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person · Reporting owner

Adams Katherine L.

Disclosed activity across 2 companies

Tapewire entity
11192
SEC CIK
0001462356

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Apple Inc.AAPL · Entity 2389SVP, GC and SecretaryNovember 12, 2025November 14, 2025
HONEYWELL INTERNATIONAL INCHON · Entity 2988SVP and General CounselJuly 31, 2017August 01, 2017

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Apple Inc.

Report date November 12, 2025 · Filed November 14, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect175,408 Reported balance After 2025-11-12 transaction · row 1
1 source row

Row 1 · 2025-11-12 · Gift · Disposed 3,750 · Balance 175,408

HONEYWELL INTERNATIONAL INC

Report date July 31, 2017 · Filed August 01, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect180,211 Reported balance After 2017-07-31 transaction · row 1
1 source row

Row 1 · 2017-07-31 · Sale · Disposed 1,000 · Balance 180,211

Common StockSEC Table I · non-derivativeIndirectHeld in 401(k) plan2,848 Reported balance Holding disclosure · report date 2017-07-31 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 2,848

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 12, 2025 Filed Nov 14, 2025 23:30 UTC Apple Inc. AAPL · Entity 2389 GiftCommon Stock 3,750 $0.00 $0.00
Disclosure

SEC source: 0001462356-25-000012 · wk-form4_1763163012.xml · nonDerivative · entry 1

Adams Katherine L. · CIK 0001462356 · SVP, GC and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 175,408

Read SEC document
October 02, 2025 Filed Oct 3, 2025 22:30 UTC Apple Inc. AAPL · Entity 2389 SaleCommon Stock 21,551 $257.54 $5,550,244.54
Disclosure

SEC source: 0001462356-25-000010 · wk-form4_1759530624.xml · nonDerivative · entry 6

Adams Katherine L. · CIK 0001462356 · SVP, GC and Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 179,158

F4 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 25, 2024.

F8 · price: This transaction was executed in multiple trades at prices ranging from $257.23 to $258.11; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.

Read SEC document
October 02, 2025 Filed Oct 3, 2025 22:30 UTC Apple Inc. AAPL · Entity 2389 SaleCommon Stock 13,974 $256.60 $3,585,728.40
Disclosure

SEC source: 0001462356-25-000010 · wk-form4_1759530624.xml · nonDerivative · entry 5

Adams Katherine L. · CIK 0001462356 · SVP, GC and Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 200,709

F4 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 25, 2024.

F7 · price: This transaction was executed in multiple trades at prices ranging from $256.23 to $257.22; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.

Read SEC document
October 02, 2025 Filed Oct 3, 2025 22:30 UTC Apple Inc. AAPL · Entity 2389 SaleCommon Stock 8,100 $255.96 $2,073,276.00
Disclosure

SEC source: 0001462356-25-000010 · wk-form4_1759530624.xml · nonDerivative · entry 4

Adams Katherine L. · CIK 0001462356 · SVP, GC and Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 214,683

F4 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 25, 2024.

F6 · price: This transaction was executed in multiple trades at prices ranging from $255.23 to $256.22; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.

Read SEC document
October 02, 2025 Filed Oct 3, 2025 22:30 UTC Apple Inc. AAPL · Entity 2389 SaleCommon Stock 3,500 $254.83 $891,905.00
Disclosure

SEC source: 0001462356-25-000010 · wk-form4_1759530624.xml · nonDerivative · entry 3

Adams Katherine L. · CIK 0001462356 · SVP, GC and Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 222,783

F4 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 25, 2024.

F5 · price: This transaction was executed in multiple trades at prices ranging from $254.23 to $255.21; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.

Read SEC document
October 01, 2025 Filed Oct 3, 2025 22:30 UTC Apple Inc. AAPL · Entity 2389 Exercise / conversionRestricted Stock Unit · Derivative 92,403 Not disclosed Not disclosed
Disclosure

SEC source: 0001462356-25-000010 · wk-form4_1759530624.xml · derivative · entry 7

Adams Katherine L. · CIK 0001462356 · SVP, GC and Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 92,403 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F2 · derivative.exercise_price: This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F2 · price: This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F9 · derivative.exercise_date: This award was granted on September 25, 2022, for a target number of 66,477 restricted stock units. The award vested on October 1, 2025, applying a percentage of the target number of restricted stock units that was determined based on Apple's total shareholder return ("TSR") relative to the other companies in the S&P 500 from the first day of Apple's fiscal year 2023 and ending with the last day of Apple's fiscal year 2025.

F10 · derivative.exercise_date: TSR is calculated based on the change in a company's stock price during the performance period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock. In accordance with the terms of the award, the beginning value used for calculating TSR is the average closing stock price for the first 20 trading days of the performance period. Apple's beginning value was calculated to be $143.67. Similarly, the ending value used for calculating TSR is the average closing price for the final 20 trading days of the performance period. Apple's ending value was calculated to be $244.54.

F11 · derivative.exercise_date: This award provided that if Apple's relative TSR performance was ranked at or above the 85th percentile for companies in the S&P 500 for the performance period, 200% of the target number of restricted stock units vest. If Apple's performance was ranked at or above the 55th percentile, 100% of the target number of restricted stock units vest. If Apple's performance was ranked at or above the 25th percentile, 25% of the target number of restricted stock units vest, and if Apple's performance was ranked below the 25th percentile, 0% of the target number of restricted stock units vest. If Apple's performance was between these levels, the portion of the restricted stock units that vest would be determined on a straight-line basis (i.e., linearly interpolated) between the two nearest vesting percentages.

