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AAPL

Apple Inc.

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SEC CIK
0000320193
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1,396

Last 12 months

Inside the activity.

0 purchase rows · 35 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202609
May 202604
Jun 202601
Jul 202600
Aug 202603
Sep 202605
Oct 2026012

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 23, 2021 Filed Feb 25, 2021 23:33 UTC
JUNG ANDREADirector
GrantRestricted Stock Unit · Derivative 1,986 $0.00 $0.00
Disclosure

SEC source: 0000320193-21-000036 · wf-form4_161429598243346.xml · derivative · entry 1

JUNG ANDREA · CIK 0001051401 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,986

Underlying: Common Stock · 1,986 shares

Expires 2022-02-01

F1 · security: Automatic grant pursuant to the Apple Inc. Non-Employee Director Stock Plan.

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F3 · derivative.exercise_date: 100% of these restricted stock units are scheduled to vest on February 1, 2022, assuming continued service through the vesting date.

F3 · derivative.expiration_date: 100% of these restricted stock units are scheduled to vest on February 1, 2022, assuming continued service through the vesting date.

Read SEC document
February 23, 2021 Filed Feb 25, 2021 23:35 UTC GrantRestricted Stock Unit · Derivative 1,986 $0.00 $0.00
Disclosure

SEC source: 0000320193-21-000038 · wf-form4_161429609463628.xml · derivative · entry 1

LOZANO MONICA C · CIK 0001179864 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,986

Underlying: Common Stock · 1,986 shares

Expires 2022-02-01

F1 · security: Automatic grant pursuant to the Apple Inc. Non-Employee Director Stock Plan.

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F3 · derivative.exercise_date: 100% of these restricted stock units are scheduled to vest on February 1, 2022, assuming continued service through the vesting date.

F3 · derivative.expiration_date: 100% of these restricted stock units are scheduled to vest on February 1, 2022, assuming continued service through the vesting date.

Read SEC document
February 23, 2021 Filed Feb 25, 2021 23:36 UTC GrantRestricted Stock Unit · Derivative 1,986 $0.00 $0.00
Disclosure

SEC source: 0000320193-21-000039 · wf-form4_161429614827041.xml · derivative · entry 1

SUGAR RONALD D · CIK 0001216519 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,986

Underlying: Common Stock · 1,986 shares

Expires 2022-02-01

F1 · security: Automatic grant pursuant to the Apple Inc. Non-Employee Director Stock Plan.

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F3 · derivative.exercise_date: 100% of these restricted stock units are scheduled to vest on February 1, 2022, assuming continued service through the vesting date.

F3 · derivative.expiration_date: 100% of these restricted stock units are scheduled to vest on February 1, 2022, assuming continued service through the vesting date.

Read SEC document
February 23, 2021 Filed Feb 25, 2021 23:37 UTC
WAGNER SUSANDirector
GrantRestricted Stock Unit · Derivative 1,986 $0.00 $0.00
Disclosure

SEC source: 0000320193-21-000040 · wf-form4_161429622893015.xml · derivative · entry 1

WAGNER SUSAN · CIK 0001059235 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,986

Underlying: Common Stock · 1,986 shares

Expires 2022-02-01

F1 · security: Automatic grant pursuant to the Apple Inc. Non-Employee Director Stock Plan.

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F3 · derivative.exercise_date: 100% of these restricted stock units are scheduled to vest on February 1, 2022, assuming continued service through the vesting date.

F3 · derivative.expiration_date: 100% of these restricted stock units are scheduled to vest on February 1, 2022, assuming continued service through the vesting date.

Read SEC document
February 02, 2021 Filed Feb 3, 2021 23:36 UTC SaleCommon Stock 3,416 $135.60 $463,209.60
Disclosure

SEC source: 0000320193-21-000023 · wf-form4_161239535474705.xml · nonDerivative · entry 3

LEVINSON ARTHUR D · CIK 0001214128 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,532,724

Read SEC document
February 01, 2021 Filed Feb 3, 2021 23:31 UTC
BELL JAMES ADirector
Exercise / conversionRestricted Stock Unit · Derivative 3,416 Not disclosed Not disclosed
Disclosure

SEC source: 0000320193-21-000020 · wf-form4_161239509434831.xml · derivative · entry 2

BELL JAMES A · CIK 0001182047 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,416 shares

Expires 2021-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F3 · derivative.exercise_date: This restricted stock unit award was granted on February 26, 2020 and vested entirely on February 1, 2021. All share amounts have been adjusted to reflect the stock split.

