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Nasdaq · USD

AAON

AAON, INC.

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Tapewire entity
130
SEC CIK
0000824142
Parsed reports
635

Last 12 months

Inside the activity.

5 purchase rows · 25 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202504
Dec 202530
Jan 202600
Feb 202600
Mar 202603
Apr 202607
May 2026010
Jun 202601
Jul 202600
Aug 202610
Sep 202610
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 02, 2018 Filed Jan 3, 2018 20:08 UTC
Asbjornson Scott MVice President, Finance & CFO
GrantCommon Stock, par value $.004 3,200 $0.00 $0.00
Disclosure

SEC source: 0000824142-18-000003 · wf-form4_151501011068932.xml · nonDerivative · entry 2

Asbjornson Scott M · CIK 0001556286 · Vice President, Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 863,179

F1 · shares: Equity award granted under the Issuer's 2016 Long-Term Incentive Plan, vesting ratably on each of the first five anniversaries of the date of the grant.

Read SEC document
January 02, 2018 Filed Jan 3, 2018 20:08 UTC
Asbjornson Scott MVice President, Finance & CFO
Tax withholdingCommon Stock, par value $.004 350 $36.95 $12,932.50
Disclosure

SEC source: 0000824142-18-000003 · wf-form4_151501011068932.xml · nonDerivative · entry 1

Asbjornson Scott M · CIK 0001556286 · Vice President, Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 859,979

Read SEC document
January 02, 2018 Filed Jan 3, 2018 20:08 UTC
Crews Mikel DVice President of Operations
GrantCommon Stock, par value $.004 1,800 $0.00 $0.00
Disclosure

SEC source: 0000824142-18-000001 · wf-form4_151501007006361.xml · nonDerivative · entry 2

Crews Mikel D · CIK 0001699252 · Vice President of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,831

F1 · shares: Equity award granted under the Issuer's 2016 Long-Term Incentive Plan, vesting ratably on each of the first five anniversaries of the date of the grant.

Read SEC document
January 02, 2018 Filed Jan 3, 2018 20:08 UTC
Crews Mikel DVice President of Operations
Tax withholdingCommon Stock, par value $.004 11 $36.95 $406.45
Disclosure

SEC source: 0000824142-18-000001 · wf-form4_151501007006361.xml · nonDerivative · entry 1

Crews Mikel D · CIK 0001699252 · Vice President of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,031

Read SEC document
January 02, 2018 Filed Jan 3, 2018 20:08 UTC
Thompson RebeccaChief Accounting Officer
GrantCommon Stock, par value $.004 1,300 $0.00 $0.00
Disclosure

SEC source: 0000824142-18-000002 · wf-form4_151501009253590.xml · nonDerivative · entry 2

Thompson Rebecca · CIK 0001565768 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,147

F1 · shares: Equity award granted under the Issuer's 2016 Long-Term Incentive Plan, vesting ratably on each of the first five anniversaries of the date of the grant.

Read SEC document
January 02, 2018 Filed Jan 3, 2018 20:08 UTC
Thompson RebeccaChief Accounting Officer
Tax withholdingCommon Stock, par value $.004 635 $36.95 $23,463.25
Disclosure

SEC source: 0000824142-18-000002 · wf-form4_151501009253590.xml · nonDerivative · entry 1

Thompson Rebecca · CIK 0001565768 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,847

Read SEC document
January 02, 2018 Filed Jan 5, 2018 18:29 UTC
Fields Gary DDirector · President
GrantCommon Stock, par value $.004 6,000 $0.00 $0.00
Disclosure

SEC source: 0000824142-18-000012 · wf-form4_151517693740688.xml · nonDerivative · entry 1

Fields Gary D · CIK 0001642826 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,601

F1 · shares: Equity award granted under the Issuer's 2016 Long-Term Incentive Plan, vesting ratably on each of the first five anniversaries of the date of the grant.

Read SEC document
December 28, 2017 Filed Dec 28, 2017 23:46 UTC
Thompson RebeccaChief Accounting Officer
Tax withholdingCommon Stock, par value $.004 335 $36.80 $12,328.00
Disclosure

SEC source: 0000824142-17-000164 · wf-form4_151450476913378.xml · nonDerivative · entry 1

Thompson Rebecca · CIK 0001565768 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,482

Read SEC document
December 12, 2017 Filed Dec 14, 2017 16:12 UTC
ASBJORNSON NORMAN HDirector · CEO · 10% owner
GiftCommon Stock, par value $.004 390 $0.00 $0.00
Disclosure

