organization · Reporting owner
ELLIOTT INTERNATIONAL, L.P.
Disclosed activity across 6 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PEABODY ENERGY CORPBTU · Entity 4124 | 10% owner | August 27, 2019 | August 29, 2019 |
| Roadrunner Transportation Systems, Inc.RRTS · Entity 148812 | 10% owner | December 09, 2019 | December 11, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PEABODY ENERGY CORP
Report date August 27, 2019 · Filed August 29, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.01 par value per shareSEC Table I · non-derivative | IndirectSee footnotes | 19,903,066 |
Reported balance
After 2019-08-27 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2019-08-27 · Purchase · Acquired 50,000 · Balance 19,903,066 F1: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned directly by Elliott International. The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding common stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F2: Securities owned by Spraberry Investments Inc., a Delaware corporation ("Spraberry") and a wholly-owned subsidiary of Elliott International. EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned directly by Spraberry. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned directly by Elliott International. The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding common stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.
F2: Securities owned by Spraberry Investments Inc., a Delaware corporation ("Spraberry") and a wholly-owned subsidiary of Elliott International. EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned directly by Spraberry.
Roadrunner Transportation Systems, Inc.
Report date December 09, 2019 · Filed December 11, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 23,289,412 |
Reported balance
After 2019-12-09 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2019-12-09 · Purchase · Acquired 996 · Balance 23,289,412 F1: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.
Past disclosures · reporting ended (4)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Affinion Group Holdings, Inc.
Report date April 10, 2019 · Filed April 12, 2019
Section 16 reporting ended · disclosed 2019-04-12. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per share ("Common Stock")SEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2019-04-10 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2019-04-10 · Other · Disposed 1,691,426 · Balance 0 F2: On April 10, 2019, the Issuer and Affinion Group completed the Recapitalization, the Merger and the other transactions described in Amendment No. 4 to the Schedule 13D filed by the Reporting Person ("Amendment No. 4"). Immediately prior to the consummation of the Merger, the Reporting Person tendered its Existing Notes in the Exchange Offer, and received shares of Class M Common Stock, and such shares of Class M Common Stock were converted into New Common Stock and New Penny Warrants as a result of the Merger. F3: The shares of Common Stock reported herein were exchanged for New Investor Warrants in the Merger. The Warrants reported herein were mandatorily exercised immediately following the consummation of the Exchange Offer and the shares of Common Stock issued pursuant to such exercise were exchanged for New Investor Warrants in the Merger. Immediately following the consummation of the Recapitalization, the Merger and the other transactions described in Amendment No. 4, the Reporting Person owned 97,707 shares of New Common Stock, 4,404,157 New Penny Warrants and 156,061 New Investor Warrants. Capitalized terms not defined herein have the meaning set forth in Amendment No. 4. F1: This Form 4 is filed by Elliott International, L.P. (the "Reporting Person"). The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. |
| Warrant (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.01 · Expires 2022-11-10 | Direct | 0 |
Reported balance
After 2019-04-10 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2019-04-10 · Other · Disposed 47,223 · Balance 0 F2: On April 10, 2019, the Issuer and Affinion Group completed the Recapitalization, the Merger and the other transactions described in Amendment No. 4 to the Schedule 13D filed by the Reporting Person ("Amendment No. 4"). Immediately prior to the consummation of the Merger, the Reporting Person tendered its Existing Notes in the Exchange Offer, and received shares of Class M Common Stock, and such shares of Class M Common Stock were converted into New Common Stock and New Penny Warrants as a result of the Merger. F3: The shares of Common Stock reported herein were exchanged for New Investor Warrants in the Merger. The Warrants reported herein were mandatorily exercised immediately following the consummation of the Exchange Offer and the shares of Common Stock issued pursuant to such exercise were exchanged for New Investor Warrants in the Merger. Immediately following the consummation of the Recapitalization, the Merger and the other transactions described in Amendment No. 4, the Reporting Person owned 97,707 shares of New Common Stock, 4,404,157 New Penny Warrants and 156,061 New Investor Warrants. Capitalized terms not defined herein have the meaning set forth in Amendment No. 4. F1: This Form 4 is filed by Elliott International, L.P. (the "Reporting Person"). The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 is filed by Elliott International, L.P. (the "Reporting Person"). The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.
F2: On April 10, 2019, the Issuer and Affinion Group completed the Recapitalization, the Merger and the other transactions described in Amendment No. 4 to the Schedule 13D filed by the Reporting Person ("Amendment No. 4"). Immediately prior to the consummation of the Merger, the Reporting Person tendered its Existing Notes in the Exchange Offer, and received shares of Class M Common Stock, and such shares of Class M Common Stock were converted into New Common Stock and New Penny Warrants as a result of the Merger.
F3: The shares of Common Stock reported herein were exchanged for New Investor Warrants in the Merger. The Warrants reported herein were mandatorily exercised immediately following the consummation of the Exchange Offer and the shares of Common Stock issued pursuant to such exercise were exchanged for New Investor Warrants in the Merger. Immediately following the consummation of the Recapitalization, the Merger and the other transactions described in Amendment No. 4, the Reporting Person owned 97,707 shares of New Common Stock, 4,404,157 New Penny Warrants and 156,061 New Investor Warrants. Capitalized terms not defined herein have the meaning set forth in Amendment No. 4.