F3 · derivative.expiration_date: This restricted stock unit award was granted on February 26, 2020 and vested entirely on February 1, 2021. All share amounts have been adjusted to reflect the stock split.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 23:31 UTC
BELL JAMES ADirector
Exercise / conversionCommon Stock 3,416 Not disclosed Not disclosed
Disclosure

SEC source: 0000320193-21-000020 · wf-form4_161239509434831.xml · nonDerivative · entry 1

BELL JAMES A · CIK 0001182047 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,280

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F2 · balance_after: Adjusted to reflect Apple's 4-for-1 stock split (the "stock split"), effective on August 28, 2020.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 23:30 UTC
Adams Katherine L.SVP, GC and Secretary
SaleCommon Stock 7,428 $134.56 $999,511.68
Disclosure

SEC source: 0000320193-21-000019 · wf-form4_161239502964926.xml · nonDerivative · entry 4

Adams Katherine L. · CIK 0001462356 · SVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 316,581

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 28, 2020 and modified on August 23, 2020.

F6 · price: This transaction was executed in multiple trades at prices ranging from $134.27 to $135.24; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 23:30 UTC
Adams Katherine L.SVP, GC and Secretary
SaleCommon Stock 4,762 $133.82 $637,250.84
Disclosure

SEC source: 0000320193-21-000019 · wf-form4_161239502964926.xml · nonDerivative · entry 3

Adams Katherine L. · CIK 0001462356 · SVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 324,009

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 28, 2020 and modified on August 23, 2020.

F5 · price: This transaction was executed in multiple trades at prices ranging from $133.26 to $134.25; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 23:30 UTC
Adams Katherine L.SVP, GC and Secretary
SaleCommon Stock 2,902 $132.85 $385,530.70
Disclosure

SEC source: 0000320193-21-000019 · wf-form4_161239502964926.xml · nonDerivative · entry 2

Adams Katherine L. · CIK 0001462356 · SVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 328,771

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 28, 2020 and modified on August 23, 2020.

F4 · price: This transaction was executed in multiple trades at prices ranging from $132.26 to $133.22; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 23:30 UTC
Adams Katherine L.SVP, GC and Secretary
SaleCommon Stock 1,908 $131.79 $251,455.32
Disclosure

SEC source: 0000320193-21-000019 · wf-form4_161239502964926.xml · nonDerivative · entry 1

Adams Katherine L. · CIK 0001462356 · SVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 331,673

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 28, 2020 and modified on August 23, 2020.

F2 · price: This transaction was executed in multiple trades at prices ranging from $131.25 to $132.17; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.

F3 · balance_after: The number of securities reported reflects the acquisition on January 29, 2021 of 229 shares of Apple Inc.'s common stock pursuant to the Apple Inc. Amended Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of August 1, 2020 through January 31, 2021.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 23:33 UTC Exercise / conversionRestricted Stock Unit · Derivative 3,416 Not disclosed Not disclosed
Disclosure

SEC source: 0000320193-21-000021 · wf-form4_161239515778792.xml · derivative · entry 2

GORE ALBERT JR · CIK 0001224944 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,416 shares

Expires 2021-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F3 · derivative.exercise_date: This restricted stock unit award was granted on February 26, 2020 and vested entirely on February 1, 2021. All share amounts have been adjusted to reflect the stock split.

F3 · derivative.expiration_date: This restricted stock unit award was granted on February 26, 2020 and vested entirely on February 1, 2021. All share amounts have been adjusted to reflect the stock split.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 23:33 UTC Exercise / conversionCommon Stock 3,416 Not disclosed Not disclosed
Disclosure

SEC source: 0000320193-21-000021 · wf-form4_161239515778792.xml · nonDerivative · entry 1

GORE ALBERT JR · CIK 0001224944 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 463,472

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F2 · balance_after: Adjusted to reflect Apple's 4-for-1 stock split (the "stock split"), effective on August 28, 2020.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 23:34 UTC
JUNG ANDREADirector
Exercise / conversionRestricted Stock Unit · Derivative 3,416 Not disclosed Not disclosed
Disclosure

SEC source: 0000320193-21-000022 · wf-form4_161239528138893.xml · derivative · entry 2

JUNG ANDREA · CIK 0001051401 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,416 shares

Expires 2021-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F3 · derivative.exercise_date: This restricted stock unit award was granted on February 26, 2020 and vested entirely on February 1, 2021. All share amounts have been adjusted to reflect the stock split.

