organization · Reporting owner
General Catalyst Group Management, LLC
Disclosed activity across 7 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Oscar Health, Inc.OSCR · Entity 3582 | 10% owner | March 03, 2021 | March 04, 2021 |
| Wag! Group Co.PET · Entity 77424 | 10% owner | August 09, 2022 | August 09, 2022 |
| Warby Parker Inc.WRBY · Entity 4234 | 10% owner | September 29, 2021 | October 02, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Oscar Health, Inc.
Report date March 03, 2021 · Filed March 04, 2021
Jointly reported with General Catalyst Group Management Holdings, L.P., General Catalyst Group Management Holdings GP, LLC, CHENAULT KENNETH I, Taneja Hemant, Fialkow David P
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectDirectly held by General Catalyst Group VI, L.P. | 12,357,276 |
Reported balance
Holding disclosure · report date 2021-03-03 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 12,357,276 F1: General Catalyst GP VI, LLC ("GP VI, LLC") is the general partner of General Catalyst Partners VI, L.P. ("GP VI LP"), which is the general partner of General Catalyst Group VI, L.P. ("GC Group VI LP"). General Catalyst GP X - Growth Venture, LLC ("GP X, LLC") is the general partner of General Catalyst Partners X - Growth Venture, L.P., which is the general partner of General Catalyst Group X - Growth Venture, L.P. ("GC Group X Growth"). General Catalyst Group Management Holdings GP, LLC ("GCGMH LLC") is the general partner of General Catalyst Group Management Holdings, L.P. ("GCGMH"), which is the manager of General Catalyst Group Management, LLC ("GCGM"), which is the manager of GP VI, LLC and GP X, LLC. F2: (Continued from Footnote 1) Each of Kenneth Chenault, Joel Cutler, David Fialkow, and Hemant Taneja is a managing member of GCGMH LLC and shares voting and investment power over the shares held by GC Group VI LP and GC Group X Growth. Each of the foregoing entities and funds disclaims beneficial ownership of the shares held of record by GC Group VI LP and GC Group X Growth, except to the extent of their pecuniary interest therein. F3: However, each Reporting Person disclaims beneficial ownership over such shares except to the extent of his or its pecuniary interest therein, if any. A Form 3 is being filed separately by Mr. Cutler in his capacity as a director of the Issuer. |
| Class A Common StockSEC Table I · non-derivative | IndirectDirectly held by General Catalyst Group X - Growth Venture, L.P. | 2,107,719 |
Reported balance
Holding disclosure · report date 2021-03-03 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 2,107,719 F1: General Catalyst GP VI, LLC ("GP VI, LLC") is the general partner of General Catalyst Partners VI, L.P. ("GP VI LP"), which is the general partner of General Catalyst Group VI, L.P. ("GC Group VI LP"). General Catalyst GP X - Growth Venture, LLC ("GP X, LLC") is the general partner of General Catalyst Partners X - Growth Venture, L.P., which is the general partner of General Catalyst Group X - Growth Venture, L.P. ("GC Group X Growth"). General Catalyst Group Management Holdings GP, LLC ("GCGMH LLC") is the general partner of General Catalyst Group Management Holdings, L.P. ("GCGMH"), which is the manager of General Catalyst Group Management, LLC ("GCGM"), which is the manager of GP VI, LLC and GP X, LLC. F2: (Continued from Footnote 1) Each of Kenneth Chenault, Joel Cutler, David Fialkow, and Hemant Taneja is a managing member of GCGMH LLC and shares voting and investment power over the shares held by GC Group VI LP and GC Group X Growth. Each of the foregoing entities and funds disclaims beneficial ownership of the shares held of record by GC Group VI LP and GC Group X Growth, except to the extent of their pecuniary interest therein. F3: However, each Reporting Person disclaims beneficial ownership over such shares except to the extent of his or its pecuniary interest therein, if any. A Form 3 is being filed separately by Mr. Cutler in his capacity as a director of the Issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: General Catalyst GP VI, LLC ("GP VI, LLC") is the general partner of General Catalyst Partners VI, L.P. ("GP VI LP"), which is the general partner of General Catalyst Group VI, L.P. ("GC Group VI LP"). General Catalyst GP X - Growth Venture, LLC ("GP X, LLC") is the general partner of General Catalyst Partners X - Growth Venture, L.P., which is the general partner of General Catalyst Group X - Growth Venture, L.P. ("GC Group X Growth"). General Catalyst Group Management Holdings GP, LLC ("GCGMH LLC") is the general partner of General Catalyst Group Management Holdings, L.P. ("GCGMH"), which is the manager of General Catalyst Group Management, LLC ("GCGM"), which is the manager of GP VI, LLC and GP X, LLC.
F2: (Continued from Footnote 1) Each of Kenneth Chenault, Joel Cutler, David Fialkow, and Hemant Taneja is a managing member of GCGMH LLC and shares voting and investment power over the shares held by GC Group VI LP and GC Group X Growth. Each of the foregoing entities and funds disclaims beneficial ownership of the shares held of record by GC Group VI LP and GC Group X Growth, except to the extent of their pecuniary interest therein.
F3: However, each Reporting Person disclaims beneficial ownership over such shares except to the extent of his or its pecuniary interest therein, if any. A Form 3 is being filed separately by Mr. Cutler in his capacity as a director of the Issuer.
Wag! Group Co.
Report date August 09, 2022 · Filed August 09, 2022
Jointly reported with General Catalyst Group VII, L.P., General Catalyst Partners VII, L.P., General Catalyst GP VII, LLC, General Catalyst Group Management Holdings, L.P., General Catalyst Group Management Holdings GP, LLC, CHENAULT KENNETH I, Cutler Joel E, Fialkow David P, Taneja Hemant
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectDirectly held by General Catalyst Group VII, L.P. | 6,976,530 |
Reported balance
Holding disclosure · report date 2022-08-09 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 6,976,530 F1: The Reporting Person acquired these securities on August 2, 2022, as consideration and in exchange for the Reporting Person's holdings in Wag Labs, Inc. ("Old Wag!") pursuant to a definitive Business Combination Agreement dated February 2, 2022, by and among CHW Acquisition Corporation (the predecessor to the Issuer), CHW Merger Sub Inc., and Old Wag!. F2: General Catalyst GP VII, LLC ("GP VII, LLC") is the general partner of General Catalyst Partners VII, L.P. ("GP VI LP"), which is the general partner of General Catalyst Group VII, L.P. ("GC Group VII LP"). General Catalyst Group Management Holdings GP, LLC ("GCGMH LLC") is the general partner of General Catalyst Group Management Holdings, L.P. ("GCGMH"), which is the manager of General Catalyst Group Management, LLC ("GCGM"), which is the manager of GP VII, LLC. Each of Kenneth Chenault, Joel Cutler, David Fialkow, and Hemant Taneja is a managing member of GCGMH LLC and shares voting and investment power over the shares held by GC Group VII LP. Each Reporting Person disclaims beneficial ownership of the shares held of record by GC Group VII LP, except to the extent of their pecuniary interest therein, if any. |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting Person acquired these securities on August 2, 2022, as consideration and in exchange for the Reporting Person's holdings in Wag Labs, Inc. ("Old Wag!") pursuant to a definitive Business Combination Agreement dated February 2, 2022, by and among CHW Acquisition Corporation (the predecessor to the Issuer), CHW Merger Sub Inc., and Old Wag!.
F2: General Catalyst GP VII, LLC ("GP VII, LLC") is the general partner of General Catalyst Partners VII, L.P. ("GP VI LP"), which is the general partner of General Catalyst Group VII, L.P. ("GC Group VII LP"). General Catalyst Group Management Holdings GP, LLC ("GCGMH LLC") is the general partner of General Catalyst Group Management Holdings, L.P. ("GCGMH"), which is the manager of General Catalyst Group Management, LLC ("GCGM"), which is the manager of GP VII, LLC. Each of Kenneth Chenault, Joel Cutler, David Fialkow, and Hemant Taneja is a managing member of GCGMH LLC and shares voting and investment power over the shares held by GC Group VII LP. Each Reporting Person disclaims beneficial ownership of the shares held of record by GC Group VII LP, except to the extent of their pecuniary interest therein, if any.
Warby Parker Inc.
Report date September 29, 2021 · Filed October 02, 2021
Jointly reported with General Catalyst Group V LP, General Catalyst Group V Supplemental LP, GC Entrepreneurs Fund V, LP, GC Venture V, LLC, GC Venture V-B, LLC, General Catalyst Partners V, L.P., General Catalyst GP V, LLC, GC Venture V Manager, LLC, General Catalyst Group Management Holdings, L.P.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectDirectly held by General Catalyst Group V, L.P. | 1,435,660 |
Last balance in matching sequence
After 2021-09-29 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2021-09-29 · Sale · Disposed 158,147 · Balance 1,437,063 F1: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $53.30 to $54.29, inclusive. The Reporting Persons undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote and in footnotes (3) through (7) of this Form 4. F2: General Catalyst GP V, LLC ("GCGPV"), is the general partner of General Catalyst Partners V, L.P., which is the general partner of General Catalyst Group V, L.P. ("GCGV"), General Catalyst Group V Supplemental, L.P. ("GCGVS"), and GC Entrepreneurs Fund V, L.P. ("GCEV"). General Catalyst Group Management Holdings GP, LLC ("GCGMH LLC"), is the general partner of General Catalyst Group Management Holdings, L.P. ("GCGMH"), which is the manager of General Catalyst Group Management, LLC ("GCGM"), which is the manager of GC Venture V Manager, LLC ("GCVV Manager"), which is the manager of GC Venture V, LLC ("GCVV") and GC Venture V-B, LLC ("GCVVB"). F3: Joel Cutler and David Fialkow are managing directors of GCGPV, and, as a result, may be deemed to share voting and investment power with respect to the shares held by GCGV, GCGVS, and GCEV. Kenneth Chenault, Joel Cutler, David Fialkow and Hemant Taneja are managing members of GCGMH, LLC, and, as a result, may be deemed to share voting and investment power with respect to the shares held by GCVV and GCVVB. However, each Reporting Person disclaims beneficial ownership over such shares except to the extent of his or its pecuniary interest therein, if any. Row 2 · 2021-09-29 · Sale · Disposed 1,403 · Balance 1,435,660 F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.30 to $54.50, inclusive. F2: General Catalyst GP V, LLC ("GCGPV"), is the general partner of General Catalyst Partners V, L.P., which is the general partner of General Catalyst Group V, L.P. ("GCGV"), General Catalyst Group V Supplemental, L.P. ("GCGVS"), and GC Entrepreneurs Fund V, L.P. ("GCEV"). General Catalyst Group Management Holdings GP, LLC ("GCGMH LLC"), is the general partner of General Catalyst Group Management Holdings, L.P. ("GCGMH"), which is the manager of General Catalyst Group Management, LLC ("GCGM"), which is the manager of GC Venture V Manager, LLC ("GCVV Manager"), which is the manager of GC Venture V, LLC ("GCVV") and GC Venture V-B, LLC ("GCVVB"). F3: Joel Cutler and David Fialkow are managing directors of GCGPV, and, as a result, may be deemed to share voting and investment power with respect to the shares held by GCGV, GCGVS, and GCEV. Kenneth Chenault, Joel Cutler, David Fialkow and Hemant Taneja are managing members of GCGMH, LLC, and, as a result, may be deemed to share voting and investment power with respect to the shares held by GCVV and GCVVB. However, each Reporting Person disclaims beneficial ownership over such shares except to the extent of his or its pecuniary interest therein, if any. |
| Class A Common StockSEC Table I · non-derivative | IndirectDirectly held by General Catalyst Group V Supplemental, L.P. | 7,279,261 |
Last balance in matching sequence
After 2021-09-29 transaction · row 4
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 3 · 2021-09-29 · Sale · Disposed 801,628 · Balance 7,286,374 F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.30 to $54.29, inclusive. F2: General Catalyst GP V, LLC ("GCGPV"), is the general partner of General Catalyst Partners V, L.P., which is the general partner of General Catalyst Group V, L.P. ("GCGV"), General Catalyst Group V Supplemental, L.P. ("GCGVS"), and GC Entrepreneurs Fund V, L.P. ("GCEV"). General Catalyst Group Management Holdings GP, LLC ("GCGMH LLC"), is the general partner of General Catalyst Group Management Holdings, L.P. ("GCGMH"), which is the manager of General Catalyst Group Management, LLC ("GCGM"), which is the manager of GC Venture V Manager, LLC ("GCVV Manager"), which is the manager of GC Venture V, LLC ("GCVV") and GC Venture V-B, LLC ("GCVVB"). F3: Joel Cutler and David Fialkow are managing directors of GCGPV, and, as a result, may be deemed to share voting and investment power with respect to the shares held by GCGV, GCGVS, and GCEV. Kenneth Chenault, Joel Cutler, David Fialkow and Hemant Taneja are managing members of GCGMH, LLC, and, as a result, may be deemed to share voting and investment power with respect to the shares held by GCVV and GCVVB. However, each Reporting Person disclaims beneficial ownership over such shares except to the extent of his or its pecuniary interest therein, if any. Row 4 · 2021-09-29 · Sale · Disposed 7,113 · Balance 7,279,261 F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.30 to $54.50, inclusive. F2: General Catalyst GP V, LLC ("GCGPV"), is the general partner of General Catalyst Partners V, L.P., which is the general partner of General Catalyst Group V, L.P. ("GCGV"), General Catalyst Group V Supplemental, L.P. ("GCGVS"), and GC Entrepreneurs Fund V, L.P. ("GCEV"). General Catalyst Group Management Holdings GP, LLC ("GCGMH LLC"), is the general partner of General Catalyst Group Management Holdings, L.P. ("GCGMH"), which is the manager of General Catalyst Group Management, LLC ("GCGM"), which is the manager of GC Venture V Manager, LLC ("GCVV Manager"), which is the manager of GC Venture V, LLC ("GCVV") and GC Venture V-B, LLC ("GCVVB"). F3: Joel Cutler and David Fialkow are managing directors of GCGPV, and, as a result, may be deemed to share voting and investment power with respect to the shares held by GCGV, GCGVS, and GCEV. Kenneth Chenault, Joel Cutler, David Fialkow and Hemant Taneja are managing members of GCGMH, LLC, and, as a result, may be deemed to share voting and investment power with respect to the shares held by GCVV and GCVVB. However, each Reporting Person disclaims beneficial ownership over such shares except to the extent of his or its pecuniary interest therein, if any. |
| Class A Common StockSEC Table I · non-derivative | IndirectDirectly held by GC Entrepreneurs Fund V, L.P. | 181,901 |
Last balance in matching sequence
After 2021-09-29 transaction · row 6
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 5 · 2021-09-29 · Sale · Disposed 20,047 · Balance 182,079 F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.30 to $54.29, inclusive. F2: General Catalyst GP V, LLC ("GCGPV"), is the general partner of General Catalyst Partners V, L.P., which is the general partner of General Catalyst Group V, L.P. ("GCGV"), General Catalyst Group V Supplemental, L.P. ("GCGVS"), and GC Entrepreneurs Fund V, L.P. ("GCEV"). General Catalyst Group Management Holdings GP, LLC ("GCGMH LLC"), is the general partner of General Catalyst Group Management Holdings, L.P. ("GCGMH"), which is the manager of General Catalyst Group Management, LLC ("GCGM"), which is the manager of GC Venture V Manager, LLC ("GCVV Manager"), which is the manager of GC Venture V, LLC ("GCVV") and GC Venture V-B, LLC ("GCVVB"). F3: Joel Cutler and David Fialkow are managing directors of GCGPV, and, as a result, may be deemed to share voting and investment power with respect to the shares held by GCGV, GCGVS, and GCEV. Kenneth Chenault, Joel Cutler, David Fialkow and Hemant Taneja are managing members of GCGMH, LLC, and, as a result, may be deemed to share voting and investment power with respect to the shares held by GCVV and GCVVB. However, each Reporting Person disclaims beneficial ownership over such shares except to the extent of his or its pecuniary interest therein, if any. Row 6 · 2021-09-29 · Sale · Disposed 178 · Balance 181,901 F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.30 to $54.50, inclusive. F2: General Catalyst GP V, LLC ("GCGPV"), is the general partner of General Catalyst Partners V, L.P., which is the general partner of General Catalyst Group V, L.P. ("GCGV"), General Catalyst Group V Supplemental, L.P. ("GCGVS"), and GC Entrepreneurs Fund V, L.P. ("GCEV"). General Catalyst Group Management Holdings GP, LLC ("GCGMH LLC"), is the general partner of General Catalyst Group Management Holdings, L.P. ("GCGMH"), which is the manager of General Catalyst Group Management, LLC ("GCGM"), which is the manager of GC Venture V Manager, LLC ("GCVV Manager"), which is the manager of GC Venture V, LLC ("GCVV") and GC Venture V-B, LLC ("GCVVB"). F3: Joel Cutler and David Fialkow are managing directors of GCGPV, and, as a result, may be deemed to share voting and investment power with respect to the shares held by GCGV, GCGVS, and GCEV. Kenneth Chenault, Joel Cutler, David Fialkow and Hemant Taneja are managing members of GCGMH, LLC, and, as a result, may be deemed to share voting and investment power with respect to the shares held by GCVV and GCVVB. However, each Reporting Person disclaims beneficial ownership over such shares except to the extent of his or its pecuniary interest therein, if any. |
| Class A Common StockSEC Table I · non-derivative | IndirectDirectly held by GC Venture V, LLC | 279,556 |
Last balance in matching sequence
After 2021-09-30 transaction · row 13
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
5 source rowsRow 7 · 2021-09-29 · Sale · Disposed 206,780 · Balance 726,391 F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.30 to $54.29, inclusive. F2: General Catalyst GP V, LLC ("GCGPV"), is the general partner of General Catalyst Partners V, L.P., which is the general partner of General Catalyst Group V, L.P. ("GCGV"), General Catalyst Group V Supplemental, L.P. ("GCGVS"), and GC Entrepreneurs Fund V, L.P. ("GCEV"). General Catalyst Group Management Holdings GP, LLC ("GCGMH LLC"), is the general partner of General Catalyst Group Management Holdings, L.P. ("GCGMH"), which is the manager of General Catalyst Group Management, LLC ("GCGM"), which is the manager of GC Venture V Manager, LLC ("GCVV Manager"), which is the manager of GC Venture V, LLC ("GCVV") and GC Venture V-B, LLC ("GCVVB"). F3: Joel Cutler and David Fialkow are managing directors of GCGPV, and, as a result, may be deemed to share voting and investment power with respect to the shares held by GCGV, GCGVS, and GCEV. Kenneth Chenault, Joel Cutler, David Fialkow and Hemant Taneja are managing members of GCGMH, LLC, and, as a result, may be deemed to share voting and investment power with respect to the shares held by GCVV and GCVVB. However, each Reporting Person disclaims beneficial ownership over such shares except to the extent of his or its pecuniary interest therein, if any. Row 8 · 2021-09-29 · Sale · Disposed 1,835 · Balance 724,556 F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.30 to $54.50, inclusive. F2: General Catalyst GP V, LLC ("GCGPV"), is the general partner of General Catalyst Partners V, L.P., which is the general partner of General Catalyst Group V, L.P. ("GCGV"), General Catalyst Group V Supplemental, L.P. ("GCGVS"), and GC Entrepreneurs Fund V, L.P. ("GCEV"). General Catalyst Group Management Holdings GP, LLC ("GCGMH LLC"), is the general partner of General Catalyst Group Management Holdings, L.P. ("GCGMH"), which is the manager of General Catalyst Group Management, LLC ("GCGM"), which is the manager of GC Venture V Manager, LLC ("GCVV Manager"), which is the manager of GC Venture V, LLC ("GCVV") and GC Venture V-B, LLC ("GCVVB"). F3: Joel Cutler and David Fialkow are managing directors of GCGPV, and, as a result, may be deemed to share voting and investment power with respect to the shares held by GCGV, GCGVS, and GCEV. Kenneth Chenault, Joel Cutler, David Fialkow and Hemant Taneja are managing members of GCGMH, LLC, and, as a result, may be deemed to share voting and investment power with respect to the shares held by GCVV and GCVVB. However, each Reporting Person disclaims beneficial ownership over such shares except to the extent of his or its pecuniary interest therein, if any. Row 11 · 2021-09-30 · Sale · Disposed 276,844 · Balance 447,712 F6: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.05 to $53.04, inclusive. F2: General Catalyst GP V, LLC ("GCGPV"), is the general partner of General Catalyst Partners V, L.P., which is the general partner of General Catalyst Group V, L.P. ("GCGV"), General Catalyst Group V Supplemental, L.P. ("GCGVS"), and GC Entrepreneurs Fund V, L.P. ("GCEV"). General Catalyst Group Management Holdings GP, LLC ("GCGMH LLC"), is the general partner of General Catalyst Group Management Holdings, L.P. ("GCGMH"), which is the manager of General Catalyst Group Management, LLC ("GCGM"), which is the manager of GC Venture V Manager, LLC ("GCVV Manager"), which is the manager of GC Venture V, LLC ("GCVV") and GC Venture V-B, LLC ("GCVVB"). F3: Joel Cutler and David Fialkow are managing directors of GCGPV, and, as a result, may be deemed to share voting and investment power with respect to the shares held by GCGV, GCGVS, and GCEV. Kenneth Chenault, Joel Cutler, David Fialkow and Hemant Taneja are managing members of GCGMH, LLC, and, as a result, may be deemed to share voting and investment power with respect to the shares held by GCVV and GCVVB. However, each Reporting Person disclaims beneficial ownership over such shares except to the extent of his or its pecuniary interest therein, if any. Row 12 · 2021-09-30 · Sale · Disposed 162,756 · Balance 284,956 F7: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.05 to $54.04, inclusive. F2: General Catalyst GP V, LLC ("GCGPV"), is the general partner of General Catalyst Partners V, L.P., which is the general partner of General Catalyst Group V, L.P. ("GCGV"), General Catalyst Group V Supplemental, L.P. ("GCGVS"), and GC Entrepreneurs Fund V, L.P. ("GCEV"). General Catalyst Group Management Holdings GP, LLC ("GCGMH LLC"), is the general partner of General Catalyst Group Management Holdings, L.P. ("GCGMH"), which is the manager of General Catalyst Group Management, LLC ("GCGM"), which is the manager of GC Venture V Manager, LLC ("GCVV Manager"), which is the manager of GC Venture V, LLC ("GCVV") and GC Venture V-B, LLC ("GCVVB"). F3: Joel Cutler and David Fialkow are managing directors of GCGPV, and, as a result, may be deemed to share voting and investment power with respect to the shares held by GCGV, GCGVS, and GCEV. Kenneth Chenault, Joel Cutler, David Fialkow and Hemant Taneja are managing members of GCGMH, LLC, and, as a result, may be deemed to share voting and investment power with respect to the shares held by GCVV and GCVVB. However, each Reporting Person disclaims beneficial ownership over such shares except to the extent of his or its pecuniary interest therein, if any. Row 13 · 2021-09-30 · Sale · Disposed 5,400 · Balance 279,556 F8: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.05 to $54.11, inclusive. F2: General Catalyst GP V, LLC ("GCGPV"), is the general partner of General Catalyst Partners V, L.P., which is the general partner of General Catalyst Group V, L.P. ("GCGV"), General Catalyst Group V Supplemental, L.P. ("GCGVS"), and GC Entrepreneurs Fund V, L.P. ("GCEV"). General Catalyst Group Management Holdings GP, LLC ("GCGMH LLC"), is the general partner of General Catalyst Group Management Holdings, L.P. ("GCGMH"), which is the manager of General Catalyst Group Management, LLC ("GCGM"), which is the manager of GC Venture V Manager, LLC ("GCVV Manager"), which is the manager of GC Venture V, LLC ("GCVV") and GC Venture V-B, LLC ("GCVVB"). F3: Joel Cutler and David Fialkow are managing directors of GCGPV, and, as a result, may be deemed to share voting and investment power with respect to the shares held by GCGV, GCGVS, and GCEV. Kenneth Chenault, Joel Cutler, David Fialkow and Hemant Taneja are managing members of GCGMH, LLC, and, as a result, may be deemed to share voting and investment power with respect to the shares held by GCVV and GCVVB. However, each Reporting Person disclaims beneficial ownership over such shares except to the extent of his or its pecuniary interest therein, if any. |
| Class A Common StockSEC Table I · non-derivative | IndirectDirectly held by GC Venture V-B, LLC | 461,772 |
Last balance in matching sequence
After 2021-09-29 transaction · row 10
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 9 · 2021-09-29 · Sale · Disposed 50,860 · Balance 462,223 F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.30 to $54.29, inclusive. F2: General Catalyst GP V, LLC ("GCGPV"), is the general partner of General Catalyst Partners V, L.P., which is the general partner of General Catalyst Group V, L.P. ("GCGV"), General Catalyst Group V Supplemental, L.P. ("GCGVS"), and GC Entrepreneurs Fund V, L.P. ("GCEV"). General Catalyst Group Management Holdings GP, LLC ("GCGMH LLC"), is the general partner of General Catalyst Group Management Holdings, L.P. ("GCGMH"), which is the manager of General Catalyst Group Management, LLC ("GCGM"), which is the manager of GC Venture V Manager, LLC ("GCVV Manager"), which is the manager of GC Venture V, LLC ("GCVV") and GC Venture V-B, LLC ("GCVVB"). F3: Joel Cutler and David Fialkow are managing directors of GCGPV, and, as a result, may be deemed to share voting and investment power with respect to the shares held by GCGV, GCGVS, and GCEV. Kenneth Chenault, Joel Cutler, David Fialkow and Hemant Taneja are managing members of GCGMH, LLC, and, as a result, may be deemed to share voting and investment power with respect to the shares held by GCVV and GCVVB. However, each Reporting Person disclaims beneficial ownership over such shares except to the extent of his or its pecuniary interest therein, if any. Row 10 · 2021-09-29 · Sale · Disposed 451 · Balance 461,772 F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.30 to $54.50, inclusive. F2: General Catalyst GP V, LLC ("GCGPV"), is the general partner of General Catalyst Partners V, L.P., which is the general partner of General Catalyst Group V, L.P. ("GCGV"), General Catalyst Group V Supplemental, L.P. ("GCGVS"), and GC Entrepreneurs Fund V, L.P. ("GCEV"). General Catalyst Group Management Holdings GP, LLC ("GCGMH LLC"), is the general partner of General Catalyst Group Management Holdings, L.P. ("GCGMH"), which is the manager of General Catalyst Group Management, LLC ("GCGM"), which is the manager of GC Venture V Manager, LLC ("GCVV Manager"), which is the manager of GC Venture V, LLC ("GCVV") and GC Venture V-B, LLC ("GCVVB"). F3: Joel Cutler and David Fialkow are managing directors of GCGPV, and, as a result, may be deemed to share voting and investment power with respect to the shares held by GCGV, GCGVS, and GCEV. Kenneth Chenault, Joel Cutler, David Fialkow and Hemant Taneja are managing members of GCGMH, LLC, and, as a result, may be deemed to share voting and investment power with respect to the shares held by GCVV and GCVVB. However, each Reporting Person disclaims beneficial ownership over such shares except to the extent of his or its pecuniary interest therein, if any. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $53.30 to $54.29, inclusive. The Reporting Persons undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote and in footnotes (3) through (7) of this Form 4.