Howmet Aerospace Inc.
Report date August 26, 2019 · Filed August 28, 2019
Section 16 reporting ended · disclosed 2019-08-28. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $1.00 par valueSEC Table I · non-derivative | Direct | 29,903,797 |
Last balance in matching sequence
After 2019-08-28 transaction · row 3
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rowsRow 1 · 2019-08-26 · Sale · Disposed 1,805,903 · Balance 32,306,412 F1: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.87 to $25.05, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. Row 2 · 2019-08-27 · Sale · Disposed 1,894,208 · Balance 30,412,204 F1: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.17 to $25.18, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. Row 3 · 2019-08-28 · Sale · Disposed 508,407 · Balance 29,903,797 F1: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. |
| Notional Principal Amount Derivative AgreementsSEC Table II · derivative / convertible security | Direct | 1 |
Reported balance
After 2019-08-26 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2019-08-26 · Other · Acquired 1 · Balance 1 F4: The Reporting Persons increased its position in notional principal amount derivative agreements (the "Derivative Agreements") in the form of cash settled swaps. The strike prices of the Derivative Agreements reported herein range from $24.89 to $25.05. The Derivative Agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide them with the power to vote or direct the voting or dispose of or direct the disposition of the shares that are referenced in the Derivative Agreements (such shares, the "Subject Shares"). The Reporting Persons disclaim beneficial ownership in the Subject Shares. The Derivative Agreements shall continue until terminated as elected by the parties, and have an initial reference expiration date of December 18, 2020. |
| Notional Principal Amount Derivative AgreementsSEC Table II · derivative / convertible security | Direct | 1 |
Reported balance
After 2019-08-27 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2019-08-27 · Other · Acquired 1 · Balance 1 F5: The Reporting Persons increased its position in the Derivative Agreements in the form of cash settled swaps. The strike price of the Derivative Agreements reported herein is $25.18. The Derivative Agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide them with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. The Reporting Persons disclaim beneficial ownership in the Subject Shares. The Derivative Agreements shall continue until terminated as elected by the parties, and have an initial reference expiration date of December 18, 2020. |
| Notional Principal Amount Derivative AgreementsSEC Table II · derivative / convertible security | Direct | 1 |
Reported balance
After 2019-08-28 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2019-08-28 · Other · Acquired 1 · Balance 1 F6: The Reporting Persons increased its position in the Derivative Agreements in the form of cash settled swaps. The strike price of the Derivative Agreements reported herein is $25.08. The Derivative Agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide them with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. The Reporting Persons disclaim beneficial ownership in the Subject Shares. The Derivative Agreements shall continue until terminated as elected by the parties, and have an initial reference expiration date of December 18, 2020. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.87 to $25.05, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.17 to $25.18, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
F4: The Reporting Persons increased its position in notional principal amount derivative agreements (the "Derivative Agreements") in the form of cash settled swaps. The strike prices of the Derivative Agreements reported herein range from $24.89 to $25.05. The Derivative Agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide them with the power to vote or direct the voting or dispose of or direct the disposition of the shares that are referenced in the Derivative Agreements (such shares, the "Subject Shares"). The Reporting Persons disclaim beneficial ownership in the Subject Shares. The Derivative Agreements shall continue until terminated as elected by the parties, and have an initial reference expiration date of December 18, 2020.
F5: The Reporting Persons increased its position in the Derivative Agreements in the form of cash settled swaps. The strike price of the Derivative Agreements reported herein is $25.18. The Derivative Agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide them with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. The Reporting Persons disclaim beneficial ownership in the Subject Shares. The Derivative Agreements shall continue until terminated as elected by the parties, and have an initial reference expiration date of December 18, 2020.
F6: The Reporting Persons increased its position in the Derivative Agreements in the form of cash settled swaps. The strike price of the Derivative Agreements reported herein is $25.08. The Derivative Agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide them with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. The Reporting Persons disclaim beneficial ownership in the Subject Shares. The Derivative Agreements shall continue until terminated as elected by the parties, and have an initial reference expiration date of December 18, 2020.
MITEL NETWORKS CORP
Report date September 27, 2017 · Filed September 28, 2017
Section 16 reporting ended · disclosed 2017-09-28. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common shares, no par valueSEC Table I · non-derivative | Direct | 7,941,547 |
Reported balance
After 2017-09-27 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2017-09-27 · Sale · Disposed 301,496 · Balance 7,941,547 F1: This Form 3 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F2: Includes Common Stock received in a distribution exempt under Rule 16a-9. |
| Notional Principal Amount Derivative AgreementsSEC Table II · derivative / convertible security | Direct | 2,547,446 |
Reported balance
Holding disclosure · report date 2017-09-27 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 2,547,446 F1: This Form 3 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F3: Notional principal amount derivative agreements (the "Derivative Agreement") in the form of cash settled swaps expiring January 2, 2018 entered into by Elliott International at initial execution prices ranging from $6.1362 to $7.2235. The Derivative Agreements provide Elliott International with economic results that are comparable to the economic results of ownership but do not provide it with the power to vote or direct the voting or dispose of or direct the disposition of the shares that are referenced in the Derivative Agreements (such shares, the "Subject Shares"). Each of the Elliott International and EICA disclaim beneficial ownership in the Subject Shares. The counterparties to the Derivative Agreements are unaffiliated third party financial institutions. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 3 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.