F3 · derivative.expiration_date: This restricted stock unit award was granted on February 26, 2020 and vested entirely on February 1, 2021. All share amounts have been adjusted to reflect the stock split.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 23:34 UTC
JUNG ANDREADirector
Exercise / conversionCommon Stock 3,416 Not disclosed Not disclosed
Disclosure

SEC source: 0000320193-21-000022 · wf-form4_161239528138893.xml · nonDerivative · entry 1

JUNG ANDREA · CIK 0001051401 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By GRAT

Disclosed balance after: 137,608

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F2 · balance_after: Adjusted to reflect Apple's 4-for-1 stock split (the "stock split"), effective on August 28, 2020.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 23:36 UTC Exercise / conversionRestricted Stock Unit · Derivative 3,416 Not disclosed Not disclosed
Disclosure

SEC source: 0000320193-21-000023 · wf-form4_161239535474705.xml · derivative · entry 5

LEVINSON ARTHUR D · CIK 0001214128 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,416 shares

Expires 2021-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F2 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F3 · derivative.exercise_date: This restricted stock unit award was granted on February 26, 2020 and vested entirely on February 1, 2021. All share amounts have been adjusted to reflect the stock split.

F3 · derivative.expiration_date: This restricted stock unit award was granted on February 26, 2020 and vested entirely on February 1, 2021. All share amounts have been adjusted to reflect the stock split.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 23:36 UTC Exercise / conversionCommon Stock 3,416 Not disclosed Not disclosed
Disclosure

SEC source: 0000320193-21-000023 · wf-form4_161239535474705.xml · nonDerivative · entry 2

LEVINSON ARTHUR D · CIK 0001214128 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,536,140

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 23:37 UTC Exercise / conversionRestricted Stock Unit · Derivative 281 Not disclosed Not disclosed
Disclosure

SEC source: 0000320193-21-000024 · wf-form4_161239542324805.xml · derivative · entry 2

LOZANO MONICA C · CIK 0001179864 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 281 shares

Expires 2021-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F2 · derivative.exercise_date: This restricted stock unit award was granted on January 4, 2021 and vested entirely on February 1, 2021.

F2 · derivative.expiration_date: This restricted stock unit award was granted on January 4, 2021 and vested entirely on February 1, 2021.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 23:37 UTC Exercise / conversionCommon Stock 281 Not disclosed Not disclosed
Disclosure

SEC source: 0000320193-21-000024 · wf-form4_161239542324805.xml · nonDerivative · entry 1

LOZANO MONICA C · CIK 0001179864 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,568

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 23:39 UTC
WAGNER SUSANDirector
Exercise / conversionRestricted Stock Unit · Derivative 3,416 Not disclosed Not disclosed
Disclosure

SEC source: 0000320193-21-000026 · wf-form4_161239555356050.xml · derivative · entry 6

WAGNER SUSAN · CIK 0001059235 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,416 shares

Expires 2021-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F3 · derivative.exercise_date: This restricted stock unit award was granted on February 26, 2020 and vested entirely on February 1, 2021. All share amounts have been adjusted to reflect the stock split.

F3 · derivative.expiration_date: This restricted stock unit award was granted on February 26, 2020 and vested entirely on February 1, 2021. All share amounts have been adjusted to reflect the stock split.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 23:39 UTC
WAGNER SUSANDirector
Exercise / conversionCommon Stock 3,416 Not disclosed Not disclosed
Disclosure

SEC source: 0000320193-21-000026 · wf-form4_161239555356050.xml · nonDerivative · entry 1

WAGNER SUSAN · CIK 0001059235 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,452

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F2 · balance_after: Adjusted to reflect Apple's 4-for-1 stock split (the "stock split"), effective on August 28, 2020.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 23:38 UTC Exercise / conversionRestricted Stock Unit · Derivative 3,416 Not disclosed Not disclosed
Disclosure

SEC source: 0000320193-21-000025 · wf-form4_161239548384646.xml · derivative · entry 2

SUGAR RONALD D · CIK 0001216519 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,416 shares

Expires 2021-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F3 · derivative.exercise_date: This restricted stock unit award was granted on February 26, 2020 and vested entirely on February 1, 2021. All share amounts have been adjusted to reflect the stock split.

