organization · Reporting owner
ELLIOTT INTERNATIONAL, L.P.
Disclosed activity across 6 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PEABODY ENERGY CORPBTU · Entity 4124 | 10% owner | August 27, 2019 | August 29, 2019 |
| Roadrunner Transportation Systems, Inc.RRTS · Entity 148812 | 10% owner | December 09, 2019 | December 11, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PEABODY ENERGY CORP
Report date August 27, 2019 · Filed August 29, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.01 par value per shareSEC Table I · non-derivative | IndirectSee footnotes | 19,903,066 |
Reported balance
After 2019-08-27 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2019-08-27 · Purchase · Acquired 50,000 · Balance 19,903,066 F1: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned directly by Elliott International. The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding common stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F2: Securities owned by Spraberry Investments Inc., a Delaware corporation ("Spraberry") and a wholly-owned subsidiary of Elliott International. EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned directly by Spraberry. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned directly by Elliott International. The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding common stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.
F2: Securities owned by Spraberry Investments Inc., a Delaware corporation ("Spraberry") and a wholly-owned subsidiary of Elliott International. EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned directly by Spraberry.
Roadrunner Transportation Systems, Inc.
Report date December 09, 2019 · Filed December 11, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 23,289,412 |
Reported balance
After 2019-12-09 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2019-12-09 · Purchase · Acquired 996 · Balance 23,289,412 F1: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.
Past disclosures · reporting ended (4)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Affinion Group Holdings, Inc.
Report date April 10, 2019 · Filed April 12, 2019
Section 16 reporting ended · disclosed 2019-04-12. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per share ("Common Stock")SEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2019-04-10 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2019-04-10 · Other · Disposed 1,691,426 · Balance 0 F2: On April 10, 2019, the Issuer and Affinion Group completed the Recapitalization, the Merger and the other transactions described in Amendment No. 4 to the Schedule 13D filed by the Reporting Person ("Amendment No. 4"). Immediately prior to the consummation of the Merger, the Reporting Person tendered its Existing Notes in the Exchange Offer, and received shares of Class M Common Stock, and such shares of Class M Common Stock were converted into New Common Stock and New Penny Warrants as a result of the Merger. F3: The shares of Common Stock reported herein were exchanged for New Investor Warrants in the Merger. The Warrants reported herein were mandatorily exercised immediately following the consummation of the Exchange Offer and the shares of Common Stock issued pursuant to such exercise were exchanged for New Investor Warrants in the Merger. Immediately following the consummation of the Recapitalization, the Merger and the other transactions described in Amendment No. 4, the Reporting Person owned 97,707 shares of New Common Stock, 4,404,157 New Penny Warrants and 156,061 New Investor Warrants. Capitalized terms not defined herein have the meaning set forth in Amendment No. 4. F1: This Form 4 is filed by Elliott International, L.P. (the "Reporting Person"). The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. |
| Warrant (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.01 · Expires 2022-11-10 | Direct | 0 |
Reported balance
After 2019-04-10 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2019-04-10 · Other · Disposed 47,223 · Balance 0 F2: On April 10, 2019, the Issuer and Affinion Group completed the Recapitalization, the Merger and the other transactions described in Amendment No. 4 to the Schedule 13D filed by the Reporting Person ("Amendment No. 4"). Immediately prior to the consummation of the Merger, the Reporting Person tendered its Existing Notes in the Exchange Offer, and received shares of Class M Common Stock, and such shares of Class M Common Stock were converted into New Common Stock and New Penny Warrants as a result of the Merger. F3: The shares of Common Stock reported herein were exchanged for New Investor Warrants in the Merger. The Warrants reported herein were mandatorily exercised immediately following the consummation of the Exchange Offer and the shares of Common Stock issued pursuant to such exercise were exchanged for New Investor Warrants in the Merger. Immediately following the consummation of the Recapitalization, the Merger and the other transactions described in Amendment No. 4, the Reporting Person owned 97,707 shares of New Common Stock, 4,404,157 New Penny Warrants and 156,061 New Investor Warrants. Capitalized terms not defined herein have the meaning set forth in Amendment No. 4. F1: This Form 4 is filed by Elliott International, L.P. (the "Reporting Person"). The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 is filed by Elliott International, L.P. (the "Reporting Person"). The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.
F2: On April 10, 2019, the Issuer and Affinion Group completed the Recapitalization, the Merger and the other transactions described in Amendment No. 4 to the Schedule 13D filed by the Reporting Person ("Amendment No. 4"). Immediately prior to the consummation of the Merger, the Reporting Person tendered its Existing Notes in the Exchange Offer, and received shares of Class M Common Stock, and such shares of Class M Common Stock were converted into New Common Stock and New Penny Warrants as a result of the Merger.
F3: The shares of Common Stock reported herein were exchanged for New Investor Warrants in the Merger. The Warrants reported herein were mandatorily exercised immediately following the consummation of the Exchange Offer and the shares of Common Stock issued pursuant to such exercise were exchanged for New Investor Warrants in the Merger. Immediately following the consummation of the Recapitalization, the Merger and the other transactions described in Amendment No. 4, the Reporting Person owned 97,707 shares of New Common Stock, 4,404,157 New Penny Warrants and 156,061 New Investor Warrants. Capitalized terms not defined herein have the meaning set forth in Amendment No. 4.
