organization · Reporting owner
General Catalyst Partners V, L.P.
Disclosed activity across 3 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| FRACTYL HEALTH, INC.GUTS · Entity 6700 | 10% owner | February 06, 2024 | February 08, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
FRACTYL HEALTH, INC.
Report date February 06, 2024 · Filed February 08, 2024
Jointly reported with General Catalyst GP V, LLC, General Catalyst Group V LP, GC Entrepreneurs Fund V, LP
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectDirectly held by General Catalyst Group V, L.P. | 4,784,323 |
Reported balance
After 2024-02-06 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2024-02-06 · Conversion · Acquired 4,702,161 · Balance 4,784,323 F1: In connection with the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into common stock in accordance with the terms of such preferred stock. F2: General Catalyst GP V, LLC ("GCGPV") is the general partner of General Catalyst Partners V, L.P., which is the general partner of General Catalyst Group V, L.P. ("GCGV") and GC Entrepreneurs Fund V, L.P. ("GCEV"). GCGPV is controlled by a group of three or more individuals, or the Managing Directors, having shared voting and dispositive control over the shares held by GCGV and GCEV. Each of the Managing Directors disclaims beneficial ownership of the securities held by GCGV and GCEV except to the extent of his or her pecuniary interest therein, if any. |
| Common StockSEC Table I · non-derivative | IndirectDirectly held by GC Entrepreneurs Fund V, L.P. | 99,863 |
Reported balance
After 2024-02-06 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2024-02-06 · Conversion · Acquired 98,149 · Balance 99,863 F1: In connection with the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into common stock in accordance with the terms of such preferred stock. F2: General Catalyst GP V, LLC ("GCGPV") is the general partner of General Catalyst Partners V, L.P., which is the general partner of General Catalyst Group V, L.P. ("GCGV") and GC Entrepreneurs Fund V, L.P. ("GCEV"). GCGPV is controlled by a group of three or more individuals, or the Managing Directors, having shared voting and dispositive control over the shares held by GCGV and GCEV. Each of the Managing Directors disclaims beneficial ownership of the securities held by GCGV and GCEV except to the extent of his or her pecuniary interest therein, if any. |
| Series A Preferred StockSEC Table II · derivative / convertible security | IndirectDirectly held by General Catalyst Group V, L.P. | 0 |
Reported balance
After 2024-02-06 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2024-02-06 · Conversion · Disposed 3,204,832 · Balance 0 F1: In connection with the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into common stock in accordance with the terms of such preferred stock. F2: General Catalyst GP V, LLC ("GCGPV") is the general partner of General Catalyst Partners V, L.P., which is the general partner of General Catalyst Group V, L.P. ("GCGV") and GC Entrepreneurs Fund V, L.P. ("GCEV"). GCGPV is controlled by a group of three or more individuals, or the Managing Directors, having shared voting and dispositive control over the shares held by GCGV and GCEV. Each of the Managing Directors disclaims beneficial ownership of the securities held by GCGV and GCEV except to the extent of his or her pecuniary interest therein, if any. |
| Series A Preferred StockSEC Table II · derivative / convertible security | IndirectDirectly held by GC Entrepreneurs Fund V, L.P. | 0 |
Reported balance
After 2024-02-06 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2024-02-06 · Conversion · Disposed 66,897 · Balance 0 F1: In connection with the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into common stock in accordance with the terms of such preferred stock. F2: General Catalyst GP V, LLC ("GCGPV") is the general partner of General Catalyst Partners V, L.P., which is the general partner of General Catalyst Group V, L.P. ("GCGV") and GC Entrepreneurs Fund V, L.P. ("GCEV"). GCGPV is controlled by a group of three or more individuals, or the Managing Directors, having shared voting and dispositive control over the shares held by GCGV and GCEV. Each of the Managing Directors disclaims beneficial ownership of the securities held by GCGV and GCEV except to the extent of his or her pecuniary interest therein, if any. |
| Series B Preferred StockSEC Table II · derivative / convertible security | IndirectDirectly held by General Catalyst Group V, L.P. | 0 |
Reported balance
After 2024-02-06 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2024-02-06 · Conversion · Disposed 3,098,678 · Balance 0 F1: In connection with the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into common stock in accordance with the terms of such preferred stock. F2: General Catalyst GP V, LLC ("GCGPV") is the general partner of General Catalyst Partners V, L.P., which is the general partner of General Catalyst Group V, L.P. ("GCGV") and GC Entrepreneurs Fund V, L.P. ("GCEV"). GCGPV is controlled by a group of three or more individuals, or the Managing Directors, having shared voting and dispositive control over the shares held by GCGV and GCEV. Each of the Managing Directors disclaims beneficial ownership of the securities held by GCGV and GCEV except to the extent of his or her pecuniary interest therein, if any. |
| Series B Preferred StockSEC Table II · derivative / convertible security | IndirectDirectly held by GC Entrepreneurs Fund V, L.P. | 0 |
Reported balance
After 2024-02-06 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2024-02-06 · Conversion · Disposed 64,681 · Balance 0 F1: In connection with the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into common stock in accordance with the terms of such preferred stock. F2: General Catalyst GP V, LLC ("GCGPV") is the general partner of General Catalyst Partners V, L.P., which is the general partner of General Catalyst Group V, L.P. ("GCGV") and GC Entrepreneurs Fund V, L.P. ("GCEV"). GCGPV is controlled by a group of three or more individuals, or the Managing Directors, having shared voting and dispositive control over the shares held by GCGV and GCEV. Each of the Managing Directors disclaims beneficial ownership of the securities held by GCGV and GCEV except to the extent of his or her pecuniary interest therein, if any. |
| Series C-1 Preferred StockSEC Table II · derivative / convertible security | IndirectDirectly held by General Catalyst Group V, L.P. | 0 |
Reported balance
After 2024-02-06 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2024-02-06 · Conversion · Disposed 1,314,484 · Balance 0 F1: In connection with the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into common stock in accordance with the terms of such preferred stock. F2: General Catalyst GP V, LLC ("GCGPV") is the general partner of General Catalyst Partners V, L.P., which is the general partner of General Catalyst Group V, L.P. ("GCGV") and GC Entrepreneurs Fund V, L.P. ("GCEV"). GCGPV is controlled by a group of three or more individuals, or the Managing Directors, having shared voting and dispositive control over the shares held by GCGV and GCEV. Each of the Managing Directors disclaims beneficial ownership of the securities held by GCGV and GCEV except to the extent of his or her pecuniary interest therein, if any. |
| Series C-1 Preferred StockSEC Table II · derivative / convertible security | IndirectDirectly held by GC Entrepreneurs Fund V, L.P. | 0 |
Reported balance
After 2024-02-06 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2024-02-06 · Conversion · Disposed 27,438 · Balance 0 F1: In connection with the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into common stock in accordance with the terms of such preferred stock. F2: General Catalyst GP V, LLC ("GCGPV") is the general partner of General Catalyst Partners V, L.P., which is the general partner of General Catalyst Group V, L.P. ("GCGV") and GC Entrepreneurs Fund V, L.P. ("GCEV"). GCGPV is controlled by a group of three or more individuals, or the Managing Directors, having shared voting and dispositive control over the shares held by GCGV and GCEV. Each of the Managing Directors disclaims beneficial ownership of the securities held by GCGV and GCEV except to the extent of his or her pecuniary interest therein, if any. |
| Series C-2 Preferred StockSEC Table II · derivative / convertible security | IndirectDirectly held by General Catalyst Group V, L.P. | 0 |
Reported balance
After 2024-02-06 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2024-02-06 · Conversion · Disposed 1,337,665 · Balance 0 F1: In connection with the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into common stock in accordance with the terms of such preferred stock. F2: General Catalyst GP V, LLC ("GCGPV") is the general partner of General Catalyst Partners V, L.P., which is the general partner of General Catalyst Group V, L.P. ("GCGV") and GC Entrepreneurs Fund V, L.P. ("GCEV"). GCGPV is controlled by a group of three or more individuals, or the Managing Directors, having shared voting and dispositive control over the shares held by GCGV and GCEV. Each of the Managing Directors disclaims beneficial ownership of the securities held by GCGV and GCEV except to the extent of his or her pecuniary interest therein, if any. |
| Series C-2 Preferred StockSEC Table II · derivative / convertible security | IndirectDirectly held by GC Entrepreneurs Fund V, L.P. | 0 |
Reported balance
After 2024-02-06 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2024-02-06 · Conversion · Disposed 27,922 · Balance 0 F1: In connection with the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into common stock in accordance with the terms of such preferred stock. F2: General Catalyst GP V, LLC ("GCGPV") is the general partner of General Catalyst Partners V, L.P., which is the general partner of General Catalyst Group V, L.P. ("GCGV") and GC Entrepreneurs Fund V, L.P. ("GCEV"). GCGPV is controlled by a group of three or more individuals, or the Managing Directors, having shared voting and dispositive control over the shares held by GCGV and GCEV. Each of the Managing Directors disclaims beneficial ownership of the securities held by GCGV and GCEV except to the extent of his or her pecuniary interest therein, if any. |
| Series D Preferred StockSEC Table II · derivative / convertible security | IndirectDirectly held by General Catalyst Group V, L.P. | 0 |
Reported balance
After 2024-02-06 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2024-02-06 · Conversion · Disposed 906,815 · Balance 0 F1: In connection with the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into common stock in accordance with the terms of such preferred stock. F2: General Catalyst GP V, LLC ("GCGPV") is the general partner of General Catalyst Partners V, L.P., which is the general partner of General Catalyst Group V, L.P. ("GCGV") and GC Entrepreneurs Fund V, L.P. ("GCEV"). GCGPV is controlled by a group of three or more individuals, or the Managing Directors, having shared voting and dispositive control over the shares held by GCGV and GCEV. Each of the Managing Directors disclaims beneficial ownership of the securities held by GCGV and GCEV except to the extent of his or her pecuniary interest therein, if any. |
| Series D Preferred StockSEC Table II · derivative / convertible security | IndirectDirectly held by GC Entrepreneurs Fund V, L.P. | 0 |
Reported balance
After 2024-02-06 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2024-02-06 · Conversion · Disposed 18,929 · Balance 0 F1: In connection with the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into common stock in accordance with the terms of such preferred stock. F2: General Catalyst GP V, LLC ("GCGPV") is the general partner of General Catalyst Partners V, L.P., which is the general partner of General Catalyst Group V, L.P. ("GCGV") and GC Entrepreneurs Fund V, L.P. ("GCEV"). GCGPV is controlled by a group of three or more individuals, or the Managing Directors, having shared voting and dispositive control over the shares held by GCGV and GCEV. Each of the Managing Directors disclaims beneficial ownership of the securities held by GCGV and GCEV except to the extent of his or her pecuniary interest therein, if any. |
| Series E Preferred StockSEC Table II · derivative / convertible security | IndirectDirectly held by General Catalyst Group V, L.P. | 0 |
Reported balance
After 2024-02-06 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2024-02-06 · Conversion · Disposed 228,371 · Balance 0 F1: In connection with the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into common stock in accordance with the terms of such preferred stock. F2: General Catalyst GP V, LLC ("GCGPV") is the general partner of General Catalyst Partners V, L.P., which is the general partner of General Catalyst Group V, L.P. ("GCGV") and GC Entrepreneurs Fund V, L.P. ("GCEV"). GCGPV is controlled by a group of three or more individuals, or the Managing Directors, having shared voting and dispositive control over the shares held by GCGV and GCEV. Each of the Managing Directors disclaims beneficial ownership of the securities held by GCGV and GCEV except to the extent of his or her pecuniary interest therein, if any. |
| Series E Preferred StockSEC Table II · derivative / convertible security | IndirectDirectly held by GC Entrepreneurs Fund V, L.P. | 0 |
Reported balance
After 2024-02-06 transaction · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · 2024-02-06 · Conversion · Disposed 4,767 · Balance 0 F1: In connection with the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into common stock in accordance with the terms of such preferred stock. F2: General Catalyst GP V, LLC ("GCGPV") is the general partner of General Catalyst Partners V, L.P., which is the general partner of General Catalyst Group V, L.P. ("GCGV") and GC Entrepreneurs Fund V, L.P. ("GCEV"). GCGPV is controlled by a group of three or more individuals, or the Managing Directors, having shared voting and dispositive control over the shares held by GCGV and GCEV. Each of the Managing Directors disclaims beneficial ownership of the securities held by GCGV and GCEV except to the extent of his or her pecuniary interest therein, if any. |
Filing footnotes · ownership attribution and instrument terms
F1: In connection with the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into common stock in accordance with the terms of such preferred stock.
F2: General Catalyst GP V, LLC ("GCGPV") is the general partner of General Catalyst Partners V, L.P., which is the general partner of General Catalyst Group V, L.P. ("GCGV") and GC Entrepreneurs Fund V, L.P. ("GCEV"). GCGPV is controlled by a group of three or more individuals, or the Managing Directors, having shared voting and dispositive control over the shares held by GCGV and GCEV. Each of the Managing Directors disclaims beneficial ownership of the securities held by GCGV and GCEV except to the extent of his or her pecuniary interest therein, if any.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Commerce.com, Inc.
Report date February 26, 2021 · Filed March 02, 2021
Jointly reported with General Catalyst GP V, LLC, General Catalyst Group V LP, GC Entrepreneurs Fund V, LP, General Catalyst Group V Supplemental LP, GC Partners Holdings, LP, GCGM Investment Holdings, LP, Fialkow David P, Cutler Joel E
Section 16 reporting ended · disclosed 2021-03-02. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Series 1 Common StockSEC Table I · non-derivative | IndirectBy General Catalyst Group IV, L.P. | 2,531,821 |
Reported balance
After 2021-02-26 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2021-02-26 · Other · Disposed 632,955 · Balance 2,531,821 F1: Effective February 26, 2021, General Catalyst Group IV, L.P., a venture capital partnership, distributed in-kind, without consideration, a total of 632,955 shares of Series 1 Common Stock of the Issuer to its general and limited partners. F2: The reported securities are held directly by General Catalyst Group IV, L.P. General Catalyst GP IV, LLC is the general partner of General Catalyst Partners IV, L.P., which is the general partner of General Catalyst Group IV, L.P. and GC Entrepreneurs Fund IV, L.P. Lawrence Bohn, a member of Issuer's board of directors, Joel Cutler, and David Fialkow are managing directors of General Catalyst GP IV, LLC, and, as a result, may be deemed to have voting and dispositive power over the shares held by General Catalyst Group IV, L.P. and GC Entrepreneurs Fund IV, L.P. Each of the reporting persons and entities disclaims beneficial ownership of the reported securities except to the extent of such person's or entity's pecuniary interest in such securities. |
| Series 1 Common StockSEC Table I · non-derivative | IndirectBy GC Entrepreneurs Fund IV, L.P. | 67,176 |
Reported balance
After 2021-02-26 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2021-02-26 · Other · Disposed 16,794 · Balance 67,176 F3: Effective February 26, 2021, GC Entrepreneurs Fund IV, L.P., a venture capital partnership, distributed in-kind, without consideration, a total of 16,794 shares of Series 1 Common Stock of the Issuer to its general and limited partners. F4: The reported securities are held directly by GC Entrepreneurs Fund IV, L.P. General Catalyst GP IV, LLC is the general partner of General Catalyst Partners IV, L.P., which is the general partner of General Catalyst Group IV, L.P. and GC Entrepreneurs Fund IV, L.P. Lawrence Bohn, a member of Issuer's board of directors, Joel Cutler, and David Fialkow are managing directors of General Catalyst GP IV, LLC, and, as a result, may be deemed to have voting and dispositive power over the shares held by General Catalyst Group IV, L.P. and GC Entrepreneurs Fund IV, L.P. Each of the reporting persons and entities disclaims beneficial ownership of the reported securities except to the extent of such person's or entity's pecuniary interest in such securities. |
| Series 1 Common StockSEC Table I · non-derivative | IndirectBy General Catalyst Group V, L.P. | 1,361,295 |
Reported balance
After 2021-02-26 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2021-02-26 · Other · Disposed 340,399 · Balance 1,361,295 F5: Effective February 26, 2021, General Catalyst Group V, L.P., a venture capital partnership, distributed in-kind, without consideration, a total of 340,399 shares of Series 1 Common Stock of the Issuer to its general and limited partners. F6: The reported securities are held directly by General Catalyst Group V, L.P. General Catalyst GP V, LLC is the general partner of General Catalyst Partners V, L.P., which is the general partner of General Catalyst Group V, L.P., GC Entrepreneurs Fund V, L.P. and General Catalyst Group V Supplemental, L.P. Lawrence Bohn, a member of Issuer's board of directors, Joel Cutler, and David Fialkow are managing directors of General Catalyst GP V, LLC, and, as a result, may be deemed to have voting and dispositive power over the shares held by General Catalyst Group V, L.P., GC Entrepreneurs Fund V, L.P., and General Catalyst Group V Supplemental, L.P. GCGM Investment Holdings, L.P. is a limited partner of General Catalyst Partners V, L.P. with a pecuniary interest in the reported securities. F7: (Continued from Footnote 6) GC Partners Holdings, L.P. is a limited partner of GCGM Investment Holdings, L.P. with a pecuniary interest in the reported securities. Each of the reporting persons and entities disclaims beneficial ownership of the reported securities except to the extent of such person's or entity's pecuniary interest in such securities. |
| Series 1 Common StockSEC Table I · non-derivative | IndirectBy GC Entrepreneurs Fund V, L.P. | 81,865 |
Reported balance
After 2021-02-26 transaction · row 4
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 4 · 2021-02-26 · Other · Disposed 20,466 · Balance 81,865 F8: Effective February 26, 2021, GC Entrepreneurs Fund V, L.P., a venture capital partnership, distributed in-kind, without consideration, a total of 20,466 shares of Series 1 Common Stock of the Issuer to its general and limited partners. F9: The reported securities are held directly by GC Entrepreneurs Fund V, L.P. General Catalyst GP V, LLC is the general partner of General Catalyst Partners V, L.P., which is the general partner of General Catalyst Group V, L.P., GC Entrepreneurs Fund V, L.P. and General Catalyst Group V Supplemental, L.P. Lawrence Bohn, a member of Issuer's board of directors, Joel Cutler, and David Fialkow are managing directors of General Catalyst GP V, LLC, and, as a result, may be deemed to have voting and dispositive power over the shares held by General Catalyst Group V, L.P., GC Entrepreneurs Fund V, L.P., and General Catalyst Group V Supplemental, L.P. GCGM Investment Holdings, L.P. is a limited partner of General Catalyst Partners V, L.P. with a pecuniary interest in the reported securities. F10: (Continued from Footnote 9) GC Partners Holdings, L.P. is a limited partner of GCGM Investment Holdings, L.P. with a pecuniary interest in the reported securities. Each of the reporting persons and entities disclaims beneficial ownership of the reported securities except to the extent of such person's or entity's pecuniary interest in such securities. |
| Series 1 Common StockSEC Table I · non-derivative | IndirectBy General Catalyst Group V Supplemental, L.P. | 2,560,546 |
Reported balance
After 2021-02-26 transaction · row 5
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 5 · 2021-02-26 · Other · Disposed 640,136 · Balance 2,560,546 F11: Effective February 26, 2021, General Catalyst Group V Supplemental, L.P., a venture capital partnership, distributed in-kind, without consideration, a total of 640,136 shares of Series 1 Common Stock of the Issuer to its general and limited partners. F12: The reported securities are held directly by General Catalyst Group V Supplemental, L.P. General Catalyst GP V, LLC is the general partner of General Catalyst Partners V, L.P., which is the general partner of General Catalyst Group V, L.P., GC Entrepreneurs Fund V, L.P. and General Catalyst Group V Supplemental, L.P. Lawrence Bohn, a member of Issuer's board of directors, Joel Cutler, and David Fialkow are managing directors of General Catalyst GP V, LLC, and, as a result, may be deemed to have voting and dispositive power over the shares held by General Catalyst Group V, L.P., GC Entrepreneurs Fund V, L.P., and General Catalyst Group V Supplemental, L.P. GCGM Investment Holdings, L.P. is a limited partner of General Catalyst Partners V, L.P. with a pecuniary interest in the reported securities. F13: (Continued from Footnote 12) GC Partners Holdings, L.P. is a limited partner of GCGM Investment Holdings, L.P. with a pecuniary interest in the reported securities. Each of the reporting persons and entities disclaims beneficial ownership of the reported securities except to the extent of such person's or entity's pecuniary interest in such securities. |
Filing footnotes · ownership attribution and instrument terms
F1: Effective February 26, 2021, General Catalyst Group IV, L.P., a venture capital partnership, distributed in-kind, without consideration, a total of 632,955 shares of Series 1 Common Stock of the Issuer to its general and limited partners.
