Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
AAON, INC.
Report date November 30, 2017 · Filed December 01, 2017
Section 16 reporting ended · disclosed 2017-12-01. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $.004SEC Table I · non-derivative | Direct | 22,072 |
Reported balance
After 2017-11-30 transaction · row 1
1 source rowRow 1 · 2017-11-30 · Tax withholding · Disposed 3,829 · Balance 22,072 |
| Common Stock, par value $.004SEC Table I · non-derivative | Indirect401(k) Plan | 8 |
Reported balance
Holding disclosure · report date 2017-11-30 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 8 |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $6.89 · Expires 2020-05-25 | Direct | 18,750 |
Reported balance
Holding disclosure · report date 2017-11-30 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 18,750 |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $8.65 · Expires 2022-05-15 | Direct | 22,500 |
Reported balance
Holding disclosure · report date 2017-11-30 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 22,500 |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $21.93 · Expires 2025-01-02 | Direct | 4,805 |
Reported balance
Holding disclosure · report date 2017-11-30 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 4,805 |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $22.15 · Expires 2026-01-04 | Direct | 6,680 |
Reported balance
Holding disclosure · report date 2017-11-30 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 6,680 |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $34.10 · Expires 2027-01-04 | Direct | 24,700 |
Reported balance
Holding disclosure · report date 2017-11-30 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 24,700 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 30, 2017 Filed Dec 1, 2017 14:53 UTC | AAON, INC. AAON · Entity 130 | Tax withholdingCommon Stock, par value $.004 | 3,829 | $36.45 | $139,567.05 |
DisclosureSEC source: 0000824142-17-000158 · wf-form4_151214002572596.xml · nonDerivative · entry 1 SHEFFIELD KATHY I · CIK 0001211652 · Sr. Vice President Admin/Treas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,072 Read SEC document |
| August 13, 2017 Filed Aug 14, 2017 15:46 UTC | AAON, INC. AAON · Entity 130 | Tax withholdingCommon Stock, par value $.004 | 272 | $33.10 | $9,003.20 |
DisclosureSEC source: 0000824142-17-000130 · wf-form4_150272559550945.xml · nonDerivative · entry 1 SHEFFIELD KATHY I · CIK 0001211652 · Sr. Vice President Admin/Treas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,901 Read SEC document |
| May 26, 2017 Filed May 30, 2017 16:25 UTC | AAON, INC. AAON · Entity 130 | OtherCommon Stock, par value $.004 | 177 | $36.55 | $6,469.35 |
DisclosureSEC source: 0000824142-17-000112 · wf-form4_149616152540922.xml · nonDerivative · entry 1 SHEFFIELD KATHY I · CIK 0001211652 · Sr. Vice President Admin/Treas 10b5-1 filing: Not disclosed Ownership: Indirect · 401(k) Plan Disclosed balance after: 6 Read SEC document |
| May 20, 2017 Filed May 22, 2017 21:54 UTC | AAON, INC. AAON · Entity 130 | Tax withholdingCommon Stock, par value $.004 | 579 | $36.65 | $21,220.35 |
DisclosureSEC source: 0000824142-17-000109 · wf-form4_149549006449399.xml · nonDerivative · entry 1 SHEFFIELD KATHY I · CIK 0001211652 · Sr. Vice President Admin/Treas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,173 Read SEC document |
| March 16, 2017 Filed Mar 17, 2017 14:51 UTC | AAON, INC. AAON · Entity 130 | Exercise / conversionStock Option (Right to Buy) · Derivative | 5,000 | $4.54 Strike: $4.54 | $22,700.00 |
DisclosureSEC source: 0000824142-17-000065 · wf-form4_148976228457728.xml · derivative · entry 6 SHEFFIELD KATHY I · CIK 0001211652 · Sr. Vice President Admin/Treas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2019-03-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 16, 2017 Filed Mar 17, 2017 14:51 UTC | AAON, INC. AAON · Entity 130 | Exercise / conversionStock Option (Right to Buy) · Derivative | 15,000 | $6.89 Strike: $6.89 | $103,350.00 |
DisclosureSEC source: 0000824142-17-000065 · wf-form4_148976228457728.xml · derivative · entry 5 SHEFFIELD KATHY I · CIK 0001211652 · Sr. Vice President Admin/Treas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,750 Underlying: Common Stock · 15,000 shares Expires 2020-05-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 16, 2017 Filed Mar 17, 2017 14:51 UTC | AAON, INC. AAON · Entity 130 | OtherCommon Stock, par value $.004 | 17,110 | $36.55 | $625,370.50 |
DisclosureSEC source: 0000824142-17-000065 · wf-form4_148976228457728.xml · nonDerivative · entry 4 SHEFFIELD KATHY I · CIK 0001211652 · Sr. Vice President Admin/Treas 10b5-1 filing: Not disclosed Ownership: Indirect · 401(k) Plan Disclosed balance after: 0 Read SEC document |
| March 16, 2017 Filed Mar 17, 2017 14:51 UTC | AAON, INC. AAON · Entity 130 | SaleCommon Stock, par value $.004 | 20,000 | $36.53 | $730,600.00 |