Howmet Aerospace Inc.
Report date August 26, 2019 · Filed August 28, 2019
Section 16 reporting ended · disclosed 2019-08-28. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $1.00 par valueSEC Table I · non-derivative | Direct | 29,903,797 |
Last balance in matching sequence
After 2019-08-28 transaction · row 3
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rowsRow 1 · 2019-08-26 · Sale · Disposed 1,805,903 · Balance 32,306,412 F1: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.87 to $25.05, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. Row 2 · 2019-08-27 · Sale · Disposed 1,894,208 · Balance 30,412,204 F1: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.17 to $25.18, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. Row 3 · 2019-08-28 · Sale · Disposed 508,407 · Balance 29,903,797 F1: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. |
| Notional Principal Amount Derivative AgreementsSEC Table II · derivative / convertible security | Direct | 1 |
Reported balance
After 2019-08-26 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2019-08-26 · Other · Acquired 1 · Balance 1 F4: The Reporting Persons increased its position in notional principal amount derivative agreements (the "Derivative Agreements") in the form of cash settled swaps. The strike prices of the Derivative Agreements reported herein range from $24.89 to $25.05. The Derivative Agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide them with the power to vote or direct the voting or dispose of or direct the disposition of the shares that are referenced in the Derivative Agreements (such shares, the "Subject Shares"). The Reporting Persons disclaim beneficial ownership in the Subject Shares. The Derivative Agreements shall continue until terminated as elected by the parties, and have an initial reference expiration date of December 18, 2020. |
| Notional Principal Amount Derivative AgreementsSEC Table II · derivative / convertible security | Direct | 1 |
Reported balance
After 2019-08-27 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2019-08-27 · Other · Acquired 1 · Balance 1 F5: The Reporting Persons increased its position in the Derivative Agreements in the form of cash settled swaps. The strike price of the Derivative Agreements reported herein is $25.18. The Derivative Agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide them with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. The Reporting Persons disclaim beneficial ownership in the Subject Shares. The Derivative Agreements shall continue until terminated as elected by the parties, and have an initial reference expiration date of December 18, 2020. |
| Notional Principal Amount Derivative AgreementsSEC Table II · derivative / convertible security | Direct | 1 |
Reported balance
After 2019-08-28 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2019-08-28 · Other · Acquired 1 · Balance 1 F6: The Reporting Persons increased its position in the Derivative Agreements in the form of cash settled swaps. The strike price of the Derivative Agreements reported herein is $25.08. The Derivative Agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide them with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. The Reporting Persons disclaim beneficial ownership in the Subject Shares. The Derivative Agreements shall continue until terminated as elected by the parties, and have an initial reference expiration date of December 18, 2020. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.87 to $25.05, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.17 to $25.18, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
F4: The Reporting Persons increased its position in notional principal amount derivative agreements (the "Derivative Agreements") in the form of cash settled swaps. The strike prices of the Derivative Agreements reported herein range from $24.89 to $25.05. The Derivative Agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide them with the power to vote or direct the voting or dispose of or direct the disposition of the shares that are referenced in the Derivative Agreements (such shares, the "Subject Shares"). The Reporting Persons disclaim beneficial ownership in the Subject Shares. The Derivative Agreements shall continue until terminated as elected by the parties, and have an initial reference expiration date of December 18, 2020.
F5: The Reporting Persons increased its position in the Derivative Agreements in the form of cash settled swaps. The strike price of the Derivative Agreements reported herein is $25.18. The Derivative Agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide them with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. The Reporting Persons disclaim beneficial ownership in the Subject Shares. The Derivative Agreements shall continue until terminated as elected by the parties, and have an initial reference expiration date of December 18, 2020.
F6: The Reporting Persons increased its position in the Derivative Agreements in the form of cash settled swaps. The strike price of the Derivative Agreements reported herein is $25.08. The Derivative Agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide them with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. The Reporting Persons disclaim beneficial ownership in the Subject Shares. The Derivative Agreements shall continue until terminated as elected by the parties, and have an initial reference expiration date of December 18, 2020.
MITEL NETWORKS CORP
Report date September 27, 2017 · Filed September 28, 2017
Section 16 reporting ended · disclosed 2017-09-28. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common shares, no par valueSEC Table I · non-derivative | Direct | 7,941,547 |
Reported balance
After 2017-09-27 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2017-09-27 · Sale · Disposed 301,496 · Balance 7,941,547 F1: This Form 3 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F2: Includes Common Stock received in a distribution exempt under Rule 16a-9. |
| Notional Principal Amount Derivative AgreementsSEC Table II · derivative / convertible security | Direct | 2,547,446 |
Reported balance
Holding disclosure · report date 2017-09-27 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 2,547,446 F1: This Form 3 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F3: Notional principal amount derivative agreements (the "Derivative Agreement") in the form of cash settled swaps expiring January 2, 2018 entered into by Elliott International at initial execution prices ranging from $6.1362 to $7.2235. The Derivative Agreements provide Elliott International with economic results that are comparable to the economic results of ownership but do not provide it with the power to vote or direct the voting or dispose of or direct the disposition of the shares that are referenced in the Derivative Agreements (such shares, the "Subject Shares"). Each of the Elliott International and EICA disclaim beneficial ownership in the Subject Shares. The counterparties to the Derivative Agreements are unaffiliated third party financial institutions. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 3 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.