F2: The reported securities are held directly by General Catalyst Group IV, L.P. General Catalyst GP IV, LLC is the general partner of General Catalyst Partners IV, L.P., which is the general partner of General Catalyst Group IV, L.P. and GC Entrepreneurs Fund IV, L.P. Lawrence Bohn, a member of Issuer's board of directors, Joel Cutler, and David Fialkow are managing directors of General Catalyst GP IV, LLC, and, as a result, may be deemed to have voting and dispositive power over the shares held by General Catalyst Group IV, L.P. and GC Entrepreneurs Fund IV, L.P. Each of the reporting persons and entities disclaims beneficial ownership of the reported securities except to the extent of such person's or entity's pecuniary interest in such securities.
F3: Effective February 26, 2021, GC Entrepreneurs Fund IV, L.P., a venture capital partnership, distributed in-kind, without consideration, a total of 16,794 shares of Series 1 Common Stock of the Issuer to its general and limited partners.
F4: The reported securities are held directly by GC Entrepreneurs Fund IV, L.P. General Catalyst GP IV, LLC is the general partner of General Catalyst Partners IV, L.P., which is the general partner of General Catalyst Group IV, L.P. and GC Entrepreneurs Fund IV, L.P. Lawrence Bohn, a member of Issuer's board of directors, Joel Cutler, and David Fialkow are managing directors of General Catalyst GP IV, LLC, and, as a result, may be deemed to have voting and dispositive power over the shares held by General Catalyst Group IV, L.P. and GC Entrepreneurs Fund IV, L.P. Each of the reporting persons and entities disclaims beneficial ownership of the reported securities except to the extent of such person's or entity's pecuniary interest in such securities.
F5: Effective February 26, 2021, General Catalyst Group V, L.P., a venture capital partnership, distributed in-kind, without consideration, a total of 340,399 shares of Series 1 Common Stock of the Issuer to its general and limited partners.
F6: The reported securities are held directly by General Catalyst Group V, L.P. General Catalyst GP V, LLC is the general partner of General Catalyst Partners V, L.P., which is the general partner of General Catalyst Group V, L.P., GC Entrepreneurs Fund V, L.P. and General Catalyst Group V Supplemental, L.P. Lawrence Bohn, a member of Issuer's board of directors, Joel Cutler, and David Fialkow are managing directors of General Catalyst GP V, LLC, and, as a result, may be deemed to have voting and dispositive power over the shares held by General Catalyst Group V, L.P., GC Entrepreneurs Fund V, L.P., and General Catalyst Group V Supplemental, L.P. GCGM Investment Holdings, L.P. is a limited partner of General Catalyst Partners V, L.P. with a pecuniary interest in the reported securities.
F7: (Continued from Footnote 6) GC Partners Holdings, L.P. is a limited partner of GCGM Investment Holdings, L.P. with a pecuniary interest in the reported securities. Each of the reporting persons and entities disclaims beneficial ownership of the reported securities except to the extent of such person's or entity's pecuniary interest in such securities.
F8: Effective February 26, 2021, GC Entrepreneurs Fund V, L.P., a venture capital partnership, distributed in-kind, without consideration, a total of 20,466 shares of Series 1 Common Stock of the Issuer to its general and limited partners.
F9: The reported securities are held directly by GC Entrepreneurs Fund V, L.P. General Catalyst GP V, LLC is the general partner of General Catalyst Partners V, L.P., which is the general partner of General Catalyst Group V, L.P., GC Entrepreneurs Fund V, L.P. and General Catalyst Group V Supplemental, L.P. Lawrence Bohn, a member of Issuer's board of directors, Joel Cutler, and David Fialkow are managing directors of General Catalyst GP V, LLC, and, as a result, may be deemed to have voting and dispositive power over the shares held by General Catalyst Group V, L.P., GC Entrepreneurs Fund V, L.P., and General Catalyst Group V Supplemental, L.P. GCGM Investment Holdings, L.P. is a limited partner of General Catalyst Partners V, L.P. with a pecuniary interest in the reported securities.
F10: (Continued from Footnote 9) GC Partners Holdings, L.P. is a limited partner of GCGM Investment Holdings, L.P. with a pecuniary interest in the reported securities. Each of the reporting persons and entities disclaims beneficial ownership of the reported securities except to the extent of such person's or entity's pecuniary interest in such securities.
F11: Effective February 26, 2021, General Catalyst Group V Supplemental, L.P., a venture capital partnership, distributed in-kind, without consideration, a total of 640,136 shares of Series 1 Common Stock of the Issuer to its general and limited partners.
F12: The reported securities are held directly by General Catalyst Group V Supplemental, L.P. General Catalyst GP V, LLC is the general partner of General Catalyst Partners V, L.P., which is the general partner of General Catalyst Group V, L.P., GC Entrepreneurs Fund V, L.P. and General Catalyst Group V Supplemental, L.P. Lawrence Bohn, a member of Issuer's board of directors, Joel Cutler, and David Fialkow are managing directors of General Catalyst GP V, LLC, and, as a result, may be deemed to have voting and dispositive power over the shares held by General Catalyst Group V, L.P., GC Entrepreneurs Fund V, L.P., and General Catalyst Group V Supplemental, L.P. GCGM Investment Holdings, L.P. is a limited partner of General Catalyst Partners V, L.P. with a pecuniary interest in the reported securities.
F13: (Continued from Footnote 12) GC Partners Holdings, L.P. is a limited partner of GCGM Investment Holdings, L.P. with a pecuniary interest in the reported securities. Each of the reporting persons and entities disclaims beneficial ownership of the reported securities except to the extent of such person's or entity's pecuniary interest in such securities.
Warby Parker Inc.
Report date October 08, 2021 · Filed October 13, 2021
Jointly reported with General Catalyst Group V LP, General Catalyst Group V Supplemental LP, GC Venture V, LLC, GC Venture V-B, LLC, GC Venture V Manager, LLC
Section 16 reporting ended · disclosed 2021-10-13. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectDirectly held by General Catalyst Group V Supplemental, L.P. | 6,066,061 |
Reported balance
After 2021-10-08 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2021-10-08 · Other · Disposed 1,213,200 · Balance 6,066,061 F1: Effective October 8, 2021, General Catalyst Group V Supplemental, L.P., a venture capital partnership, distributed in-kind, without consideration, a total of 1,213,200 shares of Class A Common Stock of the Issuer to its general and limited partners. F2: General Catalyst GP V, LLC ("GCGPV"), is the general partner of General Catalyst Partners V, L.P., which is the general partner of General Catalyst Group V, L.P. ("GCGV"), General Catalyst Group V Supplemental, L.P. ("GCGVS") and GC Entrepreneurs Fund V, L.P. ("GCEV"). General Catalyst Group Management Holdings GP, LLC ("GCGMH LLC"), is the general partner of General Catalyst Group Management Holdings, L.P. ("GCGMH"), which is the manager of General Catalyst Group Management, LLC ("GCGM"), which is the manager of GC Venture V Manager, LLC ("GCVV Manager"), which is the manager of GC Venture V, LLC ("GCVV") and GC Venture V-B, LLC ("GCVVB"). F3: Joel Cutler and David Fialkow are managing directors of GCGPV, and, as a result, may be deemed to share voting and investment power with respect to the shares held by GCGV, GCGVS, and GCEV. Kenneth Chenault, Joel Cutler, David Fialkow and Hemant Taneja are managing members of GCGMH, LLC, and, as a result, may be deemed to share voting and investment power with respect to the shares held by GCVV and GCVVB. However, each Reporting Person disclaims beneficial ownership over such shares except to the extent of his or its pecuniary interest therein, if any. |
| Class A Common StockSEC Table I · non-derivative | IndirectDirectly held by General Catalyst Partners V, L.P. | 234,614 |
Reported balance
After 2021-10-08 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2021-10-08 · Other · Acquired 234,614 · Balance 234,614 F4: Represents shares previously reported as held through GCGVS. F2: General Catalyst GP V, LLC ("GCGPV"), is the general partner of General Catalyst Partners V, L.P., which is the general partner of General Catalyst Group V, L.P. ("GCGV"), General Catalyst Group V Supplemental, L.P. ("GCGVS") and GC Entrepreneurs Fund V, L.P. ("GCEV"). General Catalyst Group Management Holdings GP, LLC ("GCGMH LLC"), is the general partner of General Catalyst Group Management Holdings, L.P. ("GCGMH"), which is the manager of General Catalyst Group Management, LLC ("GCGM"), which is the manager of GC Venture V Manager, LLC ("GCVV Manager"), which is the manager of GC Venture V, LLC ("GCVV") and GC Venture V-B, LLC ("GCVVB"). F3: Joel Cutler and David Fialkow are managing directors of GCGPV, and, as a result, may be deemed to share voting and investment power with respect to the shares held by GCGV, GCGVS, and GCEV. Kenneth Chenault, Joel Cutler, David Fialkow and Hemant Taneja are managing members of GCGMH, LLC, and, as a result, may be deemed to share voting and investment power with respect to the shares held by GCVV and GCVVB. However, each Reporting Person disclaims beneficial ownership over such shares except to the extent of his or its pecuniary interest therein, if any. |
| Class A Common StockSEC Table I · non-derivative | IndirectDirectly held by GC Venture V, LLC | 0 |
Reported balance
After 2021-10-08 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2021-10-08 · Other · Disposed 279,556 · Balance 0 F5: Effective October 8, 2021, GCVV, a venture capital partnership, distributed in-kind, without consideration, a total of 279,556 shares of Class A Common Stock of the Issuer to its members and manager. F2: General Catalyst GP V, LLC ("GCGPV"), is the general partner of General Catalyst Partners V, L.P., which is the general partner of General Catalyst Group V, L.P. ("GCGV"), General Catalyst Group V Supplemental, L.P. ("GCGVS") and GC Entrepreneurs Fund V, L.P. ("GCEV"). General Catalyst Group Management Holdings GP, LLC ("GCGMH LLC"), is the general partner of General Catalyst Group Management Holdings, L.P. ("GCGMH"), which is the manager of General Catalyst Group Management, LLC ("GCGM"), which is the manager of GC Venture V Manager, LLC ("GCVV Manager"), which is the manager of GC Venture V, LLC ("GCVV") and GC Venture V-B, LLC ("GCVVB"). F3: Joel Cutler and David Fialkow are managing directors of GCGPV, and, as a result, may be deemed to share voting and investment power with respect to the shares held by GCGV, GCGVS, and GCEV. Kenneth Chenault, Joel Cutler, David Fialkow and Hemant Taneja are managing members of GCGMH, LLC, and, as a result, may be deemed to share voting and investment power with respect to the shares held by GCVV and GCVVB. However, each Reporting Person disclaims beneficial ownership over such shares except to the extent of his or its pecuniary interest therein, if any. |
| Class A Common StockSEC Table I · non-derivative | IndirectDirectly held by GC Venture V Manager, LLC | 120,246 |
Last balance in matching sequence
After 2021-10-08 transaction · row 6
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 4 · 2021-10-08 · Other · Acquired 55,914 · Balance 55,914 F6: Represents shares previously reported as held through GCVV. F2: General Catalyst GP V, LLC ("GCGPV"), is the general partner of General Catalyst Partners V, L.P., which is the general partner of General Catalyst Group V, L.P. ("GCGV"), General Catalyst Group V Supplemental, L.P. ("GCGVS") and GC Entrepreneurs Fund V, L.P. ("GCEV"). General Catalyst Group Management Holdings GP, LLC ("GCGMH LLC"), is the general partner of General Catalyst Group Management Holdings, L.P. ("GCGMH"), which is the manager of General Catalyst Group Management, LLC ("GCGM"), which is the manager of GC Venture V Manager, LLC ("GCVV Manager"), which is the manager of GC Venture V, LLC ("GCVV") and GC Venture V-B, LLC ("GCVVB"). F3: Joel Cutler and David Fialkow are managing directors of GCGPV, and, as a result, may be deemed to share voting and investment power with respect to the shares held by GCGV, GCGVS, and GCEV. Kenneth Chenault, Joel Cutler, David Fialkow and Hemant Taneja are managing members of GCGMH, LLC, and, as a result, may be deemed to share voting and investment power with respect to the shares held by GCVV and GCVVB. However, each Reporting Person disclaims beneficial ownership over such shares except to the extent of his or its pecuniary interest therein, if any. Row 6 · 2021-10-08 · Other · Acquired 64,332 · Balance 120,246 F8: Represents shares previously reported as held through GC Venture V-B, LLC. F2: General Catalyst GP V, LLC ("GCGPV"), is the general partner of General Catalyst Partners V, L.P., which is the general partner of General Catalyst Group V, L.P. ("GCGV"), General Catalyst Group V Supplemental, L.P. ("GCGVS") and GC Entrepreneurs Fund V, L.P. ("GCEV"). General Catalyst Group Management Holdings GP, LLC ("GCGMH LLC"), is the general partner of General Catalyst Group Management Holdings, L.P. ("GCGMH"), which is the manager of General Catalyst Group Management, LLC ("GCGM"), which is the manager of GC Venture V Manager, LLC ("GCVV Manager"), which is the manager of GC Venture V, LLC ("GCVV") and GC Venture V-B, LLC ("GCVVB"). F3: Joel Cutler and David Fialkow are managing directors of GCGPV, and, as a result, may be deemed to share voting and investment power with respect to the shares held by GCGV, GCGVS, and GCEV. Kenneth Chenault, Joel Cutler, David Fialkow and Hemant Taneja are managing members of GCGMH, LLC, and, as a result, may be deemed to share voting and investment power with respect to the shares held by GCVV and GCVVB. However, each Reporting Person disclaims beneficial ownership over such shares except to the extent of his or its pecuniary interest therein, if any. |
| Class A Common StockSEC Table I · non-derivative | IndirectDirectly held by GC Venture V-B, LLC | 0 |
Reported balance
After 2021-10-08 transaction · row 5
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 5 · 2021-10-08 · Other · Disposed 461,772 · Balance 0 F7: Effective October 8, 2021, GCVVB, a venture capital partnership, distributed in-kind, without consideration, a total of 461,772 shares of Class A Common Stock of the Issuer to its members and manager. F2: General Catalyst GP V, LLC ("GCGPV"), is the general partner of General Catalyst Partners V, L.P., which is the general partner of General Catalyst Group V, L.P. ("GCGV"), General Catalyst Group V Supplemental, L.P. ("GCGVS") and GC Entrepreneurs Fund V, L.P. ("GCEV"). General Catalyst Group Management Holdings GP, LLC ("GCGMH LLC"), is the general partner of General Catalyst Group Management Holdings, L.P. ("GCGMH"), which is the manager of General Catalyst Group Management, LLC ("GCGM"), which is the manager of GC Venture V Manager, LLC ("GCVV Manager"), which is the manager of GC Venture V, LLC ("GCVV") and GC Venture V-B, LLC ("GCVVB"). F3: Joel Cutler and David Fialkow are managing directors of GCGPV, and, as a result, may be deemed to share voting and investment power with respect to the shares held by GCGV, GCGVS, and GCEV. Kenneth Chenault, Joel Cutler, David Fialkow and Hemant Taneja are managing members of GCGMH, LLC, and, as a result, may be deemed to share voting and investment power with respect to the shares held by GCVV and GCVVB. However, each Reporting Person disclaims beneficial ownership over such shares except to the extent of his or its pecuniary interest therein, if any. |
| Class A Common StockSEC Table I · non-derivative | IndirectDirectly held by General Catalyst Group V, L.P. | 1,218,975 |
Last balance in matching sequence
After 2021-10-08 transaction · row 9
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rowsRow 7 · 2021-10-08 · Sale · Disposed 239,193 · Balance 1,196,467 F9: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $47.52 to $48.31, inclusive. The Reporting Persons undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this. F2: General Catalyst GP V, LLC ("GCGPV"), is the general partner of General Catalyst Partners V, L.P., which is the general partner of General Catalyst Group V, L.P. ("GCGV"), General Catalyst Group V Supplemental, L.P. ("GCGVS") and GC Entrepreneurs Fund V, L.P. ("GCEV"). General Catalyst Group Management Holdings GP, LLC ("GCGMH LLC"), is the general partner of General Catalyst Group Management Holdings, L.P. ("GCGMH"), which is the manager of General Catalyst Group Management, LLC ("GCGM"), which is the manager of GC Venture V Manager, LLC ("GCVV Manager"), which is the manager of GC Venture V, LLC ("GCVV") and GC Venture V-B, LLC ("GCVVB"). F3: Joel Cutler and David Fialkow are managing directors of GCGPV, and, as a result, may be deemed to share voting and investment power with respect to the shares held by GCGV, GCGVS, and GCEV. Kenneth Chenault, Joel Cutler, David Fialkow and Hemant Taneja are managing members of GCGMH, LLC, and, as a result, may be deemed to share voting and investment power with respect to the shares held by GCVV and GCVVB. However, each Reporting Person disclaims beneficial ownership over such shares except to the extent of his or its pecuniary interest therein, if any. Row 8 · 2021-10-08 · Sale · Disposed 89 · Balance 1,196,378 F2: General Catalyst GP V, LLC ("GCGPV"), is the general partner of General Catalyst Partners V, L.P., which is the general partner of General Catalyst Group V, L.P. ("GCGV"), General Catalyst Group V Supplemental, L.P. ("GCGVS") and GC Entrepreneurs Fund V, L.P. ("GCEV"). General Catalyst Group Management Holdings GP, LLC ("GCGMH LLC"), is the general partner of General Catalyst Group Management Holdings, L.P. ("GCGMH"), which is the manager of General Catalyst Group Management, LLC ("GCGM"), which is the manager of GC Venture V Manager, LLC ("GCVV Manager"), which is the manager of GC Venture V, LLC ("GCVV") and GC Venture V-B, LLC ("GCVVB"). F3: Joel Cutler and David Fialkow are managing directors of GCGPV, and, as a result, may be deemed to share voting and investment power with respect to the shares held by GCGV, GCGVS, and GCEV. Kenneth Chenault, Joel Cutler, David Fialkow and Hemant Taneja are managing members of GCGMH, LLC, and, as a result, may be deemed to share voting and investment power with respect to the shares held by GCVV and GCVVB. However, each Reporting Person disclaims beneficial ownership over such shares except to the extent of his or its pecuniary interest therein, if any. Row 9 · 2021-10-08 · Other · Acquired 22,597 · Balance 1,218,975 F10: On October 8, 2021, shares of Class A Common Stock of the Issuer held by limited partnerships were distributed in-kind, without consideration, to its underlying partners. As part of such distribution, GCGV received 22,597 shares of the Issuer's Class A Common Stock. F2: General Catalyst GP V, LLC ("GCGPV"), is the general partner of General Catalyst Partners V, L.P., which is the general partner of General Catalyst Group V, L.P. ("GCGV"), General Catalyst Group V Supplemental, L.P. ("GCGVS") and GC Entrepreneurs Fund V, L.P. ("GCEV"). General Catalyst Group Management Holdings GP, LLC ("GCGMH LLC"), is the general partner of General Catalyst Group Management Holdings, L.P. ("GCGMH"), which is the manager of General Catalyst Group Management, LLC ("GCGM"), which is the manager of GC Venture V Manager, LLC ("GCVV Manager"), which is the manager of GC Venture V, LLC ("GCVV") and GC Venture V-B, LLC ("GCVVB"). F3: Joel Cutler and David Fialkow are managing directors of GCGPV, and, as a result, may be deemed to share voting and investment power with respect to the shares held by GCGV, GCGVS, and GCEV. Kenneth Chenault, Joel Cutler, David Fialkow and Hemant Taneja are managing members of GCGMH, LLC, and, as a result, may be deemed to share voting and investment power with respect to the shares held by GCVV and GCVVB. However, each Reporting Person disclaims beneficial ownership over such shares except to the extent of his or its pecuniary interest therein, if any. |