F3 · derivative.expiration_date: This restricted stock unit award was granted on February 26, 2020 and vested entirely on February 1, 2021. All share amounts have been adjusted to reflect the stock split.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 23:38 UTC Exercise / conversionCommon Stock 3,416 Not disclosed Not disclosed
Disclosure

SEC source: 0000320193-21-000025 · wf-form4_161239548384646.xml · nonDerivative · entry 1

SUGAR RONALD D · CIK 0001216519 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,272

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F2 · balance_after: Adjusted to reflect Apple's 4-for-1 stock split (the "stock split"), effective on August 28, 2020.

Read SEC document
January 04, 2021 Filed Jan 5, 2021 23:33 UTC GrantRestricted Stock Unit · Derivative 281 $0.00 $0.00
Disclosure

SEC source: 0000320193-21-000004 · wf-form4_160988957683472.xml · derivative · entry 1

LOZANO MONICA C · CIK 0001179864 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 281

Underlying: Common Stock · 281 shares

Expires 2021-02-01

F1 · security: Automatic grant pursuant to the Non-Employee Director Stock Plan.

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F3 · derivative.exercise_date: 100% of these restricted stock units are scheduled to vest on February 1, 2021, assuming continued service through the applicable vesting date.

F3 · derivative.expiration_date: 100% of these restricted stock units are scheduled to vest on February 1, 2021, assuming continued service through the applicable vesting date.

Read SEC document
December 02, 2020 Filed Feb 3, 2021 23:36 UTC GiftCommon Stock 408 $0.00 $0.00
Disclosure

SEC source: 0000320193-21-000023 · wf-form4_161239535474705.xml · nonDerivative · entry 1

LEVINSON ARTHUR D · CIK 0001214128 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,532,724

F1 · balance_after: Adjusted to reflect Apple's 4-for-1 stock split (the "stock split"), effective on August 28, 2020.

Read SEC document
November 13, 2020 Filed Nov 17, 2020 23:30 UTC
Adams Katherine L.SVP, GC and Secretary
Exercise / conversionRestricted Stock Unit · Derivative 57,480 Not disclosed Not disclosed
Disclosure

SEC source: 0000320193-20-000101 · wf-form4_160565582610158.xml · derivative · entry 3

Adams Katherine L. · CIK 0001462356 · SVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 57,480 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F3 · derivative.exercise_date: This award was granted on November 13, 2017. 57,484 restricted stock units subject to the award vested on each of May 13, 2018 and November 13, 2018 and 57,480 restricted stock units subject to the award vested on each of November 13, 2019 and November 13, 2020.

F3 · derivative.expiration_date: This award was granted on November 13, 2017. 57,484 restricted stock units subject to the award vested on each of May 13, 2018 and November 13, 2018 and 57,480 restricted stock units subject to the award vested on each of November 13, 2019 and November 13, 2020.

Read SEC document
November 13, 2020 Filed Nov 17, 2020 23:30 UTC
Adams Katherine L.SVP, GC and Secretary
Tax withholdingCommon Stock 30,524 $119.26 $3,640,292.24
Disclosure

SEC source: 0000320193-20-000101 · wf-form4_160565582610158.xml · nonDerivative · entry 2

Adams Katherine L. · CIK 0001462356 · SVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 333,352

F2 · security: Shares withheld by Apple to satisfy the tax withholding requirements on vesting of RSUs. No shares were sold.

Read SEC document
November 13, 2020 Filed Nov 17, 2020 23:30 UTC
Adams Katherine L.SVP, GC and Secretary
Exercise / conversionCommon Stock 57,480 Not disclosed Not disclosed
Disclosure

SEC source: 0000320193-20-000101 · wf-form4_160565582610158.xml · nonDerivative · entry 1

Adams Katherine L. · CIK 0001462356 · SVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 363,876

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

Read SEC document
November 03, 2020 Filed Nov 5, 2020 23:30 UTC
Adams Katherine L.SVP, GC and Secretary
SaleCommon Stock 5,747 $110.99 $637,859.53
Disclosure

SEC source: 0000320193-20-000099 · wf-form4_160461904119340.xml · nonDerivative · entry 3

Adams Katherine L. · CIK 0001462356 · SVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 306,396

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 28, 2020 and modified on August 23, 2020.

