Last 12 months
Inside the activity.
0 purchase rows · 9 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 2 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 2 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 4 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 07, 2021 Filed Dec 9, 2021 22:24 UTC |
Hart Richard JonathanChief Legal Officer
|
Disposition to issuerCommon Stock | 45,044 | $31.50 | $1,418,886.00 |
DisclosureSEC source: 0001748824-21-000062 · wf-form4_163908867533559.xml · nonDerivative · entry 1 Hart Richard Jonathan · CIK 0001810382 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,210 F1 · shares: Represents shares sold to the Issuer pursuant to the Issuer's self-tender offer. Read SEC document |
| December 07, 2021 Filed Dec 9, 2021 17:20 UTC |
Rana SurenDirector · President and CEO
|
Disposition to issuerCommon Stock | 287,549 | $31.50 | $9,057,793.50 |
DisclosureSEC source: 0001748824-21-000060 · wf-form4_163908842617936.xml · nonDerivative · entry 1 Rana Suren · CIK 0001723025 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 272,967 F1 · shares: Represents shares sold to the Issuer pursuant to the Issuer's self-tender offer. Read SEC document |
| November 29, 2021 Filed Nov 30, 2021 16:25 UTC |
Rana SurenDirector · President and CEO
|
Exercise / conversionEmployee Stock Option · Derivative | 375,000 | $10.00 Strike: $10.00 | $3,750,000.00 |
DisclosureSEC source: 0001748824-21-000056 · wf-form4_163830752539433.xml · derivative · entry 6 Rana Suren · CIK 0001723025 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,125,000 Underlying: Common Stock · 375,000 shares Expires 2024-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: On April 21, 2020, the reporting person was granted an option to purchase 1,500,000 shares of common stock of BrightSphere Investment Group Inc. The option vests in four equal installments on each of December 31, 2020, December 31, 2021, December 31, 2022 and December 31, 2023. Read SEC document |
| November 29, 2021 Filed Nov 30, 2021 16:25 UTC |
Rana SurenDirector · President and CEO
|
Exercise / conversionEmployee Stock Option · Derivative | 1,242,000 | $12.00 Strike: $12.00 | $14,904,000.00 |
DisclosureSEC source: 0001748824-21-000056 · wf-form4_163830752539433.xml · derivative · entry 5 Rana Suren · CIK 0001723025 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 828,000 Underlying: Common Stock · 1,242,000 shares Expires 2024-01-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: On January 20, 2019, the reporting person was granted an option to purchase 2,070,000 ordinary shares of BrightSphere Investment Group plc. The option vests in five equal annual installments of 414,000 ordinary shares over a four-year period with the first tranche vesting immediately, and the following tranches vesting on each of January 20, 2020, January 20, 2021, January 20, 2022 and January 20, 2023, subject to the reporting person's continued employment with the Company. Upon a change of control of BrightSphere (as defined in the award agreement), the vesting of one tranche equal to 20% of the option shall accelerate pursuant to the terms of the award agreement. Read SEC document |
| November 29, 2021 Filed Nov 30, 2021 16:25 UTC |
Rana SurenDirector · President and CEO
|
Tax withholdingCommon Stock | 235,529 | $30.15 | $7,101,199.35 |
DisclosureSEC source: 0001748824-21-000056 · wf-form4_163830752539433.xml · nonDerivative · entry 4 Rana Suren · CIK 0001723025 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 560,516 Read SEC document |
| November 29, 2021 Filed Nov 30, 2021 16:25 UTC |
Rana SurenDirector · President and CEO
|
Exercise / conversionCommon Stock | 375,000 | $10.00 | $3,750,000.00 |
DisclosureSEC source: 0001748824-21-000056 · wf-form4_163830752539433.xml · nonDerivative · entry 3 Rana Suren · CIK 0001723025 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 796,045 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 29, 2021 Filed Nov 30, 2021 16:25 UTC |
Rana SurenDirector · President and CEO
|
Tax withholdingCommon Stock | 820,955 | $30.15 | $24,751,793.25 |
DisclosureSEC source: 0001748824-21-000056 · wf-form4_163830752539433.xml · nonDerivative · entry 2 Rana Suren · CIK 0001723025 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 421,045 Read SEC document |
| November 29, 2021 Filed Nov 30, 2021 16:25 UTC |
Rana SurenDirector · President and CEO
|
Exercise / conversionCommon Stock | 1,242,000 | $12.00 | $14,904,000.00 |
DisclosureSEC source: 0001748824-21-000056 · wf-form4_163830752539433.xml · nonDerivative · entry 1 Rana Suren · CIK 0001723025 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,242,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 26, 2021 Filed Nov 27, 2021 02:16 UTC |
Hart Richard JonathanChief Legal Officer
|