F2: Includes Common Stock received in a distribution exempt under Rule 16a-9.
F3: Notional principal amount derivative agreements (the "Derivative Agreement") in the form of cash settled swaps expiring January 2, 2018 entered into by Elliott International at initial execution prices ranging from $6.1362 to $7.2235. The Derivative Agreements provide Elliott International with economic results that are comparable to the economic results of ownership but do not provide it with the power to vote or direct the voting or dispose of or direct the disposition of the shares that are referenced in the Derivative Agreements (such shares, the "Subject Shares"). Each of the Elliott International and EICA disclaim beneficial ownership in the Subject Shares. The counterparties to the Derivative Agreements are unaffiliated third party financial institutions.
Pressburg, LLC
Report date December 06, 2019 · Filed December 13, 2019
Section 16 reporting ended · disclosed 2019-12-13. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common Stock, par value $0.001 per shareSEC Table I · non-derivative | IndirectSee footnotes | 0 |
Reported balance
After 2019-12-06 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2019-12-06 · Disposition to issuer · Disposed 11,103,003 · Balance 0 F1: The Issuer, Citizen Energy Operating, LLC ("Citizen") and Citizen Energy Pressburg Inc., a subsidiary of Citizen ("Merger Sub"), are parties to that certain Agreement and Plan of Merger, dated October 1, 2019 (the "Merger Agreement"), pursuant to which, among other things, on December 6, 2019, Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving as a wholly-owned subsidiary of Citizen. At the effective time of the Merger, each outstanding share of Class A common stock, $0.001 par value per share, of the Issuer was cancelled and converted into a right to receive $1.52 in cash. F2: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F3: Securities were owned by Spraberry Investments Inc., a Delaware corporation ("Spraberry") and a wholly-owned subsidiary of Elliott International. EICA, as the investment manager of Elliott International, have been deemed to beneficially own the securities owned directly by Spraberry. |
Filing footnotes · ownership attribution and instrument terms
F1: The Issuer, Citizen Energy Operating, LLC ("Citizen") and Citizen Energy Pressburg Inc., a subsidiary of Citizen ("Merger Sub"), are parties to that certain Agreement and Plan of Merger, dated October 1, 2019 (the "Merger Agreement"), pursuant to which, among other things, on December 6, 2019, Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving as a wholly-owned subsidiary of Citizen. At the effective time of the Merger, each outstanding share of Class A common stock, $0.001 par value per share, of the Issuer was cancelled and converted into a right to receive $1.52 in cash.
F2: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.
F3: Securities were owned by Spraberry Investments Inc., a Delaware corporation ("Spraberry") and a wholly-owned subsidiary of Elliott International. EICA, as the investment manager of Elliott International, have been deemed to beneficially own the securities owned directly by Spraberry.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 20, 2017 Filed Apr 24, 2017 21:54 UTC | PEABODY ENERGY CORP BTU · Entity 4124 | PurchaseCommon Stock, par value $0.01 per share | 17,000 | $25.11 | $426,915.90 |
DisclosureSEC source: 0001140361-17-016594 · doc1.xml · nonDerivative · entry 1 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 9,956,912 F1 · security: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding common stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F2 · ownership.direct: Securities owned by Luxembourg Investment Company 162 S.a R.L, a Luxembourg limited company ("Luxembourg") and a wholly-owned subsidiary of Elliott International. EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Luxembourg. Read SEC document |
| April 19, 2017 Filed Apr 20, 2017 21:21 UTC | PEABODY ENERGY CORP BTU · Entity 4124 | PurchaseCommon Stock, par value $0.01 per share | 157,284 | $24.92 | $3,919,847.58 |
DisclosureSEC source: 0001140361-17-016310 · doc1.xml · nonDerivative · entry 4 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 9,939,912 F1 · security: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding common stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F2 · ownership.direct: Securities owned by Luxembourg Investment Company 162 S.a R.L, a Luxembourg limited company ("Luxembourg") and a wholly-owned subsidiary of Elliott International. EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Luxembourg. Read SEC document |
| April 18, 2017 Filed Apr 20, 2017 21:21 UTC | PEABODY ENERGY CORP BTU · Entity 4124 | OtherCommon Stock Warrant (Right to Buy) · Derivative | 201 | $0.00 Strike: $0.01 | $0.00 |
DisclosureSEC source: 0001140361-17-016310 · doc1.xml · derivative · entry 5 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 Underlying: Common Stock · 201 shares Expires 2017-07-03 F2 · ownership.direct: Securities owned by Luxembourg Investment Company 162 S.a R.L, a Luxembourg limited company ("Luxembourg") and a wholly-owned subsidiary of Elliott International. EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Luxembourg. Read SEC document |
| April 18, 2017 Filed Apr 20, 2017 21:21 UTC | PEABODY ENERGY CORP BTU · Entity 4124 | OtherCommon Stock, par value $0.01 per share | 201 | $0.01 | $2.01 |
