organization · Reporting owner
Paloma Partners Advisors LP
Disclosed activity across 1 company
Sign in to followReported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Eaton Vance Ltd Duration Income Fund
Report date February 21, 2023 · Filed February 23, 2023
Jointly reported with Paloma Partners Management Co, Sunrise Partners Limited Partnership, PALOMA INTERNATIONAL L P, PALOMA PARTNERS ADVISORS, INC., Hayt Gregory S., SUSSMAN S DONALD
Section 16 reporting ended · disclosed 2023-02-23. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Series A Auction Preferred SharesSEC Table I · non-derivative | IndirectSee Explanation of Responses | 0 |
Reported balance
After 2023-02-21 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2023-02-21 · Sale · Disposed 194 · Balance 0 F1: These Auction Preferred Shares are held directly by Sunrise Partners Limited Partnership ("Sunrise"). Paloma International, L.P. is the parent of Sunrise. Each of Paloma Partners Management Company and Paloma Partners Advisors LP serves as general partner of Paloma International, L.P. Paloma Partners Advisors, Inc. serves as general partner of Paloma Partners Advisors LP. Donald Sussman serves as President of Paloma Partners Advisors, Inc. Donald Sussman and Gregory Hayt serve as Directors of Paloma Partners Management Company. F2: Each of Paloma International, L.P., Paloma Partners Management Company, Paloma Partners Advisors LP, Paloma Partners Advisors, Inc., Donald Sussman and Gregory Hayt disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |
| Series B Auction Preferred SharesSEC Table I · non-derivative | IndirectSee Explanation of Responses | 0 |
Reported balance
After 2023-02-21 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2023-02-21 · Sale · Disposed 164 · Balance 0 F1: These Auction Preferred Shares are held directly by Sunrise Partners Limited Partnership ("Sunrise"). Paloma International, L.P. is the parent of Sunrise. Each of Paloma Partners Management Company and Paloma Partners Advisors LP serves as general partner of Paloma International, L.P. Paloma Partners Advisors, Inc. serves as general partner of Paloma Partners Advisors LP. Donald Sussman serves as President of Paloma Partners Advisors, Inc. Donald Sussman and Gregory Hayt serve as Directors of Paloma Partners Management Company. F2: Each of Paloma International, L.P., Paloma Partners Management Company, Paloma Partners Advisors LP, Paloma Partners Advisors, Inc., Donald Sussman and Gregory Hayt disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |
| Series C Auction Preferred SharesSEC Table I · non-derivative | IndirectSee Explanation of Responses | 0 |
Reported balance
After 2023-02-21 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2023-02-21 · Sale · Disposed 366 · Balance 0 F1: These Auction Preferred Shares are held directly by Sunrise Partners Limited Partnership ("Sunrise"). Paloma International, L.P. is the parent of Sunrise. Each of Paloma Partners Management Company and Paloma Partners Advisors LP serves as general partner of Paloma International, L.P. Paloma Partners Advisors, Inc. serves as general partner of Paloma Partners Advisors LP. Donald Sussman serves as President of Paloma Partners Advisors, Inc. Donald Sussman and Gregory Hayt serve as Directors of Paloma Partners Management Company. F2: Each of Paloma International, L.P., Paloma Partners Management Company, Paloma Partners Advisors LP, Paloma Partners Advisors, Inc., Donald Sussman and Gregory Hayt disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |
| Series D Auction Preferred SharesSEC Table I · non-derivative | IndirectSee Explanation of Responses | 0 |
Reported balance
After 2023-02-21 transaction · row 4
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 4 · 2023-02-21 · Sale · Disposed 154 · Balance 0 F1: These Auction Preferred Shares are held directly by Sunrise Partners Limited Partnership ("Sunrise"). Paloma International, L.P. is the parent of Sunrise. Each of Paloma Partners Management Company and Paloma Partners Advisors LP serves as general partner of Paloma International, L.P. Paloma Partners Advisors, Inc. serves as general partner of Paloma Partners Advisors LP. Donald Sussman serves as President of Paloma Partners Advisors, Inc. Donald Sussman and Gregory Hayt serve as Directors of Paloma Partners Management Company. F2: Each of Paloma International, L.P., Paloma Partners Management Company, Paloma Partners Advisors LP, Paloma Partners Advisors, Inc., Donald Sussman and Gregory Hayt disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |
| Series E Auction Preferred SharesSEC Table I · non-derivative | IndirectSee Explanation of Responses | 0 |
Reported balance
After 2023-02-21 transaction · row 5
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 5 · 2023-02-21 · Sale · Disposed 134 · Balance 0 F1: These Auction Preferred Shares are held directly by Sunrise Partners Limited Partnership ("Sunrise"). Paloma International, L.P. is the parent of Sunrise. Each of Paloma Partners Management Company and Paloma Partners Advisors LP serves as general partner of Paloma International, L.P. Paloma Partners Advisors, Inc. serves as general partner of Paloma Partners Advisors LP. Donald Sussman serves as President of Paloma Partners Advisors, Inc. Donald Sussman and Gregory Hayt serve as Directors of Paloma Partners Management Company. F2: Each of Paloma International, L.P., Paloma Partners Management Company, Paloma Partners Advisors LP, Paloma Partners Advisors, Inc., Donald Sussman and Gregory Hayt disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: These Auction Preferred Shares are held directly by Sunrise Partners Limited Partnership ("Sunrise"). Paloma International, L.P. is the parent of Sunrise. Each of Paloma Partners Management Company and Paloma Partners Advisors LP serves as general partner of Paloma International, L.P. Paloma Partners Advisors, Inc. serves as general partner of Paloma Partners Advisors LP. Donald Sussman serves as President of Paloma Partners Advisors, Inc. Donald Sussman and Gregory Hayt serve as Directors of Paloma Partners Management Company.
