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Leo Anthony

Disclosed activity across 1 company

Tapewire entity
96191
SEC CIK
0001779363

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
FUELCELL ENERGY INCFCEL · Entity 4760EVP & Chief Technology OfficerDecember 11, 2023December 13, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

FUELCELL ENERGY INC

Report date December 11, 2023 · Filed December 13, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect115,695 Ending reported balance After 2023-12-11 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2023-12-11 · Exercise / conversion · Acquired 4,710 · Balance 117,172

F1: Restricted stock units were converted into common stock on a one-for-one basis.

Row 2 · 2023-12-11 · Tax withholding · Disposed 1,477 · Balance 115,695

F2: Represents shares withheld to satisfy tax obligations upon the vesting of restricted stock units.

Employee Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct4,710 Reported balance After 2023-12-11 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2023-12-11 · Exercise / conversion · Disposed 4,710 · Balance 4,710

F1: Restricted stock units were converted into common stock on a one-for-one basis.

F3: On December 10, 2021, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.

Employee Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct123,967 Reported balance After 2023-12-11 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2023-12-11 · Grant · Acquired 123,967 · Balance 123,967

F4: Each restricted stock unit represents a contingent right to receive one share of common stock upon vesting of the restricted stock unit.

F5: On December 11, 2023, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.

Filing footnotes · ownership attribution and instrument terms

F1: Restricted stock units were converted into common stock on a one-for-one basis.

F2: Represents shares withheld to satisfy tax obligations upon the vesting of restricted stock units.

F3: On December 10, 2021, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.

F4: Each restricted stock unit represents a contingent right to receive one share of common stock upon vesting of the restricted stock unit.

F5: On December 11, 2023, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
December 11, 2023 Filed Dec 13, 2023 21:52 UTC FUELCELL ENERGY INC FCEL · Entity 4760 GrantEmployee Restricted Stock Unit · Derivative 123,967 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000897069-23-001768 · form4.xml · derivative · entry 4

Leo Anthony · CIK 0001779363 · EVP & Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 123,967

Underlying: Common Stock · 123,967 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock upon vesting of the restricted stock unit.

F5 · derivative.exercise_date: On December 11, 2023, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.

F5 · derivative.expiration_date: On December 11, 2023, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.

Read SEC document
December 11, 2023 Filed Dec 13, 2023 21:52 UTC FUELCELL ENERGY INC FCEL · Entity 4760 Exercise / conversionEmployee Restricted Stock Unit · Derivative 4,710 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000897069-23-001768 · form4.xml · derivative · entry 3

Leo Anthony · CIK 0001779363 · EVP & Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,710

Underlying: Common Stock · 4,710 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units were converted into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On December 10, 2021, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.

F3 · derivative.expiration_date: On December 10, 2021, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.

Read SEC document
December 11, 2023 Filed Dec 13, 2023 21:52 UTC FUELCELL ENERGY INC FCEL · Entity 4760 Tax withholdingCommon Stock 1,477 $1.30 $1,920.10
Disclosure

SEC source: 0000897069-23-001768 · form4.xml · nonDerivative · entry 2

Leo Anthony · CIK 0001779363 · EVP & Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 115,695

F2 · kind: Represents shares withheld to satisfy tax obligations upon the vesting of restricted stock units.

Read SEC document
December 11, 2023 Filed Dec 13, 2023 21:52 UTC FUELCELL ENERGY INC FCEL · Entity 4760 Exercise / conversionCommon Stock 4,710 $0.00 $0.00
Disclosure

SEC source: 0000897069-23-001768 · form4.xml · nonDerivative · entry 1

Leo Anthony · CIK 0001779363 · EVP & Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 117,172

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units were converted into common stock on a one-for-one basis.

Read SEC document
December 05, 2023 Filed Dec 7, 2023 21:50 UTC FUELCELL ENERGY INC FCEL · Entity 4760 Exercise / conversionEmployee Restricted Stock Unit · Derivative 19,530 $0.00 $0.00
Disclosure

SEC source: 0000897069-23-001728 · form4.xml · derivative · entry 3

Leo Anthony · CIK 0001779363 · EVP & Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,061

Underlying: Common Stock · 19,530 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units were converted into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On December 05, 2022, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.

F3 · derivative.expiration_date: On December 05, 2022, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.