Exercise / conversionEmployee Stock Option · Derivative | 125,000 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0001748824-21-000054 · wf-form4_163797936361983.xml · derivative · entry 6 Hart Richard Jonathan · CIK 0001810382 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 375,000 Underlying: Common Stock · 125,000 shares Expires 2024-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: On April 21, 2020, the reporting person was granted an option to purchase 500,000 shares of common stock of BrightSphere Investment Group Inc. The option vests in four equal installments on each of December 31, 2020, December 31, 2021, December 31, 2022 and December 31, 2023. Read SEC document |
| November 26, 2021 Filed Nov 27, 2021 02:16 UTC |
Hart Richard JonathanChief Legal Officer
|
Exercise / conversionEmployee Stock Option · Derivative | 60,000 | $0.00 Strike: $12.00 | $0.00 |
DisclosureSEC source: 0001748824-21-000054 · wf-form4_163797936361983.xml · derivative · entry 5 Hart Richard Jonathan · CIK 0001810382 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,000 Underlying: Common Stock · 60,000 shares Expires 2025-02-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: On February 14, 2020, the reporting person was granted an option to purchase 150,000 shares of common stock of BrightSphere Investment Group Inc. The option vests in five equal installments, with the first tranche vesting immediately and the following tranches vesting on each of December 31, 2020, December 31, 2021, December 31, 2022 and December 31, 2023. Read SEC document |
| November 26, 2021 Filed Nov 27, 2021 02:16 UTC |
Hart Richard JonathanChief Legal Officer
|
Tax withholdingCommon Stock | 78,275 | $30.46 | $2,384,256.50 |
DisclosureSEC source: 0001748824-21-000054 · wf-form4_163797936361983.xml · nonDerivative · entry 4 Hart Richard Jonathan · CIK 0001810382 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,254 Read SEC document |
| November 26, 2021 Filed Nov 27, 2021 02:16 UTC |
Hart Richard JonathanChief Legal Officer
|
Exercise / conversionCommon Stock | 125,000 | $10.00 | $1,250,000.00 |
DisclosureSEC source: 0001748824-21-000054 · wf-form4_163797936361983.xml · nonDerivative · entry 3 Hart Richard Jonathan · CIK 0001810382 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,529 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 26, 2021 Filed Nov 27, 2021 02:16 UTC |
Hart Richard JonathanChief Legal Officer
|
Tax withholdingCommon Stock | 36,732 | $30.46 | $1,118,856.72 |
DisclosureSEC source: 0001748824-21-000054 · wf-form4_163797936361983.xml · nonDerivative · entry 2 Hart Richard Jonathan · CIK 0001810382 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,529 Read SEC document |
| November 26, 2021 Filed Nov 27, 2021 02:16 UTC |
Hart Richard JonathanChief Legal Officer
|
Exercise / conversionCommon Stock | 60,000 | $12.00 | $720,000.00 |
DisclosureSEC source: 0001748824-21-000054 · wf-form4_163797936361983.xml · nonDerivative · entry 1 Hart Richard Jonathan · CIK 0001810382 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,261 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 24, 2021 Filed Jun 25, 2021 12:38 UTC |
Chersi Robert JDirector
|
GrantRestricted Stock Units · Derivative | 4,193 | $0.00 | $0.00 |
DisclosureSEC source: 0001748824-21-000032 · wf-form4_162462469460342.xml · derivative · entry 4 Chersi Robert J · CIK 0001668247 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,193 Underlying: Common Stock · 4,193 shares Expires not disclosed F2 · security: Each restricted stock unit represents a right to receive one share of common stock of BrightSphere Investment Group Inc. F2 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of common stock of BrightSphere Investment Group Inc. F4 · shares: Consists of restricted stock units issued under the BrightSphere Investment Group Inc. Non-Employee Directors' Equity Incentive Plan. F5 · derivative.exercise_date: The restricted stock units vest upon the earlier of June 24, 2022 and the date of the 2022 annual meeting of stockholders of BrightSphere Investment Group Inc. F5 · derivative.expiration_date: The restricted stock units vest upon the earlier of June 24, 2022 and the date of the 2022 annual meeting of stockholders of BrightSphere Investment Group Inc. Read SEC document |
| June 24, 2021 Filed Jun 25, 2021 12:43 UTC |
Trebbi BarbaraDirector
|
GrantRestricted Stock Units · Derivative | 4,193 | $0.00 | $0.00 |
DisclosureSEC source: 0001748824-21-000034 · wf-form4_162462496794594.xml · derivative · entry 3 Trebbi Barbara · CIK 0001730619 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,193 Underlying: Common Stock · 4,193 shares Expires not disclosed F1 · security: Each restricted stock unit represents a right to receive one share of common stock of BrightSphere Investment Group Inc. F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of common stock of BrightSphere Investment Group Inc. F3 · shares: Consists of restricted stock units issued under the BrightSphere Investment Group Inc. Non-Employee Directors' Equity Incentive Plan. F4 · derivative.exercise_date: The restricted stock units vest upon the earlier of June 24, 2022 and the date of the 2022 annual meeting of stockholders of BrightSphere Investment Group Inc. F4 · derivative.expiration_date: The restricted stock units vest upon the earlier of June 24, 2022 and the date of the 2022 annual meeting of stockholders of BrightSphere Investment Group Inc. Read SEC document |
