person · Reporting owner
Shanda Asset Management Investment Ltd
Disclosed activity across 1 company
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| LEGG MASON, INC.LM · Entity 15820 | Director | July 25, 2017 | July 27, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
LEGG MASON, INC.
Report date July 25, 2017 · Filed July 27, 2017
Jointly reported with Chen Tian Qiao, Shanda Media LTD, Shanda Investment Group Ltd, Shanda Global Capital Ltd
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 6,424 |
Reported balance
After 2017-07-25 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2017-07-25 · Grant · Acquired 3,041 · Balance 6,424 F1: Common Stock granted pursuant to and under the conditions of the Legg Mason, Inc. Non-Employee Director Equity Plan, as amended. See Appendix A to the definitive proxy statement for Legg Mason, Inc.'s 2013 Annual Meeting of Stockholders. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 5,567,653 |
Reported balance
Holding disclosure · report date 2017-07-25 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 5,567,653 F2: These shares of Common Stock are directly held by Shanda Asset Management Investment Limited. Mr. Tianqiao Chen is the sole shareholder of Shanda Media Limited. Shanda Media Limited owns 70% of all outstanding and issued shares of Shanda Investment Group Limited which is the sole shareholder of Shanda Technology Overseas Capital Company Limited. Shanda Technology Overseas Capital Company Limited is the sole shareholder of Shanda Asset Management Investment Limited. |
Filing footnotes · ownership attribution and instrument terms
F1: Common Stock granted pursuant to and under the conditions of the Legg Mason, Inc. Non-Employee Director Equity Plan, as amended. See Appendix A to the definitive proxy statement for Legg Mason, Inc.'s 2013 Annual Meeting of Stockholders.
F2: These shares of Common Stock are directly held by Shanda Asset Management Investment Limited. Mr. Tianqiao Chen is the sole shareholder of Shanda Media Limited. Shanda Media Limited owns 70% of all outstanding and issued shares of Shanda Investment Group Limited which is the sole shareholder of Shanda Technology Overseas Capital Company Limited. Shanda Technology Overseas Capital Company Limited is the sole shareholder of Shanda Asset Management Investment Limited.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 25, 2017 Filed Jul 27, 2017 06:26 UTC | LEGG MASON, INC. LM · Entity 15820 | GrantCommon Stock | 3,041 | $0.00 | $0.00 |
DisclosureSEC source: 0001677229-17-000004 · primary_doc.xml · nonDerivative · entry 1 Chen Tian Qiao · CIK 0001677229 · Director Shanda Media LTD · CIK 0001318400 · Director Shanda Investment Group Ltd · CIK 0001633666 · Director Shanda Technology Overseas Capital Co. · CIK 0001633667 · Director Shanda Asset Management Investment Ltd · CIK 0001672562 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,424 F1 · security: Common Stock granted pursuant to and under the conditions of the Legg Mason, Inc. Non-Employee Director Equity Plan, as amended. See Appendix A to the definitive proxy statement for Legg Mason, Inc.'s 2013 Annual Meeting of Stockholders. Read SEC document |
| June 28, 2017 Filed Jun 30, 2017 17:02 UTC | LEGG MASON, INC. LM · Entity 15820 | SaleCommon Stock, $0.01 par value | 4,232,500 | $38.43 | $162,654,975.00 |
DisclosureSEC source: 0000947871-17-000520 · ss49255_4.xml · nonDerivative · entry 1 Chen Tian Qiao · CIK 0001677229 · Director · 10% owner Shanda Media LTD · CIK 0001318400 · 10% owner Shanda Investment Group Ltd · CIK 0001633666 · 10% owner Shanda Technology Overseas Capital Co. · CIK 0001633667 · 10% owner Shanda Asset Management Investment Ltd · CIK 0001672562 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 5,567,653 F1 · ownership.nature: The securities set forth in this Form 4 are directly held by Shanda Asset Management Investment Limited. Mr. Tianqiao Chen is the sole shareholder of Shanda Media Limited. Shanda Media Limited owns 70% of all outstanding and issued shares of Shanda Investment Group Limited which is the sole shareholder of Shanda Technology Overseas Capital Company Limited. Shanda Technology Overseas Capital Company Limited is the sole shareholder of Shanda Asset Management Investment Limited. Following the sales reported on this Form 4, the Reporting Persons beneficially own less than 10% of the Common Stock of the Issuer. Read SEC document |
| March 06, 2017 Filed Mar 8, 2017 06:20 UTC | LEGG MASON, INC. LM · Entity 15820 | GrantCommon Stock | 3,383 | $0.00 | $0.00 |
DisclosureSEC source: 0001677229-17-000002 · primary_doc.xml · nonDerivative · entry 1 Chen Tian Qiao · CIK 0001677229 · Director · 10% owner Shanda Media LTD · CIK 0001318400 · 10% owner Shanda Investment Group Ltd · CIK 0001633666 · 10% owner Shanda Technology Overseas Capital Co. · CIK 0001633667 · 10% owner Shanda Asset Management Investment Ltd · CIK 0001672562 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,383 F1 · security: Common Stock granted pursuant to and under the conditions of the Legg Mason, Inc. Non-Employee Director Equity Plan, as amended. See Appendix A to the definitive proxy statement for Legg Mason Inc.'s 2013 Annual Meeting of Stockholders. Read SEC document |