Read SEC document
December 05, 2023 Filed Dec 7, 2023 21:50 UTC FUELCELL ENERGY INC FCEL · Entity 4760 Tax withholdingCommon Stock 6,121 $1.28 $7,834.88
Disclosure

SEC source: 0000897069-23-001728 · form4.xml · nonDerivative · entry 2

Leo Anthony · CIK 0001779363 · EVP & Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 112,462

F2 · kind: Represents shares withheld to satisfy tax obligations upon the vesting of restricted stock units.

Read SEC document
December 05, 2023 Filed Dec 7, 2023 21:50 UTC FUELCELL ENERGY INC FCEL · Entity 4760 Exercise / conversionCommon Stock 19,530 $0.00 $0.00
Disclosure

SEC source: 0000897069-23-001728 · form4.xml · nonDerivative · entry 1

Leo Anthony · CIK 0001779363 · EVP & Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 118,583

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units were converted into common stock on a one-for-one basis.

Read SEC document
November 24, 2023 Filed Nov 28, 2023 21:48 UTC FUELCELL ENERGY INC FCEL · Entity 4760 Exercise / conversionEmployee Performance Share Unit · Derivative 12,395 Not disclosed Not disclosed
Disclosure

SEC source: 0000897069-23-001683 · form4.xml · derivative · entry 9

Leo Anthony · CIK 0001779363 · EVP & Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,395 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Represents shares issued in settlement of earned performance share units.

F5 · price: Represents shares issued in settlement of earned performance share units.

F8 · derivative.exercise_date: On November 24, 2020, the reporting person was granted performance shares which were based on performance over the three-year performance period ended October 31, 2023, subject to continued employment until the third anniversary of the grant date (November 24, 2023). The performance goal was the TSR of the Company relative to the TSR of the Russell 2000 Index during the performance period. The Compensation Committee certified achievement at 73.54% of the target number previously reported (16,855), resulting in the award of 12,395 shares.

F8 · derivative.expiration_date: On November 24, 2020, the reporting person was granted performance shares which were based on performance over the three-year performance period ended October 31, 2023, subject to continued employment until the third anniversary of the grant date (November 24, 2023). The performance goal was the TSR of the Company relative to the TSR of the Russell 2000 Index during the performance period. The Compensation Committee certified achievement at 73.54% of the target number previously reported (16,855), resulting in the award of 12,395 shares.

Read SEC document
November 24, 2023 Filed Nov 28, 2023 21:48 UTC FUELCELL ENERGY INC FCEL · Entity 4760 Exercise / conversionEmployee Performance Share Unit · Derivative 33,710 Not disclosed Not disclosed
Disclosure

SEC source: 0000897069-23-001683 · form4.xml · derivative · entry 8

Leo Anthony · CIK 0001779363 · EVP & Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 33,710 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each performance share unit represents the right to receive a single share of common stock, and the number of performance shares that could be earned could range up to two times the reported target number of performance share units (which was 16,855).

F3 · price: Each performance share unit represents the right to receive a single share of common stock, and the number of performance shares that could be earned could range up to two times the reported target number of performance share units (which was 16,855).

F7 · derivative.exercise_date: On November 24, 2020, the reporting person was granted performance shares which were based on performance over the three-year performance period ended October 31, 2023, subject to continued employment until the third anniversary of the grant date (November 24, 2023). The performance goal was an increase in the Company's stock price during the performance period. The maximum number of performance shares that could be earned based on performance was two times the target number previously reported (16,855). The Compensation Committee certified achievement at 200% of the target number, resulting in the award of 33,710 shares.

F7 · derivative.expiration_date: On November 24, 2020, the reporting person was granted performance shares which were based on performance over the three-year performance period ended October 31, 2023, subject to continued employment until the third anniversary of the grant date (November 24, 2023). The performance goal was an increase in the Company's stock price during the performance period. The maximum number of performance shares that could be earned based on performance was two times the target number previously reported (16,855). The Compensation Committee certified achievement at 200% of the target number, resulting in the award of 33,710 shares.