| June 23, 2021 Filed Jun 25, 2021 12:38 UTC |
Chersi Robert JDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 10,215 | $0.00 | $0.00 |
DisclosureSEC source: 0001748824-21-000032 · wf-form4_162462469460342.xml · derivative · entry 3 Chersi Robert J · CIK 0001668247 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,215 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Each restricted stock unit represents a right to receive one share of common stock of BrightSphere Investment Group Inc. F2 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of common stock of BrightSphere Investment Group Inc. F3 · derivative.exercise_date: On June 25, 2020, the reporting person was granted 10,215 restricted stock units vesting upon the earlier of June 25, 2021 and the date of the 2021 annual meeting of stockholders of BrightSphere Investment Group Inc., which was held on June 23, 2021. F3 · derivative.expiration_date: On June 25, 2020, the reporting person was granted 10,215 restricted stock units vesting upon the earlier of June 25, 2021 and the date of the 2021 annual meeting of stockholders of BrightSphere Investment Group Inc., which was held on June 23, 2021. Read SEC document |
| June 23, 2021 Filed Jun 25, 2021 12:38 UTC |
Chersi Robert JDirector
|
Exercise / conversionCommon Stock | 10,215 | $0.00 | $0.00 |
DisclosureSEC source: 0001748824-21-000032 · wf-form4_162462469460342.xml · nonDerivative · entry 1 Chersi Robert J · CIK 0001668247 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,215 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 23, 2021 Filed Jun 25, 2021 12:43 UTC |
Trebbi BarbaraDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 10,215 | $0.00 | $0.00 |
DisclosureSEC source: 0001748824-21-000034 · wf-form4_162462496794594.xml · derivative · entry 2 Trebbi Barbara · CIK 0001730619 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,215 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit represents a right to receive one share of common stock of BrightSphere Investment Group Inc. F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of common stock of BrightSphere Investment Group Inc. F2 · derivative.exercise_date: On June 25, 2020, the reporting person was granted 10,215 restricted stock units vesting upon the earlier of June 25, 2021 and the date of the 2021 annual meeting of stockholders of BrightSphere Investment Group Inc., which was held on June 23, 2021. F2 · derivative.expiration_date: On June 25, 2020, the reporting person was granted 10,215 restricted stock units vesting upon the earlier of June 25, 2021 and the date of the 2021 annual meeting of stockholders of BrightSphere Investment Group Inc., which was held on June 23, 2021. Read SEC document |
| June 23, 2021 Filed Jun 25, 2021 12:43 UTC |
Trebbi BarbaraDirector
|
Exercise / conversionCommon Stock | 10,215 | $0.00 | $0.00 |
DisclosureSEC source: 0001748824-21-000034 · wf-form4_162462496794594.xml · nonDerivative · entry 1 Trebbi Barbara · CIK 0001730619 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,691 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 16, 2021 Filed Feb 17, 2021 23:35 UTC |
Wiater ChristinaPFO / PAO
|
SaleCommon Stock | 396 | $20.28 | $8,030.88 |
DisclosureSEC source: 0001748824-21-000009 · wf-form4_161360490807156.xml · nonDerivative · entry 2 Wiater Christina · CIK 0001806909 · PFO / PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,642 F1 · shares: Represents shares sold by the reporting person to cover tax withholding obligations upon the vesting of restricted shares. Read SEC document |
| February 16, 2021 Filed Feb 17, 2021 23:34 UTC |
Hart Richard JonathanChief Legal Officer
|
SaleCommon Stock | 2,679 | $20.41 | $54,678.39 |
DisclosureSEC source: 0001748824-21-000008 · wf-form4_161360480403089.xml · nonDerivative · entry 3 Hart Richard Jonathan · CIK 0001810382 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,261 F1 · shares: Represents shares sold by the reporting person to cover tax withholding obligations upon the vesting of restricted shares. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.29 to $20.49, inclusive. The reporting person undertakes to provide to BrightSphere Investment Group Inc., any securityholder of BrightSphere Investment Group Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document |
| February 15, 2021 Filed Feb 17, 2021 23:34 UTC |
Hart Richard JonathanChief Legal Officer
|
GrantRestricted Stock Units · Derivative | 2,773 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001748824-21-000008 · wf-form4_161360480403089.xml · derivative · entry 6 Hart Richard Jonathan · CIK 0001810382 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,909 Underlying: Common Stock · 2,773 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of common stock of BrightSphere Investment Group Inc. F6 · derivative.exercise_date: On February 15, 2021, the reporting person was granted 2,773 restricted stock units, vesting in equal annual installments over a three-year period with 1/3 of the shares vesting on each of February 15, 2022, February 15, 2023 and February 15, 2024. F6 · derivative.expiration_date: On February 15, 2021, the reporting person was granted 2,773 restricted stock units, vesting in equal annual installments over a three-year period with 1/3 of the shares vesting on each of February 15, 2022, February 15, 2023 and February 15, 2024. Read SEC document |
