organization · Reporting owner
Shanda Global Investment Ltd
Disclosed activity across 2 companies
Sign in to followReported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
COMMUNITY HEALTH SYSTEMS INC
Report date January 15, 2021 · Filed January 20, 2021
Jointly reported with Chen Tian Qiao, Shanda Media LTD, Shanda Global Capital Ltd, SHANDA ASSET MANAGEMENT HOLDINGS Ltd
Section 16 reporting ended · disclosed 2021-01-20. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 10,984,473 |
Reported balance
After 2021-01-15 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2021-01-15 · Sale · Disposed 3,557,369 · Balance 10,984,473 F1: The common stock disclosed in this Table I is directly held by Shanda Asset Management Holdings Limited. Mr. Tianqiao Chen is the sole shareholder of Shanda Media Limited. Shanda Media Limited owns 70% of all outstanding and issued shares of Shanda Global Investment Limited, which is the sole shareholder of Shanda Global Capital Limited (f/k/a Shanda Technology Overseas Capital Company Limited). Shanda Global Capital Limited is the sole shareholder of Shanda Asset Management Holdings Limited. Therefore each of Mr. Tianqiao Chen, Shanda Media Limited, Shanda Global Investment Limited, Shanda Global Capital Limited, and Shanda Asset Management Holdings Limited may be deemed to be the beneficial owners of such common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: The common stock disclosed in this Table I is directly held by Shanda Asset Management Holdings Limited. Mr. Tianqiao Chen is the sole shareholder of Shanda Media Limited. Shanda Media Limited owns 70% of all outstanding and issued shares of Shanda Global Investment Limited, which is the sole shareholder of Shanda Global Capital Limited (f/k/a Shanda Technology Overseas Capital Company Limited). Shanda Global Capital Limited is the sole shareholder of Shanda Asset Management Holdings Limited. Therefore each of Mr. Tianqiao Chen, Shanda Media Limited, Shanda Global Investment Limited, Shanda Global Capital Limited, and Shanda Asset Management Holdings Limited may be deemed to be the beneficial owners of such common stock.
Happen, Inc.
Report date March 20, 2020 · Filed March 23, 2020
Jointly reported with Chen Tian Qiao, Shanda Media LTD, Shanda Global Capital Ltd, Shanda Group USA Ltd, SHANDA ASSET MANAGEMENT HOLDINGS Ltd
Section 16 reporting ended · disclosed 2020-03-23. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 0 |
Reported balance
After 2020-03-20 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2020-03-20 · Other · Disposed 19,562,881 · Balance 0 F1: On March 20, 2020, pursuant to the terms of the Exchange Agreement by and between Shanda Asset Management Holdings Limited ("SAMH") and LendingClub Corporation (the "Issuer"), SAMH exchanged all of the shares of common stock of the Issuer ("Common Stock"), par value $0.01 per share, beneficially owned by it for (i) 195,628 newly issued shares of Mandatorily Convertible Non-Voting Preferred Stock, Series A of the Issuer ("Series A Preferred Stock"), par value $0.01 per share, and (ii) a one-time cash payment of $50,203,332.77. F2: The securities disclosed herein are directly held by SAMH. Mr. Tianqiao Chen is the sole shareholder of Shanda Media Limited. Shanda Media Limited owns 70% of all outstanding and issued shares of Shanda Global Investment Limited, which is the sole shareholder of Shanda Technology Overseas Capital Company Limited. Shanda Technology Overseas Capital Company Limited is the sole shareholder of Shanda Group USA Limited. Shanda Group USA Limited is the sole shareholder of SAMH. Therefore each of Mr. Tianqiao Chen, Shanda Media Limited, Shanda Global Investment Limited, Shanda Technology Overseas Capital Company Limited, Shanda Group USA Limited and SAMH may be deemed to be the beneficial owners of such securities. |
| Mandatorily Convertible Non-Voting Preferred Stock, Series ASEC Table II · derivative / convertible security | IndirectSee footnote | 195,628 |
Reported balance
