organization · Reporting owner
ELLIOTT INTERNATIONAL, L.P.
Disclosed activity across 6 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PEABODY ENERGY CORPBTU · Entity 4124 | 10% owner | August 27, 2019 | August 29, 2019 |
| Roadrunner Transportation Systems, Inc.RRTS · Entity 148812 | 10% owner | December 09, 2019 | December 11, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PEABODY ENERGY CORP
Report date August 27, 2019 · Filed August 29, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.01 par value per shareSEC Table I · non-derivative | IndirectSee footnotes | 19,903,066 |
Reported balance
After 2019-08-27 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2019-08-27 · Purchase · Acquired 50,000 · Balance 19,903,066 F1: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned directly by Elliott International. The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding common stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F2: Securities owned by Spraberry Investments Inc., a Delaware corporation ("Spraberry") and a wholly-owned subsidiary of Elliott International. EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned directly by Spraberry. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned directly by Elliott International. The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding common stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.
F2: Securities owned by Spraberry Investments Inc., a Delaware corporation ("Spraberry") and a wholly-owned subsidiary of Elliott International. EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned directly by Spraberry.
Roadrunner Transportation Systems, Inc.
Report date December 09, 2019 · Filed December 11, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 23,289,412 |
Reported balance
After 2019-12-09 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2019-12-09 · Purchase · Acquired 996 · Balance 23,289,412 F1: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.
Past disclosures · reporting ended (4)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Affinion Group Holdings, Inc.
Report date April 10, 2019 · Filed April 12, 2019
Section 16 reporting ended · disclosed 2019-04-12. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per share ("Common Stock")SEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2019-04-10 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2019-04-10 · Other · Disposed 1,691,426 · Balance 0 F2: On April 10, 2019, the Issuer and Affinion Group completed the Recapitalization, the Merger and the other transactions described in Amendment No. 4 to the Schedule 13D filed by the Reporting Person ("Amendment No. 4"). Immediately prior to the consummation of the Merger, the Reporting Person tendered its Existing Notes in the Exchange Offer, and received shares of Class M Common Stock, and such shares of Class M Common Stock were converted into New Common Stock and New Penny Warrants as a result of the Merger. F3: The shares of Common Stock reported herein were exchanged for New Investor Warrants in the Merger. The Warrants reported herein were mandatorily exercised immediately following the consummation of the Exchange Offer and the shares of Common Stock issued pursuant to such exercise were exchanged for New Investor Warrants in the Merger. Immediately following the consummation of the Recapitalization, the Merger and the other transactions described in Amendment No. 4, the Reporting Person owned 97,707 shares of New Common Stock, 4,404,157 New Penny Warrants and 156,061 New Investor Warrants. Capitalized terms not defined herein have the meaning set forth in Amendment No. 4. F1: This Form 4 is filed by Elliott International, L.P. (the "Reporting Person"). The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. |
| Warrant (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.01 · Expires 2022-11-10 | Direct | 0 |
Reported balance
After 2019-04-10 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2019-04-10 · Other · Disposed 47,223 · Balance 0 F2: On April 10, 2019, the Issuer and Affinion Group completed the Recapitalization, the Merger and the other transactions described in Amendment No. 4 to the Schedule 13D filed by the Reporting Person ("Amendment No. 4"). Immediately prior to the consummation of the Merger, the Reporting Person tendered its Existing Notes in the Exchange Offer, and received shares of Class M Common Stock, and such shares of Class M Common Stock were converted into New Common Stock and New Penny Warrants as a result of the Merger. F3: The shares of Common Stock reported herein were exchanged for New Investor Warrants in the Merger. The Warrants reported herein were mandatorily exercised immediately following the consummation of the Exchange Offer and the shares of Common Stock issued pursuant to such exercise were exchanged for New Investor Warrants in the Merger. Immediately following the consummation of the Recapitalization, the Merger and the other transactions described in Amendment No. 4, the Reporting Person owned 97,707 shares of New Common Stock, 4,404,157 New Penny Warrants and 156,061 New Investor Warrants. Capitalized terms not defined herein have the meaning set forth in Amendment No. 4. F1: This Form 4 is filed by Elliott International, L.P. (the "Reporting Person"). The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 is filed by Elliott International, L.P. (the "Reporting Person"). The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.
F2: On April 10, 2019, the Issuer and Affinion Group completed the Recapitalization, the Merger and the other transactions described in Amendment No. 4 to the Schedule 13D filed by the Reporting Person ("Amendment No. 4"). Immediately prior to the consummation of the Merger, the Reporting Person tendered its Existing Notes in the Exchange Offer, and received shares of Class M Common Stock, and such shares of Class M Common Stock were converted into New Common Stock and New Penny Warrants as a result of the Merger.
F3: The shares of Common Stock reported herein were exchanged for New Investor Warrants in the Merger. The Warrants reported herein were mandatorily exercised immediately following the consummation of the Exchange Offer and the shares of Common Stock issued pursuant to such exercise were exchanged for New Investor Warrants in the Merger. Immediately following the consummation of the Recapitalization, the Merger and the other transactions described in Amendment No. 4, the Reporting Person owned 97,707 shares of New Common Stock, 4,404,157 New Penny Warrants and 156,061 New Investor Warrants. Capitalized terms not defined herein have the meaning set forth in Amendment No. 4.
Howmet Aerospace Inc.
