organization · Reporting owner
Steamboat Capital Partners, LLC
Disclosed activity across 1 company
Sign in to followReported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Wheeler Real Estate Investment Trust, Inc.
Report date November 07, 2023 · Filed November 09, 2023
Jointly reported with Kiai Parsa
Section 16 reporting ended · disclosed 2023-11-09. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.01 par valueSEC Table I · non-derivative | IndirectSee footnote | 282,794 |
Reported balance
After 2023-11-07 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2023-11-07 · Sale · Disposed 272,073 · Balance 282,794 F1: The Reporting Persons ceased to be beneficial owners of more than 10% of Series D Cumulative Convertible Preferred Stock during the course of 11/7/23. This is the number of shares sold on 11/7/23, prior to such cessation, rounded up in each case. F2: This is an average price. Actual prices received for the shares sold on 11/7/23 and reported on this line range from $0.29 to $.345. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F5: Ownership of Steamboat Capital Partners Master Fund, LP (Master) which has delegated investment discretion to Steamboat Capital Partners, LLC (IA). F7: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. |
| Common Stock, $0.01 par valueSEC Table I · non-derivative | IndirectSee footnote | 5,998 |
Reported balance
After 2023-11-07 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2023-11-07 · Sale · Disposed 2,229 · Balance 5,998 F1: The Reporting Persons ceased to be beneficial owners of more than 10% of Series D Cumulative Convertible Preferred Stock during the course of 11/7/23. This is the number of shares sold on 11/7/23, prior to such cessation, rounded up in each case. F2: This is an average price. Actual prices received for the shares sold on 11/7/23 and reported on this line range from $0.29 to $.345. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F6: Ownership of Steamboat Capital Partners II, LP (II). F7: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. |
| Series D Cumulative Convertible Preferred StockSEC Table II · derivative / convertible security · Conversion / exercise price $169.60 | IndirectSee footnote | 247,569 |
Reported balance
After 2023-11-07 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2023-11-07 · Sale · Disposed 6,005 · Balance 247,569 F4: This is an average price. Actual prices received for the shares sold on 11/7/23 and reported on this line range from $13.81 to $13.925. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The shares reported on this line represent the number of shares sold on 11/7/23 before the Reporting Persons ceased to be beneficial owners of more than 10% of the Series D Cumulative Convertible Preferred Shares, rounded up in each case. F3: Convertible at any time. (Also redeemable for $25 plus accrued and unpaid dividends. Redemption proceeds are payable, at the option of the Issuer, in cash or common stock.) F5: Ownership of Steamboat Capital Partners Master Fund, LP (Master) which has delegated investment discretion to Steamboat Capital Partners, LLC (IA). F7: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. |
| Series D Cumulative Convertible Preferred StockSEC Table II · derivative / convertible security · Conversion / exercise price $169.60 | IndirectSee footnote | 3,038 |
Reported balance
After 2023-11-07 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2023-11-07 · Sale · Disposed 74 · Balance 3,038 F4: This is an average price. Actual prices received for the shares sold on 11/7/23 and reported on this line range from $13.81 to $13.925. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The shares reported on this line represent the number of shares sold on 11/7/23 before the Reporting Persons ceased to be beneficial owners of more than 10% of the Series D Cumulative Convertible Preferred Shares, rounded up in each case. F3: Convertible at any time. (Also redeemable for $25 plus accrued and unpaid dividends. Redemption proceeds are payable, at the option of the Issuer, in cash or common stock.) F6: Ownership of Steamboat Capital Partners II, LP (II). F7: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting Persons ceased to be beneficial owners of more than 10% of Series D Cumulative Convertible Preferred Stock during the course of 11/7/23. This is the number of shares sold on 11/7/23, prior to such cessation, rounded up in each case.
F2: This is an average price. Actual prices received for the shares sold on 11/7/23 and reported on this line range from $0.29 to $.345. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: Convertible at any time. (Also redeemable for $25 plus accrued and unpaid dividends. Redemption proceeds are payable, at the option of the Issuer, in cash or common stock.)
F4: This is an average price. Actual prices received for the shares sold on 11/7/23 and reported on this line range from $13.81 to $13.925. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The shares reported on this line represent the number of shares sold on 11/7/23 before the Reporting Persons ceased to be beneficial owners of more than 10% of the Series D Cumulative Convertible Preferred Shares, rounded up in each case.
F5: Ownership of Steamboat Capital Partners Master Fund, LP (Master) which has delegated investment discretion to Steamboat Capital Partners, LLC (IA).
F6: Ownership of Steamboat Capital Partners II, LP (II).
