Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| FUELCELL ENERGY INCFCEL · Entity 4760 | EVP & Chief Technology Officer | December 11, 2023 | December 13, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
FUELCELL ENERGY INC
Report date December 11, 2023 · Filed December 13, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 115,695 |
Ending reported balance
After 2023-12-11 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2023-12-11 · Exercise / conversion · Acquired 4,710 · Balance 117,172 F1: Restricted stock units were converted into common stock on a one-for-one basis. Row 2 · 2023-12-11 · Tax withholding · Disposed 1,477 · Balance 115,695 F2: Represents shares withheld to satisfy tax obligations upon the vesting of restricted stock units. |
| Employee Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 4,710 |
Reported balance
After 2023-12-11 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2023-12-11 · Exercise / conversion · Disposed 4,710 · Balance 4,710 F1: Restricted stock units were converted into common stock on a one-for-one basis. F3: On December 10, 2021, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment. |
| Employee Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 123,967 |
Reported balance
After 2023-12-11 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2023-12-11 · Grant · Acquired 123,967 · Balance 123,967 F4: Each restricted stock unit represents a contingent right to receive one share of common stock upon vesting of the restricted stock unit. F5: On December 11, 2023, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units were converted into common stock on a one-for-one basis.
F2: Represents shares withheld to satisfy tax obligations upon the vesting of restricted stock units.
F3: On December 10, 2021, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.
F4: Each restricted stock unit represents a contingent right to receive one share of common stock upon vesting of the restricted stock unit.
F5: On December 11, 2023, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 11, 2023 Filed Dec 13, 2023 21:52 UTC | FUELCELL ENERGY INC FCEL · Entity 4760 | GrantEmployee Restricted Stock Unit · Derivative | 123,967 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000897069-23-001768 · form4.xml · derivative · entry 4 Leo Anthony · CIK 0001779363 · EVP & Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 123,967 Underlying: Common Stock · 123,967 shares Expires not disclosed F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock upon vesting of the restricted stock unit. F5 · derivative.exercise_date: On December 11, 2023, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment. F5 · derivative.expiration_date: On December 11, 2023, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment. Read SEC document |
| December 11, 2023 Filed Dec 13, 2023 21:52 UTC | FUELCELL ENERGY INC FCEL · Entity 4760 | Exercise / conversionEmployee Restricted Stock Unit · Derivative | 4,710 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000897069-23-001768 · form4.xml · derivative · entry 3 Leo Anthony · CIK 0001779363 · EVP & Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,710 Underlying: Common Stock · 4,710 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units were converted into common stock on a one-for-one basis. F3 · derivative.exercise_date: On December 10, 2021, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment. F3 · derivative.expiration_date: On December 10, 2021, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment. Read SEC document |
| December 11, 2023 Filed Dec 13, 2023 21:52 UTC | FUELCELL ENERGY INC FCEL · Entity 4760 | Tax withholdingCommon Stock | 1,477 | $1.30 | $1,920.10 |
DisclosureSEC source: 0000897069-23-001768 · form4.xml · nonDerivative · entry 2 Leo Anthony · CIK 0001779363 · EVP & Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 115,695 F2 · kind: Represents shares withheld to satisfy tax obligations upon the vesting of restricted stock units. Read SEC document |
| December 11, 2023 Filed Dec 13, 2023 21:52 UTC | FUELCELL ENERGY INC FCEL · Entity 4760 | Exercise / conversionCommon Stock | 4,710 | $0.00 | $0.00 |
DisclosureSEC source: 0000897069-23-001768 · form4.xml · nonDerivative · entry 1 Leo Anthony · CIK 0001779363 · EVP & Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 117,172 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units were converted into common stock on a one-for-one basis. Read SEC document |
| December 05, 2023 Filed Dec 7, 2023 21:50 UTC | FUELCELL ENERGY INC FCEL · Entity 4760 | Exercise / conversionEmployee Restricted Stock Unit · Derivative | 19,530 | $0.00 | $0.00 |