| February 15, 2021 Filed Feb 17, 2021 23:34 UTC |
Hart Richard JonathanChief Legal Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 2,103 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001748824-21-000008 · wf-form4_161360480403089.xml · derivative · entry 5 Hart Richard Jonathan · CIK 0001810382 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,136 Underlying: Common Stock · 2,103 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of common stock of BrightSphere Investment Group Inc. F5 · derivative.exercise_date: On February 15, 2019, the reporting person was granted 6,039 restricted stock units, vesting in equal annual installments over a three-year period with 1/3 of the restricted stock units vesting on each of February 15, 2020, February 15, 2021 and February 15, 2022. F5 · derivative.expiration_date: On February 15, 2019, the reporting person was granted 6,039 restricted stock units, vesting in equal annual installments over a three-year period with 1/3 of the restricted stock units vesting on each of February 15, 2020, February 15, 2021 and February 15, 2022. Read SEC document |
| February 15, 2021 Filed Feb 17, 2021 23:34 UTC |
Hart Richard JonathanChief Legal Officer
|
Exercise / conversionCommon Stock | 2,103 | $0.00 | $0.00 |
DisclosureSEC source: 0001748824-21-000008 · wf-form4_161360480403089.xml · nonDerivative · entry 2 Hart Richard Jonathan · CIK 0001810382 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,940 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 14, 2021 Filed Feb 17, 2021 23:35 UTC |
Wiater ChristinaPFO / PAO
|
Exercise / conversionRestricted Stock Units · Derivative | 679 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001748824-21-000009 · wf-form4_161360490807156.xml · derivative · entry 3 Wiater Christina · CIK 0001806909 · PFO / PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,360 Underlying: Common Stock · 679 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of common stock of BrightSphere Investment Group Inc. F3 · derivative.exercise_date: On February 14, 2020, the reporting person was granted 2,039 restricted stock units, vesting in equal annual installments over a three-year period with 1/3 of the restricted stock units vesting on each of February 14, 2021, February 14, 2022 and February 14, 2023 F3 · derivative.expiration_date: On February 14, 2020, the reporting person was granted 2,039 restricted stock units, vesting in equal annual installments over a three-year period with 1/3 of the restricted stock units vesting on each of February 14, 2021, February 14, 2022 and February 14, 2023 Read SEC document |
| February 14, 2021 Filed Feb 17, 2021 23:35 UTC |
Wiater ChristinaPFO / PAO
|
Exercise / conversionCommon Stock | 679 | $0.00 | $0.00 |
DisclosureSEC source: 0001748824-21-000009 · wf-form4_161360490807156.xml · nonDerivative · entry 1 Wiater Christina · CIK 0001806909 · PFO / PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,038 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 14, 2021 Filed Feb 17, 2021 23:34 UTC |
Hart Richard JonathanChief Legal Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 5,016 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001748824-21-000008 · wf-form4_161360480403089.xml · derivative · entry 4 Hart Richard Jonathan · CIK 0001810382 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,239 Underlying: Common Stock · 5,016 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of common stock of BrightSphere Investment Group Inc. F4 · derivative.exercise_date: On February 14, 2020, the reporting person was granted 15,049 restricted stock units, vesting in equal annual installments over a three-year period with 1/3 of the restricted stock units vesting on each of February 14, 2021, February 14, 2022 and February 14, 2023. F4 · derivative.expiration_date: On February 14, 2020, the reporting person was granted 15,049 restricted stock units, vesting in equal annual installments over a three-year period with 1/3 of the restricted stock units vesting on each of February 14, 2021, February 14, 2022 and February 14, 2023. Read SEC document |
| February 14, 2021 Filed Feb 17, 2021 23:34 UTC |
Hart Richard JonathanChief Legal Officer
|
Exercise / conversionCommon Stock | 5,016 | $0.00 | $0.00 |
DisclosureSEC source: 0001748824-21-000008 · wf-form4_161360480403089.xml · nonDerivative · entry 1 Hart Richard Jonathan · CIK 0001810382 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,837 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 21, 2020 Filed Dec 22, 2020 23:13 UTC |
Wiater ChristinaPFO / PAO
|
SaleCommon Stock | 39 | $18.68 | $728.52 |