F12 · derivative.exercise_date: Apple's TSR for the three-year performance period was 70.22%, which ranked 162 of the 483 companies that were included in the S&P 500 for the performance period and placed Apple in the 66.60th percentile. Therefore, 92,403 restricted stock units subject to performance requirements vested.

F9 · derivative.expiration_date: This award was granted on September 25, 2022, for a target number of 66,477 restricted stock units. The award vested on October 1, 2025, applying a percentage of the target number of restricted stock units that was determined based on Apple's total shareholder return ("TSR") relative to the other companies in the S&P 500 from the first day of Apple's fiscal year 2023 and ending with the last day of Apple's fiscal year 2025.

F10 · derivative.expiration_date: TSR is calculated based on the change in a company's stock price during the performance period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock. In accordance with the terms of the award, the beginning value used for calculating TSR is the average closing stock price for the first 20 trading days of the performance period. Apple's beginning value was calculated to be $143.67. Similarly, the ending value used for calculating TSR is the average closing price for the final 20 trading days of the performance period. Apple's ending value was calculated to be $244.54.

F11 · derivative.expiration_date: This award provided that if Apple's relative TSR performance was ranked at or above the 85th percentile for companies in the S&P 500 for the performance period, 200% of the target number of restricted stock units vest. If Apple's performance was ranked at or above the 55th percentile, 100% of the target number of restricted stock units vest. If Apple's performance was ranked at or above the 25th percentile, 25% of the target number of restricted stock units vest, and if Apple's performance was ranked below the 25th percentile, 0% of the target number of restricted stock units vest. If Apple's performance was between these levels, the portion of the restricted stock units that vest would be determined on a straight-line basis (i.e., linearly interpolated) between the two nearest vesting percentages.

F12 · derivative.expiration_date: Apple's TSR for the three-year performance period was 70.22%, which ranked 162 of the 483 companies that were included in the S&P 500 for the performance period and placed Apple in the 66.60th percentile. Therefore, 92,403 restricted stock units subject to performance requirements vested.

Read SEC document
October 01, 2025 Filed Oct 3, 2025 22:30 UTC Apple Inc. AAPL · Entity 2389 Tax withholdingCommon Stock 45,278 $255.45 $11,566,265.10
Disclosure

SEC source: 0001462356-25-000010 · wk-form4_1759530624.xml · nonDerivative · entry 2

Adams Katherine L. · CIK 0001462356 · SVP, GC and Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 226,283

F3 · security: Shares withheld by Apple to satisfy tax withholding requirements on vesting of restricted stock units.

Read SEC document
October 01, 2025 Filed Oct 3, 2025 22:30 UTC Apple Inc. AAPL · Entity 2389 Exercise / conversionCommon Stock 92,403 Not disclosed Not disclosed
Disclosure

SEC source: 0001462356-25-000010 · wk-form4_1759530624.xml · nonDerivative · entry 1

Adams Katherine L. · CIK 0001462356 · SVP, GC and Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 271,561

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F2 · price: This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

Read SEC document
September 28, 2025 Filed Sep 30, 2025 22:30 UTC Apple Inc. AAPL · Entity 2389 GrantRestricted Stock Unit · Derivative 48,932 $0.00 $0.00
Disclosure

SEC source: 0001462356-25-000008 · wk-form4_1759271419.xml · derivative · entry 2

Adams Katherine L. · CIK 0001462356 · SVP, GC and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,932

Underlying: Common Stock · 48,932 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F3 · derivative.exercise_date: These performance-based restricted stock units are scheduled to vest on October 1, 2028, subject to the terms and conditions of the underlying award agreement. The "target" number of restricted stock units is reported. Between 0% and 200% of the target number of units may vest based on Apple's relative total shareholder return from the first day of Apple's fiscal year 2026 and ending with the last day of Apple's fiscal year 2028.

F3 · derivative.expiration_date: These performance-based restricted stock units are scheduled to vest on October 1, 2028, subject to the terms and conditions of the underlying award agreement. The "target" number of restricted stock units is reported. Between 0% and 200% of the target number of units may vest based on Apple's relative total shareholder return from the first day of Apple's fiscal year 2026 and ending with the last day of Apple's fiscal year 2028.

Read SEC document
September 28, 2025 Filed Sep 30, 2025 22:30 UTC Apple Inc. AAPL · Entity 2389 GrantRestricted Stock Unit · Derivative 48,932 $0.00 $0.00
Disclosure

SEC source: 0001462356-25-000008 · wk-form4_1759271419.xml · derivative · entry 1

Adams Katherine L. · CIK 0001462356 · SVP, GC and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,932

Underlying: Common Stock · 48,932 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F2 · derivative.exercise_date: These restricted stock units are scheduled to settle as to one-third of the units on each of April 1, 2028, April 1, 2029, and April 1, 2030, subject to the terms and conditions of the underlying award agreement.

F2 · derivative.expiration_date: These restricted stock units are scheduled to settle as to one-third of the units on each of April 1, 2028, April 1, 2029, and April 1, 2030, subject to the terms and conditions of the underlying award agreement.