DisclosureSEC source: 0000897069-23-001728 · form4.xml · derivative · entry 3 Leo Anthony · CIK 0001779363 · EVP & Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,061 Underlying: Common Stock · 19,530 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units were converted into common stock on a one-for-one basis. F3 · derivative.exercise_date: On December 05, 2022, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment. F3 · derivative.expiration_date: On December 05, 2022, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment. Read SEC document |
| December 05, 2023 Filed Dec 7, 2023 21:50 UTC | FUELCELL ENERGY INC FCEL · Entity 4760 | Tax withholdingCommon Stock | 6,121 | $1.28 | $7,834.88 |
DisclosureSEC source: 0000897069-23-001728 · form4.xml · nonDerivative · entry 2 Leo Anthony · CIK 0001779363 · EVP & Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 112,462 F2 · kind: Represents shares withheld to satisfy tax obligations upon the vesting of restricted stock units. Read SEC document |
| December 05, 2023 Filed Dec 7, 2023 21:50 UTC | FUELCELL ENERGY INC FCEL · Entity 4760 | Exercise / conversionCommon Stock | 19,530 | $0.00 | $0.00 |
DisclosureSEC source: 0000897069-23-001728 · form4.xml · nonDerivative · entry 1 Leo Anthony · CIK 0001779363 · EVP & Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 118,583 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units were converted into common stock on a one-for-one basis. Read SEC document |
| November 24, 2023 Filed Nov 28, 2023 21:48 UTC | FUELCELL ENERGY INC FCEL · Entity 4760 | Exercise / conversionEmployee Performance Share Unit · Derivative | 12,395 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000897069-23-001683 · form4.xml · derivative · entry 9 Leo Anthony · CIK 0001779363 · EVP & Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,395 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Represents shares issued in settlement of earned performance share units. F5 · price: Represents shares issued in settlement of earned performance share units. F8 · derivative.exercise_date: On November 24, 2020, the reporting person was granted performance shares which were based on performance over the three-year performance period ended October 31, 2023, subject to continued employment until the third anniversary of the grant date (November 24, 2023). The performance goal was the TSR of the Company relative to the TSR of the Russell 2000 Index during the performance period. The Compensation Committee certified achievement at 73.54% of the target number previously reported (16,855), resulting in the award of 12,395 shares. F8 · derivative.expiration_date: On November 24, 2020, the reporting person was granted performance shares which were based on performance over the three-year performance period ended October 31, 2023, subject to continued employment until the third anniversary of the grant date (November 24, 2023). The performance goal was the TSR of the Company relative to the TSR of the Russell 2000 Index during the performance period. The Compensation Committee certified achievement at 73.54% of the target number previously reported (16,855), resulting in the award of 12,395 shares. Read SEC document |
| November 24, 2023 Filed Nov 28, 2023 21:48 UTC | FUELCELL ENERGY INC FCEL · Entity 4760 | Exercise / conversionEmployee Performance Share Unit · Derivative | 33,710 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000897069-23-001683 · form4.xml · derivative · entry 8 Leo Anthony · CIK 0001779363 · EVP & Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 33,710 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each performance share unit represents the right to receive a single share of common stock, and the number of performance shares that could be earned could range up to two times the reported target number of performance share units (which was 16,855). F3 · price: Each performance share unit represents the right to receive a single share of common stock, and the number of performance shares that could be earned could range up to two times the reported target number of performance share units (which was 16,855). F7 · derivative.exercise_date: On November 24, 2020, the reporting person was granted performance shares which were based on performance over the three-year performance period ended October 31, 2023, subject to continued employment until the third anniversary of the grant date (November 24, 2023). The performance goal was an increase in the Company's stock price during the performance period. The maximum number of performance shares that could be earned based on performance was two times the target number previously reported (16,855). The Compensation Committee certified achievement at 200% of the target number, resulting in the award of 33,710 shares. F7 · derivative.expiration_date: On November 24, 2020, the reporting person was granted performance shares which were based on performance over the three-year performance period ended October 31, 2023, subject to continued employment until the third anniversary of the grant date (November 24, 2023). The performance goal was an increase in the Company's stock price during the performance period. The maximum number of performance shares that could be earned based on performance was two times the target number previously reported (16,855). The Compensation Committee certified achievement at 200% of the target number, resulting in the award of 33,710 shares. Read SEC document |