F2: General Catalyst GP V, LLC ("GCGPV"), is the general partner of General Catalyst Partners V, L.P., which is the general partner of General Catalyst Group V, L.P. ("GCGV"), General Catalyst Group V Supplemental, L.P. ("GCGVS"), and GC Entrepreneurs Fund V, L.P. ("GCEV"). General Catalyst Group Management Holdings GP, LLC ("GCGMH LLC"), is the general partner of General Catalyst Group Management Holdings, L.P. ("GCGMH"), which is the manager of General Catalyst Group Management, LLC ("GCGM"), which is the manager of GC Venture V Manager, LLC ("GCVV Manager"), which is the manager of GC Venture V, LLC ("GCVV") and GC Venture V-B, LLC ("GCVVB").
F3: Joel Cutler and David Fialkow are managing directors of GCGPV, and, as a result, may be deemed to share voting and investment power with respect to the shares held by GCGV, GCGVS, and GCEV. Kenneth Chenault, Joel Cutler, David Fialkow and Hemant Taneja are managing members of GCGMH, LLC, and, as a result, may be deemed to share voting and investment power with respect to the shares held by GCVV and GCVVB. However, each Reporting Person disclaims beneficial ownership over such shares except to the extent of his or its pecuniary interest therein, if any.
F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.30 to $54.50, inclusive.
F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.30 to $54.29, inclusive.
F6: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.05 to $53.04, inclusive.
F7: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.05 to $54.04, inclusive.
F8: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.05 to $54.11, inclusive.
Past disclosures · reporting ended (4)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Catalyst Partners Acquisition Corp.
Report date May 27, 2021 · Filed May 28, 2021
Jointly reported with General Catalyst Group Management Holdings, L.P., General Catalyst Group Management Holdings GP, LLC
Section 16 reporting ended · disclosed 2021-05-28. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B Ordinary SharesSEC Table II · derivative / convertible security | IndirectSee footnote | 0 |
Reported balance
After 2021-05-27 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2021-05-27 · Other · Disposed 7,000,715 · Balance 0 F1: As described in the issuer's registration statement on Form S-1 (333-254131), as amended, under the heading "Description of Securities - Founder Shares", the Class B ordinary shares, par value $0.0001, will convert into Class A ordinary shares, par value $0.0001, pursuant to the performance of publicly traded Class A ordinary shares of the issuer and the achievement of a specified strategic transaction after the consummation of the issuer's initial business combination. F3: The Class B ordinary shares are held by CAT Sponsor LLC (the "Sponsor"). General Catalyst Group Management, LLC ("GCGM") previously had sole voting and/or dispositive control over the securities held by the Sponsor. General Catalyst Group Management Holdings GP, LLC ("GCGMH LLC") is the general partner of General Catalyst Group Management Holdings, L.P. ("GCGMH"), which is the manager of GCGM. On May 27, 2021, effective as of February 9, 2021, GCGM transferred 100% of its interest in Sponsor to General Catalyst Group Alignment Fund I, L.P. ("Alignment Fund") for an aggregate purchase price of $22,5000. As a result of such transfer, GCGM no longer has voting and/or dispositive control over the securities held by the Sponsor, and none of GCGM, GCGMH LLC or GCGMH has a pecuniary interest in the securities held by the Sponsor. F2: The Class B ordinary shares include up to 1,125,000 shares that are subject to forfeiture to the extent the underwriters of the initial public offering of the issuer's securities do not exercise in full their over-allotment option as described in the issuer's registration statement. |
Filing footnotes · ownership attribution and instrument terms
F1: As described in the issuer's registration statement on Form S-1 (333-254131), as amended, under the heading "Description of Securities - Founder Shares", the Class B ordinary shares, par value $0.0001, will convert into Class A ordinary shares, par value $0.0001, pursuant to the performance of publicly traded Class A ordinary shares of the issuer and the achievement of a specified strategic transaction after the consummation of the issuer's initial business combination.
F2: The Class B ordinary shares include up to 1,125,000 shares that are subject to forfeiture to the extent the underwriters of the initial public offering of the issuer's securities do not exercise in full their over-allotment option as described in the issuer's registration statement.
F3: The Class B ordinary shares are held by CAT Sponsor LLC (the "Sponsor"). General Catalyst Group Management, LLC ("GCGM") previously had sole voting and/or dispositive control over the securities held by the Sponsor. General Catalyst Group Management Holdings GP, LLC ("GCGMH LLC") is the general partner of General Catalyst Group Management Holdings, L.P. ("GCGMH"), which is the manager of GCGM. On May 27, 2021, effective as of February 9, 2021, GCGM transferred 100% of its interest in Sponsor to General Catalyst Group Alignment Fund I, L.P. ("Alignment Fund") for an aggregate purchase price of $22,5000. As a result of such transfer, GCGM no longer has voting and/or dispositive control over the securities held by the Sponsor, and none of GCGM, GCGMH LLC or GCGMH has a pecuniary interest in the securities held by the Sponsor.
INTERSECTIONS INC
Report date January 11, 2019 · Filed January 15, 2019
Jointly reported with General Catalyst Group IX, L.P., GC Entrepreneurs Fund IX, L.P., General Catalyst Partners IX, L.P., General Catalyst GP IX, LLC, CHENAULT KENNETH I, Cutler Joel E, Fialkow David P, Taneja Hemant
Section 16 reporting ended · disclosed 2019-01-15. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee Footnotes | 13,240,089 |
Reported balance
After 2019-01-11 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2019-01-11 · Other · Acquired 13,240,089 · Balance 13,240,089 F1: This statement on Form 4 is being jointly filed by General Catalyst Group IX, L.P., a Delaware limited partnership ("GC IX"), GC Entrepreneurs Fund IX, L.P., a Delaware limited partnership (together with GC IX, the "GC Funds"), General Catalyst Partners IX, L.P., a Delaware limited partnership, General Catalyst GP IX, LLC, a Delaware limited liability company, General Catalyst Group Management, LLC, a Delaware limited liability company, Kenneth I. Chenault, Joel E. Cutler, David P. Fialkow and Hemant Taneja (collectively, the "Reporting Persons"), and relates to the common stock, par value $0.01 per share ("Common Stock"), of Intersections Inc., a Delaware corporation (the "Company"). The GC Funds are stockholders of a joint venture, WC SACD One, Inc., a Delaware corporation ("WC SACD"). WC SACD One Parent, Inc., a Delaware corporation ("Parent"), is a direct wholly-owned subsidiary of WC SACD. F2: (Continued from Footnote 1) Prior to the Merger (as defined below), WC SACD One Merger Sub, Inc., a Delaware corporation ("Merger Sub"), was a direct wholly-owned subsidiary of Parent. F3: On January 11, 2019, Parent completed its acquisition of the Company pursuant to the terms of that certain Agreement and Plan of Merger, dated as of October 31, 2018, as amended (the "Merger Agreement"), by and among Parent, Merger Sub and the Company, wherein Merger Sub merged with and into the Company, with the Company surviving as an indirect wholly-owned subsidiary of Parent (the "Merger"). Pursuant to the terms of the Merger Agreement, Merger Sub conducted a tender offer (the "Offer") for all issued and outstanding shares of Common Stock (other than certain shares that certain stockholders agreed to roll over in the transaction), at a price of $3.68 per share, in cash, without interest and less any applicable withholding taxes. The Offer expired on January 4, 2019 at 5 p.m. New York City time. On January 7, 2019, Merger Sub accepted for payment all shares validly tendered and not withdrawn in the Offer. F4: On January 11, 2019, immediately prior to the effective time of the Merger, the outstanding principal balance of the senior convertible note held by Parent (the "Parent Note"), together with all accrued and unpaid interest thereon, automatically converted in accordance with its terms into shares of Common Stock, at a conversion price equal to $2.27 per share. The terms of the Parent Note, which was purchased by Parent in an aggregate principal amount of $30,000,000 on October 31, 2018, provided that it would convert into shares of Common Stock or the Company's 6.0% Series A Preferred Stock, par value $0.01 per share, as applicable, pursuant to the terms of the Note Purchase and Exchange Agreement, dated as of October 31, 2018, by and among the Company, Parent and the other noteholders. F5: As of January 11, 2019, the Parent Note had $30,000,000 in outstanding principal balance and had accrued $55,000 in unpaid interest, for a total of $30,055,000. At a conversion price of $2.27 per share, the Parent Note was converted into 13,240,089 shares of Common Stock in accordance with the terms of the Parent Note (the "Note Conversion Shares"). F10: Because of the relationship among the Reporting Persons, WC SACD, Parent and Merger Sub, each of the Reporting Persons may be deemed to indirectly beneficially own shares of Common Stock beneficially owned by Parent and Merger Sub. Each of the Reporting Persons disclaims beneficial ownership of the securities reported on this Form 4, except to the extent of its or his pecuniary interest therein, and the reporting of such securities on this Form 4 shall not be construed as an admission that any of the Reporting Persons is the beneficial owner thereof for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnotes | 24,343,729 |
Reported balance
After 2019-01-11 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2019-01-11 · Other · Acquired 11,103,640 · Balance 24,343,729 F1: This statement on Form 4 is being jointly filed by General Catalyst Group IX, L.P., a Delaware limited partnership ("GC IX"), GC Entrepreneurs Fund IX, L.P., a Delaware limited partnership (together with GC IX, the "GC Funds"), General Catalyst Partners IX, L.P., a Delaware limited partnership, General Catalyst GP IX, LLC, a Delaware limited liability company, General Catalyst Group Management, LLC, a Delaware limited liability company, Kenneth I. Chenault, Joel E. Cutler, David P. Fialkow and Hemant Taneja (collectively, the "Reporting Persons"), and relates to the common stock, par value $0.01 per share ("Common Stock"), of Intersections Inc., a Delaware corporation (the "Company"). The GC Funds are stockholders of a joint venture, WC SACD One, Inc., a Delaware corporation ("WC SACD"). WC SACD One Parent, Inc., a Delaware corporation ("Parent"), is a direct wholly-owned subsidiary of WC SACD. F2: (Continued from Footnote 1) Prior to the Merger (as defined below), WC SACD One Merger Sub, Inc., a Delaware corporation ("Merger Sub"), was a direct wholly-owned subsidiary of Parent. F6: Represents shares of Common Stock that were contributed and assigned, immediately prior to the effective time of the Merger, to WC SACD (the "Rollover Shares"), in exchange for equity interests in WC SACD, pursuant to the terms and conditions of those certain Contribution and Assignment Agreements, dated as of October 31, 2018, by and between WC SACD, on the one hand, and each of Loeb Holding Corporation, Michael Stanfield, Stanfield Family Investments LLC and David McGough, on the other hand. F7: Immediately following the contribution and assignment of the Rollover Shares to WC SACD and prior to the effective time of the Merger, WC SACD contributed and assigned the Rollover Shares to Parent. As such, Parent became the direct beneficial owner of the Rollover Shares. F10: Because of the relationship among the Reporting Persons, WC SACD, Parent and Merger Sub, each of the Reporting Persons may be deemed to indirectly beneficially own shares of Common Stock beneficially owned by Parent and Merger Sub. Each of the Reporting Persons disclaims beneficial ownership of the securities reported on this Form 4, except to the extent of its or his pecuniary interest therein, and the reporting of such securities on this Form 4 shall not be construed as an admission that any of the Reporting Persons is the beneficial owner thereof for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnotes | 37,787,129 |
Reported balance
After 2019-01-11 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2019-01-11 · Purchase · Acquired 13,443,400 · Balance 37,787,129 F1: This statement on Form 4 is being jointly filed by General Catalyst Group IX, L.P., a Delaware limited partnership ("GC IX"), GC Entrepreneurs Fund IX, L.P., a Delaware limited partnership (together with GC IX, the "GC Funds"), General Catalyst Partners IX, L.P., a Delaware limited partnership, General Catalyst GP IX, LLC, a Delaware limited liability company, General Catalyst Group Management, LLC, a Delaware limited liability company, Kenneth I. Chenault, Joel E. Cutler, David P. Fialkow and Hemant Taneja (collectively, the "Reporting Persons"), and relates to the common stock, par value $0.01 per share ("Common Stock"), of Intersections Inc., a Delaware corporation (the "Company"). The GC Funds are stockholders of a joint venture, WC SACD One, Inc., a Delaware corporation ("WC SACD"). WC SACD One Parent, Inc., a Delaware corporation ("Parent"), is a direct wholly-owned subsidiary of WC SACD. F2: (Continued from Footnote 1) Prior to the Merger (as defined below), WC SACD One Merger Sub, Inc., a Delaware corporation ("Merger Sub"), was a direct wholly-owned subsidiary of Parent. F3: On January 11, 2019, Parent completed its acquisition of the Company pursuant to the terms of that certain Agreement and Plan of Merger, dated as of October 31, 2018, as amended (the "Merger Agreement"), by and among Parent, Merger Sub and the Company, wherein Merger Sub merged with and into the Company, with the Company surviving as an indirect wholly-owned subsidiary of Parent (the "Merger"). Pursuant to the terms of the Merger Agreement, Merger Sub conducted a tender offer (the "Offer") for all issued and outstanding shares of Common Stock (other than certain shares that certain stockholders agreed to roll over in the transaction), at a price of $3.68 per share, in cash, without interest and less any applicable withholding taxes. The Offer expired on January 4, 2019 at 5 p.m. New York City time. On January 7, 2019, Merger Sub accepted for payment all shares validly tendered and not withdrawn in the Offer. F8: Represents (i) 13,435,388 shares of Common Stock owned directly by Merger Sub (which such shares were purchased by Merger Sub on January 7, 2019 in connection with the closing of the Offer) and (ii) 8,012 shares of Common Stock that were validly delivered pursuant to notice of guaranteed delivery procedures and purchased by Merger Sub upon closing of the Offer on January 11, 2019 (the "Tender Offer Shares"). F10: Because of the relationship among the Reporting Persons, WC SACD, Parent and Merger Sub, each of the Reporting Persons may be deemed to indirectly beneficially own shares of Common Stock beneficially owned by Parent and Merger Sub. Each of the Reporting Persons disclaims beneficial ownership of the securities reported on this Form 4, except to the extent of its or his pecuniary interest therein, and the reporting of such securities on this Form 4 shall not be construed as an admission that any of the Reporting Persons is the beneficial owner thereof for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnotes | 0 |
Reported balance
After 2019-01-11 transaction · row 4
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 4 · 2019-01-11 · Other · Disposed 37,787,129 · Balance 0 F1: This statement on Form 4 is being jointly filed by General Catalyst Group IX, L.P., a Delaware limited partnership ("GC IX"), GC Entrepreneurs Fund IX, L.P., a Delaware limited partnership (together with GC IX, the "GC Funds"), General Catalyst Partners IX, L.P., a Delaware limited partnership, General Catalyst GP IX, LLC, a Delaware limited liability company, General Catalyst Group Management, LLC, a Delaware limited liability company, Kenneth I. Chenault, Joel E. Cutler, David P. Fialkow and Hemant Taneja (collectively, the "Reporting Persons"), and relates to the common stock, par value $0.01 per share ("Common Stock"), of Intersections Inc., a Delaware corporation (the "Company"). The GC Funds are stockholders of a joint venture, WC SACD One, Inc., a Delaware corporation ("WC SACD"). WC SACD One Parent, Inc., a Delaware corporation ("Parent"), is a direct wholly-owned subsidiary of WC SACD. F2: (Continued from Footnote 1) Prior to the Merger (as defined below), WC SACD One Merger Sub, Inc., a Delaware corporation ("Merger Sub"), was a direct wholly-owned subsidiary of Parent. F9: In accordance with the terms of the Merger Agreement, at the effective time of the Merger, all issued and outstanding shares of Common Stock held by Parent and Merger Sub were automatically cancelled in the Merger for no consideration. F10: Because of the relationship among the Reporting Persons, WC SACD, Parent and Merger Sub, each of the Reporting Persons may be deemed to indirectly beneficially own shares of Common Stock beneficially owned by Parent and Merger Sub. Each of the Reporting Persons disclaims beneficial ownership of the securities reported on this Form 4, except to the extent of its or his pecuniary interest therein, and the reporting of such securities on this Form 4 shall not be construed as an admission that any of the Reporting Persons is the beneficial owner thereof for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. |
| Senior Convertible NoteSEC Table II · derivative / convertible security · Conversion / exercise price $2.27 · Expires 2021-10-31 | IndirectSee Footnotes | 0 |
Reported balance
After 2019-01-11 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2019-01-11 · Other · Disposed 30,055,000 · Balance 0 F3: On January 11, 2019, Parent completed its acquisition of the Company pursuant to the terms of that certain Agreement and Plan of Merger, dated as of October 31, 2018, as amended (the "Merger Agreement"), by and among Parent, Merger Sub and the Company, wherein Merger Sub merged with and into the Company, with the Company surviving as an indirect wholly-owned subsidiary of Parent (the "Merger"). Pursuant to the terms of the Merger Agreement, Merger Sub conducted a tender offer (the "Offer") for all issued and outstanding shares of Common Stock (other than certain shares that certain stockholders agreed to roll over in the transaction), at a price of $3.68 per share, in cash, without interest and less any applicable withholding taxes. The Offer expired on January 4, 2019 at 5 p.m. New York City time. On January 7, 2019, Merger Sub accepted for payment all shares validly tendered and not withdrawn in the Offer. F4: On January 11, 2019, immediately prior to the effective time of the Merger, the outstanding principal balance of the senior convertible note held by Parent (the "Parent Note"), together with all accrued and unpaid interest thereon, automatically converted in accordance with its terms into shares of Common Stock, at a conversion price equal to $2.27 per share. The terms of the Parent Note, which was purchased by Parent in an aggregate principal amount of $30,000,000 on October 31, 2018, provided that it would convert into shares of Common Stock or the Company's 6.0% Series A Preferred Stock, par value $0.01 per share, as applicable, pursuant to the terms of the Note Purchase and Exchange Agreement, dated as of October 31, 2018, by and among the Company, Parent and the other noteholders. F5: As of January 11, 2019, the Parent Note had $30,000,000 in outstanding principal balance and had accrued $55,000 in unpaid interest, for a total of $30,055,000. At a conversion price of $2.27 per share, the Parent Note was converted into 13,240,089 shares of Common Stock in accordance with the terms of the Parent Note (the "Note Conversion Shares"). F10: Because of the relationship among the Reporting Persons, WC SACD, Parent and Merger Sub, each of the Reporting Persons may be deemed to indirectly beneficially own shares of Common Stock beneficially owned by Parent and Merger Sub. Each of the Reporting Persons disclaims beneficial ownership of the securities reported on this Form 4, except to the extent of its or his pecuniary interest therein, and the reporting of such securities on this Form 4 shall not be construed as an admission that any of the Reporting Persons is the beneficial owner thereof for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. F1: This statement on Form 4 is being jointly filed by General Catalyst Group IX, L.P., a Delaware limited partnership ("GC IX"), GC Entrepreneurs Fund IX, L.P., a Delaware limited partnership (together with GC IX, the "GC Funds"), General Catalyst Partners IX, L.P., a Delaware limited partnership, General Catalyst GP IX, LLC, a Delaware limited liability company, General Catalyst Group Management, LLC, a Delaware limited liability company, Kenneth I. Chenault, Joel E. Cutler, David P. Fialkow and Hemant Taneja (collectively, the "Reporting Persons"), and relates to the common stock, par value $0.01 per share ("Common Stock"), of Intersections Inc., a Delaware corporation (the "Company"). The GC Funds are stockholders of a joint venture, WC SACD One, Inc., a Delaware corporation ("WC SACD"). WC SACD One Parent, Inc., a Delaware corporation ("Parent"), is a direct wholly-owned subsidiary of WC SACD. F2: (Continued from Footnote 1) Prior to the Merger (as defined below), WC SACD One Merger Sub, Inc., a Delaware corporation ("Merger Sub"), was a direct wholly-owned subsidiary of Parent. |
Filing footnotes · ownership attribution and instrument terms
F1: This statement on Form 4 is being jointly filed by General Catalyst Group IX, L.P., a Delaware limited partnership ("GC IX"), GC Entrepreneurs Fund IX, L.P., a Delaware limited partnership (together with GC IX, the "GC Funds"), General Catalyst Partners IX, L.P., a Delaware limited partnership, General Catalyst GP IX, LLC, a Delaware limited liability company, General Catalyst Group Management, LLC, a Delaware limited liability company, Kenneth I. Chenault, Joel E. Cutler, David P. Fialkow and Hemant Taneja (collectively, the "Reporting Persons"), and relates to the common stock, par value $0.01 per share ("Common Stock"), of Intersections Inc., a Delaware corporation (the "Company"). The GC Funds are stockholders of a joint venture, WC SACD One, Inc., a Delaware corporation ("WC SACD"). WC SACD One Parent, Inc., a Delaware corporation ("Parent"), is a direct wholly-owned subsidiary of WC SACD.
F2: (Continued from Footnote 1) Prior to the Merger (as defined below), WC SACD One Merger Sub, Inc., a Delaware corporation ("Merger Sub"), was a direct wholly-owned subsidiary of Parent.
F3: On January 11, 2019, Parent completed its acquisition of the Company pursuant to the terms of that certain Agreement and Plan of Merger, dated as of October 31, 2018, as amended (the "Merger Agreement"), by and among Parent, Merger Sub and the Company, wherein Merger Sub merged with and into the Company, with the Company surviving as an indirect wholly-owned subsidiary of Parent (the "Merger"). Pursuant to the terms of the Merger Agreement, Merger Sub conducted a tender offer (the "Offer") for all issued and outstanding shares of Common Stock (other than certain shares that certain stockholders agreed to roll over in the transaction), at a price of $3.68 per share, in cash, without interest and less any applicable withholding taxes. The Offer expired on January 4, 2019 at 5 p.m. New York City time. On January 7, 2019, Merger Sub accepted for payment all shares validly tendered and not withdrawn in the Offer.
F4: On January 11, 2019, immediately prior to the effective time of the Merger, the outstanding principal balance of the senior convertible note held by Parent (the "Parent Note"), together with all accrued and unpaid interest thereon, automatically converted in accordance with its terms into shares of Common Stock, at a conversion price equal to $2.27 per share. The terms of the Parent Note, which was purchased by Parent in an aggregate principal amount of $30,000,000 on October 31, 2018, provided that it would convert into shares of Common Stock or the Company's 6.0% Series A Preferred Stock, par value $0.01 per share, as applicable, pursuant to the terms of the Note Purchase and Exchange Agreement, dated as of October 31, 2018, by and among the Company, Parent and the other noteholders.
F5: As of January 11, 2019, the Parent Note had $30,000,000 in outstanding principal balance and had accrued $55,000 in unpaid interest, for a total of $30,055,000. At a conversion price of $2.27 per share, the Parent Note was converted into 13,240,089 shares of Common Stock in accordance with the terms of the Parent Note (the "Note Conversion Shares").
F6: Represents shares of Common Stock that were contributed and assigned, immediately prior to the effective time of the Merger, to WC SACD (the "Rollover Shares"), in exchange for equity interests in WC SACD, pursuant to the terms and conditions of those certain Contribution and Assignment Agreements, dated as of October 31, 2018, by and between WC SACD, on the one hand, and each of Loeb Holding Corporation, Michael Stanfield, Stanfield Family Investments LLC and David McGough, on the other hand.