F7: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 09, 2021 Filed Dec 13, 2021 18:21 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | SaleSeries D Cumulative Convertible Preferred Stock · Derivative | 2,700 | $14.55 Strike: $16.96 | $39,282.30 |
DisclosureSEC source: 0001213900-21-064919 · ownership.xml · derivative · entry 1 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 67,638 Underlying: Common Stock, $0.01 par value · 3,980 shares Expires not disclosed F2 · price: This is the average price. The prices at which shares were actually sold range from $14.50 to $14.63. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1 · derivative.exercise_date: Convertible at any time, with no expiration date. F1 · derivative.expiration_date: Convertible at any time, with no expiration date. F3 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own the indicated number of shares of Series D Cumulative Convertible Preferred Stock (Series D). F3 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own the indicated number of shares of Series D Cumulative Convertible Preferred Stock (Series D). F6 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnote 3 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| December 08, 2021 Filed Dec 9, 2021 20:08 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | SaleSeries D Cumulative Convertible Preferred Stock · Derivative | 2,700 | $15.05 Strike: $16.96 | $40,628.79 |
DisclosureSEC source: 0001213900-21-064387 · ownership.xml · derivative · entry 5 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 70,338 Underlying: Common Stock, $0.01 par value · 3,980 shares Expires not disclosed F9 · price: This is the average price. The prices at which shares were actually sold range from $15.00 to $15.21. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F6 · derivative.exercise_date: Convertible at any time, with no expiration date. F6 · derivative.expiration_date: Convertible at any time, with no expiration date. F10 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own the indicated number of shares of Series D Cumulative Convertible Preferred Stock (Series D). F10 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own the indicated number of shares of Series D Cumulative Convertible Preferred Stock (Series D). F13 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 3,8 and 10 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| December 07, 2021 Filed Dec 9, 2021 20:08 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | SaleSeries D Cumulative Convertible Preferred Stock · Derivative | 2,700 | $15.45 Strike: $16.96 | $41,705.01 |
DisclosureSEC source: 0001213900-21-064387 · ownership.xml · derivative · entry 4 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 73,038 Underlying: Common Stock, $0.01 par value · 3,980 shares Expires not disclosed F7 · price: This is the average price. The prices at which shares were actually sold range from $15.40 to $15.45. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F6 · derivative.exercise_date: Convertible at any time, with no expiration date. F6 · derivative.expiration_date: Convertible at any time, with no expiration date. F8 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own the indicated number of shares of Series D Cumulative Convertible Preferred Stock (Series D). F8 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own the indicated number of shares of Series D Cumulative Convertible Preferred Stock (Series D). F13 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 3,8 and 10 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| December 07, 2021 Filed Dec 9, 2021 20:08 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | SaleSeries B Convertible Preferred Stock · Derivative | 480 | $7.21 Strike: $40.00 | $3,458.50 |
DisclosureSEC source: 0001213900-21-064387 · ownership.xml · derivative · entry 1 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 29,652 Underlying: Common Stock, $0.01 par value · 300 shares Expires not disclosed F2 · price: This is the average price. The prices at which shares were actually sold range from $7.15 to $7.25. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1 · derivative.exercise_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58. F1 · derivative.expiration_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58. F3 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own the indicated number of shares of Series B Convertible Preferred Stock (Series B). F3 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own the indicated number of shares of Series B Convertible Preferred Stock (Series B). F13 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 3,8 and 10 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| December 03, 2021 Filed Dec 7, 2021 18:04 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | SaleSeries D Cumulative Convertible Preferred Stock · Derivative | 2,400 | $15.50 Strike: $16.96 | $37,202.16 |
DisclosureSEC source: 0001213900-21-063847 · ownership.xml · derivative · entry 4 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 75,738 Underlying: Common Stock, $0.01 par value · 3,537 shares Expires not disclosed F8 · price: This is the average price. The prices at which shares were actually sold range from $15.50 to $15.52. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F7 · derivative.exercise_date: Convertible at any time, with no expiration date. F7 · derivative.expiration_date: Convertible at any time, with no expiration date. F9 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own the indicated number of shares of Series D Cumulative Convertible Preferred Stock (Series D). F9 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own the indicated number of shares of Series D Cumulative Convertible Preferred Stock (Series D). F12 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 4 and 9 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| December 03, 2021 Filed Dec 7, 2021 18:04 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | SaleSeries B Convertible Preferred Stock · Derivative | 1,100 | $7.31 Strike: $40.00 | $8,037.70 |
DisclosureSEC source: 0001213900-21-063847 · ownership.xml · derivative · entry 1 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 30,132 Underlying: Common Stock, $0.01 par value · 687 shares Expires not disclosed F2 · price: This is the average price. The prices at which shares were actually sold range from $7.30 to $7.36 F3 · price: The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1 · derivative.exercise_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58. F1 · derivative.expiration_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58. F4 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own the indicated number of shares of Series B Convertible Preferred Stock (Series B). F4 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own the indicated number of shares of Series B Convertible Preferred Stock (Series B). F12 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 4 and 9 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| December 02, 2021 Filed Dec 3, 2021 19:03 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | SaleSeries D Cumulative Convertible Preferred Stock · Derivative | 2,100 | $15.33 Strike: $16.96 | $32,194.26 |
