organization · Reporting owner
ELLIOTT INTERNATIONAL, L.P.
Disclosed activity across 6 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PEABODY ENERGY CORPBTU · Entity 4124 | 10% owner | August 27, 2019 | August 29, 2019 |
| Roadrunner Transportation Systems, Inc.RRTS · Entity 148812 | 10% owner | December 09, 2019 | December 11, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PEABODY ENERGY CORP
Report date August 27, 2019 · Filed August 29, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.01 par value per shareSEC Table I · non-derivative | IndirectSee footnotes | 19,903,066 |
Reported balance
After 2019-08-27 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2019-08-27 · Purchase · Acquired 50,000 · Balance 19,903,066 F1: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned directly by Elliott International. The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding common stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F2: Securities owned by Spraberry Investments Inc., a Delaware corporation ("Spraberry") and a wholly-owned subsidiary of Elliott International. EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned directly by Spraberry. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned directly by Elliott International. The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding common stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.
F2: Securities owned by Spraberry Investments Inc., a Delaware corporation ("Spraberry") and a wholly-owned subsidiary of Elliott International. EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned directly by Spraberry.
Roadrunner Transportation Systems, Inc.
Report date December 09, 2019 · Filed December 11, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 23,289,412 |
Reported balance
After 2019-12-09 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2019-12-09 · Purchase · Acquired 996 · Balance 23,289,412 F1: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.
Past disclosures · reporting ended (4)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Affinion Group Holdings, Inc.
Report date April 10, 2019 · Filed April 12, 2019
Section 16 reporting ended · disclosed 2019-04-12. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per share ("Common Stock")SEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2019-04-10 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2019-04-10 · Other · Disposed 1,691,426 · Balance 0 F2: On April 10, 2019, the Issuer and Affinion Group completed the Recapitalization, the Merger and the other transactions described in Amendment No. 4 to the Schedule 13D filed by the Reporting Person ("Amendment No. 4"). Immediately prior to the consummation of the Merger, the Reporting Person tendered its Existing Notes in the Exchange Offer, and received shares of Class M Common Stock, and such shares of Class M Common Stock were converted into New Common Stock and New Penny Warrants as a result of the Merger. F3: The shares of Common Stock reported herein were exchanged for New Investor Warrants in the Merger. The Warrants reported herein were mandatorily exercised immediately following the consummation of the Exchange Offer and the shares of Common Stock issued pursuant to such exercise were exchanged for New Investor Warrants in the Merger. Immediately following the consummation of the Recapitalization, the Merger and the other transactions described in Amendment No. 4, the Reporting Person owned 97,707 shares of New Common Stock, 4,404,157 New Penny Warrants and 156,061 New Investor Warrants. Capitalized terms not defined herein have the meaning set forth in Amendment No. 4. F1: This Form 4 is filed by Elliott International, L.P. (the "Reporting Person"). The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. |
| Warrant (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.01 · Expires 2022-11-10 | Direct | 0 |
Reported balance
After 2019-04-10 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2019-04-10 · Other · Disposed 47,223 · Balance 0 F2: On April 10, 2019, the Issuer and Affinion Group completed the Recapitalization, the Merger and the other transactions described in Amendment No. 4 to the Schedule 13D filed by the Reporting Person ("Amendment No. 4"). Immediately prior to the consummation of the Merger, the Reporting Person tendered its Existing Notes in the Exchange Offer, and received shares of Class M Common Stock, and such shares of Class M Common Stock were converted into New Common Stock and New Penny Warrants as a result of the Merger. F3: The shares of Common Stock reported herein were exchanged for New Investor Warrants in the Merger. The Warrants reported herein were mandatorily exercised immediately following the consummation of the Exchange Offer and the shares of Common Stock issued pursuant to such exercise were exchanged for New Investor Warrants in the Merger. Immediately following the consummation of the Recapitalization, the Merger and the other transactions described in Amendment No. 4, the Reporting Person owned 97,707 shares of New Common Stock, 4,404,157 New Penny Warrants and 156,061 New Investor Warrants. Capitalized terms not defined herein have the meaning set forth in Amendment No. 4. F1: This Form 4 is filed by Elliott International, L.P. (the "Reporting Person"). The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 is filed by Elliott International, L.P. (the "Reporting Person"). The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.
F2: On April 10, 2019, the Issuer and Affinion Group completed the Recapitalization, the Merger and the other transactions described in Amendment No. 4 to the Schedule 13D filed by the Reporting Person ("Amendment No. 4"). Immediately prior to the consummation of the Merger, the Reporting Person tendered its Existing Notes in the Exchange Offer, and received shares of Class M Common Stock, and such shares of Class M Common Stock were converted into New Common Stock and New Penny Warrants as a result of the Merger.
F3: The shares of Common Stock reported herein were exchanged for New Investor Warrants in the Merger. The Warrants reported herein were mandatorily exercised immediately following the consummation of the Exchange Offer and the shares of Common Stock issued pursuant to such exercise were exchanged for New Investor Warrants in the Merger. Immediately following the consummation of the Recapitalization, the Merger and the other transactions described in Amendment No. 4, the Reporting Person owned 97,707 shares of New Common Stock, 4,404,157 New Penny Warrants and 156,061 New Investor Warrants. Capitalized terms not defined herein have the meaning set forth in Amendment No. 4.
Howmet Aerospace Inc.