| Class A Common StockSEC Table I · non-derivative | IndirectDirectly held by GC Entrepreneurs Fund V, L.P. (2) | 151,593 |
Reported balance
After 2021-10-08 transaction · row 10
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 10 · 2021-10-08 · Sale · Disposed 30,308 · Balance 151,593 F9: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $47.52 to $48.31, inclusive. The Reporting Persons undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this. F2: General Catalyst GP V, LLC ("GCGPV"), is the general partner of General Catalyst Partners V, L.P., which is the general partner of General Catalyst Group V, L.P. ("GCGV"), General Catalyst Group V Supplemental, L.P. ("GCGVS") and GC Entrepreneurs Fund V, L.P. ("GCEV"). General Catalyst Group Management Holdings GP, LLC ("GCGMH LLC"), is the general partner of General Catalyst Group Management Holdings, L.P. ("GCGMH"), which is the manager of General Catalyst Group Management, LLC ("GCGM"), which is the manager of GC Venture V Manager, LLC ("GCVV Manager"), which is the manager of GC Venture V, LLC ("GCVV") and GC Venture V-B, LLC ("GCVVB"). F3: Joel Cutler and David Fialkow are managing directors of GCGPV, and, as a result, may be deemed to share voting and investment power with respect to the shares held by GCGV, GCGVS, and GCEV. Kenneth Chenault, Joel Cutler, David Fialkow and Hemant Taneja are managing members of GCGMH, LLC, and, as a result, may be deemed to share voting and investment power with respect to the shares held by GCVV and GCVVB. However, each Reporting Person disclaims beneficial ownership over such shares except to the extent of his or its pecuniary interest therein, if any. |
| Class A Common StockSEC Table I · non-derivative | IndirectDirectly held by GC Entrepreneurs Fund V, L.P. | 152,054 |
Last balance in matching sequence
After 2021-10-08 transaction · row 12
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 11 · 2021-10-08 · Sale · Disposed 11 · Balance 151,582 F2: General Catalyst GP V, LLC ("GCGPV"), is the general partner of General Catalyst Partners V, L.P., which is the general partner of General Catalyst Group V, L.P. ("GCGV"), General Catalyst Group V Supplemental, L.P. ("GCGVS") and GC Entrepreneurs Fund V, L.P. ("GCEV"). General Catalyst Group Management Holdings GP, LLC ("GCGMH LLC"), is the general partner of General Catalyst Group Management Holdings, L.P. ("GCGMH"), which is the manager of General Catalyst Group Management, LLC ("GCGM"), which is the manager of GC Venture V Manager, LLC ("GCVV Manager"), which is the manager of GC Venture V, LLC ("GCVV") and GC Venture V-B, LLC ("GCVVB"). F3: Joel Cutler and David Fialkow are managing directors of GCGPV, and, as a result, may be deemed to share voting and investment power with respect to the shares held by GCGV, GCGVS, and GCEV. Kenneth Chenault, Joel Cutler, David Fialkow and Hemant Taneja are managing members of GCGMH, LLC, and, as a result, may be deemed to share voting and investment power with respect to the shares held by GCVV and GCVVB. However, each Reporting Person disclaims beneficial ownership over such shares except to the extent of his or its pecuniary interest therein, if any. Row 12 · 2021-10-08 · Other · Acquired 472 · Balance 152,054 F11: On October 8, 2021, shares of Class A Common Stock of the Issuer held by limited partnerships were distributed in-kind, without consideration, to its underlying partners. As part of such distribution, GCEV received 472 shares of the Issuer's Class A Common Stock. F2: General Catalyst GP V, LLC ("GCGPV"), is the general partner of General Catalyst Partners V, L.P., which is the general partner of General Catalyst Group V, L.P. ("GCGV"), General Catalyst Group V Supplemental, L.P. ("GCGVS") and GC Entrepreneurs Fund V, L.P. ("GCEV"). General Catalyst Group Management Holdings GP, LLC ("GCGMH LLC"), is the general partner of General Catalyst Group Management Holdings, L.P. ("GCGMH"), which is the manager of General Catalyst Group Management, LLC ("GCGM"), which is the manager of GC Venture V Manager, LLC ("GCVV Manager"), which is the manager of GC Venture V, LLC ("GCVV") and GC Venture V-B, LLC ("GCVVB"). F3: Joel Cutler and David Fialkow are managing directors of GCGPV, and, as a result, may be deemed to share voting and investment power with respect to the shares held by GCGV, GCGVS, and GCEV. Kenneth Chenault, Joel Cutler, David Fialkow and Hemant Taneja are managing members of GCGMH, LLC, and, as a result, may be deemed to share voting and investment power with respect to the shares held by GCVV and GCVVB. However, each Reporting Person disclaims beneficial ownership over such shares except to the extent of his or its pecuniary interest therein, if any. |
Filing footnotes · ownership attribution and instrument terms
F1: Effective October 8, 2021, General Catalyst Group V Supplemental, L.P., a venture capital partnership, distributed in-kind, without consideration, a total of 1,213,200 shares of Class A Common Stock of the Issuer to its general and limited partners.
F2: General Catalyst GP V, LLC ("GCGPV"), is the general partner of General Catalyst Partners V, L.P., which is the general partner of General Catalyst Group V, L.P. ("GCGV"), General Catalyst Group V Supplemental, L.P. ("GCGVS") and GC Entrepreneurs Fund V, L.P. ("GCEV"). General Catalyst Group Management Holdings GP, LLC ("GCGMH LLC"), is the general partner of General Catalyst Group Management Holdings, L.P. ("GCGMH"), which is the manager of General Catalyst Group Management, LLC ("GCGM"), which is the manager of GC Venture V Manager, LLC ("GCVV Manager"), which is the manager of GC Venture V, LLC ("GCVV") and GC Venture V-B, LLC ("GCVVB").
F3: Joel Cutler and David Fialkow are managing directors of GCGPV, and, as a result, may be deemed to share voting and investment power with respect to the shares held by GCGV, GCGVS, and GCEV. Kenneth Chenault, Joel Cutler, David Fialkow and Hemant Taneja are managing members of GCGMH, LLC, and, as a result, may be deemed to share voting and investment power with respect to the shares held by GCVV and GCVVB. However, each Reporting Person disclaims beneficial ownership over such shares except to the extent of his or its pecuniary interest therein, if any.
F4: Represents shares previously reported as held through GCGVS.
F5: Effective October 8, 2021, GCVV, a venture capital partnership, distributed in-kind, without consideration, a total of 279,556 shares of Class A Common Stock of the Issuer to its members and manager.
F6: Represents shares previously reported as held through GCVV.
F7: Effective October 8, 2021, GCVVB, a venture capital partnership, distributed in-kind, without consideration, a total of 461,772 shares of Class A Common Stock of the Issuer to its members and manager.
F8: Represents shares previously reported as held through GC Venture V-B, LLC.
F9: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $47.52 to $48.31, inclusive. The Reporting Persons undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this.
F10: On October 8, 2021, shares of Class A Common Stock of the Issuer held by limited partnerships were distributed in-kind, without consideration, to its underlying partners. As part of such distribution, GCGV received 22,597 shares of the Issuer's Class A Common Stock.
F11: On October 8, 2021, shares of Class A Common Stock of the Issuer held by limited partnerships were distributed in-kind, without consideration, to its underlying partners. As part of such distribution, GCEV received 472 shares of the Issuer's Class A Common Stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 06, 2024 Filed Feb 8, 2024 16:34 UTC | FRACTYL HEALTH, INC. GUTS · Entity 6700 | ConversionSeries E Preferred Stock · Derivative | 4,767 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-012828 · ownership.xml · derivative · entry 14 General Catalyst GP V, LLC · CIK 0001550975 · 10% owner General Catalyst Partners V, L.P. · CIK 0001551791 · 10% owner General Catalyst Group V LP · CIK 0001414929 · 10% owner GC Entrepreneurs Fund V, LP · CIK 0001549857 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Directly held by GC Entrepreneurs Fund V, L.P. Disclosed balance after: 0 Underlying: Common Stock · 2,221 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: In connection with the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into common stock in accordance with the terms of such preferred stock. F1 · price: In connection with the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into common stock in accordance with the terms of such preferred stock. F1 · derivative.exercise_date: In connection with the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into common stock in accordance with the terms of such preferred stock. F1 · derivative.expiration_date: In connection with the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into common stock in accordance with the terms of such preferred stock. F2 · ownership.nature: General Catalyst GP V, LLC ("GCGPV") is the general partner of General Catalyst Partners V, L.P., which is the general partner of General Catalyst Group V, L.P. ("GCGV") and GC Entrepreneurs Fund V, L.P. ("GCEV"). GCGPV is controlled by a group of three or more individuals, or the Managing Directors, having shared voting and dispositive control over the shares held by GCGV and GCEV. Each of the Managing Directors disclaims beneficial ownership of the securities held by GCGV and GCEV except to the extent of his or her pecuniary interest therein, if any. Read SEC document |
| February 06, 2024 Filed Feb 8, 2024 16:34 UTC | FRACTYL HEALTH, INC. GUTS · Entity 6700 | ConversionSeries E Preferred Stock · Derivative | 228,371 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-012828 · ownership.xml · derivative · entry 13 General Catalyst GP V, LLC · CIK 0001550975 · 10% owner General Catalyst Partners V, L.P. · CIK 0001551791 · 10% owner General Catalyst Group V LP · CIK 0001414929 · 10% owner GC Entrepreneurs Fund V, LP · CIK 0001549857 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Directly held by General Catalyst Group V, L.P. Disclosed balance after: 0 Underlying: Common Stock · 106,417 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: In connection with the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into common stock in accordance with the terms of such preferred stock. F1 · price: In connection with the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into common stock in accordance with the terms of such preferred stock. F1 · derivative.exercise_date: In connection with the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into common stock in accordance with the terms of such preferred stock. F1 · derivative.expiration_date: In connection with the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into common stock in accordance with the terms of such preferred stock. F2 · ownership.nature: General Catalyst GP V, LLC ("GCGPV") is the general partner of General Catalyst Partners V, L.P., which is the general partner of General Catalyst Group V, L.P. ("GCGV") and GC Entrepreneurs Fund V, L.P. ("GCEV"). GCGPV is controlled by a group of three or more individuals, or the Managing Directors, having shared voting and dispositive control over the shares held by GCGV and GCEV. Each of the Managing Directors disclaims beneficial ownership of the securities held by GCGV and GCEV except to the extent of his or her pecuniary interest therein, if any. Read SEC document |
| February 06, 2024 Filed Feb 8, 2024 16:34 UTC | FRACTYL HEALTH, INC. GUTS · Entity 6700 | ConversionSeries D Preferred Stock · Derivative | 18,929 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-012828 · ownership.xml · derivative · entry 12 General Catalyst GP V, LLC · CIK 0001550975 · 10% owner General Catalyst Partners V, L.P. · CIK 0001551791 · 10% owner General Catalyst Group V LP · CIK 0001414929 · 10% owner GC Entrepreneurs Fund V, LP · CIK 0001549857 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Directly held by GC Entrepreneurs Fund V, L.P. Disclosed balance after: 0 Underlying: Common Stock · 8,820 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: In connection with the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into common stock in accordance with the terms of such preferred stock. F1 · price: In connection with the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into common stock in accordance with the terms of such preferred stock. F1 · derivative.exercise_date: In connection with the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into common stock in accordance with the terms of such preferred stock. F1 · derivative.expiration_date: In connection with the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into common stock in accordance with the terms of such preferred stock. F2 · ownership.nature: General Catalyst GP V, LLC ("GCGPV") is the general partner of General Catalyst Partners V, L.P., which is the general partner of General Catalyst Group V, L.P. ("GCGV") and GC Entrepreneurs Fund V, L.P. ("GCEV"). GCGPV is controlled by a group of three or more individuals, or the Managing Directors, having shared voting and dispositive control over the shares held by GCGV and GCEV. Each of the Managing Directors disclaims beneficial ownership of the securities held by GCGV and GCEV except to the extent of his or her pecuniary interest therein, if any. Read SEC document |
| February 06, 2024 Filed Feb 8, 2024 16:34 UTC | FRACTYL HEALTH, INC. GUTS · Entity 6700 | ConversionSeries D Preferred Stock · Derivative | 906,815 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-012828 · ownership.xml · derivative · entry 11 General Catalyst GP V, LLC · CIK 0001550975 · 10% owner General Catalyst Partners V, L.P. · CIK 0001551791 · 10% owner General Catalyst Group V LP · CIK 0001414929 · 10% owner GC Entrepreneurs Fund V, LP · CIK 0001549857 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Directly held by General Catalyst Group V, L.P. Disclosed balance after: 0 Underlying: Common Stock · 422,560 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: In connection with the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into common stock in accordance with the terms of such preferred stock. F1 · price: In connection with the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into common stock in accordance with the terms of such preferred stock. F1 · derivative.exercise_date: In connection with the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into common stock in accordance with the terms of such preferred stock. F1 · derivative.expiration_date: In connection with the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into common stock in accordance with the terms of such preferred stock. F2 · ownership.nature: General Catalyst GP V, LLC ("GCGPV") is the general partner of General Catalyst Partners V, L.P., which is the general partner of General Catalyst Group V, L.P. ("GCGV") and GC Entrepreneurs Fund V, L.P. ("GCEV"). GCGPV is controlled by a group of three or more individuals, or the Managing Directors, having shared voting and dispositive control over the shares held by GCGV and GCEV. Each of the Managing Directors disclaims beneficial ownership of the securities held by GCGV and GCEV except to the extent of his or her pecuniary interest therein, if any. Read SEC document |
| February 06, 2024 Filed Feb 8, 2024 16:34 UTC | FRACTYL HEALTH, INC. GUTS · Entity 6700 | ConversionSeries C-2 Preferred Stock · Derivative | 27,922 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-012828 · ownership.xml · derivative · entry 10 General Catalyst GP V, LLC · CIK 0001550975 · 10% owner General Catalyst Partners V, L.P. · CIK 0001551791 · 10% owner General Catalyst Group V LP · CIK 0001414929 · 10% owner GC Entrepreneurs Fund V, LP · CIK 0001549857 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Directly held by GC Entrepreneurs Fund V, L.P. Disclosed balance after: 0 Underlying: Common Stock · 13,011 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: In connection with the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into common stock in accordance with the terms of such preferred stock. F1 · price: In connection with the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into common stock in accordance with the terms of such preferred stock. F1 · derivative.exercise_date: In connection with the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into common stock in accordance with the terms of such preferred stock. F1 · derivative.expiration_date: In connection with the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into common stock in accordance with the terms of such preferred stock. F2 · ownership.nature: General Catalyst GP V, LLC ("GCGPV") is the general partner of General Catalyst Partners V, L.P., which is the general partner of General Catalyst Group V, L.P. ("GCGV") and GC Entrepreneurs Fund V, L.P. ("GCEV"). GCGPV is controlled by a group of three or more individuals, or the Managing Directors, having shared voting and dispositive control over the shares held by GCGV and GCEV. Each of the Managing Directors disclaims beneficial ownership of the securities held by GCGV and GCEV except to the extent of his or her pecuniary interest therein, if any. Read SEC document |