DisclosureSEC source: 0001213900-21-063277 · ownership.xml · derivative · entry 6 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 78,138 Underlying: Common Stock, $0.01 par value · 3,095 shares Expires not disclosed F10 · price: This is the average price. The prices at which shares were actually sold range from $15.26 to $15.63. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F7 · derivative.exercise_date: Convertible at any time, with no expiration date. F7 · derivative.expiration_date: Convertible at any time, with no expiration date. F11 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own the indicated number of shares of Series D Cumulative Convertible Preferred Stock (Series D). F11 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own the indicated number of shares of Series D Cumulative Convertible Preferred Stock (Series D). F14 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 2,4, 9 and 11 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| December 02, 2021 Filed Dec 3, 2021 19:03 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | SaleSeries B Convertible Preferred Stock · Derivative | 900 | $7.44 Strike: $40.00 | $6,696.99 |
DisclosureSEC source: 0001213900-21-063277 · ownership.xml · derivative · entry 2 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 31,232 Underlying: Common Stock, $0.01 par value · 562 shares Expires not disclosed F3 · price: This is the average price. The prices at which shares were actually sold range from $7.31 to $8.00. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1 · derivative.exercise_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58. F1 · derivative.expiration_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58. F4 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own the indicated number of shares of Series B Convertible Preferred Stock (Series B). F4 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own the indicated number of shares of Series B Convertible Preferred Stock (Series B). F14 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 2,4, 9 and 11 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| December 01, 2021 Filed Dec 3, 2021 19:03 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | SaleSeries D Cumulative Convertible Preferred Stock · Derivative | 2,108 | $15.74 Strike: $16.96 | $33,171.49 |
DisclosureSEC source: 0001213900-21-063277 · ownership.xml · derivative · entry 5 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 80,238 Underlying: Common Stock, $0.01 par value · 3,107 shares Expires not disclosed F8 · price: This is the average price. The prices at which shares were actually sold range from $15.68 to $15.76. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F7 · derivative.exercise_date: Convertible at any time, with no expiration date. F7 · derivative.expiration_date: Convertible at any time, with no expiration date. F9 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own the indicated number of shares of Series D Cumulative Convertible Preferred Stock (Series D). F9 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own the indicated number of shares of Series D Cumulative Convertible Preferred Stock (Series D). F14 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 2,4, 9 and 11 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| December 01, 2021 Filed Dec 3, 2021 19:03 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | SaleSeries B Convertible Preferred Stock · Derivative | 918 | $7.74 Strike: $40.00 | $7,100.73 |
DisclosureSEC source: 0001213900-21-063277 · ownership.xml · derivative · entry 1 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 32,132 Underlying: Common Stock, $0.01 par value · 573 shares Expires not disclosed F1 · derivative.exercise_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58. F1 · derivative.expiration_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58. F2 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own the indicated number of shares of Series B Convertible Preferred Stock (Series B). F2 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own the indicated number of shares of Series B Convertible Preferred Stock (Series B). F14 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 2,4, 9 and 11 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| November 30, 2021 Filed Dec 1, 2021 18:08 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | SaleSeries D Cumulative Convertible Preferred Stock · Derivative | 2,077 | $15.59 Strike: $16.96 | $32,386.66 |
DisclosureSEC source: 0001213900-21-062783 · ownership.xml · derivative · entry 6 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 82,346 Underlying: Common Stock, $0.01 par value · 3,061 shares Expires not disclosed F10 · price: This is the average price. The prices at which shares were actually sold range from $15.57 to $15.63. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F7 · derivative.exercise_date: Convertible at any time, with no expiration date. F7 · derivative.expiration_date: Convertible at any time, with no expiration date. F11 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 82,346 shares of Series D Cumulative Convertible Preferred Stock (Series D). F11 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 82,346 shares of Series D Cumulative Convertible Preferred Stock (Series D). F14 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 2,4, 9 and 11 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| November 30, 2021 Filed Dec 1, 2021 18:08 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | SaleSeries B Convertible Preferred Stock · Derivative | 918 | $7.26 Strike: $40.00 | $6,668.08 |
DisclosureSEC source: 0001213900-21-062783 · ownership.xml · derivative · entry 2 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 33,050 Underlying: Common Stock, $0.01 par value · 573 shares Expires not disclosed F3 · price: This is the average price. The prices at which shares were actually sold range from $7.26 to $7.27. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1 · derivative.exercise_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58. F1 · derivative.expiration_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58. F4 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own the indicated number of shares of Series B Convertible Preferred Stock (Series B). F4 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own the indicated number of shares of Series B Convertible Preferred Stock (Series B). F14 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 2,4, 9 and 11 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| November 29, 2021 Filed Dec 1, 2021 18:08 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | SaleSeries D Cumulative Convertible Preferred Stock · Derivative | 1,808 | $15.95 Strike: $16.96 | $28,837.78 |
DisclosureSEC source: 0001213900-21-062783 · ownership.xml · derivative · entry 5 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 84,423 Underlying: Common Stock, $0.01 par value · 2,665 shares Expires not disclosed F8 · price: This is the average price. The prices at which shares were actually sold range from $15.95 to $15.97. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F7 · derivative.exercise_date: Convertible at any time, with no expiration date. F7 · derivative.expiration_date: Convertible at any time, with no expiration date. F9 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 84,423 shares of Series D Cumulative Convertible Preferred Stock (Series D). F9 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 84,423 shares of Series D Cumulative Convertible Preferred Stock (Series D). F14 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 2,4, 9 and 11 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| November 29, 2021 Filed Dec 1, 2021 18:08 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | SaleSeries B Convertible Preferred Stock · Derivative | 2 | $7.91 Strike: $40.00 | $15.82 |