SEC source: 0000824142-17-000162 · wf-form4_151326793767997.xml · nonDerivative · entry 1

ASBJORNSON NORMAN H · CIK 0000903063 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,134,994

Read SEC document
December 01, 2017 Filed Dec 4, 2017 19:28 UTC
Fields Gary DDirector · President
Tax withholdingCommon Stock, par value $.004 36 $36.35 $1,308.60
Disclosure

SEC source: 0000824142-17-000160 · wf-form4_151241570416651.xml · nonDerivative · entry 1

Fields Gary D · CIK 0001642826 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,601

Read SEC document
November 30, 2017 Filed Dec 1, 2017 14:53 UTC
SHEFFIELD KATHY ISr. Vice President Admin/Treas
Tax withholdingCommon Stock, par value $.004 3,829 $36.45 $139,567.05
Disclosure

SEC source: 0000824142-17-000158 · wf-form4_151214002572596.xml · nonDerivative · entry 1

SHEFFIELD KATHY I · CIK 0001211652 · Sr. Vice President Admin/Treas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,072

Read SEC document
November 04, 2017 Filed Nov 6, 2017 15:32 UTC
Crews Mikel DVice President of Operations
Tax withholdingCommon Stock, par value $.004 508 $34.45 $17,500.60
Disclosure

SEC source: 0000824142-17-000150 · wf-form4_150998233894968.xml · nonDerivative · entry 1

Crews Mikel D · CIK 0001699252 · Vice President of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,042

Read SEC document
September 30, 2017 Filed Oct 2, 2017 14:09 UTC
Crews Mikel DVice President of Operations
Tax withholdingCommon Stock, par value $.004 15 $34.47 $517.05
Disclosure

SEC source: 0000824142-17-000142 · wf-form4_150695336048084.xml · nonDerivative · entry 1

Crews Mikel D · CIK 0001699252 · Vice President of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,550

Read SEC document
September 08, 2017 Filed Sep 11, 2017 13:01 UTC
Asbjornson Scott MVice President, Finance & CFO
GiftCommon Stock, par value $.004 436 $0.00 $0.00
Disclosure

SEC source: 0000824142-17-000140 · wf-form4_150513489535691.xml · nonDerivative · entry 1

Asbjornson Scott M · CIK 0001556286 · Vice President, Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 860,329

Read SEC document
September 08, 2017 Filed Sep 11, 2017 13:00 UTC
ASBJORNSON NORMAN HDirector · CEO · 10% owner
GiftCommon Stock, par value $.004 872 $0.00 $0.00
Disclosure

SEC source: 0000824142-17-000138 · wf-form4_150513479830502.xml · nonDerivative · entry 2

ASBJORNSON NORMAN H · CIK 0000903063 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Trustee of trusts

Disclosed balance after: 553,288

Read SEC document
September 08, 2017 Filed Sep 11, 2017 13:00 UTC
ASBJORNSON NORMAN HDirector · CEO · 10% owner
GiftCommon Stock, par value $.004 2,180 $0.00 $0.00
Disclosure

SEC source: 0000824142-17-000138 · wf-form4_150513479830502.xml · nonDerivative · entry 1

ASBJORNSON NORMAN H · CIK 0000903063 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,135,384

Read SEC document
September 07, 2017 Filed Sep 8, 2017 16:26 UTC
Short Jack EDirector
SaleCommon Stock, par value $.004 5,062 $31.91 $161,528.42
Disclosure

SEC source: 0000824142-17-000136 · wf-form4_150488796104244.xml · nonDerivative · entry 1

Short Jack E · CIK 0001298826 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,336

F1 · price: This transaction was executed in multiple trades at prices ranging from $31.90 to $31.95. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 15, 2017 Filed Aug 18, 2017 13:56 UTC
Thompson RebeccaChief Accounting Officer
OtherCommon Stock, par value $.004 292 $32.70 $9,548.40
Disclosure

SEC source: 0000824142-17-000134 · wf-form4_150306460316812.xml · nonDerivative · entry 1

Thompson Rebecca · CIK 0001565768 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · 401(k) Plan

Disclosed balance after: 0

Read SEC document
August 13, 2017 Filed Aug 14, 2017 15:48 UTC
Asbjornson Scott MVice President, Finance & CFO
Tax withholdingCommon Stock, par value $.004 272 $33.10 $9,003.20
Disclosure

SEC source: 0000824142-17-000132 · wf-form4_150272572582632.xml · nonDerivative · entry 1

Asbjornson Scott M · CIK 0001556286 · Vice President, Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 859,893