Report date August 26, 2019 · Filed August 28, 2019
Section 16 reporting ended · disclosed 2019-08-28. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $1.00 par valueSEC Table I · non-derivative | Direct | 29,903,797 |
Last balance in matching sequence
After 2019-08-28 transaction · row 3
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rowsRow 1 · 2019-08-26 · Sale · Disposed 1,805,903 · Balance 32,306,412 F1: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.87 to $25.05, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. Row 2 · 2019-08-27 · Sale · Disposed 1,894,208 · Balance 30,412,204 F1: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.17 to $25.18, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. Row 3 · 2019-08-28 · Sale · Disposed 508,407 · Balance 29,903,797 F1: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. |
| Notional Principal Amount Derivative AgreementsSEC Table II · derivative / convertible security | Direct | 1 |
Reported balance
After 2019-08-26 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2019-08-26 · Other · Acquired 1 · Balance 1 F4: The Reporting Persons increased its position in notional principal amount derivative agreements (the "Derivative Agreements") in the form of cash settled swaps. The strike prices of the Derivative Agreements reported herein range from $24.89 to $25.05. The Derivative Agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide them with the power to vote or direct the voting or dispose of or direct the disposition of the shares that are referenced in the Derivative Agreements (such shares, the "Subject Shares"). The Reporting Persons disclaim beneficial ownership in the Subject Shares. The Derivative Agreements shall continue until terminated as elected by the parties, and have an initial reference expiration date of December 18, 2020. |
| Notional Principal Amount Derivative AgreementsSEC Table II · derivative / convertible security | Direct | 1 |
Reported balance
After 2019-08-27 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2019-08-27 · Other · Acquired 1 · Balance 1 F5: The Reporting Persons increased its position in the Derivative Agreements in the form of cash settled swaps. The strike price of the Derivative Agreements reported herein is $25.18. The Derivative Agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide them with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. The Reporting Persons disclaim beneficial ownership in the Subject Shares. The Derivative Agreements shall continue until terminated as elected by the parties, and have an initial reference expiration date of December 18, 2020. |
| Notional Principal Amount Derivative AgreementsSEC Table II · derivative / convertible security | Direct | 1 |
Reported balance
After 2019-08-28 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2019-08-28 · Other · Acquired 1 · Balance 1 F6: The Reporting Persons increased its position in the Derivative Agreements in the form of cash settled swaps. The strike price of the Derivative Agreements reported herein is $25.08. The Derivative Agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide them with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. The Reporting Persons disclaim beneficial ownership in the Subject Shares. The Derivative Agreements shall continue until terminated as elected by the parties, and have an initial reference expiration date of December 18, 2020. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.87 to $25.05, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.17 to $25.18, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
F4: The Reporting Persons increased its position in notional principal amount derivative agreements (the "Derivative Agreements") in the form of cash settled swaps. The strike prices of the Derivative Agreements reported herein range from $24.89 to $25.05. The Derivative Agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide them with the power to vote or direct the voting or dispose of or direct the disposition of the shares that are referenced in the Derivative Agreements (such shares, the "Subject Shares"). The Reporting Persons disclaim beneficial ownership in the Subject Shares. The Derivative Agreements shall continue until terminated as elected by the parties, and have an initial reference expiration date of December 18, 2020.
F5: The Reporting Persons increased its position in the Derivative Agreements in the form of cash settled swaps. The strike price of the Derivative Agreements reported herein is $25.18. The Derivative Agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide them with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. The Reporting Persons disclaim beneficial ownership in the Subject Shares. The Derivative Agreements shall continue until terminated as elected by the parties, and have an initial reference expiration date of December 18, 2020.
F6: The Reporting Persons increased its position in the Derivative Agreements in the form of cash settled swaps. The strike price of the Derivative Agreements reported herein is $25.08. The Derivative Agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide them with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. The Reporting Persons disclaim beneficial ownership in the Subject Shares. The Derivative Agreements shall continue until terminated as elected by the parties, and have an initial reference expiration date of December 18, 2020.
MITEL NETWORKS CORP
Report date September 27, 2017 · Filed September 28, 2017
Section 16 reporting ended · disclosed 2017-09-28. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common shares, no par valueSEC Table I · non-derivative | Direct | 7,941,547 |
Reported balance
After 2017-09-27 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2017-09-27 · Sale · Disposed 301,496 · Balance 7,941,547 F1: This Form 3 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F2: Includes Common Stock received in a distribution exempt under Rule 16a-9. |
| Notional Principal Amount Derivative AgreementsSEC Table II · derivative / convertible security | Direct | 2,547,446 |
Reported balance
Holding disclosure · report date 2017-09-27 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 2,547,446 F1: This Form 3 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F3: Notional principal amount derivative agreements (the "Derivative Agreement") in the form of cash settled swaps expiring January 2, 2018 entered into by Elliott International at initial execution prices ranging from $6.1362 to $7.2235. The Derivative Agreements provide Elliott International with economic results that are comparable to the economic results of ownership but do not provide it with the power to vote or direct the voting or dispose of or direct the disposition of the shares that are referenced in the Derivative Agreements (such shares, the "Subject Shares"). Each of the Elliott International and EICA disclaim beneficial ownership in the Subject Shares. The counterparties to the Derivative Agreements are unaffiliated third party financial institutions. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 3 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.
F2: Includes Common Stock received in a distribution exempt under Rule 16a-9.
F3: Notional principal amount derivative agreements (the "Derivative Agreement") in the form of cash settled swaps expiring January 2, 2018 entered into by Elliott International at initial execution prices ranging from $6.1362 to $7.2235. The Derivative Agreements provide Elliott International with economic results that are comparable to the economic results of ownership but do not provide it with the power to vote or direct the voting or dispose of or direct the disposition of the shares that are referenced in the Derivative Agreements (such shares, the "Subject Shares"). Each of the Elliott International and EICA disclaim beneficial ownership in the Subject Shares. The counterparties to the Derivative Agreements are unaffiliated third party financial institutions.