DisclosureSEC source: 0001213900-21-062783 · ownership.xml · derivative · entry 1 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 33,968 Underlying: Common Stock, $0.01 par value · 1 shares Expires not disclosed F1 · derivative.exercise_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58. F1 · derivative.expiration_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58. F2 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own the indicated number of shares of Series B Convertible Preferred Stock (Series B). F2 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own the indicated number of shares of Series B Convertible Preferred Stock (Series B). F14 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 2,4, 9 and 11 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| November 24, 2021 Filed Nov 29, 2021 18:27 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | SaleSeries D Cumulative Convertible Preferred Stock · Derivative | 1,210 | $15.75 Strike: $16.96 | $19,057.50 |
DisclosureSEC source: 0001213900-21-062291 · ownership.xml · derivative · entry 4 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 86,231 Underlying: Common Stock, $0.01 par value · 1,783 shares Expires not disclosed F5 · derivative.exercise_date: Convertible at any time, with no expiration date. F5 · derivative.expiration_date: Convertible at any time, with no expiration date. F6 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own the indicated number of shares of Series D Cumulative Convertible Preferred Stock (Series D). F6 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own the indicated number of shares of Series D Cumulative Convertible Preferred Stock (Series D). F9 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 2 and 6 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| November 24, 2021 Filed Nov 29, 2021 18:27 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | SaleSeries B Convertible Preferred Stock · Derivative | 200 | $7.81 Strike: $40.00 | $1,562.00 |
DisclosureSEC source: 0001213900-21-062291 · ownership.xml · derivative · entry 1 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 33,970 Underlying: Common Stock, $0.01 par value · 125 shares Expires not disclosed F1 · derivative.exercise_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58. F1 · derivative.expiration_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58. F2 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own the indicated number of shares of Series B Convertible Preferred Stock (Series B). F2 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own the indicated number of shares of Series B Convertible Preferred Stock (Series B). F9 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 2 and 6 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| November 23, 2021 Filed Nov 24, 2021 18:22 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | SaleSeries D Cumulative Convertible Preferred Stock · Derivative | 1,155 | $15.62 Strike: $16.96 | $18,043.87 |
DisclosureSEC source: 0001213900-21-061882 · ownership.xml · derivative · entry 6 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 87,441 Underlying: Common Stock, $0.01 par value · 1,702 shares Expires not disclosed F10 · price: This is the average price. The prices at which shares were actually sold range from $15.50 to $15.64. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F7 · derivative.exercise_date: Convertible at any time, with no expiration date. F7 · derivative.expiration_date: Convertible at any time, with no expiration date. F11 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 87,441 shares of Series D Cumulative Convertible Preferred Stock (Series D). F11 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 87,441 shares of Series D Cumulative Convertible Preferred Stock (Series D). F14 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 3, 9 and 11 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| November 23, 2021 Filed Nov 24, 2021 18:22 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | SaleSeries B Convertible Preferred Stock · Derivative | 785 | $7.83 Strike: $40.00 | $6,142.78 |
DisclosureSEC source: 0001213900-21-061882 · ownership.xml · derivative · entry 2 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 34,170 Underlying: Common Stock, $0.01 par value · 490 shares Expires not disclosed F4 · price: This is the average price. The prices at which shares were actually sold range from $7.80 to $7.96. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1 · derivative.exercise_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58. F1 · derivative.expiration_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58. F3 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own the indicated number of shares of Series B Convertible Preferred Stock (Series B). F3 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own the indicated number of shares of Series B Convertible Preferred Stock (Series B). F14 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 3, 9 and 11 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| November 22, 2021 Filed Nov 24, 2021 18:22 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | SaleSeries D Cumulative Convertible Preferred Stock · Derivative | 150 | $16.08 Strike: $16.96 | $2,411.51 |
DisclosureSEC source: 0001213900-21-061882 · ownership.xml · derivative · entry 5 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 88,596 Underlying: Common Stock, $0.01 par value · 221 shares Expires not disclosed F8 · price: This is the average price. The prices at which shares were actually sold range from $16.065 to $16.1. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F7 · derivative.exercise_date: Convertible at any time, with no expiration date. F7 · derivative.expiration_date: Convertible at any time, with no expiration date. F9 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 88,596 shares of Series D Cumulative Convertible Preferred Stock (Series D). F9 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 88,596 shares of Series D Cumulative Convertible Preferred Stock (Series D). F14 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 3, 9 and 11 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| November 22, 2021 Filed Nov 24, 2021 18:22 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | SaleSeries B Convertible Preferred Stock · Derivative | 785 | $7.72 Strike: $40.00 | $6,062.24 |
DisclosureSEC source: 0001213900-21-061882 · ownership.xml · derivative · entry 1 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 34,955 Underlying: Common Stock, $0.01 par value · 490 shares Expires not disclosed F2 · price: This is the average price. The prices at which shares were actually sold range from $7.65 to $7.84. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1 · derivative.exercise_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58. F1 · derivative.expiration_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58. F3 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own the indicated number of shares of Series B Convertible Preferred Stock (Series B). F3 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own the indicated number of shares of Series B Convertible Preferred Stock (Series B). F14 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 3, 9 and 11 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| November 19, 2021 Filed Nov 22, 2021 17:34 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | SaleSeries D Cumulative Convertible Preferred Stock · Derivative | 901 | $16.05 Strike: $16.96 | $14,462.04 |
DisclosureSEC source: 0001213900-21-061077 · ownership.xml · derivative · entry 6 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 88,746 Underlying: Common Stock, $0.01 par value · 1,328 shares Expires not disclosed F10 · price: This is the average price. The prices at which shares were actually sold range from $16.05 to $16.06. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F7 · derivative.exercise_date: Convertible at any time, with no expiration date. F7 · derivative.expiration_date: Convertible at any time, with no expiration date. F11 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 88,746 shares of Series D Cumulative Convertible Preferred Stock (Series D). F11 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 88,746 shares of Series D Cumulative Convertible Preferred Stock (Series D). F14 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 3,4, 9 and 11 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| November 19, 2021 Filed Nov 22, 2021 17:34 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | SaleSeries B Convertible Preferred Stock · Derivative | 589 | $8.25 Strike: $40.00 | $4,859.25 |
