative 122,863 $0.00 $0.00
Disclosure

SEC source: 0001181431-14-034625 · rrd417741.xml · derivative · entry 1

WILLIAMS JEFFREY E · CIK 0001496686 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,863

Underlying: Common Stock · 122,863 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F2 · derivative.exercise_date: These restricted stock units are scheduled to vest as to one-third of the units on each of April 1, 2017, April 1, 2018 and April 1, 2019, assuming continued employment through the applicable vesting date.

F2 · derivative.expiration_date: These restricted stock units are scheduled to vest as to one-third of the units on each of April 1, 2017, April 1, 2018 and April 1, 2019, assuming continued employment through the applicable vesting date.

Read SEC document
October 15, 2014 Filed Oct 17, 2014 22:33 UTC
FEDERIGHI CRAIGSenior Vice President
Exercise / conversionRestricted Stock Unit · Derivative 8,750 Not disclosed Not disclosed
Disclosure

SEC source: 0001181431-14-034485 · rrd417626.xml · derivative · entry 3

FEDERIGHI CRAIG · CIK 0001258883 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F3 · derivative.exercise_date: This award was granted on October 5, 2010. 12.5% of the award vested on April 15, 2011 and the remaining restricted stock units vested 12.5% in semi-annual installments over the four-year period ending October 15, 2014.

F3 · derivative.expiration_date: This award was granted on October 5, 2010. 12.5% of the award vested on April 15, 2011 and the remaining restricted stock units vested 12.5% in semi-annual installments over the four-year period ending October 15, 2014.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.