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SUGAR RONALD D

Disclosed activity across 5 companies

Tapewire entity
11056
SEC CIK
0001216519

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
AMGEN INCAMGN · Entity 2832DirectorMay 19, 2023May 23, 2023
Apple Inc.AAPL · Entity 2389DirectorFebruary 24, 2026February 26, 2026
CHEVRON CORPCVX · Entity 2804DirectorMay 25, 2022May 27, 2022
SUMISHO AIR LEASE CORPAL · Entity 52868DirectorMay 08, 2019May 09, 2019
Uber Technologies, IncUBER · Entity 2867DirectorMay 03, 2026May 05, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

AMGEN INC

Report date May 19, 2023 · Filed May 23, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect19,682 Reported balance After 2023-05-19 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2023-05-19 · Grant · Acquired 939 · Balance 19,682

F1: The Restricted Stock Units (RSUs) were granted pursuant to the Amgen Inc. 2009 Director Incentive Program, as amended, under the Amgen Inc. 2009 Amended and Restated Equity Incentive Plan (the Director Program) and vested immediately. Vested RSUs are paid in shares of the Company's common stock on a one-to-one basis. Vested RSUs may be deferred by the director, in which case, payment will occur according to the elected deferral schedule.

F2: These shares include 3,388 Dividend Equivalents (DEs) granted pursuant to the Director Program and subject to a qualifying dividend reinvestment plan. DEs are credited on the director's vested but deferred RSUs and are paid out in shares of the Company's common stock on a one-to-one basis along with a cash payment for any remaining fractional share amount.

Filing footnotes · ownership attribution and instrument terms

F1: The Restricted Stock Units (RSUs) were granted pursuant to the Amgen Inc. 2009 Director Incentive Program, as amended, under the Amgen Inc. 2009 Amended and Restated Equity Incentive Plan (the Director Program) and vested immediately. Vested RSUs are paid in shares of the Company's common stock on a one-to-one basis. Vested RSUs may be deferred by the director, in which case, payment will occur according to the elected deferral schedule.

F2: These shares include 3,388 Dividend Equivalents (DEs) granted pursuant to the Director Program and subject to a qualifying dividend reinvestment plan. DEs are credited on the director's vested but deferred RSUs and are paid out in shares of the Company's common stock on a one-to-one basis along with a cash payment for any remaining fractional share amount.

Apple Inc.

Report date February 24, 2026 · Filed February 26, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitSEC Table II · derivative / convertible security · Expires 2027-02-01Direct1,139 Reported balance After 2026-02-24 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-02-24 · Grant · Acquired 1,139 · Balance 1,139

F1: Automatic grant pursuant to the Apple Inc. Non-Employee Director Stock Plan, as Amended and Restated.

F2: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F3: 100% of these restricted stock units are scheduled to vest on February 1, 2027, assuming continued service through the vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: Automatic grant pursuant to the Apple Inc. Non-Employee Director Stock Plan, as Amended and Restated.

F2: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F3: 100% of these restricted stock units are scheduled to vest on February 1, 2027, assuming continued service through the vesting date.

CHEVRON CORP

Report date May 25, 2022 · Filed May 27, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect57,483 Reported balance After 2022-05-25 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2022-05-25 · Grant · Acquired 1,303 · Balance 57,483

F1: This number represents stock units issued under the Chevron Corporation Non-Employee Directors' Equity Compensation and Deferral Plan.

F2: This number includes the acquisition of dividend equivalent accruals on stock units and the acquisition of stock resulting from the reinvestment of dividends on restricted stock (2,482) issued under the Chevron Corporation Non-Employee Directors' Equity Compensation and Deferral Plan.

Filing footnotes · ownership attribution and instrument terms

F1: This number represents stock units issued under the Chevron Corporation Non-Employee Directors' Equity Compensation and Deferral Plan.

F2: This number includes the acquisition of dividend equivalent accruals on stock units and the acquisition of stock resulting from the reinvestment of dividends on restricted stock (2,482) issued under the Chevron Corporation Non-Employee Directors' Equity Compensation and Deferral Plan.

SUMISHO AIR LEASE CORP

Report date May 08, 2019 · Filed May 09, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Air Lease Corporation - Class A Common StockSEC Table I · non-derivativeDirect30,127 Reported balance After 2019-05-08 transaction · row 1
1 source row

Row 1 · 2019-05-08 · Grant · Acquired 3,390 · Balance 30,127

F1: Restricted stock units (RSUs) granted under the Air Lease Corporation 2014 Equity Incentive Plan, in connection with the reporting person's service as a member of the Board of Directors of the Issuer. Subject to certain conditions, all of these RSUs will vest in full on May 8, 2020, the first anniversary of the grant date. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock on the vesting date.

Air Lease Corporation- Class A Common StockSEC Table I · non-derivativeIndirectSee footnote50,000 Reported balance Holding disclosure · report date 2019-05-08 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 50,000

F2: These shares are held by a trust of which the reporting person is a co-trustee.