DisclosureSEC source: 0001748824-20-000066 · wf-form4_160867877983283.xml · nonDerivative · entry 1 Wiater Christina · CIK 0001806909 · PFO / PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,359 F1 · shares: Represents shares sold by the reporting person to cover tax withholding obligations upon the vesting of restricted shares. Read SEC document |
| December 21, 2020 Filed Dec 22, 2020 23:15 UTC |
Hart Richard JonathanChief Legal Officer
|
SaleCommon Stock | 39 | $18.68 | $728.52 |
DisclosureSEC source: 0001748824-20-000068 · wf-form4_160867889256660.xml · nonDerivative · entry 1 Hart Richard Jonathan · CIK 0001810382 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,821 F1 · shares: Represents shares sold by the reporting person to cover tax withholding obligations upon the vesting of restricted shares. Read SEC document |
| November 10, 2020 Filed Nov 12, 2020 14:23 UTC |
Chersi Robert JDirector
|
GiftCommon Stock | 9,488 | $0.00 | $0.00 |
DisclosureSEC source: 0001748824-20-000058 · wf-form4_160519097986217.xml · nonDerivative · entry 2 Chersi Robert J · CIK 0001668247 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Robert J. Chersi 2012 Family Trust Disclosed balance after: 38,151 F1 · ownership.nature: These shares are held in a trust for the benefit of the reporting person's children. The reporting person's spouse is trustee of the trust. Read SEC document |
| November 10, 2020 Filed Nov 12, 2020 14:23 UTC |
Chersi Robert JDirector
|
GiftCommon Stock | 9,488 | $0.00 | $0.00 |
DisclosureSEC source: 0001748824-20-000058 · wf-form4_160519097986217.xml · nonDerivative · entry 1 Chersi Robert J · CIK 0001668247 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| June 25, 2020 Filed Jun 26, 2020 20:52 UTC |
Chersi Robert JDirector
|
GrantRestricted Stock Units · Derivative | 10,215 | $0.00 | $0.00 |
DisclosureSEC source: 0001748824-20-000041 · wf-form4_159320471772638.xml · derivative · entry 4 Chersi Robert J · CIK 0001668247 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,215 Underlying: Common Stock · 10,215 shares Expires not disclosed F2 · security: Each restricted stock unit represents a right to receive one share of common stock of BrightSphere Investment Group Inc. F2 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of common stock of BrightSphere Investment Group Inc. F4 · shares: Consists of restricted stock units issued under the BrightSphere Investment Group Inc. Non-Employee Directors' Equity Incentive Plan. F5 · derivative.exercise_date: The restricted stock units vest upon the earlier of June 25, 2021 and the date of the 2021 annual meeting of stockholders of BrightSphere Investment Group Inc. F5 · derivative.expiration_date: The restricted stock units vest upon the earlier of June 25, 2021 and the date of the 2021 annual meeting of stockholders of BrightSphere Investment Group Inc. Read SEC document |
| June 25, 2020 Filed Jun 26, 2020 20:47 UTC |
Trebbi BarbaraDirector
|
GrantRestricted Stock Units · Derivative | 10,215 | $0.00 | $0.00 |
DisclosureSEC source: 0001748824-20-000039 · wf-form4_159320442183483.xml · derivative · entry 3 Trebbi Barbara · CIK 0001730619 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,215 Underlying: Common Stock · 10,215 shares Expires not disclosed F1 · security: Each restricted stock unit represents a right to receive one share of common stock of BrightSphere Investment Group Inc. F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of common stock of BrightSphere Investment Group Inc. F3 · shares: Consists of restricted stock units issued under the BrightSphere Investment Group Inc. Non-Employee Directors' Equity Incentive Plan. F4 · derivative.exercise_date: The restricted stock units vest upon the earlier of June 25, 2021 and the date of the 2021 annual meeting of stockholders of BrightSphere Investment Group Inc. F4 · derivative.expiration_date: The restricted stock units vest upon the earlier of June 25, 2021 and the date of the 2021 annual meeting of stockholders of BrightSphere Investment Group Inc. Read SEC document |
| June 24, 2020 Filed Jun 26, 2020 22:01 UTC |
PAULSON & CO. INC.10% owner
|
SaleCommon Stock, par value $0.001 per share | 647,263 | $9.79 | $6,336,704.77 |
DisclosureSEC source: 0001013594-20-000564 · form4.xml · nonDerivative · entry 2 PAULSON & CO. INC. · CIK 0001035674 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Paulson & Co. Inc. Disclosed balance after: 20,000,552 F1 · security: Paulson & Co. Inc. ("Paulson & Co.") is an investment advisor registered under the Investment Advisors Act of 1940. Paulson & Co. is the investment manager of investment funds (the "Funds"). John Paulson is the controlling person of Paulson. All securities reported on this Form 4 are owned by the Funds. F1 · ownership.direct: Paulson & Co. Inc. ("Paulson & Co.") is an investment advisor registered under the Investment Advisors Act of 1940. Paulson & Co. is the investment manager of investment funds (the "Funds"). John Paulson is the controlling person of Paulson. All securities reported on this Form 4 are owned by the Funds. F2 · ownership.direct: Each of Paulson & Co. and John Paulson may be deemed to indirectly beneficially own the securities directly owned by the Funds. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Act"), the filing of this Form 4 shall not be deemed an admission by any person reporting on this Form 4 that such person, for purposes of Section 16 of the Act or otherwise, is the beneficial owner of any equity securities covered by this Form 4. F3 · ownership.direct: Represent rebalancing transactions between the Funds. Read SEC document |