F4 · price: This transaction was executed in multiple trades at prices ranging from $110.80 to $111.35; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.

Read SEC document
November 03, 2020 Filed Nov 5, 2020 23:30 UTC
Adams Katherine L.SVP, GC and Secretary
SaleCommon Stock 8,641 $110.40 $953,966.40
Disclosure

SEC source: 0000320193-20-000099 · wf-form4_160461904119340.xml · nonDerivative · entry 2

Adams Katherine L. · CIK 0001462356 · SVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 312,143

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 28, 2020 and modified on August 23, 2020.

F3 · price: This transaction was executed in multiple trades at prices ranging from $109.80 to $110.79; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.

Read SEC document
November 03, 2020 Filed Nov 5, 2020 23:30 UTC
Adams Katherine L.SVP, GC and Secretary
SaleCommon Stock 2,612 $109.22 $285,282.64
Disclosure

SEC source: 0000320193-20-000099 · wf-form4_160461904119340.xml · nonDerivative · entry 1

Adams Katherine L. · CIK 0001462356 · SVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 320,784

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 28, 2020 and modified on August 23, 2020.

F2 · price: This transaction was executed in multiple trades at prices ranging from $108.80 to $109.68; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.

Read SEC document
October 16, 2020 Filed Oct 19, 2020 22:30 UTC
KONDO CHRISPrincipal Accounting Officer
SaleCommon Stock 14,840 $121.34 $1,800,685.60
Disclosure

SEC source: 0000320193-20-000089 · wf-form4_160314661733333.xml · nonDerivative · entry 3

KONDO CHRIS · CIK 0001631982 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,876

F5 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 13, 2020.

Read SEC document
October 16, 2020 Filed Oct 19, 2020 22:32 UTC
O'BRIEN DEIRDRESenior Vice President
SaleCommon Stock 12,452 $120.14 $1,495,983.28
Disclosure

SEC source: 0000320193-20-000090 · wf-form4_160314673986899.xml · nonDerivative · entry 4

O'BRIEN DEIRDRE · CIK 0001767094 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,888

F4 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 31, 2019.

F6 · price: This transaction was executed in multiple trades at prices ranging from $119.99 to $120.39; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.

Read SEC document
October 16, 2020 Filed Oct 19, 2020 22:32 UTC
O'BRIEN DEIRDRESenior Vice President
SaleCommon Stock 18,748 $119.58 $2,241,885.84
Disclosure

SEC source: 0000320193-20-000090 · wf-form4_160314673986899.xml · nonDerivative · entry 3

O'BRIEN DEIRDRE · CIK 0001767094 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,340

F4 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 31, 2019.

F5 · price: This transaction was executed in multiple trades at prices ranging from $118.925 to $119.915; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.

Read SEC document
October 15, 2020 Filed Oct 19, 2020 22:30 UTC
KONDO CHRISPrincipal Accounting Officer
Exercise / conversionRestricted Stock Unit · Derivative 4,568 Not disclosed Not disclosed
Disclosure

SEC source: 0000320193-20-000089 · wf-form4_160314661733333.xml · derivative · entry 7

KONDO CHRIS · CIK 0001631982 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,420

Underlying: Common Stock · 4,568 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F9 · derivative.exercise_date: This award was granted on September 29, 2019. 12.5% of the award vested on April 15, 2020 and the remaining restricted stock units vest 12.5% in semi-annual installments over the four-year period ending October 15, 2023, assuming continued employment through the applicable vesting date. All share amounts have been adjusted to reflect the stock split.

F9 · derivative.expiration_date: This award was granted on September 29, 2019. 12.5% of the award vested on April 15, 2020 and the remaining restricted stock units vest 12.5% in semi-annual installments over the four-year period ending October 15, 2023, assuming continued employment through the applicable vesting date. All share amounts have been adjusted to reflect the stock split.

Read SEC document
October 15, 2020 Filed Oct 19, 2020 22:30 UTC
KONDO CHRISPrincipal Accounting Officer
Exercise / conversionRestricted Stock Unit · Derivative 4,428 Not disclosed Not disclosed
Disclosure

SEC source: 0000320193-20-000089 · wf-form4_160314661733333.xml · derivative · entry 6

KONDO CHRIS · CIK 0001631982 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,720

Underlying: Common Stock · 4,428 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F8 · derivative.exercise_date: This award was granted on September 30, 2018. 12.5% of the award vested on April 15, 2019 and the remaining restricted stock units vest 12.5% in semi-annual installments over the four-year period ending October 15, 2022, assuming continued employment through the applicable vesting date. All share amounts have been adjusted to reflect the stock split.

