Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AAON, INC.AAON · Entity 130 | Vice President | March 13, 2018 | March 14, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AAON, INC.
Report date March 13, 2018 · Filed March 14, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $.004SEC Table I · non-derivative | Direct | 28,528 |
Ending reported balance
After 2018-03-13 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2018-03-13 · Exercise / conversion · Acquired 5,000 · Balance 33,528 Row 2 · 2018-03-13 · Sale · Disposed 5,000 · Balance 28,528 F1: This transaction was executed in multiple trades at prices ranging from $38.10 to $38.55. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $34.10 · Expires 2027-01-04 | Direct | 26,780 |
Reported balance
After 2018-03-13 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2018-03-13 · Exercise / conversion · Disposed 5,000 · Balance 26,780 F1: This transaction was executed in multiple trades at prices ranging from $38.10 to $38.55. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $21.93 · Expires 2025-01-02 | Direct | 1,600 |
Reported balance
Holding disclosure · report date 2018-03-13 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 1,600 |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $22.15 · Expires 2026-01-04 | Direct | 2,547 |
Reported balance
Holding disclosure · report date 2018-03-13 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 2,547 |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $36.95 · Expires 2028-01-02 | Direct | 35,600 |
Reported balance
Holding disclosure · report date 2018-03-13 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 35,600 |
| Common Stock, par value $.004SEC Table I · non-derivative | Indirect401(k) Plan | 2,927 |
Reported balance
Holding disclosure · report date 2018-03-13 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 2,927 |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was executed in multiple trades at prices ranging from $38.10 to $38.55. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 13, 2018 Filed Mar 14, 2018 19:17 UTC | AAON, INC. AAON · Entity 130 | Exercise / conversionStock Option (Right to Buy) · Derivative | 5,000 | $38.38 Strike: $34.10 | $191,900.00 |
DisclosureSEC source: 0000824142-18-000027 · wf-form4_152105502293048.xml · derivative · entry 6 Neale Sam · CIK 0001643429 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,780 Underlying: Common Stock · 5,000 shares Expires 2027-01-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: This transaction was executed in multiple trades at prices ranging from $38.10 to $38.55. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 13, 2018 Filed Mar 14, 2018 19:17 UTC | AAON, INC. AAON · Entity 130 | SaleCommon Stock, par value $.004 | 5,000 | $38.38 | $191,900.00 |
DisclosureSEC source: 0000824142-18-000027 · wf-form4_152105502293048.xml · nonDerivative · entry 2 Neale Sam · CIK 0001643429 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,528 F1 · price: This transaction was executed in multiple trades at prices ranging from $38.10 to $38.55. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 13, 2018 Filed Mar 14, 2018 19:17 UTC | AAON, INC. AAON · Entity 130 | Exercise / conversionCommon Stock, par value $.004 | 5,000 | $34.10 | $170,500.00 |
DisclosureSEC source: 0000824142-18-000027 · wf-form4_152105502293048.xml · nonDerivative · entry 1 Neale Sam · CIK 0001643429 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,528 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 05, 2018 Filed Mar 6, 2018 15:22 UTC | AAON, INC. AAON · Entity 130 | Exercise / conversionStock Option (Right to Buy) · Derivative | 1,695 | $35.60 Strike: $34.10 | $60,342.00 |