| June 24, 2020 Filed Jun 26, 2020 22:01 UTC |
PAULSON & CO. INC.10% owner
|
PurchaseCommon Stock, par value $0.001 per share | 647,263 | $9.79 | $6,336,704.77 |
DisclosureSEC source: 0001013594-20-000564 · form4.xml · nonDerivative · entry 1 PAULSON & CO. INC. · CIK 0001035674 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Paulson & Co. Inc. Disclosed balance after: 20,647,815 F1 · security: Paulson & Co. Inc. ("Paulson & Co.") is an investment advisor registered under the Investment Advisors Act of 1940. Paulson & Co. is the investment manager of investment funds (the "Funds"). John Paulson is the controlling person of Paulson. All securities reported on this Form 4 are owned by the Funds. F1 · ownership.direct: Paulson & Co. Inc. ("Paulson & Co.") is an investment advisor registered under the Investment Advisors Act of 1940. Paulson & Co. is the investment manager of investment funds (the "Funds"). John Paulson is the controlling person of Paulson. All securities reported on this Form 4 are owned by the Funds. F2 · ownership.direct: Each of Paulson & Co. and John Paulson may be deemed to indirectly beneficially own the securities directly owned by the Funds. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Act"), the filing of this Form 4 shall not be deemed an admission by any person reporting on this Form 4 that such person, for purposes of Section 16 of the Act or otherwise, is the beneficial owner of any equity securities covered by this Form 4. F3 · ownership.direct: Represent rebalancing transactions between the Funds. Read SEC document |
| June 24, 2020 Filed Jun 26, 2020 20:37 UTC |
Love ReginaldDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 9,488 | $0.00 | $0.00 |
DisclosureSEC source: 0001748824-20-000035 · wf-form4_159320382389549.xml · derivative · entry 2 Love Reginald · CIK 0001749370 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,488 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit represents a right to receive one share of common stock of BrightSphere Investment Group Inc. F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of common stock of BrightSphere Investment Group Inc. F2 · derivative.exercise_date: On September 19, 2019, the reporting person was granted 9,488 restricted stock units, vesting upon the earlier of September 19, 2020 and the date of the 2020 annual meeting of stockholders of BrightSphere Investment Group Inc., which was held on June 24, 2020. F2 · derivative.expiration_date: On September 19, 2019, the reporting person was granted 9,488 restricted stock units, vesting upon the earlier of September 19, 2020 and the date of the 2020 annual meeting of stockholders of BrightSphere Investment Group Inc., which was held on June 24, 2020. Read SEC document |
| June 24, 2020 Filed Jun 26, 2020 20:37 UTC |
Love ReginaldDirector
|
Exercise / conversionCommon Stock | 9,488 | $0.00 | $0.00 |
DisclosureSEC source: 0001748824-20-000035 · wf-form4_159320382389549.xml · nonDerivative · entry 1 Love Reginald · CIK 0001749370 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,273 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 24, 2020 Filed Jun 26, 2020 20:52 UTC |
Chersi Robert JDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 9,488 | $0.00 | $0.00 |
DisclosureSEC source: 0001748824-20-000041 · wf-form4_159320471772638.xml · derivative · entry 3 Chersi Robert J · CIK 0001668247 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,488 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Each restricted stock unit represents a right to receive one share of common stock of BrightSphere Investment Group Inc. F2 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of common stock of BrightSphere Investment Group Inc. F3 · derivative.exercise_date: On September 19, 2019, the reporting person was granted 9,488 restricted stock units vesting upon the earlier of September 19, 2020 and the date of the 2020 annual meeting of stockholders of BrightSphere Investment Group Inc., which was held on June 24, 2020. F3 · derivative.expiration_date: On September 19, 2019, the reporting person was granted 9,488 restricted stock units vesting upon the earlier of September 19, 2020 and the date of the 2020 annual meeting of stockholders of BrightSphere Investment Group Inc., which was held on June 24, 2020. Read SEC document |
| June 24, 2020 Filed Jun 26, 2020 20:52 UTC |
Chersi Robert JDirector
|
Exercise / conversionCommon Stock | 9,488 | $0.00 | $0.00 |