| January 18, 2017 Filed Jan 20, 2017 20:17 UTC | LEGG MASON, INC. LM · Entity 15820 | PurchaseCommon Stock, $0.01 par value | 30,405 | $31.58 | $960,129.09 |
DisclosureSEC source: 0000947871-17-000060 · ss27662_4.xml · nonDerivative · entry 1 Chen Tian Qiao · CIK 0001677229 · 10% owner Shanda Media LTD · CIK 0001318400 · 10% owner Shanda Investment Group Ltd · CIK 0001633666 · 10% owner Shanda Technology Overseas Capital Co. · CIK 0001633667 · 10% owner Shanda Asset Management Investment Ltd · CIK 0001672562 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 9,800,153 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.28 to $31.71, inclusive. The reporting persons undertake to provide to Legg Mason, Inc., any security holder of Legg Mason, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. F2 · ownership.nature: The securities set forth in this Form 4 are directly held by Shanda Asset Management Investment Limited. Mr. Tianqiao Chen is the sole shareholder of Shanda Media Limited. Shanda Media Limited owns 70% of all outstanding and issued shares of Shanda Investment Group Limited which is the sole shareholder of Shanda Technology Overseas Capital Company Limited. Shanda Technology Overseas Capital Company Limited is the sole shareholder of Shanda Asset Management Investment Limited. Read SEC document |
| January 10, 2017 Filed Jan 11, 2017 06:22 UTC | LEGG MASON, INC. LM · Entity 15820 | SaleCommon Stock, $0.01 par value | 340,000 | $31.14 | $10,586,206.00 |
DisclosureSEC source: 0001677229-17-000001 · primary_doc.xml · nonDerivative · entry 2 Chen Tian Qiao · CIK 0001677229 · 10% owner Shanda Media LTD · CIK 0001318400 · 10% owner Shanda Investment Group Ltd · CIK 0001633666 · 10% owner Shanda Technology Overseas Capital Co. · CIK 0001633667 · 10% owner Shanda Asset Management Investment Ltd · CIK 0001672562 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 9,750,153 F1 · shares: The reporting persons sold the shares included in this Form 4 in an effort to bring their beneficial ownership of Legg Mason, Inc. below 10% of its issued and outstanding shares in order to be eligible for a potential waiver of the applicability to the reporting persons and their affiliates of the Maryland Business Combination Act. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.69 to $31.48, inclusive. The reporting persons undertake to provide to Legg Mason, Inc., any security holder of Legg Mason, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4) to this Form 4. F3 · ownership.nature: The securities set forth in this Form 4 are directly held by Shanda Asset Management Investment Limited. Mr. Tianqiao Chen is the sole shareholder of Shanda Media Limited. Shanda Media Limited owns 70% of all outstanding and issued shares of Shanda Investment Group Limited which is the sole shareholder of Shanda Technology Overseas Capital Company Limited. Shanda Technology Overseas Capital Company Limited is the sole shareholder of Shanda Asset Management Investment Limited. Read SEC document |
| January 09, 2017 Filed Jan 11, 2017 06:22 UTC | LEGG MASON, INC. LM · Entity 15820 | SaleCommon Stock, $0.01 par value | 420,000 | $30.76 | $12,917,898.00 |
DisclosureSEC source: 0001677229-17-000001 · primary_doc.xml · nonDerivative · entry 1 Chen Tian Qiao · CIK 0001677229 · 10% owner Shanda Media LTD · CIK 0001318400 · 10% owner Shanda Investment Group Ltd · CIK 0001633666 · 10% owner Shanda Technology Overseas Capital Co. · CIK 0001633667 · 10% owner Shanda Asset Management Investment Ltd · CIK 0001672562 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 10,090,153 F1 · shares: The reporting persons sold the shares included in this Form 4 in an effort to bring their beneficial ownership of Legg Mason, Inc. below 10% of its issued and outstanding shares in order to be eligible for a potential waiver of the applicability to the reporting persons and their affiliates of the Maryland Business Combination Act. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.525 to $31.34, inclusive. The reporting persons undertake to provide to Legg Mason, Inc., any security holder of Legg Mason, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. F3 · ownership.nature: The securities set forth in this Form 4 are directly held by Shanda Asset Management Investment Limited. Mr. Tianqiao Chen is the sole shareholder of Shanda Media Limited. Shanda Media Limited owns 70% of all outstanding and issued shares of Shanda Investment Group Limited which is the sole shareholder of Shanda Technology Overseas Capital Company Limited. Shanda Technology Overseas Capital Company Limited is the sole shareholder of Shanda Asset Management Investment Limited. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.