Read SEC document
April 02, 2025 Filed Apr 3, 2025 22:31 UTC Apple Inc. AAPL · Entity 2389 SaleCommon Stock 5,648 $224.62 $1,268,653.76
Disclosure

SEC source: 0000320193-25-000042 · wk-form4_1743719480.xml · nonDerivative · entry 6

Adams Katherine L. · CIK 0001462356 · SVP, GC and Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 179,158

F4 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 25, 2024.

F8 · price: This transaction was executed in multiple trades at prices ranging from $224.32 to $225.12; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.

Read SEC document
April 02, 2025 Filed Apr 3, 2025 22:31 UTC Apple Inc. AAPL · Entity 2389 SaleCommon Stock 22,343 $223.90 $5,002,597.70
Disclosure

SEC source: 0000320193-25-000042 · wk-form4_1743719480.xml · nonDerivative · entry 5

Adams Katherine L. · CIK 0001462356 · SVP, GC and Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 184,806

F4 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 25, 2024.

F7 · price: This transaction was executed in multiple trades at prices ranging from $223.32 to $224.31; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.

Read SEC document
April 02, 2025 Filed Apr 3, 2025 22:31 UTC Apple Inc. AAPL · Entity 2389 SaleCommon Stock 9,231 $222.87 $2,057,312.97
Disclosure

SEC source: 0000320193-25-000042 · wk-form4_1743719480.xml · nonDerivative · entry 4

Adams Katherine L. · CIK 0001462356 · SVP, GC and Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 207,149

F4 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 25, 2024.

F6 · price: This transaction was executed in multiple trades at prices ranging from $222.32 to $223.31; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.

Read SEC document
April 02, 2025 Filed Apr 3, 2025 22:31 UTC Apple Inc. AAPL · Entity 2389 SaleCommon Stock 1,600 $221.68 $354,688.00
Disclosure

SEC source: 0000320193-25-000042 · wk-form4_1743719480.xml · nonDerivative · entry 3

Adams Katherine L. · CIK 0001462356 · SVP, GC and Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 216,380

F4 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 25, 2024.

F5 · price: This transaction was executed in multiple trades at prices ranging from $221.25 to $222.21; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.

Read SEC document
April 01, 2025 Filed Apr 3, 2025 22:31 UTC Apple Inc. AAPL · Entity 2389 Exercise / conversionRestricted Stock Unit · Derivative 22,159 Not disclosed Not disclosed
Disclosure

SEC source: 0000320193-25-000042 · wk-form4_1743719480.xml · derivative · entry 9

Adams Katherine L. · CIK 0001462356 · SVP, GC and Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 44,318

Underlying: Common Stock · 22,159 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date.

F1 · price: Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date.

F11 · derivative.exercise_date: This award was granted on September 25, 2022. 22,159 RSUs subject to the award vested on April 1, 2025 and 22,159 RSUs are scheduled to vest on each of April 1, 2026 and April 1, 2027, subject to the terms and conditions of the underlying award agreement.

F11 · derivative.expiration_date: This award was granted on September 25, 2022. 22,159 RSUs subject to the award vested on April 1, 2025 and 22,159 RSUs are scheduled to vest on each of April 1, 2026 and April 1, 2027, subject to the terms and conditions of the underlying award agreement.

Read SEC document
April 01, 2025 Filed Apr 3, 2025 22:31 UTC Apple Inc. AAPL · Entity 2389 Exercise / conversionRestricted Stock Unit · Derivative 22,688 Not disclosed Not disclosed
Disclosure

SEC source: 0000320193-25-000042 · wk-form4_1743719480.xml · derivative · entry 8

Adams Katherine L. · CIK 0001462356 · SVP, GC and Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 22,688

Underlying: Common Stock · 22,688 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date.

F1 · price: Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date.

F10 · derivative.exercise_date: This award was granted on September 26, 2021. 22,689 RSUs subject to the award vested on April 1, 2024 and 22,688 RSUs vested on April 1, 2025. 22,688 RSUs are scheduled to vest on April 1, 2026, subject to the terms and conditions of the underlying award agreement.

F10 · derivative.expiration_date: This award was granted on September 26, 2021. 22,689 RSUs subject to the award vested on April 1, 2024 and 22,688 RSUs vested on April 1, 2025. 22,688 RSUs are scheduled to vest on April 1, 2026, subject to the terms and conditions of the underlying award agreement.

Read SEC document
April 01, 2025 Filed Apr 3, 2025 22:31 UTC Apple Inc. AAPL · Entity 2389 Exercise / conversionRestricted Stock Unit · Derivative 29,688 Not disclosed Not disclosed
Disclosure

SEC source: 0000320193-25-000042 · wk-form4_1743719480.xml · derivative · entry 7

Adams Katherine L. · CIK 0001462356 · SVP, GC and Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 29,688 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date.

F1 · price: Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date.

F9 · derivative.exercise_date: This award was granted on September 27, 2020. 29,688 RSUs subject to the award vested on each of April 1, 2023, April 1, 2024 and April 1, 2025.

F9 · derivative.expiration_date: This award was granted on September 27, 2020. 29,688 RSUs subject to the award vested on each of April 1, 2023, April 1, 2024 and April 1, 2025.

Read SEC document
April 01, 2025 Filed Apr 3, 2025 22:31 UTC Apple Inc. AAPL · Entity 2389 Tax withholdingCommon Stock 35,713 $223.19 $7,970,784.47
Disclosure

SEC source: 0000320193-25-000042 · wk-form4_1743719480.xml · nonDerivative · entry 2

Adams Katherine L. · CIK 0001462356 · SVP, GC and Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 217,980

F3 · security: Shares withheld by Apple to satisfy tax withholding requirements on vesting of RSUs.