Filing footnotes · ownership attribution and instrument terms

F1: Restricted stock units (RSUs) granted under the Air Lease Corporation 2014 Equity Incentive Plan, in connection with the reporting person's service as a member of the Board of Directors of the Issuer. Subject to certain conditions, all of these RSUs will vest in full on May 8, 2020, the first anniversary of the grant date. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock on the vesting date.

F2: These shares are held by a trust of which the reporting person is a co-trustee.

Uber Technologies, Inc

Report date May 03, 2026 · Filed May 05, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect4,091 Reported balance After 2026-05-03 transaction · row 1
1 source row

Row 1 · 2026-05-03 · Exercise / conversion · Acquired 4,091 · Balance 4,091

F1: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2026-05-03 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-05-03 · Exercise / conversion · Disposed 4,091 · Balance 0

F1: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F3: The reporting person was granted 4,091 RSUs on May 6, 2025. The RSUs vested on the date immediately preceding the date of the 2026 annual meeting of the stockholders of the Issuer. Upon vesting, the RSUs became payable in cash or common stock on a one-for-one basis at the election of the Issuer.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct4,045 Reported balance After 2026-05-05 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2026-05-05 · Grant · Acquired 4,045 · Balance 4,045

F4: The reporting person was granted 4,045 RSUs on May 5, 2026 pursuant to Uber's 2019 Equity Incentive Plan. The RSUs are scheduled to vest on the date immediately preceding the date of the 2027 annual meeting of the stockholders of the Issuer, subject to earlier vesting in certain circumstances. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.

Common StockSEC Table I · non-derivativeIndirectTrust231,909 Reported balance Holding disclosure · report date 2026-05-03 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 231,909

F2: Shares are held by the Sugar Family Trust for which Mr. Sugar serves as trustee.

Filing footnotes · ownership attribution and instrument terms

F1: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F2: Shares are held by the Sugar Family Trust for which Mr. Sugar serves as trustee.

F3: The reporting person was granted 4,091 RSUs on May 6, 2025. The RSUs vested on the date immediately preceding the date of the 2026 annual meeting of the stockholders of the Issuer. Upon vesting, the RSUs became payable in cash or common stock on a one-for-one basis at the election of the Issuer.

F4: The reporting person was granted 4,045 RSUs on May 5, 2026 pursuant to Uber's 2019 Equity Incentive Plan. The RSUs are scheduled to vest on the date immediately preceding the date of the 2027 annual meeting of the stockholders of the Issuer, subject to earlier vesting in certain circumstances. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 05, 2026 Filed May 5, 2026 21:05 UTC Uber Technologies, Inc UBER · Entity 2867 GrantRestricted Stock Units · Derivative 4,045 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001216519-26-000005 · primarydocument.xml · derivative · entry 4

SUGAR RONALD D · CIK 0001216519 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,045

Underlying: Common Stock · 4,045 shares

Expires not disclosed

F4 · derivative.exercise_date: The reporting person was granted 4,045 RSUs on May 5, 2026 pursuant to Uber's 2019 Equity Incentive Plan. The RSUs are scheduled to vest on the date immediately preceding the date of the 2027 annual meeting of the stockholders of the Issuer, subject to earlier vesting in certain circumstances. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.

F4 · derivative.expiration_date: The reporting person was granted 4,045 RSUs on May 5, 2026 pursuant to Uber's 2019 Equity Incentive Plan. The RSUs are scheduled to vest on the date immediately preceding the date of the 2027 annual meeting of the stockholders of the Issuer, subject to earlier vesting in certain circumstances. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.

Read SEC document
May 03, 2026 Filed May 5, 2026 21:05 UTC Uber Technologies, Inc UBER · Entity 2867 Exercise / conversionRestricted Stock Units · Derivative 4,091 $0.00 $0.00
Disclosure

SEC source: 0001216519-26-000005 · primarydocument.xml · derivative · entry 3

SUGAR RONALD D · CIK 0001216519 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,091 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reporting person was granted 4,091 RSUs on May 6, 2025. The RSUs vested on the date immediately preceding the date of the 2026 annual meeting of the stockholders of the Issuer. Upon vesting, the RSUs became payable in cash or common stock on a one-for-one basis at the election of the Issuer.

F3 · derivative.expiration_date: The reporting person was granted 4,091 RSUs on May 6, 2025. The RSUs vested on the date immediately preceding the date of the 2026 annual meeting of the stockholders of the Issuer. Upon vesting, the RSUs became payable in cash or common stock on a one-for-one basis at the election of the Issuer.

Read SEC document
May 03, 2026 Filed May 5, 2026 21:05 UTC Uber Technologies, Inc UBER · Entity 2867 Exercise / conversionCommon Stock 4,091 Not disclosed Not disclosed
Disclosure

SEC source: 0001216519-26-000005 · primarydocument.xml · nonDerivative · entry 1

SUGAR RONALD D · CIK 0001216519 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,091

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

Read SEC document
February 24, 2026 Filed Feb 26, 2026 23:33 UTC Apple Inc. AAPL · Entity 2389 GrantRestricted Stock Unit · Derivative 1,139 $0.00 $0.00
Disclosure

SEC source: 0001216519-26-000004 · wk-form4_1772148826.xml · derivative · entry 1

SUGAR RONALD D · CIK 0001216519 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,139

Underlying: Common Stock · 1,139 shares

Expires 2027-02-01

F1 · security: Automatic grant pursuant to the Apple Inc. Non-Employee Director Stock Plan, as Amended and Restated.