DisclosureSEC source: 0001140361-17-016310 · doc1.xml · nonDerivative · entry 3 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 9,782,628 F1 · security: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding common stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F2 · ownership.direct: Securities owned by Luxembourg Investment Company 162 S.a R.L, a Luxembourg limited company ("Luxembourg") and a wholly-owned subsidiary of Elliott International. EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Luxembourg. Read SEC document |
| April 18, 2017 Filed Apr 20, 2017 21:21 UTC | PEABODY ENERGY CORP BTU · Entity 4124 | PurchaseCommon Stock, par value $0.01 per share | 34,000 | $23.86 | $811,236.60 |
DisclosureSEC source: 0001140361-17-016310 · doc1.xml · nonDerivative · entry 2 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 9,782,427 F1 · security: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding common stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F2 · ownership.direct: Securities owned by Luxembourg Investment Company 162 S.a R.L, a Luxembourg limited company ("Luxembourg") and a wholly-owned subsidiary of Elliott International. EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Luxembourg. Read SEC document |
| April 18, 2017 Filed Apr 20, 2017 21:21 UTC | PEABODY ENERGY CORP BTU · Entity 4124 | PurchaseCommon Stock, par value $0.01 per share | 365,618 | $24.07 | $8,801,778.05 |
DisclosureSEC source: 0001140361-17-016310 · doc1.xml · nonDerivative · entry 1 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 9,748,427 F1 · security: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding common stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F2 · ownership.direct: Securities owned by Luxembourg Investment Company 162 S.a R.L, a Luxembourg limited company ("Luxembourg") and a wholly-owned subsidiary of Elliott International. EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Luxembourg. Read SEC document |
| April 13, 2017 Filed Apr 17, 2017 21:39 UTC | PEABODY ENERGY CORP BTU · Entity 4124 | OtherCommon Stock Warrant (Right to Buy) · Derivative | 201 | $0.00 Strike: $0.01 | $0.00 |
DisclosureSEC source: 0001140361-17-016026 · doc1.xml · derivative · entry 8 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 201 Underlying: Common Stock · 201 shares Expires 2017-07-03 F4 · security: The warrants are currently exercisable. F3 · kind: These shares and warrants were acquired in connection with the settlement of certain claims in connection with the Issuer's emergence from Chapter 11 Bankruptcy. F2 · ownership.direct: Securities owned by Luxembourg Investment Company 162 S.a R.L, a Luxembourg limited company ("Luxembourg") and a wholly-owned subsidiary of Elliott International. EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Luxembourg. Read SEC document |
| April 13, 2017 Filed Apr 17, 2017 21:39 UTC | PEABODY ENERGY CORP BTU · Entity 4124 | OtherCommon Stock Warrant (Right to Buy) · Derivative | 113,963 | $0.00 Strike: $0.01 | $0.00 |
DisclosureSEC source: 0001140361-17-016026 · doc1.xml · derivative · entry 7 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 Underlying: Common Stock · 113,963 shares Expires 2017-07-03 F4 · security: The warrants are currently exercisable. F2 · ownership.direct: Securities owned by Luxembourg Investment Company 162 S.a R.L, a Luxembourg limited company ("Luxembourg") and a wholly-owned subsidiary of Elliott International. EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Luxembourg. Read SEC document |
| April 13, 2017 Filed Apr 17, 2017 21:39 UTC | PEABODY ENERGY CORP BTU · Entity 4124 | OtherCommon Stock, par value $0.01 per share | 4,287 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-016026 · doc1.xml · nonDerivative · entry 5 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 9,382,809 F1 · security: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding common stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F3 · kind: These shares and warrants were acquired in connection with the settlement of certain claims in connection with the Issuer's emergence from Chapter 11 Bankruptcy. F3 · price: These shares and warrants were acquired in connection with the settlement of certain claims in connection with the Issuer's emergence from Chapter 11 Bankruptcy. F2 · ownership.direct: Securities owned by Luxembourg Investment Company 162 S.a R.L, a Luxembourg limited company ("Luxembourg") and a wholly-owned subsidiary of Elliott International. EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Luxembourg. Read SEC document |
| April 13, 2017 Filed Apr 17, 2017 21:39 UTC | PEABODY ENERGY CORP BTU · Entity 4124 | Tax withholdingCommon Stock, par value $0.01 per share | 40 | $0.01 | $0.40 |
DisclosureSEC source: 0001140361-17-016026 · doc1.xml · nonDerivative · entry 4 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 9,378,522 F1 · security: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding common stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F2 · ownership.direct: Securities owned by Luxembourg Investment Company 162 S.a R.L, a Luxembourg limited company ("Luxembourg") and a wholly-owned subsidiary of Elliott International. EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Luxembourg. Read SEC document |
| April 13, 2017 Filed Apr 17, 2017 21:39 UTC | PEABODY ENERGY CORP BTU · Entity 4124 | Exercise / conversionCommon Stock, par value $0.01 per share | 113,963 | $0.01 | $1,139.63 |