Read SEC document
August 13, 2017 Filed Aug 14, 2017 15:46 UTC
SHEFFIELD KATHY ISr. Vice President Admin/Treas
Tax withholdingCommon Stock, par value $.004 272 $33.10 $9,003.20
Disclosure

SEC source: 0000824142-17-000130 · wf-form4_150272559550945.xml · nonDerivative · entry 1

SHEFFIELD KATHY I · CIK 0001211652 · Sr. Vice President Admin/Treas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,901

Read SEC document
August 13, 2017 Filed Aug 14, 2017 15:43 UTC
Neale SamVice President
Tax withholdingCommon Stock, par value $.004 220 $33.10 $7,282.00
Disclosure

SEC source: 0000824142-17-000128 · wf-form4_150272541601864.xml · nonDerivative · entry 1

Neale Sam · CIK 0001643429 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,463

Read SEC document
July 01, 2017 Filed Jul 5, 2017 13:01 UTC
Thompson RebeccaChief Accounting Officer
Tax withholdingCommon Stock, par value $.004 339 $36.85 $12,492.15
Disclosure

SEC source: 0000824142-17-000120 · wf-form4_149925967800199.xml · nonDerivative · entry 1

Thompson Rebecca · CIK 0001565768 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,817

Read SEC document
June 30, 2017 Filed Jul 5, 2017 12:59 UTC
Crews Mikel DVice President of Operations
Tax withholdingCommon Stock, par value $.004 12 $36.85 $442.20
Disclosure

SEC source: 0000824142-17-000118 · wf-form4_149925955534203.xml · nonDerivative · entry 1

Crews Mikel D · CIK 0001699252 · Vice President of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,565

Read SEC document
June 06, 2017 Filed Jun 7, 2017 14:40 UTC
Asbjornson Scott MVice President, Finance & CFO
Exercise / conversionStock Option (Right to Buy) · Derivative 1,336 $22.15 Strike: $22.15 $29,592.40
Disclosure

SEC source: 0000824142-17-000116 · wf-form4_149684642579732.xml · derivative · entry 11

Asbjornson Scott M · CIK 0001556286 · Vice President, Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,344

Underlying: Common Stock · 1,336 shares

Expires 2026-01-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 06, 2017 Filed Jun 7, 2017 14:40 UTC
Asbjornson Scott MVice President, Finance & CFO
Exercise / conversionStock Option (Right to Buy) · Derivative 1,922 $21.93 Strike: $21.93 $42,149.46
Disclosure

SEC source: 0000824142-17-000116 · wf-form4_149684642579732.xml · derivative · entry 10

Asbjornson Scott M · CIK 0001556286 · Vice President, Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,883

Underlying: Common Stock · 1,922 shares

Expires 2025-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 06, 2017 Filed Jun 7, 2017 14:40 UTC
Asbjornson Scott MVice President, Finance & CFO
Exercise / conversionStock Option (Right to Buy) · Derivative 4,500 $8.65 Strike: $8.65 $38,925.00
Disclosure

SEC source: 0000824142-17-000116 · wf-form4_149684642579732.xml · derivative · entry 9

Asbjornson Scott M · CIK 0001556286 · Vice President, Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,500 shares

Expires 2022-05-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 06, 2017 Filed Jun 7, 2017 14:40 UTC
Asbjornson Scott MVice President, Finance & CFO
SaleCommon Stock, par value $.004 3,258 $36.64 $119,357.48
Disclosure

SEC source: 0000824142-17-000116 · wf-form4_149684642579732.xml · nonDerivative · entry 6

Asbjornson Scott M · CIK 0001556286 · Vice President, Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 860,165

Read SEC document
June 06, 2017 Filed Jun 7, 2017 14:40 UTC
Asbjornson Scott MVice President, Finance & CFO
Exercise / conversionCommon Stock, par value $.004 1,336 $22.15 $29,592.40
Disclosure

SEC source: 0000824142-17-000116 · wf-form4_149684642579732.xml · nonDerivative · entry 5

Asbjornson Scott M · CIK 0001556286 · Vice President, Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 863,423

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 06, 2017 Filed Jun 7, 2017 14:40 UTC
Asbjornson Scott MVice President, Finance & CFO
Exercise / conversionCommon Stock, par value $.004 1,922 $21.93 $42,149.46
Disclosure

SEC source: 0000824142-17-000116 · wf-form4_149684642579732.xml · nonDerivative · entry 4

Asbjornson Scott M · CIK 0001556286 · Vice President, Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 862,087

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 06, 2017 Filed Jun 7, 2017 14:40 UTC
Asbjornson Scott MVice President, Finance & CFO
SaleCommon Stock, par value $.004 4,500 $36.75 $165,380.40
Disclosure