Read SEC document
November 24, 2023 Filed Nov 28, 2023 21:48 UTC FUELCELL ENERGY INC FCEL · Entity 4760 Exercise / conversionEmployee Restricted Stock Unit · Derivative 6,051 $0.00 $0.00
Disclosure

SEC source: 0000897069-23-001683 · form4.xml · derivative · entry 7

Leo Anthony · CIK 0001779363 · EVP & Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,051 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units were converted into common stock on a one-for-one basis.

F6 · derivative.exercise_date: On November 24, 2020, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.

F6 · derivative.expiration_date: On November 24, 2020, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.

Read SEC document
November 24, 2023 Filed Nov 28, 2023 21:48 UTC FUELCELL ENERGY INC FCEL · Entity 4760 Tax withholdingCommon Stock 3,885 $1.17 $4,545.45
Disclosure

SEC source: 0000897069-23-001683 · form4.xml · nonDerivative · entry 6

Leo Anthony · CIK 0001779363 · EVP & Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 99,053

F4 · kind: Represents shares withheld to satisfy tax obligations upon the vesting of performance share units.

Read SEC document
November 24, 2023 Filed Nov 28, 2023 21:48 UTC FUELCELL ENERGY INC FCEL · Entity 4760 Exercise / conversionCommon Stock 12,395 $0.00 $0.00
Disclosure

SEC source: 0000897069-23-001683 · form4.xml · nonDerivative · entry 5

Leo Anthony · CIK 0001779363 · EVP & Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 102,938

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Represents shares issued in settlement of earned performance share units.

F5 · price: Represents shares issued in settlement of earned performance share units.

Read SEC document
November 24, 2023 Filed Nov 28, 2023 21:48 UTC FUELCELL ENERGY INC FCEL · Entity 4760 Tax withholdingCommon Stock 10,565 $1.17 $12,361.05
Disclosure

SEC source: 0000897069-23-001683 · form4.xml · nonDerivative · entry 4

Leo Anthony · CIK 0001779363 · EVP & Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,543

F4 · kind: Represents shares withheld to satisfy tax obligations upon the vesting of performance share units.

Read SEC document
November 24, 2023 Filed Nov 28, 2023 21:48 UTC FUELCELL ENERGY INC FCEL · Entity 4760 Exercise / conversionCommon Stock 33,710 $0.00 $0.00
Disclosure

SEC source: 0000897069-23-001683 · form4.xml · nonDerivative · entry 3

Leo Anthony · CIK 0001779363 · EVP & Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 101,108

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Each performance share unit represents the right to receive a single share of common stock, and the number of performance shares that could be earned could range up to two times the reported target number of performance share units (which was 16,855).

F3 · price: Each performance share unit represents the right to receive a single share of common stock, and the number of performance shares that could be earned could range up to two times the reported target number of performance share units (which was 16,855).

Read SEC document
November 24, 2023 Filed Nov 28, 2023 21:48 UTC FUELCELL ENERGY INC FCEL · Entity 4760 Tax withholdingCommon Stock 1,897 $1.17 $2,219.49
Disclosure

SEC source: 0000897069-23-001683 · form4.xml · nonDerivative · entry 2

Leo Anthony · CIK 0001779363 · EVP & Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,398

F2 · kind: Represents shares withheld to satisfy tax obligations upon the vesting of restricted stock units.

Read SEC document
November 24, 2023 Filed Nov 28, 2023 21:48 UTC FUELCELL ENERGY INC FCEL · Entity 4760 Exercise / conversionCommon Stock 6,051 $0.00 $0.00
Disclosure

SEC source: 0000897069-23-001683 · form4.xml · nonDerivative · entry 1

Leo Anthony · CIK 0001779363 · EVP & Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,295

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units were converted into common stock on a one-for-one basis.

Read SEC document
August 24, 2023 Filed Aug 28, 2023 21:16 UTC FUELCELL ENERGY INC FCEL · Entity 4760 Exercise / conversionEmployee Performance Share Unit · Derivative 18,601 Not disclosed Not disclosed
Disclosure

SEC source: 0000897069-23-001279 · form4.xml · derivative · entry 9

Leo Anthony · CIK 0001779363 · EVP & Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,601 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each performance share unit represents the right to receive a single share of common stock, and the number of performance shares that could be earned could range up to two times the reported target number of performance share units (which was 16,476).

F5 · price: Each performance share unit represents the right to receive a single share of common stock, and the number of performance shares that could be earned could range up to two times the reported target number of performance share units (which was 16,476).