F7: Immediately following the contribution and assignment of the Rollover Shares to WC SACD and prior to the effective time of the Merger, WC SACD contributed and assigned the Rollover Shares to Parent. As such, Parent became the direct beneficial owner of the Rollover Shares.
F8: Represents (i) 13,435,388 shares of Common Stock owned directly by Merger Sub (which such shares were purchased by Merger Sub on January 7, 2019 in connection with the closing of the Offer) and (ii) 8,012 shares of Common Stock that were validly delivered pursuant to notice of guaranteed delivery procedures and purchased by Merger Sub upon closing of the Offer on January 11, 2019 (the "Tender Offer Shares").
F9: In accordance with the terms of the Merger Agreement, at the effective time of the Merger, all issued and outstanding shares of Common Stock held by Parent and Merger Sub were automatically cancelled in the Merger for no consideration.
F10: Because of the relationship among the Reporting Persons, WC SACD, Parent and Merger Sub, each of the Reporting Persons may be deemed to indirectly beneficially own shares of Common Stock beneficially owned by Parent and Merger Sub. Each of the Reporting Persons disclaims beneficial ownership of the securities reported on this Form 4, except to the extent of its or his pecuniary interest therein, and the reporting of such securities on this Form 4 shall not be construed as an admission that any of the Reporting Persons is the beneficial owner thereof for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.
Lemonade, Inc.
Report date July 07, 2020 · Filed July 08, 2020
Jointly reported with General Catalyst Group Management Holdings GP, LLC, General Catalyst Group Management Holdings, L.P., General Catalyst GP VIII, LLC, General Catalyst Partners VIII, L.P., General Catalyst Group VIII, L.P., General Catalyst Group VIII Supplemental, L.P., CHENAULT KENNETH I, Taneja Hemant, Fialkow David P
Section 16 reporting ended · disclosed 2020-07-08. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectDirectly held by General Catalyst Group VIII, L.P. | 1,492,691 |
Reported balance
After 2020-07-07 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2020-07-07 · Conversion · Acquired 1,492,691 · Balance 1,492,691 F1: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis. F2: General Catalyst GP VIII, LLC ("GC VIII LLC") is the general partner of General Catalyst Partners VIII, L.P. ("GC VIII LP"), which is the general partner of General Catalyst Group VIII, L.P. ("CG Group VIII") and General Catalyst Group VIII Supplemental, L.P. ("CG Group VIII Supplemental"). General Catalyst Group Management, LLC ("GCGM") is the manager of GC VIII LLC. General Catalyst Group Management Holdings, L.P. ("GCGMH") is the manager of GCGM. F3: General Catalyst Group Management Holdings GP, LLC ("GCGMH LLC") is the general partner of GCGMH. Each of Kenneth Chenault, Joel Cutler, David Fialkow, and Hemant Taneja is a managing director of GCGMH LLC and shares voting and investment power over the shares held by GC Group VIII and GC Group VIII Supplemental. However, each Reporting Person disclaims beneficial ownership over such shares except to the extent of his or its pecuniary interest therein, if any. A Form 4 is being filed separately by Mr. Cutler in his capacity as a director of the Issuer. |
| Common StockSEC Table I · non-derivative | IndirectDirectly held by General Catalyst Group VIII Supplemental, L.P. | 1,729,622 |
Reported balance
After 2020-07-07 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2020-07-07 · Conversion · Acquired 1,729,622 · Balance 1,729,622 F1: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis. F2: General Catalyst GP VIII, LLC ("GC VIII LLC") is the general partner of General Catalyst Partners VIII, L.P. ("GC VIII LP"), which is the general partner of General Catalyst Group VIII, L.P. ("CG Group VIII") and General Catalyst Group VIII Supplemental, L.P. ("CG Group VIII Supplemental"). General Catalyst Group Management, LLC ("GCGM") is the manager of GC VIII LLC. General Catalyst Group Management Holdings, L.P. ("GCGMH") is the manager of GCGM. F3: General Catalyst Group Management Holdings GP, LLC ("GCGMH LLC") is the general partner of GCGMH. Each of Kenneth Chenault, Joel Cutler, David Fialkow, and Hemant Taneja is a managing director of GCGMH LLC and shares voting and investment power over the shares held by GC Group VIII and GC Group VIII Supplemental. However, each Reporting Person disclaims beneficial ownership over such shares except to the extent of his or its pecuniary interest therein, if any. A Form 4 is being filed separately by Mr. Cutler in his capacity as a director of the Issuer. |
| Series B Preferred StockSEC Table II · derivative / convertible security | IndirectDirectly held by General Catalyst Group VIII, L.P. | 0 |
Reported balance
After 2020-07-07 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2020-07-07 · Conversion · Disposed 1,157,621 · Balance 0 F1: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis. F2: General Catalyst GP VIII, LLC ("GC VIII LLC") is the general partner of General Catalyst Partners VIII, L.P. ("GC VIII LP"), which is the general partner of General Catalyst Group VIII, L.P. ("CG Group VIII") and General Catalyst Group VIII Supplemental, L.P. ("CG Group VIII Supplemental"). General Catalyst Group Management, LLC ("GCGM") is the manager of GC VIII LLC. General Catalyst Group Management Holdings, L.P. ("GCGMH") is the manager of GCGM. F3: General Catalyst Group Management Holdings GP, LLC ("GCGMH LLC") is the general partner of GCGMH. Each of Kenneth Chenault, Joel Cutler, David Fialkow, and Hemant Taneja is a managing director of GCGMH LLC and shares voting and investment power over the shares held by GC Group VIII and GC Group VIII Supplemental. However, each Reporting Person disclaims beneficial ownership over such shares except to the extent of his or its pecuniary interest therein, if any. A Form 4 is being filed separately by Mr. Cutler in his capacity as a director of the Issuer. |
| Series B Preferred StockSEC Table II · derivative / convertible security | IndirectDirectly held by General Catalyst Group VIII Supplemental, L.P. | 0 |
Reported balance
After 2020-07-07 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2020-07-07 · Conversion · Disposed 1,157,621 · Balance 0 F1: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis. F2: General Catalyst GP VIII, LLC ("GC VIII LLC") is the general partner of General Catalyst Partners VIII, L.P. ("GC VIII LP"), which is the general partner of General Catalyst Group VIII, L.P. ("CG Group VIII") and General Catalyst Group VIII Supplemental, L.P. ("CG Group VIII Supplemental"). General Catalyst Group Management, LLC ("GCGM") is the manager of GC VIII LLC. General Catalyst Group Management Holdings, L.P. ("GCGMH") is the manager of GCGM. F3: General Catalyst Group Management Holdings GP, LLC ("GCGMH LLC") is the general partner of GCGMH. Each of Kenneth Chenault, Joel Cutler, David Fialkow, and Hemant Taneja is a managing director of GCGMH LLC and shares voting and investment power over the shares held by GC Group VIII and GC Group VIII Supplemental. However, each Reporting Person disclaims beneficial ownership over such shares except to the extent of his or its pecuniary interest therein, if any. A Form 4 is being filed separately by Mr. Cutler in his capacity as a director of the Issuer. |
| Series C Preferred StockSEC Table II · derivative / convertible security | IndirectDirectly held by General Catalyst Group VIII, L.P. | 0 |
Reported balance
After 2020-07-07 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2020-07-07 · Conversion · Disposed 335,070 · Balance 0 F1: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis. F2: General Catalyst GP VIII, LLC ("GC VIII LLC") is the general partner of General Catalyst Partners VIII, L.P. ("GC VIII LP"), which is the general partner of General Catalyst Group VIII, L.P. ("CG Group VIII") and General Catalyst Group VIII Supplemental, L.P. ("CG Group VIII Supplemental"). General Catalyst Group Management, LLC ("GCGM") is the manager of GC VIII LLC. General Catalyst Group Management Holdings, L.P. ("GCGMH") is the manager of GCGM. F3: General Catalyst Group Management Holdings GP, LLC ("GCGMH LLC") is the general partner of GCGMH. Each of Kenneth Chenault, Joel Cutler, David Fialkow, and Hemant Taneja is a managing director of GCGMH LLC and shares voting and investment power over the shares held by GC Group VIII and GC Group VIII Supplemental. However, each Reporting Person disclaims beneficial ownership over such shares except to the extent of his or its pecuniary interest therein, if any. A Form 4 is being filed separately by Mr. Cutler in his capacity as a director of the Issuer. |
| Series C Preferred StockSEC Table II · derivative / convertible security | IndirectDirectly held by General Catalyst Group VIII Supplemental, L.P. | 0 |
Reported balance
After 2020-07-07 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2020-07-07 · Conversion · Disposed 335,070 · Balance 0 F1: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis. F2: General Catalyst GP VIII, LLC ("GC VIII LLC") is the general partner of General Catalyst Partners VIII, L.P. ("GC VIII LP"), which is the general partner of General Catalyst Group VIII, L.P. ("CG Group VIII") and General Catalyst Group VIII Supplemental, L.P. ("CG Group VIII Supplemental"). General Catalyst Group Management, LLC ("GCGM") is the manager of GC VIII LLC. General Catalyst Group Management Holdings, L.P. ("GCGMH") is the manager of GCGM. F3: General Catalyst Group Management Holdings GP, LLC ("GCGMH LLC") is the general partner of GCGMH. Each of Kenneth Chenault, Joel Cutler, David Fialkow, and Hemant Taneja is a managing director of GCGMH LLC and shares voting and investment power over the shares held by GC Group VIII and GC Group VIII Supplemental. However, each Reporting Person disclaims beneficial ownership over such shares except to the extent of his or its pecuniary interest therein, if any. A Form 4 is being filed separately by Mr. Cutler in his capacity as a director of the Issuer. |
| Series D Preferred StockSEC Table II · derivative / convertible security | IndirectDirectly held by General Catalyst Group VIII Supplemental, L.P. | 0 |
Reported balance
After 2020-07-07 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2020-07-07 · Conversion · Disposed 236,931 · Balance 0 F1: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis. F2: General Catalyst GP VIII, LLC ("GC VIII LLC") is the general partner of General Catalyst Partners VIII, L.P. ("GC VIII LP"), which is the general partner of General Catalyst Group VIII, L.P. ("CG Group VIII") and General Catalyst Group VIII Supplemental, L.P. ("CG Group VIII Supplemental"). General Catalyst Group Management, LLC ("GCGM") is the manager of GC VIII LLC. General Catalyst Group Management Holdings, L.P. ("GCGMH") is the manager of GCGM. F3: General Catalyst Group Management Holdings GP, LLC ("GCGMH LLC") is the general partner of GCGMH. Each of Kenneth Chenault, Joel Cutler, David Fialkow, and Hemant Taneja is a managing director of GCGMH LLC and shares voting and investment power over the shares held by GC Group VIII and GC Group VIII Supplemental. However, each Reporting Person disclaims beneficial ownership over such shares except to the extent of his or its pecuniary interest therein, if any. A Form 4 is being filed separately by Mr. Cutler in his capacity as a director of the Issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis.
F2: General Catalyst GP VIII, LLC ("GC VIII LLC") is the general partner of General Catalyst Partners VIII, L.P. ("GC VIII LP"), which is the general partner of General Catalyst Group VIII, L.P. ("CG Group VIII") and General Catalyst Group VIII Supplemental, L.P. ("CG Group VIII Supplemental"). General Catalyst Group Management, LLC ("GCGM") is the manager of GC VIII LLC. General Catalyst Group Management Holdings, L.P. ("GCGMH") is the manager of GCGM.
F3: General Catalyst Group Management Holdings GP, LLC ("GCGMH LLC") is the general partner of GCGMH. Each of Kenneth Chenault, Joel Cutler, David Fialkow, and Hemant Taneja is a managing director of GCGMH LLC and shares voting and investment power over the shares held by GC Group VIII and GC Group VIII Supplemental. However, each Reporting Person disclaims beneficial ownership over such shares except to the extent of his or its pecuniary interest therein, if any. A Form 4 is being filed separately by Mr. Cutler in his capacity as a director of the Issuer.
Livongo Health, Inc.
Report date October 30, 2020 · Filed November 03, 2020
Jointly reported with General Catalyst Group Management Holdings GP, LLC, General Catalyst GP VIII, LLC, General Catalyst Partners VIII, L.P., General Catalyst Group VIII, L.P., General Catalyst Group VIII Supplemental, L.P., General Catalyst GP VI, LLC, General Catalyst Partners VI, L.P., General Catalyst Group VI, L.P., General Catalyst Group Management Holdings, L.P.
Section 16 reporting ended · disclosed 2020-11-03. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 982,160 |
Reported balance
After 2020-10-30 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2020-10-30 · Other · Acquired 7,922 · Balance 982,160 F1: On October 30, 2020, shares of Common Stock of the Issuer held by 7wire Ventures Fund, L.P. were distributed to its underlying members. As part of such distribution, 7wire Investment Holdings, Ltd., or 7wire, which is wholly owned by General Catalyst Group VIII, L.P., or GC Group VIII LP, received 7,922 shares of the Issuer's Common Stock. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 0 |
Reported balance
After 2020-10-30 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2020-10-30 · Other · Disposed 982,160 · Balance 0 F2: Pursuant to an Agreement and Plan of Merger dated as of August 5, 2020, between Livongo Health, Inc., or Livongo, Teladoc Health, Inc., or Teladoc, and Tempranillo Merger Sub, Inc., a wholly owned subsidiary of Teladoc, upon completion of the merger, each share of Livongo common stock was automatically converted into the right to receive 0.5920 of a share of Teladoc common stock and $4.24 in cash, without interest, together with cash in lieu of any fractional shares. F3: 17,933 shares were held by 7wire, and the balance were held by GC Group VIII LP. General Catalyst GP VIII, LLC, or GP VIII LLC, is the general partner of General Catalyst Partners VIII, L.P., or GP VIII LP, which is the general partner of GC Group VIII LP. General Catalyst Group Management, LLC, or GCGM, is the manager of GP VIII LLC. General Catalyst Group Management Holdings, L.P., or GCGMH, is the manager of GCGM. As the Managing Members of General Catalyst Group Management Holdings GP, LLC, or GCGMH LLC, the general partner of GCGMH, Kenneth Chenault, Joel Cutler, David Fialkow and Hemant Taneja, a director of the Issuer, shared voting and investment power with respect to shares held by 7wire and GC Group VIII LP. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 0 |
Reported balance
After 2020-10-30 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2020-10-30 · Other · Disposed 653,918 · Balance 0 F2: Pursuant to an Agreement and Plan of Merger dated as of August 5, 2020, between Livongo Health, Inc., or Livongo, Teladoc Health, Inc., or Teladoc, and Tempranillo Merger Sub, Inc., a wholly owned subsidiary of Teladoc, upon completion of the merger, each share of Livongo common stock was automatically converted into the right to receive 0.5920 of a share of Teladoc common stock and $4.24 in cash, without interest, together with cash in lieu of any fractional shares. F4: The shares were held by GC Venture LH Manager, LLC. GCGMH is the manager of GCGM, which is the manager of GC Venture LH Manager, LLC. GCGM may also be a member of GC Venture LH Manager, LLC with a pecuniary interest in the reported securities. As the Managing Members of GCGMH LLC, the general partner of GCGMH, Messrs. Chenault, Cutler, Fialkow and Taneja shared voting and investment power with respect to shares held by GC Venture LH Manager, LLC. GCGM Investment Holdings, L.P. is a non-managing member of GC Venture LH Manager, LLC with a pecuniary interest in the reported securities. GC Partners Holdings, L.P. is a limited partner of GCGM Investment Holdings, L.P. with a pecuniary interest in the reported securities. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 0 |
Reported balance
After 2020-10-30 transaction · row 4
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 4 · 2020-10-30 · Other · Disposed 2,892,681 · Balance 0 F2: Pursuant to an Agreement and Plan of Merger dated as of August 5, 2020, between Livongo Health, Inc., or Livongo, Teladoc Health, Inc., or Teladoc, and Tempranillo Merger Sub, Inc., a wholly owned subsidiary of Teladoc, upon completion of the merger, each share of Livongo common stock was automatically converted into the right to receive 0.5920 of a share of Teladoc common stock and $4.24 in cash, without interest, together with cash in lieu of any fractional shares. F5: The shares were held by General Catalyst Group VIII Supplemental, L.P., or GC Group VIII Supplemental. GP VIII LLC is the general partner of GP VIII LP, which is the general partner of GC Group VIII Supplemental. GCGMH is the manager of GCGM, which is the manager of GP VIII LLC. As the Managing Members of GCGMH LLC, the general partner of GCGMH, Messrs. Chenault, Cutler, Fialkow and Taneja shared voting and investment power with respect to shares held by GC Group VIII Supplemental. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 0 |
Reported balance
After 2020-10-30 transaction · row 5
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 5 · 2020-10-30 · Other · Disposed 13,943,216 · Balance 0 F2: Pursuant to an Agreement and Plan of Merger dated as of August 5, 2020, between Livongo Health, Inc., or Livongo, Teladoc Health, Inc., or Teladoc, and Tempranillo Merger Sub, Inc., a wholly owned subsidiary of Teladoc, upon completion of the merger, each share of Livongo common stock was automatically converted into the right to receive 0.5920 of a share of Teladoc common stock and $4.24 in cash, without interest, together with cash in lieu of any fractional shares. F6: The shares were held by General Catalyst Group VI, L.P., or GC Group VI LP. General Catalyst GP VI, LLC, or GP VI LLC, is the general partner of General Catalyst Partners VI, L.P., or GP VI LP, which is the general partner of GC Group VI LP. GCGMH is the manager GCGM, which is the manager of GP VI LLC. As the Managing Members of GCGMH LLC, the general partner of GCGMH, Messrs. Chenault, Cutler, Fialkow and Taneja shared voting and investment power with respect to shares held by GC Group VI LP. GCGM Investment Holdings, L.P. is a limited partner of GC Group VI LP with a pecuniary interest in the reported securities. GC Partners Holdings, L.P. is a limited partner of GCGM Investment Holdings, L.P. with a pecuniary interest in the reported securities. |
Filing footnotes · ownership attribution and instrument terms
F1: On October 30, 2020, shares of Common Stock of the Issuer held by 7wire Ventures Fund, L.P. were distributed to its underlying members. As part of such distribution, 7wire Investment Holdings, Ltd., or 7wire, which is wholly owned by General Catalyst Group VIII, L.P., or GC Group VIII LP, received 7,922 shares of the Issuer's Common Stock.
F2: Pursuant to an Agreement and Plan of Merger dated as of August 5, 2020, between Livongo Health, Inc., or Livongo, Teladoc Health, Inc., or Teladoc, and Tempranillo Merger Sub, Inc., a wholly owned subsidiary of Teladoc, upon completion of the merger, each share of Livongo common stock was automatically converted into the right to receive 0.5920 of a share of Teladoc common stock and $4.24 in cash, without interest, together with cash in lieu of any fractional shares.
F3: 17,933 shares were held by 7wire, and the balance were held by GC Group VIII LP. General Catalyst GP VIII, LLC, or GP VIII LLC, is the general partner of General Catalyst Partners VIII, L.P., or GP VIII LP, which is the general partner of GC Group VIII LP. General Catalyst Group Management, LLC, or GCGM, is the manager of GP VIII LLC. General Catalyst Group Management Holdings, L.P., or GCGMH, is the manager of GCGM. As the Managing Members of General Catalyst Group Management Holdings GP, LLC, or GCGMH LLC, the general partner of GCGMH, Kenneth Chenault, Joel Cutler, David Fialkow and Hemant Taneja, a director of the Issuer, shared voting and investment power with respect to shares held by 7wire and GC Group VIII LP.
F4: The shares were held by GC Venture LH Manager, LLC. GCGMH is the manager of GCGM, which is the manager of GC Venture LH Manager, LLC. GCGM may also be a member of GC Venture LH Manager, LLC with a pecuniary interest in the reported securities. As the Managing Members of GCGMH LLC, the general partner of GCGMH, Messrs. Chenault, Cutler, Fialkow and Taneja shared voting and investment power with respect to shares held by GC Venture LH Manager, LLC. GCGM Investment Holdings, L.P. is a non-managing member of GC Venture LH Manager, LLC with a pecuniary interest in the reported securities. GC Partners Holdings, L.P. is a limited partner of GCGM Investment Holdings, L.P. with a pecuniary interest in the reported securities.
F5: The shares were held by General Catalyst Group VIII Supplemental, L.P., or GC Group VIII Supplemental. GP VIII LLC is the general partner of GP VIII LP, which is the general partner of GC Group VIII Supplemental. GCGMH is the manager of GCGM, which is the manager of GP VIII LLC. As the Managing Members of GCGMH LLC, the general partner of GCGMH, Messrs. Chenault, Cutler, Fialkow and Taneja shared voting and investment power with respect to shares held by GC Group VIII Supplemental.