F2: Includes Common Stock received in a distribution exempt under Rule 16a-9.
F3: Notional principal amount derivative agreements (the "Derivative Agreement") in the form of cash settled swaps expiring January 2, 2018 entered into by Elliott International at initial execution prices ranging from $6.1362 to $7.2235. The Derivative Agreements provide Elliott International with economic results that are comparable to the economic results of ownership but do not provide it with the power to vote or direct the voting or dispose of or direct the disposition of the shares that are referenced in the Derivative Agreements (such shares, the "Subject Shares"). Each of the Elliott International and EICA disclaim beneficial ownership in the Subject Shares. The counterparties to the Derivative Agreements are unaffiliated third party financial institutions.
Pressburg, LLC
Report date December 06, 2019 · Filed December 13, 2019
Section 16 reporting ended · disclosed 2019-12-13. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common Stock, par value $0.001 per shareSEC Table I · non-derivative | IndirectSee footnotes | 0 |
Reported balance
After 2019-12-06 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2019-12-06 · Disposition to issuer · Disposed 11,103,003 · Balance 0 F1: The Issuer, Citizen Energy Operating, LLC ("Citizen") and Citizen Energy Pressburg Inc., a subsidiary of Citizen ("Merger Sub"), are parties to that certain Agreement and Plan of Merger, dated October 1, 2019 (the "Merger Agreement"), pursuant to which, among other things, on December 6, 2019, Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving as a wholly-owned subsidiary of Citizen. At the effective time of the Merger, each outstanding share of Class A common stock, $0.001 par value per share, of the Issuer was cancelled and converted into a right to receive $1.52 in cash. F2: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F3: Securities were owned by Spraberry Investments Inc., a Delaware corporation ("Spraberry") and a wholly-owned subsidiary of Elliott International. EICA, as the investment manager of Elliott International, have been deemed to beneficially own the securities owned directly by Spraberry. |
Filing footnotes · ownership attribution and instrument terms
F1: The Issuer, Citizen Energy Operating, LLC ("Citizen") and Citizen Energy Pressburg Inc., a subsidiary of Citizen ("Merger Sub"), are parties to that certain Agreement and Plan of Merger, dated October 1, 2019 (the "Merger Agreement"), pursuant to which, among other things, on December 6, 2019, Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving as a wholly-owned subsidiary of Citizen. At the effective time of the Merger, each outstanding share of Class A common stock, $0.001 par value per share, of the Issuer was cancelled and converted into a right to receive $1.52 in cash.
F2: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.
F3: Securities were owned by Spraberry Investments Inc., a Delaware corporation ("Spraberry") and a wholly-owned subsidiary of Elliott International. EICA, as the investment manager of Elliott International, have been deemed to beneficially own the securities owned directly by Spraberry.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 06, 2019 Filed Aug 6, 2019 21:20 UTC | PEABODY ENERGY CORP BTU · Entity 4124 | PurchaseCommon Stock, $0.01 par value per share ("Common Stock") | 40,302 | $17.84 | $718,987.68 |
DisclosureSEC source: 0000902664-19-003234 · ownership.xml · nonDerivative · entry 1 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 19,828,066 F1 · ownership.nature: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned directly by Elliott International. The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding common stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F2 · ownership.nature: Securities owned by Spraberry Investments Inc., a Delaware corporation ("Spraberry") and a wholly-owned subsidiary of Elliott International. EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned directly by Spraberry. Read SEC document |
| August 06, 2019 Filed Aug 8, 2019 12:35 UTC | Roadrunner Transportation Systems, Inc. RRTS · Entity 148812 | PurchaseCommon Stock, par value $0.01 per share ("Common Stock") | 1,008 | $9.39 | $9,465.12 |
DisclosureSEC source: 0000902664-19-003262 · ownership.xml · nonDerivative · entry 1 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,161,787 F1 · ownership.direct: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Read SEC document |
| August 05, 2019 Filed Aug 5, 2019 22:19 UTC | PEABODY ENERGY CORP BTU · Entity 4124 | PurchaseCommon Stock | 134,698 | $17.99 | $2,423,217.02 |
DisclosureSEC source: 0000902664-19-003214 · ownership.xml · nonDerivative · entry 3 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 19,787,764 F1 · ownership.nature: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned directly by Elliott International. The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding common stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F2 · ownership.nature: Securities owned by Spraberry Investments Inc., a Delaware corporation ("Spraberry") and a wholly-owned subsidiary of Elliott International. EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned directly by Spraberry. Read SEC document |
| August 05, 2019 Filed Aug 6, 2019 12:35 UTC | Roadrunner Transportation Systems, Inc. RRTS · Entity 148812 | PurchaseCommon Stock | 1,017 | $9.08 | $9,234.36 |