DisclosureSEC source: 0001213900-21-061077 · ownership.xml · derivative · entry 2 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 35,740 Underlying: Common Stock, $0.01 par value · 368 shares Expires not disclosed F1 · derivative.exercise_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58. F1 · derivative.expiration_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58. F4 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 35,740 shares of Series B Convertible Preferred Stock (Series B). F4 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 35,740 shares of Series B Convertible Preferred Stock (Series B). F14 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 3,4, 9 and 11 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| November 18, 2021 Filed Nov 22, 2021 17:34 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | SaleSeries D Cumulative Convertible Preferred Stock · Derivative | 819 | $16.30 Strike: $16.96 | $13,349.78 |
DisclosureSEC source: 0001213900-21-061077 · ownership.xml · derivative · entry 5 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 89,647 Underlying: Common Stock, $0.01 par value · 1,207 shares Expires not disclosed F8 · price: This is the average price. The prices at which shares were actually sold range from $16.30 to $16.31. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F7 · derivative.exercise_date: Convertible at any time, with no expiration date. F7 · derivative.expiration_date: Convertible at any time, with no expiration date. F9 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 89,647 shares of Series D Cumulative Convertible Preferred Stock (Series D). F9 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 89,647 shares of Series D Cumulative Convertible Preferred Stock (Series D). F14 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 3,4, 9 and 11 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| November 18, 2021 Filed Nov 22, 2021 17:34 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | SaleSeries B Convertible Preferred Stock · Derivative | 536 | $8.25 Strike: $40.00 | $4,423.02 |
DisclosureSEC source: 0001213900-21-061077 · ownership.xml · derivative · entry 1 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 36,329 Underlying: Common Stock, $0.01 par value · 335 shares Expires not disclosed F2 · price: This is the average price. The prices at which shares were actually sold range from $8.25 to $8.26. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1 · derivative.exercise_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58. F1 · derivative.expiration_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58. F3 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 36,329 shares of Series B Convertible Preferred Stock (Series B). F3 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 36,329 shares of Series B Convertible Preferred Stock (Series B). F14 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 3,4, 9 and 11 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| November 17, 2021 Filed Nov 18, 2021 19:07 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | SaleSeries D Cumulative Convertible Preferred Stock · Derivative | 819 | $16.27 Strike: $16.96 | $13,321.69 |
DisclosureSEC source: 0001213900-21-060484 · ownership.xml · derivative · entry 6 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 90,466 Underlying: Common Stock, $0.01 par value · 1,207 shares Expires not disclosed F10 · price: This is the average price. The prices at which shares were actually sold range from $16.26 to $16.35. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F8 · derivative.exercise_date: Convertible at any time, with no expiration date. F8 · derivative.expiration_date: Convertible at any time, with no expiration date. F11 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 90,466 shares of Series D Cumulative Convertible Preferred Stock (Series D). F11 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 90,466 shares of Series D Cumulative Convertible Preferred Stock (Series D). F14 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 3,5, 9 and 11 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| November 17, 2021 Filed Nov 18, 2021 19:07 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | SaleSeries B Convertible Preferred Stock · Derivative | 536 | $8.30 Strike: $40.00 | $4,448.32 |
DisclosureSEC source: 0001213900-21-060484 · ownership.xml · derivative · entry 2 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 36,865 Underlying: Common Stock, $0.01 par value · 335 shares Expires not disclosed F4 · price: This is the average price. The prices at which shares were actually sold range from $8.26 to $8.35. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1 · derivative.exercise_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58. F1 · derivative.expiration_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58. F5 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 36,865 shares of Series B Convertible Preferred Stock (Series B). F5 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 36,865 shares of Series B Convertible Preferred Stock (Series B). F14 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 3,5, 9 and 11 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| November 16, 2021 Filed Nov 18, 2021 19:07 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | SaleSeries D Cumulative Convertible Preferred Stock · Derivative | 673 | $16.25 Strike: $16.96 | $10,936.25 |
DisclosureSEC source: 0001213900-21-060484 · ownership.xml · derivative · entry 5 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 91,285 Underlying: Common Stock, $0.01 par value · 992 shares Expires not disclosed F8 · derivative.exercise_date: Convertible at any time, with no expiration date. F8 · derivative.expiration_date: Convertible at any time, with no expiration date. F9 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 91,285 shares of Series D Cumulative Convertible Preferred Stock (Series D). F9 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 91,285 shares of Series D Cumulative Convertible Preferred Stock (Series D). F14 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 3,5, 9 and 11 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| November 16, 2021 Filed Nov 18, 2021 19:07 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | SaleSeries B Convertible Preferred Stock · Derivative | 440 | $8.26 Strike: $40.00 | $3,636.03 |
DisclosureSEC source: 0001213900-21-060484 · ownership.xml · derivative · entry 1 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 37,401 Underlying: Common Stock, $0.01 par value · 275 shares Expires not disclosed F2 · price: This is the average price. The prices at which shares were actually sold range from $8.25 to $8.31. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1 · derivative.exercise_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58. F1 · derivative.expiration_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58. F3 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 37,401 shares of Series B Convertible Preferred Stock (Series B). F3 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 37,401 shares of Series B Convertible Preferred Stock (Series B). F14 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 3,5, 9 and 11 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| November 10, 2021 Filed Nov 12, 2021 16:48 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | SaleSeries D Cumulative Convertible Preferred Stock · Derivative | 781 | $16.33 Strike: $16.96 | $12,753.73 |