F6: The shares were held by General Catalyst Group VI, L.P., or GC Group VI LP. General Catalyst GP VI, LLC, or GP VI LLC, is the general partner of General Catalyst Partners VI, L.P., or GP VI LP, which is the general partner of GC Group VI LP. GCGMH is the manager GCGM, which is the manager of GP VI LLC. As the Managing Members of GCGMH LLC, the general partner of GCGMH, Messrs. Chenault, Cutler, Fialkow and Taneja shared voting and investment power with respect to shares held by GC Group VI LP. GCGM Investment Holdings, L.P. is a limited partner of GC Group VI LP with a pecuniary interest in the reported securities. GC Partners Holdings, L.P. is a limited partner of GCGM Investment Holdings, L.P. with a pecuniary interest in the reported securities.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 30, 2021 Filed Oct 2, 2021 00:58 UTC | Warby Parker Inc. WRBY · Entity 4234 | SaleClass A Common Stock | 5,400 | $54.07 | $292,002.84 |
DisclosureSEC source: 0001062993-21-009108 · form4.xml · nonDerivative · entry 13 General Catalyst Group V LP · CIK 0001414929 · 10% owner General Catalyst Group V Supplemental LP · CIK 0001414928 · 10% owner GC Entrepreneurs Fund V, LP · CIK 0001549857 · 10% owner GC Venture V, LLC · CIK 0001794030 · 10% owner GC Venture V-B, LLC · CIK 0001796995 · 10% owner General Catalyst Partners V, L.P. · CIK 0001551791 · 10% owner General Catalyst GP V, LLC · CIK 0001550975 · 10% owner GC Venture V Manager, LLC · CIK 0001794031 · 10% owner General Catalyst Group Management, LLC · CIK 0001637946 · 10% owner General Catalyst Group Management Holdings, L.P. · CIK 0001774564 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Directly held by GC Venture V, LLC Disclosed balance after: 279,556 F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.05 to $54.11, inclusive. F2 · ownership.nature: General Catalyst GP V, LLC ("GCGPV"), is the general partner of General Catalyst Partners V, L.P., which is the general partner of General Catalyst Group V, L.P. ("GCGV"), General Catalyst Group V Supplemental, L.P. ("GCGVS"), and GC Entrepreneurs Fund V, L.P. ("GCEV"). General Catalyst Group Management Holdings GP, LLC ("GCGMH LLC"), is the general partner of General Catalyst Group Management Holdings, L.P. ("GCGMH"), which is the manager of General Catalyst Group Management, LLC ("GCGM"), which is the manager of GC Venture V Manager, LLC ("GCVV Manager"), which is the manager of GC Venture V, LLC ("GCVV") and GC Venture V-B, LLC ("GCVVB"). F3 · ownership.nature: Joel Cutler and David Fialkow are managing directors of GCGPV, and, as a result, may be deemed to share voting and investment power with respect to the shares held by GCGV, GCGVS, and GCEV. Kenneth Chenault, Joel Cutler, David Fialkow and Hemant Taneja are managing members of GCGMH, LLC, and, as a result, may be deemed to share voting and investment power with respect to the shares held by GCVV and GCVVB. However, each Reporting Person disclaims beneficial ownership over such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| September 30, 2021 Filed Oct 2, 2021 00:58 UTC | Warby Parker Inc. WRBY · Entity 4234 | SaleClass A Common Stock | 162,756 | $53.47 | $8,702,905.11 |
DisclosureSEC source: 0001062993-21-009108 · form4.xml · nonDerivative · entry 12 General Catalyst Group V LP · CIK 0001414929 · 10% owner General Catalyst Group V Supplemental LP · CIK 0001414928 · 10% owner GC Entrepreneurs Fund V, LP · CIK 0001549857 · 10% owner GC Venture V, LLC · CIK 0001794030 · 10% owner GC Venture V-B, LLC · CIK 0001796995 · 10% owner General Catalyst Partners V, L.P. · CIK 0001551791 · 10% owner General Catalyst GP V, LLC · CIK 0001550975 · 10% owner GC Venture V Manager, LLC · CIK 0001794031 · 10% owner General Catalyst Group Management, LLC · CIK 0001637946 · 10% owner General Catalyst Group Management Holdings, L.P. · CIK 0001774564 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Directly held by GC Venture V, LLC Disclosed balance after: 284,956 F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.05 to $54.04, inclusive. F2 · ownership.nature: General Catalyst GP V, LLC ("GCGPV"), is the general partner of General Catalyst Partners V, L.P., which is the general partner of General Catalyst Group V, L.P. ("GCGV"), General Catalyst Group V Supplemental, L.P. ("GCGVS"), and GC Entrepreneurs Fund V, L.P. ("GCEV"). General Catalyst Group Management Holdings GP, LLC ("GCGMH LLC"), is the general partner of General Catalyst Group Management Holdings, L.P. ("GCGMH"), which is the manager of General Catalyst Group Management, LLC ("GCGM"), which is the manager of GC Venture V Manager, LLC ("GCVV Manager"), which is the manager of GC Venture V, LLC ("GCVV") and GC Venture V-B, LLC ("GCVVB"). F3 · ownership.nature: Joel Cutler and David Fialkow are managing directors of GCGPV, and, as a result, may be deemed to share voting and investment power with respect to the shares held by GCGV, GCGVS, and GCEV. Kenneth Chenault, Joel Cutler, David Fialkow and Hemant Taneja are managing members of GCGMH, LLC, and, as a result, may be deemed to share voting and investment power with respect to the shares held by GCVV and GCVVB. However, each Reporting Person disclaims beneficial ownership over such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| September 30, 2021 Filed Oct 2, 2021 00:58 UTC | Warby Parker Inc. WRBY · Entity 4234 | SaleClass A Common Stock | 276,844 | $52.45 | $14,520,883.07 |
DisclosureSEC source: 0001062993-21-009108 · form4.xml · nonDerivative · entry 11 General Catalyst Group V LP · CIK 0001414929 · 10% owner General Catalyst Group V Supplemental LP · CIK 0001414928 · 10% owner GC Entrepreneurs Fund V, LP · CIK 0001549857 · 10% owner GC Venture V, LLC · CIK 0001794030 · 10% owner GC Venture V-B, LLC · CIK 0001796995 · 10% owner General Catalyst Partners V, L.P. · CIK 0001551791 · 10% owner General Catalyst GP V, LLC · CIK 0001550975 · 10% owner GC Venture V Manager, LLC · CIK 0001794031 · 10% owner General Catalyst Group Management, LLC · CIK 0001637946 · 10% owner General Catalyst Group Management Holdings, L.P. · CIK 0001774564 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Directly held by GC Venture V, LLC Disclosed balance after: 447,712 F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.05 to $53.04, inclusive. F2 · ownership.nature: General Catalyst GP V, LLC ("GCGPV"), is the general partner of General Catalyst Partners V, L.P., which is the general partner of General Catalyst Group V, L.P. ("GCGV"), General Catalyst Group V Supplemental, L.P. ("GCGVS"), and GC Entrepreneurs Fund V, L.P. ("GCEV"). General Catalyst Group Management Holdings GP, LLC ("GCGMH LLC"), is the general partner of General Catalyst Group Management Holdings, L.P. ("GCGMH"), which is the manager of General Catalyst Group Management, LLC ("GCGM"), which is the manager of GC Venture V Manager, LLC ("GCVV Manager"), which is the manager of GC Venture V, LLC ("GCVV") and GC Venture V-B, LLC ("GCVVB"). F3 · ownership.nature: Joel Cutler and David Fialkow are managing directors of GCGPV, and, as a result, may be deemed to share voting and investment power with respect to the shares held by GCGV, GCGVS, and GCEV. Kenneth Chenault, Joel Cutler, David Fialkow and Hemant Taneja are managing members of GCGMH, LLC, and, as a result, may be deemed to share voting and investment power with respect to the shares held by GCVV and GCVVB. However, each Reporting Person disclaims beneficial ownership over such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| September 29, 2021 Filed Oct 2, 2021 00:58 UTC | Warby Parker Inc. WRBY · Entity 4234 | SaleClass A Common Stock | 451 | $54.37 | $24,521.82 |
DisclosureSEC source: 0001062993-21-009108 · form4.xml · nonDerivative · entry 10 General Catalyst Group V LP · CIK 0001414929 · 10% owner General Catalyst Group V Supplemental LP · CIK 0001414928 · 10% owner GC Entrepreneurs Fund V, LP · CIK 0001549857 · 10% owner GC Venture V, LLC · CIK 0001794030 · 10% owner GC Venture V-B, LLC · CIK 0001796995 · 10% owner General Catalyst Partners V, L.P. · CIK 0001551791 · 10% owner General Catalyst GP V, LLC · CIK 0001550975 · 10% owner GC Venture V Manager, LLC · CIK 0001794031 · 10% owner General Catalyst Group Management, LLC · CIK 0001637946 · 10% owner General Catalyst Group Management Holdings, L.P. · CIK 0001774564 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Directly held by GC Venture V-B, LLC Disclosed balance after: 461,772 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.30 to $54.50, inclusive. F2 · ownership.nature: General Catalyst GP V, LLC ("GCGPV"), is the general partner of General Catalyst Partners V, L.P., which is the general partner of General Catalyst Group V, L.P. ("GCGV"), General Catalyst Group V Supplemental, L.P. ("GCGVS"), and GC Entrepreneurs Fund V, L.P. ("GCEV"). General Catalyst Group Management Holdings GP, LLC ("GCGMH LLC"), is the general partner of General Catalyst Group Management Holdings, L.P. ("GCGMH"), which is the manager of General Catalyst Group Management, LLC ("GCGM"), which is the manager of GC Venture V Manager, LLC ("GCVV Manager"), which is the manager of GC Venture V, LLC ("GCVV") and GC Venture V-B, LLC ("GCVVB"). F3 · ownership.nature: Joel Cutler and David Fialkow are managing directors of GCGPV, and, as a result, may be deemed to share voting and investment power with respect to the shares held by GCGV, GCGVS, and GCEV. Kenneth Chenault, Joel Cutler, David Fialkow and Hemant Taneja are managing members of GCGMH, LLC, and, as a result, may be deemed to share voting and investment power with respect to the shares held by GCVV and GCVVB. However, each Reporting Person disclaims beneficial ownership over such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| September 29, 2021 Filed Oct 2, 2021 00:58 UTC | Warby Parker Inc. WRBY · Entity 4234 | SaleClass A Common Stock | 50,860 | $53.92 | $2,742,361.03 |
DisclosureSEC source: 0001062993-21-009108 · form4.xml · nonDerivative · entry 9 General Catalyst Group V LP · CIK 0001414929 · 10% owner General Catalyst Group V Supplemental LP · CIK 0001414928 · 10% owner GC Entrepreneurs Fund V, LP · CIK 0001549857 · 10% owner GC Venture V, LLC · CIK 0001794030 · 10% owner GC Venture V-B, LLC · CIK 0001796995 · 10% owner General Catalyst Partners V, L.P. · CIK 0001551791 · 10% owner General Catalyst GP V, LLC · CIK 0001550975 · 10% owner GC Venture V Manager, LLC · CIK 0001794031 · 10% owner General Catalyst Group Management, LLC · CIK 0001637946 · 10% owner General Catalyst Group Management Holdings, L.P. · CIK 0001774564 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Directly held by GC Venture V-B, LLC Disclosed balance after: 462,223 F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.30 to $54.29, inclusive. F2 · ownership.nature: General Catalyst GP V, LLC ("GCGPV"), is the general partner of General Catalyst Partners V, L.P., which is the general partner of General Catalyst Group V, L.P. ("GCGV"), General Catalyst Group V Supplemental, L.P. ("GCGVS"), and GC Entrepreneurs Fund V, L.P. ("GCEV"). General Catalyst Group Management Holdings GP, LLC ("GCGMH LLC"), is the general partner of General Catalyst Group Management Holdings, L.P. ("GCGMH"), which is the manager of General Catalyst Group Management, LLC ("GCGM"), which is the manager of GC Venture V Manager, LLC ("GCVV Manager"), which is the manager of GC Venture V, LLC ("GCVV") and GC Venture V-B, LLC ("GCVVB"). F3 · ownership.nature: Joel Cutler and David Fialkow are managing directors of GCGPV, and, as a result, may be deemed to share voting and investment power with respect to the shares held by GCGV, GCGVS, and GCEV. Kenneth Chenault, Joel Cutler, David Fialkow and Hemant Taneja are managing members of GCGMH, LLC, and, as a result, may be deemed to share voting and investment power with respect to the shares held by GCVV and GCVVB. However, each Reporting Person disclaims beneficial ownership over such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| September 29, 2021 Filed Oct 2, 2021 00:58 UTC | Warby Parker Inc. WRBY · Entity 4234 | SaleClass A Common Stock | 1,835 | $54.37 | $99,772.80 |
DisclosureSEC source: 0001062993-21-009108 · form4.xml · nonDerivative · entry 8 General Catalyst Group V LP · CIK 0001414929 · 10% owner General Catalyst Group V Supplemental LP · CIK 0001414928 · 10% owner GC Entrepreneurs Fund V, LP · CIK 0001549857 · 10% owner GC Venture V, LLC · CIK 0001794030 · 10% owner GC Venture V-B, LLC · CIK 0001796995 · 10% owner General Catalyst Partners V, L.P. · CIK 0001551791 · 10% owner General Catalyst GP V, LLC · CIK 0001550975 · 10% owner GC Venture V Manager, LLC · CIK 0001794031 · 10% owner General Catalyst Group Management, LLC · CIK 0001637946 · 10% owner General Catalyst Group Management Holdings, L.P. · CIK 0001774564 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Directly held by GC Venture V, LLC Disclosed balance after: 724,556 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.30 to $54.50, inclusive. F2 · ownership.nature: General Catalyst GP V, LLC ("GCGPV"), is the general partner of General Catalyst Partners V, L.P., which is the general partner of General Catalyst Group V, L.P. ("GCGV"), General Catalyst Group V Supplemental, L.P. ("GCGVS"), and GC Entrepreneurs Fund V, L.P. ("GCEV"). General Catalyst Group Management Holdings GP, LLC ("GCGMH LLC"), is the general partner of General Catalyst Group Management Holdings, L.P. ("GCGMH"), which is the manager of General Catalyst Group Management, LLC ("GCGM"), which is the manager of GC Venture V Manager, LLC ("GCVV Manager"), which is the manager of GC Venture V, LLC ("GCVV") and GC Venture V-B, LLC ("GCVVB"). F3 · ownership.nature: Joel Cutler and David Fialkow are managing directors of GCGPV, and, as a result, may be deemed to share voting and investment power with respect to the shares held by GCGV, GCGVS, and GCEV. Kenneth Chenault, Joel Cutler, David Fialkow and Hemant Taneja are managing members of GCGMH, LLC, and, as a result, may be deemed to share voting and investment power with respect to the shares held by GCVV and GCVVB. However, each Reporting Person disclaims beneficial ownership over such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| September 29, 2021 Filed Oct 2, 2021 00:58 UTC | Warby Parker Inc. WRBY · Entity 4234 | SaleClass A Common Stock | 206,780 | $53.92 | $11,149,536.24 |
DisclosureSEC source: 0001062993-21-009108 · form4.xml · nonDerivative · entry 7 General Catalyst Group V LP · CIK 0001414929 · 10% owner General Catalyst Group V Supplemental LP · CIK 0001414928 · 10% owner GC Entrepreneurs Fund V, LP · CIK 0001549857 · 10% owner GC Venture V, LLC · CIK 0001794030 · 10% owner GC Venture V-B, LLC · CIK 0001796995 · 10% owner General Catalyst Partners V, L.P. · CIK 0001551791 · 10% owner General Catalyst GP V, LLC · CIK 0001550975 · 10% owner GC Venture V Manager, LLC · CIK 0001794031 · 10% owner General Catalyst Group Management, LLC · CIK 0001637946 · 10% owner General Catalyst Group Management Holdings, L.P. · CIK 0001774564 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Directly held by GC Venture V, LLC Disclosed balance after: 726,391 F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.30 to $54.29, inclusive. F2 · ownership.nature: General Catalyst GP V, LLC ("GCGPV"), is the general partner of General Catalyst Partners V, L.P., which is the general partner of General Catalyst Group V, L.P. ("GCGV"), General Catalyst Group V Supplemental, L.P. ("GCGVS"), and GC Entrepreneurs Fund V, L.P. ("GCEV"). General Catalyst Group Management Holdings GP, LLC ("GCGMH LLC"), is the general partner of General Catalyst Group Management Holdings, L.P. ("GCGMH"), which is the manager of General Catalyst Group Management, LLC ("GCGM"), which is the manager of GC Venture V Manager, LLC ("GCVV Manager"), which is the manager of GC Venture V, LLC ("GCVV") and GC Venture V-B, LLC ("GCVVB"). F3 · ownership.nature: Joel Cutler and David Fialkow are managing directors of GCGPV, and, as a result, may be deemed to share voting and investment power with respect to the shares held by GCGV, GCGVS, and GCEV. Kenneth Chenault, Joel Cutler, David Fialkow and Hemant Taneja are managing members of GCGMH, LLC, and, as a result, may be deemed to share voting and investment power with respect to the shares held by GCVV and GCVVB. However, each Reporting Person disclaims beneficial ownership over such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| September 29, 2021 Filed Oct 2, 2021 00:58 UTC | Warby Parker Inc. WRBY · Entity 4234 | SaleClass A Common Stock | 178 | $54.37 | $9,678.23 |
DisclosureSEC source: 0001062993-21-009108 · form4.xml · nonDerivative · entry 6 General Catalyst Group V LP · CIK 0001414929 · 10% owner General Catalyst Group V Supplemental LP · CIK 0001414928 · 10% owner GC Entrepreneurs Fund V, LP · CIK 0001549857 · 10% owner GC Venture V, LLC · CIK 0001794030 · 10% owner GC Venture V-B, LLC · CIK 0001796995 · 10% owner General Catalyst Partners V, L.P. · CIK 0001551791 · 10% owner General Catalyst GP V, LLC · CIK 0001550975 · 10% owner GC Venture V Manager, LLC · CIK 0001794031 · 10% owner General Catalyst Group Management, LLC · CIK 0001637946 · 10% owner General Catalyst Group Management Holdings, L.P. · CIK 0001774564 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Directly held by GC Entrepreneurs Fund V, L.P. Disclosed balance after: 181,901 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.30 to $54.50, inclusive. F2 · ownership.nature: General Catalyst GP V, LLC ("GCGPV"), is the general partner of General Catalyst Partners V, L.P., which is the general partner of General Catalyst Group V, L.P. ("GCGV"), General Catalyst Group V Supplemental, L.P. ("GCGVS"), and GC Entrepreneurs Fund V, L.P. ("GCEV"). General Catalyst Group Management Holdings GP, LLC ("GCGMH LLC"), is the general partner of General Catalyst Group Management Holdings, L.P. ("GCGMH"), which is the manager of General Catalyst Group Management, LLC ("GCGM"), which is the manager of GC Venture V Manager, LLC ("GCVV Manager"), which is the manager of GC Venture V, LLC ("GCVV") and GC Venture V-B, LLC ("GCVVB"). F3 · ownership.nature: Joel Cutler and David Fialkow are managing directors of GCGPV, and, as a result, may be deemed to share voting and investment power with respect to the shares held by GCGV, GCGVS, and GCEV. Kenneth Chenault, Joel Cutler, David Fialkow and Hemant Taneja are managing members of GCGMH, LLC, and, as a result, may be deemed to share voting and investment power with respect to the shares held by GCVV and GCVVB. However, each Reporting Person disclaims beneficial ownership over such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| September 29, 2021 Filed Oct 2, 2021 00:58 UTC | Warby Parker Inc. WRBY · Entity 4234 | SaleClass A Common Stock | 20,047 | $53.92 | $1,080,930.23 |
DisclosureSEC source: 0001062993-21-009108 · form4.xml · nonDerivative · entry 5 General Catalyst Group V LP · CIK 0001414929 · 10% owner General Catalyst Group V Supplemental LP · CIK 0001414928 · 10% owner GC Entrepreneurs Fund V, LP · CIK 0001549857 · 10% owner GC Venture V, LLC · CIK 0001794030 · 10% owner GC Venture V-B, LLC · CIK 0001796995 · 10% owner General Catalyst Partners V, L.P. · CIK 0001551791 · 10% owner General Catalyst GP V, LLC · CIK 0001550975 · 10% owner GC Venture V Manager, LLC · CIK 0001794031 · 10% owner General Catalyst Group Management, LLC · CIK 0001637946 · 10% owner General Catalyst Group Management Holdings, L.P. · CIK 0001774564 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Directly held by GC Entrepreneurs Fund V, L.P. Disclosed balance after: 182,079 F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.30 to $54.29, inclusive. F2 · ownership.nature: General Catalyst GP V, LLC ("GCGPV"), is the general partner of General Catalyst Partners V, L.P., which is the general partner of General Catalyst Group V, L.P. ("GCGV"), General Catalyst Group V Supplemental, L.P. ("GCGVS"), and GC Entrepreneurs Fund V, L.P. ("GCEV"). General Catalyst Group Management Holdings GP, LLC ("GCGMH LLC"), is the general partner of General Catalyst Group Management Holdings, L.P. ("GCGMH"), which is the manager of General Catalyst Group Management, LLC ("GCGM"), which is the manager of GC Venture V Manager, LLC ("GCVV Manager"), which is the manager of GC Venture V, LLC ("GCVV") and GC Venture V-B, LLC ("GCVVB"). F3 · ownership.nature: Joel Cutler and David Fialkow are managing directors of GCGPV, and, as a result, may be deemed to share voting and investment power with respect to the shares held by GCGV, GCGVS, and GCEV. Kenneth Chenault, Joel Cutler, David Fialkow and Hemant Taneja are managing members of GCGMH, LLC, and, as a result, may be deemed to share voting and investment power with respect to the shares held by GCVV and GCVVB. However, each Reporting Person disclaims beneficial ownership over such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| September 29, 2021 Filed Oct 2, 2021 00:58 UTC | Warby Parker Inc. WRBY · Entity 4234 | SaleClass A Common Stock | 7,113 | $54.37 | $386,748.75 |
DisclosureSEC source: 0001062993-21-009108 · form4.xml · nonDerivative · entry 4 General Catalyst Group V LP · CIK 0001414929 · 10% owner General Catalyst Group V Supplemental LP · CIK 0001414928 · 10% owner GC Entrepreneurs Fund V, LP · CIK 0001549857 · 10% owner GC Venture V, LLC · CIK 0001794030 · 10% owner GC Venture V-B, LLC · CIK 0001796995 · 10% owner General Catalyst Partners V, L.P. · CIK 0001551791 · 10% owner General Catalyst GP V, LLC · CIK 0001550975 · 10% owner GC Venture V Manager, LLC · CIK 0001794031 · 10% owner General Catalyst Group Management, LLC · CIK 0001637946 · 10% owner General Catalyst Group Management Holdings, L.P. · CIK 0001774564 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Directly held by General Catalyst Group V Supplemental, L.P. Disclosed balance after: 7,279,261 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.30 to $54.50, inclusive. F2 · ownership.nature: General Catalyst GP V, LLC ("GCGPV"), is the general partner of General Catalyst Partners V, L.P., which is the general partner of General Catalyst Group V, L.P. ("GCGV"), General Catalyst Group V Supplemental, L.P. ("GCGVS"), and GC Entrepreneurs Fund V, L.P. ("GCEV"). General Catalyst Group Management Holdings GP, LLC ("GCGMH LLC"), is the general partner of General Catalyst Group Management Holdings, L.P. ("GCGMH"), which is the manager of General Catalyst Group Management, LLC ("GCGM"), which is the manager of GC Venture V Manager, LLC ("GCVV Manager"), which is the manager of GC Venture V, LLC ("GCVV") and GC Venture V-B, LLC ("GCVVB"). F3 · ownership.nature: Joel Cutler and David Fialkow are managing directors of GCGPV, and, as a result, may be deemed to share voting and investment power with respect to the shares held by GCGV, GCGVS, and GCEV. Kenneth Chenault, Joel Cutler, David Fialkow and Hemant Taneja are managing members of GCGMH, LLC, and, as a result, may be deemed to share voting and investment power with respect to the shares held by GCVV and GCVVB. However, each Reporting Person disclaims beneficial ownership over such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| September 29, 2021 Filed Oct 2, 2021 00:58 UTC | Warby Parker Inc. WRBY · Entity 4234 | SaleClass A Common Stock | 801,628 | $53.92 | $43,223,621.43 |
DisclosureSEC source: 0001062993-21-009108 · form4.xml · nonDerivative · entry 3 General Catalyst Group V LP · CIK 0001414929 · 10% owner General Catalyst Group V Supplemental LP · CIK 0001414928 · 10% owner GC Entrepreneurs Fund V, LP · CIK 0001549857 · 10% owner GC Venture V, LLC · CIK 0001794030 · 10% owner GC Venture V-B, LLC · CIK 0001796995 · 10% owner General Catalyst Partners V, L.P. · CIK 0001551791 · 10% owner General Catalyst GP V, LLC · CIK 0001550975 · 10% owner GC Venture V Manager, LLC · CIK 0001794031 · 10% owner General Catalyst Group Management, LLC · CIK 0001637946 · 10% owner General Catalyst Group Management Holdings, L.P. · CIK 0001774564 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Directly held by General Catalyst Group V Supplemental, L.P. Disclosed balance after: 7,286,374 F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.30 to $54.29, inclusive. F2 · ownership.nature: General Catalyst GP V, LLC ("GCGPV"), is the general partner of General Catalyst Partners V, L.P., which is the general partner of General Catalyst Group V, L.P. ("GCGV"), General Catalyst Group V Supplemental, L.P. ("GCGVS"), and GC Entrepreneurs Fund V, L.P. ("GCEV"). General Catalyst Group Management Holdings GP, LLC ("GCGMH LLC"), is the general partner of General Catalyst Group Management Holdings, L.P. ("GCGMH"), which is the manager of General Catalyst Group Management, LLC ("GCGM"), which is the manager of GC Venture V Manager, LLC ("GCVV Manager"), which is the manager of GC Venture V, LLC ("GCVV") and GC Venture V-B, LLC ("GCVVB"). F3 · ownership.nature: Joel Cutler and David Fialkow are managing directors of GCGPV, and, as a result, may be deemed to share voting and investment power with respect to the shares held by GCGV, GCGVS, and GCEV. Kenneth Chenault, Joel Cutler, David Fialkow and Hemant Taneja are managing members of GCGMH, LLC, and, as a result, may be deemed to share voting and investment power with respect to the shares held by GCVV and GCVVB. However, each Reporting Person disclaims beneficial ownership over such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| September 29, 2021 Filed Oct 2, 2021 00:58 UTC | Warby Parker Inc. WRBY · Entity 4234 | SaleClass A Common Stock | 1,403 | $54.37 | $76,284.06 |