Report date August 26, 2019 · Filed August 28, 2019
Section 16 reporting ended · disclosed 2019-08-28. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $1.00 par valueSEC Table I · non-derivative | Direct | 29,903,797 |
Last balance in matching sequence
After 2019-08-28 transaction · row 3
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rowsRow 1 · 2019-08-26 · Sale · Disposed 1,805,903 · Balance 32,306,412 F1: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.87 to $25.05, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. Row 2 · 2019-08-27 · Sale · Disposed 1,894,208 · Balance 30,412,204 F1: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.17 to $25.18, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. Row 3 · 2019-08-28 · Sale · Disposed 508,407 · Balance 29,903,797 F1: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. |
| Notional Principal Amount Derivative AgreementsSEC Table II · derivative / convertible security | Direct | 1 |
Reported balance
After 2019-08-26 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2019-08-26 · Other · Acquired 1 · Balance 1 F4: The Reporting Persons increased its position in notional principal amount derivative agreements (the "Derivative Agreements") in the form of cash settled swaps. The strike prices of the Derivative Agreements reported herein range from $24.89 to $25.05. The Derivative Agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide them with the power to vote or direct the voting or dispose of or direct the disposition of the shares that are referenced in the Derivative Agreements (such shares, the "Subject Shares"). The Reporting Persons disclaim beneficial ownership in the Subject Shares. The Derivative Agreements shall continue until terminated as elected by the parties, and have an initial reference expiration date of December 18, 2020. |
| Notional Principal Amount Derivative AgreementsSEC Table II · derivative / convertible security | Direct | 1 |
Reported balance
After 2019-08-27 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2019-08-27 · Other · Acquired 1 · Balance 1 F5: The Reporting Persons increased its position in the Derivative Agreements in the form of cash settled swaps. The strike price of the Derivative Agreements reported herein is $25.18. The Derivative Agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide them with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. The Reporting Persons disclaim beneficial ownership in the Subject Shares. The Derivative Agreements shall continue until terminated as elected by the parties, and have an initial reference expiration date of December 18, 2020. |
| Notional Principal Amount Derivative AgreementsSEC Table II · derivative / convertible security | Direct | 1 |
Reported balance
After 2019-08-28 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2019-08-28 · Other · Acquired 1 · Balance 1 F6: The Reporting Persons increased its position in the Derivative Agreements in the form of cash settled swaps. The strike price of the Derivative Agreements reported herein is $25.08. The Derivative Agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide them with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. The Reporting Persons disclaim beneficial ownership in the Subject Shares. The Derivative Agreements shall continue until terminated as elected by the parties, and have an initial reference expiration date of December 18, 2020. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.87 to $25.05, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.17 to $25.18, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
F4: The Reporting Persons increased its position in notional principal amount derivative agreements (the "Derivative Agreements") in the form of cash settled swaps. The strike prices of the Derivative Agreements reported herein range from $24.89 to $25.05. The Derivative Agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide them with the power to vote or direct the voting or dispose of or direct the disposition of the shares that are referenced in the Derivative Agreements (such shares, the "Subject Shares"). The Reporting Persons disclaim beneficial ownership in the Subject Shares. The Derivative Agreements shall continue until terminated as elected by the parties, and have an initial reference expiration date of December 18, 2020.
F5: The Reporting Persons increased its position in the Derivative Agreements in the form of cash settled swaps. The strike price of the Derivative Agreements reported herein is $25.18. The Derivative Agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide them with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. The Reporting Persons disclaim beneficial ownership in the Subject Shares. The Derivative Agreements shall continue until terminated as elected by the parties, and have an initial reference expiration date of December 18, 2020.
F6: The Reporting Persons increased its position in the Derivative Agreements in the form of cash settled swaps. The strike price of the Derivative Agreements reported herein is $25.08. The Derivative Agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide them with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. The Reporting Persons disclaim beneficial ownership in the Subject Shares. The Derivative Agreements shall continue until terminated as elected by the parties, and have an initial reference expiration date of December 18, 2020.
MITEL NETWORKS CORP
Report date September 27, 2017 · Filed September 28, 2017
Section 16 reporting ended · disclosed 2017-09-28. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common shares, no par valueSEC Table I · non-derivative | Direct | 7,941,547 |
Reported balance
After 2017-09-27 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2017-09-27 · Sale · Disposed 301,496 · Balance 7,941,547 F1: This Form 3 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F2: Includes Common Stock received in a distribution exempt under Rule 16a-9. |
| Notional Principal Amount Derivative AgreementsSEC Table II · derivative / convertible security | Direct | 2,547,446 |
Reported balance
Holding disclosure · report date 2017-09-27 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 2,547,446 F1: This Form 3 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F3: Notional principal amount derivative agreements (the "Derivative Agreement") in the form of cash settled swaps expiring January 2, 2018 entered into by Elliott International at initial execution prices ranging from $6.1362 to $7.2235. The Derivative Agreements provide Elliott International with economic results that are comparable to the economic results of ownership but do not provide it with the power to vote or direct the voting or dispose of or direct the disposition of the shares that are referenced in the Derivative Agreements (such shares, the "Subject Shares"). Each of the Elliott International and EICA disclaim beneficial ownership in the Subject Shares. The counterparties to the Derivative Agreements are unaffiliated third party financial institutions. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 3 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.
F2: Includes Common Stock received in a distribution exempt under Rule 16a-9.
F3: Notional principal amount derivative agreements (the "Derivative Agreement") in the form of cash settled swaps expiring January 2, 2018 entered into by Elliott International at initial execution prices ranging from $6.1362 to $7.2235. The Derivative Agreements provide Elliott International with economic results that are comparable to the economic results of ownership but do not provide it with the power to vote or direct the voting or dispose of or direct the disposition of the shares that are referenced in the Derivative Agreements (such shares, the "Subject Shares"). Each of the Elliott International and EICA disclaim beneficial ownership in the Subject Shares. The counterparties to the Derivative Agreements are unaffiliated third party financial institutions.
Pressburg, LLC
Report date December 06, 2019 · Filed December 13, 2019
Section 16 reporting ended · disclosed 2019-12-13. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common Stock, par value $0.001 per shareSEC Table I · non-derivative | IndirectSee footnotes | 0 |
Reported balance
After 2019-12-06 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2019-12-06 · Disposition to issuer · Disposed 11,103,003 · Balance 0 F1: The Issuer, Citizen Energy Operating, LLC ("Citizen") and Citizen Energy Pressburg Inc., a subsidiary of Citizen ("Merger Sub"), are parties to that certain Agreement and Plan of Merger, dated October 1, 2019 (the "Merger Agreement"), pursuant to which, among other things, on December 6, 2019, Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving as a wholly-owned subsidiary of Citizen. At the effective time of the Merger, each outstanding share of Class A common stock, $0.001 par value per share, of the Issuer was cancelled and converted into a right to receive $1.52 in cash. F2: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F3: Securities were owned by Spraberry Investments Inc., a Delaware corporation ("Spraberry") and a wholly-owned subsidiary of Elliott International. EICA, as the investment manager of Elliott International, have been deemed to beneficially own the securities owned directly by Spraberry. |
Filing footnotes · ownership attribution and instrument terms
F1: The Issuer, Citizen Energy Operating, LLC ("Citizen") and Citizen Energy Pressburg Inc., a subsidiary of Citizen ("Merger Sub"), are parties to that certain Agreement and Plan of Merger, dated October 1, 2019 (the "Merger Agreement"), pursuant to which, among other things, on December 6, 2019, Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving as a wholly-owned subsidiary of Citizen. At the effective time of the Merger, each outstanding share of Class A common stock, $0.001 par value per share, of the Issuer was cancelled and converted into a right to receive $1.52 in cash.
