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Shanda Global Capital Ltd

Disclosed activity across 4 companies

Tapewire entity
97319
SEC CIK
0001633667

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Community Health Systems, Inc.CYH · Entity 18204110% ownerSeptember 26, 2016September 28, 2016
LEGG MASON, INC.LM · Entity 15820DirectorJuly 25, 2017July 27, 2017

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Community Health Systems, Inc.

Report date September 26, 2016 · Filed September 28, 2016

Jointly reported with Chen Tian Qiao, Shanda Media LTD, Shanda Investment Group Ltd, SHANDA ASSET MANAGEMENT HOLDINGS Ltd

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectSee Footnote15,640,785 Reported balance After 2016-09-26 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2016-09-26 · Purchase · Acquired 929,813 · Balance 15,640,785

F1: The common stock disclosed in this Table I is directly held by Shanda Asset Management Holdings Limited. Mr. Tianqiao Chen is the sole shareholder of Shanda Media Limited. Shanda Media Limited owns 70% of all outstanding and issued shares of Shanda Investment Group Limited which is the sole shareholder of Shanda Technology Overseas Capital Company Limited. Shanda Technology Overseas Capital Company Limited is the sole shareholder of Shanda Asset Management Holdings Limited. Therefore each of Mr. Tianqiao Chen, Shanda Media Limited, Shanda Investment Group Limited, Shanda Technology Overseas Capital Company Limited and Shanda Asset Management Holdings Limited may be deemed to be the beneficial owners of such common stock.

Filing footnotes · ownership attribution and instrument terms

F1: The common stock disclosed in this Table I is directly held by Shanda Asset Management Holdings Limited. Mr. Tianqiao Chen is the sole shareholder of Shanda Media Limited. Shanda Media Limited owns 70% of all outstanding and issued shares of Shanda Investment Group Limited which is the sole shareholder of Shanda Technology Overseas Capital Company Limited. Shanda Technology Overseas Capital Company Limited is the sole shareholder of Shanda Asset Management Holdings Limited. Therefore each of Mr. Tianqiao Chen, Shanda Media Limited, Shanda Investment Group Limited, Shanda Technology Overseas Capital Company Limited and Shanda Asset Management Holdings Limited may be deemed to be the beneficial owners of such common stock.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect6,424 Reported balance After 2017-07-25 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2017-07-25 · Grant · Acquired 3,041 · Balance 6,424

F1: Common Stock granted pursuant to and under the conditions of the Legg Mason, Inc. Non-Employee Director Equity Plan, as amended. See Appendix A to the definitive proxy statement for Legg Mason, Inc.'s 2013 Annual Meeting of Stockholders.

Common StockSEC Table I · non-derivativeIndirectSee Footnote5,567,653 Reported balance Holding disclosure · report date 2017-07-25 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 5,567,653

F2: These shares of Common Stock are directly held by Shanda Asset Management Investment Limited. Mr. Tianqiao Chen is the sole shareholder of Shanda Media Limited. Shanda Media Limited owns 70% of all outstanding and issued shares of Shanda Investment Group Limited which is the sole shareholder of Shanda Technology Overseas Capital Company Limited. Shanda Technology Overseas Capital Company Limited is the sole shareholder of Shanda Asset Management Investment Limited.

Filing footnotes · ownership attribution and instrument terms

F1: Common Stock granted pursuant to and under the conditions of the Legg Mason, Inc. Non-Employee Director Equity Plan, as amended. See Appendix A to the definitive proxy statement for Legg Mason, Inc.'s 2013 Annual Meeting of Stockholders.

F2: These shares of Common Stock are directly held by Shanda Asset Management Investment Limited. Mr. Tianqiao Chen is the sole shareholder of Shanda Media Limited. Shanda Media Limited owns 70% of all outstanding and issued shares of Shanda Investment Group Limited which is the sole shareholder of Shanda Technology Overseas Capital Company Limited. Shanda Technology Overseas Capital Company Limited is the sole shareholder of Shanda Asset Management Investment Limited.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

COMMUNITY HEALTH SYSTEMS INC

Report date January 15, 2021 · Filed January 20, 2021

Jointly reported with Chen Tian Qiao, Shanda Media LTD, Shanda Global Investment Ltd, SHANDA ASSET MANAGEMENT HOLDINGS Ltd