DisclosureSEC source: 0001062993-21-009108 · form4.xml · nonDerivative · entry 2 General Catalyst Group V LP · CIK 0001414929 · 10% owner General Catalyst Group V Supplemental LP · CIK 0001414928 · 10% owner GC Entrepreneurs Fund V, LP · CIK 0001549857 · 10% owner GC Venture V, LLC · CIK 0001794030 · 10% owner GC Venture V-B, LLC · CIK 0001796995 · 10% owner General Catalyst Partners V, L.P. · CIK 0001551791 · 10% owner General Catalyst GP V, LLC · CIK 0001550975 · 10% owner GC Venture V Manager, LLC · CIK 0001794031 · 10% owner General Catalyst Group Management, LLC · CIK 0001637946 · 10% owner General Catalyst Group Management Holdings, L.P. · CIK 0001774564 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Directly held by General Catalyst Group V, L.P. Disclosed balance after: 1,435,660 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.30 to $54.50, inclusive. F2 · ownership.nature: General Catalyst GP V, LLC ("GCGPV"), is the general partner of General Catalyst Partners V, L.P., which is the general partner of General Catalyst Group V, L.P. ("GCGV"), General Catalyst Group V Supplemental, L.P. ("GCGVS"), and GC Entrepreneurs Fund V, L.P. ("GCEV"). General Catalyst Group Management Holdings GP, LLC ("GCGMH LLC"), is the general partner of General Catalyst Group Management Holdings, L.P. ("GCGMH"), which is the manager of General Catalyst Group Management, LLC ("GCGM"), which is the manager of GC Venture V Manager, LLC ("GCVV Manager"), which is the manager of GC Venture V, LLC ("GCVV") and GC Venture V-B, LLC ("GCVVB"). F3 · ownership.nature: Joel Cutler and David Fialkow are managing directors of GCGPV, and, as a result, may be deemed to share voting and investment power with respect to the shares held by GCGV, GCGVS, and GCEV. Kenneth Chenault, Joel Cutler, David Fialkow and Hemant Taneja are managing members of GCGMH, LLC, and, as a result, may be deemed to share voting and investment power with respect to the shares held by GCVV and GCVVB. However, each Reporting Person disclaims beneficial ownership over such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| September 29, 2021 Filed Oct 2, 2021 00:58 UTC | Warby Parker Inc. WRBY · Entity 4234 | SaleClass A Common Stock | 158,147 | $53.92 | $8,527,254.61 |
DisclosureSEC source: 0001062993-21-009108 · form4.xml · nonDerivative · entry 1 General Catalyst Group V LP · CIK 0001414929 · 10% owner General Catalyst Group V Supplemental LP · CIK 0001414928 · 10% owner GC Entrepreneurs Fund V, LP · CIK 0001549857 · 10% owner GC Venture V, LLC · CIK 0001794030 · 10% owner GC Venture V-B, LLC · CIK 0001796995 · 10% owner General Catalyst Partners V, L.P. · CIK 0001551791 · 10% owner General Catalyst GP V, LLC · CIK 0001550975 · 10% owner GC Venture V Manager, LLC · CIK 0001794031 · 10% owner General Catalyst Group Management, LLC · CIK 0001637946 · 10% owner General Catalyst Group Management Holdings, L.P. · CIK 0001774564 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Directly held by General Catalyst Group V, L.P. Disclosed balance after: 1,437,063 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $53.30 to $54.29, inclusive. The Reporting Persons undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote and in footnotes (3) through (7) of this Form 4. F2 · ownership.nature: General Catalyst GP V, LLC ("GCGPV"), is the general partner of General Catalyst Partners V, L.P., which is the general partner of General Catalyst Group V, L.P. ("GCGV"), General Catalyst Group V Supplemental, L.P. ("GCGVS"), and GC Entrepreneurs Fund V, L.P. ("GCEV"). General Catalyst Group Management Holdings GP, LLC ("GCGMH LLC"), is the general partner of General Catalyst Group Management Holdings, L.P. ("GCGMH"), which is the manager of General Catalyst Group Management, LLC ("GCGM"), which is the manager of GC Venture V Manager, LLC ("GCVV Manager"), which is the manager of GC Venture V, LLC ("GCVV") and GC Venture V-B, LLC ("GCVVB"). F3 · ownership.nature: Joel Cutler and David Fialkow are managing directors of GCGPV, and, as a result, may be deemed to share voting and investment power with respect to the shares held by GCGV, GCGVS, and GCEV. Kenneth Chenault, Joel Cutler, David Fialkow and Hemant Taneja are managing members of GCGMH, LLC, and, as a result, may be deemed to share voting and investment power with respect to the shares held by GCVV and GCVVB. However, each Reporting Person disclaims beneficial ownership over such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| May 27, 2021 Filed May 28, 2021 20:31 UTC | Catalyst Partners Acquisition Corp. CPAR · Entity 117079 | OtherClass B Ordinary Shares · Derivative | 7,000,715 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-074209 · tm2117876-1_4seq1.xml · derivative · entry 1 General Catalyst Group Management, LLC · CIK 0001637946 · 10% owner General Catalyst Group Management Holdings, L.P. · CIK 0001774564 · 10% owner General Catalyst Group Management Holdings GP, LLC · CIK 0001774565 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Class A Ordinary Shares · 7,000,715 shares Expires not disclosed F1 · security: As described in the issuer's registration statement on Form S-1 (333-254131), as amended, under the heading "Description of Securities - Founder Shares", the Class B ordinary shares, par value $0.0001, will convert into Class A ordinary shares, par value $0.0001, pursuant to the performance of publicly traded Class A ordinary shares of the issuer and the achievement of a specified strategic transaction after the consummation of the issuer's initial business combination. F1 · derivative.exercise_price: As described in the issuer's registration statement on Form S-1 (333-254131), as amended, under the heading "Description of Securities - Founder Shares", the Class B ordinary shares, par value $0.0001, will convert into Class A ordinary shares, par value $0.0001, pursuant to the performance of publicly traded Class A ordinary shares of the issuer and the achievement of a specified strategic transaction after the consummation of the issuer's initial business combination. F3 · price: The Class B ordinary shares are held by CAT Sponsor LLC (the "Sponsor"). General Catalyst Group Management, LLC ("GCGM") previously had sole voting and/or dispositive control over the securities held by the Sponsor. General Catalyst Group Management Holdings GP, LLC ("GCGMH LLC") is the general partner of General Catalyst Group Management Holdings, L.P. ("GCGMH"), which is the manager of GCGM. On May 27, 2021, effective as of February 9, 2021, GCGM transferred 100% of its interest in Sponsor to General Catalyst Group Alignment Fund I, L.P. ("Alignment Fund") for an aggregate purchase price of $22,5000. As a result of such transfer, GCGM no longer has voting and/or dispositive control over the securities held by the Sponsor, and none of GCGM, GCGMH LLC or GCGMH has a pecuniary interest in the securities held by the Sponsor. F1 · derivative.exercise_date: As described in the issuer's registration statement on Form S-1 (333-254131), as amended, under the heading "Description of Securities - Founder Shares", the Class B ordinary shares, par value $0.0001, will convert into Class A ordinary shares, par value $0.0001, pursuant to the performance of publicly traded Class A ordinary shares of the issuer and the achievement of a specified strategic transaction after the consummation of the issuer's initial business combination. F1 · derivative.expiration_date: As described in the issuer's registration statement on Form S-1 (333-254131), as amended, under the heading "Description of Securities - Founder Shares", the Class B ordinary shares, par value $0.0001, will convert into Class A ordinary shares, par value $0.0001, pursuant to the performance of publicly traded Class A ordinary shares of the issuer and the achievement of a specified strategic transaction after the consummation of the issuer's initial business combination. F2 · derivative.underlying_shares: The Class B ordinary shares include up to 1,125,000 shares that are subject to forfeiture to the extent the underwriters of the initial public offering of the issuer's securities do not exercise in full their over-allotment option as described in the issuer's registration statement. F3 · ownership.nature: The Class B ordinary shares are held by CAT Sponsor LLC (the "Sponsor"). General Catalyst Group Management, LLC ("GCGM") previously had sole voting and/or dispositive control over the securities held by the Sponsor. General Catalyst Group Management Holdings GP, LLC ("GCGMH LLC") is the general partner of General Catalyst Group Management Holdings, L.P. ("GCGMH"), which is the manager of GCGM. On May 27, 2021, effective as of February 9, 2021, GCGM transferred 100% of its interest in Sponsor to General Catalyst Group Alignment Fund I, L.P. ("Alignment Fund") for an aggregate purchase price of $22,5000. As a result of such transfer, GCGM no longer has voting and/or dispositive control over the securities held by the Sponsor, and none of GCGM, GCGMH LLC or GCGMH has a pecuniary interest in the securities held by the Sponsor. Read SEC document |
| October 30, 2020 Filed Nov 3, 2020 21:59 UTC | Livongo Health, Inc. LVGO · Entity 145566 | OtherCommon Stock | 13,943,216 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001012975-20-000799 · edgar.xml · nonDerivative · entry 5 General Catalyst Group Management Holdings GP, LLC · CIK 0001774565 · 10% owner General Catalyst GP VIII, LLC · CIK 0001758432 · 10% owner General Catalyst Partners VIII, L.P. · CIK 0001758429 · 10% owner General Catalyst Group VIII, L.P. · CIK 0001663852 · 10% owner General Catalyst Group VIII Supplemental, L.P. · CIK 0001663855 · 10% owner General Catalyst GP VI, LLC · CIK 0001758460 · 10% owner General Catalyst Partners VI, L.P. · CIK 0001758431 · 10% owner General Catalyst Group VI, L.P. · CIK 0001536885 · 10% owner General Catalyst Group Management, LLC · CIK 0001637946 · 10% owner General Catalyst Group Management Holdings, L.P. · CIK 0001774564 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F2 · price: Pursuant to an Agreement and Plan of Merger dated as of August 5, 2020, between Livongo Health, Inc., or Livongo, Teladoc Health, Inc., or Teladoc, and Tempranillo Merger Sub, Inc., a wholly owned subsidiary of Teladoc, upon completion of the merger, each share of Livongo common stock was automatically converted into the right to receive 0.5920 of a share of Teladoc common stock and $4.24 in cash, without interest, together with cash in lieu of any fractional shares. F6 · ownership.nature: The shares were held by General Catalyst Group VI, L.P., or GC Group VI LP. General Catalyst GP VI, LLC, or GP VI LLC, is the general partner of General Catalyst Partners VI, L.P., or GP VI LP, which is the general partner of GC Group VI LP. GCGMH is the manager GCGM, which is the manager of GP VI LLC. As the Managing Members of GCGMH LLC, the general partner of GCGMH, Messrs. Chenault, Cutler, Fialkow and Taneja shared voting and investment power with respect to shares held by GC Group VI LP. GCGM Investment Holdings, L.P. is a limited partner of GC Group VI LP with a pecuniary interest in the reported securities. GC Partners Holdings, L.P. is a limited partner of GCGM Investment Holdings, L.P. with a pecuniary interest in the reported securities. Read SEC document |
| October 30, 2020 Filed Nov 3, 2020 21:59 UTC | Livongo Health, Inc. LVGO · Entity 145566 | OtherCommon Stock | 2,892,681 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001012975-20-000799 · edgar.xml · nonDerivative · entry 4 General Catalyst Group Management Holdings GP, LLC · CIK 0001774565 · 10% owner General Catalyst GP VIII, LLC · CIK 0001758432 · 10% owner General Catalyst Partners VIII, L.P. · CIK 0001758429 · 10% owner General Catalyst Group VIII, L.P. · CIK 0001663852 · 10% owner General Catalyst Group VIII Supplemental, L.P. · CIK 0001663855 · 10% owner General Catalyst GP VI, LLC · CIK 0001758460 · 10% owner General Catalyst Partners VI, L.P. · CIK 0001758431 · 10% owner General Catalyst Group VI, L.P. · CIK 0001536885 · 10% owner General Catalyst Group Management, LLC · CIK 0001637946 · 10% owner General Catalyst Group Management Holdings, L.P. · CIK 0001774564 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F2 · price: Pursuant to an Agreement and Plan of Merger dated as of August 5, 2020, between Livongo Health, Inc., or Livongo, Teladoc Health, Inc., or Teladoc, and Tempranillo Merger Sub, Inc., a wholly owned subsidiary of Teladoc, upon completion of the merger, each share of Livongo common stock was automatically converted into the right to receive 0.5920 of a share of Teladoc common stock and $4.24 in cash, without interest, together with cash in lieu of any fractional shares. F5 · ownership.nature: The shares were held by General Catalyst Group VIII Supplemental, L.P., or GC Group VIII Supplemental. GP VIII LLC is the general partner of GP VIII LP, which is the general partner of GC Group VIII Supplemental. GCGMH is the manager of GCGM, which is the manager of GP VIII LLC. As the Managing Members of GCGMH LLC, the general partner of GCGMH, Messrs. Chenault, Cutler, Fialkow and Taneja shared voting and investment power with respect to shares held by GC Group VIII Supplemental. Read SEC document |
| October 30, 2020 Filed Nov 3, 2020 21:59 UTC | Livongo Health, Inc. LVGO · Entity 145566 | OtherCommon Stock | 653,918 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001012975-20-000799 · edgar.xml · nonDerivative · entry 3 General Catalyst Group Management Holdings GP, LLC · CIK 0001774565 · 10% owner General Catalyst GP VIII, LLC · CIK 0001758432 · 10% owner General Catalyst Partners VIII, L.P. · CIK 0001758429 · 10% owner General Catalyst Group VIII, L.P. · CIK 0001663852 · 10% owner General Catalyst Group VIII Supplemental, L.P. · CIK 0001663855 · 10% owner General Catalyst GP VI, LLC · CIK 0001758460 · 10% owner General Catalyst Partners VI, L.P. · CIK 0001758431 · 10% owner General Catalyst Group VI, L.P. · CIK 0001536885 · 10% owner General Catalyst Group Management, LLC · CIK 0001637946 · 10% owner General Catalyst Group Management Holdings, L.P. · CIK 0001774564 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F2 · price: Pursuant to an Agreement and Plan of Merger dated as of August 5, 2020, between Livongo Health, Inc., or Livongo, Teladoc Health, Inc., or Teladoc, and Tempranillo Merger Sub, Inc., a wholly owned subsidiary of Teladoc, upon completion of the merger, each share of Livongo common stock was automatically converted into the right to receive 0.5920 of a share of Teladoc common stock and $4.24 in cash, without interest, together with cash in lieu of any fractional shares. F4 · ownership.nature: The shares were held by GC Venture LH Manager, LLC. GCGMH is the manager of GCGM, which is the manager of GC Venture LH Manager, LLC. GCGM may also be a member of GC Venture LH Manager, LLC with a pecuniary interest in the reported securities. As the Managing Members of GCGMH LLC, the general partner of GCGMH, Messrs. Chenault, Cutler, Fialkow and Taneja shared voting and investment power with respect to shares held by GC Venture LH Manager, LLC. GCGM Investment Holdings, L.P. is a non-managing member of GC Venture LH Manager, LLC with a pecuniary interest in the reported securities. GC Partners Holdings, L.P. is a limited partner of GCGM Investment Holdings, L.P. with a pecuniary interest in the reported securities. Read SEC document |
| October 30, 2020 Filed Nov 3, 2020 21:59 UTC | Livongo Health, Inc. LVGO · Entity 145566 | OtherCommon Stock | 982,160 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001012975-20-000799 · edgar.xml · nonDerivative · entry 2 General Catalyst Group Management Holdings GP, LLC · CIK 0001774565 · 10% owner General Catalyst GP VIII, LLC · CIK 0001758432 · 10% owner General Catalyst Partners VIII, L.P. · CIK 0001758429 · 10% owner General Catalyst Group VIII, L.P. · CIK 0001663852 · 10% owner General Catalyst Group VIII Supplemental, L.P. · CIK 0001663855 · 10% owner General Catalyst GP VI, LLC · CIK 0001758460 · 10% owner General Catalyst Partners VI, L.P. · CIK 0001758431 · 10% owner General Catalyst Group VI, L.P. · CIK 0001536885 · 10% owner General Catalyst Group Management, LLC · CIK 0001637946 · 10% owner General Catalyst Group Management Holdings, L.P. · CIK 0001774564 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F2 · price: Pursuant to an Agreement and Plan of Merger dated as of August 5, 2020, between Livongo Health, Inc., or Livongo, Teladoc Health, Inc., or Teladoc, and Tempranillo Merger Sub, Inc., a wholly owned subsidiary of Teladoc, upon completion of the merger, each share of Livongo common stock was automatically converted into the right to receive 0.5920 of a share of Teladoc common stock and $4.24 in cash, without interest, together with cash in lieu of any fractional shares. F3 · ownership.nature: 17,933 shares were held by 7wire, and the balance were held by GC Group VIII LP. General Catalyst GP VIII, LLC, or GP VIII LLC, is the general partner of General Catalyst Partners VIII, L.P., or GP VIII LP, which is the general partner of GC Group VIII LP. General Catalyst Group Management, LLC, or GCGM, is the manager of GP VIII LLC. General Catalyst Group Management Holdings, L.P., or GCGMH, is the manager of GCGM. As the Managing Members of General Catalyst Group Management Holdings GP, LLC, or GCGMH LLC, the general partner of GCGMH, Kenneth Chenault, Joel Cutler, David Fialkow and Hemant Taneja, a director of the Issuer, shared voting and investment power with respect to shares held by 7wire and GC Group VIII LP. Read SEC document |
| October 30, 2020 Filed Nov 3, 2020 21:59 UTC | Livongo Health, Inc. LVGO · Entity 145566 | OtherCommon Stock | 7,922 | $0.00 | $0.00 |
DisclosureSEC source: 0001012975-20-000799 · edgar.xml · nonDerivative · entry 1 General Catalyst Group Management Holdings GP, LLC · CIK 0001774565 · 10% owner General Catalyst GP VIII, LLC · CIK 0001758432 · 10% owner General Catalyst Partners VIII, L.P. · CIK 0001758429 · 10% owner General Catalyst Group VIII, L.P. · CIK 0001663852 · 10% owner General Catalyst Group VIII Supplemental, L.P. · CIK 0001663855 · 10% owner General Catalyst GP VI, LLC · CIK 0001758460 · 10% owner General Catalyst Partners VI, L.P. · CIK 0001758431 · 10% owner General Catalyst Group VI, L.P. · CIK 0001536885 · 10% owner General Catalyst Group Management, LLC · CIK 0001637946 · 10% owner General Catalyst Group Management Holdings, L.P. · CIK 0001774564 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 982,160 F1 · ownership.nature: On October 30, 2020, shares of Common Stock of the Issuer held by 7wire Ventures Fund, L.P. were distributed to its underlying members. As part of such distribution, 7wire Investment Holdings, Ltd., or 7wire, which is wholly owned by General Catalyst Group VIII, L.P., or GC Group VIII LP, received 7,922 shares of the Issuer's Common Stock. Read SEC document |
| September 10, 2020 Filed Sep 14, 2020 23:08 UTC | Livongo Health, Inc. LVGO · Entity 145566 | OtherCommon Stock | 3,174 | $0.00 | $0.00 |
DisclosureSEC source: 0001012975-20-000721 · edgar.xml · nonDerivative · entry 1 General Catalyst Group Management Holdings GP, LLC · CIK 0001774565 · 10% owner General Catalyst GP VIII, LLC · CIK 0001758432 · 10% owner General Catalyst Partners VIII, L.P. · CIK 0001758429 · 10% owner General Catalyst Group VIII, L.P. · CIK 0001663852 · 10% owner General Catalyst Group VIII Supplemental, L.P. · CIK 0001663855 · 10% owner General Catalyst GP VI, LLC · CIK 0001758460 · 10% owner General Catalyst Partners VI, L.P. · CIK 0001758431 · 10% owner General Catalyst Group VI, L.P. · CIK 0001536885 · 10% owner General Catalyst Group Management, LLC · CIK 0001637946 · 10% owner General Catalyst Group Management Holdings, L.P. · CIK 0001774564 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 974,238 F1 · kind: On September 10, 2020, shares of Common Stock of the Issuer held by 7wire Ventures Fund, L.P. were distributed to its underlying members. As part of such distribution, 7wire Investment Holdings, Ltd., or 7wire, which is wholly owned by General Catalyst Group VIII, L.P., or GC Group VIII LP, received 3,174 shares of the Issuer's Common Stock. F2 · ownership.nature: 10,011 shares are held by 7wire and the balance are held by GC Group VIII LP. General Catalyst GP VIII, LLC, or GP VIII LLC, is the general partner of General Catalyst Partners VIII, L.P., or GP VIII LP, which is the general partner of GC Group VIII LP. General Catalyst Group Management, LLC, or GCGM, is the manager of GP VIII LLC. General Catalyst Group Management Holdings, L.P., or GCGMH, is the manager of GCGM. As the Managing Members of General Catalyst Group Management Holdings GP, LLC, or GCGMH LLC, the general partner of GCGMH, Kenneth Chenault, Joel Cutler, David Fialkow and Hemant Taneja, a director of the Issuer, share voting and investment power with respect to shares held by 7wire and GC Group VIII LP. Each reporting person and entity disclaims beneficial ownership of the reported securities except to the extent of such person's or entity's pecuniary interest in such securities. Read SEC document |
| July 29, 2020 Filed Jul 31, 2020 23:34 UTC | Livongo Health, Inc. LVGO · Entity 145566 | OtherCommon Stock | 653,918 | $0.00 | $0.00 |
DisclosureSEC source: 0001012975-20-000669 · edgar.xml · nonDerivative · entry 2 General Catalyst Group Management Holdings GP, LLC · CIK 0001774565 · 10% owner General Catalyst GP VIII, LLC · CIK 0001758432 · 10% owner General Catalyst Partners VIII, L.P. · CIK 0001758429 · 10% owner General Catalyst Group VIII, L.P. · CIK 0001663852 · 10% owner General Catalyst Group VIII Supplemental, L.P. · CIK 0001663855 · 10% owner General Catalyst GP VI, LLC · CIK 0001758460 · 10% owner General Catalyst Partners VI, L.P. · CIK 0001758431 · 10% owner General Catalyst Group VI, L.P. · CIK 0001536885 · 10% owner General Catalyst Group Management, LLC · CIK 0001637946 · 10% owner General Catalyst Group Management Holdings, L.P. · CIK 0001774564 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 653,918 F4 · kind: As part of the distribution described in footnote 1, GC Venture LH Manager, LLC received 653,918 shares of the Issuer's Common Stock. F5 · ownership.nature: The shares are held by GC Venture LH Manager, LLC. GCGMH is the manager of GCGM, which is the manager of GC Venture LH Manager, LLC. GCGM may also be a member of GC Venture LH Manager, LLC with a pecuniary interest in the reported securities. As the Managing Members of GCGMH LLC, the general partner of GCGMH, Messrs. Chenault, Cutler, Fialkow and Taneja share voting and investment power with respect to shares held by GC Venture LH Manager, LLC. GCGM Investment Holdings, L.P. is a non-managing member of GC Venture LH Manager, LLC with a pecuniary interest in the reported securities. GC Partners Holdings, L.P. is a limited partner of GCGM Investment Holdings, L.P. with a pecuniary interest in the reported securities. Each reporting person and entity disclaims beneficial ownership of the reported securities except to the extent of such person's or entity's pecuniary interest in such securities. Read SEC document |
| July 29, 2020 Filed Jul 31, 2020 23:34 UTC | Livongo Health, Inc. LVGO · Entity 145566 | OtherCommon Stock | 2,678,571 | $0.00 | $0.00 |
DisclosureSEC source: 0001012975-20-000669 · edgar.xml · nonDerivative · entry 1 General Catalyst Group Management Holdings GP, LLC · CIK 0001774565 · 10% owner General Catalyst GP VIII, LLC · CIK 0001758432 · 10% owner General Catalyst Partners VIII, L.P. · CIK 0001758429 · 10% owner General Catalyst Group VIII, L.P. · CIK 0001663852 · 10% owner General Catalyst Group VIII Supplemental, L.P. · CIK 0001663855 · 10% owner General Catalyst GP VI, LLC · CIK 0001758460 · 10% owner General Catalyst Partners VI, L.P. · CIK 0001758431 · 10% owner General Catalyst Group VI, L.P. · CIK 0001536885 · 10% owner General Catalyst Group Management, LLC · CIK 0001637946 · 10% owner General Catalyst Group Management Holdings, L.P. · CIK 0001774564 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F1 · kind: GC Venture LH, LLC distributed these shares to its members on a pro rata basis for no consideration and no longer holds any shares. F2 · ownership.nature: General Catalyst Group Management Holdings, L.P., or GCGMH, is the manager of General Catalyst Group Management, LLC, or GCGM, which is the manager of GC Venture LH Manager, LLC, which is the manager and a member of GC Venture LH, LLC. GCGM may also be a member of GC Venture LH Manager, LLC with a pecuniary interest in the reported securities. As the Managing Members of General Catalyst Group Management Holdings GP, LLC, or GCGMH LLC, the general partner of GCGMH, Kenneth Chenault, Joel Cutler, David Fialkow and Hemant Taneja, a director of the Issuer, share voting and investment power with respect to shares held by GC Venture LH, LLC. GCGM Investment Holdings, L.P. is a non managing member of GC Venture LH Manager, LLC with a pecuniary interest in the reported securities. GC Partners Holdings, L.P. is a limited partner of GCGM Investment Holdings, L.P. with a pecuniary interest in the reported securities. F3 · ownership.nature: Each reporting person and entity disclaims beneficial ownership of the reported securities except to the extent of such person's or entity's pecuniary interest in such securities. Read SEC document |
| July 07, 2020 Filed Jul 8, 2020 20:02 UTC | Lemonade, Inc. LMND · Entity 4057 | ConversionSeries D Preferred Stock · Derivative | 236,931 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-082065 · a4.xml · derivative · entry 7 General Catalyst Group Management Holdings GP, LLC · CIK 0001774565 · 10% owner General Catalyst Group Management Holdings, L.P. · CIK 0001774564 · 10% owner General Catalyst Group Management, LLC · CIK 0001637946 · 10% owner General Catalyst GP VIII, LLC · CIK 0001758432 · 10% owner General Catalyst Partners VIII, L.P. · CIK 0001758429 · 10% owner General Catalyst Group VIII, L.P. · CIK 0001663852 · 10% owner General Catalyst Group VIII Supplemental, L.P. · CIK 0001663855 · 10% owner CHENAULT KENNETH I · CIK 0001180524 · 10% owner Taneja Hemant · CIK 0001545563 · 10% owner Fialkow David P · CIK 0001337220 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Directly held by General Catalyst Group VIII Supplemental, L.P. Disclosed balance after: 0 Underlying: Common Stock · 236,931 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis. F1 · price: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis. F1 · derivative.exercise_date: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis. F1 · derivative.expiration_date: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis. F2 · ownership.nature: General Catalyst GP VIII, LLC ("GC VIII LLC") is the general partner of General Catalyst Partners VIII, L.P. ("GC VIII LP"), which is the general partner of General Catalyst Group VIII, L.P. ("CG Group VIII") and General Catalyst Group VIII Supplemental, L.P. ("CG Group VIII Supplemental"). General Catalyst Group Management, LLC ("GCGM") is the manager of GC VIII LLC. General Catalyst Group Management Holdings, L.P. ("GCGMH") is the manager of GCGM. F3 · ownership.nature: General Catalyst Group Management Holdings GP, LLC ("GCGMH LLC") is the general partner of GCGMH. Each of Kenneth Chenault, Joel Cutler, David Fialkow, and Hemant Taneja is a managing director of GCGMH LLC and shares voting and investment power over the shares held by GC Group VIII and GC Group VIII Supplemental. However, each Reporting Person disclaims beneficial ownership over such shares except to the extent of his or its pecuniary interest therein, if any. A Form 4 is being filed separately by Mr. Cutler in his capacity as a director of the Issuer. Read SEC document |