Pressburg, LLC
Report date December 06, 2019 · Filed December 13, 2019
Section 16 reporting ended · disclosed 2019-12-13. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common Stock, par value $0.001 per shareSEC Table I · non-derivative | IndirectSee footnotes | 0 |
Reported balance
After 2019-12-06 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2019-12-06 · Disposition to issuer · Disposed 11,103,003 · Balance 0 F1: The Issuer, Citizen Energy Operating, LLC ("Citizen") and Citizen Energy Pressburg Inc., a subsidiary of Citizen ("Merger Sub"), are parties to that certain Agreement and Plan of Merger, dated October 1, 2019 (the "Merger Agreement"), pursuant to which, among other things, on December 6, 2019, Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving as a wholly-owned subsidiary of Citizen. At the effective time of the Merger, each outstanding share of Class A common stock, $0.001 par value per share, of the Issuer was cancelled and converted into a right to receive $1.52 in cash. F2: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F3: Securities were owned by Spraberry Investments Inc., a Delaware corporation ("Spraberry") and a wholly-owned subsidiary of Elliott International. EICA, as the investment manager of Elliott International, have been deemed to beneficially own the securities owned directly by Spraberry. |
Filing footnotes · ownership attribution and instrument terms
F1: The Issuer, Citizen Energy Operating, LLC ("Citizen") and Citizen Energy Pressburg Inc., a subsidiary of Citizen ("Merger Sub"), are parties to that certain Agreement and Plan of Merger, dated October 1, 2019 (the "Merger Agreement"), pursuant to which, among other things, on December 6, 2019, Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving as a wholly-owned subsidiary of Citizen. At the effective time of the Merger, each outstanding share of Class A common stock, $0.001 par value per share, of the Issuer was cancelled and converted into a right to receive $1.52 in cash.
F2: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.
F3: Securities were owned by Spraberry Investments Inc., a Delaware corporation ("Spraberry") and a wholly-owned subsidiary of Elliott International. EICA, as the investment manager of Elliott International, have been deemed to beneficially own the securities owned directly by Spraberry.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 30, 2019 Filed Sep 30, 2019 21:19 UTC | Roadrunner Transportation Systems, Inc. RRTS · Entity 148812 | PurchaseCommon Stock | 3,462 | $9.91 | $34,308.42 |
DisclosureSEC source: 0000902664-19-003857 · ownership.xml · nonDerivative · entry 3 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,236,316 F1 · ownership.direct: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Read SEC document |
| September 27, 2019 Filed Sep 30, 2019 21:19 UTC | Roadrunner Transportation Systems, Inc. RRTS · Entity 148812 | PurchaseCommon Stock | 2,253 | $10.06 | $22,665.18 |
DisclosureSEC source: 0000902664-19-003857 · ownership.xml · nonDerivative · entry 2 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,232,854 F1 · ownership.direct: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Read SEC document |
| September 26, 2019 Filed Sep 30, 2019 21:19 UTC | Roadrunner Transportation Systems, Inc. RRTS · Entity 148812 | PurchaseCommon Stock, par value $0.01 per share ("Common Stock") | 628 | $9.49 | $5,959.72 |
DisclosureSEC source: 0000902664-19-003857 · ownership.xml · nonDerivative · entry 1 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,230,601 F1 · ownership.direct: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Read SEC document |
| September 25, 2019 Filed Sep 25, 2019 23:09 UTC | Roadrunner Transportation Systems, Inc. RRTS · Entity 148812 | PurchaseCommon Stock | 781 | $10.03 | $7,833.43 |
DisclosureSEC source: 0000902664-19-003825 · ownership.xml · nonDerivative · entry 3 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,229,973 F1 · ownership.direct: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Read SEC document |
| September 24, 2019 Filed Sep 25, 2019 23:09 UTC | Roadrunner Transportation Systems, Inc. RRTS · Entity 148812 | PurchaseCommon Stock | 963 | $9.31 | $8,965.53 |
DisclosureSEC source: 0000902664-19-003825 · ownership.xml · nonDerivative · entry 2 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,229,192 F1 · ownership.direct: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Read SEC document |
| September 23, 2019 Filed Sep 25, 2019 23:09 UTC | Roadrunner Transportation Systems, Inc. RRTS · Entity 148812 | PurchaseCommon Stock, par value $0.01 per share ("Common Stock") | 1,127 | $9.71 | $10,943.17 |
DisclosureSEC source: 0000902664-19-003825 · ownership.xml · nonDerivative · entry 1 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,228,229 F1 · ownership.direct: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Read SEC document |
| September 20, 2019 Filed Sep 20, 2019 22:27 UTC | Roadrunner Transportation Systems, Inc. RRTS · Entity 148812 | PurchaseCommon Stock | 3,181 | $9.80 | $31,173.80 |
DisclosureSEC source: 0000902664-19-003790 · ownership.xml · nonDerivative · entry 3 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,227,102 F1 · ownership.direct: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Read SEC document |
| September 19, 2019 Filed Sep 20, 2019 22:27 UTC | Roadrunner Transportation Systems, Inc. RRTS · Entity 148812 | PurchaseCommon Stock | 1,528 | $10.11 | $15,448.08 |
DisclosureSEC source: 0000902664-19-003790 · ownership.xml · nonDerivative · entry 2 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,223,921 F1 · ownership.direct: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Read SEC document |
| September 18, 2019 Filed Sep 20, 2019 22:27 UTC | Roadrunner Transportation Systems, Inc. RRTS · Entity 148812 | PurchaseCommon Stock, par value $0.01 per share ("Common Stock") | 1,820 | $9.89 | $17,999.80 |
DisclosureSEC source: 0000902664-19-003790 · ownership.xml · nonDerivative · entry 1 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,222,393 F1 · ownership.direct: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Read SEC document |
| September 17, 2019 Filed Sep 17, 2019 22:32 UTC | Roadrunner Transportation Systems, Inc. RRTS · Entity 148812 | PurchaseCommon Stock | 943 | $10.78 | $10,165.54 |
DisclosureSEC source: 0000902664-19-003749 · ownership.xml · nonDerivative · entry 3 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,220,573 F1 · ownership.direct: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Read SEC document |
| September 16, 2019 Filed Sep 17, 2019 22:32 UTC | Roadrunner Transportation Systems, Inc. RRTS · Entity 148812 | PurchaseCommon Stock | 771 | $11.54 | $8,897.34 |