Section 16 reporting ended · disclosed 2021-01-20. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectSee footnote10,984,473 Reported balance After 2021-01-15 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2021-01-15 · Sale · Disposed 3,557,369 · Balance 10,984,473

F1: The common stock disclosed in this Table I is directly held by Shanda Asset Management Holdings Limited. Mr. Tianqiao Chen is the sole shareholder of Shanda Media Limited. Shanda Media Limited owns 70% of all outstanding and issued shares of Shanda Global Investment Limited, which is the sole shareholder of Shanda Global Capital Limited (f/k/a Shanda Technology Overseas Capital Company Limited). Shanda Global Capital Limited is the sole shareholder of Shanda Asset Management Holdings Limited. Therefore each of Mr. Tianqiao Chen, Shanda Media Limited, Shanda Global Investment Limited, Shanda Global Capital Limited, and Shanda Asset Management Holdings Limited may be deemed to be the beneficial owners of such common stock.

Filing footnotes · ownership attribution and instrument terms

F1: The common stock disclosed in this Table I is directly held by Shanda Asset Management Holdings Limited. Mr. Tianqiao Chen is the sole shareholder of Shanda Media Limited. Shanda Media Limited owns 70% of all outstanding and issued shares of Shanda Global Investment Limited, which is the sole shareholder of Shanda Global Capital Limited (f/k/a Shanda Technology Overseas Capital Company Limited). Shanda Global Capital Limited is the sole shareholder of Shanda Asset Management Holdings Limited. Therefore each of Mr. Tianqiao Chen, Shanda Media Limited, Shanda Global Investment Limited, Shanda Global Capital Limited, and Shanda Asset Management Holdings Limited may be deemed to be the beneficial owners of such common stock.

Section 16 reporting ended · disclosed 2020-03-23. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectSee footnote0 Reported balance After 2020-03-20 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2020-03-20 · Other · Disposed 19,562,881 · Balance 0

F1: On March 20, 2020, pursuant to the terms of the Exchange Agreement by and between Shanda Asset Management Holdings Limited ("SAMH") and LendingClub Corporation (the "Issuer"), SAMH exchanged all of the shares of common stock of the Issuer ("Common Stock"), par value $0.01 per share, beneficially owned by it for (i) 195,628 newly issued shares of Mandatorily Convertible Non-Voting Preferred Stock, Series A of the Issuer ("Series A Preferred Stock"), par value $0.01 per share, and (ii) a one-time cash payment of $50,203,332.77.

F2: The securities disclosed herein are directly held by SAMH. Mr. Tianqiao Chen is the sole shareholder of Shanda Media Limited. Shanda Media Limited owns 70% of all outstanding and issued shares of Shanda Global Investment Limited, which is the sole shareholder of Shanda Technology Overseas Capital Company Limited. Shanda Technology Overseas Capital Company Limited is the sole shareholder of Shanda Group USA Limited. Shanda Group USA Limited is the sole shareholder of SAMH. Therefore each of Mr. Tianqiao Chen, Shanda Media Limited, Shanda Global Investment Limited, Shanda Technology Overseas Capital Company Limited, Shanda Group USA Limited and SAMH may be deemed to be the beneficial owners of such securities.

Mandatorily Convertible Non-Voting Preferred Stock, Series ASEC Table II · derivative / convertible securityIndirectSee footnote195,628 Reported balance After 2020-03-20 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2020-03-20 · Other · Acquired 195,628 · Balance 195,628

F3: The Series A Preferred Stock is convertible into shares of Common Stock on a one-for-one-hundred basis.

F1: On March 20, 2020, pursuant to the terms of the Exchange Agreement by and between Shanda Asset Management Holdings Limited ("SAMH") and LendingClub Corporation (the "Issuer"), SAMH exchanged all of the shares of common stock of the Issuer ("Common Stock"), par value $0.01 per share, beneficially owned by it for (i) 195,628 newly issued shares of Mandatorily Convertible Non-Voting Preferred Stock, Series A of the Issuer ("Series A Preferred Stock"), par value $0.01 per share, and (ii) a one-time cash payment of $50,203,332.77.

F4: The Series A Preferred Stock is mandatorily convertible, when owned by a person other than SAMH or any affiliate.