Read SEC document
April 01, 2025 Filed Apr 3, 2025 22:31 UTC Apple Inc. AAPL · Entity 2389 Exercise / conversionCommon Stock 74,535 Not disclosed Not disclosed
Disclosure

SEC source: 0000320193-25-000042 · wk-form4_1743719480.xml · nonDerivative · entry 1

Adams Katherine L. · CIK 0001462356 · SVP, GC and Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 253,693

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date.

F2 · balance_after: The number of securities reported reflects the acquisition on January 31, 2025 of 115 shares of Apple Inc.'s common stock pursuant to the Apple Inc. Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of August 1, 2024 through January 31, 2025.

Read SEC document
November 05, 2024 Filed Nov 7, 2024 23:30 UTC Apple Inc. AAPL · Entity 2389 GiftCommon Stock 8,000 $0.00 $0.00
Disclosure

SEC source: 0000320193-24-000126 · wk-form4_1731022209.xml · nonDerivative · entry 1

Adams Katherine L. · CIK 0001462356 · SVP, GC and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 179,043

Read SEC document
October 02, 2024 Filed Oct 3, 2024 22:30 UTC Apple Inc. AAPL · Entity 2389 SaleCommon Stock 2,995 $227.24 $680,583.80
Disclosure

SEC source: 0000320193-24-000110 · wk-form4_1727994634.xml · nonDerivative · entry 7

Adams Katherine L. · CIK 0001462356 · SVP, GC and Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 187,043

F4 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 27, 2023.

F9 · price: This transaction was executed in multiple trades at prices ranging from $227.19 to $227.34; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.

Read SEC document
October 02, 2024 Filed Oct 3, 2024 22:30 UTC Apple Inc. AAPL · Entity 2389 SaleCommon Stock 38,170 $226.82 $8,657,719.40
Disclosure

SEC source: 0000320193-24-000110 · wk-form4_1727994634.xml · nonDerivative · entry 6

Adams Katherine L. · CIK 0001462356 · SVP, GC and Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 190,038

F4 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 27, 2023.

F8 · price: This transaction was executed in multiple trades at prices ranging from $226.19 to $227.18; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.

Read SEC document
October 02, 2024 Filed Oct 3, 2024 22:30 UTC Apple Inc. AAPL · Entity 2389 SaleCommon Stock 7,550 $225.87 $1,705,318.50
Disclosure

SEC source: 0000320193-24-000110 · wk-form4_1727994634.xml · nonDerivative · entry 5

Adams Katherine L. · CIK 0001462356 · SVP, GC and Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 228,208

F4 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 27, 2023.

F7 · price: This transaction was executed in multiple trades at prices ranging from $225.19 to $226.18; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.

Read SEC document
October 02, 2024 Filed Oct 3, 2024 22:30 UTC Apple Inc. AAPL · Entity 2389 SaleCommon Stock 6,454 $224.59 $1,449,503.86
Disclosure

SEC source: 0000320193-24-000110 · wk-form4_1727994634.xml · nonDerivative · entry 4

Adams Katherine L. · CIK 0001462356 · SVP, GC and Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 235,758

F4 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 27, 2023.

F6 · price: This transaction was executed in multiple trades at prices ranging from $224.17 to $225.15; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.

Read SEC document
October 02, 2024 Filed Oct 3, 2024 22:30 UTC Apple Inc. AAPL · Entity 2389 SaleCommon Stock 5,850 $223.79 $1,309,171.50
Disclosure

SEC source: 0000320193-24-000110 · wk-form4_1727994634.xml · nonDerivative · entry 3

Adams Katherine L. · CIK 0001462356 · SVP, GC and Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 242,212

F4 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 27, 2023.

F5 · price: This transaction was executed in multiple trades at prices ranging from $223.17 to $224.16; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.

Read SEC document
October 01, 2024 Filed Oct 3, 2024 22:30 UTC Apple Inc. AAPL · Entity 2389 Exercise / conversionRestricted Stock Unit · Derivative 127,282 Not disclosed Not disclosed
Disclosure

SEC source: 0000320193-24-000110 · wk-form4_1727994634.xml · derivative · entry 8

Adams Katherine L. · CIK 0001462356 · SVP, GC and Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 127,282 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock.

F2 · derivative.exercise_price: This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date.

F1 · price: Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock.

F2 · price: This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date.

F10 · derivative.exercise_date: This award was granted on September 26, 2021, for a target number of 68,065 RSUs. The award vested on October 1, 2024, applying a percentage of the target number of RSUs that was determined based on Apple's total shareholder return ("TSR") relative to the other companies in the S&P 500 from the first day of Apple's fiscal year 2022 and ending with the last day of Apple's fiscal year 2024.

F11 · derivative.exercise_date: TSR is calculated based on the change in a company's stock price during the performance period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock. In accordance with the terms of the award, the beginning value used for calculating TSR is the average closing stock price for the first 20 trading days of the performance period. Apple's beginning value was calculated to be $143.96. Similarly, the ending value used for calculating TSR is the average closing price for the final 20 trading days of the performance period. Apple's ending value was calculated to be $227.29.