SEC source: 0000824142-17-000116 · wf-form4_149684642579732.xml · nonDerivative · entry 3

Asbjornson Scott M · CIK 0001556286 · Vice President, Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 860,165

F1 · price: This transaction was executed in multiple trades at prices ranging from $36.705 to $36.7534. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
June 06, 2017 Filed Jun 7, 2017 14:40 UTC
Asbjornson Scott MVice President, Finance & CFO
Exercise / conversionCommon Stock, par value $.004 4,500 $8.65 $38,925.00
Disclosure

SEC source: 0000824142-17-000116 · wf-form4_149684642579732.xml · nonDerivative · entry 2

Asbjornson Scott M · CIK 0001556286 · Vice President, Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 864,665

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 06, 2017 Filed Jun 7, 2017 14:40 UTC
Asbjornson Scott MVice President, Finance & CFO
SaleCommon Stock, par value $.004 2,057 $36.73 $75,543.33
Disclosure

SEC source: 0000824142-17-000116 · wf-form4_149684642579732.xml · nonDerivative · entry 1

Asbjornson Scott M · CIK 0001556286 · Vice President, Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 860,165

Read SEC document
May 26, 2017 Filed May 30, 2017 16:25 UTC
SHEFFIELD KATHY ISr. Vice President Admin/Treas
OtherCommon Stock, par value $.004 177 $36.55 $6,469.35
Disclosure

SEC source: 0000824142-17-000112 · wf-form4_149616152540922.xml · nonDerivative · entry 1

SHEFFIELD KATHY I · CIK 0001211652 · Sr. Vice President Admin/Treas

10b5-1 filing: Not disclosed

Ownership: Indirect · 401(k) Plan

Disclosed balance after: 6

Read SEC document
May 20, 2017 Filed May 22, 2017 21:54 UTC
SHEFFIELD KATHY ISr. Vice President Admin/Treas
Tax withholdingCommon Stock, par value $.004 579 $36.65 $21,220.35
Disclosure

SEC source: 0000824142-17-000109 · wf-form4_149549006449399.xml · nonDerivative · entry 1

SHEFFIELD KATHY I · CIK 0001211652 · Sr. Vice President Admin/Treas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,173

Read SEC document
May 20, 2017 Filed May 22, 2017 21:54 UTC
ASBJORNSON NORMAN HDirector · CEO · 10% owner
Tax withholdingCommon Stock, par value $.004 3,068 $36.65 $112,442.20
Disclosure

SEC source: 0000824142-17-000108 · wf-form4_149549004379894.xml · nonDerivative · entry 1

ASBJORNSON NORMAN H · CIK 0000903063 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,137,564

Read SEC document
May 20, 2017 Filed May 22, 2017 21:53 UTC
Asbjornson Scott MVice President, Finance & CFO
Tax withholdingCommon Stock, par value $.004 578 $36.65 $21,183.70
Disclosure

SEC source: 0000824142-17-000107 · wf-form4_149549002421336.xml · nonDerivative · entry 1

Asbjornson Scott M · CIK 0001556286 · Vice President, Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 862,222

Read SEC document
May 20, 2017 Filed May 22, 2017 21:53 UTC
Thompson RebeccaChief Accounting Officer
Tax withholdingCommon Stock, par value $.004 408 $36.65 $14,953.20
Disclosure

SEC source: 0000824142-17-000106 · wf-form4_149549000500478.xml · nonDerivative · entry 1

Thompson Rebecca · CIK 0001565768 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,156

Read SEC document
May 20, 2017 Filed May 22, 2017 21:53 UTC
Neale SamVice President
Tax withholdingCommon Stock, par value $.004 360 $36.65 $13,194.00
Disclosure

SEC source: 0000824142-17-000105 · wf-form4_149548998681387.xml · nonDerivative · entry 1

Neale Sam · CIK 0001643429 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,683

Read SEC document
May 16, 2017 Filed May 16, 2017 21:46 UTC
Short Jack EDirector
GrantCommon Stock, par value $.004 5,062 $0.00 $0.00
Disclosure

SEC source: 0000824142-17-000091 · wf-form4_149497116088739.xml · nonDerivative · entry 1

Short Jack E · CIK 0001298826 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,398

F1 · shares: Restricted Stock Grant, vesting ratably over three years.