F5: The conversion of the Series A Preferred Stock has no expiration date.

F2: The securities disclosed herein are directly held by SAMH. Mr. Tianqiao Chen is the sole shareholder of Shanda Media Limited. Shanda Media Limited owns 70% of all outstanding and issued shares of Shanda Global Investment Limited, which is the sole shareholder of Shanda Technology Overseas Capital Company Limited. Shanda Technology Overseas Capital Company Limited is the sole shareholder of Shanda Group USA Limited. Shanda Group USA Limited is the sole shareholder of SAMH. Therefore each of Mr. Tianqiao Chen, Shanda Media Limited, Shanda Global Investment Limited, Shanda Technology Overseas Capital Company Limited, Shanda Group USA Limited and SAMH may be deemed to be the beneficial owners of such securities.

Filing footnotes · ownership attribution and instrument terms

F1: On March 20, 2020, pursuant to the terms of the Exchange Agreement by and between Shanda Asset Management Holdings Limited ("SAMH") and LendingClub Corporation (the "Issuer"), SAMH exchanged all of the shares of common stock of the Issuer ("Common Stock"), par value $0.01 per share, beneficially owned by it for (i) 195,628 newly issued shares of Mandatorily Convertible Non-Voting Preferred Stock, Series A of the Issuer ("Series A Preferred Stock"), par value $0.01 per share, and (ii) a one-time cash payment of $50,203,332.77.

F2: The securities disclosed herein are directly held by SAMH. Mr. Tianqiao Chen is the sole shareholder of Shanda Media Limited. Shanda Media Limited owns 70% of all outstanding and issued shares of Shanda Global Investment Limited, which is the sole shareholder of Shanda Technology Overseas Capital Company Limited. Shanda Technology Overseas Capital Company Limited is the sole shareholder of Shanda Group USA Limited. Shanda Group USA Limited is the sole shareholder of SAMH. Therefore each of Mr. Tianqiao Chen, Shanda Media Limited, Shanda Global Investment Limited, Shanda Technology Overseas Capital Company Limited, Shanda Group USA Limited and SAMH may be deemed to be the beneficial owners of such securities.

F3: The Series A Preferred Stock is convertible into shares of Common Stock on a one-for-one-hundred basis.

F4: The Series A Preferred Stock is mandatorily convertible, when owned by a person other than SAMH or any affiliate.

F5: The conversion of the Series A Preferred Stock has no expiration date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
January 18, 2017 Filed Jan 20, 2017 20:17 UTC LEGG MASON, INC. LM · Entity 15820 PurchaseCommon Stock, $0.01 par value 30,405 $31.58 $960,129.09
Disclosure

SEC source: 0000947871-17-000060 · ss27662_4.xml · nonDerivative · entry 1

Chen Tian Qiao · CIK 0001677229 · 10% owner

Shanda Media LTD · CIK 0001318400 · 10% owner

Shanda Investment Group Ltd · CIK 0001633666 · 10% owner

Shanda Technology Overseas Capital Co. · CIK 0001633667 · 10% owner

Shanda Asset Management Investment Ltd · CIK 0001672562 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 9,800,153

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.28 to $31.71, inclusive. The reporting persons undertake to provide to Legg Mason, Inc., any security holder of Legg Mason, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

F2 · ownership.nature: The securities set forth in this Form 4 are directly held by Shanda Asset Management Investment Limited. Mr. Tianqiao Chen is the sole shareholder of Shanda Media Limited. Shanda Media Limited owns 70% of all outstanding and issued shares of Shanda Investment Group Limited which is the sole shareholder of Shanda Technology Overseas Capital Company Limited. Shanda Technology Overseas Capital Company Limited is the sole shareholder of Shanda Asset Management Investment Limited.