| November 24, 2023 Filed Nov 28, 2023 21:48 UTC | FUELCELL ENERGY INC FCEL · Entity 4760 | Exercise / conversionEmployee Restricted Stock Unit · Derivative | 6,051 | $0.00 | $0.00 |
DisclosureSEC source: 0000897069-23-001683 · form4.xml · derivative · entry 7 Leo Anthony · CIK 0001779363 · EVP & Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,051 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units were converted into common stock on a one-for-one basis. F6 · derivative.exercise_date: On November 24, 2020, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment. F6 · derivative.expiration_date: On November 24, 2020, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment. Read SEC document |
| November 24, 2023 Filed Nov 28, 2023 21:48 UTC | FUELCELL ENERGY INC FCEL · Entity 4760 | Tax withholdingCommon Stock | 3,885 | $1.17 | $4,545.45 |
DisclosureSEC source: 0000897069-23-001683 · form4.xml · nonDerivative · entry 6 Leo Anthony · CIK 0001779363 · EVP & Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 99,053 F4 · kind: Represents shares withheld to satisfy tax obligations upon the vesting of performance share units. Read SEC document |
| November 24, 2023 Filed Nov 28, 2023 21:48 UTC | FUELCELL ENERGY INC FCEL · Entity 4760 | Exercise / conversionCommon Stock | 12,395 | $0.00 | $0.00 |
DisclosureSEC source: 0000897069-23-001683 · form4.xml · nonDerivative · entry 5 Leo Anthony · CIK 0001779363 · EVP & Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 102,938 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · shares: Represents shares issued in settlement of earned performance share units. F5 · price: Represents shares issued in settlement of earned performance share units. Read SEC document |
| November 24, 2023 Filed Nov 28, 2023 21:48 UTC | FUELCELL ENERGY INC FCEL · Entity 4760 | Tax withholdingCommon Stock | 10,565 | $1.17 | $12,361.05 |
DisclosureSEC source: 0000897069-23-001683 · form4.xml · nonDerivative · entry 4 Leo Anthony · CIK 0001779363 · EVP & Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 90,543 F4 · kind: Represents shares withheld to satisfy tax obligations upon the vesting of performance share units. Read SEC document |
| November 24, 2023 Filed Nov 28, 2023 21:48 UTC | FUELCELL ENERGY INC FCEL · Entity 4760 | Exercise / conversionCommon Stock | 33,710 | $0.00 | $0.00 |
DisclosureSEC source: 0000897069-23-001683 · form4.xml · nonDerivative · entry 3 Leo Anthony · CIK 0001779363 · EVP & Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 101,108 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Each performance share unit represents the right to receive a single share of common stock, and the number of performance shares that could be earned could range up to two times the reported target number of performance share units (which was 16,855). F3 · price: Each performance share unit represents the right to receive a single share of common stock, and the number of performance shares that could be earned could range up to two times the reported target number of performance share units (which was 16,855). Read SEC document |
| November 24, 2023 Filed Nov 28, 2023 21:48 UTC | FUELCELL ENERGY INC FCEL · Entity 4760 | Tax withholdingCommon Stock | 1,897 | $1.17 | $2,219.49 |
DisclosureSEC source: 0000897069-23-001683 · form4.xml · nonDerivative · entry 2 Leo Anthony · CIK 0001779363 · EVP & Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 67,398 F2 · kind: Represents shares withheld to satisfy tax obligations upon the vesting of restricted stock units. Read SEC document |
| November 24, 2023 Filed Nov 28, 2023 21:48 UTC | FUELCELL ENERGY INC FCEL · Entity 4760 | Exercise / conversionCommon Stock | 6,051 | $0.00 | $0.00 |
DisclosureSEC source: 0000897069-23-001683 · form4.xml · nonDerivative · entry 1 Leo Anthony · CIK 0001779363 · EVP & Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 69,295 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units were converted into common stock on a one-for-one basis. Read SEC document |