F12 · derivative.exercise_date: This award provided that if Apple's relative TSR performance was ranked at or above the 85th percentile for companies in the S&P 500 for the performance period, 200% of the target number of RSUs vest. If Apple's performance was ranked at or above the 55th percentile, 100% of the target number of RSUs vest. If Apple's performance was ranked at or above the 25th percentile, 25% of the target number of RSUs vest, and if Apple's performance was ranked below the 25th percentile, 0% of the target number of RSUs vest. If Apple's performance was between these levels, the portion of the RSUs that vest would be determined on a straight-line basis (i.e., linearly interpolated) between the two nearest vesting percentages.

F13 · derivative.exercise_date: Apple's TSR for the three-year performance period was 57.88%, which ranked 92 of the 485 companies that were included in the S&P 500 for the performance period and placed Apple in the 81.20th percentile. Therefore, 127,282 RSUs subject to performance requirements vested.

F10 · derivative.expiration_date: This award was granted on September 26, 2021, for a target number of 68,065 RSUs. The award vested on October 1, 2024, applying a percentage of the target number of RSUs that was determined based on Apple's total shareholder return ("TSR") relative to the other companies in the S&P 500 from the first day of Apple's fiscal year 2022 and ending with the last day of Apple's fiscal year 2024.

F11 · derivative.expiration_date: TSR is calculated based on the change in a company's stock price during the performance period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock. In accordance with the terms of the award, the beginning value used for calculating TSR is the average closing stock price for the first 20 trading days of the performance period. Apple's beginning value was calculated to be $143.96. Similarly, the ending value used for calculating TSR is the average closing price for the final 20 trading days of the performance period. Apple's ending value was calculated to be $227.29.

F12 · derivative.expiration_date: This award provided that if Apple's relative TSR performance was ranked at or above the 85th percentile for companies in the S&P 500 for the performance period, 200% of the target number of RSUs vest. If Apple's performance was ranked at or above the 55th percentile, 100% of the target number of RSUs vest. If Apple's performance was ranked at or above the 25th percentile, 25% of the target number of RSUs vest, and if Apple's performance was ranked below the 25th percentile, 0% of the target number of RSUs vest. If Apple's performance was between these levels, the portion of the RSUs that vest would be determined on a straight-line basis (i.e., linearly interpolated) between the two nearest vesting percentages.

F13 · derivative.expiration_date: Apple's TSR for the three-year performance period was 57.88%, which ranked 92 of the 485 companies that were included in the S&P 500 for the performance period and placed Apple in the 81.20th percentile. Therefore, 127,282 RSUs subject to performance requirements vested.

Read SEC document
October 01, 2024 Filed Oct 3, 2024 22:30 UTC Apple Inc. AAPL · Entity 2389 Tax withholdingCommon Stock 66,263 $226.21 $14,989,353.23
Disclosure

SEC source: 0000320193-24-000110 · wk-form4_1727994634.xml · nonDerivative · entry 2

Adams Katherine L. · CIK 0001462356 · SVP, GC and Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 248,062

F3 · security: Shares withheld by Apple to satisfy tax withholding requirements on vesting of RSUs.

Read SEC document
October 01, 2024 Filed Oct 3, 2024 22:30 UTC Apple Inc. AAPL · Entity 2389 Exercise / conversionCommon Stock 127,282 Not disclosed Not disclosed
Disclosure

SEC source: 0000320193-24-000110 · wk-form4_1727994634.xml · nonDerivative · entry 1

Adams Katherine L. · CIK 0001462356 · SVP, GC and Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 314,325

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock.

F2 · price: This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date.

Read SEC document
September 29, 2024 Filed Oct 1, 2024 22:33 UTC Apple Inc. AAPL · Entity 2389 GrantRestricted Stock Unit · Derivative 43,901 $0.00 $0.00
Disclosure

SEC source: 0000320193-24-000099 · wk-form4_1727821995.xml · derivative · entry 2

Adams Katherine L. · CIK 0001462356 · SVP, GC and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,901

Underlying: Common Stock · 43,901 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock.

F3 · derivative.exercise_date: These performance-based restricted stock units are scheduled to vest on October 1, 2027, subject to the terms and conditions of the underlying award agreement. The "target" number of restricted stock units is reported. Between 0% and 200% of the target number of units may vest based on Apple's relative total shareholder return from the first day of Apple's fiscal year 2025 and ending with the last day of Apple's fiscal year 2027.

F3 · derivative.expiration_date: These performance-based restricted stock units are scheduled to vest on October 1, 2027, subject to the terms and conditions of the underlying award agreement. The "target" number of restricted stock units is reported. Between 0% and 200% of the target number of units may vest based on Apple's relative total shareholder return from the first day of Apple's fiscal year 2025 and ending with the last day of Apple's fiscal year 2027.

Read SEC document
September 29, 2024 Filed Oct 1, 2024 22:33 UTC Apple Inc. AAPL · Entity 2389 GrantRestricted Stock Unit · Derivative 43,901 $0.00 $0.00
Disclosure

SEC source: 0000320193-24-000099 · wk-form4_1727821995.xml · derivative · entry 1

Adams Katherine L. · CIK 0001462356 · SVP, GC and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,901

Underlying: Common Stock · 43,901 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock.

F2 · derivative.exercise_date: These restricted stock units are scheduled to vest as to one-third of the units on each of April 1, 2027, April 1, 2028, and April 1, 2029, subject to the terms and conditions of the underlying award agreement.