After 2020-03-20 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2020-03-20 · Other · Acquired 195,628 · Balance 195,628 F3: The Series A Preferred Stock is convertible into shares of Common Stock on a one-for-one-hundred basis. F1: On March 20, 2020, pursuant to the terms of the Exchange Agreement by and between Shanda Asset Management Holdings Limited ("SAMH") and LendingClub Corporation (the "Issuer"), SAMH exchanged all of the shares of common stock of the Issuer ("Common Stock"), par value $0.01 per share, beneficially owned by it for (i) 195,628 newly issued shares of Mandatorily Convertible Non-Voting Preferred Stock, Series A of the Issuer ("Series A Preferred Stock"), par value $0.01 per share, and (ii) a one-time cash payment of $50,203,332.77. F4: The Series A Preferred Stock is mandatorily convertible, when owned by a person other than SAMH or any affiliate. F5: The conversion of the Series A Preferred Stock has no expiration date. F2: The securities disclosed herein are directly held by SAMH. Mr. Tianqiao Chen is the sole shareholder of Shanda Media Limited. Shanda Media Limited owns 70% of all outstanding and issued shares of Shanda Global Investment Limited, which is the sole shareholder of Shanda Technology Overseas Capital Company Limited. Shanda Technology Overseas Capital Company Limited is the sole shareholder of Shanda Group USA Limited. Shanda Group USA Limited is the sole shareholder of SAMH. Therefore each of Mr. Tianqiao Chen, Shanda Media Limited, Shanda Global Investment Limited, Shanda Technology Overseas Capital Company Limited, Shanda Group USA Limited and SAMH may be deemed to be the beneficial owners of such securities. |
Filing footnotes · ownership attribution and instrument terms
F1: On March 20, 2020, pursuant to the terms of the Exchange Agreement by and between Shanda Asset Management Holdings Limited ("SAMH") and LendingClub Corporation (the "Issuer"), SAMH exchanged all of the shares of common stock of the Issuer ("Common Stock"), par value $0.01 per share, beneficially owned by it for (i) 195,628 newly issued shares of Mandatorily Convertible Non-Voting Preferred Stock, Series A of the Issuer ("Series A Preferred Stock"), par value $0.01 per share, and (ii) a one-time cash payment of $50,203,332.77.
F2: The securities disclosed herein are directly held by SAMH. Mr. Tianqiao Chen is the sole shareholder of Shanda Media Limited. Shanda Media Limited owns 70% of all outstanding and issued shares of Shanda Global Investment Limited, which is the sole shareholder of Shanda Technology Overseas Capital Company Limited. Shanda Technology Overseas Capital Company Limited is the sole shareholder of Shanda Group USA Limited. Shanda Group USA Limited is the sole shareholder of SAMH. Therefore each of Mr. Tianqiao Chen, Shanda Media Limited, Shanda Global Investment Limited, Shanda Technology Overseas Capital Company Limited, Shanda Group USA Limited and SAMH may be deemed to be the beneficial owners of such securities.
F3: The Series A Preferred Stock is convertible into shares of Common Stock on a one-for-one-hundred basis.
F4: The Series A Preferred Stock is mandatorily convertible, when owned by a person other than SAMH or any affiliate.
F5: The conversion of the Series A Preferred Stock has no expiration date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 15, 2021 Filed Jan 20, 2021 21:46 UTC | COMMUNITY HEALTH SYSTEMS INC CYH · Entity 5628 | SaleCommon Stock | 3,557,369 | $8.51 | $30,271,787.24 |
DisclosureSEC source: 0001622346-21-000002 · primary_doc.xml · nonDerivative · entry 1 Chen Tian Qiao · CIK 0001677229 · 10% owner Shanda Media LTD · CIK 0001318400 · 10% owner Shanda Global Investment Ltd · CIK 0001758913 · 10% owner Shanda Technology Overseas Capital Co. · CIK 0001633667 · 10% owner SHANDA ASSET MANAGEMENT HOLDINGS Ltd · CIK 0001622346 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 10,984,473 F1 · ownership.nature: The common stock disclosed in this Table I is directly held by Shanda Asset Management Holdings Limited. Mr. Tianqiao Chen is the sole shareholder of Shanda Media Limited. Shanda Media Limited owns 70% of all outstanding and issued shares of Shanda Global Investment Limited, which is the sole shareholder of Shanda Global Capital Limited (f/k/a Shanda Technology Overseas Capital Company Limited). Shanda Global Capital Limited is the sole shareholder of Shanda Asset Management Holdings Limited. Therefore each of Mr. Tianqiao Chen, Shanda Media Limited, Shanda Global Investment Limited, Shanda Global Capital Limited, and Shanda Asset Management Holdings Limited may be deemed to be the beneficial owners of such common stock. Read SEC document |