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F3 · derivative.exercise_date: 100% of these restricted stock units are scheduled to vest on February 1, 2027, assuming continued service through the vesting date.

F3 · derivative.expiration_date: 100% of these restricted stock units are scheduled to vest on February 1, 2027, assuming continued service through the vesting date.

Read SEC document
February 01, 2026 Filed Feb 3, 2026 23:36 UTC Apple Inc. AAPL · Entity 2389 Exercise / conversionRestricted Stock Unit · Derivative 1,255 Not disclosed Not disclosed
Disclosure

SEC source: 0001216519-26-000002 · wk-form4_1770161790.xml · derivative · entry 2

SUGAR RONALD D · CIK 0001216519 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,255 shares

Expires 2026-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F2 · derivative.exercise_date: This restricted stock unit award was granted on February 25, 2025 and vested entirely on February 1, 2026.

F2 · derivative.expiration_date: This restricted stock unit award was granted on February 25, 2025 and vested entirely on February 1, 2026.

Read SEC document
February 01, 2026 Filed Feb 3, 2026 23:36 UTC Apple Inc. AAPL · Entity 2389 Exercise / conversionCommon Stock 1,255 Not disclosed Not disclosed
Disclosure

SEC source: 0001216519-26-000002 · wk-form4_1770161790.xml · nonDerivative · entry 1

SUGAR RONALD D · CIK 0001216519 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 110,566

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

Read SEC document
May 06, 2025 Filed May 6, 2025 21:27 UTC Uber Technologies, Inc UBER · Entity 2867 GrantRestricted Stock Units · Derivative 4,091 $0.00 $0.00
Disclosure

SEC source: 0001562180-25-003624 · primarydocument.xml · derivative · entry 4

SUGAR RONALD D · CIK 0001216519 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,091

Underlying: Common Stock · 4,091 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: The reporting person was granted 4,091 RSUs on May 6, 2025 pursuant to Uber's 2019 Equity Incentive Plan. The RSUs are scheduled to vest on the date immediately preceding the date of the 2026 annual meeting of the stockholders of the Issuer, subject to earlier vesting in certain circumstances. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.

F4 · derivative.expiration_date: The reporting person was granted 4,091 RSUs on May 6, 2025 pursuant to Uber's 2019 Equity Incentive Plan. The RSUs are scheduled to vest on the date immediately preceding the date of the 2026 annual meeting of the stockholders of the Issuer, subject to earlier vesting in certain circumstances. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.

Read SEC document
May 04, 2025 Filed May 6, 2025 21:27 UTC Uber Technologies, Inc UBER · Entity 2867 Exercise / conversionRestricted Stock Units · Derivative 3,782 $0.00 $0.00
Disclosure

SEC source: 0001562180-25-003624 · primarydocument.xml · derivative · entry 3

SUGAR RONALD D · CIK 0001216519 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,782 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reporting person was granted 3,782 restricted stock units (RSUs) on May 6, 2024. The RSUs vested on the date immediately preceding the date of the 2025 annual meeting of the stockholders of the Issuer. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.

F3 · derivative.expiration_date: The reporting person was granted 3,782 restricted stock units (RSUs) on May 6, 2024. The RSUs vested on the date immediately preceding the date of the 2025 annual meeting of the stockholders of the Issuer. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.

Read SEC document
May 04, 2025 Filed May 6, 2025 21:27 UTC Uber Technologies, Inc UBER · Entity 2867 Exercise / conversionCommon Stock 3,782 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-25-003624 · primarydocument.xml · nonDerivative · entry 1

SUGAR RONALD D · CIK 0001216519 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,882

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 25, 2025 Filed Feb 27, 2025 23:34 UTC Apple Inc. AAPL · Entity 2389 GrantRestricted Stock Unit · Derivative 1,255 $0.00 $0.00
Disclosure

SEC source: 0000320193-25-000035 · wk-form4_1740699290.xml · derivative · entry 1

SUGAR RONALD D · CIK 0001216519 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,255

Underlying: Common Stock · 1,255 shares

Expires 2026-02-01

F1 · security: Automatic grant pursuant to the Apple Inc. Non-Employee Director Stock Plan.

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F3 · derivative.exercise_date: 100% of these restricted stock units are scheduled to vest on February 1, 2026, assuming continued service through the vesting date.

F3 · derivative.expiration_date: 100% of these restricted stock units are scheduled to vest on February 1, 2026, assuming continued service through the vesting date.

Read SEC document
February 01, 2025 Filed Feb 4, 2025 23:35 UTC Apple Inc. AAPL · Entity 2389 Exercise / conversionRestricted Stock Unit · Derivative 1,516 Not disclosed Not disclosed
Disclosure

SEC source: 0000320193-25-000021 · wk-form4_1738712099.xml · derivative · entry 2

SUGAR RONALD D · CIK 0001216519 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,516 shares

Expires 2025-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F2 · derivative.exercise_date: This restricted stock unit award was granted on February 28, 2024 and vested entirely on February 1, 2025.