| February 06, 2024 Filed Feb 8, 2024 16:34 UTC | FRACTYL HEALTH, INC. GUTS · Entity 6700 | ConversionSeries C-2 Preferred Stock · Derivative | 1,337,665 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-012828 · ownership.xml · derivative · entry 9 General Catalyst GP V, LLC · CIK 0001550975 · 10% owner General Catalyst Partners V, L.P. · CIK 0001551791 · 10% owner General Catalyst Group V LP · CIK 0001414929 · 10% owner GC Entrepreneurs Fund V, LP · CIK 0001549857 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Directly held by General Catalyst Group V, L.P. Disclosed balance after: 0 Underlying: Common Stock · 623,329 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: In connection with the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into common stock in accordance with the terms of such preferred stock. F1 · price: In connection with the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into common stock in accordance with the terms of such preferred stock. F1 · derivative.exercise_date: In connection with the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into common stock in accordance with the terms of such preferred stock. F1 · derivative.expiration_date: In connection with the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into common stock in accordance with the terms of such preferred stock. F2 · ownership.nature: General Catalyst GP V, LLC ("GCGPV") is the general partner of General Catalyst Partners V, L.P., which is the general partner of General Catalyst Group V, L.P. ("GCGV") and GC Entrepreneurs Fund V, L.P. ("GCEV"). GCGPV is controlled by a group of three or more individuals, or the Managing Directors, having shared voting and dispositive control over the shares held by GCGV and GCEV. Each of the Managing Directors disclaims beneficial ownership of the securities held by GCGV and GCEV except to the extent of his or her pecuniary interest therein, if any. Read SEC document |
| February 06, 2024 Filed Feb 8, 2024 16:34 UTC | FRACTYL HEALTH, INC. GUTS · Entity 6700 | ConversionSeries C-1 Preferred Stock · Derivative | 27,438 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-012828 · ownership.xml · derivative · entry 8 General Catalyst GP V, LLC · CIK 0001550975 · 10% owner General Catalyst Partners V, L.P. · CIK 0001551791 · 10% owner General Catalyst Group V LP · CIK 0001414929 · 10% owner GC Entrepreneurs Fund V, LP · CIK 0001549857 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Directly held by GC Entrepreneurs Fund V, L.P. Disclosed balance after: 0 Underlying: Common Stock · 12,785 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: In connection with the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into common stock in accordance with the terms of such preferred stock. F1 · price: In connection with the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into common stock in accordance with the terms of such preferred stock. F1 · derivative.exercise_date: In connection with the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into common stock in accordance with the terms of such preferred stock. F1 · derivative.expiration_date: In connection with the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into common stock in accordance with the terms of such preferred stock. F2 · ownership.nature: General Catalyst GP V, LLC ("GCGPV") is the general partner of General Catalyst Partners V, L.P., which is the general partner of General Catalyst Group V, L.P. ("GCGV") and GC Entrepreneurs Fund V, L.P. ("GCEV"). GCGPV is controlled by a group of three or more individuals, or the Managing Directors, having shared voting and dispositive control over the shares held by GCGV and GCEV. Each of the Managing Directors disclaims beneficial ownership of the securities held by GCGV and GCEV except to the extent of his or her pecuniary interest therein, if any. Read SEC document |
| February 06, 2024 Filed Feb 8, 2024 16:34 UTC | FRACTYL HEALTH, INC. GUTS · Entity 6700 | ConversionSeries C-1 Preferred Stock · Derivative | 1,314,484 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-012828 · ownership.xml · derivative · entry 7 General Catalyst GP V, LLC · CIK 0001550975 · 10% owner General Catalyst Partners V, L.P. · CIK 0001551791 · 10% owner General Catalyst Group V LP · CIK 0001414929 · 10% owner GC Entrepreneurs Fund V, LP · CIK 0001549857 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Directly held by General Catalyst Group V, L.P. Disclosed balance after: 0 Underlying: Common Stock · 612,527 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: In connection with the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into common stock in accordance with the terms of such preferred stock. F1 · price: In connection with the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into common stock in accordance with the terms of such preferred stock. F1 · derivative.exercise_date: In connection with the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into common stock in accordance with the terms of such preferred stock. F1 · derivative.expiration_date: In connection with the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into common stock in accordance with the terms of such preferred stock. F2 · ownership.nature: General Catalyst GP V, LLC ("GCGPV") is the general partner of General Catalyst Partners V, L.P., which is the general partner of General Catalyst Group V, L.P. ("GCGV") and GC Entrepreneurs Fund V, L.P. ("GCEV"). GCGPV is controlled by a group of three or more individuals, or the Managing Directors, having shared voting and dispositive control over the shares held by GCGV and GCEV. Each of the Managing Directors disclaims beneficial ownership of the securities held by GCGV and GCEV except to the extent of his or her pecuniary interest therein, if any. Read SEC document |
| February 06, 2024 Filed Feb 8, 2024 16:34 UTC | FRACTYL HEALTH, INC. GUTS · Entity 6700 | ConversionSeries B Preferred Stock · Derivative | 64,681 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-012828 · ownership.xml · derivative · entry 6 General Catalyst GP V, LLC · CIK 0001550975 · 10% owner General Catalyst Partners V, L.P. · CIK 0001551791 · 10% owner General Catalyst Group V LP · CIK 0001414929 · 10% owner GC Entrepreneurs Fund V, LP · CIK 0001549857 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Directly held by GC Entrepreneurs Fund V, L.P. Disclosed balance after: 0 Underlying: Common Stock · 30,140 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: In connection with the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into common stock in accordance with the terms of such preferred stock. F1 · price: In connection with the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into common stock in accordance with the terms of such preferred stock. F1 · derivative.exercise_date: In connection with the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into common stock in accordance with the terms of such preferred stock. F1 · derivative.expiration_date: In connection with the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into common stock in accordance with the terms of such preferred stock. F2 · ownership.nature: General Catalyst GP V, LLC ("GCGPV") is the general partner of General Catalyst Partners V, L.P., which is the general partner of General Catalyst Group V, L.P. ("GCGV") and GC Entrepreneurs Fund V, L.P. ("GCEV"). GCGPV is controlled by a group of three or more individuals, or the Managing Directors, having shared voting and dispositive control over the shares held by GCGV and GCEV. Each of the Managing Directors disclaims beneficial ownership of the securities held by GCGV and GCEV except to the extent of his or her pecuniary interest therein, if any. Read SEC document |
| February 06, 2024 Filed Feb 8, 2024 16:34 UTC | FRACTYL HEALTH, INC. GUTS · Entity 6700 | ConversionSeries B Preferred Stock · Derivative | 3,098,678 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-012828 · ownership.xml · derivative · entry 5 General Catalyst GP V, LLC · CIK 0001550975 · 10% owner General Catalyst Partners V, L.P. · CIK 0001551791 · 10% owner General Catalyst Group V LP · CIK 0001414929 · 10% owner GC Entrepreneurs Fund V, LP · CIK 0001549857 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Directly held by General Catalyst Group V, L.P. Disclosed balance after: 0 Underlying: Common Stock · 1,443,931 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: In connection with the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into common stock in accordance with the terms of such preferred stock. F1 · price: In connection with the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into common stock in accordance with the terms of such preferred stock. F1 · derivative.exercise_date: In connection with the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into common stock in accordance with the terms of such preferred stock. F1 · derivative.expiration_date: In connection with the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into common stock in accordance with the terms of such preferred stock. F2 · ownership.nature: General Catalyst GP V, LLC ("GCGPV") is the general partner of General Catalyst Partners V, L.P., which is the general partner of General Catalyst Group V, L.P. ("GCGV") and GC Entrepreneurs Fund V, L.P. ("GCEV"). GCGPV is controlled by a group of three or more individuals, or the Managing Directors, having shared voting and dispositive control over the shares held by GCGV and GCEV. Each of the Managing Directors disclaims beneficial ownership of the securities held by GCGV and GCEV except to the extent of his or her pecuniary interest therein, if any. Read SEC document |
| February 06, 2024 Filed Feb 8, 2024 16:34 UTC | FRACTYL HEALTH, INC. GUTS · Entity 6700 | ConversionSeries A Preferred Stock · Derivative | 66,897 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-012828 · ownership.xml · derivative · entry 4 General Catalyst GP V, LLC · CIK 0001550975 · 10% owner General Catalyst Partners V, L.P. · CIK 0001551791 · 10% owner General Catalyst Group V LP · CIK 0001414929 · 10% owner GC Entrepreneurs Fund V, LP · CIK 0001549857 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Directly held by GC Entrepreneurs Fund V, L.P. Disclosed balance after: 0 Underlying: Common Stock · 31,172 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: In connection with the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into common stock in accordance with the terms of such preferred stock. F1 · price: In connection with the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into common stock in accordance with the terms of such preferred stock. F1 · derivative.exercise_date: In connection with the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into common stock in accordance with the terms of such preferred stock. F1 · derivative.expiration_date: In connection with the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into common stock in accordance with the terms of such preferred stock. F2 · ownership.nature: General Catalyst GP V, LLC ("GCGPV") is the general partner of General Catalyst Partners V, L.P., which is the general partner of General Catalyst Group V, L.P. ("GCGV") and GC Entrepreneurs Fund V, L.P. ("GCEV"). GCGPV is controlled by a group of three or more individuals, or the Managing Directors, having shared voting and dispositive control over the shares held by GCGV and GCEV. Each of the Managing Directors disclaims beneficial ownership of the securities held by GCGV and GCEV except to the extent of his or her pecuniary interest therein, if any. Read SEC document |
| February 06, 2024 Filed Feb 8, 2024 16:34 UTC | FRACTYL HEALTH, INC. GUTS · Entity 6700 | ConversionSeries A Preferred Stock · Derivative | 3,204,832 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-012828 · ownership.xml · derivative · entry 3 General Catalyst GP V, LLC · CIK 0001550975 · 10% owner General Catalyst Partners V, L.P. · CIK 0001551791 · 10% owner General Catalyst Group V LP · CIK 0001414929 · 10% owner GC Entrepreneurs Fund V, LP · CIK 0001549857 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Directly held by General Catalyst Group V, L.P. Disclosed balance after: 0 Underlying: Common Stock · 1,493,397 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: In connection with the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into common stock in accordance with the terms of such preferred stock. F1 · price: In connection with the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into common stock in accordance with the terms of such preferred stock. F1 · derivative.exercise_date: In connection with the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into common stock in accordance with the terms of such preferred stock. F1 · derivative.expiration_date: In connection with the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into common stock in accordance with the terms of such preferred stock. F2 · ownership.nature: General Catalyst GP V, LLC ("GCGPV") is the general partner of General Catalyst Partners V, L.P., which is the general partner of General Catalyst Group V, L.P. ("GCGV") and GC Entrepreneurs Fund V, L.P. ("GCEV"). GCGPV is controlled by a group of three or more individuals, or the Managing Directors, having shared voting and dispositive control over the shares held by GCGV and GCEV. Each of the Managing Directors disclaims beneficial ownership of the securities held by GCGV and GCEV except to the extent of his or her pecuniary interest therein, if any. Read SEC document |
| February 06, 2024 Filed Feb 8, 2024 16:34 UTC | FRACTYL HEALTH, INC. GUTS · Entity 6700 | ConversionCommon Stock | 98,149 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-012828 · ownership.xml · nonDerivative · entry 2 General Catalyst GP V, LLC · CIK 0001550975 · 10% owner General Catalyst Partners V, L.P. · CIK 0001551791 · 10% owner General Catalyst Group V LP · CIK 0001414929 · 10% owner GC Entrepreneurs Fund V, LP · CIK 0001549857 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Directly held by GC Entrepreneurs Fund V, L.P. Disclosed balance after: 99,863 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: In connection with the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into common stock in accordance with the terms of such preferred stock. F2 · ownership.nature: General Catalyst GP V, LLC ("GCGPV") is the general partner of General Catalyst Partners V, L.P., which is the general partner of General Catalyst Group V, L.P. ("GCGV") and GC Entrepreneurs Fund V, L.P. ("GCEV"). GCGPV is controlled by a group of three or more individuals, or the Managing Directors, having shared voting and dispositive control over the shares held by GCGV and GCEV. Each of the Managing Directors disclaims beneficial ownership of the securities held by GCGV and GCEV except to the extent of his or her pecuniary interest therein, if any. Read SEC document |
| February 06, 2024 Filed Feb 8, 2024 16:34 UTC | FRACTYL HEALTH, INC. GUTS · Entity 6700 | ConversionCommon Stock | 4,702,161 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-012828 · ownership.xml · nonDerivative · entry 1 General Catalyst GP V, LLC · CIK 0001550975 · 10% owner General Catalyst Partners V, L.P. · CIK 0001551791 · 10% owner General Catalyst Group V LP · CIK 0001414929 · 10% owner GC Entrepreneurs Fund V, LP · CIK 0001549857 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Directly held by General Catalyst Group V, L.P. Disclosed balance after: 4,784,323 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: In connection with the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into common stock in accordance with the terms of such preferred stock. F2 · ownership.nature: General Catalyst GP V, LLC ("GCGPV") is the general partner of General Catalyst Partners V, L.P., which is the general partner of General Catalyst Group V, L.P. ("GCGV") and GC Entrepreneurs Fund V, L.P. ("GCEV"). GCGPV is controlled by a group of three or more individuals, or the Managing Directors, having shared voting and dispositive control over the shares held by GCGV and GCEV. Each of the Managing Directors disclaims beneficial ownership of the securities held by GCGV and GCEV except to the extent of his or her pecuniary interest therein, if any. Read SEC document |
| October 08, 2021 Filed Oct 13, 2021 21:02 UTC | Warby Parker Inc. WRBY · Entity 4234 | OtherClass A Common Stock | 472 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-21-009490 · form4.xml · nonDerivative · entry 12 General Catalyst Group V LP · CIK 0001414929 · 10% owner General Catalyst Group V Supplemental LP · CIK 0001414928 · 10% owner GC Venture V, LLC · CIK 0001794030 · 10% owner GC Venture V-B, LLC · CIK 0001796995 · 10% owner GC Venture V Manager, LLC · CIK 0001794031 · 10% owner General Catalyst Partners V, L.P. · CIK 0001551791 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Directly held by GC Entrepreneurs Fund V, L.P. Disclosed balance after: 152,054 F11 · kind: On October 8, 2021, shares of Class A Common Stock of the Issuer held by limited partnerships were distributed in-kind, without consideration, to its underlying partners. As part of such distribution, GCEV received 472 shares of the Issuer's Class A Common Stock. F2 · ownership.nature: General Catalyst GP V, LLC ("GCGPV"), is the general partner of General Catalyst Partners V, L.P., which is the general partner of General Catalyst Group V, L.P. ("GCGV"), General Catalyst Group V Supplemental, L.P. ("GCGVS") and GC Entrepreneurs Fund V, L.P. ("GCEV"). General Catalyst Group Management Holdings GP, LLC ("GCGMH LLC"), is the general partner of General Catalyst Group Management Holdings, L.P. ("GCGMH"), which is the manager of General Catalyst Group Management, LLC ("GCGM"), which is the manager of GC Venture V Manager, LLC ("GCVV Manager"), which is the manager of GC Venture V, LLC ("GCVV") and GC Venture V-B, LLC ("GCVVB"). F3 · ownership.nature: Joel Cutler and David Fialkow are managing directors of GCGPV, and, as a result, may be deemed to share voting and investment power with respect to the shares held by GCGV, GCGVS, and GCEV. Kenneth Chenault, Joel Cutler, David Fialkow and Hemant Taneja are managing members of GCGMH, LLC, and, as a result, may be deemed to share voting and investment power with respect to the shares held by GCVV and GCVVB. However, each Reporting Person disclaims beneficial ownership over such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| October 08, 2021 Filed Oct 13, 2021 21:02 UTC | Warby Parker Inc. WRBY · Entity 4234 | SaleClass A Common Stock | 11 | $49.06 | $539.66 |