DisclosureSEC source: 0000824142-18-000026 · wf-form4_152034972888806.xml · derivative · entry 10 Neale Sam · CIK 0001643429 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,780 Underlying: Common Stock · 1,695 shares Expires 2027-01-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: This transaction was executed in multiple trades at prices ranging from $35.53 to $35.70. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 05, 2018 Filed Mar 6, 2018 15:22 UTC | AAON, INC. AAON · Entity 130 | Exercise / conversionStock Option (Right to Buy) · Derivative | 845 | $35.60 Strike: $22.15 | $30,082.00 |
DisclosureSEC source: 0000824142-18-000026 · wf-form4_152034972888806.xml · derivative · entry 9 Neale Sam · CIK 0001643429 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,547 Underlying: Common Stock · 845 shares Expires 2026-01-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: This transaction was executed in multiple trades at prices ranging from $35.53 to $35.70. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 05, 2018 Filed Mar 6, 2018 15:22 UTC | AAON, INC. AAON · Entity 130 | Exercise / conversionStock Option (Right to Buy) · Derivative | 800 | $35.60 Strike: $21.93 | $28,480.00 |
DisclosureSEC source: 0000824142-18-000026 · wf-form4_152034972888806.xml · derivative · entry 8 Neale Sam · CIK 0001643429 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,600 Underlying: Common Stock · 800 shares Expires 2025-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: This transaction was executed in multiple trades at prices ranging from $35.53 to $35.70. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 05, 2018 Filed Mar 6, 2018 15:22 UTC | AAON, INC. AAON · Entity 130 | Exercise / conversionStock Option (Right to Buy) · Derivative | 4,500 | $35.60 Strike: $8.65 | $160,200.00 |
DisclosureSEC source: 0000824142-18-000026 · wf-form4_152034972888806.xml · derivative · entry 7 Neale Sam · CIK 0001643429 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,500 shares Expires 2022-05-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: This transaction was executed in multiple trades at prices ranging from $35.53 to $35.70. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 05, 2018 Filed Mar 6, 2018 15:22 UTC | AAON, INC. AAON · Entity 130 | SaleCommon Stock, par value $.004 | 7,840 | $35.60 | $279,104.00 |
DisclosureSEC source: 0000824142-18-000026 · wf-form4_152034972888806.xml · nonDerivative · entry 5 Neale Sam · CIK 0001643429 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,528 F1 · price: This transaction was executed in multiple trades at prices ranging from $35.53 to $35.70. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 05, 2018 Filed Mar 6, 2018 15:22 UTC | AAON, INC. AAON · Entity 130 | Exercise / conversionCommon Stock, par value $.004 | 1,695 | $34.10 | $57,799.50 |
DisclosureSEC source: 0000824142-18-000026 · wf-form4_152034972888806.xml · nonDerivative · entry 4 Neale Sam · CIK 0001643429 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,368 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 05, 2018 Filed Mar 6, 2018 15:22 UTC | AAON, INC. AAON · Entity 130 | Exercise / conversionCommon Stock, par value $.004 | 845 | $22.15 | $18,716.75 |
DisclosureSEC source: 0000824142-18-000026 · wf-form4_152034972888806.xml · nonDerivative · entry 3 Neale Sam · CIK 0001643429 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,673 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 05, 2018 Filed Mar 6, 2018 15:22 UTC | AAON, INC. AAON · Entity 130 | Exercise / conversionCommon Stock, par value $.004 | 800 | $21.93 | $17,544.00 |
DisclosureSEC source: 0000824142-18-000026 · wf-form4_152034972888806.xml · nonDerivative · entry 2 Neale Sam · CIK 0001643429 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,828 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 05, 2018 Filed Mar 6, 2018 15:22 UTC | AAON, INC. AAON · Entity 130 | Exercise / conversionCommon Stock, par value $.004 | 4,500 | $8.65 | $38,925.00 |