F2: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.
F3: Securities were owned by Spraberry Investments Inc., a Delaware corporation ("Spraberry") and a wholly-owned subsidiary of Elliott International. EICA, as the investment manager of Elliott International, have been deemed to beneficially own the securities owned directly by Spraberry.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 26, 2019 Filed Feb 28, 2019 22:00 UTC | Roadrunner Transportation Systems, Inc. RRTS · Entity 148812 | OtherSeries D Cumulative Redeemable Preferred Stock | 68 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000902664-19-001314 · ownership.xml · nonDerivative · entry 5 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F4 · kind: Represents shares of the Issuer's preferred stock that were redeemed by the Issuer at a price equal to their liquidation value plus all redemption premiums, in accordance with the Standby Purchase Agreement. F4 · price: Represents shares of the Issuer's preferred stock that were redeemed by the Issuer at a price equal to their liquidation value plus all redemption premiums, in accordance with the Standby Purchase Agreement. F1 · ownership.direct: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Read SEC document |
| February 26, 2019 Filed Feb 28, 2019 22:00 UTC | Roadrunner Transportation Systems, Inc. RRTS · Entity 148812 | OtherSeries C Cumulative Redeemable Preferred Stock | 37,400 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000902664-19-001314 · ownership.xml · nonDerivative · entry 4 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F4 · kind: Represents shares of the Issuer's preferred stock that were redeemed by the Issuer at a price equal to their liquidation value plus all redemption premiums, in accordance with the Standby Purchase Agreement. F4 · price: Represents shares of the Issuer's preferred stock that were redeemed by the Issuer at a price equal to their liquidation value plus all redemption premiums, in accordance with the Standby Purchase Agreement. F1 · ownership.direct: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Read SEC document |
| February 26, 2019 Filed Feb 28, 2019 22:00 UTC | Roadrunner Transportation Systems, Inc. RRTS · Entity 148812 | OtherSeries B Cumulative Redeemable Preferred Stock | 105,400 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000902664-19-001314 · ownership.xml · nonDerivative · entry 3 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F4 · kind: Represents shares of the Issuer's preferred stock that were redeemed by the Issuer at a price equal to their liquidation value plus all redemption premiums, in accordance with the Standby Purchase Agreement. F4 · price: Represents shares of the Issuer's preferred stock that were redeemed by the Issuer at a price equal to their liquidation value plus all redemption premiums, in accordance with the Standby Purchase Agreement. F1 · ownership.direct: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Read SEC document |
| February 26, 2019 Filed Feb 28, 2019 22:00 UTC | Roadrunner Transportation Systems, Inc. RRTS · Entity 148812 | PurchaseCommon Stock | 491,180,168 | $0.50 | $245,590,084.00 |
DisclosureSEC source: 0000902664-19-001314 · ownership.xml · nonDerivative · entry 2 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 577,235,338 F3 · kind: Represents shares of Common Stock acquired by Elliott International pursuant to its backstop commitment in accordance with the Standby Purchase Agreement, dated as of November 8, 2018 (the "Standby Purchase Agreement"), filed as Exhibit 10.48 to the Issuer's Current Report on Form 8-K filed with the Securities and exchange Commission on November 9, 2018. F1 · ownership.direct: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Read SEC document |
| February 26, 2019 Filed Feb 28, 2019 22:00 UTC | Roadrunner Transportation Systems, Inc. RRTS · Entity 148812 | OtherCommon Stock, par value $0.01 per share ("Common Stock") | 82,490,030 | $0.50 | $41,245,015.00 |
DisclosureSEC source: 0000902664-19-001314 · ownership.xml · nonDerivative · entry 1 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,055,170 F2 · kind: Represents the exercise of subscription rights in the Issuer's rights offering, as described in the Issuer's Prospectus dated February 1, 2019 (the "Rights Offering") by Elliott International, with each right entitling Elliott International to purchase 23.1379497159 shares of Common Stock. F1 · ownership.direct: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Read SEC document |
| November 14, 2018 Filed Nov 16, 2018 22:15 UTC | Roadrunner Transportation Systems, Inc. RRTS · Entity 148812 | PurchaseCommon Stock, par value $0.01 per share ("Common Stock") | 589,923 | $0.70 | $411,235.32 |
DisclosureSEC source: 0000902664-18-004163 · ownership.xml · nonDerivative · entry 1 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,565,140 F1 · ownership.direct: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Read SEC document |
| August 14, 2018 Filed Aug 16, 2018 21:03 UTC | PEABODY ENERGY CORP BTU · Entity 4124 | SaleCommon Stock, $0.01 par value per share (the "Common Stock") | 4,878,049 | $41.82 | $204,000,009.18 |
DisclosureSEC source: 0000902664-18-003206 · ownership.xml · nonDerivative · entry 1 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 19,153,066 F1 · security: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding common stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F1 · ownership.nature: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding common stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F2 · ownership.nature: Securities owned by Spraberry Investments Inc., a Delaware corporation ("Spraberry") and a wholly-owned subsidiary of Elliott International. EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Spraberry. Read SEC document |
| May 15, 2018 Filed May 16, 2018 01:51 UTC | Howmet Aerospace Inc. ARNC · Entity 2911 | OtherNotional Principal Amount Derivative Agreements · Derivative | 1 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000902664-18-002296 · p18-1177form4.xml · derivative · entry 4 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 544,000 shares Expires not disclosed F2 · security: The Reporting Persons settled a portion of certain notional principal amount derivative agreements (the "Derivative Agreements") in the form of cash settled swaps with strike prices ranging from $18.5877 to $21.1014 pursuant to their terms. The Derivative Agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide it with the power to vote or direct the voting or dispose of or direct the disposition of the shares that are referenced in the Derivative Agreements (such shares, the "Subject Shares"). The Reporting Persons disclaims beneficial ownership in the Subject Shares. The settlement of the Derivative Agreements and the reported purchase of the common stock in connection therewith are exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended pursuant to Rule 16b-6(b) thereunder. F2 · derivative.exercise_price: The Reporting Persons settled a portion of certain notional principal amount derivative agreements (the "Derivative Agreements") in the form of cash settled swaps with strike prices