Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| FUELCELL ENERGY INCFCEL · Entity 4760 | EVP & Chief Technology Officer | December 11, 2023 | December 13, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
FUELCELL ENERGY INC
Report date December 11, 2023 · Filed December 13, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 115,695 |
Ending reported balance
After 2023-12-11 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2023-12-11 · Exercise / conversion · Acquired 4,710 · Balance 117,172 F1: Restricted stock units were converted into common stock on a one-for-one basis. Row 2 · 2023-12-11 · Tax withholding · Disposed 1,477 · Balance 115,695 F2: Represents shares withheld to satisfy tax obligations upon the vesting of restricted stock units. |
| Employee Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 4,710 |
Reported balance
After 2023-12-11 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2023-12-11 · Exercise / conversion · Disposed 4,710 · Balance 4,710 F1: Restricted stock units were converted into common stock on a one-for-one basis. F3: On December 10, 2021, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment. |
| Employee Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 123,967 |
Reported balance
After 2023-12-11 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2023-12-11 · Grant · Acquired 123,967 · Balance 123,967 F4: Each restricted stock unit represents a contingent right to receive one share of common stock upon vesting of the restricted stock unit. F5: On December 11, 2023, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units were converted into common stock on a one-for-one basis.
F2: Represents shares withheld to satisfy tax obligations upon the vesting of restricted stock units.
F3: On December 10, 2021, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.
F4: Each restricted stock unit represents a contingent right to receive one share of common stock upon vesting of the restricted stock unit.
F5: On December 11, 2023, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 24, 2020 Filed Aug 26, 2020 20:56 UTC | FUELCELL ENERGY INC FCEL · Entity 4760 | GrantEmployee Performance Share Unit · Derivative | 16,476 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-016025 · doc1.xml · derivative · entry 3 leo Anthony · CIK 0001779363 · EVP & Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,476 Underlying: Common Stock · 16,476 shares Expires not disclosed F4 · derivative.exercise_date: On August 24, 2020, the reporting person was granted performance shares which will be earned based on performance over the three-year performance period ending October 31, 2022, subject to continued employment until the third anniversary of the grant date. The performance goal is an increase in the Company's stock price during the performance period. The maximum number of performance shares that can be earned based on performance is two times the target number reported in the table above. F4 · derivative.expiration_date: On August 24, 2020, the reporting person was granted performance shares which will be earned based on performance over the three-year performance period ending October 31, 2022, subject to continued employment until the third anniversary of the grant date. The performance goal is an increase in the Company's stock price during the performance period. The maximum number of performance shares that can be earned based on performance is two times the target number reported in the table above. Read SEC document |
| August 24, 2020 Filed Aug 26, 2020 20:56 UTC | FUELCELL ENERGY INC FCEL · Entity 4760 | GrantEmployee Performance Share Unit · Derivative | 16,476 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-016025 · doc1.xml · derivative · entry 2 leo Anthony · CIK 0001779363 · EVP & Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,476 Underlying: Common Stock · 16,476 shares Expires not disclosed F3 · derivative.exercise_date: On August 24, 2020, the reporting person was granted performance shares which will be earned based on performance over the three-year performance period ending October 31, 2022, subject to continued employment until the third anniversary of the grant date. The performance goal is the TSR of the Company relative to the TSR of the Russell 2000 during the performance period. The maximum number of performance shares that can be earned based on performance is two times the target number reported in the table above. F3 · derivative.expiration_date: On August 24, 2020, the reporting person was granted performance shares which will be earned based on performance over the three-year performance period ending October 31, 2022, subject to continued employment until the third anniversary of the grant date. The performance goal is the TSR of the Company relative to the TSR of the Russell 2000 during the performance period. The maximum number of performance shares that can be earned based on performance is two times the target number reported in the table above. Read SEC document |
| August 24, 2020 Filed Aug 26, 2020 20:56 UTC | FUELCELL ENERGY INC FCEL · Entity 4760 | GrantEmployee Restricted Stock Unit · Derivative | 8,238 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-016025 · doc1.xml · derivative · entry 1 leo Anthony · CIK 0001779363 · EVP & Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,238 Underlying: Common Stock · 8,238 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of common stock upon vesting of the Restricted Stock Unit. F2 · derivative.exercise_date: On August 24, 2020, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment. F2 · derivative.expiration_date: On August 24, 2020, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment. Read SEC document |
| April 07, 2020 Filed Apr 9, 2020 20:53 UTC | FUELCELL ENERGY INC FCEL · Entity 4760 | Exercise / conversionEmployee Restricted Stock Unit · Derivative | 1,701 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-007777 · doc1.xml · derivative · entry 5 leo Anthony · CIK 0001779363 · EVP & Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,701 Underlying: Common Stock · 1,701 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Restricted stock units were converted into common stock on a one-for-one basis. F4 · derivative.exercise_date: On April 5 2018, the reporting person was granted 3,402 restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment. F4 · derivative.expiration_date: On April 5 2018, the reporting person was granted 3,402 restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment. Read SEC document |
| April 07, 2020 Filed Apr 9, 2020 20:53 UTC | FUELCELL ENERGY INC FCEL · Entity 4760 | Tax withholdingCommon Stock | 518 | $1.43 | $740.74 |
DisclosureSEC source: 0001567619-20-007777 · doc1.xml · nonDerivative · entry 4 leo Anthony · CIK 0001779363 · EVP & Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,488 Read SEC document |
| April 07, 2020 Filed Apr 9, 2020 20:53 UTC | FUELCELL ENERGY INC FCEL · Entity 4760 | Exercise / conversionCommon Stock | 1,701 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-007777 · doc1.xml · nonDerivative · entry 3 leo Anthony · CIK 0001779363 · EVP & Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,006 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Restricted stock units were converted into common stock on a one-for-one basis. Read SEC document |
| April 07, 2020 Filed Apr 9, 2020 20:53 UTC | FUELCELL ENERGY INC FCEL · Entity 4760 | Tax withholdingCommon Stock | 698 | $1.43 | $998.14 |
DisclosureSEC source: 0001567619-20-007777 · doc1.xml · nonDerivative · entry 2 leo Anthony · CIK 0001779363 · EVP & Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,305 F2 · shares: Represents shares withheld to satisfy tax obligations upon the vesting of a portion of the Restricted Stock granted on April 6, 2017. Read SEC document |
| April 07, 2020 Filed Apr 9, 2020 20:53 UTC | FUELCELL ENERGY INC FCEL · Entity 4760 | Tax withholdingCommon Stock | 133 | $1.47 | $195.51 |
DisclosureSEC source: 0001567619-20-007777 · doc1.xml · nonDerivative · entry 1 leo Anthony · CIK 0001779363 · EVP & Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,003 F1 · shares: Represents shares withheld to satisfy tax obligations upon the vesting of a portion of the Restricted Stock granted on April 7, 2016. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.