F8 · derivative.expiration_date: This award was granted on September 30, 2018. 12.5% of the award vested on April 15, 2019 and the remaining restricted stock units vest 12.5% in semi-annual installments over the four-year period ending October 15, 2022, assuming continued employment through the applicable vesting date. All share amounts have been adjusted to reflect the stock split.

Read SEC document
October 15, 2020 Filed Oct 19, 2020 22:30 UTC
KONDO CHRISPrincipal Accounting Officer
Exercise / conversionRestricted Stock Unit · Derivative 6,368 Not disclosed Not disclosed
Disclosure

SEC source: 0000320193-20-000089 · wf-form4_160314661733333.xml · derivative · entry 5

KONDO CHRIS · CIK 0001631982 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,740

Underlying: Common Stock · 6,368 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F7 · derivative.exercise_date: This award was granted on October 15, 2017. 12.5% of the award vested on April 15, 2018 and the remaining restricted stock units vest 12.5% in semi-annual installments over the four-year period ending October 15, 2021, assuming continued employment through the applicable vesting date. All share amounts have been adjusted to reflect the stock split.

F7 · derivative.expiration_date: This award was granted on October 15, 2017. 12.5% of the award vested on April 15, 2018 and the remaining restricted stock units vest 12.5% in semi-annual installments over the four-year period ending October 15, 2021, assuming continued employment through the applicable vesting date. All share amounts have been adjusted to reflect the stock split.

Read SEC document
October 15, 2020 Filed Oct 19, 2020 22:30 UTC
KONDO CHRISPrincipal Accounting Officer
Exercise / conversionRestricted Stock Unit · Derivative 8,288 Not disclosed Not disclosed
Disclosure

SEC source: 0000320193-20-000089 · wf-form4_160314661733333.xml · derivative · entry 4

KONDO CHRIS · CIK 0001631982 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,288 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F6 · derivative.exercise_date: This award was granted on October 14, 2016. 12.5% of the award vested on April 15, 2017 and the remaining restricted stock units vested 12.5% in semi-annual installments over the four-year period ending October 15, 2020. All share amounts have been adjusted to reflect the stock split.

F6 · derivative.expiration_date: This award was granted on October 14, 2016. 12.5% of the award vested on April 15, 2017 and the remaining restricted stock units vested 12.5% in semi-annual installments over the four-year period ending October 15, 2020. All share amounts have been adjusted to reflect the stock split.

Read SEC document
October 15, 2020 Filed Oct 19, 2020 22:30 UTC
KONDO CHRISPrincipal Accounting Officer
Tax withholdingCommon Stock 11,528 $120.71 $1,391,544.88
Disclosure

SEC source: 0000320193-20-000089 · wf-form4_160314661733333.xml · nonDerivative · entry 2

KONDO CHRIS · CIK 0001631982 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,716

F4 · security: Shares withheld by Registrant to satisfy the statutory tax withholding requirements on vesting of restricted stock units.

Read SEC document
October 15, 2020 Filed Oct 19, 2020 22:30 UTC
KONDO CHRISPrincipal Accounting Officer
Exercise / conversionCommon Stock 23,652 Not disclosed Not disclosed
Disclosure

SEC source: 0000320193-20-000089 · wf-form4_160314661733333.xml · nonDerivative · entry 1

KONDO CHRIS · CIK 0001631982 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,244

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F2 · balance_after: Adjusted to reflect Apple's 4-for-1 stock split (the "stock split"), effective on August 28, 2020.

F3 · balance_after: The number of securities reported reflects the acquisition on July 31, 2020 of 112 shares, as adjusted to reflect the stock split, of Apple Inc.'s common stock pursuant to the Apple Inc. Amended Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of February 1, 2020 through July 31, 2020.

Read SEC document
October 15, 2020 Filed Oct 19, 2020 22:32 UTC
O'BRIEN DEIRDRESenior Vice President
Exercise / conversionRestricted Stock Unit · Derivative 16,612 Not disclosed Not disclosed
Disclosure

SEC source: 0000320193-20-000090 · wf-form4_160314673986899.xml · derivative · entry 7

O'BRIEN DEIRDRE · CIK 0001767094 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,448

Underlying: Common Stock · 16,612 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F9 · derivative.exercise_date: This award was granted on September 30, 2018. 12.5% of the award vested on April 15, 2019 and the remaining restricted stock units vest 12.5% in semi-annual installments over the four-year period ending October 15, 2022, assuming continued employment through the applicable vesting date. All share amounts have been adjusted to reflect the stock split.