DisclosureSEC source: 0001062993-21-009490 · form4.xml · nonDerivative · entry 11 General Catalyst Group V LP · CIK 0001414929 · 10% owner General Catalyst Group V Supplemental LP · CIK 0001414928 · 10% owner GC Venture V, LLC · CIK 0001794030 · 10% owner GC Venture V-B, LLC · CIK 0001796995 · 10% owner GC Venture V Manager, LLC · CIK 0001794031 · 10% owner General Catalyst Partners V, L.P. · CIK 0001551791 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Directly held by GC Entrepreneurs Fund V, L.P. Disclosed balance after: 151,582 F2 · ownership.nature: General Catalyst GP V, LLC ("GCGPV"), is the general partner of General Catalyst Partners V, L.P., which is the general partner of General Catalyst Group V, L.P. ("GCGV"), General Catalyst Group V Supplemental, L.P. ("GCGVS") and GC Entrepreneurs Fund V, L.P. ("GCEV"). General Catalyst Group Management Holdings GP, LLC ("GCGMH LLC"), is the general partner of General Catalyst Group Management Holdings, L.P. ("GCGMH"), which is the manager of General Catalyst Group Management, LLC ("GCGM"), which is the manager of GC Venture V Manager, LLC ("GCVV Manager"), which is the manager of GC Venture V, LLC ("GCVV") and GC Venture V-B, LLC ("GCVVB"). F3 · ownership.nature: Joel Cutler and David Fialkow are managing directors of GCGPV, and, as a result, may be deemed to share voting and investment power with respect to the shares held by GCGV, GCGVS, and GCEV. Kenneth Chenault, Joel Cutler, David Fialkow and Hemant Taneja are managing members of GCGMH, LLC, and, as a result, may be deemed to share voting and investment power with respect to the shares held by GCVV and GCVVB. However, each Reporting Person disclaims beneficial ownership over such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| October 08, 2021 Filed Oct 13, 2021 21:02 UTC | Warby Parker Inc. WRBY · Entity 4234 | SaleClass A Common Stock | 30,308 | $47.53 | $1,440,411.95 |
DisclosureSEC source: 0001062993-21-009490 · form4.xml · nonDerivative · entry 10 General Catalyst Group V LP · CIK 0001414929 · 10% owner General Catalyst Group V Supplemental LP · CIK 0001414928 · 10% owner GC Venture V, LLC · CIK 0001794030 · 10% owner GC Venture V-B, LLC · CIK 0001796995 · 10% owner GC Venture V Manager, LLC · CIK 0001794031 · 10% owner General Catalyst Partners V, L.P. · CIK 0001551791 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Directly held by GC Entrepreneurs Fund V, L.P. (2) Disclosed balance after: 151,593 F9 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $47.52 to $48.31, inclusive. The Reporting Persons undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this. F2 · ownership.nature: General Catalyst GP V, LLC ("GCGPV"), is the general partner of General Catalyst Partners V, L.P., which is the general partner of General Catalyst Group V, L.P. ("GCGV"), General Catalyst Group V Supplemental, L.P. ("GCGVS") and GC Entrepreneurs Fund V, L.P. ("GCEV"). General Catalyst Group Management Holdings GP, LLC ("GCGMH LLC"), is the general partner of General Catalyst Group Management Holdings, L.P. ("GCGMH"), which is the manager of General Catalyst Group Management, LLC ("GCGM"), which is the manager of GC Venture V Manager, LLC ("GCVV Manager"), which is the manager of GC Venture V, LLC ("GCVV") and GC Venture V-B, LLC ("GCVVB"). F3 · ownership.nature: Joel Cutler and David Fialkow are managing directors of GCGPV, and, as a result, may be deemed to share voting and investment power with respect to the shares held by GCGV, GCGVS, and GCEV. Kenneth Chenault, Joel Cutler, David Fialkow and Hemant Taneja are managing members of GCGMH, LLC, and, as a result, may be deemed to share voting and investment power with respect to the shares held by GCVV and GCVVB. However, each Reporting Person disclaims beneficial ownership over such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| October 08, 2021 Filed Oct 13, 2021 21:02 UTC | Warby Parker Inc. WRBY · Entity 4234 | OtherClass A Common Stock | 22,597 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-21-009490 · form4.xml · nonDerivative · entry 9 General Catalyst Group V LP · CIK 0001414929 · 10% owner General Catalyst Group V Supplemental LP · CIK 0001414928 · 10% owner GC Venture V, LLC · CIK 0001794030 · 10% owner GC Venture V-B, LLC · CIK 0001796995 · 10% owner GC Venture V Manager, LLC · CIK 0001794031 · 10% owner General Catalyst Partners V, L.P. · CIK 0001551791 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Directly held by General Catalyst Group V, L.P. Disclosed balance after: 1,218,975 F10 · kind: On October 8, 2021, shares of Class A Common Stock of the Issuer held by limited partnerships were distributed in-kind, without consideration, to its underlying partners. As part of such distribution, GCGV received 22,597 shares of the Issuer's Class A Common Stock. F2 · ownership.nature: General Catalyst GP V, LLC ("GCGPV"), is the general partner of General Catalyst Partners V, L.P., which is the general partner of General Catalyst Group V, L.P. ("GCGV"), General Catalyst Group V Supplemental, L.P. ("GCGVS") and GC Entrepreneurs Fund V, L.P. ("GCEV"). General Catalyst Group Management Holdings GP, LLC ("GCGMH LLC"), is the general partner of General Catalyst Group Management Holdings, L.P. ("GCGMH"), which is the manager of General Catalyst Group Management, LLC ("GCGM"), which is the manager of GC Venture V Manager, LLC ("GCVV Manager"), which is the manager of GC Venture V, LLC ("GCVV") and GC Venture V-B, LLC ("GCVVB"). F3 · ownership.nature: Joel Cutler and David Fialkow are managing directors of GCGPV, and, as a result, may be deemed to share voting and investment power with respect to the shares held by GCGV, GCGVS, and GCEV. Kenneth Chenault, Joel Cutler, David Fialkow and Hemant Taneja are managing members of GCGMH, LLC, and, as a result, may be deemed to share voting and investment power with respect to the shares held by GCVV and GCVVB. However, each Reporting Person disclaims beneficial ownership over such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| October 08, 2021 Filed Oct 13, 2021 21:02 UTC | Warby Parker Inc. WRBY · Entity 4234 | SaleClass A Common Stock | 89 | $49.06 | $4,366.34 |
DisclosureSEC source: 0001062993-21-009490 · form4.xml · nonDerivative · entry 8 General Catalyst Group V LP · CIK 0001414929 · 10% owner General Catalyst Group V Supplemental LP · CIK 0001414928 · 10% owner GC Venture V, LLC · CIK 0001794030 · 10% owner GC Venture V-B, LLC · CIK 0001796995 · 10% owner GC Venture V Manager, LLC · CIK 0001794031 · 10% owner General Catalyst Partners V, L.P. · CIK 0001551791 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Directly held by General Catalyst Group V, L.P. Disclosed balance after: 1,196,378 F2 · ownership.nature: General Catalyst GP V, LLC ("GCGPV"), is the general partner of General Catalyst Partners V, L.P., which is the general partner of General Catalyst Group V, L.P. ("GCGV"), General Catalyst Group V Supplemental, L.P. ("GCGVS") and GC Entrepreneurs Fund V, L.P. ("GCEV"). General Catalyst Group Management Holdings GP, LLC ("GCGMH LLC"), is the general partner of General Catalyst Group Management Holdings, L.P. ("GCGMH"), which is the manager of General Catalyst Group Management, LLC ("GCGM"), which is the manager of GC Venture V Manager, LLC ("GCVV Manager"), which is the manager of GC Venture V, LLC ("GCVV") and GC Venture V-B, LLC ("GCVVB"). F3 · ownership.nature: Joel Cutler and David Fialkow are managing directors of GCGPV, and, as a result, may be deemed to share voting and investment power with respect to the shares held by GCGV, GCGVS, and GCEV. Kenneth Chenault, Joel Cutler, David Fialkow and Hemant Taneja are managing members of GCGMH, LLC, and, as a result, may be deemed to share voting and investment power with respect to the shares held by GCVV and GCVVB. However, each Reporting Person disclaims beneficial ownership over such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| October 08, 2021 Filed Oct 13, 2021 21:02 UTC | Warby Parker Inc. WRBY · Entity 4234 | SaleClass A Common Stock | 239,193 | $47.53 | $11,367,838.68 |
DisclosureSEC source: 0001062993-21-009490 · form4.xml · nonDerivative · entry 7 General Catalyst Group V LP · CIK 0001414929 · 10% owner General Catalyst Group V Supplemental LP · CIK 0001414928 · 10% owner GC Venture V, LLC · CIK 0001794030 · 10% owner GC Venture V-B, LLC · CIK 0001796995 · 10% owner GC Venture V Manager, LLC · CIK 0001794031 · 10% owner General Catalyst Partners V, L.P. · CIK 0001551791 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Directly held by General Catalyst Group V, L.P. Disclosed balance after: 1,196,467 F9 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $47.52 to $48.31, inclusive. The Reporting Persons undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this. F2 · ownership.nature: General Catalyst GP V, LLC ("GCGPV"), is the general partner of General Catalyst Partners V, L.P., which is the general partner of General Catalyst Group V, L.P. ("GCGV"), General Catalyst Group V Supplemental, L.P. ("GCGVS") and GC Entrepreneurs Fund V, L.P. ("GCEV"). General Catalyst Group Management Holdings GP, LLC ("GCGMH LLC"), is the general partner of General Catalyst Group Management Holdings, L.P. ("GCGMH"), which is the manager of General Catalyst Group Management, LLC ("GCGM"), which is the manager of GC Venture V Manager, LLC ("GCVV Manager"), which is the manager of GC Venture V, LLC ("GCVV") and GC Venture V-B, LLC ("GCVVB"). F3 · ownership.nature: Joel Cutler and David Fialkow are managing directors of GCGPV, and, as a result, may be deemed to share voting and investment power with respect to the shares held by GCGV, GCGVS, and GCEV. Kenneth Chenault, Joel Cutler, David Fialkow and Hemant Taneja are managing members of GCGMH, LLC, and, as a result, may be deemed to share voting and investment power with respect to the shares held by GCVV and GCVVB. However, each Reporting Person disclaims beneficial ownership over such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| October 08, 2021 Filed Oct 13, 2021 21:02 UTC | Warby Parker Inc. WRBY · Entity 4234 | OtherClass A Common Stock | 64,332 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-21-009490 · form4.xml · nonDerivative · entry 6 General Catalyst Group V LP · CIK 0001414929 · 10% owner General Catalyst Group V Supplemental LP · CIK 0001414928 · 10% owner GC Venture V, LLC · CIK 0001794030 · 10% owner GC Venture V-B, LLC · CIK 0001796995 · 10% owner GC Venture V Manager, LLC · CIK 0001794031 · 10% owner General Catalyst Partners V, L.P. · CIK 0001551791 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Directly held by GC Venture V Manager, LLC Disclosed balance after: 120,246 F8 · kind: Represents shares previously reported as held through GC Venture V-B, LLC. F2 · ownership.nature: General Catalyst GP V, LLC ("GCGPV"), is the general partner of General Catalyst Partners V, L.P., which is the general partner of General Catalyst Group V, L.P. ("GCGV"), General Catalyst Group V Supplemental, L.P. ("GCGVS") and GC Entrepreneurs Fund V, L.P. ("GCEV"). General Catalyst Group Management Holdings GP, LLC ("GCGMH LLC"), is the general partner of General Catalyst Group Management Holdings, L.P. ("GCGMH"), which is the manager of General Catalyst Group Management, LLC ("GCGM"), which is the manager of GC Venture V Manager, LLC ("GCVV Manager"), which is the manager of GC Venture V, LLC ("GCVV") and GC Venture V-B, LLC ("GCVVB"). F3 · ownership.nature: Joel Cutler and David Fialkow are managing directors of GCGPV, and, as a result, may be deemed to share voting and investment power with respect to the shares held by GCGV, GCGVS, and GCEV. Kenneth Chenault, Joel Cutler, David Fialkow and Hemant Taneja are managing members of GCGMH, LLC, and, as a result, may be deemed to share voting and investment power with respect to the shares held by GCVV and GCVVB. However, each Reporting Person disclaims beneficial ownership over such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| October 08, 2021 Filed Oct 13, 2021 21:02 UTC | Warby Parker Inc. WRBY · Entity 4234 | OtherClass A Common Stock | 461,772 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-21-009490 · form4.xml · nonDerivative · entry 5 General Catalyst Group V LP · CIK 0001414929 · 10% owner General Catalyst Group V Supplemental LP · CIK 0001414928 · 10% owner GC Venture V, LLC · CIK 0001794030 · 10% owner GC Venture V-B, LLC · CIK 0001796995 · 10% owner GC Venture V Manager, LLC · CIK 0001794031 · 10% owner General Catalyst Partners V, L.P. · CIK 0001551791 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Directly held by GC Venture V-B, LLC Disclosed balance after: 0 F7 · kind: Effective October 8, 2021, GCVVB, a venture capital partnership, distributed in-kind, without consideration, a total of 461,772 shares of Class A Common Stock of the Issuer to its members and manager. F2 · ownership.nature: General Catalyst GP V, LLC ("GCGPV"), is the general partner of General Catalyst Partners V, L.P., which is the general partner of General Catalyst Group V, L.P. ("GCGV"), General Catalyst Group V Supplemental, L.P. ("GCGVS") and GC Entrepreneurs Fund V, L.P. ("GCEV"). General Catalyst Group Management Holdings GP, LLC ("GCGMH LLC"), is the general partner of General Catalyst Group Management Holdings, L.P. ("GCGMH"), which is the manager of General Catalyst Group Management, LLC ("GCGM"), which is the manager of GC Venture V Manager, LLC ("GCVV Manager"), which is the manager of GC Venture V, LLC ("GCVV") and GC Venture V-B, LLC ("GCVVB"). F3 · ownership.nature: Joel Cutler and David Fialkow are managing directors of GCGPV, and, as a result, may be deemed to share voting and investment power with respect to the shares held by GCGV, GCGVS, and GCEV. Kenneth Chenault, Joel Cutler, David Fialkow and Hemant Taneja are managing members of GCGMH, LLC, and, as a result, may be deemed to share voting and investment power with respect to the shares held by GCVV and GCVVB. However, each Reporting Person disclaims beneficial ownership over such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| October 08, 2021 Filed Oct 13, 2021 21:02 UTC | Warby Parker Inc. WRBY · Entity 4234 | OtherClass A Common Stock | 55,914 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-21-009490 · form4.xml · nonDerivative · entry 4 General Catalyst Group V LP · CIK 0001414929 · 10% owner General Catalyst Group V Supplemental LP · CIK 0001414928 · 10% owner GC Venture V, LLC · CIK 0001794030 · 10% owner GC Venture V-B, LLC · CIK 0001796995 · 10% owner GC Venture V Manager, LLC · CIK 0001794031 · 10% owner General Catalyst Partners V, L.P. · CIK 0001551791 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Directly held by GC Venture V Manager, LLC Disclosed balance after: 55,914 F6 · kind: Represents shares previously reported as held through GCVV. F2 · ownership.nature: General Catalyst GP V, LLC ("GCGPV"), is the general partner of General Catalyst Partners V, L.P., which is the general partner of General Catalyst Group V, L.P. ("GCGV"), General Catalyst Group V Supplemental, L.P. ("GCGVS") and GC Entrepreneurs Fund V, L.P. ("GCEV"). General Catalyst Group Management Holdings GP, LLC ("GCGMH LLC"), is the general partner of General Catalyst Group Management Holdings, L.P. ("GCGMH"), which is the manager of General Catalyst Group Management, LLC ("GCGM"), which is the manager of GC Venture V Manager, LLC ("GCVV Manager"), which is the manager of GC Venture V, LLC ("GCVV") and GC Venture V-B, LLC ("GCVVB"). F3 · ownership.nature: Joel Cutler and David Fialkow are managing directors of GCGPV, and, as a result, may be deemed to share voting and investment power with respect to the shares held by GCGV, GCGVS, and GCEV. Kenneth Chenault, Joel Cutler, David Fialkow and Hemant Taneja are managing members of GCGMH, LLC, and, as a result, may be deemed to share voting and investment power with respect to the shares held by GCVV and GCVVB. However, each Reporting Person disclaims beneficial ownership over such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| October 08, 2021 Filed Oct 13, 2021 21:02 UTC | Warby Parker Inc. WRBY · Entity 4234 | OtherClass A Common Stock | 279,556 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-21-009490 · form4.xml · nonDerivative · entry 3 General Catalyst Group V LP · CIK 0001414929 · 10% owner General Catalyst Group V Supplemental LP · CIK 0001414928 · 10% owner GC Venture V, LLC · CIK 0001794030 · 10% owner GC Venture V-B, LLC · CIK 0001796995 · 10% owner GC Venture V Manager, LLC · CIK 0001794031 · 10% owner General Catalyst Partners V, L.P. · CIK 0001551791 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Directly held by GC Venture V, LLC Disclosed balance after: 0 F5 · kind: Effective October 8, 2021, GCVV, a venture capital partnership, distributed in-kind, without consideration, a total of 279,556 shares of Class A Common Stock of the Issuer to its members and manager. F2 · ownership.nature: General Catalyst GP V, LLC ("GCGPV"), is the general partner of General Catalyst Partners V, L.P., which is the general partner of General Catalyst Group V, L.P. ("GCGV"), General Catalyst Group V Supplemental, L.P. ("GCGVS") and GC Entrepreneurs Fund V, L.P. ("GCEV"). General Catalyst Group Management Holdings GP, LLC ("GCGMH LLC"), is the general partner of General Catalyst Group Management Holdings, L.P. ("GCGMH"), which is the manager of General Catalyst Group Management, LLC ("GCGM"), which is the manager of GC Venture V Manager, LLC ("GCVV Manager"), which is the manager of GC Venture V, LLC ("GCVV") and GC Venture V-B, LLC ("GCVVB"). F3 · ownership.nature: Joel Cutler and David Fialkow are managing directors of GCGPV, and, as a result, may be deemed to share voting and investment power with respect to the shares held by GCGV, GCGVS, and GCEV. Kenneth Chenault, Joel Cutler, David Fialkow and Hemant Taneja are managing members of GCGMH, LLC, and, as a result, may be deemed to share voting and investment power with respect to the shares held by GCVV and