DisclosureSEC source: 0001748824-20-000041 · wf-form4_159320471772638.xml · nonDerivative · entry 1 Chersi Robert J · CIK 0001668247 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,488 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 24, 2020 Filed Jun 26, 2020 20:43 UTC |
Beams Mary E.Director
|
Exercise / conversionRestricted Stock Units · Derivative | 9,488 | $0.00 | $0.00 |
DisclosureSEC source: 0001748824-20-000037 · wf-form4_159320416593251.xml · derivative · entry 2 BEAMS MALIZ E · CIK 0001255283 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,488 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit represents a right to receive one share of common stock of BrightSphere Investment Group Inc. F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of common stock of BrightSphere Investment Group Inc. F2 · derivative.exercise_date: On September 19, 2019, the reporting person was granted 9,488 restricted stock units, vesting upon the earlier of September 19, 2020 and the date of the 2020 annual meeting of stockholders of BrightSphere Investment Group Inc., which was held on June 24, 2020. F2 · derivative.expiration_date: On September 19, 2019, the reporting person was granted 9,488 restricted stock units, vesting upon the earlier of September 19, 2020 and the date of the 2020 annual meeting of stockholders of BrightSphere Investment Group Inc., which was held on June 24, 2020. Read SEC document |
| June 24, 2020 Filed Jun 26, 2020 20:43 UTC |
Beams Mary E.Director
|
Exercise / conversionCommon Stock | 9,488 | $0.00 | $0.00 |
DisclosureSEC source: 0001748824-20-000037 · wf-form4_159320416593251.xml · nonDerivative · entry 1 BEAMS MALIZ E · CIK 0001255283 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,456 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 24, 2020 Filed Jun 26, 2020 21:46 UTC |
Paulson JohnDirector · 10% owner
|
SaleCommon Stock, par value $0.001 per share | 647,263 | $9.79 | $6,336,704.77 |
DisclosureSEC source: 0001013594-20-000562 · form4.xml · nonDerivative · entry 2 Paulson John · CIK 0001394923 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Paulson & Co. Inc. Disclosed balance after: 20,000,552 F1 · security: John Paulson, the controlling person of Paulson & Co. Inc. ("Paulson & Co."), serves on the board of directors of the Issuer. Paulson & Co. is an investment advisor registered under the Investment Advisors Act of 1940. Paulson & Co. is the investment manager of investment funds (the "Funds"). John Paulson may be deemed an indirect beneficial owner of the securities, which are directly owned by the Funds Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Act"), the reporting person disclaims beneficial ownership of any securities reported herein, except to the extent that the reporting person has a pecuniary interest therein. This report shall not be deemed an admission that such reporting person is the beneficial owner of any securities not directly owned by such reporting person. F1 · ownership.direct: John Paulson, the controlling person of Paulson & Co. Inc. ("Paulson & Co."), serves on the board of directors of the Issuer. Paulson & Co. is an investment advisor registered under the Investment Advisors Act of 1940. Paulson & Co. is the investment manager of investment funds (the "Funds"). John Paulson may be deemed an indirect beneficial owner of the securities, which are directly owned by the Funds Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Act"), the reporting person disclaims beneficial ownership of any securities reported herein, except to the extent that the reporting person has a pecuniary interest therein. This report shall not be deemed an admission that such reporting person is the beneficial owner of any securities not directly owned by such reporting person. F2 · ownership.direct: Each of John Paulson and Paulson & Co. may be deemed to indirectly beneficially own the securities directly owned by Paulson & Co.. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Act"), the filing of this Form 4 shall not be deemed an admission by any person reporting on this Form 4 that such person, for purposes of Section 16 of the Act or otherwise, is the beneficial owner of any equity securities covered by this Form 4. F3 · ownership.direct: Represent rebalancing transactions between the Funds. Read SEC document |
| June 24, 2020 Filed Jun 26, 2020 21:46 UTC |
Paulson JohnDirector · 10% owner
|
PurchaseCommon Stock, par value $0.001 per share | 647,263 | $9.79 | $6,336,704.77 |