F2: Each of Paloma International, L.P., Paloma Partners Management Company, Paloma Partners Advisors LP, Paloma Partners Advisors, Inc., Donald Sussman and Gregory Hayt disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 21, 2023 Filed Feb 23, 2023 16:32 UTC | Eaton Vance Ltd Duration Income Fund EVV · Entity 8889 | SaleSeries E Auction Preferred Shares | 134 | $21,750.00 | $2,914,500.00 |
DisclosureSEC source: 0001140361-23-008299 · form4.xml · nonDerivative · entry 5 Paloma Partners Management Co · CIK 0001103882 · 10% owner Sunrise Partners Limited Partnership · CIK 0001369507 · 10% owner PALOMA INTERNATIONAL L P · CIK 0001270603 · 10% owner Paloma Partners Advisors LP · CIK 0001633870 · 10% owner PALOMA PARTNERS ADVISORS, INC. · CIK 0001924140 · 10% owner Hayt Gregory S. · CIK 0001924125 · 10% owner SUSSMAN S DONALD · CIK 0001044734 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Explanation of Responses Disclosed balance after: 0 F1 · ownership.nature: These Auction Preferred Shares are held directly by Sunrise Partners Limited Partnership ("Sunrise"). Paloma International, L.P. is the parent of Sunrise. Each of Paloma Partners Management Company and Paloma Partners Advisors LP serves as general partner of Paloma International, L.P. Paloma Partners Advisors, Inc. serves as general partner of Paloma Partners Advisors LP. Donald Sussman serves as President of Paloma Partners Advisors, Inc. Donald Sussman and Gregory Hayt serve as Directors of Paloma Partners Management Company. F2 · ownership.nature: Each of Paloma International, L.P., Paloma Partners Management Company, Paloma Partners Advisors LP, Paloma Partners Advisors, Inc., Donald Sussman and Gregory Hayt disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| February 21, 2023 Filed Feb 23, 2023 16:32 UTC | Eaton Vance Ltd Duration Income Fund EVV · Entity 8889 | SaleSeries D Auction Preferred Shares | 154 | $21,750.00 | $3,349,500.00 |
DisclosureSEC source: 0001140361-23-008299 · form4.xml · nonDerivative · entry 4 Paloma Partners Management Co · CIK 0001103882 · 10% owner Sunrise Partners Limited Partnership · CIK 0001369507 · 10% owner PALOMA INTERNATIONAL L P · CIK 0001270603 · 10% owner Paloma Partners Advisors LP · CIK 0001633870 · 10% owner PALOMA PARTNERS ADVISORS, INC. · CIK 0001924140 · 10% owner Hayt Gregory S. · CIK 0001924125 · 10% owner SUSSMAN S DONALD · CIK 0001044734 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Explanation of Responses Disclosed balance after: 0 F1 · ownership.nature: These Auction Preferred Shares are held directly by Sunrise Partners Limited Partnership ("Sunrise"). Paloma International, L.P. is the parent of Sunrise. Each of Paloma Partners Management Company and Paloma Partners Advisors LP serves as general partner of Paloma International, L.P. Paloma Partners Advisors, Inc. serves as general partner of Paloma Partners Advisors LP. Donald Sussman serves as President of Paloma Partners Advisors, Inc. Donald Sussman and Gregory Hayt serve as Directors of Paloma Partners Management Company. F2 · ownership.nature: Each of Paloma International, L.P., Paloma Partners Management Company, Paloma Partners Advisors LP, Paloma Partners Advisors, Inc., Donald Sussman and Gregory Hayt disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| February 21, 2023 Filed Feb 23, 2023 16:32 UTC | Eaton Vance Ltd Duration Income Fund EVV · Entity 8889 | SaleSeries C Auction Preferred Shares | 366 | $21,750.00 | $7,960,500.00 |