DisclosureSEC source: 0001140361-17-016026 · doc1.xml · nonDerivative · entry 3 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 9,378,562 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding common stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F2 · ownership.direct: Securities owned by Luxembourg Investment Company 162 S.a R.L, a Luxembourg limited company ("Luxembourg") and a wholly-owned subsidiary of Elliott International. EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Luxembourg. Read SEC document |
| April 12, 2017 Filed Apr 17, 2017 21:39 UTC | PEABODY ENERGY CORP BTU · Entity 4124 | OtherCommon Stock Warrant (Right to Buy) · Derivative | 709,305 | $0.00 Strike: $0.01 | $0.00 |
DisclosureSEC source: 0001140361-17-016026 · doc1.xml · derivative · entry 6 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 113,963 Underlying: Common Stock · 709,305 shares Expires 2017-07-03 F4 · security: The warrants are currently exercisable. F2 · ownership.direct: Securities owned by Luxembourg Investment Company 162 S.a R.L, a Luxembourg limited company ("Luxembourg") and a wholly-owned subsidiary of Elliott International. EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Luxembourg. Read SEC document |
| April 12, 2017 Filed Apr 17, 2017 21:39 UTC | PEABODY ENERGY CORP BTU · Entity 4124 | Tax withholdingCommon Stock, par value $0.01 per share | 257 | $0.01 | $2.57 |
DisclosureSEC source: 0001140361-17-016026 · doc1.xml · nonDerivative · entry 2 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 9,264,599 F1 · security: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding common stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F2 · ownership.direct: Securities owned by Luxembourg Investment Company 162 S.a R.L, a Luxembourg limited company ("Luxembourg") and a wholly-owned subsidiary of Elliott International. EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Luxembourg. Read SEC document |
| April 12, 2017 Filed Apr 17, 2017 21:39 UTC | PEABODY ENERGY CORP BTU · Entity 4124 | Exercise / conversionCommon Stock, par value $0.01 per share | 709,305 | $0.01 | $7,093.05 |
DisclosureSEC source: 0001140361-17-016026 · doc1.xml · nonDerivative · entry 1 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 9,264,856 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding common stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F2 · ownership.direct: Securities owned by Luxembourg Investment Company 162 S.a R.L, a Luxembourg limited company ("Luxembourg") and a wholly-owned subsidiary of Elliott International. EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Luxembourg. Read SEC document |
| April 06, 2017 Filed Apr 7, 2017 21:07 UTC | PEABODY ENERGY CORP BTU · Entity 4124 | PurchaseCommon Stock, par value $0.01 per share | 124,440 | $27.50 | $3,422,274.22 |
DisclosureSEC source: 0001140361-17-015243 · doc1.xml · nonDerivative · entry 4 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 8,555,551 F1 · security: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding common stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F2 · ownership.direct: Securities owned by Luxembourg Investment Company 162 S.a R.L, a Luxembourg limited company ("Luxembourg") and a wholly-owned subsidiary of Elliott International. EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Luxembourg. Read SEC document |
| April 05, 2017 Filed Apr 7, 2017 21:07 UTC | PEABODY ENERGY CORP BTU · Entity 4124 | PurchaseCommon Stock, par value $0.01 per share | 68,000 | $28.00 | $1,903,694.00 |
DisclosureSEC source: 0001140361-17-015243 · doc1.xml · nonDerivative · entry 3 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 8,431,111 F1 · security: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding common stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F2 · ownership.direct: Securities owned by Luxembourg Investment Company 162 S.a R.L, a Luxembourg limited company ("Luxembourg") and a wholly-owned subsidiary of Elliott International. EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Luxembourg. Read SEC document |
| April 05, 2017 Filed Apr 7, 2017 21:07 UTC | PEABODY ENERGY CORP BTU · Entity 4124 | PurchaseCommon Stock, par value $0.01 per share | 108,800 | $27.99 | $3,045,671.04 |
DisclosureSEC source: 0001140361-17-015243 · doc1.xml · nonDerivative · entry 2 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 8,363,111 F1 · security: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding common stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F2 · ownership.direct: Securities owned by Luxembourg Investment Company 162 S.a R.L, a Luxembourg limited company ("Luxembourg") and a wholly-owned subsidiary of Elliott International. EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Luxembourg. Read SEC document |
| April 05, 2017 Filed Apr 7, 2017 21:07 UTC | PEABODY ENERGY CORP BTU · Entity 4124 | PurchaseCommon Stock, par value $0.01 per share | 68,000 | $27.97 | $1,901,912.40 |
DisclosureSEC source: 0001140361-17-015243 · doc1.xml · nonDerivative · entry 1 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 8,254,311 F1 · security: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding common stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F2 · ownership.direct: Securities owned by Luxembourg Investment Company 162 S.a R.L, a Luxembourg limited company ("Luxembourg") and a wholly-owned subsidiary of Elliott International. EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Luxembourg. Read SEC document |