Read SEC document
January 10, 2017 Filed Jan 11, 2017 06:22 UTC LEGG MASON, INC. LM · Entity 15820 SaleCommon Stock, $0.01 par value 340,000 $31.14 $10,586,206.00
Disclosure

SEC source: 0001677229-17-000001 · primary_doc.xml · nonDerivative · entry 2

Chen Tian Qiao · CIK 0001677229 · 10% owner

Shanda Media LTD · CIK 0001318400 · 10% owner

Shanda Investment Group Ltd · CIK 0001633666 · 10% owner

Shanda Technology Overseas Capital Co. · CIK 0001633667 · 10% owner

Shanda Asset Management Investment Ltd · CIK 0001672562 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 9,750,153

F1 · shares: The reporting persons sold the shares included in this Form 4 in an effort to bring their beneficial ownership of Legg Mason, Inc. below 10% of its issued and outstanding shares in order to be eligible for a potential waiver of the applicability to the reporting persons and their affiliates of the Maryland Business Combination Act.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.69 to $31.48, inclusive. The reporting persons undertake to provide to Legg Mason, Inc., any security holder of Legg Mason, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4) to this Form 4.

F3 · ownership.nature: The securities set forth in this Form 4 are directly held by Shanda Asset Management Investment Limited. Mr. Tianqiao Chen is the sole shareholder of Shanda Media Limited. Shanda Media Limited owns 70% of all outstanding and issued shares of Shanda Investment Group Limited which is the sole shareholder of Shanda Technology Overseas Capital Company Limited. Shanda Technology Overseas Capital Company Limited is the sole shareholder of Shanda Asset Management Investment Limited.

Read SEC document
January 09, 2017 Filed Jan 11, 2017 06:22 UTC LEGG MASON, INC. LM · Entity 15820 SaleCommon Stock, $0.01 par value 420,000 $30.76 $12,917,898.00
Disclosure

SEC source: 0001677229-17-000001 · primary_doc.xml · nonDerivative · entry 1

Chen Tian Qiao · CIK 0001677229 · 10% owner

Shanda Media LTD · CIK 0001318400 · 10% owner

Shanda Investment Group Ltd · CIK 0001633666 · 10% owner

Shanda Technology Overseas Capital Co. · CIK 0001633667 · 10% owner

Shanda Asset Management Investment Ltd · CIK 0001672562 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 10,090,153

F1 · shares: The reporting persons sold the shares included in this Form 4 in an effort to bring their beneficial ownership of Legg Mason, Inc. below 10% of its issued and outstanding shares in order to be eligible for a potential waiver of the applicability to the reporting persons and their affiliates of the Maryland Business Combination Act.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.525 to $31.34, inclusive. The reporting persons undertake to provide to Legg Mason, Inc., any security holder of Legg Mason, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

F3 · ownership.nature: The securities set forth in this Form 4 are directly held by Shanda Asset Management Investment Limited. Mr. Tianqiao Chen is the sole shareholder of Shanda Media Limited. Shanda Media Limited owns 70% of all outstanding and issued shares of Shanda Investment Group Limited which is the sole shareholder of Shanda Technology Overseas Capital Company Limited. Shanda Technology Overseas Capital Company Limited is the sole shareholder of Shanda Asset Management Investment Limited.

Read SEC document
September 26, 2016 Filed Sep 28, 2016 17:18 UTC COMMUNITY HEALTH SYSTEMS INC CYH · Entity 5628 PurchaseCommon Stock 929,813 $10.27 $9,549,179.51
Disclosure

SEC source: 0000947871-16-001517 · ss12069_4.xml · nonDerivative · entry 1

Chen Tian Qiao · CIK 0001677229 · 10% owner

Shanda Media LTD · CIK 0001318400 · 10% owner

Shanda Investment Group Ltd · CIK 0001633666 · 10% owner

Shanda Technology Overseas Capital Co. · CIK 0001633667 · 10% owner

SHANDA ASSET MANAGEMENT HOLDINGS Ltd · CIK 0001622346 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 15,640,785

F1 · ownership.nature: The common stock disclosed in this Table I is directly held by Shanda Asset Management Holdings Limited. Mr. Tianqiao Chen is the sole shareholder of Shanda Media Limited. Shanda Media Limited owns 70% of all outstanding and issued shares of Shanda Investment Group Limited which is the sole shareholder of Shanda Technology Overseas Capital Company Limited. Shanda Technology Overseas Capital Company Limited is the sole shareholder of Shanda Asset Management Holdings Limited. Therefore each of Mr. Tianqiao Chen, Shanda Media Limited, Shanda Investment Group Limited, Shanda Technology Overseas Capital Company Limited and Shanda Asset Management Holdings Limited may be deemed to be the beneficial owners of such common stock.