DisclosureSEC source: 0000824142-18-000026 · wf-form4_152034972888806.xml · nonDerivative · entry 1 Neale Sam · CIK 0001643429 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,028 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 04, 2018 Filed Jan 5, 2018 18:28 UTC | AAON, INC. AAON · Entity 130 | Tax withholdingCommon Stock, par value $.004 | 585 | $37.45 | $21,908.25 |
DisclosureSEC source: 0000824142-18-000011 · wf-form4_151517692093263.xml · nonDerivative · entry 1 Neale Sam · CIK 0001643429 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,528 Read SEC document |
| January 02, 2018 Filed Jan 3, 2018 20:09 UTC | AAON, INC. AAON · Entity 130 | GrantCommon Stock, par value $.004 | 6,900 | $0.00 | $0.00 |
DisclosureSEC source: 0000824142-18-000004 · wf-form4_151501012989050.xml · nonDerivative · entry 2 Neale Sam · CIK 0001643429 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,113 F1 · shares: Equity award granted under the Issuer's 2016 Long-Term Incentive Plan, vesting ratably on each of the first five anniversaries of the date of the grant. Read SEC document |
| January 02, 2018 Filed Jan 3, 2018 20:09 UTC | AAON, INC. AAON · Entity 130 | Tax withholdingCommon Stock, par value $.004 | 250 | $36.95 | $9,237.50 |
DisclosureSEC source: 0000824142-18-000004 · wf-form4_151501012989050.xml · nonDerivative · entry 1 Neale Sam · CIK 0001643429 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,213 Read SEC document |
| August 13, 2017 Filed Aug 14, 2017 15:43 UTC | AAON, INC. AAON · Entity 130 | Tax withholdingCommon Stock, par value $.004 | 220 | $33.10 | $7,282.00 |
DisclosureSEC source: 0000824142-17-000128 · wf-form4_150272541601864.xml · nonDerivative · entry 1 Neale Sam · CIK 0001643429 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,463 Read SEC document |
| May 20, 2017 Filed May 22, 2017 21:53 UTC | AAON, INC. AAON · Entity 130 | Tax withholdingCommon Stock, par value $.004 | 360 | $36.65 | $13,194.00 |
DisclosureSEC source: 0000824142-17-000105 · wf-form4_149548998681387.xml · nonDerivative · entry 1 Neale Sam · CIK 0001643429 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,683 Read SEC document |
| March 14, 2017 Filed Mar 15, 2017 14:21 UTC | AAON, INC. AAON · Entity 130 | Exercise / conversionStock Option (Right to Buy) · Derivative | 848 | $22.15 Strike: $22.15 | $18,783.20 |
DisclosureSEC source: 0000824142-17-000059 · wf-form4_148958765735486.xml · derivative · entry 6 Neale Sam · CIK 0001643429 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,392 Underlying: Common Stock · 848 shares Expires 2026-01-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 14, 2017 Filed Mar 15, 2017 14:21 UTC | AAON, INC. AAON · Entity 130 | Exercise / conversionStock Option (Right to Buy) · Derivative | 800 | $21.93 Strike: $21.93 | $17,544.00 |
DisclosureSEC source: 0000824142-17-000059 · wf-form4_148958765735486.xml · derivative · entry 5 Neale Sam · CIK 0001643429 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,400 Underlying: Common Stock · 800 shares Expires 2025-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 14, 2017 Filed Mar 15, 2017 14:21 UTC | AAON, INC. AAON · Entity 130 | SaleCommon Stock, par value $.004 | 1,248 | $35.39 | $44,166.72 |
DisclosureSEC source: 0000824142-17-000059 · wf-form4_148958765735486.xml · nonDerivative · entry 3 Neale Sam · CIK 0001643429 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,043 Read SEC document |
| March 14, 2017 Filed Mar 15, 2017 14:21 UTC | AAON, INC. AAON · Entity 130 | Exercise / conversionCommon Stock, par value $.004 | 848 | $22.15 | $18,783.20 |
DisclosureSEC source: 0000824142-17-000059 · wf-form4_148958765735486.xml · nonDerivative · entry 2 Neale Sam · CIK 0001643429 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,291 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 14, 2017 Filed Mar 15, 2017 14:21 UTC | AAON, INC. AAON · Entity 130 | Exercise / conversionCommon Stock, par value $.004 | 800 | $21.93 | $17,544.00 |