F2 · derivative.expiration_date: This restricted stock unit award was granted on February 28, 2024 and vested entirely on February 1, 2025.

Read SEC document
February 01, 2025 Filed Feb 4, 2025 23:35 UTC Apple Inc. AAPL · Entity 2389 Exercise / conversionCommon Stock 1,516 Not disclosed Not disclosed
Disclosure

SEC source: 0000320193-25-000021 · wk-form4_1738712099.xml · nonDerivative · entry 1

SUGAR RONALD D · CIK 0001216519 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 109,311

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

Read SEC document
May 06, 2024 Filed May 7, 2024 23:22 UTC Uber Technologies, Inc UBER · Entity 2867 GrantRestricted Stock Units · Derivative 3,782 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-003892 · primarydocument.xml · derivative · entry 4

SUGAR RONALD D · CIK 0001216519 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,782

Underlying: Common Stock · 3,782 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: The reporting person was granted 3,782 restricted stock units (RSUs) on May 6, 2024 pursuant to Uber's 2019 Equity Incentive Plan. The RSUs are scheduled to vest on the date immediately preceding the date of the 2025 annual meeting of the stockholders of the Issuer, subject to earlier vesting in certain circumstances. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F4 · derivative.expiration_date: The reporting person was granted 3,782 restricted stock units (RSUs) on May 6, 2024 pursuant to Uber's 2019 Equity Incentive Plan. The RSUs are scheduled to vest on the date immediately preceding the date of the 2025 annual meeting of the stockholders of the Issuer, subject to earlier vesting in certain circumstances. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

Read SEC document
May 05, 2024 Filed May 7, 2024 23:22 UTC Uber Technologies, Inc UBER · Entity 2867 Exercise / conversionRestricted Stock Units · Derivative 8,850 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-003892 · primarydocument.xml · derivative · entry 3

SUGAR RONALD D · CIK 0001216519 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,850 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reporting person was granted 8,850 restricted stock units (RSUs) on May 8, 2023. The RSUs vested on May 5, 2024, the date immediately preceding the date of the 2024 annual meeting of the stockholders of the Issuer. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.

F3 · derivative.expiration_date: The reporting person was granted 8,850 restricted stock units (RSUs) on May 8, 2023. The RSUs vested on May 5, 2024, the date immediately preceding the date of the 2024 annual meeting of the stockholders of the Issuer. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.

Read SEC document
May 05, 2024 Filed May 7, 2024 23:22 UTC Uber Technologies, Inc UBER · Entity 2867 Exercise / conversionCommon Stock 8,850 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-24-003892 · primarydocument.xml · nonDerivative · entry 1

SUGAR RONALD D · CIK 0001216519 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,398

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 28, 2024 Filed Mar 1, 2024 23:36 UTC Apple Inc. AAPL · Entity 2389 GrantRestricted Stock Unit · Derivative 1,516 $0.00 $0.00
Disclosure

SEC source: 0000320193-24-000038 · wk-form4_1709336160.xml · derivative · entry 1

SUGAR RONALD D · CIK 0001216519 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,516

Underlying: Common Stock · 1,516 shares

Expires 2025-02-01

F1 · security: Automatic grant pursuant to the Apple Inc. Non-Employee Director Stock Plan.

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F3 · derivative.exercise_date: 100% of these restricted stock units are scheduled to vest on February 1, 2025, assuming continued service through the vesting date.

F3 · derivative.expiration_date: 100% of these restricted stock units are scheduled to vest on February 1, 2025, assuming continued service through the vesting date.

Read SEC document
February 01, 2024 Filed Feb 5, 2024 23:36 UTC Apple Inc. AAPL · Entity 2389 Exercise / conversionRestricted Stock Unit · Derivative 1,852 Not disclosed Not disclosed
Disclosure

SEC source: 0000320193-24-000021 · wk-form4_1707176183.xml · derivative · entry 2

SUGAR RONALD D · CIK 0001216519 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,852 shares

Expires 2024-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F2 · derivative.exercise_date: This restricted stock unit award was granted on March 10, 2023 and vested entirely on February 1, 2024.

F2 · derivative.expiration_date: This restricted stock unit award was granted on March 10, 2023 and vested entirely on February 1, 2024.

Read SEC document
February 01, 2024 Filed Feb 5, 2024 23:36 UTC Apple Inc. AAPL · Entity 2389 Exercise / conversionCommon Stock 1,852 Not disclosed Not disclosed
Disclosure

SEC source: 0000320193-24-000021 · wk-form4_1707176183.xml · nonDerivative · entry 1

SUGAR RONALD D · CIK 0001216519 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 107,795

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

Read SEC document
May 19, 2023 Filed May 23, 2023 23:28 UTC AMGEN INC AMGN · Entity 2832 GrantCommon Stock 939 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-016641 · form4.xml · nonDerivative · entry 1

SUGAR RONALD D · CIK 0001216519 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,682

F1 · balance_after: The Restricted Stock Units (RSUs) were granted pursuant to the Amgen Inc. 2009 Director Incentive Program, as amended, under the Amgen Inc. 2009 Amended and Restated Equity Incentive Plan (the Director Program) and vested immediately. Vested RSUs are paid in shares of the Company's common stock on a one-to-one basis. Vested RSUs may be deferred by the director, in which case, payment will occur according to the elected deferral schedule.