DisclosureSEC source: 0001140361-23-008299 · form4.xml · nonDerivative · entry 3 Paloma Partners Management Co · CIK 0001103882 · 10% owner Sunrise Partners Limited Partnership · CIK 0001369507 · 10% owner PALOMA INTERNATIONAL L P · CIK 0001270603 · 10% owner Paloma Partners Advisors LP · CIK 0001633870 · 10% owner PALOMA PARTNERS ADVISORS, INC. · CIK 0001924140 · 10% owner Hayt Gregory S. · CIK 0001924125 · 10% owner SUSSMAN S DONALD · CIK 0001044734 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Explanation of Responses Disclosed balance after: 0 F1 · ownership.nature: These Auction Preferred Shares are held directly by Sunrise Partners Limited Partnership ("Sunrise"). Paloma International, L.P. is the parent of Sunrise. Each of Paloma Partners Management Company and Paloma Partners Advisors LP serves as general partner of Paloma International, L.P. Paloma Partners Advisors, Inc. serves as general partner of Paloma Partners Advisors LP. Donald Sussman serves as President of Paloma Partners Advisors, Inc. Donald Sussman and Gregory Hayt serve as Directors of Paloma Partners Management Company. F2 · ownership.nature: Each of Paloma International, L.P., Paloma Partners Management Company, Paloma Partners Advisors LP, Paloma Partners Advisors, Inc., Donald Sussman and Gregory Hayt disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| February 21, 2023 Filed Feb 23, 2023 16:32 UTC | Eaton Vance Ltd Duration Income Fund EVV · Entity 8889 | SaleSeries B Auction Preferred Shares | 164 | $21,750.00 | $3,567,000.00 |
DisclosureSEC source: 0001140361-23-008299 · form4.xml · nonDerivative · entry 2 Paloma Partners Management Co · CIK 0001103882 · 10% owner Sunrise Partners Limited Partnership · CIK 0001369507 · 10% owner PALOMA INTERNATIONAL L P · CIK 0001270603 · 10% owner Paloma Partners Advisors LP · CIK 0001633870 · 10% owner PALOMA PARTNERS ADVISORS, INC. · CIK 0001924140 · 10% owner Hayt Gregory S. · CIK 0001924125 · 10% owner SUSSMAN S DONALD · CIK 0001044734 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Explanation of Responses Disclosed balance after: 0 F1 · ownership.nature: These Auction Preferred Shares are held directly by Sunrise Partners Limited Partnership ("Sunrise"). Paloma International, L.P. is the parent of Sunrise. Each of Paloma Partners Management Company and Paloma Partners Advisors LP serves as general partner of Paloma International, L.P. Paloma Partners Advisors, Inc. serves as general partner of Paloma Partners Advisors LP. Donald Sussman serves as President of Paloma Partners Advisors, Inc. Donald Sussman and Gregory Hayt serve as Directors of Paloma Partners Management Company. F2 · ownership.nature: Each of Paloma International, L.P., Paloma Partners Management Company, Paloma Partners Advisors LP, Paloma Partners Advisors, Inc., Donald Sussman and Gregory Hayt disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| February 21, 2023 Filed Feb 23, 2023 16:32 UTC | Eaton Vance Ltd Duration Income Fund EVV · Entity 8889 | SaleSeries A Auction Preferred Shares | 194 | $21,750.00 | $4,219,500.00 |
DisclosureSEC source: 0001140361-23-008299 · form4.xml · nonDerivative · entry 1 Paloma Partners Management Co · CIK 0001103882 · 10% owner Sunrise Partners Limited Partnership · CIK 0001369507 · 10% owner PALOMA INTERNATIONAL L P · CIK 0001270603 · 10% owner Paloma Partners Advisors LP · CIK 0001633870 · 10% owner PALOMA PARTNERS ADVISORS, INC. · CIK 0001924140 · 10% owner Hayt Gregory S. · CIK 0001924125 · 10% owner SUSSMAN S DONALD · CIK 0001044734 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Explanation of Responses Disclosed balance after: 0 F1 · ownership.nature: These Auction Preferred Shares are held directly by Sunrise Partners Limited Partnership ("Sunrise"). Paloma International, L.P. is the parent of Sunrise. Each of Paloma Partners Management Company and Paloma Partners Advisors LP serves as general partner of Paloma International, L.P. Paloma Partners Advisors, Inc. serves as general partner of Paloma Partners Advisors LP. Donald Sussman serves as President of Paloma Partners Advisors, Inc. Donald Sussman and Gregory Hayt serve as Directors of Paloma Partners Management Company. F2 · ownership.nature: Each of Paloma International, L.P., Paloma Partners Management Company, Paloma Partners Advisors LP, Paloma Partners Advisors, Inc., Donald Sussman and Gregory Hayt disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.