Read SEC document
September 26, 2016 Filed Sep 28, 2016 06:05 UTC Community Health Systems, Inc. CYH · Entity 182041 PurchaseCommon Stock 929,813 $10.27 $9,549,179.51
Disclosure

SEC source: 0000947871-16-001516 · ss12069_4.xml · nonDerivative · entry 1

Chen Tian Qiao · CIK 0001677229 · 10% owner

Shanda Media LTD · CIK 0001318400 · 10% owner

Shanda Investment Group Ltd · CIK 0001633666 · 10% owner

Shanda Technology Overseas Capital Co. · CIK 0001633667 · 10% owner

SHANDA ASSET MANAGEMENT HOLDINGS Ltd · CIK 0001622346 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 15,640,785

F1 · ownership.nature: The common stock disclosed in this Table I is directly held by Shanda Asset Management Holdings Limited. Mr. Tianqiao Chen is the sole shareholder of Shanda Media Limited. Shanda Media Limited owns 70% of all outstanding and issued shares of Shanda Investment Group Limited which is the sole shareholder of Shanda Technology Overseas Capital Company Limited. Shanda Technology Overseas Capital Company Limited is the sole shareholder of Shanda Asset Management Holdings Limited. Therefore each of Mr. Tianqiao Chen, Shanda Media Limited, Shanda Investment Group Limited, Shanda Technology Overseas Capital Company Limited and Shanda Asset Management Holdings Limited may be deemed to be the beneficial owners of such common stock.

Read SEC document
September 16, 2016 Filed Sep 20, 2016 10:50 UTC COMMUNITY HEALTH SYSTEMS INC CYH · Entity 5628 OtherPut Option (obligation to buy) · Derivative 20,000 $0.00 Strike: $11.00 $0.00
Disclosure

SEC source: 0001677229-16-000007 · primary_doc.xml · derivative · entry 13

Chen Tian Qiao · CIK 0001677229 · 10% owner

Shanda Media LTD · CIK 0001318400 · 10% owner

Shanda Investment Group Ltd · CIK 0001633666 · 10% owner

Shanda Technology Overseas Capital Co. · CIK 0001633667 · 10% owner

SHANDA ASSET MANAGEMENT HOLDINGS Ltd · CIK 0001622346 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 2,000,000 shares

Expires 2016-09-16

F3 · ownership.nature: The put options set forth in Table II represented an obligation on the part of Shanda Asset Management Holdings Limited to buy the underlying common stock from the holders of such options, at such holders' discretion and were sold by Shanda Asset Management Holdings Limited before the reporting persons became subject to Section 16.

Read SEC document
September 16, 2016 Filed Sep 20, 2016 10:50 UTC COMMUNITY HEALTH SYSTEMS INC CYH · Entity 5628 OtherCall Option (right to buy) · Derivative 219 $0.00 Strike: $11.00 $0.00
Disclosure

SEC source: 0001677229-16-000007 · primary_doc.xml · derivative · entry 12

Chen Tian Qiao · CIK 0001677229 · 10% owner

Shanda Media LTD · CIK 0001318400 · 10% owner

Shanda Investment Group Ltd · CIK 0001633666 · 10% owner

Shanda Technology Overseas Capital Co. · CIK 0001633667 · 10% owner

SHANDA ASSET MANAGEMENT HOLDINGS Ltd · CIK 0001622346 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 21,900 shares

Expires 2016-09-16

F2 · ownership.nature: The call options disclosed in this Table II were directly held by Shanda Asset Management Holdings Limited.

Read SEC document
September 16, 2016 Filed Sep 20, 2016 10:50 UTC COMMUNITY HEALTH SYSTEMS INC CYH · Entity 5628 OtherCall Option (right to buy) · Derivative 3,000 $0.00 Strike: $11.00 $0.00
Disclosure

SEC source: 0001677229-16-000007 · primary_doc.xml · derivative · entry 11

Chen Tian Qiao · CIK 0001677229 · 10% owner

Shanda Media LTD · CIK 0001318400 · 10% owner

Shanda Investment Group Ltd · CIK 0001633666 · 10% owner

Shanda Technology Overseas Capital Co. · CIK 0001633667 · 10% owner

SHANDA ASSET MANAGEMENT HOLDINGS Ltd · CIK 0001622346 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 219

Underlying: Common Stock · 300,000 shares

Expires 2016-09-16

F2 · ownership.nature: The call options disclosed in this Table II were directly held by Shanda Asset Management Holdings Limited.