| February 24, 2017 Filed Feb 24, 2017 22:57 UTC | Howmet Aerospace Inc. ARNC · Entity 2911 | PurchaseCommon Stock, $1.00 par value | 306,000 | $29.27 | $8,955,396.00 |
DisclosureSEC source: 0001140361-17-009222 · doc1.xml · nonDerivative · entry 2 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,749,450 F1 · security: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F2 · ownership.direct: Securities owned directly by Elliott International. EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned directly by Elliott International. Read SEC document |
| February 24, 2017 Filed Feb 24, 2017 22:57 UTC | Howmet Aerospace Inc. ARNC · Entity 2911 | PurchaseCommon Stock, $1.00 par value | 169,999 | $29.33 | $4,985,373.67 |
DisclosureSEC source: 0001140361-17-009222 · doc1.xml · nonDerivative · entry 1 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,443,450 F1 · security: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F2 · ownership.direct: Securities owned directly by Elliott International. EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned directly by Elliott International. Read SEC document |
| February 23, 2017 Filed Feb 23, 2017 22:58 UTC | Howmet Aerospace Inc. ARNC · Entity 2911 | PurchaseCommon Stock, $1.00 par value | 408,000 | $30.01 | $12,243,019.20 |
DisclosureSEC source: 0001140361-17-008879 · doc1.xml · nonDerivative · entry 1 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,273,451 F1 · security: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F2 · ownership.direct: Securities owned directly by Elliott International. EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned directly by Elliott International. Read SEC document |
| February 22, 2017 Filed Feb 22, 2017 22:51 UTC | Howmet Aerospace Inc. ARNC · Entity 2911 | PurchaseCommon Stock, $1.00 par value | 510,000 | $30.46 | $15,532,254.00 |
DisclosureSEC source: 0001140361-17-008699 · doc1.xml · nonDerivative · entry 1 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,865,451 F1 · security: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F2 · ownership.direct: Securities owned directly by Elliott International. EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned directly by Elliott International. Read SEC document |
| February 21, 2017 Filed Feb 21, 2017 23:33 UTC | Howmet Aerospace Inc. ARNC · Entity 2911 | PurchaseCommon Stock, $1.00 par value | 272,000 | $30.12 | $8,192,993.60 |
DisclosureSEC source: 0001140361-17-008428 · doc1.xml · nonDerivative · entry 1 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,355,451 F1 · security: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F2 · ownership.direct: Securities owned directly by Elliott International. EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned directly by Elliott International. Read SEC document |
| February 17, 2017 Filed Feb 17, 2017 23:10 UTC | Howmet Aerospace Inc. ARNC · Entity 2911 | PurchaseCommon Stock, $1.00 par value | 272,000 | $29.78 | $8,101,084.80 |
DisclosureSEC source: 0001140361-17-008166 · doc1.xml · nonDerivative · entry 1 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,083,451 F1 · security: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F2 · ownership.direct: Securities owned directly by Elliott International. EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. Read SEC document |
| February 16, 2017 Filed Feb 16, 2017 23:03 UTC | Howmet Aerospace Inc. ARNC · Entity 2911 | PurchaseCommon Stock, $1.00 par value | 272,000 | $29.20 | $7,943,515.20 |
DisclosureSEC source: 0001140361-17-007997 · doc1.xml · nonDerivative · entry 1 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,811,451 F1 · security: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F2 · ownership.direct: Securities owned directly by Elliott International. EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. Read SEC document |
| February 15, 2017 Filed Feb 15, 2017 22:36 UTC | Howmet Aerospace Inc. ARNC · Entity 2911 | PurchaseCommon Stock, $1.00 par value | 289,000 | $29.27 | $8,458,191.90 |
DisclosureSEC source: 0001140361-17-007794 · doc1.xml · nonDerivative · entry 1 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,539,451 F1 · security: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F2 · ownership.direct: Securities owned directly by Elliott International. EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. Read SEC document |
| February 14, 2017 Filed Feb 14, 2017 22:48 UTC | Howmet Aerospace Inc. ARNC · Entity 2911 | PurchaseCommon Stock, $1.00 par value | 153,000 | $29.86 | $4,568,993.10 |
DisclosureSEC source: 0001140361-17-007485 · doc1.xml · nonDerivative · entry 1 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,250,451 F1 · security: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F2 · ownership.direct: Securities owned directly by Elliott International. EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. Read SEC document |
| February 13, 2017 Filed Feb 14, 2017 13:08 UTC | Howmet Aerospace Inc. ARNC · Entity 2911 | PurchaseCommon Stock, $1.00 par value | 85,000 | $29.54 | $2,511,189.00 |
DisclosureSEC source: 0001140361-17-006399 · doc1.xml · nonDerivative · entry 2 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,097,451 F1 · security: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F2 · ownership.direct: Securities owned directly by Elliott International. EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. Read SEC document |