F2 · derivative.expiration_date: These restricted stock units are scheduled to vest as to one-third of the units on each of April 1, 2027, April 1, 2028, and April 1, 2029, subject to the terms and conditions of the underlying award agreement.

Read SEC document
August 07, 2024 Filed Aug 7, 2024 22:30 UTC Apple Inc. AAPL · Entity 2389 GiftCommon Stock 4,500 $0.00 $0.00
Disclosure

SEC source: 0000320193-24-000084 · wk-form4_1723069808.xml · nonDerivative · entry 3

Adams Katherine L. · CIK 0001462356 · SVP, GC and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 187,043

Read SEC document
August 05, 2024 Filed Aug 7, 2024 22:30 UTC Apple Inc. AAPL · Entity 2389 SaleCommon Stock 2,400 $207.05 $496,920.00
Disclosure

SEC source: 0000320193-24-000084 · wk-form4_1723069808.xml · nonDerivative · entry 2

Adams Katherine L. · CIK 0001462356 · SVP, GC and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 191,543

F2 · price: This transaction was executed in multiple trades at prices ranging from $207.02 to $207.12; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.

Read SEC document
August 05, 2024 Filed Aug 7, 2024 22:30 UTC Apple Inc. AAPL · Entity 2389 SaleCommon Stock 97,600 $206.42 $20,146,592.00
Disclosure

SEC source: 0000320193-24-000084 · wk-form4_1723069808.xml · nonDerivative · entry 1

Adams Katherine L. · CIK 0001462356 · SVP, GC and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 193,943

F1 · price: This transaction was executed in multiple trades at prices ranging from $206.02 to $207.01; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.

Read SEC document
May 10, 2024 Filed May 14, 2024 22:30 UTC Apple Inc. AAPL · Entity 2389 GiftCommon Stock 1,850 $0.00 $0.00
Disclosure

SEC source: 0000320193-24-000071 · wk-form4_1715725806.xml · nonDerivative · entry 1

Adams Katherine L. · CIK 0001462356 · SVP, GC and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 291,543

Read SEC document
April 02, 2024 Filed Apr 3, 2024 22:30 UTC Apple Inc. AAPL · Entity 2389 SaleCommon Stock 54,732 $168.90 $9,244,234.80
Disclosure

SEC source: 0000320193-24-000048 · wk-form4_1712183434.xml · nonDerivative · entry 3

Adams Katherine L. · CIK 0001462356 · SVP, GC and Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 293,393

F4 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 27, 2023.

F5 · price: This transaction was executed in multiple trades at prices ranging from $168.33 to $169.31; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 22:30 UTC Apple Inc. AAPL · Entity 2389 Exercise / conversionRestricted Stock Unit · Derivative 22,689 Not disclosed Not disclosed
Disclosure

SEC source: 0000320193-24-000048 · wk-form4_1712183434.xml · derivative · entry 6

Adams Katherine L. · CIK 0001462356 · SVP, GC and Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 45,376

Underlying: Common Stock · 22,689 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date.

F1 · price: Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date.

F8 · derivative.exercise_date: This award was granted on September 26, 2021. 22,689 restricted stock units subject to the award vested on April 1, 2024 and 22,688 restricted stock units are scheduled to vest on each of April 1, 2025 and April 1, 2026, assuming continued employment through the applicable vesting date.

F8 · derivative.expiration_date: This award was granted on September 26, 2021. 22,689 restricted stock units subject to the award vested on April 1, 2024 and 22,688 restricted stock units are scheduled to vest on each of April 1, 2025 and April 1, 2026, assuming continued employment through the applicable vesting date.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 22:30 UTC Apple Inc. AAPL · Entity 2389 Exercise / conversionRestricted Stock Unit · Derivative 29,688 Not disclosed Not disclosed
Disclosure

SEC source: 0000320193-24-000048 · wk-form4_1712183434.xml · derivative · entry 5

Adams Katherine L. · CIK 0001462356 · SVP, GC and Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 29,688

Underlying: Common Stock · 29,688 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date.

F1 · price: Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date.

F7 · derivative.exercise_date: This award was granted on September 27, 2020. 29,688 restricted stock units subject to the award vested on each of April 1, 2023 and April 1, 2024 and 29,688 restricted stock units are scheduled to vest on April 1, 2025, assuming continued employment through the applicable vesting date.

F7 · derivative.expiration_date: This award was granted on September 27, 2020. 29,688 restricted stock units subject to the award vested on each of April 1, 2023 and April 1, 2024 and 29,688 restricted stock units are scheduled to vest on April 1, 2025, assuming continued employment through the applicable vesting date.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 22:30 UTC Apple Inc. AAPL · Entity 2389 Exercise / conversionRestricted Stock Unit · Derivative 60,932 Not disclosed Not disclosed
Disclosure

SEC source: 0000320193-24-000048 · wk-form4_1712183434.xml · derivative · entry 4

Adams Katherine L. · CIK 0001462356 · SVP, GC and Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 60,932 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date.

F1 · price: Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date.

F6 · derivative.exercise_date: This award was granted on September 29, 2019. 60,936 restricted stock units subject to the award vested on April 1, 2022 and 60,932 restricted stock units vested on each of April 1, 2023 and April 1, 2024.