F9 · derivative.expiration_date: This award was granted on September 30, 2018. 12.5% of the award vested on April 15, 2019 and the remaining restricted stock units vest 12.5% in semi-annual installments over the four-year period ending October 15, 2022, assuming continued employment through the applicable vesting date. All share amounts have been adjusted to reflect the stock split.

Read SEC document
October 15, 2020 Filed Oct 19, 2020 22:32 UTC
O'BRIEN DEIRDRESenior Vice President
Exercise / conversionRestricted Stock Unit · Derivative 22,292 Not disclosed Not disclosed
Disclosure

SEC source: 0000320193-20-000090 · wf-form4_160314673986899.xml · derivative · entry 6

O'BRIEN DEIRDRE · CIK 0001767094 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,588

Underlying: Common Stock · 22,292 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F8 · derivative.exercise_date: This award was granted on October 15, 2017. 12.5% of the award vested on April 15, 2018 and the remaining restricted stock units vest 12.5% in semi-annual installments over the four-year period ending October 15, 2021, assuming continued employment through the applicable vesting date. All share amounts have been adjusted to reflect the stock split.

F8 · derivative.expiration_date: This award was granted on October 15, 2017. 12.5% of the award vested on April 15, 2018 and the remaining restricted stock units vest 12.5% in semi-annual installments over the four-year period ending October 15, 2021, assuming continued employment through the applicable vesting date. All share amounts have been adjusted to reflect the stock split.

Read SEC document
October 15, 2020 Filed Oct 19, 2020 22:32 UTC
O'BRIEN DEIRDRESenior Vice President
Exercise / conversionRestricted Stock Unit · Derivative 27,628 Not disclosed Not disclosed
Disclosure

SEC source: 0000320193-20-000090 · wf-form4_160314673986899.xml · derivative · entry 5

O'BRIEN DEIRDRE · CIK 0001767094 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 27,628 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F7 · derivative.exercise_date: This award was granted on October 14, 2016. 12.5% of the award vested on April 15, 2017 and the remaining restricted stock units vested 12.5% in semi-annual installments over the four-year period ending October 15, 2020. All share amounts have been adjusted to reflect the stock split.

F7 · derivative.expiration_date: This award was granted on October 14, 2016. 12.5% of the award vested on April 15, 2017 and the remaining restricted stock units vested 12.5% in semi-annual installments over the four-year period ending October 15, 2020. All share amounts have been adjusted to reflect the stock split.

Read SEC document
October 15, 2020 Filed Oct 19, 2020 22:32 UTC
O'BRIEN DEIRDRESenior Vice President
Tax withholdingCommon Stock 35,332 $120.71 $4,264,925.72
Disclosure

SEC source: 0000320193-20-000090 · wf-form4_160314673986899.xml · nonDerivative · entry 2

O'BRIEN DEIRDRE · CIK 0001767094 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,088

F3 · security: Shares withheld by Apple to satisfy tax withholding requirements on vesting of restricted stock units.

Read SEC document
October 15, 2020 Filed Oct 19, 2020 22:32 UTC
O'BRIEN DEIRDRESenior Vice President
Exercise / conversionCommon Stock 66,532 Not disclosed Not disclosed
Disclosure

SEC source: 0000320193-20-000090 · wf-form4_160314673986899.xml · nonDerivative · entry 1

O'BRIEN DEIRDRE · CIK 0001767094 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,420

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F2 · balance_after: Adjusted to reflect Apple's 4-for-1 stock split (the "stock split"), effective on August 28, 2020.

Read SEC document
October 09, 2020 Filed Oct 13, 2020 22:30 UTC
Maestri LucaSenior Vice President, CFO
SaleCommon Stock 243,431 $116.89 $28,454,649.59
Disclosure

SEC source: 0000320193-20-000086 · wf-form4_160262821333467.xml · nonDerivative · entry 1

Maestri Luca · CIK 0001513362 · Senior Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,272

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 13, 2019.

F2 · price: This transaction was executed in multiple trades at prices ranging from $116.81 to $116.95; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.