DisclosureSEC source: 0000824142-17-000065 · wf-form4_148976228457728.xml · nonDerivative · entry 3 SHEFFIELD KATHY I · CIK 0001211652 · Sr. Vice President Admin/Treas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,752 Read SEC document |
| March 16, 2017 Filed Mar 17, 2017 14:51 UTC | AAON, INC. AAON · Entity 130 | Exercise / conversionCommon Stock, par value $.004 | 5,000 | $4.54 | $22,700.00 |
DisclosureSEC source: 0000824142-17-000065 · wf-form4_148976228457728.xml · nonDerivative · entry 2 SHEFFIELD KATHY I · CIK 0001211652 · Sr. Vice President Admin/Treas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,752 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 16, 2017 Filed Mar 17, 2017 14:51 UTC | AAON, INC. AAON · Entity 130 | Exercise / conversionCommon Stock, par value $.004 | 15,000 | $6.89 | $103,350.00 |
DisclosureSEC source: 0000824142-17-000065 · wf-form4_148976228457728.xml · nonDerivative · entry 1 SHEFFIELD KATHY I · CIK 0001211652 · Sr. Vice President Admin/Treas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,752 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 04, 2017 Filed Jan 5, 2017 16:28 UTC | AAON, INC. AAON · Entity 130 | GrantStock Option (Right to Buy) · Derivative | 24,700 | $0.00 Strike: $34.10 | $0.00 |
DisclosureSEC source: 0000824142-17-000022 · wf-form4_148363372012809.xml · derivative · entry 4 SHEFFIELD KATHY I · CIK 0001211652 · Sr. Vice President Admin/Treas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,700 Underlying: Common Stock · 24,700 shares Expires 2027-01-04 F2 · shares: This stock option is granted under the Issuer's 2016 Long Term Incentive Plan and is exercisable ratably on each of the first five anniversaries of the date of the grant. Read SEC document |
| January 04, 2017 Filed Jan 5, 2017 16:28 UTC | AAON, INC. AAON · Entity 130 | Tax withholdingCommon Stock, par value $.004 | 460 | $34.10 | $15,686.00 |
DisclosureSEC source: 0000824142-17-000022 · wf-form4_148363372012809.xml · nonDerivative · entry 2 SHEFFIELD KATHY I · CIK 0001211652 · Sr. Vice President Admin/Treas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,752 Read SEC document |
| January 04, 2017 Filed Jan 5, 2017 16:28 UTC | AAON, INC. AAON · Entity 130 | GrantCommon Stock, par value $.004 | 680 | $0.00 | $0.00 |
DisclosureSEC source: 0000824142-17-000022 · wf-form4_148363372012809.xml · nonDerivative · entry 1 SHEFFIELD KATHY I · CIK 0001211652 · Sr. Vice President Admin/Treas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,212 F1 · shares: Restricted Stock Grant, vesting ratably over five years Read SEC document |
| January 02, 2017 Filed Jan 3, 2017 18:02 UTC | AAON, INC. AAON · Entity 130 | Tax withholdingCommon Stock, par value $.004 | 353 | $33.05 | $11,666.65 |
DisclosureSEC source: 0000824142-17-000002 · wf-form4_148346656411583.xml · nonDerivative · entry 2 SHEFFIELD KATHY I · CIK 0001211652 · Sr. Vice President Admin/Treas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,532 Read SEC document |
| December 15, 2016 Filed Dec 16, 2016 20:31 UTC | AAON, INC. AAON · Entity 130 | Exercise / conversionStock Option (Right to Buy) · Derivative | 10,125 | $5.03 Strike: $5.03 | $50,928.75 |
DisclosureSEC source: 0000824142-16-000249 · wf-form4_148192028570015.xml · derivative · entry 4 SHEFFIELD KATHY I · CIK 0001211652 · Sr. Vice President Admin/Treas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,125 shares Expires 2018-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 15, 2016 Filed Dec 16, 2016 20:31 UTC | AAON, INC. AAON · Entity 130 | SaleCommon Stock, par value $.004 | 10,125 | $32.77 | $331,752.71 |
DisclosureSEC source: 0000824142-16-000249 · wf-form4_148192028570015.xml · nonDerivative · entry 2 SHEFFIELD KATHY I · CIK 0001211652 · Sr. Vice President Admin/Treas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,885 F1 · price: This transaction was executed in multiple trades at prices ranging from $32.50 to $32.90. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| December 15, 2016 Filed Dec 16, 2016 20:31 UTC | AAON, INC. AAON · Entity 130 | Exercise / conversionCommon Stock, par value $.004 | 10,125 | $5.03 | $50,928.75 |
DisclosureSEC source: 0000824142-16-000249 · wf-form4_148192028570015.xml · nonDerivative · entry 1 SHEFFIELD KATHY I · CIK 0001211652 · Sr. Vice President Admin/Treas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,010 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 15, 2016 Filed Jan 3, 2017 18:02 UTC | AAON, INC. AAON · Entity 130 | OtherCommon Stock, par value $.004 | 12,369 | $32.75 | $405,084.75 |
DisclosureSEC source: 0000824142-17-000002 · wf-form4_148346656411583.xml · nonDerivative · entry 1 SHEFFIELD KATHY I · CIK 0001211652 · Sr. Vice President Admin/Treas 10b5-1 filing: Not disclosed Ownership: Indirect · 401(k) Plan Disclosed balance after: 16,470 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.