F2 · balance_after: These shares include 3,388 Dividend Equivalents (DEs) granted pursuant to the Director Program and subject to a qualifying dividend reinvestment plan. DEs are credited on the director's vested but deferred RSUs and are paid out in shares of the Company's common stock on a one-to-one basis along with a cash payment for any remaining fractional share amount.

Read SEC document
May 08, 2023 Filed May 10, 2023 00:07 UTC Uber Technologies, Inc UBER · Entity 2867 GrantRestricted Stock Units · Derivative 8,850 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-004024 · primarydocument.xml · derivative · entry 4

SUGAR RONALD D · CIK 0001216519 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,850

Underlying: Common Stock · 8,850 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: The reporting person was granted 8,850 restricted stock units (RSUs) on May 8, 2023 pursuant to Uber's 2019 Equity Incentive Plan. The RSUs are scheduled to vest on the date immediately preceding the date of the 2024 annual meeting of the stockholders of the Issuer, subject to earlier vesting in certain circumstances. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F4 · derivative.expiration_date: The reporting person was granted 8,850 restricted stock units (RSUs) on May 8, 2023 pursuant to Uber's 2019 Equity Incentive Plan. The RSUs are scheduled to vest on the date immediately preceding the date of the 2024 annual meeting of the stockholders of the Issuer, subject to earlier vesting in certain circumstances. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

Read SEC document
May 07, 2023 Filed May 10, 2023 00:07 UTC Uber Technologies, Inc UBER · Entity 2867 Exercise / conversionRestricted Stock Units · Derivative 8,402 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-004024 · primarydocument.xml · derivative · entry 3

SUGAR RONALD D · CIK 0001216519 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,402 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reporting person was granted 8,402 restricted stock units (RSUs) on May 18, 2022. The RSUs vested on May 7, 2023, the date immediately preceding the date of the 2023 annual meeting of the stockholders of the Issuer. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.

F3 · derivative.expiration_date: The reporting person was granted 8,402 restricted stock units (RSUs) on May 18, 2022. The RSUs vested on May 7, 2023, the date immediately preceding the date of the 2023 annual meeting of the stockholders of the Issuer. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.

Read SEC document
May 07, 2023 Filed May 10, 2023 00:07 UTC Uber Technologies, Inc UBER · Entity 2867 Exercise / conversionCommon Stock 8,402 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-23-004024 · primarydocument.xml · nonDerivative · entry 1

SUGAR RONALD D · CIK 0001216519 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,548

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
March 10, 2023 Filed Mar 14, 2023 22:35 UTC Apple Inc. AAPL · Entity 2389 GrantRestricted Stock Unit · Derivative 1,852 $0.00 $0.00
Disclosure

SEC source: 0000320193-23-000037 · wf-form4_167883328933055.xml · derivative · entry 1

SUGAR RONALD D · CIK 0001216519 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,852

Underlying: Common Stock · 1,852 shares

Expires 2024-02-01

F1 · security: Automatic grant pursuant to the Apple Inc. Non-Employee Director Stock Plan.

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F3 · derivative.exercise_date: 100% of these restricted stock units are scheduled to vest on February 1, 2024, assuming continued service through the vesting date.

F3 · derivative.expiration_date: 100% of these restricted stock units are scheduled to vest on February 1, 2024, assuming continued service through the vesting date.

Read SEC document
February 01, 2023 Filed Feb 3, 2023 23:37 UTC Apple Inc. AAPL · Entity 2389 Exercise / conversionRestricted Stock Unit · Derivative 1,685 Not disclosed Not disclosed
Disclosure

SEC source: 0000320193-23-000021 · wf-form4_167546742335512.xml · derivative · entry 2

SUGAR RONALD D · CIK 0001216519 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,685 shares

Expires 2023-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F2 · derivative.exercise_date: This restricted stock unit award was granted on March 4, 2022 and vested entirely on February 1, 2023.

F2 · derivative.expiration_date: This restricted stock unit award was granted on March 4, 2022 and vested entirely on February 1, 2023.

Read SEC document
February 01, 2023 Filed Feb 3, 2023 23:37 UTC Apple Inc. AAPL · Entity 2389 Exercise / conversionCommon Stock 1,685 Not disclosed Not disclosed
Disclosure

SEC source: 0000320193-23-000021 · wf-form4_167546742335512.xml · nonDerivative · entry 1

SUGAR RONALD D · CIK 0001216519 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,943

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

Read SEC document
May 25, 2022 Filed May 27, 2022 20:48 UTC CHEVRON CORP CVX · Entity 2804 GrantCommon Stock 1,303 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-015890 · form4.xml · nonDerivative · entry 1

SUGAR RONALD D · CIK 0001216519 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,483

F1 · shares: This number represents stock units issued under the Chevron Corporation Non-Employee Directors' Equity Compensation and Deferral Plan.