ranging from $18.5877 to $21.1014 pursuant to their terms. The Derivative Agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide it with the power to vote or direct the voting or dispose of or direct the disposition of the shares that are referenced in the Derivative Agreements (such shares, the "Subject Shares"). The Reporting Persons disclaims beneficial ownership in the Subject Shares. The settlement of the Derivative Agreements and the reported purchase of the common stock in connection therewith are exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended pursuant to Rule 16b-6(b) thereunder. F2 · shares: The Reporting Persons settled a portion of certain notional principal amount derivative agreements (the "Derivative Agreements") in the form of cash settled swaps with strike prices ranging from $18.5877 to $21.1014 pursuant to their terms. The Derivative Agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide it with the power to vote or direct the voting or dispose of or direct the disposition of the shares that are referenced in the Derivative Agreements (such shares, the "Subject Shares"). The Reporting Persons disclaims beneficial ownership in the Subject Shares. The settlement of the Derivative Agreements and the reported purchase of the common stock in connection therewith are exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended pursuant to Rule 16b-6(b) thereunder. F2 · price: The Reporting Persons settled a portion of certain notional principal amount derivative agreements (the "Derivative Agreements") in the form of cash settled swaps with strike prices ranging from $18.5877 to $21.1014 pursuant to their terms. The Derivative Agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide it with the power to vote or direct the voting or dispose of or direct the disposition of the shares that are referenced in the Derivative Agreements (such shares, the "Subject Shares"). The Reporting Persons disclaims beneficial ownership in the Subject Shares. The settlement of the Derivative Agreements and the reported purchase of the common stock in connection therewith are exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended pursuant to Rule 16b-6(b) thereunder. F2 · derivative.exercise_date: The Reporting Persons settled a portion of certain notional principal amount derivative agreements (the "Derivative Agreements") in the form of cash settled swaps with strike prices ranging from $18.5877 to $21.1014 pursuant to their terms. The Derivative Agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide it with the power to vote or direct the voting or dispose of or direct the disposition of the shares that are referenced in the Derivative Agreements (such shares, the "Subject Shares"). The Reporting Persons disclaims beneficial ownership in the Subject Shares. The settlement of the Derivative Agreements and the reported purchase of the common stock in connection therewith are exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended pursuant to Rule 16b-6(b) thereunder. F2 · derivative.expiration_date: The Reporting Persons settled a portion of certain notional principal amount derivative agreements (the "Derivative Agreements") in the form of cash settled swaps with strike prices ranging from $18.5877 to $21.1014 pursuant to their terms. The Derivative Agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide it with the power to vote or direct the voting or dispose of or direct the disposition of the shares that are referenced in the Derivative Agreements (such shares, the "Subject Shares"). The Reporting Persons disclaims beneficial ownership in the Subject Shares. The settlement of the Derivative Agreements and the reported purchase of the common stock in connection therewith are exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended pursuant to Rule 16b-6(b) thereunder. F2 · balance_after: The Reporting Persons settled a portion of certain notional principal amount derivative agreements (the "Derivative Agreements") in the form of cash settled swaps with strike prices ranging from $18.5877 to $21.1014 pursuant to their terms. The Derivative Agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide it with the power to vote or direct the voting or dispose of or direct the disposition of the shares that are referenced in the Derivative Agreements (such shares, the "Subject Shares"). The Reporting Persons disclaims beneficial ownership in the Subject Shares. The settlement of the Derivative Agreements and the reported purchase of the common stock in connection therewith are exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended pursuant to Rule 16b-6(b) thereunder. Read SEC document |
| May 15, 2018 Filed May 16, 2018 01:51 UTC | Howmet Aerospace Inc. ARNC · Entity 2911 | OtherCommon Stock, $1.00 par value | 544,000 | $17.93 | $9,751,744.00 |
DisclosureSEC source: 0000902664-18-002296 · p18-1177form4.xml · nonDerivative · entry 3 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,293,450 Read SEC document |
| May 15, 2018 Filed May 16, 2018 01:51 UTC | Howmet Aerospace Inc. ARNC · Entity 2911 | OtherCommon Stock, $1.00 par value | 544,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000902664-18-002296 · p18-1177form4.xml · nonDerivative · entry 2 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,837,450 F2 · price: The Reporting Persons settled a portion of certain notional principal amount derivative agreements (the "Derivative Agreements") in the form of cash settled swaps with strike prices ranging from $18.5877 to $21.1014 pursuant to their terms. The Derivative Agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide it with the power to vote or direct the voting or dispose of or direct the disposition of the shares that are referenced in the Derivative Agreements (such shares, the "Subject Shares"). The Reporting Persons disclaims beneficial ownership in the Subject Shares. The settlement of the Derivative Agreements and the reported purchase of the common stock in connection therewith are exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended pursuant to Rule 16b-6(b) thereunder. Read SEC document |
| May 15, 2018 Filed May 16, 2018 01:51 UTC | Howmet Aerospace Inc. ARNC · Entity 2911 | PurchaseCommon Stock, $1.00 par value | 544,000 | $17.96 | $9,770,784.00 |
DisclosureSEC source: 0000902664-18-002296 · p18-1177form4.xml · nonDerivative · entry 1 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,293,450 F1 · security: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Read SEC document |
| January 31, 2018 Filed Feb 2, 2018 22:20 UTC | PEABODY ENERGY CORP BTU · Entity 4124 | ConversionSeries A Convertible Preferred Stock · Derivative | 5,108,947 | Not disclosed Strike: $40.30 | Not disclosed |