Read SEC document
September 16, 2016 Filed Sep 20, 2016 10:50 UTC COMMUNITY HEALTH SYSTEMS INC CYH · Entity 5628 OtherCall Option (right to buy) · Derivative 7,000 $0.00 Strike: $10.00 $0.00
Disclosure

SEC source: 0001677229-16-000007 · primary_doc.xml · derivative · entry 10

Chen Tian Qiao · CIK 0001677229 · 10% owner

Shanda Media LTD · CIK 0001318400 · 10% owner

Shanda Investment Group Ltd · CIK 0001633666 · 10% owner

Shanda Technology Overseas Capital Co. · CIK 0001633667 · 10% owner

SHANDA ASSET MANAGEMENT HOLDINGS Ltd · CIK 0001622346 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 700,000 shares

Expires 2016-09-16

F2 · ownership.nature: The call options disclosed in this Table II were directly held by Shanda Asset Management Holdings Limited.

Read SEC document
September 16, 2016 Filed Sep 20, 2016 10:50 UTC COMMUNITY HEALTH SYSTEMS INC CYH · Entity 5628 OtherCall Option (right to buy) · Derivative 10,000 $0.00 Strike: $10.00 $0.00
Disclosure

SEC source: 0001677229-16-000007 · primary_doc.xml · derivative · entry 9

Chen Tian Qiao · CIK 0001677229 · 10% owner

Shanda Media LTD · CIK 0001318400 · 10% owner

Shanda Investment Group Ltd · CIK 0001633666 · 10% owner

Shanda Technology Overseas Capital Co. · CIK 0001633667 · 10% owner

SHANDA ASSET MANAGEMENT HOLDINGS Ltd · CIK 0001622346 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 7,000

Underlying: Common Stock · 1,000,000 shares

Expires 2016-09-16

F2 · ownership.nature: The call options disclosed in this Table II were directly held by Shanda Asset Management Holdings Limited.

Read SEC document
September 16, 2016 Filed Sep 20, 2016 10:50 UTC COMMUNITY HEALTH SYSTEMS INC CYH · Entity 5628 OtherCall Option (right to buy) · Derivative 1,143 $0.00 Strike: $8.00 $0.00
Disclosure

SEC source: 0001677229-16-000007 · primary_doc.xml · derivative · entry 8

Chen Tian Qiao · CIK 0001677229 · 10% owner

Shanda Media LTD · CIK 0001318400 · 10% owner

Shanda Investment Group Ltd · CIK 0001633666 · 10% owner

Shanda Technology Overseas Capital Co. · CIK 0001633667 · 10% owner

SHANDA ASSET MANAGEMENT HOLDINGS Ltd · CIK 0001622346 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 114,300 shares

Expires 2016-09-16

F2 · ownership.nature: The call options disclosed in this Table II were directly held by Shanda Asset Management Holdings Limited.

Read SEC document
September 16, 2016 Filed Sep 20, 2016 10:50 UTC COMMUNITY HEALTH SYSTEMS INC CYH · Entity 5628 OtherCall Option (right to buy) · Derivative 13,100 $0.00 Strike: $8.00 $0.00
Disclosure

SEC source: 0001677229-16-000007 · primary_doc.xml · derivative · entry 7

Chen Tian Qiao · CIK 0001677229 · 10% owner

Shanda Media LTD · CIK 0001318400 · 10% owner

Shanda Investment Group Ltd · CIK 0001633666 · 10% owner

Shanda Technology Overseas Capital Co. · CIK 0001633667 · 10% owner

SHANDA ASSET MANAGEMENT HOLDINGS Ltd · CIK 0001622346 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,143

Underlying: Common Stock · 1,310,000 shares

Expires 2016-09-16

F2 · ownership.nature: The call options disclosed in this Table II were directly held by Shanda Asset Management Holdings Limited.