F8 · derivative.exercise_date: On August 24, 2020, the reporting person was granted performance shares which were based on performance over the three-year performance period ended October 31, 2022, subject to continued employment until the third anniversary of the grant date (August 24, 2023). The performance goal was the TSR of the Company relative to the TSR of the Russell 2000 Index during the performance period. While the maximum number of performance shares that could have been earned based on performance was two times the target number previously reported (16,476), the Compensation Committee certified achievement at 112.9% of the target number, resulting in the award of 18,601 shares.

F8 · derivative.expiration_date: On August 24, 2020, the reporting person was granted performance shares which were based on performance over the three-year performance period ended October 31, 2022, subject to continued employment until the third anniversary of the grant date (August 24, 2023). The performance goal was the TSR of the Company relative to the TSR of the Russell 2000 Index during the performance period. While the maximum number of performance shares that could have been earned based on performance was two times the target number previously reported (16,476), the Compensation Committee certified achievement at 112.9% of the target number, resulting in the award of 18,601 shares.

Read SEC document
August 24, 2023 Filed Aug 28, 2023 21:16 UTC FUELCELL ENERGY INC FCEL · Entity 4760 Exercise / conversionEmployee Performance Share Unit · Derivative 32,952 Not disclosed Not disclosed
Disclosure

SEC source: 0000897069-23-001279 · form4.xml · derivative · entry 8

Leo Anthony · CIK 0001779363 · EVP & Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 32,952 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each performance share unit represents the right to receive a single share of common stock, and the number of performance shares that could be earned could range up to two times the reported target number of performance share units (which was 16,476).

F3 · price: Each performance share unit represents the right to receive a single share of common stock, and the number of performance shares that could be earned could range up to two times the reported target number of performance share units (which was 16,476).

F7 · derivative.exercise_date: On August 24, 2020, the reporting person was granted performance shares which were based on performance over the three-year performance period ending October 31, 2022, subject to continued employment until the third anniversary of the grant date (August 24, 2023). The performance goal was an increase in the Company's stock price during the performance period. The maximum number of performance shares that could be earned based on performance was two times the target number previously reported (16,476). The Compensation Committee certified achievement at 200% of the target number, resulting in the award of 32,952 shares.

F7 · derivative.expiration_date: On August 24, 2020, the reporting person was granted performance shares which were based on performance over the three-year performance period ending October 31, 2022, subject to continued employment until the third anniversary of the grant date (August 24, 2023). The performance goal was an increase in the Company's stock price during the performance period. The maximum number of performance shares that could be earned based on performance was two times the target number previously reported (16,476). The Compensation Committee certified achievement at 200% of the target number, resulting in the award of 32,952 shares.

Read SEC document
August 24, 2023 Filed Aug 28, 2023 21:16 UTC FUELCELL ENERGY INC FCEL · Entity 4760 Exercise / conversionEmployee Restricted Stock Unit · Derivative 2,746 $0.00 $0.00
Disclosure

SEC source: 0000897069-23-001279 · form4.xml · derivative · entry 7

Leo Anthony · CIK 0001779363 · EVP & Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,746 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units were converted into common stock on a one for-one basis.

F6 · derivative.exercise_date: On August 24, 2020, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.

F6 · derivative.expiration_date: On August 24, 2020, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.

Read SEC document
August 24, 2023 Filed Aug 28, 2023 21:16 UTC FUELCELL ENERGY INC FCEL · Entity 4760 Tax withholdingCommon Stock 5,830 $1.33 $7,753.90
Disclosure

SEC source: 0000897069-23-001279 · form4.xml · nonDerivative · entry 6

Leo Anthony · CIK 0001779363 · EVP & Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,244

F4 · kind: Represents shares withheld to satisfy tax obligations upon the vesting of performance share units.

Read SEC document
August 24, 2023 Filed Aug 28, 2023 21:16 UTC FUELCELL ENERGY INC FCEL · Entity 4760 Exercise / conversionCommon Stock 18,601 $0.00 $0.00
Disclosure

SEC source: 0000897069-23-001279 · form4.xml · nonDerivative · entry 5

Leo Anthony · CIK 0001779363 · EVP & Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,074

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Each performance share unit represents the right to receive a single share of common stock, and the number of performance shares that could be earned could range up to two times the reported target number of performance share units (which was 16,476).