DisclosureSEC source: 0001213900-21-058521 · ownership.xml · derivative · entry 4 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 91,958 Underlying: Common Stock, $0.01 par value · 1,151 shares Expires not disclosed F7 · derivative.exercise_date: Convertible at any time, with no expiration date. F7 · derivative.expiration_date: Convertible at any time, with no expiration date. F8 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 91,958 shares of Series D Cumulative Convertible Preferred Stock (Series D). F8 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 91,958 shares of Series D Cumulative Convertible Preferred Stock (Series D). F11 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 4 and 8 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| November 10, 2021 Filed Nov 12, 2021 16:48 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | SaleSeries B Convertible Preferred Stock · Derivative | 292 | $8.07 Strike: $40.00 | $2,355.59 |
DisclosureSEC source: 0001213900-21-058521 · ownership.xml · derivative · entry 1 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 37,841 Underlying: Common Stock, $0.01 par value · 182 shares Expires not disclosed F2 · price: This is the average price. The prices at which shares were actually sold range from $8.05 to $8.25. F3 · price: The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1 · derivative.exercise_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58. F1 · derivative.expiration_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58. F4 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 37,841 shares of Series B Convertible Preferred Stock (Series B). F4 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 37,841 shares of Series B Convertible Preferred Stock (Series B). F11 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 4 and 8 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| November 09, 2021 Filed Nov 10, 2021 16:13 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | SaleSeries D Cumulative Convertible Preferred Stock · Derivative | 812 | $16.28 Strike: $16.96 | $13,220.01 |
DisclosureSEC source: 0001213900-21-058012 · ownership.xml · derivative · entry 6 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 92,739 Underlying: Common Stock, $0.01 par value · 1,196 shares Expires not disclosed F11 · price: This is the average price. The prices at which shares were actually sold range from $16.25 to $16.32. F4 · price: The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F8 · derivative.exercise_date: Convertible at any time, with no expiration date. F8 · derivative.expiration_date: Convertible at any time, with no expiration date. F12 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 92,739 shares of Series D Cumulative Convertible Preferred Stock (Series D). F12 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 92,739 shares of Series D Cumulative Convertible Preferred Stock (Series D). F15 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 2,5, 10 and 12 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| November 09, 2021 Filed Nov 10, 2021 16:13 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | SaleSeries B Convertible Preferred Stock · Derivative | 307 | $7.78 Strike: $40.00 | $2,388.61 |
DisclosureSEC source: 0001213900-21-058012 · ownership.xml · derivative · entry 2 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 38,133 Underlying: Common Stock, $0.01 par value · 191 shares Expires not disclosed F3 · price: This is the average price. The prices at which shares were actually sold range from $7.74 to $7.80. F4 · price: The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1 · derivative.exercise_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58. F1 · derivative.expiration_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58. F5 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 38,133 shares of Series B Convertible Preferred Stock (Series B). F5 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 38,133 shares of Series B Convertible Preferred Stock (Series B). F15 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 2,5, 10 and 12 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| November 08, 2021 Filed Nov 10, 2021 16:13 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | SaleSeries D Cumulative Convertible Preferred Stock · Derivative | 812 | $16.22 Strike: $16.96 | $13,167.96 |
DisclosureSEC source: 0001213900-21-058012 · ownership.xml · derivative · entry 5 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 93,551 Underlying: Common Stock, $0.01 par value · 1,196 shares Expires not disclosed F9 · price: This is the average price. The prices at which shares were actually sold range from $16.13 to $16.25. F4 · price: The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F8 · derivative.exercise_date: Convertible at any time, with no expiration date. F8 · derivative.expiration_date: Convertible at any time, with no expiration date. F10 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 93,551 shares of Series D Cumulative Convertible Preferred Stock (Series D). F10 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 93,551 shares of Series D Cumulative Convertible Preferred Stock (Series D). F15 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 2,5, 10 and 12 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| November 08, 2021 Filed Nov 10, 2021 16:13 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | SaleSeries B Convertible Preferred Stock · Derivative | 307 | $7.99 Strike: $40.00 | $2,452.93 |
DisclosureSEC source: 0001213900-21-058012 · ownership.xml · derivative · entry 1 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 38,440 Underlying: Common Stock, $0.01 par value · 191 shares Expires not disclosed F1 · derivative.exercise_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58. F1 · derivative.expiration_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58. F2 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 38,440 shares of Series B Convertible Preferred Stock (Series B). F2 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 38,440 shares of Series B Convertible Preferred Stock (Series B). F15 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 2,5, 10 and 12 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| November 04, 2021 Filed Nov 8, 2021 18:00 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | SaleSeries D Cumulative Convertible Preferred Stock · Derivative | 806 | $16.00 Strike: $16.96 | $12,896.00 |
DisclosureSEC source: 0001213900-21-057254 · ownership.xml · derivative · entry 4 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 94,363 Underlying: Common Stock, $0.01 par value · 1,188 shares Expires not disclosed F7 · derivative.exercise_date: Convertible at any time, with no expiration date. F7 · derivative.expiration_date: Convertible at any time, with no expiration date. F8 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 94,363 shares of Series D Cumulative Convertible Preferred Stock (Series D). F8 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 94,363 shares of Series D Cumulative Convertible Preferred Stock (Series D). F11 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 4 and 8 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| November 04, 2021 Filed Nov 8, 2021 18:00 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | SaleSeries B Convertible Preferred Stock · Derivative | 342 | $7.87 Strike: $40.00 | $2,692.70 |