F2 · balance_after: This number includes the acquisition of dividend equivalent accruals on stock units and the acquisition of stock resulting from the reinvestment of dividends on restricted stock (2,482) issued under the Chevron Corporation Non-Employee Directors' Equity Compensation and Deferral Plan.

Read SEC document
May 18, 2022 Filed May 20, 2022 23:01 UTC Uber Technologies, Inc UBER · Entity 2867 GrantRestricted Stock Units · Derivative 8,402 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-22-004306 · primarydocument.xml · derivative · entry 1

SUGAR RONALD D · CIK 0001216519 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,402

Underlying: Common Stock · 8,402 shares

Expires not disclosed

F1 · derivative.exercise_date: The restricted stock units ("RSUs") are scheduled to vest on the date immediately preceding the date of the 2023 annual meeting of the stockholders of the Issuer, subject to earlier vesting in certain circumstances. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F1 · derivative.expiration_date: The restricted stock units ("RSUs") are scheduled to vest on the date immediately preceding the date of the 2023 annual meeting of the stockholders of the Issuer, subject to earlier vesting in certain circumstances. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

Read SEC document
May 17, 2022 Filed May 20, 2022 01:57 UTC AMGEN INC AMGN · Entity 2832 GrantCommon Stock 855 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-015181 · form4.xml · nonDerivative · entry 1

SUGAR RONALD D · CIK 0001216519 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,156

F1 · balance_after: The Restricted Stock Units (RSUs) were granted pursuant to the Amgen Inc. 2009 Director Incentive Program, as amended, under the Amgen Inc. 2009 Amended and Restated Equity Incentive Plan (the Director Program) and vested immediately. Vested RSUs are paid in shares of the Company's common stock on a one-to-one basis. Vested RSUs may be deferred by the director, in which case, payment will occur according to the elected deferral schedule.

F2 · balance_after: These shares include 2,801 Dividend Equivalents (DEs) granted pursuant to the Director Program and subject to a qualifying dividend reinvestment plan. DEs are credited on the director's vested but deferred RSUs and are paid out in shares of the Company's common stock on a one-to-one basis along with a cash payment for any remaining fractional share amount.

Read SEC document
May 08, 2022 Filed May 10, 2022 22:04 UTC Uber Technologies, Inc UBER · Entity 2867 Exercise / conversionRestricted Stock Units · Derivative 2,460 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-003940 · primarydocument.xml · derivative · entry 3

SUGAR RONALD D · CIK 0001216519 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,460 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reporting person was granted 2,460 restricted stock units on January 10, 2022, vesting on May 8, 2022.

F3 · derivative.expiration_date: The reporting person was granted 2,460 restricted stock units on January 10, 2022, vesting on May 8, 2022.

Read SEC document
May 08, 2022 Filed May 10, 2022 22:04 UTC Uber Technologies, Inc UBER · Entity 2867 Exercise / conversionCommon Stock 2,460 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-22-003940 · primarydocument.xml · nonDerivative · entry 1

SUGAR RONALD D · CIK 0001216519 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,146

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
March 04, 2022 Filed Mar 8, 2022 23:36 UTC Apple Inc. AAPL · Entity 2389 GrantRestricted Stock Unit · Derivative 1,685 $0.00 $0.00
Disclosure

SEC source: 0000320193-22-000040 · wf-form4_164678259356672.xml · derivative · entry 1

SUGAR RONALD D · CIK 0001216519 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,685

Underlying: Common Stock · 1,685 shares

Expires 2023-02-01

F1 · security: Automatic grant pursuant to the Apple Inc. Non-Employee Director Stock Plan.

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F3 · derivative.exercise_date: 100% of these restricted stock units are scheduled to vest on February 1, 2023, assuming continued service through the vesting date.

F3 · derivative.expiration_date: 100% of these restricted stock units are scheduled to vest on February 1, 2023, assuming continued service through the vesting date.

Read SEC document
February 01, 2022 Filed Feb 3, 2022 23:38 UTC Apple Inc. AAPL · Entity 2389 Exercise / conversionRestricted Stock Unit · Derivative 1,986 Not disclosed Not disclosed
Disclosure

SEC source: 0000320193-22-000022 · wf-form4_164393146754706.xml · derivative · entry 2

SUGAR RONALD D · CIK 0001216519 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,986 shares

Expires 2022-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F2 · derivative.exercise_date: This restricted stock unit award was granted on February 23, 2021 and vested entirely on February 1, 2022.

F2 · derivative.expiration_date: This restricted stock unit award was granted on February 23, 2021 and vested entirely on February 1, 2022.