DisclosureSEC source: 0000824142-17-000059 · wf-form4_148958765735486.xml · nonDerivative · entry 1 Neale Sam · CIK 0001643429 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,443 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 04, 2017 Filed Jan 5, 2017 16:25 UTC | AAON, INC. AAON · Entity 130 | GrantStock Option (Right to Buy) · Derivative | 33,475 | $0.00 Strike: $34.10 | $0.00 |
DisclosureSEC source: 0000824142-17-000018 · wf-form4_148363351883737.xml · derivative · entry 4 Neale Sam · CIK 0001643429 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,475 Underlying: Common Stock · 33,475 shares Expires 2027-01-04 F2 · shares: This stock option is granted under the Issuer's 2016 Long Term Incentive Plan and is exercisable ratably on each of the first five anniversaries of the date of the grant. Read SEC document |
| January 04, 2017 Filed Jan 5, 2017 16:25 UTC | AAON, INC. AAON · Entity 130 | Tax withholdingCommon Stock, par value $.004 | 252 | $34.10 | $8,593.20 |
DisclosureSEC source: 0000824142-17-000018 · wf-form4_148363351883737.xml · nonDerivative · entry 2 Neale Sam · CIK 0001643429 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,643 Read SEC document |
| January 04, 2017 Filed Jan 5, 2017 16:25 UTC | AAON, INC. AAON · Entity 130 | GrantCommon Stock, par value $.004 | 5,230 | $0.00 | $0.00 |
DisclosureSEC source: 0000824142-17-000018 · wf-form4_148363351883737.xml · nonDerivative · entry 1 Neale Sam · CIK 0001643429 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,895 F1 · shares: Restricted Stock Grant, vesting ratably over five years Read SEC document |
| January 02, 2017 Filed Jan 3, 2017 18:08 UTC | AAON, INC. AAON · Entity 130 | Tax withholdingCommon Stock, par value $.004 | 253 | $33.05 | $8,361.65 |
DisclosureSEC source: 0000824142-17-000008 · wf-form4_148346687031457.xml · nonDerivative · entry 1 Neale Sam · CIK 0001643429 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,665 Read SEC document |
| September 14, 2016 Filed Sep 15, 2016 13:52 UTC | AAON, INC. AAON · Entity 130 | Exercise / conversionStock Option (Right to Buy) · Derivative | 800 | $21.93 Strike: $21.93 | $17,544.00 |
DisclosureSEC source: 0000824142-16-000213 · wf-form4_147394754839071.xml · derivative · entry 5 Neale Sam · CIK 0001643429 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,200 Underlying: Common Stock · 800 shares Expires 2025-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 14, 2016 Filed Sep 15, 2016 13:52 UTC | AAON, INC. AAON · Entity 130 | Exercise / conversionStock Option (Right to Buy) · Derivative | 4,500 | $8.65 Strike: $8.65 | $38,925.00 |
DisclosureSEC source: 0000824142-16-000213 · wf-form4_147394754839071.xml · derivative · entry 4 Neale Sam · CIK 0001643429 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,500 Underlying: Common Stock · 4,500 shares Expires 2022-05-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 14, 2016 Filed Sep 15, 2016 13:52 UTC | AAON, INC. AAON · Entity 130 | Tax withholdingCommon Stock, par value $.004 | 3,171 | $27.31 | $86,605.08 |
DisclosureSEC source: 0000824142-16-000213 · wf-form4_147394754839071.xml · nonDerivative · entry 3 Neale Sam · CIK 0001643429 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,918 Read SEC document |
| September 14, 2016 Filed Sep 15, 2016 13:52 UTC | AAON, INC. AAON · Entity 130 | Exercise / conversionCommon Stock, par value $.004 | 800 | $21.93 | $17,544.00 |
DisclosureSEC source: 0000824142-16-000213 · wf-form4_147394754839071.xml · nonDerivative · entry 2 Neale Sam · CIK 0001643429 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,089 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 14, 2016 Filed Sep 15, 2016 13:52 UTC | AAON, INC. AAON · Entity 130 | Exercise / conversionCommon Stock, par value $.004 | 4,500 | $8.65 | $38,925.00 |
DisclosureSEC source: 0000824142-16-000213 · wf-form4_147394754839071.xml · nonDerivative · entry 1 Neale Sam · CIK 0001643429 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,289 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.