| February 13, 2017 Filed Feb 14, 2017 13:08 UTC | Howmet Aerospace Inc. ARNC · Entity 2911 | PurchaseCommon Stock, $1.00 par value | 51,000 | $29.48 | $1,503,653.40 |
DisclosureSEC source: 0001140361-17-006399 · doc1.xml · nonDerivative · entry 1 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,012,451 F1 · security: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F2 · ownership.direct: Securities owned directly by Elliott International. EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. Read SEC document |
| February 10, 2017 Filed Feb 10, 2017 22:23 UTC | Howmet Aerospace Inc. ARNC · Entity 2911 | PurchaseCommon Stock, $1.00 par value | 85,000 | $29.18 | $2,480,070.50 |
DisclosureSEC source: 0001140361-17-005867 · doc1.xml · nonDerivative · entry 1 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,961,451 F1 · security: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F2 · ownership.direct: Securities owned directly by Elliott International. EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. Read SEC document |
| February 09, 2017 Filed Feb 9, 2017 23:20 UTC | Howmet Aerospace Inc. ARNC · Entity 2911 | PurchaseCommon Stock, $1.00 par value | 68,000 | $27.91 | $1,897,587.60 |
DisclosureSEC source: 0001140361-17-005488 · doc1.xml · nonDerivative · entry 1 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,876,451 F1 · security: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F2 · ownership.direct: Securities owned directly by Elliott International. EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. Read SEC document |
| February 08, 2017 Filed Feb 8, 2017 22:55 UTC | Howmet Aerospace Inc. ARNC · Entity 2911 | PurchaseCommon Stock, $1.00 par value | 51,000 | $26.86 | $1,369,793.70 |
DisclosureSEC source: 0001140361-17-005166 · doc1.xml · nonDerivative · entry 1 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,808,451 F1 · security: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F2 · ownership.direct: Securities owned directly by Elliott International. EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. Read SEC document |
| February 07, 2017 Filed Feb 7, 2017 23:08 UTC | Howmet Aerospace Inc. ARNC · Entity 2911 | PurchaseCommon Stock, $1.00 par value | 34,000 | $26.36 | $896,083.60 |
DisclosureSEC source: 0001140361-17-004947 · doc1.xml · nonDerivative · entry 1 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,757,451 F1 · security: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F2 · ownership.direct: Securities owned directly by Elliott International. EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. Read SEC document |
| February 06, 2017 Filed Feb 6, 2017 23:04 UTC | Howmet Aerospace Inc. ARNC · Entity 2911 | PurchaseCommon Stock, $1.00 par value | 51,000 | $25.88 | $1,319,946.30 |
DisclosureSEC source: 0001140361-17-004645 · doc1.xml · nonDerivative · entry 1 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,723,451 F1 · security: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F2 · ownership.direct: Securities owned directly by Elliott International. EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. Read SEC document |
| February 03, 2017 Filed Feb 3, 2017 22:11 UTC | Howmet Aerospace Inc. ARNC · Entity 2911 | PurchaseCommon Stock, $1.00 par value | 153,000 | $25.57 | $3,911,705.10 |
DisclosureSEC source: 0001140361-17-004409 · doc1.xml · nonDerivative · entry 1 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,672,451 F1 · security: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F2 · ownership.direct: Securities owned directly by Elliott International. EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. Read SEC document |
| February 02, 2017 Filed Feb 2, 2017 23:12 UTC Amendment | Howmet Aerospace Inc. ARNC · Entity 2911 | PurchaseCommon Stock, $1.00 par value | 85,000 | $25.23 | $2,144,694.50 |
DisclosureSEC source: 0001140361-17-004228 · doc1.xml · nonDerivative · entry 3 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,519,451 F1 · security: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F2 · ownership.direct: Securities owned directly by Elliott International. EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. Read SEC document |
| February 02, 2017 Filed Feb 2, 2017 23:12 UTC Amendment | Howmet Aerospace Inc. ARNC · Entity 2911 | PurchaseCommon Stock, $1.00 par value | 51,000 | $25.42 | $1,296,404.70 |
DisclosureSEC source: 0001140361-17-004228 · doc1.xml · nonDerivative · entry 2 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,434,451 F1 · security: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F2 · ownership.direct: Securities owned directly by Elliott International. EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. Read SEC document |
| February 01, 2017 Filed Feb 2, 2017 23:12 UTC Amendment | Howmet Aerospace Inc. ARNC · Entity 2911 | PurchaseCommon Stock, $1.00 par value | 170,000 | $25.33 | $4,305,590.00 |
DisclosureSEC source: 0001140361-17-004228 · doc1.xml · nonDerivative · entry 1 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,383,451 F1 · security: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F2 · ownership.direct: Securities owned directly by Elliott International. EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. Read SEC document |
| January 27, 2017 Filed Jan 27, 2017 22:26 UTC | Howmet Aerospace Inc. ARNC · Entity 2911 | PurchaseCommon Stock, $1.00 par value | 170,000 | $22.62 | $3,845,910.00 |