DisclosureSEC source: 0000902664-18-000593 · p18-0382form4.xml · derivative · entry 2 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: Not disclosed Underlying: Common Stock · 9,619,100 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned directly by Elliott International. The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding common stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F3 · price: Pursuant to the terms of the Certificate of Designation of the Series A Convertible Preferred Stock, the shares of Series A Convertible Preferred Stock automatically converted into shares of Common Stock without any action by the Reporting Persons on January 31, 2018. These shares of Series A Convertible Preferred Stock had no expiration date. F3 · derivative.exercise_date: Pursuant to the terms of the Certificate of Designation of the Series A Convertible Preferred Stock, the shares of Series A Convertible Preferred Stock automatically converted into shares of Common Stock without any action by the Reporting Persons on January 31, 2018. These shares of Series A Convertible Preferred Stock had no expiration date. F3 · derivative.expiration_date: Pursuant to the terms of the Certificate of Designation of the Series A Convertible Preferred Stock, the shares of Series A Convertible Preferred Stock automatically converted into shares of Common Stock without any action by the Reporting Persons on January 31, 2018. These shares of Series A Convertible Preferred Stock had no expiration date. F1 · ownership.nature: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned directly by Elliott International. The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding common stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F2 · ownership.nature: Securities owned by Spraberry Investments Inc., a Delaware corporation ("Spraberry") and a wholly-owned subsidiary of Elliott International. EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Spraberry. Read SEC document |
| January 31, 2018 Filed Feb 2, 2018 22:20 UTC | PEABODY ENERGY CORP BTU · Entity 4124 | ConversionCommon Stock, $0.01 par value per share (the "Common Stock") | 9,619,100 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000902664-18-000593 · p18-0382form4.xml · nonDerivative · entry 1 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 24,031,115 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Pursuant to the terms of the Certificate of Designation of the Series A Convertible Preferred Stock, the shares of Series A Convertible Preferred Stock automatically converted into shares of Common Stock without any action by the Reporting Persons on January 31, 2018. These shares of Series A Convertible Preferred Stock had no expiration date. F1 · ownership.nature: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned directly by Elliott International. The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding common stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F2 · ownership.nature: Securities owned by Spraberry Investments Inc., a Delaware corporation ("Spraberry") and a wholly-owned subsidiary of Elliott International. EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Spraberry. Read SEC document |
| September 27, 2017 Filed Sep 28, 2017 22:11 UTC | MITEL NETWORKS CORP MITL · Entity 162058 | SaleCommon shares, no par value | 301,496 | $8.26 | $2,488,849.48 |
DisclosureSEC source: 0001140361-17-036835 · doc1.xml · nonDerivative · entry 1 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,941,547 F1 · security: This Form 3 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F2 · balance_after: Includes Common Stock received in a distribution exempt under Rule 16a-9. F1 · ownership.direct: This Form 3 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Read SEC document |
| August 23, 2017 Filed Aug 25, 2017 22:59 UTC | MITEL NETWORKS CORP MITL · Entity 162058 | SaleCommon shares, no par value | 10,897 | $8.30 | $90,448.37 |
DisclosureSEC source: 0001140361-17-033344 · doc1.xml · nonDerivative · entry 3 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,849,492 F1 · security: This Form 3 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F1 · ownership.direct: This Form 3 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Read SEC document |
| August 23, 2017 Filed Aug 25, 2017 22:59 UTC | MITEL NETWORKS CORP MITL · Entity 162058 | SaleCommon shares, no par value | 1,380 | $8.31 | $11,468.21 |
DisclosureSEC source: 0001140361-17-033344 · doc1.xml · nonDerivative · entry 2 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,860,389 F1 · security: This Form 3 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F1 · ownership.direct: This Form 3 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Read SEC document |
| August 23, 2017 Filed Aug 25, 2017 22:59 UTC | MITEL NETWORKS CORP MITL · Entity 162058 | SaleCommon shares, no par value | 180,000 | $8.30 | $1,494,000.00 |
DisclosureSEC source: 0001140361-17-033344 · doc1.xml · nonDerivative · entry 1 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,861,769 F1 · security: This Form 3 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F1 · ownership.direct: This Form 3 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Read SEC document |
| July 17, 2017 Filed Aug 22, 2017 21:20 UTC | Affinion Group Holdings, Inc. AFGR · Entity 158373 | OtherWarrant (Right to Buy) · Derivative | 119,334 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-033020 · doc1.xml · derivative · entry 2 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,449,649 Underlying: Common Stock · 119,334 shares Expires 2022-11-10 F1 · security: This Form 4 is filed by Elliott Associates, L.P. (the "Reporting Person"). The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding common stock. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F2 · security: Warrants to buy shares of Common Stock received from the Issuer pursuant to the Amended and Restated Investor Purchase Agreement, dated as of May 9, 2017 are currently exercisable. F2 · derivative.exercise_date: Warrants to buy shares of Common Stock received from the Issuer pursuant to the Amended and Restated Investor Purchase Agreement, dated as of May 9, 2017 are currently exercisable. Read SEC document |
| June 02, 2017 Filed Jun 2, 2017 21:51 UTC | PEABODY ENERGY CORP BTU · Entity 4124 | PurchaseCommon Stock, par value $0.01 per share | 25,500 | $23.18 | $591,041.55 |
DisclosureSEC source: 0001140361-17-023649 · doc1.xml · nonDerivative · entry 4 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 14,412,018 F1 · security: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding common stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F2 · ownership.direct: Securities owned by Luxembourg Investment Company 162 S.a R.L, a Luxembourg limited company ("Luxembourg") and a wholly-owned subsidiary of Elliott International. EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Luxembourg. Read SEC document |
| June 02, 2017 Filed Jun 2, 2017 21:51 UTC | PEABODY ENERGY CORP BTU · Entity 4124 | PurchaseCommon Stock, par value $0.01 per share | 6,168 | $23.62 | $145,710.36 |
DisclosureSEC source: 0001140361-17-023649 · doc1.xml · nonDerivative · entry 3 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 14,386,518 F1 · security: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding common stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F2 · ownership.direct: Securities owned by Luxembourg Investment Company 162 S.a R.L, a Luxembourg limited company ("Luxembourg") and a wholly-owned subsidiary of Elliott International. EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Luxembourg. Read SEC document |