| December 14, 2020 Filed Dec 16, 2020 21:32 UTC | COMMUNITY HEALTH SYSTEMS INC CYH · Entity 5628 | SaleCommon Stock | 104,599 | $8.71 | $911,151.43 |
DisclosureSEC source: 0001677229-20-000001 · primary_doc.xml · nonDerivative · entry 2 Chen Tian Qiao · CIK 0001677229 · 10% owner Shanda Media LTD · CIK 0001318400 · 10% owner Shanda Global Investment Ltd · CIK 0001758913 · 10% owner Shanda Technology Overseas Capital Co. · CIK 0001633667 · 10% owner Shanda Group USA Ltd · CIK 0001731231 · 10% owner SHANDA ASSET MANAGEMENT HOLDINGS Ltd · CIK 0001622346 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 14,541,842 F1 · ownership.nature: The common stock disclosed in this Table I is directly held by Shanda Asset Management Holdings Limited. Mr. Tianqiao Chen is the sole shareholder of Shanda Media Limited. Shanda Media Limited owns 70% of all outstanding and issued shares of Shanda Global Investment Limited, which is the sole shareholder of Shanda Technology Overseas Capital Company Limited. Shanda Technology Overseas Capital Company Limited is the sole shareholder of Shanda Group USA Limited. Shanda Group USA Limited is the sole shareholder of Shanda Asset Management Holdings Limited. Therefore each of Mr. Tianqiao Chen, Shanda Media Limited, Shanda Global Investment Limited, Shanda Technology Overseas Capital Company Limited, Shanda Group USA Limited and Shanda Asset Management Holdings Limited may be deemed to be the beneficial owners of such common stock. Read SEC document |
| December 14, 2020 Filed Dec 16, 2020 21:32 UTC | COMMUNITY HEALTH SYSTEMS INC CYH · Entity 5628 | SaleCommon Stock | 3,250,000 | $8.50 | $27,625,000.00 |
DisclosureSEC source: 0001677229-20-000001 · primary_doc.xml · nonDerivative · entry 1 Chen Tian Qiao · CIK 0001677229 · 10% owner Shanda Media LTD · CIK 0001318400 · 10% owner Shanda Global Investment Ltd · CIK 0001758913 · 10% owner Shanda Technology Overseas Capital Co. · CIK 0001633667 · 10% owner Shanda Group USA Ltd · CIK 0001731231 · 10% owner SHANDA ASSET MANAGEMENT HOLDINGS Ltd · CIK 0001622346 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 14,646,441 F1 · ownership.nature: The common stock disclosed in this Table I is directly held by Shanda Asset Management Holdings Limited. Mr. Tianqiao Chen is the sole shareholder of Shanda Media Limited. Shanda Media Limited owns 70% of all outstanding and issued shares of Shanda Global Investment Limited, which is the sole shareholder of Shanda Technology Overseas Capital Company Limited. Shanda Technology Overseas Capital Company Limited is the sole shareholder of Shanda Group USA Limited. Shanda Group USA Limited is the sole shareholder of Shanda Asset Management Holdings Limited. Therefore each of Mr. Tianqiao Chen, Shanda Media Limited, Shanda Global Investment Limited, Shanda Technology Overseas Capital Company Limited, Shanda Group USA Limited and Shanda Asset Management Holdings Limited may be deemed to be the beneficial owners of such common stock. Read SEC document |
| November 23, 2020 Filed Nov 25, 2020 21:37 UTC | COMMUNITY HEALTH SYSTEMS INC CYH · Entity 5628 | SaleCommon Stock | 4,500,000 | $8.66 | $38,970,450.00 |