DisclosureSEC source: 0001213900-21-057254 · ownership.xml · derivative · entry 1 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 38,747 Underlying: Common Stock, $0.01 par value · 213 shares Expires not disclosed F2 · price: This is the average price. The prices at which shares were actually sold range from $7.85 to $7.92. F3 · price: The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1 · derivative.exercise_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58. F1 · derivative.expiration_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58. F4 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 38,747 shares of Series B Convertible Preferred Stock (Series B). F4 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 38,747 shares of Series B Convertible Preferred Stock (Series B). F11 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 4 and 8 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| November 03, 2021 Filed Nov 4, 2021 18:39 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | SaleSeries D Cumulative Convertible Preferred Stock · Derivative | 731 | $16.01 Strike: $16.96 | $11,706.01 |
DisclosureSEC source: 0001213900-21-056702 · ownership.xml · derivative · entry 6 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 95,169 Underlying: Common Stock, $0.01 par value · 1,077 shares Expires not disclosed F11 · price: This is the average price. The prices at which shares were actually sold range from $16.00 to $16.02. F3 · price: The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F8 · derivative.exercise_date: Convertible at any time, with no expiration date. F8 · derivative.expiration_date: Convertible at any time, with no expiration date. F12 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 95,089 shares of Series D Cumulative Convertible Preferred Stock (Series D). F12 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 95,089 shares of Series D Cumulative Convertible Preferred Stock (Series D). F15 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 4,5, 10 and 12 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| November 03, 2021 Filed Nov 4, 2021 18:39 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | SaleSeries B Convertible Preferred Stock · Derivative | 255 | $7.80 Strike: $40.00 | $1,989.00 |
DisclosureSEC source: 0001213900-21-056702 · ownership.xml · derivative · entry 2 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 39,089 Underlying: Common Stock, $0.01 par value · 159 shares Expires not disclosed F1 · derivative.exercise_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58. F1 · derivative.expiration_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58. F5 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 39,089 shares of Series B Convertible Preferred Stock (Series B). F5 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 39,089 shares of Series B Convertible Preferred Stock (Series B). F15 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 4,5, 10 and 12 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| November 02, 2021 Filed Nov 4, 2021 18:39 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | SaleSeries D Cumulative Convertible Preferred Stock · Derivative | 731 | $15.77 Strike: $16.96 | $11,531.45 |
DisclosureSEC source: 0001213900-21-056702 · ownership.xml · derivative · entry 5 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 95,900 Underlying: Common Stock, $0.01 par value · 1,077 shares Expires not disclosed F9 · price: This is the average price. The prices at which shares were actually sold range from $15.75 to $15.88. F3 · price: The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F8 · derivative.exercise_date: Convertible at any time, with no expiration date. F8 · derivative.expiration_date: Convertible at any time, with no expiration date. F10 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 95,900 shares of Series D Cumulative Convertible Preferred Stock (Series D). F10 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 95,900 shares of Series D Cumulative Convertible Preferred Stock (Series D). F15 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 4,5, 10 and 12 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| November 02, 2021 Filed Nov 4, 2021 18:39 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | SaleSeries B Convertible Preferred Stock · Derivative | 255 | $7.89 Strike: $40.00 | $2,011.11 |
DisclosureSEC source: 0001213900-21-056702 · ownership.xml · derivative · entry 1 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 39,344 Underlying: Common Stock, $0.01 par value · 159 shares Expires not disclosed F2 · price: This is the average price. The prices at which shares were actually sold range from $7.82 to $7.91. F3 · price: The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1 · derivative.exercise_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58. F1 · derivative.expiration_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58. F4 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 39,344 shares of Series B Convertible Preferred Stock (Series B). F4 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 39,344 shares of Series B Convertible Preferred Stock (Series B). F15 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 4,5, 10 and 12 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| October 29, 2021 Filed Nov 2, 2021 16:35 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | SaleSeries D Cumulative Convertible Preferred Stock · Derivative | 748 | $16.06 Strike: $16.96 | $12,011.68 |
DisclosureSEC source: 0001213900-21-056039 · ownership.xml · derivative · entry 4 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 96,631 Underlying: Common Stock, $0.01 par value · 1,102 shares Expires not disclosed F8 · price: This is the average price. The prices at which shares were actually sold range from $16 to $16.20. F3 · price: The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F7 · derivative.exercise_date: Convertible at any time, with no expiration date. F7 · derivative.expiration_date: Convertible at any time, with no expiration date. F9 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 96,631 shares of Series D Cumulative Convertible Preferred Stock (Series D). F9 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 96,631 shares of Series D Cumulative Convertible Preferred Stock (Series D). F12 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 4 and 9 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| October 29, 2021 Filed Nov 2, 2021 16:35 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | SaleSeries B Convertible Preferred Stock · Derivative | 255 | $8.01 Strike: $40.00 | $2,041.73 |
DisclosureSEC source: 0001213900-21-056039 · ownership.xml · derivative · entry 1 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 39,599 Underlying: Common Stock, $0.01 par value · 159 shares Expires not disclosed F2 · price: This is the average price. The prices at which shares were actually sold range from $7.85 to $8.16. F3 · price: The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1 · derivative.exercise_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58. F1 · derivative.expiration_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58. F4 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 39,599 shares of Series B Convertible Preferred Stock (Series B). F4 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 39,599 shares of Series B Convertible Preferred Stock (Series B). F12 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 4 and 9 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| October 28, 2021 Filed Oct 29, 2021 18:31 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | SaleSeries D Cumulative Convertible Preferred Stock · Derivative | 748 | $16.00 Strike: $16.96 | $11,968.00 |