DisclosureSEC source: 0000902664-19-003219 · ownership.xml · nonDerivative · entry 2 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,160,779 F1 · ownership.direct: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Read SEC document |
| August 02, 2019 Filed Aug 5, 2019 22:19 UTC | PEABODY ENERGY CORP BTU · Entity 4124 | PurchaseCommon Stock | 350,000 | $18.42 | $6,447,000.00 |
DisclosureSEC source: 0000902664-19-003214 · ownership.xml · nonDerivative · entry 2 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 19,653,066 F1 · ownership.nature: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned directly by Elliott International. The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding common stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F2 · ownership.nature: Securities owned by Spraberry Investments Inc., a Delaware corporation ("Spraberry") and a wholly-owned subsidiary of Elliott International. EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned directly by Spraberry. Read SEC document |
| August 02, 2019 Filed Aug 6, 2019 12:35 UTC | Roadrunner Transportation Systems, Inc. RRTS · Entity 148812 | PurchaseCommon Stock, par value $0.01 per share ("Common Stock") | 1,593 | $9.31 | $14,830.83 |
DisclosureSEC source: 0000902664-19-003219 · ownership.xml · nonDerivative · entry 1 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,159,762 F1 · ownership.direct: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Read SEC document |
| August 01, 2019 Filed Aug 2, 2019 12:45 UTC | Roadrunner Transportation Systems, Inc. RRTS · Entity 148812 | PurchaseCommon Stock | 3,001 | $9.16 | $27,489.16 |
DisclosureSEC source: 0000902664-19-003198 · ownership.xml · nonDerivative · entry 2 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,158,169 F1 · ownership.direct: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Read SEC document |
| August 01, 2019 Filed Aug 5, 2019 22:19 UTC | PEABODY ENERGY CORP BTU · Entity 4124 | PurchaseCommon Stock, $0.01 par value per share ("Common Stock") | 150,000 | $18.48 | $2,772,000.00 |
DisclosureSEC source: 0000902664-19-003214 · ownership.xml · nonDerivative · entry 1 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 19,303,066 F1 · ownership.nature: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned directly by Elliott International. The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding common stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F2 · ownership.nature: Securities owned by Spraberry Investments Inc., a Delaware corporation ("Spraberry") and a wholly-owned subsidiary of Elliott International. EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned directly by Spraberry. Read SEC document |
| July 31, 2019 Filed Aug 2, 2019 12:45 UTC | Roadrunner Transportation Systems, Inc. RRTS · Entity 148812 | PurchaseCommon Stock, par value $0.01 per share ("Common Stock") | 1,986 | $9.82 | $19,502.52 |
DisclosureSEC source: 0000902664-19-003198 · ownership.xml · nonDerivative · entry 1 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,155,168 F1 · ownership.direct: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Read SEC document |
| July 30, 2019 Filed Jul 31, 2019 12:35 UTC | Roadrunner Transportation Systems, Inc. RRTS · Entity 148812 | PurchaseCommon Stock | 1,705 | $10.00 | $17,050.00 |
DisclosureSEC source: 0000902664-19-003184 · ownership.xml · nonDerivative · entry 2 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,153,182 F1 · ownership.direct: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Read SEC document |
| July 29, 2019 Filed Jul 31, 2019 12:35 UTC | Roadrunner Transportation Systems, Inc. RRTS · Entity 148812 | PurchaseCommon Stock, par value $0.01 per share ("Common Stock") | 630 | $10.28 | $6,476.40 |
DisclosureSEC source: 0000902664-19-003184 · ownership.xml · nonDerivative · entry 1 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,151,477 F1 · ownership.direct: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Read SEC document |
| July 26, 2019 Filed Jul 29, 2019 12:54 UTC | Roadrunner Transportation Systems, Inc. RRTS · Entity 148812 | PurchaseCommon Stock | 1,250 | $10.33 | $12,912.50 |
DisclosureSEC source: 0000902664-19-003169 · ownership.xml · nonDerivative · entry 2 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,150,847 F1 · ownership.direct: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Read SEC document |
| July 25, 2019 Filed Jul 29, 2019 12:54 UTC | Roadrunner Transportation Systems, Inc. RRTS · Entity 148812 | PurchaseCommon Stock, par value $0.01 per share ("Common Stock") | 751 | $10.43 | $7,832.93 |
DisclosureSEC source: 0000902664-19-003169 · ownership.xml · nonDerivative · entry 1 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,149,597 F1 · ownership.direct: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Read SEC document |
| July 24, 2019 Filed Jul 25, 2019 12:36 UTC | Roadrunner Transportation Systems, Inc. RRTS · Entity 148812 | PurchaseCommon Stock | 1,105 | $10.84 | $11,978.20 |
DisclosureSEC source: 0000902664-19-003153 · ownership.xml · nonDerivative · entry 2 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,148,846 F1 · ownership.direct: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Read SEC document |