F5 · price: Each performance share unit represents the right to receive a single share of common stock, and the number of performance shares that could be earned could range up to two times the reported target number of performance share units (which was 16,476).

Read SEC document
August 24, 2023 Filed Aug 28, 2023 21:16 UTC FUELCELL ENERGY INC FCEL · Entity 4760 Tax withholdingCommon Stock 10,328 $1.33 $13,736.24
Disclosure

SEC source: 0000897069-23-001279 · form4.xml · nonDerivative · entry 4

Leo Anthony · CIK 0001779363 · EVP & Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,473

F4 · kind: Represents shares withheld to satisfy tax obligations upon the vesting of performance share units.

Read SEC document
August 24, 2023 Filed Aug 28, 2023 21:16 UTC FUELCELL ENERGY INC FCEL · Entity 4760 Exercise / conversionCommon Stock 32,952 $0.00 $0.00
Disclosure

SEC source: 0000897069-23-001279 · form4.xml · nonDerivative · entry 3

Leo Anthony · CIK 0001779363 · EVP & Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,801

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Each performance share unit represents the right to receive a single share of common stock, and the number of performance shares that could be earned could range up to two times the reported target number of performance share units (which was 16,476).

F3 · price: Each performance share unit represents the right to receive a single share of common stock, and the number of performance shares that could be earned could range up to two times the reported target number of performance share units (which was 16,476).

Read SEC document
August 24, 2023 Filed Aug 28, 2023 21:16 UTC FUELCELL ENERGY INC FCEL · Entity 4760 Tax withholdingCommon Stock 861 $1.33 $1,145.13
Disclosure

SEC source: 0000897069-23-001279 · form4.xml · nonDerivative · entry 2

Leo Anthony · CIK 0001779363 · EVP & Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,849

F2 · kind: Represents shares withheld to satisfy tax obligations upon the vesting of restricted stock units.

Read SEC document
August 24, 2023 Filed Aug 28, 2023 21:16 UTC FUELCELL ENERGY INC FCEL · Entity 4760 Exercise / conversionCommon Stock 2,746 $0.00 $0.00
Disclosure

SEC source: 0000897069-23-001279 · form4.xml · nonDerivative · entry 1

Leo Anthony · CIK 0001779363 · EVP & Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,710

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units were converted into common stock on a one for-one basis.

Read SEC document
December 12, 2022 Filed Dec 14, 2022 22:18 UTC FUELCELL ENERGY INC FCEL · Entity 4760 Exercise / conversionEmployee Restricted Stock Unit · Derivative 4,710 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-22-021589 · doc1.xml · derivative · entry 3

Leo Anthony · CIK 0001779363 · EVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,420

Underlying: Common Stock · 4,710 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units were converted into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On December 10, 2021, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.

F3 · derivative.expiration_date: On December 10, 2021, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.

Read SEC document
December 12, 2022 Filed Dec 14, 2022 22:18 UTC FUELCELL ENERGY INC FCEL · Entity 4760 Tax withholdingCommon Stock 1,477 $3.47 $5,125.19
Disclosure

SEC source: 0001567619-22-021589 · doc1.xml · nonDerivative · entry 2

Leo Anthony · CIK 0001779363 · EVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,964

F2 · kind: Represents shares withheld to satisfy tax obligations upon the vesting of restricted stock units.

Read SEC document
December 12, 2022 Filed Dec 14, 2022 22:18 UTC FUELCELL ENERGY INC FCEL · Entity 4760 Exercise / conversionCommon Stock 4,710 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-021589 · doc1.xml · nonDerivative · entry 1

Leo Anthony · CIK 0001779363 · EVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,441

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units were converted into common stock on a one-for-one basis.

Read SEC document
December 05, 2022 Filed Dec 7, 2022 22:48 UTC FUELCELL ENERGY INC FCEL · Entity 4760 GrantEmployee Performance Share Unit · Derivative 58,591 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-22-021406 · doc1.xml · derivative · entry 2

Leo Anthony · CIK 0001779363 · EVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,591

Underlying: Common Stock · 58,591 shares

Expires not disclosed

F3 · derivative.exercise_date: On December 05, 2022, the reporting person was granted performance shares which will be earned based on performance over the three-year performance period beginning on November 1, 2022 and ending October 31, 2025, subject to continued employment until the third anniversary of the grant date. The performance goal is the TSR of the Company relative to the TSR of the Russell 2000 during the performance period. The maximum number of performance shares that can be earned based on performance is two times the target number reported in the table above.