Read SEC document
February 01, 2022 Filed Feb 3, 2022 23:38 UTC Apple Inc. AAPL · Entity 2389 Exercise / conversionCommon Stock 1,986 Not disclosed Not disclosed
Disclosure

SEC source: 0000320193-22-000022 · wf-form4_164393146754706.xml · nonDerivative · entry 1

SUGAR RONALD D · CIK 0001216519 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,258

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

Read SEC document
January 10, 2022 Filed Jan 10, 2022 23:28 UTC Uber Technologies, Inc UBER · Entity 2867 GrantRestricted Stock Units · Derivative 2,460 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-22-000379 · primarydocument.xml · derivative · entry 1

SUGAR RONALD D · CIK 0001216519 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,460

Underlying: Common Stock · 2,460 shares

Expires not disclosed

F1 · derivative.exercise_date: The restricted stock units (RSUs) are scheduled to vest on May 8, 2022, subject to earlier vesting in certain circumstances. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F1 · derivative.expiration_date: The restricted stock units (RSUs) are scheduled to vest on May 8, 2022, subject to earlier vesting in certain circumstances. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 20:55 UTC Uber Technologies, Inc UBER · Entity 2867 Exercise / conversionRestricted Stock Units · Derivative 4,772 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-000076 · primarydocument.xml · derivative · entry 3

SUGAR RONALD D · CIK 0001216519 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,772 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reporting person was granted 4,772 restricted stock units on January 1, 2021, vesting on December 31, 2021.

F3 · derivative.expiration_date: The reporting person was granted 4,772 restricted stock units on January 1, 2021, vesting on December 31, 2021.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 20:55 UTC Uber Technologies, Inc UBER · Entity 2867 Exercise / conversionCommon Stock 4,772 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-22-000076 · primarydocument.xml · nonDerivative · entry 1

SUGAR RONALD D · CIK 0001216519 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,686

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
May 26, 2021 Filed May 28, 2021 20:54 UTC CHEVRON CORP CVX · Entity 2804 GrantCommon Stock 2,166 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-018340 · form4.xml · nonDerivative · entry 1

SUGAR RONALD D · CIK 0001216519 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,698

F1 · shares: This number represents stock units issued under the Chevron Corporation Non-Employee Directors' Equity Compensation and Deferral Plan.

F2 · balance_after: This number includes the acquisition of dividend equivalent accruals on stock units and the acquisition of stock resulting from the reinvestment of dividends on restricted stock (2,715) issued under the Chevron Corporation Non-Employee Directors' Equity Compensation and Deferral Plan.

Read SEC document
May 18, 2021 Filed May 20, 2021 01:23 UTC AMGEN INC AMGN · Entity 2832 GrantCommon Stock 837 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-017470 · form4.xml · nonDerivative · entry 1

SUGAR RONALD D · CIK 0001216519 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,764

F1 · balance_after: The Restricted Stock Units (RSUs) were granted pursuant to the Amgen Inc. 2009 Director Incentive Program, as amended, under the Amgen Inc. 2009 Amended and Restated Equity Incentive Plan (the Director Program) and vested immediately. Vested RSUs are paid in shares of the Company's common stock on a one-to-one basis. Vested RSUs may be deferred by the director, in which case, payment will occur according to the elected deferral schedule.

F2 · balance_after: These shares include 2,264 Dividend Equivalents (DEs) granted pursuant to the Director Program and subject to a qualifying dividend reinvestment plan. DEs are credited on the director's vested but deferred RSUs and are paid out in shares of the Company's common stock on a one-to-one basis along with a cash payment for any remaining fractional share amount.

Read SEC document
May 12, 2021 Filed May 13, 2021 00:11 UTC AMGEN INC AMGN · Entity 2832 Exercise / conversionNqso (Right to Buy) · Derivative 1,000 $0.00 Strike: $71.64 $0.00
Disclosure

SEC source: 0001127602-21-016447 · form4.xml · derivative · entry 3

SUGAR RONALD D · CIK 0001216519 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,000 shares

Expires 2022-04-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 12, 2021 Filed May 13, 2021 00:11 UTC AMGEN INC AMGN · Entity 2832 SaleCommon Stock 1,000 $250.59 $250,590.00
Disclosure

SEC source: 0001127602-21-016447 · form4.xml · nonDerivative · entry 2

SUGAR RONALD D · CIK 0001216519 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,927

F1 · shares: The transaction was made pursuant to a previously adopted plan complying with Rule 10b5-1.

F2 · balance_after: These shares include 2,264 Dividend Equivalents (DEs) granted pursuant to the Director Program and subject to a qualifying dividend reinvestment plan. DEs are credited on the director's vested but deferred RSUs and are paid out in shares of the Company's common stock on a one-to-one basis along with a cash payment for any remaining fractional share amount.