Read SEC document
September 16, 2016 Filed Sep 20, 2016 10:50 UTC COMMUNITY HEALTH SYSTEMS INC CYH · Entity 5628 OtherCommon Stock 21,900 $11.00 $240,900.00
Disclosure

SEC source: 0001677229-16-000007 · primary_doc.xml · nonDerivative · entry 6

Chen Tian Qiao · CIK 0001677229 · 10% owner

Shanda Media LTD · CIK 0001318400 · 10% owner

Shanda Investment Group Ltd · CIK 0001633666 · 10% owner

Shanda Technology Overseas Capital Co. · CIK 0001633667 · 10% owner

SHANDA ASSET MANAGEMENT HOLDINGS Ltd · CIK 0001622346 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 14,710,972

F1 · ownership.nature: The common stock disclosed in this Table I is directly held by Shanda Asset Management Holdings Limited. Mr. Tianqiao Chen is the sole shareholder of Shanda Media Limited. Shanda Media Limited owns 70% of all outstanding and issued shares of Shanda Investment Group Limited which is the sole shareholder of Shanda Technology Overseas Capital Company Limited. Shanda Technology Overseas Capital Company Limited is the sole shareholder of Shanda Asset Management Holdings Limited. Therefore each of Mr. Tianqiao Chen, Shanda Media Limited, Shanda Investment Group Limited, Shanda Technology Overseas Capital Company Limited and Shanda Asset Management Holdings Limited may be deemed to be the beneficial owners of such common stock.

Read SEC document
September 16, 2016 Filed Sep 20, 2016 10:50 UTC COMMUNITY HEALTH SYSTEMS INC CYH · Entity 5628 OtherCommon Stock 300,000 $11.00 $3,300,000.00
Disclosure

SEC source: 0001677229-16-000007 · primary_doc.xml · nonDerivative · entry 5

Chen Tian Qiao · CIK 0001677229 · 10% owner

Shanda Media LTD · CIK 0001318400 · 10% owner

Shanda Investment Group Ltd · CIK 0001633666 · 10% owner

Shanda Technology Overseas Capital Co. · CIK 0001633667 · 10% owner

SHANDA ASSET MANAGEMENT HOLDINGS Ltd · CIK 0001622346 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 14,689,072

F1 · ownership.nature: The common stock disclosed in this Table I is directly held by Shanda Asset Management Holdings Limited. Mr. Tianqiao Chen is the sole shareholder of Shanda Media Limited. Shanda Media Limited owns 70% of all outstanding and issued shares of Shanda Investment Group Limited which is the sole shareholder of Shanda Technology Overseas Capital Company Limited. Shanda Technology Overseas Capital Company Limited is the sole shareholder of Shanda Asset Management Holdings Limited. Therefore each of Mr. Tianqiao Chen, Shanda Media Limited, Shanda Investment Group Limited, Shanda Technology Overseas Capital Company Limited and Shanda Asset Management Holdings Limited may be deemed to be the beneficial owners of such common stock.

Read SEC document
September 16, 2016 Filed Sep 20, 2016 10:50 UTC COMMUNITY HEALTH SYSTEMS INC CYH · Entity 5628 OtherCommon Stock 700,000 $10.00 $7,000,000.00
Disclosure

SEC source: 0001677229-16-000007 · primary_doc.xml · nonDerivative · entry 4

Chen Tian Qiao · CIK 0001677229 · 10% owner

Shanda Media LTD · CIK 0001318400 · 10% owner

Shanda Investment Group Ltd · CIK 0001633666 · 10% owner

Shanda Technology Overseas Capital Co. · CIK 0001633667 · 10% owner

SHANDA ASSET MANAGEMENT HOLDINGS Ltd · CIK 0001622346 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 14,389,072

F1 · ownership.nature: The common stock disclosed in this Table I is directly held by Shanda Asset Management Holdings Limited. Mr. Tianqiao Chen is the sole shareholder of Shanda Media Limited. Shanda Media Limited owns 70% of all outstanding and issued shares of Shanda Investment Group Limited which is the sole shareholder of Shanda Technology Overseas Capital Company Limited. Shanda Technology Overseas Capital Company Limited is the sole shareholder of Shanda Asset Management Holdings Limited. Therefore each of Mr. Tianqiao Chen, Shanda Media Limited, Shanda Investment Group Limited, Shanda Technology Overseas Capital Company Limited and Shanda Asset Management Holdings Limited may be deemed to be the beneficial owners of such common stock.