F3 · derivative.expiration_date: On December 05, 2022, the reporting person was granted performance shares which will be earned based on performance over the three-year performance period beginning on November 1, 2022 and ending October 31, 2025, subject to continued employment until the third anniversary of the grant date. The performance goal is the TSR of the Company relative to the TSR of the Russell 2000 during the performance period. The maximum number of performance shares that can be earned based on performance is two times the target number reported in the table above.

Read SEC document
December 05, 2022 Filed Dec 7, 2022 22:48 UTC FUELCELL ENERGY INC FCEL · Entity 4760 GrantEmployee Restricted Stock Unit · Derivative 58,591 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-22-021406 · doc1.xml · derivative · entry 1

Leo Anthony · CIK 0001779363 · EVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,591

Underlying: Common Stock · 58,591 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of common stock upon vesting of the Restricted Stock Unit.

F2 · derivative.exercise_date: On December 05, 2022, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.

F2 · derivative.expiration_date: On December 05, 2022, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.

Read SEC document
November 25, 2022 Filed Nov 29, 2022 21:37 UTC FUELCELL ENERGY INC FCEL · Entity 4760 Exercise / conversionEmployee Restricted Stock Unit · Derivative 6,050 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-22-020993 · doc1.xml · derivative · entry 3

Leo Anthony · CIK 0001779363 · EVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,051

Underlying: Common Stock · 6,050 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units were converted into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On November 24, 2020, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.

F3 · derivative.expiration_date: On November 24, 2020, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.

Read SEC document
November 25, 2022 Filed Nov 29, 2022 21:37 UTC FUELCELL ENERGY INC FCEL · Entity 4760 Tax withholdingCommon Stock 1,897 $3.48 $6,601.56
Disclosure

SEC source: 0001567619-22-020993 · doc1.xml · nonDerivative · entry 2

Leo Anthony · CIK 0001779363 · EVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,731

F2 · kind: Represents shares withheld to satisfy tax obligations upon the vesting of Restricted Stock Units.

Read SEC document
November 25, 2022 Filed Nov 29, 2022 21:37 UTC FUELCELL ENERGY INC FCEL · Entity 4760 Exercise / conversionCommon Stock 6,050 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-020993 · doc1.xml · nonDerivative · entry 1

Leo Anthony · CIK 0001779363 · EVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,628

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units were converted into common stock on a one-for-one basis.

Read SEC document
August 24, 2022 Filed Aug 26, 2022 21:32 UTC FUELCELL ENERGY INC FCEL · Entity 4760 Exercise / conversionEmployee Restricted Stock Unit · Derivative 2,746 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-22-016725 · doc1.xml · derivative · entry 3

leo Anthony · CIK 0001779363 · EVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,746

Underlying: Common Stock · 2,746 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units were converted into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On August 24, 2020, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.

F3 · derivative.expiration_date: On August 24, 2020, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.

Read SEC document
August 24, 2022 Filed Aug 26, 2022 21:32 UTC FUELCELL ENERGY INC FCEL · Entity 4760 Tax withholdingCommon Stock 861 $4.42 $3,805.62
Disclosure

SEC source: 0001567619-22-016725 · doc1.xml · nonDerivative · entry 2

leo Anthony · CIK 0001779363 · EVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,578

F2 · shares: Represents shares withheld to satisfy tax obligations upon the vesting of Restricted Stock Units.

Read SEC document
August 24, 2022 Filed Aug 26, 2022 21:32 UTC FUELCELL ENERGY INC FCEL · Entity 4760 Exercise / conversionCommon Stock 2,746 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-016725 · doc1.xml · nonDerivative · entry 1

leo Anthony · CIK 0001779363 · EVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,439

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units were converted into common stock on a one-for-one basis.