GCVVB. However, each Reporting Person disclaims beneficial ownership over such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| October 08, 2021 Filed Oct 13, 2021 21:02 UTC | Warby Parker Inc. WRBY · Entity 4234 | OtherClass A Common Stock | 234,614 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-21-009490 · form4.xml · nonDerivative · entry 2 General Catalyst Group V LP · CIK 0001414929 · 10% owner General Catalyst Group V Supplemental LP · CIK 0001414928 · 10% owner GC Venture V, LLC · CIK 0001794030 · 10% owner GC Venture V-B, LLC · CIK 0001796995 · 10% owner GC Venture V Manager, LLC · CIK 0001794031 · 10% owner General Catalyst Partners V, L.P. · CIK 0001551791 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Directly held by General Catalyst Partners V, L.P. Disclosed balance after: 234,614 F4 · kind: Represents shares previously reported as held through GCGVS. F2 · ownership.nature: General Catalyst GP V, LLC ("GCGPV"), is the general partner of General Catalyst Partners V, L.P., which is the general partner of General Catalyst Group V, L.P. ("GCGV"), General Catalyst Group V Supplemental, L.P. ("GCGVS") and GC Entrepreneurs Fund V, L.P. ("GCEV"). General Catalyst Group Management Holdings GP, LLC ("GCGMH LLC"), is the general partner of General Catalyst Group Management Holdings, L.P. ("GCGMH"), which is the manager of General Catalyst Group Management, LLC ("GCGM"), which is the manager of GC Venture V Manager, LLC ("GCVV Manager"), which is the manager of GC Venture V, LLC ("GCVV") and GC Venture V-B, LLC ("GCVVB"). F3 · ownership.nature: Joel Cutler and David Fialkow are managing directors of GCGPV, and, as a result, may be deemed to share voting and investment power with respect to the shares held by GCGV, GCGVS, and GCEV. Kenneth Chenault, Joel Cutler, David Fialkow and Hemant Taneja are managing members of GCGMH, LLC, and, as a result, may be deemed to share voting and investment power with respect to the shares held by GCVV and GCVVB. However, each Reporting Person disclaims beneficial ownership over such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| October 08, 2021 Filed Oct 13, 2021 21:02 UTC | Warby Parker Inc. WRBY · Entity 4234 | OtherClass A Common Stock | 1,213,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-21-009490 · form4.xml · nonDerivative · entry 1 General Catalyst Group V LP · CIK 0001414929 · 10% owner General Catalyst Group V Supplemental LP · CIK 0001414928 · 10% owner GC Venture V, LLC · CIK 0001794030 · 10% owner GC Venture V-B, LLC · CIK 0001796995 · 10% owner GC Venture V Manager, LLC · CIK 0001794031 · 10% owner General Catalyst Partners V, L.P. · CIK 0001551791 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Directly held by General Catalyst Group V Supplemental, L.P. Disclosed balance after: 6,066,061 F1 · kind: Effective October 8, 2021, General Catalyst Group V Supplemental, L.P., a venture capital partnership, distributed in-kind, without consideration, a total of 1,213,200 shares of Class A Common Stock of the Issuer to its general and limited partners. F2 · ownership.nature: General Catalyst GP V, LLC ("GCGPV"), is the general partner of General Catalyst Partners V, L.P., which is the general partner of General Catalyst Group V, L.P. ("GCGV"), General Catalyst Group V Supplemental, L.P. ("GCGVS") and GC Entrepreneurs Fund V, L.P. ("GCEV"). General Catalyst Group Management Holdings GP, LLC ("GCGMH LLC"), is the general partner of General Catalyst Group Management Holdings, L.P. ("GCGMH"), which is the manager of General Catalyst Group Management, LLC ("GCGM"), which is the manager of GC Venture V Manager, LLC ("GCVV Manager"), which is the manager of GC Venture V, LLC ("GCVV") and GC Venture V-B, LLC ("GCVVB"). F3 · ownership.nature: Joel Cutler and David Fialkow are managing directors of GCGPV, and, as a result, may be deemed to share voting and investment power with respect to the shares held by GCGV, GCGVS, and GCEV. Kenneth Chenault, Joel Cutler, David Fialkow and Hemant Taneja are managing members of GCGMH, LLC, and, as a result, may be deemed to share voting and investment power with respect to the shares held by GCVV and GCVVB. However, each Reporting Person disclaims beneficial ownership over such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| September 30, 2021 Filed Oct 2, 2021 00:58 UTC | Warby Parker Inc. WRBY · Entity 4234 | SaleClass A Common Stock | 5,400 | $54.07 | $292,002.84 |
DisclosureSEC source: 0001062993-21-009108 · form4.xml · nonDerivative · entry 13 General Catalyst Group V LP · CIK 0001414929 · 10% owner General Catalyst Group V Supplemental LP · CIK 0001414928 · 10% owner GC Entrepreneurs Fund V, LP · CIK 0001549857 · 10% owner GC Venture V, LLC · CIK 0001794030 · 10% owner GC Venture V-B, LLC · CIK 0001796995 · 10% owner General Catalyst Partners V, L.P. · CIK 0001551791 · 10% owner General Catalyst GP V, LLC · CIK 0001550975 · 10% owner GC Venture V Manager, LLC · CIK 0001794031 · 10% owner General Catalyst Group Management, LLC · CIK 0001637946 · 10% owner General Catalyst Group Management Holdings, L.P. · CIK 0001774564 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Directly held by GC Venture V, LLC Disclosed balance after: 279,556 F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.05 to $54.11, inclusive. F2 · ownership.nature: General Catalyst GP V, LLC ("GCGPV"), is the general partner of General Catalyst Partners V, L.P., which is the general partner of General Catalyst Group V, L.P. ("GCGV"), General Catalyst Group V Supplemental, L.P. ("GCGVS"), and GC Entrepreneurs Fund V, L.P. ("GCEV"). General Catalyst Group Management Holdings GP, LLC ("GCGMH LLC"), is the general partner of General Catalyst Group Management Holdings, L.P. ("GCGMH"), which is the manager of General Catalyst Group Management, LLC ("GCGM"), which is the manager of GC Venture V Manager, LLC ("GCVV Manager"), which is the manager of GC Venture V, LLC ("GCVV") and GC Venture V-B, LLC ("GCVVB"). F3 · ownership.nature: Joel Cutler and David Fialkow are managing directors of GCGPV, and, as a result, may be deemed to share voting and investment power with respect to the shares held by GCGV, GCGVS, and GCEV. Kenneth Chenault, Joel Cutler, David Fialkow and Hemant Taneja are managing members of GCGMH, LLC, and, as a result, may be deemed to share voting and investment power with respect to the shares held by GCVV and GCVVB. However, each Reporting Person disclaims beneficial ownership over such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| September 30, 2021 Filed Oct 2, 2021 00:58 UTC | Warby Parker Inc. WRBY · Entity 4234 | SaleClass A Common Stock | 162,756 | $53.47 | $8,702,905.11 |
DisclosureSEC source: 0001062993-21-009108 · form4.xml · nonDerivative · entry 12 General Catalyst Group V LP · CIK 0001414929 · 10% owner General Catalyst Group V Supplemental LP · CIK 0001414928 · 10% owner GC Entrepreneurs Fund V, LP · CIK 0001549857 · 10% owner GC Venture V, LLC · CIK 0001794030 · 10% owner GC Venture V-B, LLC · CIK 0001796995 · 10% owner General Catalyst Partners V, L.P. · CIK 0001551791 · 10% owner General Catalyst GP V, LLC · CIK 0001550975 · 10% owner GC Venture V Manager, LLC · CIK 0001794031 · 10% owner General Catalyst Group Management, LLC · CIK 0001637946 · 10% owner General Catalyst Group Management Holdings, L.P. · CIK 0001774564 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Directly held by GC Venture V, LLC Disclosed balance after: 284,956 F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.05 to $54.04, inclusive. F2 · ownership.nature: General Catalyst GP V, LLC ("GCGPV"), is the general partner of General Catalyst Partners V, L.P., which is the general partner of General Catalyst Group V, L.P. ("GCGV"), General Catalyst Group V Supplemental, L.P. ("GCGVS"), and GC Entrepreneurs Fund V, L.P. ("GCEV"). General Catalyst Group Management Holdings GP, LLC ("GCGMH LLC"), is the general partner of General Catalyst Group Management Holdings, L.P. ("GCGMH"), which is the manager of General Catalyst Group Management, LLC ("GCGM"), which is the manager of GC Venture V Manager, LLC ("GCVV Manager"), which is the manager of GC Venture V, LLC ("GCVV") and GC Venture V-B, LLC ("GCVVB"). F3 · ownership.nature: Joel Cutler and David Fialkow are managing directors of GCGPV, and, as a result, may be deemed to share voting and investment power with respect to the shares held by GCGV, GCGVS, and GCEV. Kenneth Chenault, Joel Cutler, David Fialkow and Hemant Taneja are managing members of GCGMH, LLC, and, as a result, may be deemed to share voting and investment power with respect to the shares held by GCVV and GCVVB. However, each Reporting Person disclaims beneficial ownership over such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| September 30, 2021 Filed Oct 2, 2021 00:58 UTC | Warby Parker Inc. WRBY · Entity 4234 | SaleClass A Common Stock | 276,844 | $52.45 | $14,520,883.07 |
DisclosureSEC source: 0001062993-21-009108 · form4.xml · nonDerivative · entry 11 General Catalyst Group V LP · CIK 0001414929 · 10% owner General Catalyst Group V Supplemental LP · CIK 0001414928 · 10% owner GC Entrepreneurs Fund V, LP · CIK 0001549857 · 10% owner GC Venture V, LLC · CIK 0001794030 · 10% owner GC Venture V-B, LLC · CIK 0001796995 · 10% owner General Catalyst Partners V, L.P. · CIK 0001551791 · 10% owner General Catalyst GP V, LLC · CIK 0001550975 · 10% owner GC Venture V Manager, LLC · CIK 0001794031 · 10% owner General Catalyst Group Management, LLC · CIK 0001637946 · 10% owner General Catalyst Group Management Holdings, L.P. · CIK 0001774564 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Directly held by GC Venture V, LLC Disclosed balance after: 447,712 F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.05 to $53.04, inclusive. F2 · ownership.nature: General Catalyst GP V, LLC ("GCGPV"), is the general partner of General Catalyst Partners V, L.P., which is the general partner of General Catalyst Group V, L.P. ("GCGV"), General Catalyst Group V Supplemental, L.P. ("GCGVS"), and GC Entrepreneurs Fund V, L.P. ("GCEV"). General Catalyst Group Management Holdings GP, LLC ("GCGMH LLC"), is the general partner of General Catalyst Group Management Holdings, L.P. ("GCGMH"), which is the manager of General Catalyst Group Management, LLC ("GCGM"), which is the manager of GC Venture V Manager, LLC ("GCVV Manager"), which is the manager of GC Venture V, LLC ("GCVV") and GC Venture V-B, LLC ("GCVVB"). F3 · ownership.nature: Joel Cutler and David Fialkow are managing directors of GCGPV, and, as a result, may be deemed to share voting and investment power with respect to the shares held by GCGV, GCGVS, and GCEV. Kenneth Chenault, Joel Cutler, David Fialkow and Hemant Taneja are managing members of GCGMH, LLC, and, as a result, may be deemed to share voting and investment power with respect to the shares held by GCVV and GCVVB. However, each Reporting Person disclaims beneficial ownership over such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| September 29, 2021 Filed Oct 2, 2021 00:58 UTC | Warby Parker Inc. WRBY · Entity 4234 | SaleClass A Common Stock | 451 | $54.37 | $24,521.82 |
DisclosureSEC source: 0001062993-21-009108 · form4.xml · nonDerivative · entry 10 General Catalyst Group V LP · CIK 0001414929 · 10% owner General Catalyst Group V Supplemental LP · CIK 0001414928 · 10% owner GC Entrepreneurs Fund V, LP · CIK 0001549857 · 10% owner GC Venture V, LLC · CIK 0001794030 · 10% owner GC Venture V-B, LLC · CIK 0001796995 · 10% owner General Catalyst Partners V, L.P. · CIK 0001551791 · 10% owner General Catalyst GP V, LLC · CIK 0001550975 · 10% owner GC Venture V Manager, LLC · CIK 0001794031 · 10% owner General Catalyst Group Management, LLC · CIK 0001637946 · 10% owner General Catalyst Group Management Holdings, L.P. · CIK 0001774564 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Directly held by GC Venture V-B, LLC Disclosed balance after: 461,772 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.30 to $54.50, inclusive. F2 · ownership.nature: General Catalyst GP V, LLC ("GCGPV"), is the general partner of General Catalyst Partners V, L.P., which is the general partner of General Catalyst Group V, L.P. ("GCGV"), General Catalyst Group V Supplemental, L.P. ("GCGVS"), and GC Entrepreneurs Fund V, L.P. ("GCEV"). General Catalyst Group Management Holdings GP, LLC ("GCGMH LLC"), is the general partner of General Catalyst Group Management Holdings, L.P. ("GCGMH"), which is the manager of General Catalyst Group Management, LLC ("GCGM"), which is the manager of GC Venture V Manager, LLC ("GCVV Manager"), which is the manager of GC Venture V, LLC ("GCVV") and GC Venture V-B, LLC ("GCVVB"). F3 · ownership.nature: Joel Cutler and David Fialkow are managing directors of GCGPV, and, as a result, may be deemed to share voting and investment power with respect to the shares held by GCGV, GCGVS, and GCEV. Kenneth Chenault, Joel Cutler, David Fialkow and Hemant Taneja are managing members of GCGMH, LLC, and, as a result, may be deemed to share voting and investment power with respect to the shares held by GCVV and GCVVB. However, each Reporting Person disclaims beneficial ownership over such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| September 29, 2021 Filed Oct 2, 2021 00:58 UTC | Warby Parker Inc. WRBY · Entity 4234 | SaleClass A Common Stock | 50,860 | $53.92 | $2,742,361.03 |
DisclosureSEC source: 0001062993-21-009108 · form4.xml · nonDerivative · entry 9 General Catalyst Group V LP · CIK 0001414929 · 10% owner General Catalyst Group V Supplemental LP · CIK 0001414928 · 10% owner GC Entrepreneurs Fund V, LP · CIK 0001549857 · 10% owner GC Venture V, LLC · CIK 0001794030 · 10% owner GC Venture V-B, LLC · CIK 0001796995 · 10% owner General Catalyst Partners V, L.P. · CIK 0001551791 · 10% owner General Catalyst GP V, LLC · CIK 0001550975 · 10% owner GC Venture V Manager, LLC · CIK 0001794031 · 10% owner General Catalyst Group Management, LLC · CIK 0001637946 · 10% owner General Catalyst Group Management Holdings, L.P. · CIK 0001774564 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Directly held by GC Venture V-B, LLC Disclosed balance after: 462,223 F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.30 to $54.29, inclusive. F2 · ownership.nature: General Catalyst GP V, LLC ("GCGPV"), is the general partner of General Catalyst Partners V, L.P., which is the general partner of General Catalyst Group V, L.P. ("GCGV"), General Catalyst Group V Supplemental, L.P. ("GCGVS"), and GC Entrepreneurs Fund V, L.P. ("GCEV"). General Catalyst Group Management Holdings GP, LLC ("GCGMH LLC"), is the general partner of General Catalyst Group Management Holdings, L.P. ("GCGMH"), which is the manager of General Catalyst Group Management, LLC ("GCGM"), which is the manager of GC Venture V Manager, LLC ("GCVV Manager"), which is the manager of GC Venture V, LLC ("GCVV") and GC Venture V-B, LLC ("GCVVB"). F3 · ownership.nature: Joel Cutler and David Fialkow are managing directors of GCGPV, and, as a result, may be deemed to share voting and investment power with respect to the shares held by GCGV, GCGVS, and GCEV. Kenneth Chenault, Joel Cutler, David Fialkow and Hemant Taneja are managing members of GCGMH, LLC, and, as a result, may be deemed to share voting and investment power with respect to the shares held by GCVV and GCVVB. However, each Reporting Person disclaims beneficial ownership over such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| September 29, 2021 Filed Oct 2, 2021 00:58 UTC | Warby Parker Inc. WRBY · Entity 4234 | SaleClass A Common Stock | 1,835 | $54.37 | $99,772.80 |
DisclosureSEC source: 0001062993-21-009108 · form4.xml · nonDerivative · entry 8 General Catalyst Group V LP · CIK 0001414929 · 10% owner General Catalyst Group V Supplemental LP · CIK 0001414928 · 10% owner GC Entrepreneurs Fund V, LP · CIK 0001549857 · 10% owner GC Venture V, LLC · CIK 0001794030 · 10% owner GC Venture V-B, LLC · CIK 0001796995 · 10% owner General Catalyst Partners V, L.P. · CIK 0001551791 · 10% owner General Catalyst GP V, LLC · CIK 0001550975 · 10% owner GC Venture V Manager, LLC · CIK 0001794031 · 10% owner General Catalyst Group Management, LLC · CIK 0001637946 · 10% owner General Catalyst Group Management Holdings, L.P. · CIK 0001774564 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Directly held by GC Venture V, LLC Disclosed balance after: 724,556 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.30 to $54.50, inclusive. F2 · ownership.nature: General Catalyst GP V, LLC ("GCGPV"), is the general partner of General Catalyst Partners V, L.P., which is the general partner of General Catalyst Group V, L.P. ("GCGV"), General Catalyst Group V Supplemental, L.P. ("GCGVS"), and GC Entrepreneurs Fund V, L.P. ("GCEV"). General Catalyst Group Management Holdings GP, LLC ("GCGMH LLC"), is the general partner of General Catalyst Group Management Holdings, L.P. ("GCGMH"), which is the manager of General Catalyst Group Management, LLC ("GCGM"), which is the manager of GC Venture V Manager, LLC ("GCVV Manager"), which is the manager of GC Venture V, LLC ("GCVV") and GC Venture V-B, LLC ("GCVVB"). F3 · ownership.nature: Joel Cutler and David Fialkow are managing directors of GCGPV, and, as a result, may be deemed to share voting and investment power with respect to the shares held by GCGV, GCGVS, and GCEV. Kenneth Chenault, Joel Cutler, David Fialkow and Hemant Taneja are managing members of GCGMH, LLC, and, as a result, may be deemed to share voting and investment power with respect to the shares held by GCVV and GCVVB. However, each Reporting Person disclaims beneficial ownership over such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| September 29, 2021 Filed Oct 2, 2021 00:58 UTC | Warby Parker Inc. WRBY · Entity 4234 | SaleClass A Common Stock | 206,780 | $53.92 | $11,149,536.24 |