| July 07, 2020 Filed Jul 8, 2020 20:02 UTC | Lemonade, Inc. LMND · Entity 4057 | ConversionSeries C Preferred Stock · Derivative | 335,070 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-082065 · a4.xml · derivative · entry 6 General Catalyst Group Management Holdings GP, LLC · CIK 0001774565 · 10% owner General Catalyst Group Management Holdings, L.P. · CIK 0001774564 · 10% owner General Catalyst Group Management, LLC · CIK 0001637946 · 10% owner General Catalyst GP VIII, LLC · CIK 0001758432 · 10% owner General Catalyst Partners VIII, L.P. · CIK 0001758429 · 10% owner General Catalyst Group VIII, L.P. · CIK 0001663852 · 10% owner General Catalyst Group VIII Supplemental, L.P. · CIK 0001663855 · 10% owner CHENAULT KENNETH I · CIK 0001180524 · 10% owner Taneja Hemant · CIK 0001545563 · 10% owner Fialkow David P · CIK 0001337220 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Directly held by General Catalyst Group VIII Supplemental, L.P. Disclosed balance after: 0 Underlying: Common Stock · 335,070 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis. F1 · price: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis. F1 · derivative.exercise_date: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis. F1 · derivative.expiration_date: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis. F2 · ownership.nature: General Catalyst GP VIII, LLC ("GC VIII LLC") is the general partner of General Catalyst Partners VIII, L.P. ("GC VIII LP"), which is the general partner of General Catalyst Group VIII, L.P. ("CG Group VIII") and General Catalyst Group VIII Supplemental, L.P. ("CG Group VIII Supplemental"). General Catalyst Group Management, LLC ("GCGM") is the manager of GC VIII LLC. General Catalyst Group Management Holdings, L.P. ("GCGMH") is the manager of GCGM. F3 · ownership.nature: General Catalyst Group Management Holdings GP, LLC ("GCGMH LLC") is the general partner of GCGMH. Each of Kenneth Chenault, Joel Cutler, David Fialkow, and Hemant Taneja is a managing director of GCGMH LLC and shares voting and investment power over the shares held by GC Group VIII and GC Group VIII Supplemental. However, each Reporting Person disclaims beneficial ownership over such shares except to the extent of his or its pecuniary interest therein, if any. A Form 4 is being filed separately by Mr. Cutler in his capacity as a director of the Issuer. Read SEC document |
| July 07, 2020 Filed Jul 8, 2020 20:02 UTC | Lemonade, Inc. LMND · Entity 4057 | ConversionSeries C Preferred Stock · Derivative | 335,070 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-082065 · a4.xml · derivative · entry 5 General Catalyst Group Management Holdings GP, LLC · CIK 0001774565 · 10% owner General Catalyst Group Management Holdings, L.P. · CIK 0001774564 · 10% owner General Catalyst Group Management, LLC · CIK 0001637946 · 10% owner General Catalyst GP VIII, LLC · CIK 0001758432 · 10% owner General Catalyst Partners VIII, L.P. · CIK 0001758429 · 10% owner General Catalyst Group VIII, L.P. · CIK 0001663852 · 10% owner General Catalyst Group VIII Supplemental, L.P. · CIK 0001663855 · 10% owner CHENAULT KENNETH I · CIK 0001180524 · 10% owner Taneja Hemant · CIK 0001545563 · 10% owner Fialkow David P · CIK 0001337220 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Directly held by General Catalyst Group VIII, L.P. Disclosed balance after: 0 Underlying: Common Stock · 335,070 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis. F1 · price: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis. F1 · derivative.exercise_date: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis. F1 · derivative.expiration_date: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis. F2 · ownership.nature: General Catalyst GP VIII, LLC ("GC VIII LLC") is the general partner of General Catalyst Partners VIII, L.P. ("GC VIII LP"), which is the general partner of General Catalyst Group VIII, L.P. ("CG Group VIII") and General Catalyst Group VIII Supplemental, L.P. ("CG Group VIII Supplemental"). General Catalyst Group Management, LLC ("GCGM") is the manager of GC VIII LLC. General Catalyst Group Management Holdings, L.P. ("GCGMH") is the manager of GCGM. F3 · ownership.nature: General Catalyst Group Management Holdings GP, LLC ("GCGMH LLC") is the general partner of GCGMH. Each of Kenneth Chenault, Joel Cutler, David Fialkow, and Hemant Taneja is a managing director of GCGMH LLC and shares voting and investment power over the shares held by GC Group VIII and GC Group VIII Supplemental. However, each Reporting Person disclaims beneficial ownership over such shares except to the extent of his or its pecuniary interest therein, if any. A Form 4 is being filed separately by Mr. Cutler in his capacity as a director of the Issuer. Read SEC document |
| July 07, 2020 Filed Jul 8, 2020 20:02 UTC | Lemonade, Inc. LMND · Entity 4057 | ConversionSeries B Preferred Stock · Derivative | 1,157,621 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-082065 · a4.xml · derivative · entry 4 General Catalyst Group Management Holdings GP, LLC · CIK 0001774565 · 10% owner General Catalyst Group Management Holdings, L.P. · CIK 0001774564 · 10% owner General Catalyst Group Management, LLC · CIK 0001637946 · 10% owner General Catalyst GP VIII, LLC · CIK 0001758432 · 10% owner General Catalyst Partners VIII, L.P. · CIK 0001758429 · 10% owner General Catalyst Group VIII, L.P. · CIK 0001663852 · 10% owner General Catalyst Group VIII Supplemental, L.P. · CIK 0001663855 · 10% owner CHENAULT KENNETH I · CIK 0001180524 · 10% owner Taneja Hemant · CIK 0001545563 · 10% owner Fialkow David P · CIK 0001337220 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Directly held by General Catalyst Group VIII Supplemental, L.P. Disclosed balance after: 0 Underlying: Common Stock · 1,157,621 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis. F1 · price: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis. F1 · derivative.exercise_date: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis. F1 · derivative.expiration_date: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis. F2 · ownership.nature: General Catalyst GP VIII, LLC ("GC VIII LLC") is the general partner of General Catalyst Partners VIII, L.P. ("GC VIII LP"), which is the general partner of General Catalyst Group VIII, L.P. ("CG Group VIII") and General Catalyst Group VIII Supplemental, L.P. ("CG Group VIII Supplemental"). General Catalyst Group Management, LLC ("GCGM") is the manager of GC VIII LLC. General Catalyst Group Management Holdings, L.P. ("GCGMH") is the manager of GCGM. F3 · ownership.nature: General Catalyst Group Management Holdings GP, LLC ("GCGMH LLC") is the general partner of GCGMH. Each of Kenneth Chenault, Joel Cutler, David Fialkow, and Hemant Taneja is a managing director of GCGMH LLC and shares voting and investment power over the shares held by GC Group VIII and GC Group VIII Supplemental. However, each Reporting Person disclaims beneficial ownership over such shares except to the extent of his or its pecuniary interest therein, if any. A Form 4 is being filed separately by Mr. Cutler in his capacity as a director of the Issuer. Read SEC document |
| July 07, 2020 Filed Jul 8, 2020 20:02 UTC | Lemonade, Inc. LMND · Entity 4057 | ConversionSeries B Preferred Stock · Derivative | 1,157,621 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-082065 · a4.xml · derivative · entry 3 General Catalyst Group Management Holdings GP, LLC · CIK 0001774565 · 10% owner General Catalyst Group Management Holdings, L.P. · CIK 0001774564 · 10% owner General Catalyst Group Management, LLC · CIK 0001637946 · 10% owner General Catalyst GP VIII, LLC · CIK 0001758432 · 10% owner General Catalyst Partners VIII, L.P. · CIK 0001758429 · 10% owner General Catalyst Group VIII, L.P. · CIK 0001663852 · 10% owner General Catalyst Group VIII Supplemental, L.P. · CIK 0001663855 · 10% owner CHENAULT KENNETH I · CIK 0001180524 · 10% owner Taneja Hemant · CIK 0001545563 · 10% owner Fialkow David P · CIK 0001337220 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Directly held by General Catalyst Group VIII, L.P. Disclosed balance after: 0 Underlying: Common Stock · 1,157,621 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis. F1 · price: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis. F1 · derivative.exercise_date: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis. F1 · derivative.expiration_date: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis. F2 · ownership.nature: General Catalyst GP VIII, LLC ("GC VIII LLC") is the general partner of General Catalyst Partners VIII, L.P. ("GC VIII LP"), which is the general partner of General Catalyst Group VIII, L.P. ("CG Group VIII") and General Catalyst Group VIII Supplemental, L.P. ("CG Group VIII Supplemental"). General Catalyst Group Management, LLC ("GCGM") is the manager of GC VIII LLC. General Catalyst Group Management Holdings, L.P. ("GCGMH") is the manager of GCGM. F3 · ownership.nature: General Catalyst Group Management Holdings GP, LLC ("GCGMH LLC") is the general partner of GCGMH. Each of Kenneth Chenault, Joel Cutler, David Fialkow, and Hemant Taneja is a managing director of GCGMH LLC and shares voting and investment power over the shares held by GC Group VIII and GC Group VIII Supplemental. However, each Reporting Person disclaims beneficial ownership over such shares except to the extent of his or its pecuniary interest therein, if any. A Form 4 is being filed separately by Mr. Cutler in his capacity as a director of the Issuer. Read SEC document |
| July 07, 2020 Filed Jul 8, 2020 20:02 UTC | Lemonade, Inc. LMND · Entity 4057 | ConversionCommon Stock | 1,729,622 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-082065 · a4.xml · nonDerivative · entry 2 General Catalyst Group Management Holdings GP, LLC · CIK 0001774565 · 10% owner General Catalyst Group Management Holdings, L.P. · CIK 0001774564 · 10% owner General Catalyst Group Management, LLC · CIK 0001637946 · 10% owner General Catalyst GP VIII, LLC · CIK 0001758432 · 10% owner General Catalyst Partners VIII, L.P. · CIK 0001758429 · 10% owner General Catalyst Group VIII, L.P. · CIK 0001663852 · 10% owner General Catalyst Group VIII Supplemental, L.P. · CIK 0001663855 · 10% owner CHENAULT KENNETH I · CIK 0001180524 · 10% owner Taneja Hemant · CIK 0001545563 · 10% owner Fialkow David P · CIK 0001337220 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Directly held by General Catalyst Group VIII Supplemental, L.P. Disclosed balance after: 1,729,622 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis. F1 · price: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis. F2 · ownership.nature: General Catalyst GP VIII, LLC ("GC VIII LLC") is the general partner of General Catalyst Partners VIII, L.P. ("GC VIII LP"), which is the general partner of General Catalyst Group VIII, L.P. ("CG Group VIII") and General Catalyst Group VIII Supplemental, L.P. ("CG Group VIII Supplemental"). General Catalyst Group Management, LLC ("GCGM") is the manager of GC VIII LLC. General Catalyst Group Management Holdings, L.P. ("GCGMH") is the manager of GCGM. F3 · ownership.nature: General Catalyst Group Management Holdings GP, LLC ("GCGMH LLC") is the general partner of GCGMH. Each of Kenneth Chenault, Joel Cutler, David Fialkow, and Hemant Taneja is a managing director of GCGMH LLC and shares voting and investment power over the shares held by GC Group VIII and GC Group VIII Supplemental. However, each Reporting Person disclaims beneficial ownership over such shares except to the extent of his or its pecuniary interest therein, if any. A Form 4 is being filed separately by Mr. Cutler in his capacity as a director of the Issuer. Read SEC document |
| July 07, 2020 Filed Jul 8, 2020 20:02 UTC | Lemonade, Inc. LMND · Entity 4057 | ConversionCommon Stock | 1,492,691 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-082065 · a4.xml · nonDerivative · entry 1 General Catalyst Group Management Holdings GP, LLC · CIK 0001774565 · 10% owner General Catalyst Group Management Holdings, L.P. · CIK 0001774564 · 10% owner General Catalyst Group Management, LLC · CIK 0001637946 · 10% owner General Catalyst GP VIII, LLC · CIK 0001758432 · 10% owner General Catalyst Partners VIII, L.P. · CIK 0001758429 · 10% owner General Catalyst Group VIII, L.P. · CIK 0001663852 · 10% owner General Catalyst Group VIII Supplemental, L.P. · CIK 0001663855 · 10% owner CHENAULT KENNETH I · CIK 0001180524 · 10% owner Taneja Hemant · CIK 0001545563 · 10% owner Fialkow David P · CIK 0001337220 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Directly held by General Catalyst Group VIII, L.P. Disclosed balance after: 1,492,691 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis. F1 · price: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis. F2 · ownership.nature: General Catalyst GP VIII, LLC ("GC VIII LLC") is the general partner of General Catalyst Partners VIII, L.P. ("GC VIII LP"), which is the general partner of General Catalyst Group VIII, L.P. ("CG Group VIII") and General Catalyst Group VIII Supplemental, L.P. ("CG Group VIII Supplemental"). General Catalyst Group Management, LLC ("GCGM") is the manager of GC VIII LLC. General Catalyst Group Management Holdings, L.P. ("GCGMH") is the manager of GCGM. F3 · ownership.nature: General Catalyst Group Management Holdings GP, LLC ("GCGMH LLC") is the general partner of GCGMH. Each of Kenneth Chenault, Joel Cutler, David Fialkow, and Hemant Taneja is a managing director of GCGMH LLC and shares voting and investment power over the shares held by GC Group VIII and GC Group VIII Supplemental. However, each Reporting Person disclaims beneficial ownership over such shares except to the extent of his or its pecuniary interest therein, if any. A Form 4 is being filed separately by Mr. Cutler in his capacity as a director of the Issuer. Read SEC document |
| June 24, 2020 Filed Jun 27, 2020 01:39 UTC | Livongo Health, Inc. LVGO · Entity 145566 | OtherCommon Stock | 3,907 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001012975-20-000588 · edgar.xml · nonDerivative · entry 1 General Catalyst Group Management Holdings GP, LLC · CIK 0001774565 · 10% owner General Catalyst GP VIII, LLC · CIK 0001758432 · 10% owner General Catalyst Partners VIII, L.P. · CIK 0001758429 · 10% owner General Catalyst Group VIII, L.P. · CIK 0001663852 · 10% owner General Catalyst Group VIII Supplemental, L.P. · CIK 0001663855 · 10% owner General Catalyst GP VI, LLC · CIK 0001758460 · 10% owner General Catalyst Partners VI, L.P. · CIK 0001758431 · 10% owner General Catalyst Group VI, L.P. · CIK 0001536885 · 10% owner General Catalyst Group Management, LLC · CIK 0001637946 · 10% owner General Catalyst Group Management Holdings, L.P. · CIK 0001774564 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 971,064 F1 · kind: On June 24, 2020, shares of Common Stock of the Issuer held by 7wire Ventures Fund, L.P., were distributed to its underlying members. As part of such distribution, 7wire Investment Holdings, Ltd., which is wholly owned by General Catalyst Group VIII, L.P., received 3,907 shares of the Issuer's Common Stock. F2 · price: Pro rata distribution from a limited partnership of which the reporting person was a non-managing member. F3 · ownership.nature: 6,837 shares are held by 7wire Investment Holdings, Ltd. and the balance are held by General Catalyst Group VIII, L.P., or GC Group VIII LP. General Catalyst GP VIII, LLC, or GP VIII LLC, is the general partner of General Catalyst Partners VIII, L.P., or GP VIII LP, which is the general partner of GC Group VIII LP. General Catalyst Group Management, LLC, or GCGM, is the manager of GP VIII LLC. General Catalyst Group Management Holdings, L.P., or GCGMH, is the manager of GCGM. As the Managing Members of General Catalyst Group Management Holdings GP, LLC, the general partner of GCGMH, Kenneth Chenault, Joel Cutler, David Fialkow and Hemant Taneja, a director of the Issuer, share voting and investment power with respect to shares held by 7wire Investment Holdings, Ltd. and GC Group VIII LP. Each reporting person and entity disclaims beneficial ownership of the reported securities except to the extent of such person's or entity's pecuniary interest in such securities. Read SEC document |
| May 19, 2020 Filed May 19, 2020 21:23 UTC | Livongo Health, Inc. LVGO · Entity 145566 | OtherCommon Stock | 131,939 | $0.00 | $0.00 |
DisclosureSEC source: 0001012975-20-000487 · edgar.xml · nonDerivative · entry 3 General Catalyst Group Management Holdings GP, LLC · CIK 0001774565 · 10% owner General Catalyst GP VIII, LLC · CIK 0001758432 · 10% owner General Catalyst Partners VIII, L.P. · CIK 0001758429 · 10% owner General Catalyst Group VIII, L.P. · CIK 0001663852 · 10% owner General Catalyst Group VIII Supplemental, L.P. · CIK 0001663855 · 10% owner General Catalyst GP VI, LLC · CIK 0001758460 · 10% owner General Catalyst Partners VI, L.P. · CIK 0001758431 · 10% owner General Catalyst Group VI, L.P. · CIK 0001536885 · 10% owner General Catalyst Group Management, LLC · CIK 0001637946 · 10% owner General Catalyst Group Management Holdings, L.P. · CIK 0001774564 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F4 · kind: Effective May 19, 2020, GP VI LP distributed in-kind, without consideration, a total of 131,939 shares of Common Stock of the Issuer to its limited partners. F4 · ownership.nature: Effective May 19, 2020, GP VI LP distributed in-kind, without consideration, a total of 131,939 shares of Common Stock of the Issuer to its limited partners. Read SEC document |
| May 15, 2020 Filed May 19, 2020 21:23 UTC | Livongo Health, Inc. LVGO · Entity 145566 | OtherCommon Stock | 131,939 | $0.00 | $0.00 |
DisclosureSEC source: 0001012975-20-000487 · edgar.xml · nonDerivative · entry 2 General Catalyst Group Management Holdings GP, LLC · CIK 0001774565 · 10% owner General Catalyst GP VIII, LLC · CIK 0001758432 · 10% owner General Catalyst Partners VIII, L.P. · CIK 0001758429 · 10% owner General Catalyst Group VIII, L.P. · CIK 0001663852 · 10% owner General Catalyst Group VIII Supplemental, L.P. · CIK 0001663855 · 10% owner General Catalyst GP VI, LLC · CIK 0001758460 · 10% owner General Catalyst Partners VI, L.P. · CIK 0001758431 · 10% owner General Catalyst Group VI, L.P. · CIK 0001536885 · 10% owner General Catalyst Group Management, LLC · CIK 0001637946 · 10% owner General Catalyst Group Management Holdings, L.P. · CIK 0001774564 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 131,939 F3 · kind: Shares acquired through a distribution in-kind from GC Group VI LP by GP VI LP. As the Managing Members of GCGMH LLC, the general partner of GCGMH, Kenneth Chenault, Joel Cutler, David Fialkow and Hemant Taneja, a director of the Issuer, share voting and investment power with respect to the shares held by GP VI LP. Each of the reporting persons and entities disclaims beneficial ownership of the reported securities (except to the extent of such person's or entity's pecuniary interest in such securities). F3 · ownership.nature: Shares acquired through a distribution in-kind from GC Group VI LP by GP VI LP. As the Managing Members of GCGMH LLC, the general partner of GCGMH, Kenneth Chenault, Joel Cutler, David Fialkow and Hemant Taneja, a director of the Issuer, share voting and investment power with respect to the shares held by GP VI LP. Each of the reporting persons and entities disclaims beneficial ownership of the reported securities (except to the extent of such person's or entity's pecuniary interest in such securities). Read SEC document |
| May 15, 2020 Filed May 19, 2020 21:23 UTC | Livongo Health, Inc. LVGO · Entity 145566 | OtherCommon Stock | 2,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001012975-20-000487 · edgar.xml · nonDerivative · entry 1 General Catalyst Group Management Holdings GP, LLC · CIK 0001774565 · 10% owner General Catalyst GP VIII, LLC · CIK 0001758432 · 10% owner General Catalyst Partners VIII, L.P. · CIK 0001758429 · 10% owner General Catalyst Group VIII, L.P. · CIK 0001663852 · 10% owner General Catalyst Group VIII Supplemental, L.P. · CIK 0001663855 · 10% owner General Catalyst GP VI, LLC · CIK 0001758460 · 10% owner General Catalyst Partners VI, L.P. · CIK 0001758431 · 10% owner General Catalyst Group VI, L.P. · CIK 0001536885 · 10% owner General Catalyst Group Management, LLC · CIK 0001637946 · 10% owner General Catalyst Group Management Holdings, L.P. · CIK 0001774564 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 13,943,216 F1 · kind: Effective May 15, 2020, shares of Common Stock of the Issuer held by General Catalyst Group VI, L.P. or GC Group VI LP, a venture capital partnership, distributed in-kind, without consideration, a total of 2,000,000 shares of Common Stock of the Issuer to its general and limited partners. F2 · kind: The remaining securities are held by GC Group VI LP. General Catalyst GP VI, LLC, or GP VI LLC, is the general partner of General Catalyst Partners VI, L.P., or GP VI LP, which is the general partner of GC Group VI LP. General Catalyst Group Management Holdings, L.P., or GCGMH, is the manager of General Catalyst Group Management, LLC, or GCGM, which is the manager of GP VI LLC. As the Managing Members of General Catalyst Group Management Holdings GP, LLC, or GCGMH LLC, the general partner of GCGMH, Kenneth Chenault, Joel Cutler, David Fialkow and Hemant Taneja, a director of the Issuer, share voting and investment power with respect to the shares held by GC Group VI LP. Each of the reporting persons and entities disclaims beneficial ownership of the reported securities (except to the extent of such person's or entity's pecuniary interest in such securities). F1 · ownership.nature: Effective May 15, 2020, shares of Common Stock of the Issuer held by General Catalyst Group VI, L.P. or GC Group VI LP, a venture capital partnership, distributed in-kind, without consideration, a total of 2,000,000 shares of Common Stock of the Issuer to its general and limited partners. F2 · ownership.nature: The remaining securities are held by GC Group VI LP. General Catalyst GP VI, LLC, or GP VI LLC, is the general partner of General Catalyst Partners VI, L.P., or GP VI LP, which is the general partner of GC Group VI LP. General Catalyst Group Management Holdings, L.P., or GCGMH, is the manager of General Catalyst Group Management, LLC, or GCGM, which is the manager of GP VI LLC. As the Managing Members of General Catalyst Group Management Holdings GP, LLC, or GCGMH LLC, the general partner of GCGMH, Kenneth Chenault, Joel Cutler, David Fialkow and Hemant Taneja, a director of the Issuer, share voting and investment power with respect to the shares held by GC Group VI LP. Each of the reporting persons and entities disclaims beneficial ownership of the reported securities (except to the extent of such person's or entity's pecuniary interest in such securities). Read SEC document |
| May 11, 2020 Filed May 13, 2020 01:37 UTC | Livongo Health, Inc. LVGO · Entity 145566 | SaleCommon Stock | 6,900 | $54.00 | $372,600.00 |
DisclosureSEC source: 0001012975-20-000419 · edgar.xml · nonDerivative · entry 3 General Catalyst Group Management Holdings GP, LLC · CIK 0001774565 · 10% owner General Catalyst GP VIII, LLC · CIK 0001758432 · 10% owner General Catalyst Partners VIII, L.P. · CIK 0001758429 · 10% owner General Catalyst Group VIII, L.P. · CIK 0001663852 · 10% owner General Catalyst Group VIII Supplemental, L.P. · CIK 0001663855 · 10% owner General Catalyst GP VI, LLC · CIK 0001758460 · 10% owner General Catalyst Partners VI, L.P. · CIK 0001758431 · 10% owner General Catalyst Group VI, L.P. · CIK 0001536885 · 10% owner General Catalyst Group Management, LLC · CIK 0001637946 · 10% owner General Catalyst Group Management Holdings, L.P. · CIK 0001774564 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 15,943,216 F3 · ownership.nature: The shares are held of record by General Catalyst Group VI, L.P., or GC Group VI LP. General Catalyst GP VI, LLC, or GP VI LLC, is the general partner of General Catalyst Partners VI, L.P., or GP VI LP, which is the general partner of GC Group VI LP. General Catalyst Group Management Holdings, L.P., or GCGMH, is the manager of General Catalyst Group Management, LLC, or GCGM, which is the manager of GP VI LLC. As the Managing Members of General Catalyst Group Management Holdings GP, LLC, or GCGMH LLC, the general partner of GCGMH, Kenneth Chenault, Joel Cutler, David Fialkow and Hemant Taneja, a director of the Issuer, share voting and investment power with respect to the shares held by GC Group VI LP. Each of the reporting persons and entities disclaims beneficial ownership of the reported securities (except to the extent of such person's or entity's pecuniary interest in such securities). Read SEC document |
| May 11, 2020 Filed May 13, 2020 01:37 UTC | Livongo Health, Inc. LVGO · Entity 145566 | SaleCommon Stock | 120,369 | $53.24 | $6,408,445.56 |
DisclosureSEC source: 0001012975-20-000419 · edgar.xml · nonDerivative · entry 2 General Catalyst Group Management Holdings GP, LLC · CIK 0001774565 · 10% owner General Catalyst GP VIII, LLC · CIK 0001758432 · 10% owner General Catalyst Partners VIII, L.P. · CIK 0001758429 · 10% owner General Catalyst Group VIII, L.P. · CIK 0001663852 · 10% owner General Catalyst Group VIII Supplemental, L.P. · CIK 0001663855 · 10% owner General Catalyst GP VI, LLC · CIK 0001758460 · 10% owner General Catalyst Partners VI, L.P. · CIK 0001758431 · 10% owner General Catalyst Group VI, L.P. · CIK 0001536885 · 10% owner General Catalyst Group Management, LLC · CIK 0001637946 · 10% owner General Catalyst Group Management Holdings, L.P. · CIK 0001774564 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 15,950,116 F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $53.00 to $53.95, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · ownership.nature: The shares are held of record by General Catalyst Group VI, L.P., or GC Group VI LP. General Catalyst GP VI, LLC, or GP VI LLC, is the general partner of General Catalyst Partners VI, L.P., or GP VI LP, which is the general partner of GC Group VI LP. General Catalyst Group Management Holdings, L.P., or GCGMH, is the manager of General Catalyst Group Management, LLC, or GCGM, which is the manager of GP VI LLC. As the Managing Members of General Catalyst Group Management Holdings GP, LLC, or GCGMH LLC, the general partner of GCGMH, Kenneth Chenault, Joel Cutler, David Fialkow and Hemant Taneja, a director of the Issuer, share voting and investment power with respect to the shares held by GC Group VI LP. Each of the reporting persons and entities disclaims beneficial ownership of the reported securities (except to the extent of such person's or entity's pecuniary interest in such securities). Read SEC document |