Read SEC document
December 10, 2021 Filed Dec 14, 2021 23:36 UTC FUELCELL ENERGY INC FCEL · Entity 4760 GrantEmployee Performance Share Unit · Derivative 14,131 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-21-022060 · doc1.xml · derivative · entry 2

leo Anthony · CIK 0001779363 · EVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,131

Underlying: Common Stock · 14,131 shares

Expires not disclosed

F3 · derivative.exercise_date: On December 10, 2021, the reporting person was granted performance shares which will be earned based on performance over the three-year performance period beginning on October 31, 2021 and ending October 31, 2024, subject to continued employment until the third anniversary of the grant date. The performance goal is the TSR of the Company relative to the TSR of the Russell 2000 during the performance period. The maximum number of performance shares that can be earned based on performance is two times the target number reported in the table above.

F3 · derivative.expiration_date: On December 10, 2021, the reporting person was granted performance shares which will be earned based on performance over the three-year performance period beginning on October 31, 2021 and ending October 31, 2024, subject to continued employment until the third anniversary of the grant date. The performance goal is the TSR of the Company relative to the TSR of the Russell 2000 during the performance period. The maximum number of performance shares that can be earned based on performance is two times the target number reported in the table above.

Read SEC document
December 10, 2021 Filed Dec 14, 2021 23:36 UTC FUELCELL ENERGY INC FCEL · Entity 4760 GrantEmployee Restricted Stock Unit · Derivative 14,130 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-21-022060 · doc1.xml · derivative · entry 1

leo Anthony · CIK 0001779363 · EVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,130

Underlying: Common Stock · 14,130 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of common stock upon vesting of the Restricted Stock Unit.

F2 · derivative.exercise_date: On December 10, 2021, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.

F2 · derivative.expiration_date: On December 10, 2021, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.

Read SEC document
November 24, 2021 Filed Nov 29, 2021 23:26 UTC FUELCELL ENERGY INC FCEL · Entity 4760 Exercise / conversionEmployee Restricted Stock Unit · Derivative 6,050 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-21-021241 · doc1.xml · derivative · entry 3

leo Anthony · CIK 0001779363 · EVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,101

Underlying: Common Stock · 6,050 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units were converted into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On November 24, 2020, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.

F3 · derivative.expiration_date: On November 24, 2020, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.

Read SEC document
November 24, 2021 Filed Nov 29, 2021 23:26 UTC FUELCELL ENERGY INC FCEL · Entity 4760 Tax withholdingCommon Stock 1,897 $9.53 $18,078.41
Disclosure

SEC source: 0001567619-21-021241 · doc1.xml · nonDerivative · entry 2

leo Anthony · CIK 0001779363 · EVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,693

F2 · shares: Represents shares withheld to satisfy tax obligations upon the vesting of Restricted Stock Units.

Read SEC document
November 24, 2021 Filed Nov 29, 2021 23:26 UTC FUELCELL ENERGY INC FCEL · Entity 4760 Exercise / conversionCommon Stock 6,050 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-021241 · doc1.xml · nonDerivative · entry 1

leo Anthony · CIK 0001779363 · EVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,590

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units were converted into common stock on a one-for-one basis.

Read SEC document
August 24, 2021 Filed Aug 26, 2021 21:57 UTC FUELCELL ENERGY INC FCEL · Entity 4760 Exercise / conversionEmployee Restricted Stock Unit · Derivative 2,746 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-21-016381 · doc1.xml · derivative · entry 3

leo Anthony · CIK 0001779363 · EVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,492

Underlying: Common Stock · 2,746 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units were converted into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On August 24, 2020, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.

F3 · derivative.expiration_date: On August 24, 2020, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.

Read SEC document
August 24, 2021 Filed Aug 26, 2021 21:57 UTC FUELCELL ENERGY INC FCEL · Entity 4760 Tax withholdingCommon Stock 861 $6.27 $5,398.47
Disclosure

SEC source: 0001567619-21-016381 · doc1.xml · nonDerivative · entry 2

leo Anthony · CIK 0001779363 · EVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,540

F2 · shares: Represents shares withheld to satisfy tax obligations upon the vesting of Restricted Stock Units.

Read SEC document
August 24, 2021 Filed Aug 26, 2021 21:57 UTC FUELCELL ENERGY INC FCEL · Entity 4760 Exercise / conversionCommon Stock 2,746 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-016381 · doc1.xml · nonDerivative · entry 1

leo Anthony · CIK 0001779363 · EVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,401

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units were converted into common stock on a one-for-one basis.