F6 · derivative.expiration_date: This award was granted on September 29, 2019. 60,936 restricted stock units subject to the award vested on April 1, 2022 and 60,932 restricted stock units vested on each of April 1, 2023 and April 1, 2024.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 22:30 UTC Apple Inc. AAPL · Entity 2389 Tax withholdingCommon Stock 58,577 $170.03 $9,959,847.31
Disclosure

SEC source: 0000320193-24-000048 · wk-form4_1712183434.xml · nonDerivative · entry 2

Adams Katherine L. · CIK 0001462356 · SVP, GC and Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 348,125

F3 · security: Shares withheld by Apple to satisfy tax withholding requirements on vesting of restricted stock units.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 22:30 UTC Apple Inc. AAPL · Entity 2389 Exercise / conversionCommon Stock 113,309 Not disclosed Not disclosed
Disclosure

SEC source: 0000320193-24-000048 · wk-form4_1712183434.xml · nonDerivative · entry 1

Adams Katherine L. · CIK 0001462356 · SVP, GC and Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 406,702

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date.

F2 · balance_after: The number of securities reported reflects the acquisition on January 31, 2024 of 127 shares of Apple Inc.'s common stock pursuant to the Apple Inc. Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of August 1, 2023 through January 31, 2024.

Read SEC document
November 17, 2023 Filed Nov 20, 2023 23:31 UTC Apple Inc. AAPL · Entity 2389 SaleCommon Stock 123,448 $188.79 $23,305,747.92
Disclosure

SEC source: 0000320193-23-000111 · wk-form4_1700523067.xml · nonDerivative · entry 3

Adams Katherine L. · CIK 0001462356 · SVP, GC and Secretary

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 0

F2 · price: This transaction was executed in multiple trades at prices ranging from $188.59 to $189.07; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.

Read SEC document
November 16, 2023 Filed Nov 20, 2023 23:31 UTC Apple Inc. AAPL · Entity 2389 GiftCommon Stock 123,448 $0.00 $0.00
Disclosure

SEC source: 0000320193-23-000111 · wk-form4_1700523067.xml · nonDerivative · entry 2

Adams Katherine L. · CIK 0001462356 · SVP, GC and Secretary

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 123,448

F1 · ownership.nature: Shares gifted by the Reporting Person to a trust for the benefit of family members.

Read SEC document
November 16, 2023 Filed Nov 20, 2023 23:31 UTC Apple Inc. AAPL · Entity 2389 GiftCommon Stock 123,448 $0.00 $0.00
Disclosure

SEC source: 0000320193-23-000111 · wk-form4_1700523067.xml · nonDerivative · entry 1

Adams Katherine L. · CIK 0001462356 · SVP, GC and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 293,266

F1 · kind: Shares gifted by the Reporting Person to a trust for the benefit of family members.

Read SEC document
October 03, 2023 Filed Oct 4, 2023 01:02 UTC Apple Inc. AAPL · Entity 2389 SaleCommon Stock 6,800 $173.24 $1,178,032.00
Disclosure

SEC source: 0000320193-23-000088 · wk-form4_1696381345.xml · nonDerivative · entry 5

Adams Katherine L. · CIK 0001462356 · SVP, GC and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 416,714

F4 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 28, 2022.

F7 · price: This transaction was executed in multiple trades at prices ranging from $172.94 to $173.62; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.

Read SEC document
October 03, 2023 Filed Oct 4, 2023 01:02 UTC Apple Inc. AAPL · Entity 2389 SaleCommon Stock 32,886 $172.23 $5,663,955.78
Disclosure

SEC source: 0000320193-23-000088 · wk-form4_1696381345.xml · nonDerivative · entry 4

Adams Katherine L. · CIK 0001462356 · SVP, GC and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 423,514

F4 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 28, 2022.

F6 · price: This transaction was executed in multiple trades at prices ranging from $171.92 to $172.91; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.

Read SEC document
October 03, 2023 Filed Oct 4, 2023 01:02 UTC Apple Inc. AAPL · Entity 2389 SaleCommon Stock 25,850 $171.62 $4,436,377.00
Disclosure

SEC source: 0000320193-23-000088 · wk-form4_1696381345.xml · nonDerivative · entry 3

Adams Katherine L. · CIK 0001462356 · SVP, GC and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 456,400

F4 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 28, 2022.

F5 · price: This transaction was executed in multiple trades at prices ranging from $170.92 to $171.91; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.

Read SEC document
October 01, 2023 Filed Oct 4, 2023 01:02 UTC Apple Inc. AAPL · Entity 2389 GrantRestricted Stock Unit · Derivative 58,408 $0.00 $0.00
Disclosure

SEC source: 0000320193-23-000088 · wk-form4_1696381345.xml · derivative · entry 8

Adams Katherine L. · CIK 0001462356 · SVP, GC and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,408

Underlying: Common Stock · 58,408 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock.

F13 · derivative.exercise_date: These performance-based restricted stock units are scheduled to vest on October 1, 2026, subject to the terms and conditions of the underlying award agreements. The "target" number of restricted stock units is reported. Between 0% and 200% of the target number of units may vest based on Apple's relative total shareholder return from the first day of Apple's fiscal year 2024 and ending with the last day of Apple's fiscal year 2026.

F13 · derivative.expiration_date: These performance-based restricted stock units are scheduled to vest on October 1, 2026, subject to the terms and conditions of the underlying award agreements. The "target" number of restricted stock units is reported. Between 0% and 200% of the target number of units may vest based on Apple's relative total shareholder return from the first day of Apple's fiscal year 2024 and ending with the last day of Apple's fiscal year 2026.