| August 24, 2023 Filed Aug 28, 2023 21:16 UTC | FUELCELL ENERGY INC FCEL · Entity 4760 | Exercise / conversionEmployee Performance Share Unit · Derivative | 18,601 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000897069-23-001279 · form4.xml · derivative · entry 9 Leo Anthony · CIK 0001779363 · EVP & Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 18,601 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each performance share unit represents the right to receive a single share of common stock, and the number of performance shares that could be earned could range up to two times the reported target number of performance share units (which was 16,476). F5 · price: Each performance share unit represents the right to receive a single share of common stock, and the number of performance shares that could be earned could range up to two times the reported target number of performance share units (which was 16,476). F8 · derivative.exercise_date: On August 24, 2020, the reporting person was granted performance shares which were based on performance over the three-year performance period ended October 31, 2022, subject to continued employment until the third anniversary of the grant date (August 24, 2023). The performance goal was the TSR of the Company relative to the TSR of the Russell 2000 Index during the performance period. While the maximum number of performance shares that could have been earned based on performance was two times the target number previously reported (16,476), the Compensation Committee certified achievement at 112.9% of the target number, resulting in the award of 18,601 shares. F8 · derivative.expiration_date: On August 24, 2020, the reporting person was granted performance shares which were based on performance over the three-year performance period ended October 31, 2022, subject to continued employment until the third anniversary of the grant date (August 24, 2023). The performance goal was the TSR of the Company relative to the TSR of the Russell 2000 Index during the performance period. While the maximum number of performance shares that could have been earned based on performance was two times the target number previously reported (16,476), the Compensation Committee certified achievement at 112.9% of the target number, resulting in the award of 18,601 shares. Read SEC document |
| August 24, 2023 Filed Aug 28, 2023 21:16 UTC | FUELCELL ENERGY INC FCEL · Entity 4760 | Exercise / conversionEmployee Performance Share Unit · Derivative | 32,952 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000897069-23-001279 · form4.xml · derivative · entry 8 Leo Anthony · CIK 0001779363 · EVP & Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 32,952 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each performance share unit represents the right to receive a single share of common stock, and the number of performance shares that could be earned could range up to two times the reported target number of performance share units (which was 16,476). F3 · price: Each performance share unit represents the right to receive a single share of common stock, and the number of performance shares that could be earned could range up to two times the reported target number of performance share units (which was 16,476). F7 · derivative.exercise_date: On August 24, 2020, the reporting person was granted performance shares which were based on performance over the three-year performance period ending October 31, 2022, subject to continued employment until the third anniversary of the grant date (August 24, 2023). The performance goal was an increase in the Company's stock price during the performance period. The maximum number of performance shares that could be earned based on performance was two times the target number previously reported (16,476). The Compensation Committee certified achievement at 200% of the target number, resulting in the award of 32,952 shares. F7 · derivative.expiration_date: On August 24, 2020, the reporting person was granted performance shares which were based on performance over the three-year performance period ending October 31, 2022, subject to continued employment until the third anniversary of the grant date (August 24, 2023). The performance goal was an increase in the Company's stock price during the performance period. The maximum number of performance shares that could be earned based on performance was two times the target number previously reported (16,476). The Compensation Committee certified achievement at 200% of the target number, resulting in the award of 32,952 shares. Read SEC document |
| August 24, 2023 Filed Aug 28, 2023 21:16 UTC | FUELCELL ENERGY INC FCEL · Entity 4760 | Exercise / conversionEmployee Restricted Stock Unit · Derivative | 2,746 | $0.00 | $0.00 |