DisclosureSEC source: 0001622346-20-000021 · primary_doc.xml · nonDerivative · entry 2 Chen Tian Qiao · CIK 0001677229 · 10% owner SHANDA ASSET MANAGEMENT HOLDINGS Ltd · CIK 0001622346 · 10% owner Shanda Global Investment Ltd · CIK 0001758913 · 10% owner Shanda Group USA Ltd · CIK 0001731231 · 10% owner Shanda Technology Overseas Capital Co. · CIK 0001633667 · 10% owner Shanda Media LTD · CIK 0001318400 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 17,896,441 F1 · ownership.nature: The common stock disclosed in this Table I is directly held by Shanda Asset Management Holdings Limited. Mr. Tianqiao Chen is the sole shareholder of Shanda Media Limited. Shanda Media Limited owns 70% of all outstanding and issued shares of Shanda Global Investment Limited, which is the sole shareholder of Shanda Technology Overseas Capital Company Limited. Shanda Technology Overseas Capital Company Limited is the sole shareholder of Shanda Group USA Limited. Shanda Group USA Limited is the sole shareholder of Shanda Asset Management Holdings Limited. Therefore each of Mr. Tianqiao Chen, Shanda Media Limited, Shanda Global Investment Limited, Shanda Technology Overseas Capital Company Limited, Shanda Group USA Limited and Shanda Asset Management Holdings Limited may be deemed to be the beneficial owners of such common stock. Read SEC document |
| November 23, 2020 Filed Nov 25, 2020 21:37 UTC | COMMUNITY HEALTH SYSTEMS INC CYH · Entity 5628 | SaleCommon Stock | 88,032 | $9.08 | $798,934.42 |
DisclosureSEC source: 0001622346-20-000021 · primary_doc.xml · nonDerivative · entry 1 Chen Tian Qiao · CIK 0001677229 · 10% owner SHANDA ASSET MANAGEMENT HOLDINGS Ltd · CIK 0001622346 · 10% owner Shanda Global Investment Ltd · CIK 0001758913 · 10% owner Shanda Group USA Ltd · CIK 0001731231 · 10% owner Shanda Technology Overseas Capital Co. · CIK 0001633667 · 10% owner Shanda Media LTD · CIK 0001318400 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 22,396,441 F1 · ownership.nature: The common stock disclosed in this Table I is directly held by Shanda Asset Management Holdings Limited. Mr. Tianqiao Chen is the sole shareholder of Shanda Media Limited. Shanda Media Limited owns 70% of all outstanding and issued shares of Shanda Global Investment Limited, which is the sole shareholder of Shanda Technology Overseas Capital Company Limited. Shanda Technology Overseas Capital Company Limited is the sole shareholder of Shanda Group USA Limited. Shanda Group USA Limited is the sole shareholder of Shanda Asset Management Holdings Limited. Therefore each of Mr. Tianqiao Chen, Shanda Media Limited, Shanda Global Investment Limited, Shanda Technology Overseas Capital Company Limited, Shanda Group USA Limited and Shanda Asset Management Holdings Limited may be deemed to be the beneficial owners of such common stock. Read SEC document |
| November 12, 2020 Filed Nov 13, 2020 22:02 UTC | COMMUNITY HEALTH SYSTEMS INC CYH · Entity 5628 | SaleCommon Stock | 4,268,404 | $8.01 | $34,201,867.57 |
DisclosureSEC source: 0001622346-20-000012 · primary_doc.xml · nonDerivative · entry 3 Chen Tian Qiao · CIK 0001677229 · 10% owner SHANDA ASSET MANAGEMENT HOLDINGS Ltd · CIK 0001622346 · 10% owner Shanda Global Investment Ltd · CIK 0001758913 · 10% owner Shanda Group USA Ltd · CIK 0001731231 · 10% owner Shanda Technology Overseas Capital Co. · CIK 0001633667 · 10% owner Shanda Media LTD · CIK 0001318400 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 22,484,473 F2 · price: This transaction was executed in multiple trades at prices ranging from $8.0007 to $8.7318. The price reported above reflects the weighted average purchase price. The Reporting Persons hereby undertake to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. F1 · ownership.nature: The common stock disclosed in this Table I is directly held by Shanda Asset Management Holdings Limited. Mr. Tianqiao Chen is the sole shareholder of Shanda Media Limited. Shanda Media Limited owns 70% of all outstanding and issued shares of Shanda Global Investment Limited, which is the sole shareholder of Shanda Technology Overseas Capital Company Limited. Shanda Technology Overseas Capital Company Limited is the sole shareholder of Shanda Group USA Limited. Shanda Group USA Limited is the sole shareholder of Shanda Asset Management Holdings Limited. Therefore each of Mr. Tianqiao Chen, Shanda Media Limited, Shanda Global Investment Limited, Shanda Technology Overseas Capital Company Limited, Shanda Group USA Limited and Shanda Asset Management Holdings Limited may be deemed to be the beneficial owners of such common stock. Read SEC document |
| November 11, 2020 Filed Nov 13, 2020 22:02 UTC | COMMUNITY HEALTH SYSTEMS INC CYH · Entity 5628 | SaleCommon Stock | 88,029 | $9.18 | $807,718.89 |