Read SEC document
October 01, 2023 Filed Oct 4, 2023 01:02 UTC Apple Inc. AAPL · Entity 2389 GrantRestricted Stock Unit · Derivative 58,408 $0.00 $0.00
Disclosure

SEC source: 0000320193-23-000088 · wk-form4_1696381345.xml · derivative · entry 7

Adams Katherine L. · CIK 0001462356 · SVP, GC and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,408

Underlying: Common Stock · 58,408 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock.

F12 · derivative.exercise_date: These restricted stock units are scheduled to vest as to one-third of the units on each of April 1, 2026, April 1, 2027, and April 1, 2028, subject to the terms and conditions of the underlying award agreements.

F12 · derivative.expiration_date: These restricted stock units are scheduled to vest as to one-third of the units on each of April 1, 2026, April 1, 2027, and April 1, 2028, subject to the terms and conditions of the underlying award agreements.

Read SEC document
October 01, 2023 Filed Oct 4, 2023 01:02 UTC Apple Inc. AAPL · Entity 2389 Exercise / conversionRestricted Stock Unit · Derivative 136,268 Not disclosed Not disclosed
Disclosure

SEC source: 0000320193-23-000088 · wk-form4_1696381345.xml · derivative · entry 6

Adams Katherine L. · CIK 0001462356 · SVP, GC and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 136,268 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock.

F2 · derivative.exercise_price: This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date.

F1 · price: Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock.

F2 · price: This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date.

F8 · derivative.exercise_date: This award was granted on September 27, 2020, for a target number of 89,064 RSUs. The award vested on October 1, 2023, applying a percentage of the target number of RSUs that was determined based on Apple's total shareholder return ("TSR") relative to the other companies in the S&P 500 from the first day of Apple's fiscal year 2021 and ending with the last day of Apple's fiscal year 2023.

F9 · derivative.exercise_date: TSR is calculated based on the change in a company's stock price during the performance period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock. In accordance with the terms of the award, the beginning value used for calculating TSR is the average closing stock price for the first 20 trading days of the performance period. Apple's beginning value was calculated to be $116.95. Similarly, the ending value used for calculating TSR is the average closing price for the final 20 trading days of the performance period. Apple's ending value was calculated to be $180.20.

F10 · derivative.exercise_date: This award provided that if Apple's relative TSR performance was ranked at or above the 85th percentile for companies in the S&P 500 for the performance period, 200% of the target number of RSUs vest. If Apple's performance was ranked at or above the 55th percentile, 100% of the target number of RSUs vest. If Apple's performance was ranked at or above the 25th percentile, 25% of the target number of RSUs vest, and if Apple's performance was ranked below the 25th percentile, 0% of the target number of RSUs vest. If Apple's performance was between these levels, the portion of the RSUs that vest would be determined on a straight-line basis (i.e., linearly interpolated) between the two nearest vesting percentages.

F11 · derivative.exercise_date: Apple's TSR for the three-year performance period was 54.09%, which ranked 141of the 480 companies that were included in the S&P 500 for the performance period and placed Apple in the 70.77th percentile. Therefore, 136,268 RSUs subject to performance requirements vested.

F8 · derivative.expiration_date: This award was granted on September 27, 2020, for a target number of 89,064 RSUs. The award vested on October 1, 2023, applying a percentage of the target number of RSUs that was determined based on Apple's total shareholder return ("TSR") relative to the other companies in the S&P 500 from the first day of Apple's fiscal year 2021 and ending with the last day of Apple's fiscal year 2023.

F9 · derivative.expiration_date: TSR is calculated based on the change in a company's stock price during the performance period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock. In accordance with the terms of the award, the beginning value used for calculating TSR is the average closing stock price for the first 20 trading days of the performance period. Apple's beginning value was calculated to be $116.95. Similarly, the ending value used for calculating TSR is the average closing price for the final 20 trading days of the performance period. Apple's ending value was calculated to be $180.20.

F10 · derivative.expiration_date: This award provided that if Apple's relative TSR performance was ranked at or above the 85th percentile for companies in the S&P 500 for the performance period, 200% of the target number of RSUs vest. If Apple's performance was ranked at or above the 55th percentile, 100% of the target number of RSUs vest. If Apple's performance was ranked at or above the 25th percentile, 25% of the target number of RSUs vest, and if Apple's performance was ranked below the 25th percentile, 0% of the target number of RSUs vest. If Apple's performance was between these levels, the portion of the RSUs that vest would be determined on a straight-line basis (i.e., linearly interpolated) between the two nearest vesting percentages.

F11 · derivative.expiration_date: Apple's TSR for the three-year performance period was 54.09%, which ranked 141of the 480 companies that were included in the S&P 500 for the performance period and placed Apple in the 70.77th percentile. Therefore, 136,268 RSUs subject to performance requirements vested.

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October 01, 2023 Filed Oct 4, 2023 01:02 UTC Apple Inc. AAPL · Entity 2389 Tax withholdingCommon Stock 70,732 $171.21 $12,110,025.72
Disclosure

SEC source: 0000320193-23-000088 · wk-form4_1696381345.xml · nonDerivative · entry 2

Adams Katherine L. · CIK 0001462356 · SVP, GC and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 482,250

F3 · security: Shares withheld by Apple to satisfy tax withholding requirements on vesting of RSUs.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.