Read SEC document
April 05, 2021 Filed Apr 7, 2021 20:41 UTC FUELCELL ENERGY INC FCEL · Entity 4760 Exercise / conversionEmployee Restricted Stock Unit · Derivative 1,701 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-21-007763 · doc1.xml · derivative · entry 3

leo Anthony · CIK 0001779363 · EVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,701 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units were converted into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On April 5, 2018, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.

F3 · derivative.expiration_date: On April 5, 2018, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.

Read SEC document
April 05, 2021 Filed Apr 7, 2021 20:41 UTC FUELCELL ENERGY INC FCEL · Entity 4760 Tax withholdingCommon Stock 534 $13.57 $7,246.38
Disclosure

SEC source: 0001567619-21-007763 · doc1.xml · nonDerivative · entry 2

leo Anthony · CIK 0001779363 · EVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,655

F2 · shares: Represents shares withheld to satisfy tax obligations upon the vesting of Restricted Stock Units.

Read SEC document
April 05, 2021 Filed Apr 7, 2021 20:41 UTC FUELCELL ENERGY INC FCEL · Entity 4760 Exercise / conversionCommon Stock 1,701 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-007763 · doc1.xml · nonDerivative · entry 1

leo Anthony · CIK 0001779363 · EVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,189

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units were converted into common stock on a one-for-one basis.

Read SEC document
November 24, 2020 Filed Nov 27, 2020 13:34 UTC FUELCELL ENERGY INC FCEL · Entity 4760 GrantEmployee Performance Share Unit · Derivative 16,855 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001104659-20-129791 · tm2037175-4_4.xml · derivative · entry 3

leo Anthony · CIK 0001779363 · EVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,855

Underlying: Common Stock · 16,855 shares

Expires not disclosed

F4 · derivative.exercise_date: On November 24, 2020, the reporting person was granted performance shares which will be earned based on performance over the three-year performance period ending October 31, 2023, subject to continued employment until the third anniversary of the grant date. The performance goal is an increase in the Company's stock price during the performance period. The maximum number of performance shares that can be earned based on performance is two times the target number reported in the table above.

F4 · derivative.expiration_date: On November 24, 2020, the reporting person was granted performance shares which will be earned based on performance over the three-year performance period ending October 31, 2023, subject to continued employment until the third anniversary of the grant date. The performance goal is an increase in the Company's stock price during the performance period. The maximum number of performance shares that can be earned based on performance is two times the target number reported in the table above.

Read SEC document
November 24, 2020 Filed Nov 27, 2020 13:34 UTC FUELCELL ENERGY INC FCEL · Entity 4760 GrantEmployee Performance Share Unit · Derivative 16,855 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001104659-20-129791 · tm2037175-4_4.xml · derivative · entry 2

leo Anthony · CIK 0001779363 · EVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,855

Underlying: Common Stock · 16,855 shares

Expires not disclosed

F3 · derivative.exercise_date: On November 24, 2020, the reporting person was granted performance shares which will be earned based on performance over the three-year performance period ending October 31, 2023, subject to continued employment until the third anniversary of the grant date. The performance goal is the TSR of the Company relative to the TSR of the Russell 2000 during the performance period. The maximum number of performance shares that can be earned based on performance is two times the target number reported in the table above.

F3 · derivative.expiration_date: On November 24, 2020, the reporting person was granted performance shares which will be earned based on performance over the three-year performance period ending October 31, 2023, subject to continued employment until the third anniversary of the grant date. The performance goal is the TSR of the Company relative to the TSR of the Russell 2000 during the performance period. The maximum number of performance shares that can be earned based on performance is two times the target number reported in the table above.

Read SEC document
November 24, 2020 Filed Nov 27, 2020 13:34 UTC FUELCELL ENERGY INC FCEL · Entity 4760 GrantEmployee Restricted Stock Unit · Derivative 18,151 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001104659-20-129791 · tm2037175-4_4.xml · derivative · entry 1

leo Anthony · CIK 0001779363 · EVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,151

Underlying: Common Stock · 18,151 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of common stock upon vesting of the Restricted Stock Unit.

F2 · derivative.exercise_date: On November 24, 2020, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.

F2 · derivative.expiration_date: On November 24, 2020, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.