DisclosureSEC source: 0001622346-20-000012 · primary_doc.xml · nonDerivative · entry 2 Chen Tian Qiao · CIK 0001677229 · 10% owner SHANDA ASSET MANAGEMENT HOLDINGS Ltd · CIK 0001622346 · 10% owner Shanda Global Investment Ltd · CIK 0001758913 · 10% owner Shanda Group USA Ltd · CIK 0001731231 · 10% owner Shanda Technology Overseas Capital Co. · CIK 0001633667 · 10% owner Shanda Media LTD · CIK 0001318400 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 26,752,877 F1 · ownership.nature: The common stock disclosed in this Table I is directly held by Shanda Asset Management Holdings Limited. Mr. Tianqiao Chen is the sole shareholder of Shanda Media Limited. Shanda Media Limited owns 70% of all outstanding and issued shares of Shanda Global Investment Limited, which is the sole shareholder of Shanda Technology Overseas Capital Company Limited. Shanda Technology Overseas Capital Company Limited is the sole shareholder of Shanda Group USA Limited. Shanda Group USA Limited is the sole shareholder of Shanda Asset Management Holdings Limited. Therefore each of Mr. Tianqiao Chen, Shanda Media Limited, Shanda Global Investment Limited, Shanda Technology Overseas Capital Company Limited, Shanda Group USA Limited and Shanda Asset Management Holdings Limited may be deemed to be the beneficial owners of such common stock. Read SEC document |
| November 10, 2020 Filed Nov 13, 2020 22:02 UTC | COMMUNITY HEALTH SYSTEMS INC CYH · Entity 5628 | SaleCommon Stock | 643,567 | $10.03 | $6,453,046.31 |
DisclosureSEC source: 0001622346-20-000012 · primary_doc.xml · nonDerivative · entry 1 Chen Tian Qiao · CIK 0001677229 · 10% owner SHANDA ASSET MANAGEMENT HOLDINGS Ltd · CIK 0001622346 · 10% owner Shanda Global Investment Ltd · CIK 0001758913 · 10% owner Shanda Group USA Ltd · CIK 0001731231 · 10% owner Shanda Technology Overseas Capital Co. · CIK 0001633667 · 10% owner Shanda Media LTD · CIK 0001318400 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 26,840,906 F1 · ownership.nature: The common stock disclosed in this Table I is directly held by Shanda Asset Management Holdings Limited. Mr. Tianqiao Chen is the sole shareholder of Shanda Media Limited. Shanda Media Limited owns 70% of all outstanding and issued shares of Shanda Global Investment Limited, which is the sole shareholder of Shanda Technology Overseas Capital Company Limited. Shanda Technology Overseas Capital Company Limited is the sole shareholder of Shanda Group USA Limited. Shanda Group USA Limited is the sole shareholder of Shanda Asset Management Holdings Limited. Therefore each of Mr. Tianqiao Chen, Shanda Media Limited, Shanda Global Investment Limited, Shanda Technology Overseas Capital Company Limited, Shanda Group USA Limited and Shanda Asset Management Holdings Limited may be deemed to be the beneficial owners of such common stock. Read SEC document |
| March 20, 2020 Filed Mar 23, 2020 17:06 UTC | Happen, Inc. LC · Entity 4526 | OtherMandatorily Convertible Non-Voting Preferred Stock, Series A · Derivative | 195,628 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-20-006901 · doc1.xml · derivative · entry 2 Chen Tian Qiao · CIK 0001677229 · 10% owner Shanda Media LTD · CIK 0001318400 · 10% owner Shanda Global Investment Ltd · CIK 0001758913 · 10% owner Shanda Technology Overseas Capital Co. · CIK 0001633667 · 10% owner Shanda Group USA Ltd · CIK 0001731231 · 10% owner SHANDA ASSET MANAGEMENT HOLDINGS Ltd · CIK 0001622346 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 195,628 Underlying: Common Stock · 19,562,800 shares Expires not disclosed F3 · derivative.exercise_price: The Series A Preferred Stock is convertible into shares of Common Stock on a one-for-one-hundred basis. F1 · kind: On March 20, 2020, pursuant to the terms of the Exchange Agreement by and between Shanda Asset Management Holdings Limited ("SAMH") and LendingClub Corporation (the "Issuer"), SAMH exchanged all of the shares of common stock of the Issuer ("Common Stock"), par value $0.01 per share, beneficially owned by it for (i) 195,628 newly issued shares of Mandatorily Convertible Non-Voting Preferred