| June 01, 2017 Filed Jun 2, 2017 21:51 UTC | PEABODY ENERGY CORP BTU · Entity 4124 | PurchaseCommon Stock, par value $0.01 per share | 10,832 | $23.74 | $257,098.60 |
DisclosureSEC source: 0001140361-17-023649 · doc1.xml · nonDerivative · entry 2 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 14,380,350 F1 · security: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding common stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F2 · ownership.direct: Securities owned by Luxembourg Investment Company 162 S.a R.L, a Luxembourg limited company ("Luxembourg") and a wholly-owned subsidiary of Elliott International. EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Luxembourg. Read SEC document |
| May 31, 2017 Filed Jun 2, 2017 21:51 UTC | PEABODY ENERGY CORP BTU · Entity 4124 | PurchaseCommon Stock, par value $0.01 per share | 8,596 | $24.00 | $206,299.70 |
DisclosureSEC source: 0001140361-17-023649 · doc1.xml · nonDerivative · entry 1 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 14,369,518 F1 · security: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding common stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F2 · ownership.direct: Securities owned by Luxembourg Investment Company 162 S.a R.L, a Luxembourg limited company ("Luxembourg") and a wholly-owned subsidiary of Elliott International. EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Luxembourg. Read SEC document |
| May 25, 2017 Filed May 25, 2017 21:55 UTC | PEABODY ENERGY CORP BTU · Entity 4124 | PurchaseCommon Stock, par value $0.01 per share | 2,108 | $23.87 | $50,310.58 |
DisclosureSEC source: 0001140361-17-022397 · doc1.xml · nonDerivative · entry 2 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 14,360,922 F1 · security: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned directly by Elliott International. The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding common stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F2 · ownership.direct: Securities owned by Luxembourg Investment Company 162 S.a R.L, a Luxembourg limited company ("Luxembourg") and a wholly-owned subsidiary of Elliott International. EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned directly by Luxembourg. Read SEC document |
| May 23, 2017 Filed May 25, 2017 21:55 UTC | PEABODY ENERGY CORP BTU · Entity 4124 | PurchaseCommon Stock, par value $0.01 per share | 17,925 | $23.35 | $418,534.41 |
DisclosureSEC source: 0001140361-17-022397 · doc1.xml · nonDerivative · entry 1 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 14,358,814 F1 · security: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned directly by Elliott International. The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding common stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F2 · ownership.direct: Securities owned by Luxembourg Investment Company 162 S.a R.L, a Luxembourg limited company ("Luxembourg") and a wholly-owned subsidiary of Elliott International. EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned directly by Luxembourg. Read SEC document |
| May 16, 2017 Filed May 22, 2017 22:59 UTC | PEABODY ENERGY CORP BTU · Entity 4124 | PurchaseCommon Stock, par value $0.01 per share | 177,236 | $24.25 | $4,297,636.25 |
DisclosureSEC source: 0001140361-17-021801 · doc1.xml · nonDerivative · entry 1 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 14,340,889 F1 · security: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding common stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F2 · ownership.direct: Securities owned by Luxembourg Investment Company 162 S.a R.L, a Luxembourg limited company ("Luxembourg") and a wholly-owned subsidiary of Elliott International. EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Luxembourg. Read SEC document |
| May 15, 2017 Filed May 15, 2017 22:06 UTC | PEABODY ENERGY CORP BTU · Entity 4124 | PurchaseCommon Stock, par value $0.01 per share | 136,000 | $25.01 | $3,401,210.40 |
DisclosureSEC source: 0001140361-17-020824 · doc1.xml · nonDerivative · entry 3 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 14,163,653 F1 · security: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding common stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F2 · ownership.direct: Securities owned by Luxembourg Investment Company 162 S.a R.L, a Luxembourg limited company ("Luxembourg") and a wholly-owned subsidiary of Elliott International. EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Luxembourg. Read SEC document |
| May 12, 2017 Filed May 15, 2017 22:06 UTC | PEABODY ENERGY CORP BTU · Entity 4124 | PurchaseCommon Stock, par value $0.01 per share | 61,659 | $24.70 | $1,522,706.00 |
DisclosureSEC source: 0001140361-17-020824 · doc1.xml · nonDerivative · entry 2 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 14,027,653 F1 · security: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding common stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F2 · ownership.direct: Securities owned by Luxembourg Investment Company 162 S.a R.L, a Luxembourg limited company ("Luxembourg") and a wholly-owned subsidiary of Elliott International. EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Luxembourg. Read SEC document |
| May 11, 2017 Filed May 15, 2017 22:06 UTC | PEABODY ENERGY CORP BTU · Entity 4124 | PurchaseCommon Stock, par value $0.01 per share | 119,000 | $25.00 | $2,974,869.10 |
DisclosureSEC source: 0001140361-17-020824 · doc1.xml · nonDerivative · entry 1 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 13,965,994 F1 · security: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding common stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F2 · ownership.direct: Securities owned by Luxembourg Investment Company 162 S.a R.L, a Luxembourg limited company ("Luxembourg") and a wholly-owned subsidiary of Elliott International. EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Luxembourg. Read SEC document |
| May 10, 2017 Filed May 10, 2017 21:48 UTC | PEABODY ENERGY CORP BTU · Entity 4124 | PurchaseCommon Stock, par value $0.01 per share | 28,220 | $24.97 | $704,565.92 |
DisclosureSEC source: 0001140361-17-019439 · doc1.xml · nonDerivative · entry 4 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 13,846,994 F1 · security: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding common stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F2 · ownership.direct: Securities owned by Luxembourg Investment Company 162 S.a R.L, a Luxembourg limited company ("Luxembourg") and a wholly-owned subsidiary of Elliott International. EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Luxembourg. Read SEC document |
| May 09, 2017 Filed May 10, 2017 21:48 UTC | PEABODY ENERGY CORP BTU · Entity 4124 | PurchaseCommon Stock, par value $0.01 per share | 68,000 | $24.58 | $1,671,358.40 |
DisclosureSEC source: 0001140361-17-019439 · doc1.xml · nonDerivative · entry 3 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 13,818,774 F1 · security: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding common stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F2 · ownership.direct: Securities owned by Luxembourg Investment Company 162 S.a R.L, a Luxembourg limited company ("Luxembourg") and a wholly-owned subsidiary of Elliott International. EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Luxembourg. Read SEC document |