DisclosureSEC source: 0000902664-19-003749 · ownership.xml · nonDerivative · entry 2 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,219,630 F1 · ownership.direct: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Read SEC document |
| September 13, 2019 Filed Sep 17, 2019 22:32 UTC | Roadrunner Transportation Systems, Inc. RRTS · Entity 148812 | PurchaseCommon Stock, par value $0.01 per share ("Common Stock") | 205 | $11.84 | $2,427.20 |
DisclosureSEC source: 0000902664-19-003749 · ownership.xml · nonDerivative · entry 1 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,218,859 F1 · ownership.direct: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Read SEC document |
| September 12, 2019 Filed Sep 13, 2019 00:14 UTC | Roadrunner Transportation Systems, Inc. RRTS · Entity 148812 | PurchaseCommon Stock | 1,419 | $11.84 | $16,800.96 |
DisclosureSEC source: 0000902664-19-003697 · ownership.xml · nonDerivative · entry 3 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,218,654 F1 · ownership.direct: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Read SEC document |
| September 11, 2019 Filed Sep 13, 2019 00:14 UTC | Roadrunner Transportation Systems, Inc. RRTS · Entity 148812 | PurchaseCommon Stock | 10,131 | $10.96 | $111,035.76 |
DisclosureSEC source: 0000902664-19-003697 · ownership.xml · nonDerivative · entry 2 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,217,235 F1 · ownership.direct: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Read SEC document |
| September 10, 2019 Filed Sep 13, 2019 00:14 UTC | Roadrunner Transportation Systems, Inc. RRTS · Entity 148812 | PurchaseCommon Stock, par value $0.01 per share ("Common Stock") | 5,219 | $10.48 | $54,695.12 |
DisclosureSEC source: 0000902664-19-003697 · ownership.xml · nonDerivative · entry 1 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,207,104 F1 · ownership.direct: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Read SEC document |
| September 09, 2019 Filed Sep 9, 2019 22:23 UTC | Roadrunner Transportation Systems, Inc. RRTS · Entity 148812 | PurchaseCommon Stock | 734 | $9.64 | $7,075.76 |
DisclosureSEC source: 0000902664-19-003657 · ownership.xml · nonDerivative · entry 3 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,201,885 F1 · ownership.direct: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Read SEC document |
| September 06, 2019 Filed Sep 9, 2019 22:23 UTC | Roadrunner Transportation Systems, Inc. RRTS · Entity 148812 | PurchaseCommon Stock | 441 | $9.65 | $4,255.65 |
DisclosureSEC source: 0000902664-19-003657 · ownership.xml · nonDerivative · entry 2 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,201,151 F1 · ownership.direct: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Read SEC document |
| September 05, 2019 Filed Sep 9, 2019 22:23 UTC | Roadrunner Transportation Systems, Inc. RRTS · Entity 148812 | PurchaseCommon Stock, par value $0.01 per share ("Common Stock") | 1,453 | $9.77 | $14,195.81 |
DisclosureSEC source: 0000902664-19-003657 · ownership.xml · nonDerivative · entry 1 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,200,710 F1 · ownership.direct: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Read SEC document |
| September 04, 2019 Filed Sep 4, 2019 22:56 UTC | Roadrunner Transportation Systems, Inc. RRTS · Entity 148812 | PurchaseCommon Stock | 291 | $9.03 | $2,627.73 |
DisclosureSEC source: 0000902664-19-003625 · ownership.xml · nonDerivative · entry 3 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,199,257 F1 · ownership.direct: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Read SEC document |
| September 03, 2019 Filed Sep 4, 2019 22:56 UTC | Roadrunner Transportation Systems, Inc. RRTS · Entity 148812 | PurchaseCommon Stock | 559 | $9.16 | $5,120.44 |
DisclosureSEC source: 0000902664-19-003625 · ownership.xml · nonDerivative · entry 2 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,198,966 F1 · ownership.direct: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Read SEC document |
| August 30, 2019 Filed Sep 4, 2019 22:56 UTC | Roadrunner Transportation Systems, Inc. RRTS · Entity 148812 | PurchaseCommon Stock, par value $0.01 per share ("Common Stock") | 1,291 | $9.36 | $12,083.76 |
DisclosureSEC source: 0000902664-19-003625 · ownership.xml · nonDerivative · entry 1 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,198,407 F1 · ownership.direct: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Read SEC document |
| August 29, 2019 Filed Aug 29, 2019 21:08 UTC | Roadrunner Transportation Systems, Inc. RRTS · Entity 148812 | PurchaseCommon Stock | 6,256 | $9.48 | $59,306.88 |
DisclosureSEC source: 0000902664-19-003589 · ownership.xml · nonDerivative · entry 3 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,197,116 F1 · ownership.direct: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Read SEC document |
| August 28, 2019 Filed Aug 28, 2019 23:51 UTC | Howmet Aerospace Inc. ARNC · Entity 2911 | OtherNotional Principal Amount Derivative Agreements · Derivative | 1 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000902664-19-003582 · ownership.xml · derivative · entry 6 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1 Underlying: Common Stock · 508.407 shares Expires not disclosed F6 · derivative.exercise_price: The Reporting Persons increased its position in the Derivative Agreements in the form of cash settled swaps. The strike price of the Derivative Agreements reported herein is $25.08. The Derivative Agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide them with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. The Reporting Persons disclaim beneficial ownership in the Subject Shares. The Derivative Agreements shall continue until terminated as elected by the parties, and have an initial reference expiration date of December 18, 2020. F6 · shares: The Reporting Persons increased its position in the Derivative Agreements in the form of cash settled swaps. The strike price of the Derivative Agreements reported herein is $25.08. The Derivative Agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide them with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. The Reporting Persons disclaim beneficial ownership in the Subject Shares. The Derivative Agreements shall continue until terminated as elected by the parties, and have an initial reference expiration date of December 18, 2020. F6 · price: The Reporting Persons increased its position in the Derivative Agreements in the form of cash settled swaps. The strike price of the Derivative Agreements reported herein is $25.08. The Derivative Agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide them with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. The Reporting Persons disclaim beneficial ownership in the Subject Shares. The Derivative Agreements shall continue until terminated as elected by the parties, and have an initial reference expiration date of December 18, 2020. F6 · derivative.exercise_date: The Reporting Persons increased its position in the Derivative Agreements in the form of cash settled swaps. The strike price of the Derivative Agreements reported herein is $25.08. The Derivative Agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide them with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. The Reporting Persons disclaim beneficial ownership in the Subject Shares. The Derivative Agreements shall continue until terminated as elected by the parties, and have an initial reference expiration date of December 18, 2020. F6 · derivative.expiration_date: The Reporting Persons increased its position in the Derivative Agreements in the form of cash settled swaps. The strike price of the Derivative Agreements reported herein is $25.08. The Derivative Agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide them with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. The Reporting Persons disclaim beneficial ownership in the Subject Shares. The Derivative Agreements shall continue until terminated as elected by the parties, and have an initial reference expiration date of December 18, 2020. F6 · balance_after: The Reporting Persons increased its position in the Derivative Agreements in the form of cash settled swaps. The strike price of the Derivative Agreements reported herein is $25.08. The Derivative Agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide them with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. The Reporting Persons disclaim beneficial ownership in the Subject Shares. The Derivative Agreements shall continue until terminated as elected by the parties, and have an initial reference expiration date of December 18, 2020. Read SEC document |
| August 28, 2019 Filed Aug 28, 2019 23:51 UTC | Howmet Aerospace Inc. ARNC · Entity 2911 | SaleCommon Stock, $1.00 par value | 508,407 | $25.05 | $12,735,595.35 |
DisclosureSEC source: 0000902664-19-003582 · ownership.xml · nonDerivative · entry 3 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,903,797 F1 · security: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Read SEC document |
| August 28, 2019 Filed Aug 29, 2019 21:08 UTC | Roadrunner Transportation Systems, Inc. RRTS · Entity 148812 | PurchaseCommon Stock | 680 | $8.00 | $5,440.00 |
DisclosureSEC source: 0000902664-19-003589 · ownership.xml · nonDerivative · entry 2 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,190,860 F1 · ownership.direct: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Read SEC document |
| August 27, 2019 Filed Aug 28, 2019 23:51 UTC | Howmet Aerospace Inc. ARNC · Entity 2911 | OtherNotional Principal Amount Derivative Agreements · Derivative | 1 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000902664-19-003582 · ownership.xml · derivative · entry 5 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1 Underlying: Common Stock · 2,066,708 shares Expires not disclosed F5 · derivative.exercise_price: The Reporting Persons increased its position in the Derivative Agreements in the form of cash settled swaps. The strike price of the Derivative Agreements reported herein is $25.18. The Derivative Agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide them with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. The Reporting Persons disclaim beneficial ownership in the Subject Shares. The Derivative Agreements shall continue until terminated as elected by the parties, and have an initial reference expiration date of December 18, 2020. F5 · shares: The Reporting Persons increased its position in the Derivative Agreements in the form of cash settled swaps. The strike price of the Derivative Agreements reported herein is $25.18. The Derivative Agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide them with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. The Reporting Persons disclaim beneficial ownership in the Subject Shares. The Derivative Agreements shall continue until terminated as elected by the parties, and have an initial reference expiration date of December 18, 2020. F5 · price: The Reporting Persons increased its position in the Derivative Agreements in the form of cash settled swaps. The strike price of the Derivative Agreements reported herein is $25.18. The Derivative Agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide them with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. The Reporting Persons disclaim beneficial ownership in the Subject Shares. The Derivative Agreements shall continue until terminated as elected by the parties, and have an initial reference expiration date of December 18, 2020. F5 · derivative.exercise_date: The Reporting Persons increased its position in the Derivative Agreements in the form of cash settled swaps. The strike price of the Derivative Agreements reported herein is $25.18. The Derivative Agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide them with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. The Reporting Persons disclaim beneficial ownership in the Subject Shares. The Derivative Agreements shall continue until terminated as elected by the parties, and have an initial reference expiration date of December 18, 2020. F5 · derivative.expiration_date: The Reporting Persons increased its position in the Derivative Agreements in the form of cash settled swaps. The strike price of the Derivative Agreements reported herein is $25.18. The Derivative Agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide them with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. The Reporting Persons disclaim beneficial ownership in the Subject Shares. The Derivative Agreements shall continue until terminated as elected by the parties, and have an initial reference expiration date of December 18, 2020. F5 · balance_after: The Reporting Persons increased its position in the Derivative Agreements in the form of cash settled swaps. The strike price of the Derivative Agreements reported herein is $25.18. The Derivative Agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide them with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. The Reporting Persons disclaim beneficial ownership in the Subject Shares. The Derivative Agreements shall continue until terminated as elected by the parties, and have an initial reference expiration date of December 18, 2020. Read SEC document |
| August 27, 2019 Filed Aug 28, 2019 23:51 UTC | Howmet Aerospace Inc. ARNC · Entity 2911 | SaleCommon Stock, $1.00 par value | 1,894,208 | $25.17 | $47,677,215.36 |
DisclosureSEC source: 0000902664-19-003582 · ownership.xml · nonDerivative · entry 2 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,412,204 F1 · security: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.17 to $25.18, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. Read SEC document |