Stock, Series A of the Issuer ("Series A Preferred Stock"), par value $0.01 per share, and (ii) a one-time cash payment of $50,203,332.77. F1 · price: On March 20, 2020, pursuant to the terms of the Exchange Agreement by and between Shanda Asset Management Holdings Limited ("SAMH") and LendingClub Corporation (the "Issuer"), SAMH exchanged all of the shares of common stock of the Issuer ("Common Stock"), par value $0.01 per share, beneficially owned by it for (i) 195,628 newly issued shares of Mandatorily Convertible Non-Voting Preferred Stock, Series A of the Issuer ("Series A Preferred Stock"), par value $0.01 per share, and (ii) a one-time cash payment of $50,203,332.77. F4 · derivative.exercise_date: The Series A Preferred Stock is mandatorily convertible, when owned by a person other than SAMH or any affiliate. F5 · derivative.expiration_date: The conversion of the Series A Preferred Stock has no expiration date. F2 · ownership.nature: The securities disclosed herein are directly held by SAMH. Mr. Tianqiao Chen is the sole shareholder of Shanda Media Limited. Shanda Media Limited owns 70% of all outstanding and issued shares of Shanda Global Investment Limited, which is the sole shareholder of Shanda Technology Overseas Capital Company Limited. Shanda Technology Overseas Capital Company Limited is the sole shareholder of Shanda Group USA Limited. Shanda Group USA Limited is the sole shareholder of SAMH. Therefore each of Mr. Tianqiao Chen, Shanda Media Limited, Shanda Global Investment Limited, Shanda Technology Overseas Capital Company Limited, Shanda Group USA Limited and SAMH may be deemed to be the beneficial owners of such securities. Read SEC document |
| March 20, 2020 Filed Mar 23, 2020 17:06 UTC | Happen, Inc. LC · Entity 4526 | OtherCommon Stock | 19,562,881 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-20-006901 · doc1.xml · nonDerivative · entry 1 Chen Tian Qiao · CIK 0001677229 · 10% owner Shanda Media LTD · CIK 0001318400 · 10% owner Shanda Global Investment Ltd · CIK 0001758913 · 10% owner Shanda Technology Overseas Capital Co. · CIK 0001633667 · 10% owner Shanda Group USA Ltd · CIK 0001731231 · 10% owner SHANDA ASSET MANAGEMENT HOLDINGS Ltd · CIK 0001622346 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F1 · kind: On March 20, 2020, pursuant to the terms of the Exchange Agreement by and between Shanda Asset Management Holdings Limited ("SAMH") and LendingClub Corporation (the "Issuer"), SAMH exchanged all of the shares of common stock of the Issuer ("Common Stock"), par value $0.01 per share, beneficially owned by it for (i) 195,628 newly issued shares of Mandatorily Convertible Non-Voting Preferred Stock, Series A of the Issuer ("Series A Preferred Stock"), par value $0.01 per share, and (ii) a one-time cash payment of $50,203,332.77. F1 · price: On March 20, 2020, pursuant to the terms of the Exchange Agreement by and between Shanda Asset Management Holdings Limited ("SAMH") and LendingClub Corporation (the "Issuer"), SAMH exchanged all of the shares of common stock of the Issuer ("Common Stock"), par value $0.01 per share, beneficially owned by it for (i) 195,628 newly issued shares of Mandatorily Convertible Non-Voting Preferred Stock, Series A of the Issuer ("Series A Preferred Stock"), par value $0.01 per share, and (ii) a one-time cash payment of $50,203,332.77. F2 · ownership.nature: The securities disclosed herein are directly held by SAMH. Mr. Tianqiao Chen is the sole shareholder of Shanda Media Limited. Shanda Media Limited owns 70% of all outstanding and issued shares of Shanda Global Investment Limited, which is the sole shareholder of Shanda Technology Overseas Capital Company Limited. Shanda Technology Overseas Capital Company Limited is the sole shareholder of Shanda Group USA Limited. Shanda Group USA Limited is the sole shareholder of SAMH. Therefore each of Mr. Tianqiao Chen, Shanda Media Limited, Shanda Global Investment Limited, Shanda Technology Overseas Capital Company Limited, Shanda Group USA Limited and SAMH may be deemed to be the beneficial owners of such securities. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.