Read SEC document
May 16, 2017 Filed May 16, 2017 21:46 UTC GrantCommon Stock, par value $.004 5,062 $0.00 $0.00
Disclosure

SEC source: 0000824142-17-000093 · wf-form4_149497119787094.xml · nonDerivative · entry 1

Lackey Paul K Jr · CIK 0001408648 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,923

F1 · shares: Restricted Stock Grant, vesting ratably over three years.

Read SEC document
May 16, 2017 Filed May 16, 2017 21:47 UTC GrantCommon Stock, par value $.004 5,062 $0.00 $0.00
Disclosure

SEC source: 0000824142-17-000095 · wf-form4_149497123290180.xml · nonDerivative · entry 1

Kouplen Angela · CIK 0001675087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,124

F1 · shares: Restricted Stock Grant, vesting ratably over three years.

Read SEC document
May 16, 2017 Filed May 16, 2017 21:47 UTC
Fields Gary DDirector · President
Tax withholdingCommon Stock, par value $.004 1,054 $36.65 $38,629.10
Disclosure

SEC source: 0000824142-17-000094 · wf-form4_149497121543759.xml · nonDerivative · entry 2

Fields Gary D · CIK 0001642826 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,637

Read SEC document
May 16, 2017 Filed May 16, 2017 21:47 UTC
Fields Gary DDirector · President
GrantCommon Stock, par value $.004 5,062 $0.00 $0.00
Disclosure

SEC source: 0000824142-17-000094 · wf-form4_149497121543759.xml · nonDerivative · entry 1

Fields Gary D · CIK 0001642826 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,691

F1 · shares: Restricted Stock Grant, vesting ratably over three years.

Read SEC document
May 16, 2017 Filed May 16, 2017 21:46 UTC
ASBJORNSON NORMAN HDirector · CEO · 10% owner
Tax withholdingCommon Stock, par value $.004 1,594 $36.65 $58,420.10
Disclosure

SEC source: 0000824142-17-000092 · wf-form4_149497118032536.xml · nonDerivative · entry 2

ASBJORNSON NORMAN H · CIK 0000903063 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,140,632

Read SEC document
May 16, 2017 Filed May 16, 2017 21:46 UTC
ASBJORNSON NORMAN HDirector · CEO · 10% owner
GrantCommon Stock, par value $.004 5,062 $0.00 $0.00
Disclosure

SEC source: 0000824142-17-000092 · wf-form4_149497118032536.xml · nonDerivative · entry 1

ASBJORNSON NORMAN H · CIK 0000903063 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,142,226

F1 · shares: Restricted Stock Grant, vesting ratably over three years.

Read SEC document
May 16, 2017 Filed May 16, 2017 21:45 UTC GrantCommon Stock, par value $.004 5,062 $0.00 $0.00
Disclosure

SEC source: 0000824142-17-000090 · wf-form4_149497113888153.xml · nonDerivative · entry 1

McElroy A H II · CIK 0001408104 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,923

F1 · shares: Restricted Stock Grant, vesting ratably over three years.

Read SEC document
April 01, 2017 Filed Apr 3, 2017 18:56 UTC
Thompson RebeccaChief Accounting Officer
Tax withholdingCommon Stock, par value $.004 400 $35.35 $14,140.00
Disclosure

SEC source: 0000824142-17-000069 · wf-form4_149124580494813.xml · nonDerivative · entry 1

Thompson Rebecca · CIK 0001565768 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,564

Read SEC document
March 31, 2017 Filed Apr 3, 2017 16:47 UTC
Crews Mikel DVice President of Operations
Tax withholdingCommon Stock, par value $.004 16 $35.35 $565.60
Disclosure

SEC source: 0000824142-17-000067 · wf-form4_149123801753654.xml · nonDerivative · entry 1

Crews Mikel D · CIK 0001699252 · Vice President of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,577

Read SEC document
March 16, 2017 Filed Mar 16, 2017 18:36 UTC
Thompson RebeccaChief Accounting Officer
SaleCommon Stock, par value $.004 1,370 $36.50 $50,005.00
Disclosure

SEC source: 0000824142-17-000063 · wf-form4_148968937938749.xml · nonDerivative · entry 1

Thompson Rebecca · CIK 0001565768 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,964

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March 16, 2017 Filed Mar 17, 2017 14:51 UTC
SHEFFIELD KATHY ISr. Vice President Admin/Treas
Exercise / conversionStock Option (Right to Buy) · Derivative 5,000 $4.54 Strike: $4.54 $22,700.00
Disclosure

SEC source: 0000824142-17-000065 · wf-form4_148976228457728.xml · derivative · entry 6

SHEFFIELD KATHY I · CIK 0001211652 · Sr. Vice President Admin/Treas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2019-03-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.