| August 27, 2019 Filed Aug 29, 2019 21:22 UTC | PEABODY ENERGY CORP BTU · Entity 4124 | PurchaseCommon Stock, $0.01 par value per share | 50,000 | $17.43 | $871,500.00 |
DisclosureSEC source: 0000902664-19-003590 · ownership.xml · nonDerivative · entry 1 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 19,903,066 F1 · ownership.nature: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned directly by Elliott International. The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding common stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F2 · ownership.nature: Securities owned by Spraberry Investments Inc., a Delaware corporation ("Spraberry") and a wholly-owned subsidiary of Elliott International. EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned directly by Spraberry. Read SEC document |
| August 27, 2019 Filed Aug 29, 2019 21:08 UTC | Roadrunner Transportation Systems, Inc. RRTS · Entity 148812 | PurchaseCommon Stock, par value $0.01 per share ("Common Stock") | 1,296 | $7.60 | $9,849.60 |
DisclosureSEC source: 0000902664-19-003589 · ownership.xml · nonDerivative · entry 1 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,190,180 F1 · ownership.direct: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Read SEC document |
| August 26, 2019 Filed Aug 26, 2019 21:55 UTC | Roadrunner Transportation Systems, Inc. RRTS · Entity 148812 | PurchaseCommon Stock | 1,236 | $8.07 | $9,974.52 |
DisclosureSEC source: 0000902664-19-003538 · ownership.xml · nonDerivative · entry 3 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,188,884 F1 · ownership.direct: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Read SEC document |
| August 26, 2019 Filed Aug 28, 2019 23:51 UTC | Howmet Aerospace Inc. ARNC · Entity 2911 | OtherNotional Principal Amount Derivative Agreements · Derivative | 1 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000902664-19-003582 · ownership.xml · derivative · entry 4 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1 Underlying: Common Stock · 1,978,403 shares Expires not disclosed F4 · derivative.exercise_price: The Reporting Persons increased its position in notional principal amount derivative agreements (the "Derivative Agreements") in the form of cash settled swaps. The strike prices of the Derivative Agreements reported herein range from $24.89 to $25.05. The Derivative Agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide them with the power to vote or direct the voting or dispose of or direct the disposition of the shares that are referenced in the Derivative Agreements (such shares, the "Subject Shares"). The Reporting Persons disclaim beneficial ownership in the Subject Shares. The Derivative Agreements shall continue until terminated as elected by the parties, and have an initial reference expiration date of December 18, 2020. F4 · shares: The Reporting Persons increased its position in notional principal amount derivative agreements (the "Derivative Agreements") in the form of cash settled swaps. The strike prices of the Derivative Agreements reported herein range from $24.89 to $25.05. The Derivative Agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide them with the power to vote or direct the voting or dispose of or direct the disposition of the shares that are referenced in the Derivative Agreements (such shares, the "Subject Shares"). The Reporting Persons disclaim beneficial ownership in the Subject Shares. The Derivative Agreements shall continue until terminated as elected by the parties, and have an initial reference expiration date of December 18, 2020. F4 · price: The Reporting Persons increased its position in notional principal amount derivative agreements (the "Derivative Agreements") in the form of cash settled swaps. The strike prices of the Derivative Agreements reported herein range from $24.89 to $25.05. The Derivative Agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide them with the power to vote or direct the voting or dispose of or direct the disposition of the shares that are referenced in the Derivative Agreements (such shares, the "Subject Shares"). The Reporting Persons disclaim beneficial ownership in the Subject Shares. The Derivative Agreements shall continue until terminated as elected by the parties, and have an initial reference expiration date of December 18, 2020. F4 · derivative.exercise_date: The Reporting Persons increased its position in notional principal amount derivative agreements (the "Derivative Agreements") in the form of cash settled swaps. The strike prices of the Derivative Agreements reported herein range from $24.89 to $25.05. The Derivative Agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide them with the power to vote or direct the voting or dispose of or direct the disposition of the shares that are referenced in the Derivative Agreements (such shares, the "Subject Shares"). The Reporting Persons disclaim beneficial ownership in the Subject Shares. The Derivative Agreements shall continue until terminated as elected by the parties, and have an initial reference expiration date of December 18, 2020. F4 · derivative.expiration_date: The Reporting Persons increased its position in notional principal amount derivative agreements (the "Derivative Agreements") in the form of cash settled swaps. The strike prices of the Derivative Agreements reported herein range from $24.89 to $25.05. The Derivative Agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide them with the power to vote or direct the voting or dispose of or direct the disposition of the shares that are referenced in the Derivative Agreements (such shares, the "Subject Shares"). The Reporting Persons disclaim beneficial ownership in the Subject Shares. The Derivative Agreements shall continue until terminated as elected by the parties, and have an initial reference expiration date of December 18, 2020. F4 · balance_after: The Reporting Persons increased its position in notional principal amount derivative agreements (the "Derivative Agreements") in the form of cash settled swaps. The strike prices of the Derivative Agreements reported herein range from $24.89 to $25.05. The Derivative Agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide them with the power to vote or direct the voting or dispose of or direct the disposition of the shares that are referenced in the Derivative Agreements (such shares, the "Subject Shares"). The Reporting Persons disclaim beneficial ownership in the Subject Shares. The Derivative Agreements shall continue until terminated as elected by the parties, and have an initial reference expiration date of December 18, 2020. Read SEC document |
| August 26, 2019 Filed Aug 28, 2019 23:51 UTC | Howmet Aerospace Inc. ARNC · Entity 2911 | SaleCommon Stock, $1.00 par value | 1,805,903 | $24.94 | $45,039,220.82 |