| May 08, 2017 Filed May 10, 2017 21:48 UTC | PEABODY ENERGY CORP BTU · Entity 4124 | PurchaseCommon Stock, par value $0.01 per share | 33,253 | $24.14 | $802,853.78 |
DisclosureSEC source: 0001140361-17-019439 · doc1.xml · nonDerivative · entry 2 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 13,750,774 F1 · security: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding common stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F2 · ownership.direct: Securities owned by Luxembourg Investment Company 162 S.a R.L, a Luxembourg limited company ("Luxembourg") and a wholly-owned subsidiary of Elliott International. EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Luxembourg. Read SEC document |
| May 08, 2017 Filed May 10, 2017 21:48 UTC | PEABODY ENERGY CORP BTU · Entity 4124 | PurchaseCommon Stock, par value $0.01 per share | 170,000 | $24.17 | $4,108,543.00 |
DisclosureSEC source: 0001140361-17-019439 · doc1.xml · nonDerivative · entry 1 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 13,717,521 F1 · security: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding common stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F2 · ownership.direct: Securities owned by Luxembourg Investment Company 162 S.a R.L, a Luxembourg limited company ("Luxembourg") and a wholly-owned subsidiary of Elliott International. EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Luxembourg. Read SEC document |
| May 05, 2017 Filed May 5, 2017 21:46 UTC | PEABODY ENERGY CORP BTU · Entity 4124 | PurchaseCommon Stock, par value $0.01 per share | 34,000 | $23.77 | $808,180.00 |
DisclosureSEC source: 0001140361-17-018654 · doc1.xml · nonDerivative · entry 7 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 13,547,521 F1 · security: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding common stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F2 · ownership.direct: Securities owned by Luxembourg Investment Company 162 S.a R.L, a Luxembourg limited company ("Luxembourg") and a wholly-owned subsidiary of Elliott International. EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Luxembourg. Read SEC document |
| May 05, 2017 Filed May 5, 2017 21:46 UTC | PEABODY ENERGY CORP BTU · Entity 4124 | PurchaseCommon Stock, par value $0.01 per share | 182,500 | $23.90 | $4,361,184.25 |
DisclosureSEC source: 0001140361-17-018654 · doc1.xml · nonDerivative · entry 6 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 13,513,521 F1 · security: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding common stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F2 · ownership.direct: Securities owned by Luxembourg Investment Company 162 S.a R.L, a Luxembourg limited company ("Luxembourg") and a wholly-owned subsidiary of Elliott International. EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Luxembourg. Read SEC document |
| May 04, 2017 Filed May 5, 2017 21:46 UTC | PEABODY ENERGY CORP BTU · Entity 4124 | PurchaseCommon Stock, par value $0.01 per share | 9,588 | $24.29 | $232,903.07 |
DisclosureSEC source: 0001140361-17-018654 · doc1.xml · nonDerivative · entry 5 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 13,331,021 F1 · security: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding common stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F2 · ownership.direct: Securities owned by Luxembourg Investment Company 162 S.a R.L, a Luxembourg limited company ("Luxembourg") and a wholly-owned subsidiary of Elliott International. EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Luxembourg. Read SEC document |
| May 04, 2017 Filed May 5, 2017 21:46 UTC | PEABODY ENERGY CORP BTU · Entity 4124 | PurchaseCommon Stock, par value $0.01 per share | 51,000 | $24.70 | $1,259,700.00 |
DisclosureSEC source: 0001140361-17-018654 · doc1.xml · nonDerivative · entry 4 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 13,321,433 F1 · security: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding common stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F2 · ownership.direct: Securities owned by Luxembourg Investment Company 162 S.a R.L, a Luxembourg limited company ("Luxembourg") and a wholly-owned subsidiary of Elliott International. EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Luxembourg. Read SEC document |
| May 04, 2017 Filed May 5, 2017 21:46 UTC | PEABODY ENERGY CORP BTU · Entity 4124 | PurchaseCommon Stock, par value $0.01 per share | 943,432 | $24.01 | $22,655,104.33 |
DisclosureSEC source: 0001140361-17-018654 · doc1.xml · nonDerivative · entry 3 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 13,270,433 F1 · security: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding common stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F2 · ownership.direct: Securities owned by Luxembourg Investment Company 162 S.a R.L, a Luxembourg limited company ("Luxembourg") and a wholly-owned subsidiary of Elliott International. EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Luxembourg. Read SEC document |
| May 04, 2017 Filed May 5, 2017 21:46 UTC | PEABODY ENERGY CORP BTU · Entity 4124 | PurchaseCommon Stock, par value $0.01 per share | 1,116,715 | $23.50 | $26,242,802.50 |
DisclosureSEC source: 0001140361-17-018654 · doc1.xml · nonDerivative · entry 2 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 12,327,001 F1 · security: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding common stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F2 · ownership.direct: Securities owned by Luxembourg Investment Company 162 S.a R.L, a Luxembourg limited company ("Luxembourg") and a wholly-owned subsidiary of Elliott International. EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Luxembourg. Read SEC document |
| May 03, 2017 Filed May 5, 2017 21:46 UTC | PEABODY ENERGY CORP BTU · Entity 4124 | PurchaseCommon Stock, par value $0.01 per share | 502,199 | $25.31 | $12,708,296.35 |
DisclosureSEC source: 0001140361-17-018654 · doc1.xml · nonDerivative · entry 1 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 11,210,286 F1 · security: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding common stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F2 · ownership.direct: Securities owned by Luxembourg Investment Company 162 S.a R.L, a Luxembourg limited company ("Luxembourg") and a wholly-owned subsidiary of Elliott International. EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Luxembourg. Read SEC document |
| May 02, 2017 Filed May 2, 2017 23:07 UTC | PEABODY ENERGY CORP BTU · Entity 4124 | PurchaseCommon Stock, par value $0.01 per share | 129,624 | $26.10 | $3,382,784.57 |
DisclosureSEC source: 0001140361-17-017972 · doc1.xml · nonDerivative · entry 3 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 10,708,087 F1 · security: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding common stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F2 · ownership.direct: Securities owned by Luxembourg Investment Company 162 S.a R.L, a Luxembourg limited company ("Luxembourg") and a wholly-owned subsidiary of Elliott International. EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Luxembourg. Read SEC document |