| May 11, 2020 Filed May 13, 2020 01:37 UTC | Livongo Health, Inc. LVGO · Entity 145566 | SaleCommon Stock | 172,731 | $52.59 | $9,083,923.29 |
DisclosureSEC source: 0001012975-20-000419 · edgar.xml · nonDerivative · entry 1 General Catalyst Group Management Holdings GP, LLC · CIK 0001774565 · 10% owner General Catalyst GP VIII, LLC · CIK 0001758432 · 10% owner General Catalyst Partners VIII, L.P. · CIK 0001758429 · 10% owner General Catalyst Group VIII, L.P. · CIK 0001663852 · 10% owner General Catalyst Group VIII Supplemental, L.P. · CIK 0001663855 · 10% owner General Catalyst GP VI, LLC · CIK 0001758460 · 10% owner General Catalyst Partners VI, L.P. · CIK 0001758431 · 10% owner General Catalyst Group VI, L.P. · CIK 0001536885 · 10% owner General Catalyst Group Management, LLC · CIK 0001637946 · 10% owner General Catalyst Group Management Holdings, L.P. · CIK 0001774564 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 16,070,485 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $52.00 to $52.99, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · ownership.nature: The shares are held of record by General Catalyst Group VI, L.P., or GC Group VI LP. General Catalyst GP VI, LLC, or GP VI LLC, is the general partner of General Catalyst Partners VI, L.P., or GP VI LP, which is the general partner of GC Group VI LP. General Catalyst Group Management Holdings, L.P., or GCGMH, is the manager of General Catalyst Group Management, LLC, or GCGM, which is the manager of GP VI LLC. As the Managing Members of General Catalyst Group Management Holdings GP, LLC, or GCGMH LLC, the general partner of GCGMH, Kenneth Chenault, Joel Cutler, David Fialkow and Hemant Taneja, a director of the Issuer, share voting and investment power with respect to the shares held by GC Group VI LP. Each of the reporting persons and entities disclaims beneficial ownership of the reported securities (except to the extent of such person's or entity's pecuniary interest in such securities). Read SEC document |
| April 09, 2020 Filed Apr 14, 2020 01:46 UTC | Livongo Health, Inc. LVGO · Entity 145566 | OtherCommon Stock | 2,930 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001012975-20-000385 · edgar.xml · nonDerivative · entry 1 General Catalyst Group Management Holdings GP, LLC · CIK 0001774565 · 10% owner General Catalyst Group VIII, L.P. · CIK 0001663852 · 10% owner General Catalyst Partners VIII, L.P. · CIK 0001758429 · 10% owner General Catalyst GP VIII, LLC · CIK 0001758432 · 10% owner General Catalyst Group Management, LLC · CIK 0001637946 · 10% owner General Catalyst Group Management Holdings, L.P. · CIK 0001774564 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 967,157 F1 · kind: On April 9, 2020, shares of Common Stock of the Issuer held by 7wire Ventures Fund, L.P., were distributed to its underlying members. As part of such distribution, 7wire Investment Holdings, Ltd., which is wholly owned by General Catalyst Group VIII, L.P., received 2,930 shares of the Issuer's Common Stock. F2 · price: Pro rata distribution from a limited partnership of which the reporting person was a non-managing member. F3 · ownership.nature: The shares are held of record by 7wire Investment Holdings, Ltd., which is wholly owned by General Catalyst Group VIII, L.P., or GC Group VIII LP. General Catalyst GP VIII, LLC, or GP VIII LLC, is the general partner of General Catalyst Partners VIII, L.P., or GP VIII LP, which is the general partner of GC Group VIII LP. General Catalyst Group Management, LLC, or GCGM, is the manager of GP VIII LLC. General Catalyst Group Management Holdings, L.P., or GCGMH, is the manager of GCGM. As the Managing Members of General Catalyst Group Management Holdings GP, LLC, the general partner of GCGMH, Kenneth Chenault, Joel Cutler, David Fialkow and Hemant Taneja, a director of the Issuer, share voting and investment power with respect to the shares held by 7wire Investment Holdings, Ltd. Each of the reporting persons and entities disclaims beneficial ownership of the reported securities (except to the extent of such person's or entity's pecuniary interest in such securities). Read SEC document |
| July 29, 2019 Filed Aug 1, 2019 00:22 UTC | Livongo Health, Inc. LVGO · Entity 145566 | ConversionSeries E Convertible Preferred Stock · Derivative | 2,892,681 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-020755 · doc4.xml · derivative · entry 10 General Catalyst Group Management Holdings GP, LLC · CIK 0001774565 · 10% owner General Catalyst Group Management Holdings, L.P. · CIK 0001774564 · 10% owner General Catalyst Group Management, LLC · CIK 0001637946 · 10% owner General Catalyst GP VIII, LLC · CIK 0001758432 · 10% owner General Catalyst Partners VIII, L.P. · CIK 0001758429 · 10% owner General Catalyst Group VIII, L.P. · CIK 0001663852 · 10% owner General Catalyst Group VIII Supplemental, L.P. · CIK 0001663855 · 10% owner General Catalyst GP VI, LLC · CIK 0001758460 · 10% owner General Catalyst Partners VI, L.P. · CIK 0001758431 · 10% owner General Catalyst Group VI, L.P. · CIK 0001536885 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 2,892,681 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each share of Series E Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering of Common Stock and had no expiration date. F6 · price: Each share of Series E Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering of Common Stock and had no expiration date. F6 · derivative.exercise_date: Each share of Series E Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering of Common Stock and had no expiration date. F6 · derivative.expiration_date: Each share of Series E Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering of Common Stock and had no expiration date. F8 · ownership.nature: The shares are held of record by General Catalyst Group VIII Supplemental, L.P., or GC Group VIII Supplemental. GP VIII LLC is the general partner of GP VIII LP, which is the general partner of GC Group VIII Supplemental. GCGMH is the manager of GCGM, which is the manager of GP VIII LLC. As the Managing Members of GCGMH LLC, the general partner of GCGMH, Messrs. Chenault, Cutler, Fialkow and Taneja share voting and investment power with respect to the shares held by GC Group VIII Supplemental. Each of the reporting persons and entities disclaims beneficial ownership of the reported securities (except to the extent of such person's or entity's pecuniary interest in such securities). Read SEC document |
| July 29, 2019 Filed Aug 1, 2019 00:22 UTC | Livongo Health, Inc. LVGO · Entity 145566 | ConversionSeries E Convertible Preferred Stock · Derivative | 964,227 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-020755 · doc4.xml · derivative · entry 9 General Catalyst Group Management Holdings GP, LLC · CIK 0001774565 · 10% owner General Catalyst Group Management Holdings, L.P. · CIK 0001774564 · 10% owner General Catalyst Group Management, LLC · CIK 0001637946 · 10% owner General Catalyst GP VIII, LLC · CIK 0001758432 · 10% owner General Catalyst Partners VIII, L.P. · CIK 0001758429 · 10% owner General Catalyst Group VIII, L.P. · CIK 0001663852 · 10% owner General Catalyst Group VIII Supplemental, L.P. · CIK 0001663855 · 10% owner General Catalyst GP VI, LLC · CIK 0001758460 · 10% owner General Catalyst Partners VI, L.P. · CIK 0001758431 · 10% owner General Catalyst Group VI, L.P. · CIK 0001536885 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 964,227 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each share of Series E Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering of Common Stock and had no expiration date. F6 · price: Each share of Series E Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering of Common Stock and had no expiration date. F6 · derivative.exercise_date: Each share of Series E Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering of Common Stock and had no expiration date. F6 · derivative.expiration_date: Each share of Series E Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering of Common Stock and had no expiration date. F7 · ownership.nature: The shares are held of record by General Catalyst Group VIII, L.P., or GC Group VIII LP. General Catalyst GP VIII, LLC, or GP VIII LLC, is the general partner of General Catalyst Partners VIII, L.P., or GP VIII LP, which is the general partner of GC Group VIII LP. GCGMH is the manager of GCGM, which is the manager of GP VIII LLC. As the Managing Members of GCGMH LLC, the general partner of GCGMH, Messrs. Chenault, Cutler, Fialkow and Taneja share voting and investment power with respect to the shares held by GC Group VIII LP. Each of the reporting persons and entities disclaims beneficial ownership of the reported securities (except to the extent of such person's or entity's pecuniary interest in such securities). Read SEC document |
| July 29, 2019 Filed Aug 1, 2019 00:22 UTC | Livongo Health, Inc. LVGO · Entity 145566 | ConversionSeries D Convertible Preferred Stock · Derivative | 2,242,655 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-020755 · doc4.xml · derivative · entry 8 General Catalyst Group Management Holdings GP, LLC · CIK 0001774565 · 10% owner General Catalyst Group Management Holdings, L.P. · CIK 0001774564 · 10% owner General Catalyst Group Management, LLC · CIK 0001637946 · 10% owner General Catalyst GP VIII, LLC · CIK 0001758432 · 10% owner General Catalyst Partners VIII, L.P. · CIK 0001758429 · 10% owner General Catalyst Group VIII, L.P. · CIK 0001663852 · 10% owner General Catalyst Group VIII Supplemental, L.P. · CIK 0001663855 · 10% owner General Catalyst GP VI, LLC · CIK 0001758460 · 10% owner General Catalyst Partners VI, L.P. · CIK 0001758431 · 10% owner General Catalyst Group VI, L.P. · CIK 0001536885 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 2,242,655 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each share of Series D Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering of Common Stock and had no expiration date. F5 · price: Each share of Series D Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering of Common Stock and had no expiration date. F5 · derivative.exercise_date: Each share of Series D Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering of Common Stock and had no expiration date. F5 · derivative.expiration_date: Each share of Series D Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering of Common Stock and had no expiration date. F2 · ownership.nature: The shares are held of record by General Catalyst Group VI, L.P., or GC Group VI LP. General Catalyst GP VI, LLC, or GP VI LLC, is the general partner of General Catalyst Partners VI, L.P., or GP VI LP, which is the general partner of GC Group VI LP. General Catalyst Group Management Holdings, L.P., or GCGMH, is the manager of General Catalyst Group Management, LLC, or GCGM, which is the manager of GP VI LLC. As the Managing Members of General Catalyst Group Management Holdings GP, LLC, or GCGMH LLC, the general partner of GCGMH, Kenneth Chenault, Joel Cutler, David Fialkow and Hement Taneja, a director of the Issuer, share voting and investment power with respect to the shares held by GC Group VI LP. Each of the reporting persons and entities disclaims beneficial ownership of the reported securities (except to the extent of such person's or entity's pecuniary interest in such securities). Read SEC document |
| July 29, 2019 Filed Aug 1, 2019 00:22 UTC | Livongo Health, Inc. LVGO · Entity 145566 | ConversionSeries C Convertible Preferred Stock · Derivative | 1,125,517 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-020755 · doc4.xml · derivative · entry 7 General Catalyst Group Management Holdings GP, LLC · CIK 0001774565 · 10% owner General Catalyst Group Management Holdings, L.P. · CIK 0001774564 · 10% owner General Catalyst Group Management, LLC · CIK 0001637946 · 10% owner General Catalyst GP VIII, LLC · CIK 0001758432 · 10% owner General Catalyst Partners VIII, L.P. · CIK 0001758429 · 10% owner General Catalyst Group VIII, L.P. · CIK 0001663852 · 10% owner General Catalyst Group VIII Supplemental, L.P. · CIK 0001663855 · 10% owner General Catalyst GP VI, LLC · CIK 0001758460 · 10% owner General Catalyst Partners VI, L.P. · CIK 0001758431 · 10% owner General Catalyst Group VI, L.P. · CIK 0001536885 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 1,125,517 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each share of Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering of Common Stock and had no expiration date. F4 · price: Each share of Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering of Common Stock and had no expiration date. F4 · derivative.exercise_date: Each share of Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering of Common Stock and had no expiration date. F4 · derivative.expiration_date: Each share of Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering of Common Stock and had no expiration date. F2 · ownership.nature: The shares are held of record by General Catalyst Group VI, L.P., or GC Group VI LP. General Catalyst GP VI, LLC, or GP VI LLC, is the general partner of General Catalyst Partners VI, L.P., or GP VI LP, which is the general partner of GC Group VI LP. General Catalyst Group Management Holdings, L.P., or GCGMH, is the manager of General Catalyst Group Management, LLC, or GCGM, which is the manager of GP VI LLC. As the Managing Members of General Catalyst Group Management Holdings GP, LLC, or GCGMH LLC, the general partner of GCGMH, Kenneth Chenault, Joel Cutler, David Fialkow and Hement Taneja, a director of the Issuer, share voting and investment power with respect to the shares held by GC Group VI LP. Each of the reporting persons and entities disclaims beneficial ownership of the reported securities (except to the extent of such person's or entity's pecuniary interest in such securities). Read SEC document |
| July 29, 2019 Filed Aug 1, 2019 00:22 UTC | Livongo Health, Inc. LVGO · Entity 145566 | ConversionSeries B Convertible Preferred Stock · Derivative | 446,747 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-020755 · doc4.xml · derivative · entry 6 General Catalyst Group Management Holdings GP, LLC · CIK 0001774565 · 10% owner General Catalyst Group Management Holdings, L.P. · CIK 0001774564 · 10% owner General Catalyst Group Management, LLC · CIK 0001637946 · 10% owner General Catalyst GP VIII, LLC · CIK 0001758432 · 10% owner General Catalyst Partners VIII, L.P. · CIK 0001758429 · 10% owner General Catalyst Group VIII, L.P. · CIK 0001663852 · 10% owner General Catalyst Group VIII Supplemental, L.P. · CIK 0001663855 · 10% owner General Catalyst GP VI, LLC · CIK 0001758460 · 10% owner General Catalyst Partners VI, L.P. · CIK 0001758431 · 10% owner General Catalyst Group VI, L.P. · CIK 0001536885 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 446,747 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each share of Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering of Common Stock and had no expiration date. F3 · price: Each share of Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering of Common Stock and had no expiration date. F3 · derivative.exercise_date: Each share of Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering of Common Stock and had no expiration date. F3 · derivative.expiration_date: Each share of Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering of Common Stock and had no expiration date. F2 · ownership.nature: The shares are held of record by General Catalyst Group VI, L.P., or GC Group VI LP. General Catalyst GP VI, LLC, or GP VI LLC, is the general partner of General Catalyst Partners VI, L.P., or GP VI LP, which is the general partner of GC Group VI LP. General Catalyst Group Management Holdings, L.P., or GCGMH, is the manager of General Catalyst Group Management, LLC, or GCGM, which is the manager of GP VI LLC. As the Managing Members of General Catalyst Group Management Holdings GP, LLC, or GCGMH LLC, the general partner of GCGMH, Kenneth Chenault, Joel Cutler, David Fialkow and Hement Taneja, a director of the Issuer, share voting and investment power with respect to the shares held by GC Group VI LP. Each of the reporting persons and entities disclaims beneficial ownership of the reported securities (except to the extent of such person's or entity's pecuniary interest in such securities). Read SEC document |
| July 29, 2019 Filed Aug 1, 2019 00:22 UTC | Livongo Health, Inc. LVGO · Entity 145566 | ConversionSeries A Convertible Preferred Stock · Derivative | 9,271,910 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-020755 · doc4.xml · derivative · entry 5 General Catalyst Group Management Holdings GP, LLC · CIK 0001774565 · 10% owner General Catalyst Group Management Holdings, L.P. · CIK 0001774564 · 10% owner General Catalyst Group Management, LLC · CIK 0001637946 · 10% owner General Catalyst GP VIII, LLC · CIK 0001758432 · 10% owner General Catalyst Partners VIII, L.P. · CIK 0001758429 · 10% owner General Catalyst Group VIII, L.P. · CIK 0001663852 · 10% owner General Catalyst Group VIII Supplemental, L.P. · CIK 0001663855 · 10% owner General Catalyst GP VI, LLC · CIK 0001758460 · 10% owner General Catalyst Partners VI, L.P. · CIK 0001758431 · 10% owner General Catalyst Group VI, L.P. · CIK 0001536885 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 9,271,910 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series A Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering of Common Stock and had no expiration date. F1 · price: Each share of Series A Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering of Common Stock and had no expiration date. F1 · derivative.exercise_date: Each share of Series A Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering of Common Stock and had no expiration date. F1 · derivative.expiration_date: Each share of Series A Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering of Common Stock and had no expiration date. F2 · ownership.nature: The shares are held of record by General Catalyst Group VI, L.P., or GC Group VI LP. General Catalyst GP VI, LLC, or GP VI LLC, is the general partner of General Catalyst Partners VI, L.P., or GP VI LP, which is the general partner of GC Group VI LP. General Catalyst Group Management Holdings, L.P., or GCGMH, is the manager of General Catalyst Group Management, LLC, or GCGM, which is the manager of GP VI LLC. As the Managing Members of General Catalyst Group Management Holdings GP, LLC, or GCGMH LLC, the general partner of GCGMH, Kenneth Chenault, Joel Cutler, David Fialkow and Hement Taneja, a director of the Issuer, share voting and investment power with respect to the shares held by GC Group VI LP. Each of the reporting persons and entities disclaims beneficial ownership of the reported securities (except to the extent of such person's or entity's pecuniary interest in such securities). Read SEC document |
| July 29, 2019 Filed Aug 1, 2019 00:22 UTC | Livongo Health, Inc. LVGO · Entity 145566 | PurchaseCommon Stock | 2,678,571 | $28.00 | $74,999,988.00 |
DisclosureSEC source: 0000899243-19-020755 · doc4.xml · nonDerivative · entry 4 General Catalyst Group Management Holdings GP, LLC · CIK 0001774565 · 10% owner General Catalyst Group Management Holdings, L.P. · CIK 0001774564 · 10% owner General Catalyst Group Management, LLC · CIK 0001637946 · 10% owner General Catalyst GP VIII, LLC · CIK 0001758432 · 10% owner General Catalyst Partners VIII, L.P. · CIK 0001758429 · 10% owner General Catalyst Group VIII, L.P. · CIK 0001663852 · 10% owner General Catalyst Group VIII Supplemental, L.P. · CIK 0001663855 · 10% owner General Catalyst GP VI, LLC · CIK 0001758460 · 10% owner General Catalyst Partners VI, L.P. · CIK 0001758431 · 10% owner General Catalyst Group VI, L.P. · CIK 0001536885 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,678,571 F9 · ownership.nature: The shares are held of record by GC Venture LH, LLC. GCGMH is the manager of GCGM, which is the manager of GC Venture LH Manager, LLC, which is the manager of GC Venture LH, LLC. As the Managing Members of GCGMH LLC, the general partner of GCGMH, Messrs. Chenault, Cutler, Fialkow and Taneja share voting and investment power with respect to the shares held by GC Venture LH, LLC. GCGM Investment Holdings, L.P. is a non managing member of GC Venture LH Manager with a pecuniary interest in the reported securities. GC Partners Holdings, L.P. is a limited partner of GCGM Investment Holdings with a pecuniary interested in the reported securities. Each of the reporting persons and entities disclaims beneficial ownership of the reported securities (except to the extent of such person's or entity's pecuniary interest in such securities). Read SEC document |
| July 29, 2019 Filed Aug 1, 2019 00:22 UTC | Livongo Health, Inc. LVGO · Entity 145566 | ConversionCommon Stock | 2,892,681 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-020755 · doc4.xml · nonDerivative · entry 3 General Catalyst Group Management Holdings GP, LLC · CIK 0001774565 · 10% owner General Catalyst Group Management Holdings, L.P. · CIK 0001774564 · 10% owner General Catalyst Group Management, LLC · CIK 0001637946 · 10% owner General Catalyst GP VIII, LLC · CIK 0001758432 · 10% owner General Catalyst Partners VIII, L.P. · CIK 0001758429 · 10% owner General Catalyst Group VIII, L.P. · CIK 0001663852 · 10% owner General Catalyst Group VIII Supplemental, L.P. · CIK 0001663855 · 10% owner General Catalyst GP VI, LLC · CIK 0001758460 · 10% owner General Catalyst Partners VI, L.P. · CIK 0001758431 · 10% owner General Catalyst Group VI, L.P. · CIK 0001536885 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,892,681 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · price: Each share of Series E Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering of Common Stock and had no expiration date. F8 · ownership.nature: The shares are held of record by General Catalyst Group VIII Supplemental, L.P., or GC Group VIII Supplemental. GP VIII LLC is the general partner of GP VIII LP, which is the general partner of GC Group VIII Supplemental. GCGMH is the manager of GCGM, which is the manager of GP VIII LLC. As the Managing Members of GCGMH LLC, the general partner of GCGMH, Messrs. Chenault, Cutler, Fialkow and Taneja share voting and investment power with respect to the shares held by GC Group VIII Supplemental. Each of the reporting persons and entities disclaims beneficial ownership of the reported securities (except to the extent of such person's or entity's pecuniary interest in such securities). Read SEC document |
| July 29, 2019 Filed Aug 1, 2019 00:22 UTC | Livongo Health, Inc. LVGO · Entity 145566 | ConversionCommon Stock | 964,227 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-020755 · doc4.xml · nonDerivative · entry 2 General Catalyst Group Management Holdings GP, LLC · CIK 0001774565 · 10% owner General Catalyst Group Management Holdings, L.P. · CIK 0001774564 · 10% owner General Catalyst Group Management, LLC · CIK 0001637946 · 10% owner General Catalyst GP VIII, LLC · CIK 0001758432 · 10% owner General Catalyst Partners VIII, L.P. · CIK 0001758429 · 10% owner General Catalyst Group VIII, L.P. · CIK 0001663852 · 10% owner General Catalyst Group VIII Supplemental, L.P. · CIK 0001663855 · 10% owner General Catalyst GP VI, LLC · CIK 0001758460 · 10% owner General Catalyst Partners VI, L.P. · CIK 0001758431 · 10% owner General Catalyst Group VI, L.P. · CIK 0001536885 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 964,227 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · price: Each share of Series E Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering of Common Stock and had no expiration date. F7 · ownership.nature: The shares are held of record by General Catalyst Group VIII, L.P., or GC Group VIII LP. General Catalyst GP VIII, LLC, or GP VIII LLC, is the general partner of General Catalyst Partners VIII, L.P., or GP VIII LP, which is the general partner of GC Group VIII LP. GCGMH is the manager of GCGM, which is the manager of GP VIII LLC. As the Managing Members of GCGMH LLC, the general partner of GCGMH, Messrs. Chenault, Cutler, Fialkow and Taneja share voting and investment power with respect to the shares held by GC Group VIII LP. Each of the reporting persons and entities disclaims beneficial ownership of the reported securities (except to the extent of such person's or entity's pecuniary interest in such securities). Read SEC document |
| July 29, 2019 Filed Aug 1, 2019 00:22 UTC | Livongo Health, Inc. LVGO · Entity 145566 | ConversionCommon Stock | 13,086,829 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-020755 · doc4.xml · nonDerivative · entry 1 General Catalyst Group Management Holdings GP, LLC · CIK 0001774565 · 10% owner General Catalyst Group Management Holdings, L.P. · CIK 0001774564 · 10% owner General Catalyst Group Management, LLC · CIK 0001637946 · 10% owner General Catalyst GP VIII, LLC · CIK 0001758432 · 10% owner General Catalyst Partners VIII, L.P. · CIK 0001758429 · 10% owner General Catalyst Group VIII, L.P. · CIK 0001663852 · 10% owner General Catalyst Group VIII Supplemental, L.P. · CIK 0001663855 · 10% owner General Catalyst GP VI, LLC · CIK 0001758460 · 10% owner General Catalyst Partners VI, L.P. · CIK 0001758431 · 10% owner General Catalyst Group VI, L.P. · CIK 0001536885 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 16,243,216 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Series A Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering of Common Stock and had no expiration date. F3 · price: Each share of Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering of Common Stock and had no expiration date. F4 · price: Each share of Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering of Common Stock and had no expiration date. F5 · price: Each share of Series D Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering of Common Stock and had no expiration date. F2 · ownership.nature: The shares are held of record by General Catalyst Group VI, L.P., or GC Group VI LP. General Catalyst GP VI, LLC, or GP VI LLC, is the general partner of General Catalyst Partners VI, L.P., or GP VI LP, which is the general partner of GC Group VI LP. General Catalyst Group Management Holdings, L.P., or GCGMH, is the manager of General Catalyst Group Management, LLC, or GCGM, which is the manager of GP VI LLC. As the Managing Members of General Catalyst Group Management Holdings GP, LLC, or GCGMH LLC, the general partner of GCGMH, Kenneth Chenault, Joel Cutler, David Fialkow and Hement Taneja, a director of the Issuer, share voting and investment power with respect to the shares held by GC Group VI LP. Each of the reporting persons and entities disclaims beneficial ownership of the reported securities (except to the extent of such person's or entity's pecuniary interest in such securities). Read SEC document |