DisclosureSEC source: 0000902664-19-003582 · ownership.xml · nonDerivative · entry 1 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,306,412 F1 · security: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.87 to $25.05, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. Read SEC document |
| August 23, 2019 Filed Aug 26, 2019 21:55 UTC | Roadrunner Transportation Systems, Inc. RRTS · Entity 148812 | PurchaseCommon Stock | 2,937 | $8.46 | $24,847.02 |
DisclosureSEC source: 0000902664-19-003538 · ownership.xml · nonDerivative · entry 2 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,187,648 F1 · ownership.direct: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Read SEC document |
| August 23, 2019 Filed Aug 28, 2019 01:45 UTC | Howmet Aerospace Inc. ARNC · Entity 2911 | OtherNotional Principal Amount Derivative Agreements · Derivative | 1 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000902664-19-003558 · ownership.xml · derivative · entry 2 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1 Underlying: Common Stock · 1,872,657 shares Expires not disclosed F3 · derivative.exercise_price: The Reporting Persons increased its position in notional principal amount derivative agreements (the "Derivative Agreements") in the form of cash settled swaps. The strike prices of the Derivative Agreements reported herein range from $24.31 to $24.66. The Derivative Agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide them with the power to vote or direct the voting or dispose of or direct the disposition of the shares that are referenced in the Derivative Agreements (such shares, the "Subject Shares"). The Reporting Persons disclaim beneficial ownership in the Subject Shares. The Derivative Agreements shall continue until terminated as elected by the parties, and have an initial reference expiration date of December 18, 2020. F3 · shares: The Reporting Persons increased its position in notional principal amount derivative agreements (the "Derivative Agreements") in the form of cash settled swaps. The strike prices of the Derivative Agreements reported herein range from $24.31 to $24.66. The Derivative Agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide them with the power to vote or direct the voting or dispose of or direct the disposition of the shares that are referenced in the Derivative Agreements (such shares, the "Subject Shares"). The Reporting Persons disclaim beneficial ownership in the Subject Shares. The Derivative Agreements shall continue until terminated as elected by the parties, and have an initial reference expiration date of December 18, 2020. F3 · price: The Reporting Persons increased its position in notional principal amount derivative agreements (the "Derivative Agreements") in the form of cash settled swaps. The strike prices of the Derivative Agreements reported herein range from $24.31 to $24.66. The Derivative Agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide them with the power to vote or direct the voting or dispose of or direct the disposition of the shares that are referenced in the Derivative Agreements (such shares, the "Subject Shares"). The Reporting Persons disclaim beneficial ownership in the Subject Shares. The Derivative Agreements shall continue until terminated as elected by the parties, and have an initial reference expiration date of December 18, 2020. F3 · derivative.exercise_date: The Reporting Persons increased its position in notional principal amount derivative agreements (the "Derivative Agreements") in the form of cash settled swaps. The strike prices of the Derivative Agreements reported herein range from $24.31 to $24.66. The Derivative Agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide them with the power to vote or direct the voting or dispose of or direct the disposition of the shares that are referenced in the Derivative Agreements (such shares, the "Subject Shares"). The Reporting Persons disclaim beneficial ownership in the Subject Shares. The Derivative Agreements shall continue until terminated as elected by the parties, and have an initial reference expiration date of December 18, 2020. F3 · derivative.expiration_date: The Reporting Persons increased its position in notional principal amount derivative agreements (the "Derivative Agreements") in the form of cash settled swaps. The strike prices of the Derivative Agreements reported herein range from $24.31 to $24.66. The Derivative Agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide them with the power to vote or direct the voting or dispose of or direct the disposition of the shares that are referenced in the Derivative Agreements (such shares, the "Subject Shares"). The Reporting Persons disclaim beneficial ownership in the Subject Shares. The Derivative Agreements shall continue until terminated as elected by the parties, and have an initial reference expiration date of December 18, 2020. F3 · balance_after: The Reporting Persons increased its position in notional principal amount derivative agreements (the "Derivative Agreements") in the form of cash settled swaps. The strike prices of the Derivative Agreements reported herein range from $24.31 to $24.66. The Derivative Agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide them with the power to vote or direct the voting or dispose of or direct the disposition of the shares that are referenced in the Derivative Agreements (such shares, the "Subject Shares"). The Reporting Persons disclaim beneficial ownership in the Subject Shares. The Derivative Agreements shall continue until terminated as elected by the parties, and have an initial reference expiration date of December 18, 2020. Read SEC document |
| August 23, 2019 Filed Aug 28, 2019 01:45 UTC | Howmet Aerospace Inc. ARNC · Entity 2911 | SaleCommon Stock, $1.00 par value | 1,181,135 | $24.51 | $28,949,618.85 |
DisclosureSEC source: 0000902664-19-003558 · ownership.xml · nonDerivative · entry 1 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,112,315 F1 · security: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.31 to $24.64, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. Read SEC document |
| August 22, 2019 Filed Aug 26, 2019 21:55 UTC | Roadrunner Transportation Systems, Inc. RRTS · Entity 148812 | PurchaseCommon Stock, par value $0.01 per share ("Common Stock") | 464 | $8.74 | $4,055.36 |
DisclosureSEC source: 0000902664-19-003538 · ownership.xml · nonDerivative · entry 1 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,184,711 F1 · ownership.direct: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Read SEC document |
| August 21, 2019 Filed Aug 22, 2019 12:35 UTC | Roadrunner Transportation Systems, Inc. RRTS · Entity 148812 | PurchaseCommon Stock | 974 | $8.87 | $8,639.38 |
DisclosureSEC source: 0000902664-19-003523 · ownership.xml · nonDerivative · entry 2 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,184,247 F1 · ownership.direct: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Read SEC document |