DisclosureSEC source: 0001140361-17-003231 · doc1.xml · nonDerivative · entry 7 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,213,451 F1 · security: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F2 · ownership.direct: Securities owned directly by Elliott International. EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. Read SEC document |
| January 26, 2017 Filed Jan 27, 2017 22:26 UTC | Howmet Aerospace Inc. ARNC · Entity 2911 | PurchaseCommon Stock, $1.00 par value | 34,000 | $22.79 | $774,982.40 |
DisclosureSEC source: 0001140361-17-003231 · doc1.xml · nonDerivative · entry 6 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,043,451 F1 · security: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F2 · ownership.direct: Securities owned directly by Elliott International. EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. Read SEC document |
| January 26, 2017 Filed Jan 27, 2017 22:26 UTC | Howmet Aerospace Inc. ARNC · Entity 2911 | PurchaseCommon Stock, $1.00 par value | 34,000 | $22.65 | $770,045.60 |
DisclosureSEC source: 0001140361-17-003231 · doc1.xml · nonDerivative · entry 5 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,009,451 F1 · security: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F2 · ownership.direct: Securities owned directly by Elliott International. EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. Read SEC document |
| January 26, 2017 Filed Jan 27, 2017 22:26 UTC | Howmet Aerospace Inc. ARNC · Entity 2911 | PurchaseCommon Stock, $1.00 par value | 68,000 | $22.64 | $1,539,520.00 |
DisclosureSEC source: 0001140361-17-003231 · doc1.xml · nonDerivative · entry 4 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,975,451 F1 · security: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F2 · ownership.direct: Securities owned directly by Elliott International. EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. Read SEC document |
| January 26, 2017 Filed Jan 27, 2017 22:26 UTC | Howmet Aerospace Inc. ARNC · Entity 2911 | PurchaseCommon Stock, $1.00 par value | 34,000 | $22.85 | $776,770.80 |
DisclosureSEC source: 0001140361-17-003231 · doc1.xml · nonDerivative · entry 3 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,907,451 F1 · security: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F2 · ownership.direct: Securities owned directly by Elliott International. EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. Read SEC document |
| January 25, 2017 Filed Jan 27, 2017 22:26 UTC | Howmet Aerospace Inc. ARNC · Entity 2911 | PurchaseCommon Stock, $1.00 par value | 170,000 | $22.56 | $3,834,690.00 |
DisclosureSEC source: 0001140361-17-003231 · doc1.xml · nonDerivative · entry 2 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,873,451 F1 · security: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F2 · ownership.direct: Securities owned directly by Elliott International. EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. Read SEC document |
| January 25, 2017 Filed Jan 27, 2017 22:26 UTC | Howmet Aerospace Inc. ARNC · Entity 2911 | PurchaseCommon Stock, $1.00 par value | 34,000 | $22.57 | $767,380.00 |
DisclosureSEC source: 0001140361-17-003231 · doc1.xml · nonDerivative · entry 1 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,703,451 F1 · security: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F2 · ownership.direct: Securities owned directly by Elliott International. EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. Read SEC document |
| January 24, 2017 Filed Jan 25, 2017 13:45 UTC | Howmet Aerospace Inc. ARNC · Entity 2911 | PurchaseCommon Stock, $1.00 par value | 192,700 | $21.74 | $4,188,912.60 |
DisclosureSEC source: 0001140361-17-002776 · doc1.xml · nonDerivative · entry 4 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,669,451 F1 · security: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F2 · ownership.direct: Securities owned directly by Elliott International. EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. Read SEC document |
| January 24, 2017 Filed Jan 25, 2017 13:45 UTC | Howmet Aerospace Inc. ARNC · Entity 2911 | PurchaseCommon Stock, $1.00 par value | 113,300 | $22.21 | $2,516,336.35 |
DisclosureSEC source: 0001140361-17-002776 · doc1.xml · nonDerivative · entry 3 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,476,751 F1 · security: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F2 · ownership.direct: Securities owned directly by Elliott International. EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. Read SEC document |
| January 23, 2017 Filed Jan 25, 2017 13:45 UTC | Howmet Aerospace Inc. ARNC · Entity 2911 | PurchaseCommon Stock, $1.00 par value | 85,000 | $21.20 | $1,802,272.00 |
DisclosureSEC source: 0001140361-17-002776 · doc1.xml · nonDerivative · entry 2 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,363,451 F1 · security: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F2 · ownership.direct: Securities owned directly by Elliott International. EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. Read SEC document |
| January 23, 2017 Filed Jan 25, 2017 13:45 UTC | Howmet Aerospace Inc. ARNC · Entity 2911 | PurchaseCommon Stock, $1.00 par value | 153,000 | $21.23 | $3,248,144.10 |
DisclosureSEC source: 0001140361-17-002776 · doc1.xml · nonDerivative · entry 1 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,278,451 F1 · security: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F2 · ownership.direct: Securities owned directly by Elliott International. EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.