DisclosureSEC source: 0000897069-23-001279 · form4.xml · derivative · entry 7 Leo Anthony · CIK 0001779363 · EVP & Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,746 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units were converted into common stock on a one for-one basis. F6 · derivative.exercise_date: On August 24, 2020, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment. F6 · derivative.expiration_date: On August 24, 2020, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment. Read SEC document |
| August 24, 2023 Filed Aug 28, 2023 21:16 UTC | FUELCELL ENERGY INC FCEL · Entity 4760 | Tax withholdingCommon Stock | 5,830 | $1.33 | $7,753.90 |
DisclosureSEC source: 0000897069-23-001279 · form4.xml · nonDerivative · entry 6 Leo Anthony · CIK 0001779363 · EVP & Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 63,244 F4 · kind: Represents shares withheld to satisfy tax obligations upon the vesting of performance share units. Read SEC document |
| August 24, 2023 Filed Aug 28, 2023 21:16 UTC | FUELCELL ENERGY INC FCEL · Entity 4760 | Exercise / conversionCommon Stock | 18,601 | $0.00 | $0.00 |
DisclosureSEC source: 0000897069-23-001279 · form4.xml · nonDerivative · entry 5 Leo Anthony · CIK 0001779363 · EVP & Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 69,074 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · shares: Each performance share unit represents the right to receive a single share of common stock, and the number of performance shares that could be earned could range up to two times the reported target number of performance share units (which was 16,476). F5 · price: Each performance share unit represents the right to receive a single share of common stock, and the number of performance shares that could be earned could range up to two times the reported target number of performance share units (which was 16,476). Read SEC document |
| August 24, 2023 Filed Aug 28, 2023 21:16 UTC | FUELCELL ENERGY INC FCEL · Entity 4760 | Tax withholdingCommon Stock | 10,328 | $1.33 | $13,736.24 |
DisclosureSEC source: 0000897069-23-001279 · form4.xml · nonDerivative · entry 4 Leo Anthony · CIK 0001779363 · EVP & Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,473 F4 · kind: Represents shares withheld to satisfy tax obligations upon the vesting of performance share units. Read SEC document |
| August 24, 2023 Filed Aug 28, 2023 21:16 UTC | FUELCELL ENERGY INC FCEL · Entity 4760 | Exercise / conversionCommon Stock | 32,952 | $0.00 | $0.00 |
DisclosureSEC source: 0000897069-23-001279 · form4.xml · nonDerivative · entry 3 Leo Anthony · CIK 0001779363 · EVP & Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 60,801 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Each performance share unit represents the right to receive a single share of common stock, and the number of performance shares that could be earned could range up to two times the reported target number of performance share units (which was 16,476). F3 · price: Each performance share unit represents the right to receive a single share of common stock, and the number of performance shares that could be earned could range up to two times the reported target number of performance share units (which was 16,476). Read SEC document |
| August 24, 2023 Filed Aug 28, 2023 21:16 UTC | FUELCELL ENERGY INC FCEL · Entity 4760 | Tax withholdingCommon Stock | 861 | $1.33 | $1,145.13 |
DisclosureSEC source: 0000897069-23-001279 · form4.xml · nonDerivative · entry 2 Leo Anthony · CIK 0001779363 · EVP & Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,849 F2 · kind: Represents shares withheld to satisfy tax obligations upon the vesting of restricted stock units. Read SEC document |
| August 24, 2023 Filed Aug 28, 2023 21:16 UTC | FUELCELL ENERGY INC FCEL · Entity 4760 | Exercise / conversionCommon Stock | 2,746 | $0.00 | $0.00 |
DisclosureSEC source: 0000897069-23-001279 · form4.xml · nonDerivative · entry 1 Leo Anthony · CIK 0001779363 · EVP & Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,710 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units were converted into common stock on a one for-one basis. Read SEC document |
| December 12, 2022 Filed Dec 14, 2022 22:18 UTC | FUELCELL ENERGY INC FCEL · Entity 4760 | Exercise / conversionEmployee Restricted Stock Unit · Derivative | 4,710 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-021589 · doc1.xml · derivative · entry 3 Leo Anthony · CIK 0001779363 · EVP & Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,420 Underlying: Common Stock · 4,710 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units were converted into common stock on a one-for-one basis. F3 · derivative.exercise_date: On December 10, 2021, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment. F3 · derivative.expiration_date: On December 10, 2021, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment. Read SEC document |
| December 12, 2022 Filed Dec 14, 2022 22:18 UTC | FUELCELL ENERGY INC FCEL · Entity 4760 | Tax withholdingCommon Stock | 1,477 | $3.47 | $5,125.19 |