| August 20, 2019 Filed Aug 22, 2019 12:35 UTC | Roadrunner Transportation Systems, Inc. RRTS · Entity 148812 | PurchaseCommon Stock, par value $0.01 per share ("Common Stock") | 732 | $8.55 | $6,258.60 |
DisclosureSEC source: 0000902664-19-003523 · ownership.xml · nonDerivative · entry 1 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,183,273 F1 · ownership.direct: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Read SEC document |
| August 19, 2019 Filed Aug 20, 2019 12:35 UTC | Roadrunner Transportation Systems, Inc. RRTS · Entity 148812 | PurchaseCommon Stock | 686 | $8.59 | $5,892.74 |
DisclosureSEC source: 0000902664-19-003494 · ownership.xml · nonDerivative · entry 2 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,182,541 F1 · ownership.direct: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Read SEC document |
| August 16, 2019 Filed Aug 20, 2019 12:35 UTC | Roadrunner Transportation Systems, Inc. RRTS · Entity 148812 | PurchaseCommon Stock, par value $0.01 per share ("Common Stock") | 1,142 | $8.53 | $9,741.26 |
DisclosureSEC source: 0000902664-19-003494 · ownership.xml · nonDerivative · entry 1 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,181,855 F1 · ownership.direct: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Read SEC document |
| August 15, 2019 Filed Aug 16, 2019 12:30 UTC | Roadrunner Transportation Systems, Inc. RRTS · Entity 148812 | PurchaseCommon Stock | 1,060 | $7.78 | $8,246.80 |
DisclosureSEC source: 0000902664-19-003441 · ownership.xml · nonDerivative · entry 2 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,180,713 F1 · ownership.direct: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Read SEC document |
| August 14, 2019 Filed Aug 16, 2019 12:30 UTC | Roadrunner Transportation Systems, Inc. RRTS · Entity 148812 | PurchaseCommon Stock, par value $0.01 per share ("Common Stock") | 1,339 | $7.55 | $10,109.45 |
DisclosureSEC source: 0000902664-19-003441 · ownership.xml · nonDerivative · entry 1 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,179,653 F1 · ownership.direct: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Read SEC document |
| August 13, 2019 Filed Aug 14, 2019 12:35 UTC | Roadrunner Transportation Systems, Inc. RRTS · Entity 148812 | PurchaseCommon Stock | 743 | $8.07 | $5,996.01 |
DisclosureSEC source: 0000902664-19-003344 · ownership.xml · nonDerivative · entry 2 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,178,314 F1 · ownership.direct: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Read SEC document |
| August 12, 2019 Filed Aug 14, 2019 12:35 UTC | Roadrunner Transportation Systems, Inc. RRTS · Entity 148812 | PurchaseCommon Stock, par value $0.01 per share ("Common Stock") | 1,882 | $7.94 | $14,943.08 |
DisclosureSEC source: 0000902664-19-003344 · ownership.xml · nonDerivative · entry 1 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,177,571 F1 · ownership.direct: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Read SEC document |
| August 12, 2019 Filed Aug 14, 2019 21:58 UTC | PEABODY ENERGY CORP BTU · Entity 4124 | PurchaseCommon Stock, $0.01 par value per share | 9,801 | $17.99 | $176,319.99 |
DisclosureSEC source: 0000902664-19-003402 · ownership.xml · nonDerivative · entry 1 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 19,853,066 F1 · ownership.nature: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned directly by Elliott International. The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding common stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F2 · ownership.nature: Securities owned by Spraberry Investments Inc., a Delaware corporation ("Spraberry") and a wholly-owned subsidiary of Elliott International. EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned directly by Spraberry. Read SEC document |
| August 09, 2019 Filed Aug 12, 2019 12:35 UTC | Roadrunner Transportation Systems, Inc. RRTS · Entity 148812 | PurchaseCommon Stock | 3,088 | $8.64 | $26,680.32 |
DisclosureSEC source: 0000902664-19-003313 · ownership.xml · nonDerivative · entry 2 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,175,689 F1 · ownership.direct: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Read SEC document |
| August 08, 2019 Filed Aug 9, 2019 22:02 UTC | PEABODY ENERGY CORP BTU · Entity 4124 | PurchaseCommon Stock | 199 | $17.91 | $3,564.09 |
DisclosureSEC source: 0000902664-19-003301 · ownership.xml · nonDerivative · entry 2 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 19,843,265 F1 · ownership.nature: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned directly by Elliott International. The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding common stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F2 · ownership.nature: Securities owned by Spraberry Investments Inc., a Delaware corporation ("Spraberry") and a wholly-owned subsidiary of Elliott International. EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned directly by Spraberry. Read SEC document |
| August 08, 2019 Filed Aug 12, 2019 12:35 UTC | Roadrunner Transportation Systems, Inc. RRTS · Entity 148812 | PurchaseCommon Stock, par value $0.01 per share ("Common Stock") | 575 | $9.10 | $5,232.50 |
DisclosureSEC source: 0000902664-19-003313 · ownership.xml · nonDerivative · entry 1 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,172,601 F1 · ownership.direct: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Read SEC document |
| August 07, 2019 Filed Aug 8, 2019 12:35 UTC | Roadrunner Transportation Systems, Inc. RRTS · Entity 148812 | PurchaseCommon Stock | 10,239 | $8.88 | $90,922.32 |
DisclosureSEC source: 0000902664-19-003262 · ownership.xml · nonDerivative · entry 2 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,172,026 F1 · ownership.direct: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Read SEC document |
| August 07, 2019 Filed Aug 9, 2019 22:02 UTC | PEABODY ENERGY CORP BTU · Entity 4124 | PurchaseCommon Stock, $0.01 par value per share ("Common Stock") | 15,000 | $17.40 | $261,000.00 |
DisclosureSEC source: 0000902664-19-003301 · ownership.xml · nonDerivative · entry 1 ELLIOTT INTERNATIONAL, L.P. · CIK 0000937611 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 19,843,066 F1 · ownership.nature: This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned directly by Elliott International. The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding common stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F2 · ownership.nature: Securities owned by Spraberry Investments Inc., a Delaware corporation ("Spraberry") and a wholly-owned subsidiary of Elliott International. EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned directly by Spraberry. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.