DisclosureSEC source: 0001213900-21-055351 · ownership.xml · derivative · entry 6 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 97,379 Underlying: Common Stock, $0.01 par value · 1,102 shares Expires not disclosed F8 · derivative.exercise_date: Convertible at any time, with no expiration date. F8 · derivative.expiration_date: Convertible at any time, with no expiration date. F10 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 97,379 shares of Series D Cumulative Convertible Preferred Stock (Series D). F10 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 97,379 shares of Series D Cumulative Convertible Preferred Stock (Series D). F13 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 2,5,9 and 10 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| October 28, 2021 Filed Oct 29, 2021 18:31 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | SaleSeries B Convertible Preferred Stock · Derivative | 255 | $8.15 Strike: $40.00 | $2,078.84 |
DisclosureSEC source: 0001213900-21-055351 · ownership.xml · derivative · entry 2 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 39,854 Underlying: Common Stock, $0.01 par value · 159 shares Expires not disclosed F3 · price: This is the average price. The prices at which shares were actually sold range from $8.00 to $8.355. F4 · price: The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1 · derivative.exercise_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58. F1 · derivative.expiration_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58. F5 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 39,854 shares of Series B Convertible Preferred Stock (Series B). F5 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 39,854 shares of Series B Convertible Preferred Stock (Series B). F13 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 2,5,9 and 10 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| October 27, 2021 Filed Oct 29, 2021 18:31 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | SaleSeries D Cumulative Convertible Preferred Stock · Derivative | 692 | $15.70 Strike: $16.96 | $10,864.40 |
DisclosureSEC source: 0001213900-21-055351 · ownership.xml · derivative · entry 5 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 98,127 Underlying: Common Stock, $0.01 par value · 1,020 shares Expires not disclosed F8 · derivative.exercise_date: Convertible at any time, with no expiration date. F8 · derivative.expiration_date: Convertible at any time, with no expiration date. F9 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 98,127 shares of Series D Cumulative Convertible Preferred Stock (Series D). F9 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 98,127 shares of Series D Cumulative Convertible Preferred Stock (Series D). F13 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 2,5,9 and 10 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| October 27, 2021 Filed Oct 29, 2021 18:31 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | SaleSeries B Convertible Preferred Stock · Derivative | 246 | $8.04 Strike: $40.00 | $1,977.84 |
DisclosureSEC source: 0001213900-21-055351 · ownership.xml · derivative · entry 1 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 40,109 Underlying: Common Stock, $0.01 par value · 153 shares Expires not disclosed F1 · derivative.exercise_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58. F1 · derivative.expiration_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58. F2 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 40, 109 shares of Series B Convertible Preferred Stock (Series B). F2 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 40, 109 shares of Series B Convertible Preferred Stock (Series B). F13 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 2,5,9 and 10 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| October 26, 2021 Filed Oct 27, 2021 15:01 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | SaleSeries D Cumulative Convertible Preferred Stock · Derivative | 652 | $15.75 Strike: $16.96 | $10,269.00 |
DisclosureSEC source: 0001213900-21-054778 · ownership.xml · derivative · entry 6 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 98,819 Underlying: Common Stock, $0.01 par value · 961 shares Expires not disclosed F9 · derivative.exercise_date: Convertible at any time, with no expiration date. F9 · derivative.expiration_date: Convertible at any time, with no expiration date. F12 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 98, 819 shares of Series D Cumulative Convertible Preferred Stock (Series D). F12 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 98, 819 shares of Series D Cumulative Convertible Preferred Stock (Series D). F15 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 4,6,11 and 12 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| October 26, 2021 Filed Oct 27, 2021 15:01 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | SaleSeries B Convertible Preferred Stock · Derivative | 231 | $8.39 Strike: $40.00 | $1,939.08 |
DisclosureSEC source: 0001213900-21-054778 · ownership.xml · derivative · entry 2 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 40,355 Underlying: Common Stock, $0.01 par value · 144 shares Expires not disclosed F5 · price: This is the average price. The prices at which shares were actually sold range from $8.19 to $8.59. F3 · price: The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1 · derivative.exercise_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58. F1 · derivative.expiration_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58. F6 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 40,355 shares of Series B Convertible Preferred Stock (Series B). F6 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 40,355 shares of Series B Convertible Preferred Stock (Series B). F15 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 4,6,11 and 12 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| October 25, 2021 Filed Oct 27, 2021 15:01 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | SaleSeries D Cumulative Convertible Preferred Stock · Derivative | 641 | $15.63 Strike: $16.96 | $10,020.24 |
DisclosureSEC source: 0001213900-21-054778 · ownership.xml · derivative · entry 5 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 99,471 Underlying: Common Stock, $0.01 par value · 944 shares Expires not disclosed F10 · price: This is the average price. The prices at which shares were actually sold range from $15.50 to $15.80. F3 · price: The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F9 · derivative.exercise_date: Convertible at any time, with no expiration date. F9 · derivative.expiration_date: Convertible at any time, with no expiration date. F11 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 99,471 shares of Series D Cumulative Convertible Preferred Stock (Series D). F11 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 99,471 shares of Series D Cumulative Convertible Preferred Stock (Series D). F15 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 4,6,11 and 12 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| October 25, 2021 Filed Oct 27, 2021 15:01 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | SaleSeries B Convertible Preferred Stock · Derivative | 219 | $8.65 Strike: $40.00 | $1,894.35 |
DisclosureSEC source: 0001213900-21-054778 · ownership.xml · derivative · entry 1 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 40,586 Underlying: Common Stock, $0.01 par value · 136 shares Expires not disclosed F2 · price: This is the average price. The prices at which shares were actually sold range from $8.60 to $8.70. F3 · price: The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1 · derivative.exercise_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58. F1 · derivative.expiration_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58. F4 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 40,586 shares of Series B Convertible Preferred Stock (Series B). F4 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 40,586 shares of Series B Convertible Preferred Stock (Series B). F15 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 4,6,11 and 12 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.