| January 11, 2019 Filed Jan 15, 2019 18:20 UTC | INTERSECTIONS INC INTX · Entity 161039 | OtherSenior Convertible Note · Derivative | 30,055,000 | Not disclosed Strike: $2.27 | Not disclosed |
DisclosureSEC source: 0000899243-19-001238 · doc4.xml · derivative · entry 5 General Catalyst Group IX, L.P. · CIK 0001732036 · 10% owner GC Entrepreneurs Fund IX, L.P. · CIK 0001732039 · 10% owner General Catalyst Partners IX, L.P. · CIK 0001732034 · 10% owner General Catalyst GP IX, LLC · CIK 0001732035 · 10% owner General Catalyst Group Management, LLC · CIK 0001637946 · 10% owner CHENAULT KENNETH I · CIK 0001180524 · 10% owner Cutler Joel E · CIK 0001337122 · 10% owner Fialkow David P · CIK 0001337220 · 10% owner Taneja Hemant · CIK 0001545563 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 Underlying: Common Stock · 13,240,089 shares Expires 2021-10-31 F3 · derivative.exercise_price: On January 11, 2019, Parent completed its acquisition of the Company pursuant to the terms of that certain Agreement and Plan of Merger, dated as of October 31, 2018, as amended (the "Merger Agreement"), by and among Parent, Merger Sub and the Company, wherein Merger Sub merged with and into the Company, with the Company surviving as an indirect wholly-owned subsidiary of Parent (the "Merger"). Pursuant to the terms of the Merger Agreement, Merger Sub conducted a tender offer (the "Offer") for all issued and outstanding shares of Common Stock (other than certain shares that certain stockholders agreed to roll over in the transaction), at a price of $3.68 per share, in cash, without interest and less any applicable withholding taxes. The Offer expired on January 4, 2019 at 5 p.m. New York City time. On January 7, 2019, Merger Sub accepted for payment all shares validly tendered and not withdrawn in the Offer. F4 · derivative.exercise_price: On January 11, 2019, immediately prior to the effective time of the Merger, the outstanding principal balance of the senior convertible note held by Parent (the "Parent Note"), together with all accrued and unpaid interest thereon, automatically converted in accordance with its terms into shares of Common Stock, at a conversion price equal to $2.27 per share. The terms of the Parent Note, which was purchased by Parent in an aggregate principal amount of $30,000,000 on October 31, 2018, provided that it would convert into shares of Common Stock or the Company's 6.0% Series A Preferred Stock, par value $0.01 per share, as applicable, pursuant to the terms of the Note Purchase and Exchange Agreement, dated as of October 31, 2018, by and among the Company, Parent and the other noteholders. F3 · kind: On January 11, 2019, Parent completed its acquisition of the Company pursuant to the terms of that certain Agreement and Plan of Merger, dated as of October 31, 2018, as amended (the "Merger Agreement"), by and among Parent, Merger Sub and the Company, wherein Merger Sub merged with and into the Company, with the Company surviving as an indirect wholly-owned subsidiary of Parent (the "Merger"). Pursuant to the terms of the Merger Agreement, Merger Sub conducted a tender offer (the "Offer") for all issued and outstanding shares of Common Stock (other than certain shares that certain stockholders agreed to roll over in the transaction), at a price of $3.68 per share, in cash, without interest and less any applicable withholding taxes. The Offer expired on January 4, 2019 at 5 p.m. New York City time. On January 7, 2019, Merger Sub accepted for payment all shares validly tendered and not withdrawn in the Offer. F4 · kind: On January 11, 2019, immediately prior to the effective time of the Merger, the outstanding principal balance of the senior convertible note held by Parent (the "Parent Note"), together with all accrued and unpaid interest thereon, automatically converted in accordance with its terms into shares of Common Stock, at a conversion price equal to $2.27 per share. The terms of the Parent Note, which was purchased by Parent in an aggregate principal amount of $30,000,000 on October 31, 2018, provided that it would convert into shares of Common Stock or the Company's 6.0% Series A Preferred Stock, par value $0.01 per share, as applicable, pursuant to the terms of the Note Purchase and Exchange Agreement, dated as of October 31, 2018, by and among the Company, Parent and the other noteholders. F3 · shares: On January 11, 2019, Parent completed its acquisition of the Company pursuant to the terms of that certain Agreement and Plan of Merger, dated as of October 31, 2018, as amended (the "Merger Agreement"), by and among Parent, Merger Sub and the Company, wherein Merger Sub merged with and into the Company, with the Company surviving as an indirect wholly-owned subsidiary of Parent (the "Merger"). Pursuant to the terms of the Merger Agreement, Merger Sub conducted a tender offer (the "Offer") for all issued and outstanding shares of Common Stock (other than certain shares that certain stockholders agreed to roll over in the transaction), at a price of $3.68 per share, in cash, without interest and less any applicable withholding taxes. The Offer expired on January 4, 2019 at 5 p.m. New York City time. On January 7, 2019, Merger Sub accepted for payment all shares validly tendered and not withdrawn in the Offer. F4 · shares: On January 11, 2019, immediately prior to the effective time of the Merger, the outstanding principal balance of the senior convertible note held by Parent (the "Parent Note"), together with all accrued and unpaid interest thereon, automatically converted in accordance with its terms into shares of Common Stock, at a conversion price equal to $2.27 per share. The terms of the Parent Note, which was purchased by Parent in an aggregate principal amount of $30,000,000 on October 31, 2018, provided that it would convert into shares of Common Stock or the Company's 6.0% Series A Preferred Stock, par value $0.01 per share, as applicable, pursuant to the terms of the Note Purchase and Exchange Agreement, dated as of October 31, 2018, by and among the Company, Parent and the other noteholders. F5 · shares: As of January 11, 2019, the Parent Note had $30,000,000 in outstanding principal balance and had accrued $55,000 in unpaid interest, for a total of $30,055,000. At a conversion price of $2.27 per share, the Parent Note was converted into 13,240,089 shares of Common Stock in accordance with the terms of the Parent Note (the "Note Conversion Shares"). F4 · price: On January 11, 2019, immediately prior to the effective time of the Merger, the outstanding principal balance of the senior convertible note held by Parent (the "Parent Note"), together with all accrued and unpaid interest thereon, automatically converted in accordance with its terms into shares of Common Stock, at a conversion price equal to $2.27 per share. The terms of the Parent Note, which was purchased by Parent in an aggregate principal amount of $30,000,000 on October 31, 2018, provided that it would convert into shares of Common Stock or the Company's 6.0% Series A Preferred Stock, par value $0.01 per share, as applicable, pursuant to the terms of the Note Purchase and Exchange Agreement, dated as of October 31, 2018, by and among the Company, Parent and the other noteholders. F5 · price: As of January 11, 2019, the Parent Note had $30,000,000 in outstanding principal balance and had accrued $55,000 in unpaid interest, for a total of $30,055,000. At a conversion price of $2.27 per share, the Parent Note was converted into 13,240,089 shares of Common Stock in accordance with the terms of the Parent Note (the "Note Conversion Shares"). F4 · derivative.exercise_date: On January 11, 2019, immediately prior to the effective time of the Merger, the outstanding principal balance of the senior convertible note held by Parent (the "Parent Note"), together with all accrued and unpaid interest thereon, automatically converted in accordance with its terms into shares of Common Stock, at a conversion price equal to $2.27 per share. The terms of the Parent Note, which was purchased by Parent in an aggregate principal amount of $30,000,000 on October 31, 2018, provided that it would convert into shares of Common Stock or the Company's 6.0% Series A Preferred Stock, par value $0.01 per share, as applicable, pursuant to the terms of the Note Purchase and Exchange Agreement, dated as of October 31, 2018, by and among the Company, Parent and the other noteholders. F3 · derivative.underlying_shares: On January 11, 2019, Parent completed its acquisition of the Company pursuant to the terms of that certain Agreement and Plan of Merger, dated as of October 31, 2018, as amended (the "Merger Agreement"), by and among Parent, Merger Sub and the Company, wherein Merger Sub merged with and into the Company, with the Company surviving as an indirect wholly-owned subsidiary of Parent (the "Merger"). Pursuant to the terms of the Merger Agreement, Merger Sub conducted a tender offer (the "Offer") for all issued and outstanding shares of Common Stock (other than certain shares that certain stockholders agreed to roll over in the transaction), at a price of $3.68 per share, in cash, without interest and less any applicable withholding taxes. The Offer expired on January 4, 2019 at 5 p.m. New York City time. On January 7, 2019, Merger Sub accepted for payment all shares validly tendered and not withdrawn in the Offer. F4 · derivative.underlying_shares: On January 11, 2019, immediately prior to the effective time of the Merger, the outstanding principal balance of the senior convertible note held by Parent (the "Parent Note"), together with all accrued and unpaid interest thereon, automatically converted in accordance with its terms into shares of Common Stock, at a conversion price equal to $2.27 per share. The terms of the Parent Note, which was purchased by Parent in an aggregate principal amount of $30,000,000 on October 31, 2018, provided that it would convert into shares of Common Stock or the Company's 6.0% Series A Preferred Stock, par value $0.01 per share, as applicable, pursuant to the terms of the Note Purchase and Exchange Agreement, dated as of October 31, 2018, by and among the Company, Parent and the other noteholders. F5 · derivative.underlying_shares: As of January 11, 2019, the Parent Note had $30,000,000 in outstanding principal balance and had accrued $55,000 in unpaid interest, for a total of $30,055,000. At a conversion price of $2.27 per share, the Parent Note was converted into 13,240,089 shares of Common Stock in accordance with the terms of the Parent Note (the "Note Conversion Shares"). F10 · ownership.direct: Because of the relationship among the Reporting Persons, WC SACD, Parent and Merger Sub, each of the Reporting Persons may be deemed to indirectly beneficially own shares of Common Stock beneficially owned by Parent and Merger Sub. Each of the Reporting Persons disclaims beneficial ownership of the securities reported on this Form 4, except to the extent of its or his pecuniary interest therein, and the reporting of such securities on this Form 4 shall not be construed as an admission that any of the Reporting Persons is the beneficial owner thereof for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. F1 · ownership.nature: This statement on Form 4 is being jointly filed by General Catalyst Group IX, L.P., a Delaware limited partnership ("GC IX"), GC Entrepreneurs Fund IX, L.P., a Delaware limited partnership (together with GC IX, the "GC Funds"), General Catalyst Partners IX, L.P., a Delaware limited partnership, General Catalyst GP IX, LLC, a Delaware limited liability company, General Catalyst Group Management, LLC, a Delaware limited liability company, Kenneth I. Chenault, Joel E. Cutler, David P. Fialkow and Hemant Taneja (collectively, the "Reporting Persons"), and relates to the common stock, par value $0.01 per share ("Common Stock"), of Intersections Inc., a Delaware corporation (the "Company"). The GC Funds are stockholders of a joint venture, WC SACD One, Inc., a Delaware corporation ("WC SACD"). WC SACD One Parent, Inc., a Delaware corporation ("Parent"), is a direct wholly-owned subsidiary of WC SACD. F2 · ownership.nature: (Continued from Footnote 1) Prior to the Merger (as defined below), WC SACD One Merger Sub, Inc., a Delaware corporation ("Merger Sub"), was a direct wholly-owned subsidiary of Parent. F10 · ownership.nature: Because of the relationship among the Reporting Persons, WC SACD, Parent and Merger Sub, each of the Reporting Persons may be deemed to indirectly beneficially own shares of Common Stock beneficially owned by Parent and Merger Sub. Each of the Reporting Persons disclaims beneficial ownership of the securities reported on this Form 4, except to the extent of its or his pecuniary interest therein, and the reporting of such securities on this Form 4 shall not be construed as an admission that any of the Reporting Persons is the beneficial owner thereof for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. Read SEC document |
| January 11, 2019 Filed Jan 15, 2019 18:20 UTC | INTERSECTIONS INC INTX · Entity 161039 | OtherCommon Stock | 37,787,129 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-001238 · doc4.xml · nonDerivative · entry 4 General Catalyst Group IX, L.P. · CIK 0001732036 · 10% owner GC Entrepreneurs Fund IX, L.P. · CIK 0001732039 · 10% owner General Catalyst Partners IX, L.P. · CIK 0001732034 · 10% owner General Catalyst GP IX, LLC · CIK 0001732035 · 10% owner General Catalyst Group Management, LLC · CIK 0001637946 · 10% owner CHENAULT KENNETH I · CIK 0001180524 · 10% owner Cutler Joel E · CIK 0001337122 · 10% owner Fialkow David P · CIK 0001337220 · 10% owner Taneja Hemant · CIK 0001545563 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 F1 · security: This statement on Form 4 is being jointly filed by General Catalyst Group IX, L.P., a Delaware limited partnership ("GC IX"), GC Entrepreneurs Fund IX, L.P., a Delaware limited partnership (together with GC IX, the "GC Funds"), General Catalyst Partners IX, L.P., a Delaware limited partnership, General Catalyst GP IX, LLC, a Delaware limited liability company, General Catalyst Group Management, LLC, a Delaware limited liability company, Kenneth I. Chenault, Joel E. Cutler, David P. Fialkow and Hemant Taneja (collectively, the "Reporting Persons"), and relates to the common stock, par value $0.01 per share ("Common Stock"), of Intersections Inc., a Delaware corporation (the "Company"). The GC Funds are stockholders of a joint venture, WC SACD One, Inc., a Delaware corporation ("WC SACD"). WC SACD One Parent, Inc., a Delaware corporation ("Parent"), is a direct wholly-owned subsidiary of WC SACD. F2 · security: (Continued from Footnote 1) Prior to the Merger (as defined below), WC SACD One Merger Sub, Inc., a Delaware corporation ("Merger Sub"), was a direct wholly-owned subsidiary of Parent. F9 · kind: In accordance with the terms of the Merger Agreement, at the effective time of the Merger, all issued and outstanding shares of Common Stock held by Parent and Merger Sub were automatically cancelled in the Merger for no consideration. F9 · shares: In accordance with the terms of the Merger Agreement, at the effective time of the Merger, all issued and outstanding shares of Common Stock held by Parent and Merger Sub were automatically cancelled in the Merger for no consideration. F9 · price: In accordance with the terms of the Merger Agreement, at the effective time of the Merger, all issued and outstanding shares of Common Stock held by Parent and Merger Sub were automatically cancelled in the Merger for no consideration. F9 · balance_after: In accordance with the terms of the Merger Agreement, at the effective time of the Merger, all issued and outstanding shares of Common Stock held by Parent and Merger Sub were automatically cancelled in the Merger for no consideration. F1 · ownership.nature: This statement on Form 4 is being jointly filed by General Catalyst Group IX, L.P., a Delaware limited partnership ("GC IX"), GC Entrepreneurs Fund IX, L.P., a Delaware limited partnership (together with GC IX, the "GC Funds"), General Catalyst Partners IX, L.P., a Delaware limited partnership, General Catalyst GP IX, LLC, a Delaware limited liability company, General Catalyst Group Management, LLC, a Delaware limited liability company, Kenneth I. Chenault, Joel E. Cutler, David P. Fialkow and Hemant Taneja (collectively, the "Reporting Persons"), and relates to the common stock, par value $0.01 per share ("Common Stock"), of Intersections Inc., a Delaware corporation (the "Company"). The GC Funds are stockholders of a joint venture, WC SACD One, Inc., a Delaware corporation ("WC SACD"). WC SACD One Parent, Inc., a Delaware corporation ("Parent"), is a direct wholly-owned subsidiary of WC SACD. F2 · ownership.nature: (Continued from Footnote 1) Prior to the Merger (as defined below), WC SACD One Merger Sub, Inc., a Delaware corporation ("Merger Sub"), was a direct wholly-owned subsidiary of Parent. F10 · ownership.nature: Because of the relationship among the Reporting Persons, WC SACD, Parent and Merger Sub, each of the Reporting Persons may be deemed to indirectly beneficially own shares of Common Stock beneficially owned by Parent and Merger Sub. Each of the Reporting Persons disclaims beneficial ownership of the securities reported on this Form 4, except to the extent of its or his pecuniary interest therein, and the reporting of such securities on this Form 4 shall not be construed as an admission that any of the Reporting Persons is the beneficial owner thereof for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. Read SEC document |
| January 11, 2019 Filed Jan 15, 2019 18:20 UTC | INTERSECTIONS INC INTX · Entity 161039 | PurchaseCommon Stock | 13,443,400 | $3.38 | $45,438,692.00 |
DisclosureSEC source: 0000899243-19-001238 · doc4.xml · nonDerivative · entry 3 General Catalyst Group IX, L.P. · CIK 0001732036 · 10% owner GC Entrepreneurs Fund IX, L.P. · CIK 0001732039 · 10% owner General Catalyst Partners IX, L.P. · CIK 0001732034 · 10% owner General Catalyst GP IX, LLC · CIK 0001732035 · 10% owner General Catalyst Group Management, LLC · CIK 0001637946 · 10% owner CHENAULT KENNETH I · CIK 0001180524 · 10% owner Cutler Joel E · CIK 0001337122 · 10% owner Fialkow David P · CIK 0001337220 · 10% owner Taneja Hemant · CIK 0001545563 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 37,787,129 F1 · security: This statement on Form 4 is being jointly filed by General Catalyst Group IX, L.P., a Delaware limited partnership ("GC IX"), GC Entrepreneurs Fund IX, L.P., a Delaware limited partnership (together with GC IX, the "GC Funds"), General Catalyst Partners IX, L.P., a Delaware limited partnership, General Catalyst GP IX, LLC, a Delaware limited liability company, General Catalyst Group Management, LLC, a Delaware limited liability company, Kenneth I. Chenault, Joel E. Cutler, David P. Fialkow and Hemant Taneja (collectively, the "Reporting Persons"), and relates to the common stock, par value $0.01 per share ("Common Stock"), of Intersections Inc., a Delaware corporation (the "Company"). The GC Funds are stockholders of a joint venture, WC SACD One, Inc., a Delaware corporation ("WC SACD"). WC SACD One Parent, Inc., a Delaware corporation ("Parent"), is a direct wholly-owned subsidiary of WC SACD. F2 · security: (Continued from Footnote 1) Prior to the Merger (as defined below), WC SACD One Merger Sub, Inc., a Delaware corporation ("Merger Sub"), was a direct wholly-owned subsidiary of Parent. F3 · date: On January 11, 2019, Parent completed its acquisition of the Company pursuant to the terms of that certain Agreement and Plan of Merger, dated as of October 31, 2018, as amended (the "Merger Agreement"), by and among Parent, Merger Sub and the Company, wherein Merger Sub merged with and into the Company, with the Company surviving as an indirect wholly-owned subsidiary of Parent (the "Merger"). Pursuant to the terms of the Merger Agreement, Merger Sub conducted a tender offer (the "Offer") for all issued and outstanding shares of Common Stock (other than certain shares that certain stockholders agreed to roll over in the transaction), at a price of $3.68 per share, in cash, without interest and less any applicable withholding taxes. The Offer expired on January 4, 2019 at 5 p.m. New York City time. On January 7, 2019, Merger Sub accepted for payment all shares validly tendered and not withdrawn in the Offer. F8 · date: Represents (i) 13,435,388 shares of Common Stock owned directly by Merger Sub (which such shares were purchased by Merger Sub on January 7, 2019 in connection with the closing of the Offer) and (ii) 8,012 shares of Common Stock that were validly delivered pursuant to notice of guaranteed delivery procedures and purchased by Merger Sub upon closing of the Offer on January 11, 2019 (the "Tender Offer Shares"). F3 · kind: On January 11, 2019, Parent completed its acquisition of the Company pursuant to the terms of that certain Agreement and Plan of Merger, dated as of October 31, 2018, as amended (the "Merger Agreement"), by and among Parent, Merger Sub and the Company, wherein Merger Sub merged with and into the Company, with the Company surviving as an indirect wholly-owned subsidiary of Parent (the "Merger"). Pursuant to the terms of the Merger Agreement, Merger Sub conducted a tender offer (the "Offer") for all issued and outstanding shares of Common Stock (other than certain shares that certain stockholders agreed to roll over in the transaction), at a price of $3.68 per share, in cash, without interest and less any applicable withholding taxes. The Offer expired on January 4, 2019 at 5 p.m. New York City time. On January 7, 2019, Merger Sub accepted for payment all shares validly tendered and not withdrawn in the Offer. F3 · shares: On January 11, 2019, Parent completed its acquisition of the Company pursuant to the terms of that certain Agreement and Plan of Merger, dated as of October 31, 2018, as amended (the "Merger Agreement"), by and among Parent, Merger Sub and the Company, wherein Merger Sub merged with and into the Company, with the Company surviving as an indirect wholly-owned subsidiary of Parent (the "Merger"). Pursuant to the terms of the Merger Agreement, Merger Sub conducted a tender offer (the "Offer") for all issued and outstanding shares of Common Stock (other than certain shares that certain stockholders agreed to roll over in the transaction), at a price of $3.68 per share, in cash, without interest and less any applicable withholding taxes. The Offer expired on January 4, 2019 at 5 p.m. New York City time. On January 7, 2019, Merger Sub accepted for payment all shares validly tendered and not withdrawn in the Offer. F8 · shares: Represents (i) 13,435,388 shares of Common Stock owned directly by Merger Sub (which such shares were purchased by Merger Sub on January 7, 2019 in connection with the closing of the Offer) and (ii) 8,012 shares of Common Stock that were validly delivered pursuant to notice of guaranteed delivery procedures and purchased by Merger Sub upon closing of the Offer on January 11, 2019 (the "Tender Offer Shares"). F3 · price: On January 11, 2019, Parent completed its acquisition of the Company pursuant to the terms of that certain Agreement and Plan of Merger, dated as of October 31, 2018, as amended (the "Merger Agreement"), by and among Parent, Merger Sub and the Company, wherein Merger Sub merged with and into the Company, with the Company surviving as an indirect wholly-owned subsidiary of Parent (the "Merger"). Pursuant to the terms of the Merger Agreement, Merger Sub conducted a tender offer (the "Offer") for all issued and outstanding shares of Common Stock (other than certain shares that certain stockholders agreed to roll over in the transaction), at a price of $3.68 per share, in cash, without interest and less any applicable withholding taxes. The Offer expired on January 4, 2019 at 5 p.m. New York City time. On January 7, 2019, Merger Sub accepted for payment all shares validly tendered and not withdrawn in the Offer. F1 · ownership.nature: This statement on Form 4 is being jointly filed by General Catalyst Group IX, L.P., a Delaware limited partnership ("GC IX"), GC Entrepreneurs Fund IX, L.P., a Delaware limited partnership (together with GC IX, the "GC Funds"), General Catalyst Partners IX, L.P., a Delaware limited partnership, General Catalyst GP IX, LLC, a Delaware limited liability company, General Catalyst Group Management, LLC, a Delaware limited liability company, Kenneth I. Chenault, Joel E. Cutler, David P. Fialkow and Hemant Taneja (collectively, the "Reporting Persons"), and relates to the common stock, par value $0.01 per share ("Common Stock"), of Intersections Inc., a Delaware corporation (the "Company"). The GC Funds are stockholders of a joint venture, WC SACD One, Inc., a Delaware corporation ("WC SACD"). WC SACD One Parent, Inc., a Delaware corporation ("Parent"), is a direct wholly-owned subsidiary of WC SACD. F2 · ownership.nature: (Continued from Footnote 1) Prior to the Merger (as defined below), WC SACD One Merger Sub, Inc., a Delaware corporation ("Merger Sub"), was a direct wholly-owned subsidiary of Parent. F10 · ownership.nature: Because of the relationship among the Reporting Persons, WC SACD, Parent and Merger Sub, each of the Reporting Persons may be deemed to indirectly beneficially own shares of Common Stock beneficially owned by Parent and Merger Sub. Each of the Reporting Persons disclaims beneficial ownership of the securities reported on this Form 4, except to the extent of its or his pecuniary interest therein, and the reporting of such securities on this Form 4 shall not be construed as an admission that any of the Reporting Persons is the beneficial owner thereof for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.