Read SEC document
October 02, 2020 Filed Oct 5, 2020 22:33 UTC SaleCommon Stock 28,386 $114.19 $3,241,397.34
Disclosure

SEC source: 0000320193-20-000084 · wf-form4_160193720275669.xml · nonDerivative · entry 4

WILLIAMS JEFFREY E · CIK 0001496686 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 489,260

F5 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 18, 2019.

F7 · price: This transaction was executed in multiple trades at prices ranging from $114.03 to $114.41; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.

F3 · ownership.direct: The shares are held through Mr. Williams' living trust.

Read SEC document
October 02, 2020 Filed Oct 5, 2020 22:33 UTC SaleCommon Stock 228,957 $113.52 $25,991,198.64
Disclosure

SEC source: 0000320193-20-000084 · wf-form4_160193720275669.xml · nonDerivative · entry 3

WILLIAMS JEFFREY E · CIK 0001496686 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 517,646

F5 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 18, 2019.

F6 · price: This transaction was executed in multiple trades at prices ranging from $113.02 to $114.005; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.

F3 · ownership.direct: The shares are held through Mr. Williams' living trust.

Read SEC document
October 01, 2020 Filed Oct 5, 2020 22:30 UTC
Adams Katherine L.SVP, GC and Secretary
Exercise / conversionRestricted Stock Unit · Derivative 459,856 Not disclosed Not disclosed
Disclosure

SEC source: 0000320193-20-000082 · wf-form4_160193701297920.xml · derivative · entry 3

Adams Katherine L. · CIK 0001462356 · SVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 459,856 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represented the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date.

F1 · price: Each restricted stock unit ("RSU") represented the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date.

F5 · derivative.exercise_date: This award was granted on November 13, 2017, for a target number of 229,928 RSUs, as adjusted to reflect the stock split. The award vested on October 1, 2020, applying a percentage of the target number of RSUs that was determined based on Apple's total shareholder return ("TSR") relative to the other companies in the S&P 500 from November 13, 2017 through September 26, 2020.

F6 · derivative.exercise_date: TSR is calculated based on the change in a company's stock price during the performance period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock. In accordance with the terms of the award, the beginning value used for calculating TSR is the average closing stock price for the first 20 trading days of the performance period. Apple's beginning value was calculated to be $42.85, as adjusted to reflect the stock split. Similarly, the ending value used for calculating TSR is the average closing price for the 20 trading days ending on September 26, 2020. Apple's ending value was calculated to be $120.68 (adjusted for dividends).

F7 · derivative.exercise_date: This award provided that if Apple's relative TSR performance was ranked at or above the 85th percentile for companies in the S&P 500 for the performance period, 200% of the target number of RSUs vest. If Apple's performance was ranked at or above the 55th percentile, 100% of the target number of RSUs vest. If Apple's performance was ranked at or above the 25th percentile, 25% of the target number of RSUs vest, and if Apple's performance was ranked below the 25th percentile, 0% of the target number of RSUs vest. If Apple's performance was between these levels, the portion of the RSUs that vest would be determined on a straight-line basis (i.e., linearly interpolated) between the two nearest vesting percentages.

F8 · derivative.exercise_date: Apple's TSR for the performance period was 181.64%, which ranked 3 of the 473 companies that were included in the S&P 500 for the period and placed Apple in the 100th percentile. Therefore, 459,856 RSUs subject to performance requirements vested, as adjusted to reflect the stock split.

F5 · derivative.expiration_date: This award was granted on November 13, 2017, for a target number of 229,928 RSUs, as adjusted to reflect the stock split. The award vested on October 1, 2020, applying a percentage of the target number of RSUs that was determined based on Apple's total shareholder return ("TSR") relative to the other companies in the S&P 500 from November 13, 2017 through September 26, 2020.

Read SEC document
October 01, 2020 Filed Oct 5, 2020 22:30 UTC
Adams Katherine L.SVP, GC and Secretary
Tax withholdingCommon Stock 227,496 $116.79 $26,569,257.84
Disclosure

SEC source: 0000320193-20-000082 · wf-form4_160193701297920.xml · nonDerivative · entry 2

Adams Katherine L. · CIK 0001462356 · SVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 323,396

F4 · security: Shares withheld by Apple to satisfy the tax withholding requirements on vesting of RSUs. No shares were sold.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.