DisclosureSEC source: 0001062993-21-009108 · form4.xml · nonDerivative · entry 7 General Catalyst Group V LP · CIK 0001414929 · 10% owner General Catalyst Group V Supplemental LP · CIK 0001414928 · 10% owner GC Entrepreneurs Fund V, LP · CIK 0001549857 · 10% owner GC Venture V, LLC · CIK 0001794030 · 10% owner GC Venture V-B, LLC · CIK 0001796995 · 10% owner General Catalyst Partners V, L.P. · CIK 0001551791 · 10% owner General Catalyst GP V, LLC · CIK 0001550975 · 10% owner GC Venture V Manager, LLC · CIK 0001794031 · 10% owner General Catalyst Group Management, LLC · CIK 0001637946 · 10% owner General Catalyst Group Management Holdings, L.P. · CIK 0001774564 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Directly held by GC Venture V, LLC Disclosed balance after: 726,391 F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.30 to $54.29, inclusive. F2 · ownership.nature: General Catalyst GP V, LLC ("GCGPV"), is the general partner of General Catalyst Partners V, L.P., which is the general partner of General Catalyst Group V, L.P. ("GCGV"), General Catalyst Group V Supplemental, L.P. ("GCGVS"), and GC Entrepreneurs Fund V, L.P. ("GCEV"). General Catalyst Group Management Holdings GP, LLC ("GCGMH LLC"), is the general partner of General Catalyst Group Management Holdings, L.P. ("GCGMH"), which is the manager of General Catalyst Group Management, LLC ("GCGM"), which is the manager of GC Venture V Manager, LLC ("GCVV Manager"), which is the manager of GC Venture V, LLC ("GCVV") and GC Venture V-B, LLC ("GCVVB"). F3 · ownership.nature: Joel Cutler and David Fialkow are managing directors of GCGPV, and, as a result, may be deemed to share voting and investment power with respect to the shares held by GCGV, GCGVS, and GCEV. Kenneth Chenault, Joel Cutler, David Fialkow and Hemant Taneja are managing members of GCGMH, LLC, and, as a result, may be deemed to share voting and investment power with respect to the shares held by GCVV and GCVVB. However, each Reporting Person disclaims beneficial ownership over such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| September 29, 2021 Filed Oct 2, 2021 00:58 UTC | Warby Parker Inc. WRBY · Entity 4234 | SaleClass A Common Stock | 178 | $54.37 | $9,678.23 |
DisclosureSEC source: 0001062993-21-009108 · form4.xml · nonDerivative · entry 6 General Catalyst Group V LP · CIK 0001414929 · 10% owner General Catalyst Group V Supplemental LP · CIK 0001414928 · 10% owner GC Entrepreneurs Fund V, LP · CIK 0001549857 · 10% owner GC Venture V, LLC · CIK 0001794030 · 10% owner GC Venture V-B, LLC · CIK 0001796995 · 10% owner General Catalyst Partners V, L.P. · CIK 0001551791 · 10% owner General Catalyst GP V, LLC · CIK 0001550975 · 10% owner GC Venture V Manager, LLC · CIK 0001794031 · 10% owner General Catalyst Group Management, LLC · CIK 0001637946 · 10% owner General Catalyst Group Management Holdings, L.P. · CIK 0001774564 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Directly held by GC Entrepreneurs Fund V, L.P. Disclosed balance after: 181,901 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.30 to $54.50, inclusive. F2 · ownership.nature: General Catalyst GP V, LLC ("GCGPV"), is the general partner of General Catalyst Partners V, L.P., which is the general partner of General Catalyst Group V, L.P. ("GCGV"), General Catalyst Group V Supplemental, L.P. ("GCGVS"), and GC Entrepreneurs Fund V, L.P. ("GCEV"). General Catalyst Group Management Holdings GP, LLC ("GCGMH LLC"), is the general partner of General Catalyst Group Management Holdings, L.P. ("GCGMH"), which is the manager of General Catalyst Group Management, LLC ("GCGM"), which is the manager of GC Venture V Manager, LLC ("GCVV Manager"), which is the manager of GC Venture V, LLC ("GCVV") and GC Venture V-B, LLC ("GCVVB"). F3 · ownership.nature: Joel Cutler and David Fialkow are managing directors of GCGPV, and, as a result, may be deemed to share voting and investment power with respect to the shares held by GCGV, GCGVS, and GCEV. Kenneth Chenault, Joel Cutler, David Fialkow and Hemant Taneja are managing members of GCGMH, LLC, and, as a result, may be deemed to share voting and investment power with respect to the shares held by GCVV and GCVVB. However, each Reporting Person disclaims beneficial ownership over such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| September 29, 2021 Filed Oct 2, 2021 00:58 UTC | Warby Parker Inc. WRBY · Entity 4234 | SaleClass A Common Stock | 20,047 | $53.92 | $1,080,930.23 |
DisclosureSEC source: 0001062993-21-009108 · form4.xml · nonDerivative · entry 5 General Catalyst Group V LP · CIK 0001414929 · 10% owner General Catalyst Group V Supplemental LP · CIK 0001414928 · 10% owner GC Entrepreneurs Fund V, LP · CIK 0001549857 · 10% owner GC Venture V, LLC · CIK 0001794030 · 10% owner GC Venture V-B, LLC · CIK 0001796995 · 10% owner General Catalyst Partners V, L.P. · CIK 0001551791 · 10% owner General Catalyst GP V, LLC · CIK 0001550975 · 10% owner GC Venture V Manager, LLC · CIK 0001794031 · 10% owner General Catalyst Group Management, LLC · CIK 0001637946 · 10% owner General Catalyst Group Management Holdings, L.P. · CIK 0001774564 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Directly held by GC Entrepreneurs Fund V, L.P. Disclosed balance after: 182,079 F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.30 to $54.29, inclusive. F2 · ownership.nature: General Catalyst GP V, LLC ("GCGPV"), is the general partner of General Catalyst Partners V, L.P., which is the general partner of General Catalyst Group V, L.P. ("GCGV"), General Catalyst Group V Supplemental, L.P. ("GCGVS"), and GC Entrepreneurs Fund V, L.P. ("GCEV"). General Catalyst Group Management Holdings GP, LLC ("GCGMH LLC"), is the general partner of General Catalyst Group Management Holdings, L.P. ("GCGMH"), which is the manager of General Catalyst Group Management, LLC ("GCGM"), which is the manager of GC Venture V Manager, LLC ("GCVV Manager"), which is the manager of GC Venture V, LLC ("GCVV") and GC Venture V-B, LLC ("GCVVB"). F3 · ownership.nature: Joel Cutler and David Fialkow are managing directors of GCGPV, and, as a result, may be deemed to share voting and investment power with respect to the shares held by GCGV, GCGVS, and GCEV. Kenneth Chenault, Joel Cutler, David Fialkow and Hemant Taneja are managing members of GCGMH, LLC, and, as a result, may be deemed to share voting and investment power with respect to the shares held by GCVV and GCVVB. However, each Reporting Person disclaims beneficial ownership over such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| September 29, 2021 Filed Oct 2, 2021 00:58 UTC | Warby Parker Inc. WRBY · Entity 4234 | SaleClass A Common Stock | 7,113 | $54.37 | $386,748.75 |
DisclosureSEC source: 0001062993-21-009108 · form4.xml · nonDerivative · entry 4 General Catalyst Group V LP · CIK 0001414929 · 10% owner General Catalyst Group V Supplemental LP · CIK 0001414928 · 10% owner GC Entrepreneurs Fund V, LP · CIK 0001549857 · 10% owner GC Venture V, LLC · CIK 0001794030 · 10% owner GC Venture V-B, LLC · CIK 0001796995 · 10% owner General Catalyst Partners V, L.P. · CIK 0001551791 · 10% owner General Catalyst GP V, LLC · CIK 0001550975 · 10% owner GC Venture V Manager, LLC · CIK 0001794031 · 10% owner General Catalyst Group Management, LLC · CIK 0001637946 · 10% owner General Catalyst Group Management Holdings, L.P. · CIK 0001774564 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Directly held by General Catalyst Group V Supplemental, L.P. Disclosed balance after: 7,279,261 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.30 to $54.50, inclusive. F2 · ownership.nature: General Catalyst GP V, LLC ("GCGPV"), is the general partner of General Catalyst Partners V, L.P., which is the general partner of General Catalyst Group V, L.P. ("GCGV"), General Catalyst Group V Supplemental, L.P. ("GCGVS"), and GC Entrepreneurs Fund V, L.P. ("GCEV"). General Catalyst Group Management Holdings GP, LLC ("GCGMH LLC"), is the general partner of General Catalyst Group Management Holdings, L.P. ("GCGMH"), which is the manager of General Catalyst Group Management, LLC ("GCGM"), which is the manager of GC Venture V Manager, LLC ("GCVV Manager"), which is the manager of GC Venture V, LLC ("GCVV") and GC Venture V-B, LLC ("GCVVB"). F3 · ownership.nature: Joel Cutler and David Fialkow are managing directors of GCGPV, and, as a result, may be deemed to share voting and investment power with respect to the shares held by GCGV, GCGVS, and GCEV. Kenneth Chenault, Joel Cutler, David Fialkow and Hemant Taneja are managing members of GCGMH, LLC, and, as a result, may be deemed to share voting and investment power with respect to the shares held by GCVV and GCVVB. However, each Reporting Person disclaims beneficial ownership over such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| September 29, 2021 Filed Oct 2, 2021 00:58 UTC | Warby Parker Inc. WRBY · Entity 4234 | SaleClass A Common Stock | 801,628 | $53.92 | $43,223,621.43 |
DisclosureSEC source: 0001062993-21-009108 · form4.xml · nonDerivative · entry 3 General Catalyst Group V LP · CIK 0001414929 · 10% owner General Catalyst Group V Supplemental LP · CIK 0001414928 · 10% owner GC Entrepreneurs Fund V, LP · CIK 0001549857 · 10% owner GC Venture V, LLC · CIK 0001794030 · 10% owner GC Venture V-B, LLC · CIK 0001796995 · 10% owner General Catalyst Partners V, L.P. · CIK 0001551791 · 10% owner General Catalyst GP V, LLC · CIK 0001550975 · 10% owner GC Venture V Manager, LLC · CIK 0001794031 · 10% owner General Catalyst Group Management, LLC · CIK 0001637946 · 10% owner General Catalyst Group Management Holdings, L.P. · CIK 0001774564 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Directly held by General Catalyst Group V Supplemental, L.P. Disclosed balance after: 7,286,374 F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.30 to $54.29, inclusive. F2 · ownership.nature: General Catalyst GP V, LLC ("GCGPV"), is the general partner of General Catalyst Partners V, L.P., which is the general partner of General Catalyst Group V, L.P. ("GCGV"), General Catalyst Group V Supplemental, L.P. ("GCGVS"), and GC Entrepreneurs Fund V, L.P. ("GCEV"). General Catalyst Group Management Holdings GP, LLC ("GCGMH LLC"), is the general partner of General Catalyst Group Management Holdings, L.P. ("GCGMH"), which is the manager of General Catalyst Group Management, LLC ("GCGM"), which is the manager of GC Venture V Manager, LLC ("GCVV Manager"), which is the manager of GC Venture V, LLC ("GCVV") and GC Venture V-B, LLC ("GCVVB"). F3 · ownership.nature: Joel Cutler and David Fialkow are managing directors of GCGPV, and, as a result, may be deemed to share voting and investment power with respect to the shares held by GCGV, GCGVS, and GCEV. Kenneth Chenault, Joel Cutler, David Fialkow and Hemant Taneja are managing members of GCGMH, LLC, and, as a result, may be deemed to share voting and investment power with respect to the shares held by GCVV and GCVVB. However, each Reporting Person disclaims beneficial ownership over such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| September 29, 2021 Filed Oct 2, 2021 00:58 UTC | Warby Parker Inc. WRBY · Entity 4234 | SaleClass A Common Stock | 1,403 | $54.37 | $76,284.06 |
DisclosureSEC source: 0001062993-21-009108 · form4.xml · nonDerivative · entry 2 General Catalyst Group V LP · CIK 0001414929 · 10% owner General Catalyst Group V Supplemental LP · CIK 0001414928 · 10% owner GC Entrepreneurs Fund V, LP · CIK 0001549857 · 10% owner GC Venture V, LLC · CIK 0001794030 · 10% owner GC Venture V-B, LLC · CIK 0001796995 · 10% owner General Catalyst Partners V, L.P. · CIK 0001551791 · 10% owner General Catalyst GP V, LLC · CIK 0001550975 · 10% owner GC Venture V Manager, LLC · CIK 0001794031 · 10% owner General Catalyst Group Management, LLC · CIK 0001637946 · 10% owner General Catalyst Group Management Holdings, L.P. · CIK 0001774564 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Directly held by General Catalyst Group V, L.P. Disclosed balance after: 1,435,660 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.30 to $54.50, inclusive. F2 · ownership.nature: General Catalyst GP V, LLC ("GCGPV"), is the general partner of General Catalyst Partners V, L.P., which is the general partner of General Catalyst Group V, L.P. ("GCGV"), General Catalyst Group V Supplemental, L.P. ("GCGVS"), and GC Entrepreneurs Fund V, L.P. ("GCEV"). General Catalyst Group Management Holdings GP, LLC ("GCGMH LLC"), is the general partner of General Catalyst Group Management Holdings, L.P. ("GCGMH"), which is the manager of General Catalyst Group Management, LLC ("GCGM"), which is the manager of GC Venture V Manager, LLC ("GCVV Manager"), which is the manager of GC Venture V, LLC ("GCVV") and GC Venture V-B, LLC ("GCVVB"). F3 · ownership.nature: Joel Cutler and David Fialkow are managing directors of GCGPV, and, as a result, may be deemed to share voting and investment power with respect to the shares held by GCGV, GCGVS, and GCEV. Kenneth Chenault, Joel Cutler, David Fialkow and Hemant Taneja are managing members of GCGMH, LLC, and, as a result, may be deemed to share voting and investment power with respect to the shares held by GCVV and GCVVB. However, each Reporting Person disclaims beneficial ownership over such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| September 29, 2021 Filed Oct 2, 2021 00:58 UTC | Warby Parker Inc. WRBY · Entity 4234 | SaleClass A Common Stock | 158,147 | $53.92 | $8,527,254.61 |
DisclosureSEC source: 0001062993-21-009108 · form4.xml · nonDerivative · entry 1 General Catalyst Group V LP · CIK 0001414929 · 10% owner General Catalyst Group V Supplemental LP · CIK 0001414928 · 10% owner GC Entrepreneurs Fund V, LP · CIK 0001549857 · 10% owner GC Venture V, LLC · CIK 0001794030 · 10% owner GC Venture V-B, LLC · CIK 0001796995 · 10% owner General Catalyst Partners V, L.P. · CIK 0001551791 · 10% owner General Catalyst GP V, LLC · CIK 0001550975 · 10% owner GC Venture V Manager, LLC · CIK 0001794031 · 10% owner General Catalyst Group Management, LLC · CIK 0001637946 · 10% owner General Catalyst Group Management Holdings, L.P. · CIK 0001774564 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Directly held by General Catalyst Group V, L.P. Disclosed balance after: 1,437,063 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $53.30 to $54.29, inclusive. The Reporting Persons undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote and in footnotes (3) through (7) of this Form 4. F2 · ownership.nature: General Catalyst GP V, LLC ("GCGPV"), is the general partner of General Catalyst Partners V, L.P., which is the general partner of General Catalyst Group V, L.P. ("GCGV"), General Catalyst Group V Supplemental, L.P. ("GCGVS"), and GC Entrepreneurs Fund V, L.P. ("GCEV"). General Catalyst Group Management Holdings GP, LLC ("GCGMH LLC"), is the general partner of General Catalyst Group Management Holdings, L.P. ("GCGMH"), which is the manager of General Catalyst Group Management, LLC ("GCGM"), which is the manager of GC Venture V Manager, LLC ("GCVV Manager"), which is the manager of GC Venture V, LLC ("GCVV") and GC Venture V-B, LLC ("GCVVB"). F3 · ownership.nature: Joel Cutler and David Fialkow are managing directors of GCGPV, and, as a result, may be deemed to share voting and investment power with respect to the shares held by GCGV, GCGVS, and GCEV. Kenneth Chenault, Joel Cutler, David Fialkow and Hemant Taneja are managing members of GCGMH, LLC, and, as a result, may be deemed to share voting and investment power with respect to the shares held by GCVV and GCVVB. However, each Reporting Person disclaims beneficial ownership over such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 19:44 UTC | Commerce.com, Inc. BIGC · Entity 6337 | OtherSeries 1 Common Stock | 640,136 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-21-002219 · form4.xml · nonDerivative · entry 5 General Catalyst GP V, LLC · CIK 0001550975 · 10% owner General Catalyst Partners V, L.P. · CIK 0001551791 · 10% owner General Catalyst Group V LP · CIK 0001414929 · 10% owner GC Entrepreneurs Fund V, LP · CIK 0001549857 · 10% owner General Catalyst Group V Supplemental LP · CIK 0001414928 · 10% owner GC Partners Holdings, LP · CIK 0001774569 · 10% owner GCGM Investment Holdings, LP · CIK 0001774568 · 10% owner Fialkow David P · CIK 0001337220 · 10% owner Cutler Joel E · CIK 0001337122 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By General Catalyst Group V Supplemental, L.P. Disclosed balance after: 2,560,546 F11 · kind: Effective February 26, 2021, General Catalyst Group V Supplemental, L.P., a venture capital partnership, distributed in-kind, without consideration, a total of 640,136 shares of Series 1 Common Stock of the Issuer to its general and limited partners. F12 · ownership.nature: The reported securities are held directly by General Catalyst Group V Supplemental, L.P. General Catalyst GP V, LLC is the general partner of General Catalyst Partners V, L.P., which is the general partner of General Catalyst Group V, L.P., GC Entrepreneurs Fund V, L.P. and General Catalyst Group V Supplemental, L.P. Lawrence Bohn, a member of Issuer's board of directors, Joel Cutler, and David Fialkow are managing directors of General Catalyst GP V, LLC, and, as a result, may be deemed to have voting and dispositive power over the shares held by General Catalyst Group V, L.P., GC Entrepreneurs Fund V, L.P., and General Catalyst Group V Supplemental, L.P. GCGM Investment Holdings, L.P. is a limited partner of General Catalyst Partners V, L.P. with a pecuniary interest in the reported securities. F13 · ownership.nature: (Continued from Footnote 12) GC Partners Holdings, L.P. is a limited partner of GCGM Investment Holdings, L.P. with a pecuniary interest in the reported securities. Each of the reporting persons and entities disclaims beneficial ownership of the reported securities except to the extent of such person's or entity's pecuniary interest in such securities. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 19:44 UTC | Commerce.com, Inc. BIGC · Entity 6337 | OtherSeries 1 Common Stock | 20,466 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-21-002219 · form4.xml · nonDerivative · entry 4 General Catalyst GP V, LLC · CIK 0001550975 · 10% owner General Catalyst Partners V, L.P. · CIK 0001551791 · 10% owner General Catalyst Group V LP · CIK 0001414929 · 10% owner GC Entrepreneurs Fund V, LP · CIK 0001549857 · 10% owner General Catalyst Group V Supplemental LP · CIK 0001414928 · 10% owner GC Partners Holdings, LP · CIK 0001774569 · 10% owner GCGM Investment Holdings, LP · CIK 0001774568 · 10% owner Fialkow David P · CIK 0001337220 · 10% owner Cutler Joel E · CIK 0001337122 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By GC Entrepreneurs Fund V, L.P. Disclosed balance after: 81,865 F8 · kind: Effective February 26, 2021, GC Entrepreneurs Fund V, L.P., a venture capital partnership, distributed in-kind, without consideration, a total of 20,466 shares of Series 1 Common Stock of the Issuer to its general and limited partners. F9 · ownership.nature: The reported securities are held directly by GC Entrepreneurs Fund V, L.P. General Catalyst GP V, LLC is the general partner of General Catalyst Partners V, L.P., which is the general partner of General Catalyst Group V, L.P., GC Entrepreneurs Fund V, L.P. and General Catalyst Group V Supplemental, L.P. Lawrence Bohn, a member of Issuer's board of directors, Joel Cutler, and David Fialkow are managing directors of General Catalyst GP V, LLC, and, as a result, may be deemed to have voting and dispositive power over the shares held by General Catalyst Group V, L.P., GC Entrepreneurs Fund V, L.P., and General Catalyst Group V Supplemental, L.P. GCGM Investment Holdings, L.P. is a limited partner of General Catalyst Partners V, L.P. with a pecuniary interest in the reported securities. F10 · ownership.nature: (Continued from Footnote 9) GC Partners Holdings, L.P. is a limited partner of GCGM Investment Holdings, L.P. with a pecuniary interest in the reported securities. Each of the reporting persons and entities disclaims beneficial ownership of the reported securities except to the extent of such person's or entity's pecuniary interest in such securities. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 19:44 UTC | Commerce.com, Inc. BIGC · Entity 6337 | OtherSeries 1 Common Stock | 340,399 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-21-002219 · form4.xml · nonDerivative · entry 3 General Catalyst GP V, LLC · CIK 0001550975 · 10% owner General Catalyst Partners V, L.P. · CIK 0001551791 · 10% owner General Catalyst Group V LP · CIK 0001414929 · 10% owner GC Entrepreneurs Fund V, LP · CIK 0001549857 · 10% owner General Catalyst Group V Supplemental LP · CIK 0001414928 · 10% owner GC Partners Holdings, LP · CIK 0001774569 · 10% owner GCGM Investment Holdings, LP · CIK 0001774568 · 10% owner Fialkow David P · CIK 0001337220 · 10% owner Cutler Joel E · CIK 0001337122 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By General Catalyst Group V, L.P. Disclosed balance after: 1,361,295 F5 · kind: Effective February 26, 2021, General Catalyst Group V, L.P., a venture capital partnership, distributed in-kind, without consideration, a total of 340,399 shares of Series 1 Common Stock of the Issuer to its general and limited partners. F6 · ownership.nature: The reported securities are held directly by General Catalyst Group V, L.P. General Catalyst GP V, LLC is the general partner of General Catalyst Partners V, L.P., which is the general partner of General Catalyst Group V, L.P., GC Entrepreneurs Fund V, L.P. and General Catalyst Group V Supplemental, L.P. Lawrence Bohn, a member of Issuer's board of directors, Joel Cutler, and David Fialkow are managing directors of General Catalyst GP V, LLC, and, as a result, may be deemed to have voting and dispositive power over the shares held by General Catalyst Group V, L.P., GC Entrepreneurs Fund V, L.P., and General Catalyst Group V Supplemental, L.P. GCGM Investment Holdings, L.P. is a limited partner of General Catalyst Partners V, L.P. with a pecuniary interest in the reported securities. F7 · ownership.nature: (Continued from Footnote 6) GC Partners Holdings, L.P. is a limited partner of GCGM Investment Holdings, L.P. with a pecuniary interest in the reported securities. Each of the reporting persons and entities disclaims beneficial ownership of the reported securities except to the extent of such person's or entity's pecuniary interest in such securities. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 19:44 UTC | Commerce.com, Inc. BIGC · Entity 6337 | OtherSeries 1 Common Stock | 16,794 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-21-002219 · form4.xml · nonDerivative · entry 2 General Catalyst GP V, LLC · CIK 0001550975 · 10% owner General Catalyst Partners V, L.P. · CIK 0001551791 · 10% owner General Catalyst Group V LP · CIK 0001414929 · 10% owner GC Entrepreneurs Fund V, LP · CIK 0001549857 · 10% owner General Catalyst Group V Supplemental LP · CIK 0001414928 · 10% owner GC Partners Holdings, LP · CIK 0001774569 · 10% owner GCGM Investment Holdings, LP · CIK 0001774568 · 10% owner Fialkow David P · CIK 0001337220 · 10% owner Cutler Joel E · CIK 0001337122 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By GC Entrepreneurs Fund IV, L.P. Disclosed balance after: 67,176 F3 · kind: Effective February 26, 2021, GC Entrepreneurs Fund IV, L.P., a venture capital partnership, distributed in-kind, without consideration, a total of 16,794 shares of Series 1 Common Stock of the Issuer to its general and limited partners. F4 · ownership.nature: The reported securities are held directly by GC Entrepreneurs Fund IV, L.P. General Catalyst GP IV, LLC is the general partner of General Catalyst Partners IV, L.P., which is the general partner of General Catalyst Group IV, L.P. and GC Entrepreneurs Fund IV, L.P. Lawrence Bohn, a member of Issuer's board of directors, Joel Cutler, and David Fialkow are managing directors of General Catalyst GP IV, LLC, and, as a result, may be deemed to have voting and dispositive power over the shares held by General Catalyst Group IV, L.P. and GC Entrepreneurs Fund IV, L.P. Each of the reporting persons and entities disclaims beneficial ownership of the reported securities except to the extent of such person's or entity's pecuniary interest in such securities. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 19:44 UTC | Commerce.com, Inc. BIGC · Entity 6337 | OtherSeries 1 Common Stock | 632,955 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-21-002219 · form4.xml · nonDerivative · entry 1 General Catalyst GP V, LLC · CIK 0001550975 · 10% owner General Catalyst Partners V, L.P. · CIK 0001551791 · 10% owner General Catalyst Group V LP · CIK 0001414929 · 10% owner GC Entrepreneurs Fund V, LP · CIK 0001549857 · 10% owner General Catalyst Group V Supplemental LP · CIK 0001414928 · 10% owner GC Partners Holdings, LP · CIK 0001774569 · 10% owner GCGM Investment Holdings, LP · CIK 0001774568 · 10% owner Fialkow David P · CIK 0001337220 · 10% owner Cutler Joel E · CIK 0001337122 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By General Catalyst Group IV, L.P. Disclosed balance after: 2,531,821 F1 · kind: Effective February 26, 2021, General Catalyst Group IV, L.P., a venture capital partnership, distributed in-kind, without consideration, a total of 632,955 shares of Series 1 Common Stock of the Issuer to its general and limited partners. F2 · ownership.nature: The reported securities are held directly by General Catalyst Group IV, L.P. General Catalyst GP IV, LLC is the general partner of General Catalyst Partners IV, L.P., which is the general partner of General Catalyst Group IV, L.P. and GC Entrepreneurs Fund IV, L.P. Lawrence Bohn, a member of Issuer's board of directors, Joel Cutler, and David Fialkow are managing directors of General Catalyst GP IV, LLC, and, as a result, may be deemed to have voting and dispositive power over the shares held by General Catalyst Group IV, L.P. and GC Entrepreneurs Fund IV, L.P. Each of the reporting persons and entities disclaims beneficial ownership of the reported securities except to the extent of such person's or entity's pecuniary interest in such securities. Read SEC document |
| November 20, 2020 Filed Nov 24, 2020 17:19 UTC | Commerce.com, Inc. BIGC · Entity 6337 | SaleSERIES 1 COMMON STOCK | 88,608 | $65.79 | $5,829,520.32 |
DisclosureSEC source: 0001209191-20-060276 · doc4.xml · nonDerivative · entry 5 General Catalyst GP V, LLC · CIK 0001550975 · 10% owner General Catalyst Partners V, L.P. · CIK 0001551791 · 10% owner General Catalyst Group V LP · CIK 0001414929 · 10% owner GC Entrepreneurs Fund V, LP · CIK 0001549857 · 10% owner General Catalyst Group V Supplemental LP · CIK 0001414928 · 10% owner GC Partners Holdings, LP · CIK 0001774569 · 10% owner GCGM Investment Holdings, LP · CIK 0001774568 · 10% owner Fialkow David P · CIK 0001337220 · 10% owner Cutler Joel E · CIK 0001337122 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By General Catalyst Group V Supplemental, L.P. Disclosed balance after: 3,200,682 F7 · ownership.nature: The reported securities are held directly by General Catalyst Group V Supplemental, L.P. General Catalyst GP V, LLC is the general partner of General Catalyst Partners V, L.P., which is the general partner of General Catalyst Group V, L.P., GC Entrepreneurs Fund V, L.P. and General Catalyst Group V Supplemental, L.P. Lawrence Bohn, a member of Issuer's board of directors, Joel Cutler, and David Fialkow are managing directors of General Catalyst GP V, LLC, and, as a result, may be deemed to have voting and dispositive power over the shares held by General Catalyst Group V, L.P., GC Entrepreneurs Fund V, L.P., and General Catalyst Group V Supplemental, L.P. GCGM Investment Holdings, L.P. is a limited partner of General Catalyst Partners V, L.P. with a pecuniary interest in the reported securities. F8 · ownership.nature: (Continued from Footnote 7) GC Partners Holdings, L.P. is a limited partner of GCGM Investment Holdings, L.P. with a pecuniary interest in the reported securities. Each of the reporting persons and entities disclaims beneficial ownership of the reported securities except to the extent of such person's or entity's pecuniary interest in such securities. Read SEC document |
| November 20, 2020 Filed Nov 24, 2020 17:19 UTC | Commerce.com, Inc. BIGC · Entity 6337 | SaleSERIES 1 COMMON STOCK | 2,832 | $65.79 | $186,317.28 |
DisclosureSEC source: 0001209191-20-060276 · doc4.xml · nonDerivative · entry 4 General Catalyst GP V, LLC · CIK 0001550975 · 10% owner General Catalyst Partners V, L.P. · CIK 0001551791 · 10% owner General Catalyst Group V LP · CIK 0001414929 · 10% owner GC Entrepreneurs Fund V, LP · CIK 0001549857 · 10% owner General Catalyst Group V Supplemental LP · CIK 0001414928 · 10% owner GC Partners Holdings, LP · CIK 0001774569 · 10% owner GCGM Investment Holdings, LP · CIK 0001774568 · 10% owner Fialkow David P · CIK 0001337220 · 10% owner Cutler Joel E · CIK 0001337122 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By GC Entrepreneurs Fund V, L.P. Disclosed balance after: 102,331 F5 · ownership.nature: The reported securities are held directly by GC Entrepreneurs Fund V, L.P. General Catalyst GP V, LLC is the general partner of General Catalyst Partners V, L.P., which is the general partner of General Catalyst Group V, L.P., GC Entrepreneurs Fund V, L.P. and General Catalyst Group V Supplemental, L.P. Lawrence Bohn, a member of Issuer's board of directors, Joel Cutler, and David Fialkow are managing directors of General Catalyst GP V, LLC, and, as a result, may be deemed to have voting and dispositive power over the shares held by General Catalyst Group V, L.P., GC Entrepreneurs Fund V, L.P., and General Catalyst Group V Supplemental, L.P. GCGM Investment Holdings, L.P. is a limited partner of General Catalyst Partners V, L.P. with a pecuniary interest in the reported securities. F6 · ownership.nature: (Continued from Footnote 5) GC Partners Holdings, L.P. is a limited partner of GCGM Investment Holdings, L.P. with a pecuniary interest in the reported securities. Each of the reporting persons and entities disclaims beneficial ownership of the reported securities except to the extent of such person's or entity's pecuniary interest in such securities. Read SEC document |
| November 20, 2020 Filed Nov 24, 2020 17:19 UTC | Commerce.com, Inc. BIGC · Entity 6337 | SaleSERIES 1 COMMON STOCK | 47,110 | $65.79 | $3,099,366.90 |
DisclosureSEC source: 0001209191-20-060276 · doc4.xml · nonDerivative · entry 3 General Catalyst GP V, LLC · CIK 0001550975 · 10% owner General Catalyst Partners V, L.P. · CIK 0001551791 · 10% owner General Catalyst Group V LP · CIK 0001414929 · 10% owner GC Entrepreneurs Fund V, LP · CIK 0001549857 · 10% owner General Catalyst Group V Supplemental LP · CIK 0001414928 · 10% owner GC Partners Holdings, LP · CIK 0001774569 · 10% owner GCGM Investment Holdings, LP · CIK 0001774568 · 10% owner Fialkow David P · CIK 0001337220 · 10% owner Cutler Joel E · CIK 0001337122 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By General Catalyst Group V, L.P. Disclosed balance after: 1,701,694 F3 · ownership.nature: The reported securities are held directly by General Catalyst Group V, L.P. General Catalyst GP V, LLC is the general partner of General Catalyst Partners V, L.P., which is the general partner of General Catalyst Group V, L.P., GC Entrepreneurs Fund V, L.P. and General Catalyst Group V Supplemental, L.P. Lawrence Bohn, a member of Issuer's board of directors, Joel Cutler, and David Fialkow are managing directors of General Catalyst GP V, LLC, and, as a result, may be deemed to have voting and dispositive power over the shares held by General Catalyst Group V, L.P., GC Entrepreneurs Fund V, L.P., and General Catalyst Group V Supplemental, L.P. GCGM Investment Holdings, L.P. is a limited partner of General Catalyst Partners V, L.P. with a pecuniary interest in the reported securities. F4 · ownership.nature: (Continued from Footnote 3) GC Partners Holdings, L.P. is a limited partner of GCGM Investment Holdings, L.P. with a pecuniary interest in the reported securities. Each of the reporting persons and entities disclaims beneficial ownership of the reported securities except to the extent of such person's or entity's pecuniary interest in such securities. Read SEC document |
| November 20, 2020 Filed Nov 24, 2020 17:19 UTC | Commerce.com, Inc. BIGC · Entity 6337 | SaleSERIES 1 COMMON STOCK | 2,324 | $65.79 | $152,895.96 |
DisclosureSEC source: 0001209191-20-060276 · doc4.xml · nonDerivative · entry 2 General Catalyst GP V, LLC · CIK 0001550975 · 10% owner General Catalyst Partners V, L.P. · CIK 0001551791 · 10% owner General Catalyst Group V LP · CIK 0001414929 · 10% owner GC Entrepreneurs Fund V, LP · CIK 0001549857 · 10% owner General Catalyst Group V Supplemental LP · CIK 0001414928 · 10% owner GC Partners Holdings, LP · CIK 0001774569 · 10% owner GCGM Investment Holdings, LP · CIK 0001774568 · 10% owner Fialkow David P · CIK 0001337220 · 10% owner Cutler Joel E · CIK 0001337122 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By GC Entrepreneurs Fund IV, L.P. Disclosed balance after: 83,970 F2 · ownership.nature: The reported securities are held directly by GC Entrepreneurs Fund IV, L.P. General Catalyst GP IV, LLC is the general partner of General Catalyst Partners IV, L.P., which is the general partner of General Catalyst Group IV, L.P. and GC Entrepreneurs Fund IV, L.P. Lawrence Bohn, a member of Issuer's board of directors, Joel Cutler, and David Fialkow are managing directors of General Catalyst GP IV, LLC, and, as a result, may be deemed to have voting and dispositive power over the shares held by General Catalyst Group IV, L.P. and GC Entrepreneurs Fund IV, L.P. Each of the reporting persons and entities disclaims beneficial ownership of the reported securities except to the extent of such person's or entity's pecuniary interest in such securities. Read SEC document |
| November 20, 2020 Filed Nov 24, 2020 17:19 UTC | Commerce.com, Inc. BIGC · Entity 6337 | SaleSERIES 1 COMMON STOCK | 87,615 | $65.79 | $5,764,190.85 |
DisclosureSEC source: 0001209191-20-060276 · doc4.xml · nonDerivative · entry 1 General Catalyst GP V, LLC · CIK 0001550975 · 10% owner General Catalyst Partners V, L.P. · CIK 0001551791 · 10% owner General Catalyst Group V LP · CIK 0001414929 · 10% owner GC Entrepreneurs Fund V, LP · CIK 0001549857 · 10% owner General Catalyst Group V Supplemental LP · CIK 0001414928 · 10% owner GC Partners Holdings, LP · CIK 0001774569 · 10% owner GCGM Investment Holdings, LP · CIK 0001774568 · 10% owner Fialkow David P · CIK 0001337220 · 10% owner Cutler Joel E · CIK 0001337122 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By General Catalyst Group IV, L.P. Disclosed balance after: 3,164,776 F1 · ownership.nature: The reported securities are held directly by General Catalyst Group IV, L.P. General Catalyst GP IV, LLC is the general partner of General Catalyst Partners IV, L.P., which is the general partner of General Catalyst Group IV, L.P. and GC Entrepreneurs Fund IV, L.P. Lawrence Bohn, a member of Issuer's board of directors, Joel Cutler, and David Fialkow are managing directors of General Catalyst GP IV, LLC, and, as a result, may be deemed to have voting and dispositive power over the shares held by General Catalyst Group IV, L.P. and GC Entrepreneurs Fund IV, L.P. Each of the reporting persons and entities disclaims beneficial ownership of the reported securities except to the extent of such person's or entity's pecuniary interest in such securities. Read SEC document |
| November 17, 2020 Filed Nov 19, 2020 17:12 UTC | Commerce.com, Inc. BIGC · Entity 6337 | SaleSERIES 1 COMMON STOCK | 380,600 | $65.79 | $25,039,674.00 |
DisclosureSEC source: 0001209191-20-059459 · doc4.xml · nonDerivative · entry 5 General Catalyst GP V, LLC · CIK 0001550975 · 10% owner General Catalyst Partners V, L.P. · CIK 0001551791 · 10% owner General Catalyst Group V LP · CIK 0001414929 · 10% owner GC Entrepreneurs Fund V, LP · CIK 0001549857 · 10% owner General Catalyst Group V Supplemental LP · CIK 0001414928 · 10% owner GC Partners Holdings, LP · CIK 0001774569 · 10% owner GCGM Investment Holdings, LP · CIK 0001774568 · 10% owner Fialkow David P · CIK 0001337220 · 10% owner Cutler Joel E · CIK 0001337122 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By General Catalyst Group V Supplemental, L.P. Disclosed balance after: 3,289,290 F7 · ownership.nature: The reported securities are held directly by General Catalyst Group V Supplemental, L.P. General Catalyst GP V, LLC is the general partner of General Catalyst Partners V, L.P., which is the general partner of General Catalyst Group V, L.P., GC Entrepreneurs Fund V, L.P. and General Catalyst Group V Supplemental, L.P. Lawrence Bohn, a member of Issuer's board of directors, Joel Cutler, and David Fialkow are managing directors of General Catalyst GP V, LLC, and, as a result, may be deemed to have voting and dispositive power over the shares held by General Catalyst Group V, L.P., GC Entrepreneurs Fund V, L.P., and General Catalyst Group V Supplemental, L.P. GCGM Investment Holdings, L.P. is a limited partner of General Catalyst Partners V, L.P. with a pecuniary interest in the reported securities. F8 · ownership.nature: (Continued from Footnote 7) GC Partners Holdings, L.P. is a limited partner of GCGM Investment Holdings, L.P. with a pecuniary interest in the reported securities. Each of the reporting persons and entities disclaims beneficial ownership of the reported securities except to the extent of such person's or entity's pecuniary interest in such securities. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.