| July 23, 2019 Filed Jul 25, 2019 12:36 UTC | Roadrunner Transportation Systems, Inc. RRTS · Entity 148812 | PurchaseCommon Stock, par value $0.01 per share ("Common Stock") | 761 | $10.41 | $7,922.01 |
DisclosureSEC source: 0000902664-19-003153 · ownership.xml · nonDerivative · entry 1 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,147,741 F1 · ownership.direct: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Read SEC document |
| July 22, 2019 Filed Jul 23, 2019 12:50 UTC | Roadrunner Transportation Systems, Inc. RRTS · Entity 148812 | PurchaseCommon Stock | 528 | $10.47 | $5,528.16 |
DisclosureSEC source: 0000902664-19-003133 · ownership.xml · nonDerivative · entry 2 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,146,980 F1 · ownership.direct: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Read SEC document |
| July 19, 2019 Filed Jul 23, 2019 12:50 UTC | Roadrunner Transportation Systems, Inc. RRTS · Entity 148812 | PurchaseCommon Stock, par value $0.01 per share ("Common Stock") | 906 | $10.39 | $9,413.34 |
DisclosureSEC source: 0000902664-19-003133 · ownership.xml · nonDerivative · entry 1 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,146,452 F1 · ownership.direct: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Read SEC document |
| July 18, 2019 Filed Jul 19, 2019 12:40 UTC | Roadrunner Transportation Systems, Inc. RRTS · Entity 148812 | PurchaseCommon Stock | 915 | $10.52 | $9,625.80 |
DisclosureSEC source: 0000902664-19-003091 · ownership.xml · nonDerivative · entry 2 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,145,546 F1 · ownership.direct: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Read SEC document |
| July 17, 2019 Filed Jul 19, 2019 12:40 UTC | Roadrunner Transportation Systems, Inc. RRTS · Entity 148812 | PurchaseCommon Stock, par value $0.01 per share ("Common Stock") | 1,320 | $11.29 | $14,902.80 |
DisclosureSEC source: 0000902664-19-003091 · ownership.xml · nonDerivative · entry 1 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,144,631 F1 · ownership.direct: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Read SEC document |
| July 16, 2019 Filed Jul 17, 2019 12:35 UTC | Roadrunner Transportation Systems, Inc. RRTS · Entity 148812 | PurchaseCommon Stock | 2,080 | $11.70 | $24,336.00 |
DisclosureSEC source: 0000902664-19-003049 · ownership.xml · nonDerivative · entry 2 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,143,311 F1 · ownership.direct: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Read SEC document |
| July 15, 2019 Filed Jul 17, 2019 12:35 UTC | Roadrunner Transportation Systems, Inc. RRTS · Entity 148812 | PurchaseCommon Stock, par value $0.01 per share ("Common Stock") | 2,460 | $11.47 | $28,216.20 |
DisclosureSEC source: 0000902664-19-003049 · ownership.xml · nonDerivative · entry 1 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,141,231 F1 · ownership.direct: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Read SEC document |
| July 12, 2019 Filed Jul 15, 2019 12:35 UTC | Roadrunner Transportation Systems, Inc. RRTS · Entity 148812 | PurchaseCommon Stock | 5,455 | $11.42 | $62,296.10 |
DisclosureSEC source: 0000902664-19-003018 · ownership.xml · nonDerivative · entry 2 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,138,771 F1 · ownership.direct: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Read SEC document |
| July 11, 2019 Filed Jul 15, 2019 12:35 UTC | Roadrunner Transportation Systems, Inc. RRTS · Entity 148812 | PurchaseCommon Stock, par value $0.01 per share ("Common Stock") | 3,277 | $10.54 | $34,539.58 |
DisclosureSEC source: 0000902664-19-003018 · ownership.xml · nonDerivative · entry 1 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,133,316 F1 · ownership.direct: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Read SEC document |
| July 10, 2019 Filed Jul 11, 2019 12:45 UTC | Roadrunner Transportation Systems, Inc. RRTS · Entity 148812 | PurchaseCommon Stock | 1,343 | $9.78 | $13,134.54 |
DisclosureSEC source: 0000902664-19-002972 · ownership.xml · nonDerivative · entry 2 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,130,039 F1 · ownership.direct: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Read SEC document |
| July 09, 2019 Filed Jul 11, 2019 12:45 UTC | Roadrunner Transportation Systems, Inc. RRTS · Entity 148812 | PurchaseCommon Stock, par value $0.01 per share ("Common Stock") | 803 | $9.83 | $7,893.49 |
DisclosureSEC source: 0000902664-19-002972 · ownership.xml · nonDerivative · entry 1 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,128,696 F1 · ownership.direct: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Read SEC document |
| July 08, 2019 Filed Jul 9, 2019 12:45 UTC | Roadrunner Transportation Systems, Inc. RRTS · Entity 148812 | PurchaseCommon Stock | 460 | $9.99 | $4,595.40 |
DisclosureSEC source: 0000902664-19-002947 · ownership.xml · nonDerivative · entry 2 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,127,893 F1 · ownership.direct: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Read SEC document |
| July 05, 2019 Filed Jul 9, 2019 12:45 UTC | Roadrunner Transportation Systems, Inc. RRTS · Entity 148812 | PurchaseCommon Stock, par value $0.01 per share ("Common Stock") | 1,116 | $9.96 | $11,115.36 |
DisclosureSEC source: 0000902664-19-002947 · ownership.xml · nonDerivative · entry 1 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,127,433 F1 · ownership.direct: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Read SEC document |