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September 16, 2016 Filed Sep 20, 2016 10:50 UTC COMMUNITY HEALTH SYSTEMS INC CYH · Entity 5628 OtherCommon Stock 1,000,000 $10.00 $10,000,000.00
Disclosure

SEC source: 0001677229-16-000007 · primary_doc.xml · nonDerivative · entry 3

Chen Tian Qiao · CIK 0001677229 · 10% owner

Shanda Media LTD · CIK 0001318400 · 10% owner

Shanda Investment Group Ltd · CIK 0001633666 · 10% owner

Shanda Technology Overseas Capital Co. · CIK 0001633667 · 10% owner

SHANDA ASSET MANAGEMENT HOLDINGS Ltd · CIK 0001622346 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 13,689,072

F1 · ownership.nature: The common stock disclosed in this Table I is directly held by Shanda Asset Management Holdings Limited. Mr. Tianqiao Chen is the sole shareholder of Shanda Media Limited. Shanda Media Limited owns 70% of all outstanding and issued shares of Shanda Investment Group Limited which is the sole shareholder of Shanda Technology Overseas Capital Company Limited. Shanda Technology Overseas Capital Company Limited is the sole shareholder of Shanda Asset Management Holdings Limited. Therefore each of Mr. Tianqiao Chen, Shanda Media Limited, Shanda Investment Group Limited, Shanda Technology Overseas Capital Company Limited and Shanda Asset Management Holdings Limited may be deemed to be the beneficial owners of such common stock.

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September 16, 2016 Filed Sep 20, 2016 10:50 UTC COMMUNITY HEALTH SYSTEMS INC CYH · Entity 5628 OtherCommon Stock 114,300 $8.00 $914,400.00
Disclosure

SEC source: 0001677229-16-000007 · primary_doc.xml · nonDerivative · entry 2

Chen Tian Qiao · CIK 0001677229 · 10% owner

Shanda Media LTD · CIK 0001318400 · 10% owner

Shanda Investment Group Ltd · CIK 0001633666 · 10% owner

Shanda Technology Overseas Capital Co. · CIK 0001633667 · 10% owner

SHANDA ASSET MANAGEMENT HOLDINGS Ltd · CIK 0001622346 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 12,689,072

F1 · ownership.nature: The common stock disclosed in this Table I is directly held by Shanda Asset Management Holdings Limited. Mr. Tianqiao Chen is the sole shareholder of Shanda Media Limited. Shanda Media Limited owns 70% of all outstanding and issued shares of Shanda Investment Group Limited which is the sole shareholder of Shanda Technology Overseas Capital Company Limited. Shanda Technology Overseas Capital Company Limited is the sole shareholder of Shanda Asset Management Holdings Limited. Therefore each of Mr. Tianqiao Chen, Shanda Media Limited, Shanda Investment Group Limited, Shanda Technology Overseas Capital Company Limited and Shanda Asset Management Holdings Limited may be deemed to be the beneficial owners of such common stock.

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September 16, 2016 Filed Sep 20, 2016 10:50 UTC COMMUNITY HEALTH SYSTEMS INC CYH · Entity 5628 OtherCommon Stock 1,310,000 $8.00 $10,480,000.00
Disclosure

SEC source: 0001677229-16-000007 · primary_doc.xml · nonDerivative · entry 1

Chen Tian Qiao · CIK 0001677229 · 10% owner

Shanda Media LTD · CIK 0001318400 · 10% owner

Shanda Investment Group Ltd · CIK 0001633666 · 10% owner

Shanda Technology Overseas Capital Co. · CIK 0001633667 · 10% owner

SHANDA ASSET MANAGEMENT HOLDINGS Ltd · CIK 0001622346 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 12,574,772

F1 · ownership.nature: The common stock disclosed in this Table I is directly held by Shanda Asset Management Holdings Limited. Mr. Tianqiao Chen is the sole shareholder of Shanda Media Limited. Shanda Media Limited owns 70% of all outstanding and issued shares of Shanda Investment Group Limited which is the sole shareholder of Shanda Technology Overseas Capital Company Limited. Shanda Technology Overseas Capital Company Limited is the sole shareholder of Shanda Asset Management Holdings Limited. Therefore each of Mr. Tianqiao Chen, Shanda Media Limited, Shanda Investment Group Limited, Shanda Technology Overseas Capital Company Limited and Shanda Asset Management Holdings Limited may be deemed to be the beneficial owners of such common stock.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.