| May 01, 2017 Filed May 2, 2017 23:07 UTC | PEABODY ENERGY CORP BTU · Entity 4124 | PurchaseCommon Stock, par value $0.01 per share | 53,838 | $25.78 | $1,387,792.89 |
DisclosureSEC source: 0001140361-17-017972 · doc1.xml · nonDerivative · entry 2 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 10,578,463 F1 · security: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding common stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F2 · ownership.direct: Securities owned by Luxembourg Investment Company 162 S.a R.L, a Luxembourg limited company ("Luxembourg") and a wholly-owned subsidiary of Elliott International. EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Luxembourg. Read SEC document |
| April 28, 2017 Filed May 2, 2017 23:07 UTC | PEABODY ENERGY CORP BTU · Entity 4124 | PurchaseCommon Stock, par value $0.01 per share | 113,837 | $25.74 | $2,930,380.67 |
DisclosureSEC source: 0001140361-17-017972 · doc1.xml · nonDerivative · entry 1 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 10,524,625 F1 · security: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding common stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F2 · ownership.direct: Securities owned by Luxembourg Investment Company 162 S.a R.L, a Luxembourg limited company ("Luxembourg") and a wholly-owned subsidiary of Elliott International. EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Luxembourg. Read SEC document |
| April 27, 2017 Filed Apr 27, 2017 21:34 UTC | PEABODY ENERGY CORP BTU · Entity 4124 | PurchaseCommon Stock, par value $0.01 per share | 34,000 | $26.45 | $899,164.00 |
DisclosureSEC source: 0001140361-17-017167 · doc1.xml · nonDerivative · entry 6 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 10,410,788 F1 · security: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding common stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F2 · ownership.direct: Securities owned by Luxembourg Investment Company 162 S.a R.L, a Luxembourg limited company ("Luxembourg") and a wholly-owned subsidiary of Elliott International. EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Luxembourg. Read SEC document |
| April 27, 2017 Filed Apr 27, 2017 21:34 UTC | PEABODY ENERGY CORP BTU · Entity 4124 | PurchaseCommon Stock, par value $0.01 per share | 130,406 | $26.28 | $3,427,056.64 |
DisclosureSEC source: 0001140361-17-017167 · doc1.xml · nonDerivative · entry 5 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 10,376,788 F1 · security: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding common stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F2 · ownership.direct: Securities owned by Luxembourg Investment Company 162 S.a R.L, a Luxembourg limited company ("Luxembourg") and a wholly-owned subsidiary of Elliott International. EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Luxembourg. Read SEC document |
| April 26, 2017 Filed Apr 27, 2017 21:34 UTC | PEABODY ENERGY CORP BTU · Entity 4124 | PurchaseCommon Stock, par value $0.01 per share | 4,080 | $26.50 | $108,120.00 |
DisclosureSEC source: 0001140361-17-017167 · doc1.xml · nonDerivative · entry 4 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 10,246,382 F1 · security: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding common stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F2 · ownership.direct: Securities owned by Luxembourg Investment Company 162 S.a R.L, a Luxembourg limited company ("Luxembourg") and a wholly-owned subsidiary of Elliott International. EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Luxembourg. Read SEC document |
| April 26, 2017 Filed Apr 27, 2017 21:34 UTC | PEABODY ENERGY CORP BTU · Entity 4124 | PurchaseCommon Stock, par value $0.01 per share | 83,775 | $26.48 | $2,218,160.94 |
DisclosureSEC source: 0001140361-17-017167 · doc1.xml · nonDerivative · entry 3 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 10,242,302 F1 · security: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding common stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F2 · ownership.direct: Securities owned by Luxembourg Investment Company 162 S.a R.L, a Luxembourg limited company ("Luxembourg") and a wholly-owned subsidiary of Elliott International. EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Luxembourg. Read SEC document |
| April 25, 2017 Filed Apr 27, 2017 21:34 UTC | PEABODY ENERGY CORP BTU · Entity 4124 | PurchaseCommon Stock, par value $0.01 per share | 69,042 | $26.27 | $1,813,415.75 |
DisclosureSEC source: 0001140361-17-017167 · doc1.xml · nonDerivative · entry 2 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 10,158,527 F1 · security: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding common stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F2 · ownership.direct: Securities owned by Luxembourg Investment Company 162 S.a R.L, a Luxembourg limited company ("Luxembourg") and a wholly-owned subsidiary of Elliott International. EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Luxembourg. Read SEC document |
| April 25, 2017 Filed Apr 27, 2017 21:34 UTC | PEABODY ENERGY CORP BTU · Entity 4124 | PurchaseCommon Stock, par value $0.01 per share | 5,753 | $26.07 | $149,994.52 |
DisclosureSEC source: 0001140361-17-017167 · doc1.xml · nonDerivative · entry 1 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 10,089,485 F1 · security: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding common stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F2 · ownership.direct: Securities owned by Luxembourg Investment Company 162 S.a R.L, a Luxembourg limited company ("Luxembourg") and a wholly-owned subsidiary of Elliott International. EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Luxembourg. Read SEC document |
| April 24, 2017 Filed Apr 24, 2017 21:54 UTC | PEABODY ENERGY CORP BTU · Entity 4124 | PurchaseCommon Stock, par value $0.01 per share | 24,820 | $26.26 | $651,812.91 |
DisclosureSEC source: 0001140361-17-016594 · doc1.xml · nonDerivative · entry 3 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 10,083,732 F1 · security: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding common stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F2 · ownership.direct: Securities owned by Luxembourg Investment Company 162 S.a R.L, a Luxembourg limited company ("Luxembourg") and a wholly-owned subsidiary of Elliott International. EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Luxembourg. Read SEC document |
| April 21, 2017 Filed Apr 24, 2017 21:54 UTC | PEABODY ENERGY CORP BTU · Entity 4124 | PurchaseCommon Stock, par value $0.01 per share | 102,000 | $25.33 | $2,583,282.60 |
DisclosureSEC source: 0001140361-17-016594 · doc1.xml · nonDerivative · entry 2 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 10,058,912 F1 · security: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding common stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F2 · ownership.direct: Securities owned by Luxembourg Investment Company 162 S.a R.L, a Luxembourg limited company ("Luxembourg") and a wholly-owned subsidiary of Elliott International. EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Luxembourg. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.