| July 03, 2019 Filed Jul 5, 2019 13:00 UTC | Roadrunner Transportation Systems, Inc. RRTS · Entity 148812 | PurchaseCommon Stock | 562 | $10.00 | $5,620.00 |
DisclosureSEC source: 0000902664-19-002932 · ownership.xml · nonDerivative · entry 2 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,126,317 F1 · ownership.direct: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Read SEC document |
| July 02, 2019 Filed Jul 5, 2019 13:00 UTC | Roadrunner Transportation Systems, Inc. RRTS · Entity 148812 | PurchaseCommon Stock, par value $0.01 per share ("Common Stock") | 2,109 | $10.08 | $21,258.72 |
DisclosureSEC source: 0000902664-19-002932 · ownership.xml · nonDerivative · entry 1 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,125,755 F1 · ownership.direct: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Read SEC document |
| July 01, 2019 Filed Jul 2, 2019 12:30 UTC | Roadrunner Transportation Systems, Inc. RRTS · Entity 148812 | PurchaseCommon Stock | 2,860 | $10.13 | $28,971.80 |
DisclosureSEC source: 0000902664-19-002910 · ownership.xml · nonDerivative · entry 2 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,123,646 F1 · ownership.direct: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Read SEC document |
| June 28, 2019 Filed Jul 2, 2019 12:30 UTC | Roadrunner Transportation Systems, Inc. RRTS · Entity 148812 | PurchaseCommon Stock, par value $0.01 per share ("Common Stock") | 5,635 | $9.72 | $54,772.20 |
DisclosureSEC source: 0000902664-19-002910 · ownership.xml · nonDerivative · entry 1 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,120,786 F1 · ownership.direct: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Read SEC document |
| June 27, 2019 Filed Jun 28, 2019 12:35 UTC | Roadrunner Transportation Systems, Inc. RRTS · Entity 148812 | PurchaseCommon Stock | 1,771 | $8.90 | $15,761.90 |
DisclosureSEC source: 0000902664-19-002881 · ownership.xml · nonDerivative · entry 2 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,115,151 F1 · ownership.direct: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Read SEC document |
| June 26, 2019 Filed Jun 28, 2019 20:06 UTC | Pressburg, LLC ROAN · Entity 153141 | PurchaseClass A Common Stock, par value $0.001 per share | 363,044 | $0.00 | $363.04 |
DisclosureSEC source: 0000902664-19-002889 · ownership.xml · nonDerivative · entry 1 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 11,103,003 F1 · ownership.nature: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding common stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F2 · ownership.nature: Securities owned by Spraberry Investments Inc., a Delaware corporation ("Spraberry") and a wholly-owned subsidiary of Elliott International. EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned directly by Spraberry. Read SEC document |
| June 26, 2019 Filed Jun 28, 2019 12:35 UTC | Roadrunner Transportation Systems, Inc. RRTS · Entity 148812 | PurchaseCommon Stock, par value $0.01 per share ("Common Stock") | 1,223 | $8.93 | $10,921.39 |
DisclosureSEC source: 0000902664-19-002881 · ownership.xml · nonDerivative · entry 1 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,113,380 F1 · ownership.direct: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Read SEC document |
| June 25, 2019 Filed Jun 26, 2019 12:35 UTC | Roadrunner Transportation Systems, Inc. RRTS · Entity 148812 | PurchaseCommon Stock | 1,800 | $8.98 | $16,164.00 |
DisclosureSEC source: 0000902664-19-002849 · ownership.xml · nonDerivative · entry 2 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,112,157 F1 · ownership.direct: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Read SEC document |
| June 24, 2019 Filed Jun 26, 2019 12:35 UTC | Roadrunner Transportation Systems, Inc. RRTS · Entity 148812 | PurchaseCommon Stock, par value $0.01 per share ("Common Stock") | 1,034 | $9.02 | $9,326.68 |
DisclosureSEC source: 0000902664-19-002849 · ownership.xml · nonDerivative · entry 1 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,110,357 F1 · ownership.direct: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Read SEC document |
| June 21, 2019 Filed Jun 24, 2019 12:35 UTC | Roadrunner Transportation Systems, Inc. RRTS · Entity 148812 | PurchaseCommon Stock | 2,208 | $8.98 | $19,827.84 |
DisclosureSEC source: 0000902664-19-002837 · ownership.xml · nonDerivative · entry 2 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,109,323 F1 · ownership.direct: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Read SEC document |
| June 20, 2019 Filed Jun 24, 2019 12:35 UTC | Roadrunner Transportation Systems, Inc. RRTS · Entity 148812 | PurchaseCommon Stock, par value $0.01 per share ("Common Stock") | 3,610 | $9.18 | $33,139.80 |
DisclosureSEC source: 0000902664-19-002837 · ownership.xml · nonDerivative · entry 1 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,107,115 F1 · ownership.direct: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Read SEC document |
| June 19, 2019 Filed Jun 20, 2019 12:35 UTC | Roadrunner Transportation Systems, Inc. RRTS · Entity 148812 | PurchaseCommon Stock | 2,044 | $8.99 | $18,375.56 |
DisclosureSEC source: 0000902664-19-002823 · ownership.xml · nonDerivative · entry 2 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,103,505 F1 · ownership.direct: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Read SEC document |