DisclosureSEC source: 0001013594-20-000562 · form4.xml · nonDerivative · entry 1 Paulson John · CIK 0001394923 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Paulson & Co. Inc. Disclosed balance after: 20,647,815 F1 · security: John Paulson, the controlling person of Paulson & Co. Inc. ("Paulson & Co."), serves on the board of directors of the Issuer. Paulson & Co. is an investment advisor registered under the Investment Advisors Act of 1940. Paulson & Co. is the investment manager of investment funds (the "Funds"). John Paulson may be deemed an indirect beneficial owner of the securities, which are directly owned by the Funds Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Act"), the reporting person disclaims beneficial ownership of any securities reported herein, except to the extent that the reporting person has a pecuniary interest therein. This report shall not be deemed an admission that such reporting person is the beneficial owner of any securities not directly owned by such reporting person. F1 · ownership.direct: John Paulson, the controlling person of Paulson & Co. Inc. ("Paulson & Co."), serves on the board of directors of the Issuer. Paulson & Co. is an investment advisor registered under the Investment Advisors Act of 1940. Paulson & Co. is the investment manager of investment funds (the "Funds"). John Paulson may be deemed an indirect beneficial owner of the securities, which are directly owned by the Funds Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Act"), the reporting person disclaims beneficial ownership of any securities reported herein, except to the extent that the reporting person has a pecuniary interest therein. This report shall not be deemed an admission that such reporting person is the beneficial owner of any securities not directly owned by such reporting person. F2 · ownership.direct: Each of John Paulson and Paulson & Co. may be deemed to indirectly beneficially own the securities directly owned by Paulson & Co.. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Act"), the filing of this Form 4 shall not be deemed an admission by any person reporting on this Form 4 that such person, for purposes of Section 16 of the Act or otherwise, is the beneficial owner of any equity securities covered by this Form 4. F3 · ownership.direct: Represent rebalancing transactions between the Funds. Read SEC document |
| June 24, 2020 Filed Jun 26, 2020 20:47 UTC |
Trebbi BarbaraDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 9,488 | $0.00 | $0.00 |
DisclosureSEC source: 0001748824-20-000039 · wf-form4_159320442183483.xml · derivative · entry 2 Trebbi Barbara · CIK 0001730619 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,488 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit represents a right to receive one share of common stock of BrightSphere Investment Group Inc. F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of common stock of BrightSphere Investment Group Inc. F2 · derivative.exercise_date: On September 19, 2019, the reporting person was granted 9,488 restricted stock units vesting upon the earlier of September 19, 2020 and the date of the 2020 annual meeting of stockholders of BrightSphere Investment Group Inc., which was held on June 24, 2020. F2 · derivative.expiration_date: On September 19, 2019, the reporting person was granted 9,488 restricted stock units vesting upon the earlier of September 19, 2020 and the date of the 2020 annual meeting of stockholders of BrightSphere Investment Group Inc., which was held on June 24, 2020. Read SEC document |
| June 24, 2020 Filed Jun 26, 2020 20:47 UTC |
Trebbi BarbaraDirector
|
Exercise / conversionCommon Stock | 9,488 | $0.00 | $0.00 |
DisclosureSEC source: 0001748824-20-000039 · wf-form4_159320442183483.xml · nonDerivative · entry 1 Trebbi Barbara · CIK 0001730619 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,476 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 21, 2020 Filed Apr 23, 2020 17:29 UTC |
Rana SurenDirector · President and CEO
|
GrantEmployee Stock Option · Derivative | 1,500,000 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0001748824-20-000016 · wf-form4_158767735313465.xml · derivative · entry 1 Rana Suren · CIK 0001723025 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,500,000 Underlying: Common Stock · 1,500,000 shares Expires 2024-12-31 F1 · derivative.exercise_date: On April 21, 2020 the reporting person was granted an option to purchase 1,500,000 shares of common stock of BrightSphere Investment Group Inc. The option vests in four equal installments on each of December 31, 2020, December 31, 2021, December 31, 2022 and December 31, 2023. Read SEC document |
| February 18, 2020 Filed Feb 19, 2020 17:07 UTC |
Mahoney Daniel K.Head of Finance/PAO
|
SaleCommon Stock | 1 | $10.57 | $10.57 |
DisclosureSEC source: 0001748824-20-000005 · wf-form4_158215005554969.xml · nonDerivative · entry 4 Mahoney Daniel K. · CIK 0001620413 · Head of Finance/PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,867 F1 · shares: Represents shares sold by the reporting person to cover tax withholding obligations upon the vesting of restricted shares. Read SEC document |
| February 18, 2020 Filed Feb 19, 2020 17:07 UTC |
Mahoney Daniel K.Head of Finance/PAO
|
SaleCommon Stock | 936 | $10.51 | $9,837.36 |
DisclosureSEC source: 0001748824-20-000005 · wf-form4_158215005554969.xml · nonDerivative · entry 3 Mahoney Daniel K. · CIK 0001620413 · Head of Finance/PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,868 F1 · shares: Represents shares sold by the reporting person to cover tax withholding obligations upon the vesting of restricted shares. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.