Read SEC document
May 12, 2021 Filed May 13, 2021 00:11 UTC AMGEN INC AMGN · Entity 2832 Exercise / conversionCommon Stock 1,000 $71.64 $71,640.00
Disclosure

SEC source: 0001127602-21-016447 · form4.xml · nonDerivative · entry 1

SUGAR RONALD D · CIK 0001216519 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,927

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 14, 2021 Filed Apr 15, 2021 22:27 UTC AMGEN INC AMGN · Entity 2832 Exercise / conversionNqso (Right to Buy) · Derivative 1,000 $0.00 Strike: $71.64 $0.00
Disclosure

SEC source: 0001127602-21-013759 · form4.xml · derivative · entry 3

SUGAR RONALD D · CIK 0001216519 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires 2022-04-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 14, 2021 Filed Apr 15, 2021 22:27 UTC AMGEN INC AMGN · Entity 2832 SaleCommon Stock 1,000 $249.98 $249,980.00
Disclosure

SEC source: 0001127602-21-013759 · form4.xml · nonDerivative · entry 2

SUGAR RONALD D · CIK 0001216519 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,927

F1 · shares: The transaction was made pursuant to a previously adopted plan complying with Rule 10b5-1.

F2 · balance_after: These shares include 2,264 Dividend Equivalents (DEs) granted pursuant to the Director Program and subject to a qualifying dividend reinvestment plan. DEs are credited on the director's vested but deferred RSUs and are paid out in shares of the Company's common stock on a one-to-one basis along with a cash payment for any remaining fractional share amount.

Read SEC document
April 14, 2021 Filed Apr 15, 2021 22:27 UTC AMGEN INC AMGN · Entity 2832 Exercise / conversionCommon Stock 1,000 $71.64 $71,640.00
Disclosure

SEC source: 0001127602-21-013759 · form4.xml · nonDerivative · entry 1

SUGAR RONALD D · CIK 0001216519 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,927

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 10, 2021 Filed Mar 10, 2021 23:07 UTC AMGEN INC AMGN · Entity 2832 Exercise / conversionNqso (Right to Buy) · Derivative 1,000 $0.00 Strike: $71.64 $0.00
Disclosure

SEC source: 0001127602-21-010143 · form4.xml · derivative · entry 3

SUGAR RONALD D · CIK 0001216519 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Common Stock · 1,000 shares

Expires 2022-04-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 10, 2021 Filed Mar 10, 2021 23:07 UTC AMGEN INC AMGN · Entity 2832 SaleCommon Stock 1,000 $231.53 $231,530.00
Disclosure

SEC source: 0001127602-21-010143 · form4.xml · nonDerivative · entry 2

SUGAR RONALD D · CIK 0001216519 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,805

F1 · shares: The transaction was made pursuant to a previously adopted plan complying with Rule 10b5-1.

F2 · balance_after: These shares include 2,142 Dividend Equivalents (DEs) granted pursuant to the Director Program and subject to a qualifying dividend reinvestment plan. DEs are credited on the director's vested but deferred RSUs and are paid out in shares of the Company's common stock on a one-to-one basis along with a cash payment for any remaining fractional share amount.

Read SEC document
March 10, 2021 Filed Mar 10, 2021 23:07 UTC AMGEN INC AMGN · Entity 2832 Exercise / conversionCommon Stock 1,000 $71.64 $71,640.00
Disclosure

SEC source: 0001127602-21-010143 · form4.xml · nonDerivative · entry 1

SUGAR RONALD D · CIK 0001216519 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,805

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 23, 2021 Filed Feb 25, 2021 23:36 UTC Apple Inc. AAPL · Entity 2389 GrantRestricted Stock Unit · Derivative 1,986 $0.00 $0.00
Disclosure

SEC source: 0000320193-21-000039 · wf-form4_161429614827041.xml · derivative · entry 1

SUGAR RONALD D · CIK 0001216519 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,986

Underlying: Common Stock · 1,986 shares

Expires 2022-02-01

F1 · security: Automatic grant pursuant to the Apple Inc. Non-Employee Director Stock Plan.

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F3 · derivative.exercise_date: 100% of these restricted stock units are scheduled to vest on February 1, 2022, assuming continued service through the vesting date.

F3 · derivative.expiration_date: 100% of these restricted stock units are scheduled to vest on February 1, 2022, assuming continued service through the vesting date.

Read SEC document
February 10, 2021 Filed Feb 11, 2021 00:40 UTC AMGEN INC AMGN · Entity 2832 Exercise / conversionNqso (Right to Buy) · Derivative 1,000 $0.00 Strike: $71.64 $0.00
Disclosure

SEC source: 0001127602-21-005058 · form4.xml · derivative · entry 3

SUGAR RONALD D · CIK 0001216519 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock · 1,000 shares

Expires 2022-04-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 10, 2021 Filed Feb 11, 2021 00:40 UTC AMGEN INC AMGN · Entity 2832 SaleCommon Stock 1,000 $238.40 $238,400.00
Disclosure

SEC source: 0001127602-21-005058 · form4.xml · nonDerivative · entry 2

SUGAR RONALD D · CIK 0001216519 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,805

F1 · shares: The transaction was made pursuant to a previously adopted plan complying with Rule 10b5-1.

F2 · balance_after: These shares include 2,142 Dividend Equivalents (DEs) granted pursuant to the Director Program and subject to a qualifying dividend reinvestment plan. DEs are credited on the director's vested but deferred RSUs and are paid out in shares of the Company's common stock on a one-to-one basis along with a cash payment for any remaining fractional share amount.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.