| June 18, 2019 Filed Jun 20, 2019 12:35 UTC | Roadrunner Transportation Systems, Inc. RRTS · Entity 148812 | PurchaseCommon Stock, par value $0.01 per share ("Common Stock") | 3,728 | $8.93 | $33,291.04 |
DisclosureSEC source: 0000902664-19-002823 · ownership.xml · nonDerivative · entry 1 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,101,461 F1 · ownership.direct: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Read SEC document |
| June 17, 2019 Filed Jun 17, 2019 22:02 UTC | Roadrunner Transportation Systems, Inc. RRTS · Entity 148812 | PurchaseCommon Stock | 1,594 | $8.13 | $12,959.22 |
DisclosureSEC source: 0000902664-19-002799 · ownership.xml · nonDerivative · entry 3 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,097,733 F1 · ownership.direct: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Read SEC document |
| June 14, 2019 Filed Jun 17, 2019 22:02 UTC | Roadrunner Transportation Systems, Inc. RRTS · Entity 148812 | PurchaseCommon Stock | 3,545 | $8.22 | $29,139.90 |
DisclosureSEC source: 0000902664-19-002799 · ownership.xml · nonDerivative · entry 2 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,096,139 F1 · ownership.direct: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Read SEC document |
| June 13, 2019 Filed Jun 17, 2019 22:02 UTC | Roadrunner Transportation Systems, Inc. RRTS · Entity 148812 | PurchaseCommon Stock, par value $0.01 per share ("Common Stock") | 3,182 | $8.21 | $26,124.22 |
DisclosureSEC source: 0000902664-19-002799 · ownership.xml · nonDerivative · entry 1 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,092,594 F1 · ownership.direct: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Read SEC document |
| April 10, 2019 Filed Apr 12, 2019 20:29 UTC | Affinion Group Holdings, Inc. AFGR · Entity 158373 | OtherWarrant (Right to Buy) · Derivative | 47,223 | $0.00 Strike: $0.01 | $0.00 |
DisclosureSEC source: 0000902664-19-001906 · ownership.xml · derivative · entry 2 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 47,223 shares Expires 2022-11-10 F2 · kind: On April 10, 2019, the Issuer and Affinion Group completed the Recapitalization, the Merger and the other transactions described in Amendment No. 4 to the Schedule 13D filed by the Reporting Person ("Amendment No. 4"). Immediately prior to the consummation of the Merger, the Reporting Person tendered its Existing Notes in the Exchange Offer, and received shares of Class M Common Stock, and such shares of Class M Common Stock were converted into New Common Stock and New Penny Warrants as a result of the Merger. F3 · kind: The shares of Common Stock reported herein were exchanged for New Investor Warrants in the Merger. The Warrants reported herein were mandatorily exercised immediately following the consummation of the Exchange Offer and the shares of Common Stock issued pursuant to such exercise were exchanged for New Investor Warrants in the Merger. Immediately following the consummation of the Recapitalization, the Merger and the other transactions described in Amendment No. 4, the Reporting Person owned 97,707 shares of New Common Stock, 4,404,157 New Penny Warrants and 156,061 New Investor Warrants. Capitalized terms not defined herein have the meaning set forth in Amendment No. 4. F2 · price: On April 10, 2019, the Issuer and Affinion Group completed the Recapitalization, the Merger and the other transactions described in Amendment No. 4 to the Schedule 13D filed by the Reporting Person ("Amendment No. 4"). Immediately prior to the consummation of the Merger, the Reporting Person tendered its Existing Notes in the Exchange Offer, and received shares of Class M Common Stock, and such shares of Class M Common Stock were converted into New Common Stock and New Penny Warrants as a result of the Merger. F3 · price: The shares of Common Stock reported herein were exchanged for New Investor Warrants in the Merger. The Warrants reported herein were mandatorily exercised immediately following the consummation of the Exchange Offer and the shares of Common Stock issued pursuant to such exercise were exchanged for New Investor Warrants in the Merger. Immediately following the consummation of the Recapitalization, the Merger and the other transactions described in Amendment No. 4, the Reporting Person owned 97,707 shares of New Common Stock, 4,404,157 New Penny Warrants and 156,061 New Investor Warrants. Capitalized terms not defined herein have the meaning set forth in Amendment No. 4. F1 · ownership.direct: This Form 4 is filed by Elliott International, L.P. (the "Reporting Person"). The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Read SEC document |
| April 10, 2019 Filed Apr 12, 2019 20:29 UTC | Affinion Group Holdings, Inc. AFGR · Entity 158373 | OtherCommon Stock, par value $0.01 per share ("Common Stock") | 1,691,426 | $0.00 | $0.00 |
DisclosureSEC source: 0000902664-19-001906 · ownership.xml · nonDerivative · entry 1 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · kind: On April 10, 2019, the Issuer and Affinion Group completed the Recapitalization, the Merger and the other transactions described in Amendment No. 4 to the Schedule 13D filed by the Reporting Person ("Amendment No. 4"). Immediately prior to the consummation of the Merger, the Reporting Person tendered its Existing Notes in the Exchange Offer, and received shares of Class M Common Stock, and such shares of Class M Common Stock were converted into New Common Stock and New Penny Warrants as a result of the Merger. F3 · kind: The shares of Common Stock reported herein were exchanged for New Investor Warrants in the Merger. The Warrants reported herein were mandatorily exercised immediately following the consummation of the Exchange Offer and the shares of Common Stock issued pursuant to such exercise were exchanged for New Investor Warrants in the Merger. Immediately following the consummation of the Recapitalization, the Merger and the other transactions described in Amendment No. 4, the Reporting Person owned 97,707 shares of New Common Stock, 4,404,157 New Penny Warrants and 156,061 New Investor Warrants. Capitalized terms not defined herein have the meaning set forth in Amendment No. 4. F2 · price: On April 10, 2019, the Issuer and Affinion Group completed the Recapitalization, the Merger and the other transactions described in Amendment No. 4 to the Schedule 13D filed by the Reporting Person ("Amendment No. 4"). Immediately prior to the consummation of the Merger, the Reporting Person tendered its Existing Notes in the Exchange Offer, and received shares of Class M Common Stock, and such shares of Class M Common Stock were converted into New Common Stock and New Penny Warrants as a result of the Merger. F3 · price: The shares of Common Stock reported herein were exchanged for New Investor Warrants in the Merger. The Warrants reported herein were mandatorily exercised immediately following the consummation of the Exchange Offer and the shares of Common Stock issued pursuant to such exercise were exchanged for New Investor Warrants in the Merger. Immediately following the consummation of the Recapitalization, the Merger and the other transactions described in Amendment No. 4, the Reporting Person owned 97,707 shares of New Common Stock, 4,404,157 New Penny Warrants and 156,061 New Investor Warrants. Capitalized terms not defined herein have the meaning set forth in Amendment No. 4. F1 · ownership.direct: This Form 4 is filed by Elliott International, L.P. (the "Reporting Person"). The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 23:23 UTC | Affinion Group Holdings, Inc. AFGR · Entity 158373 | OtherWarrant (Right to Buy) · Derivative | 1,402,426 | $0.00 Strike: $0.01 | $0.00 |
DisclosureSEC source: 0000902664-19-001366 · ownership.xml · derivative · entry 2 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,223 Underlying: Common Stock · 1,402,426 shares Expires 2022-11-10 F1 · ownership.direct: This Form 4 is filed by Elliott International, L.P. (the "Reporting Person"). The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 23:23 UTC | Affinion Group Holdings, Inc. AFGR · Entity 158373 | OtherCommon Stock, par value $0.01 per share ("Common Stock") | 1,402,426 | $0.01 | $14,024.26 |
DisclosureSEC source: 0000902664-19-001366 · ownership.xml · nonDerivative · entry 1 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,691,426 F1 · ownership.direct: This Form 4 is filed by Elliott International, L.P. (the "Reporting Person"). The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Read SEC document |
| February 26, 2019 Filed Feb 28, 2019 22:00 UTC | Roadrunner Transportation Systems, Inc. RRTS · Entity 148812 | OtherSubscription Rights (right to buy) · Derivative | 3,565,140 | $0.00 Strike: $0.50 | $0.00 |
DisclosureSEC source: 0000902664-19-001314 · ownership.xml · derivative · entry 8 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 82,490,030 shares Expires 2019-02-19 F5 · security: Represents subscription rights acquired by the Reporting Persons in connection with the Rights Offering. F1 · ownership.direct: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Read SEC document |
| February 26, 2019 Filed Feb 28, 2019 22:00 UTC | Roadrunner Transportation Systems, Inc. RRTS · Entity 148812 | OtherSeries E-1 Cumulative Redeemable Preferred Stock | 24,295 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000902664-19-001314 · ownership.xml · nonDerivative · entry 7 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F4 · kind: Represents shares of the Issuer's preferred stock that were redeemed by the Issuer at a price equal to their liquidation value plus all redemption premiums, in accordance with the Standby Purchase Agreement. F4 · price: Represents shares of the Issuer's preferred stock that were redeemed by the Issuer at a price equal to their liquidation value plus all redemption premiums, in accordance with the Standby Purchase Agreement. F1 · ownership.direct: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Read SEC document |
| February 26, 2019 Filed Feb 28, 2019 22:00 UTC | Roadrunner Transportation Systems, Inc. RRTS · Entity 148812 | OtherSeries E Cumulative Redeemable Preferred Stock | 25,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000902664-19-001314 · ownership.xml · nonDerivative · entry 6 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F4 · kind: Represents shares of the Issuer's preferred stock that were redeemed by the Issuer at a price equal to their liquidation value plus all redemption premiums, in accordance with the Standby Purchase Agreement. F4 · price: Represents shares of the Issuer's preferred stock that were redeemed by the Issuer at a price equal to their liquidation value plus all redemption premiums, in accordance with the Standby Purchase Agreement. F1 · ownership.direct: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.