DisclosureSEC source: 0001567619-22-021589 · doc1.xml · nonDerivative · entry 2 Leo Anthony · CIK 0001779363 · EVP & Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,964 F2 · kind: Represents shares withheld to satisfy tax obligations upon the vesting of restricted stock units. Read SEC document |
| December 12, 2022 Filed Dec 14, 2022 22:18 UTC | FUELCELL ENERGY INC FCEL · Entity 4760 | Exercise / conversionCommon Stock | 4,710 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-021589 · doc1.xml · nonDerivative · entry 1 Leo Anthony · CIK 0001779363 · EVP & Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,441 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units were converted into common stock on a one-for-one basis. Read SEC document |
| December 05, 2022 Filed Dec 7, 2022 22:48 UTC | FUELCELL ENERGY INC FCEL · Entity 4760 | GrantEmployee Performance Share Unit · Derivative | 58,591 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-021406 · doc1.xml · derivative · entry 2 Leo Anthony · CIK 0001779363 · EVP & Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,591 Underlying: Common Stock · 58,591 shares Expires not disclosed F3 · derivative.exercise_date: On December 05, 2022, the reporting person was granted performance shares which will be earned based on performance over the three-year performance period beginning on November 1, 2022 and ending October 31, 2025, subject to continued employment until the third anniversary of the grant date. The performance goal is the TSR of the Company relative to the TSR of the Russell 2000 during the performance period. The maximum number of performance shares that can be earned based on performance is two times the target number reported in the table above. F3 · derivative.expiration_date: On December 05, 2022, the reporting person was granted performance shares which will be earned based on performance over the three-year performance period beginning on November 1, 2022 and ending October 31, 2025, subject to continued employment until the third anniversary of the grant date. The performance goal is the TSR of the Company relative to the TSR of the Russell 2000 during the performance period. The maximum number of performance shares that can be earned based on performance is two times the target number reported in the table above. Read SEC document |
| December 05, 2022 Filed Dec 7, 2022 22:48 UTC | FUELCELL ENERGY INC FCEL · Entity 4760 | GrantEmployee Restricted Stock Unit · Derivative | 58,591 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-021406 · doc1.xml · derivative · entry 1 Leo Anthony · CIK 0001779363 · EVP & Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,591 Underlying: Common Stock · 58,591 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of common stock upon vesting of the Restricted Stock Unit. F2 · derivative.exercise_date: On December 05, 2022, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment. F2 · derivative.expiration_date: On December 05, 2022, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment. Read SEC document |
| November 25, 2022 Filed Nov 29, 2022 21:37 UTC | FUELCELL ENERGY INC FCEL · Entity 4760 | Exercise / conversionEmployee Restricted Stock Unit · Derivative | 6,050 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-020993 · doc1.xml · derivative · entry 3 Leo Anthony · CIK 0001779363 · EVP & Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,051 Underlying: Common Stock · 6,050 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units were converted into common stock on a one-for-one basis. F3 · derivative.exercise_date: On November 24, 2020, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment. F3 · derivative.expiration_date: On November 24, 2020, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment. Read SEC document |
| November 25, 2022 Filed Nov 29, 2022 21:37 UTC | FUELCELL ENERGY INC FCEL · Entity 4760 | Tax withholdingCommon Stock | 1,897 | $3.48 | $6,601.56 |
DisclosureSEC source: 0001567619-22-020993 · doc1.xml · nonDerivative · entry 2 Leo Anthony · CIK 0001779363 · EVP & Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,731 F2 · kind: Represents shares withheld to satisfy tax obligations upon the vesting of Restricted Stock Units. Read SEC document |
| November 25, 2022 Filed Nov 29, 2022 21:37 UTC | FUELCELL ENERGY INC FCEL · Entity 4760 | Exercise / conversionCommon Stock | 6,050 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-020993 · doc1.xml · nonDerivative · entry 1 Leo Anthony · CIK 0001779363 · EVP & Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,628 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units were converted into common stock on a one-for-one basis. Read SEC document |
| August 24, 2022 Filed Aug 26, 2022 21:32 UTC | FUELCELL ENERGY INC FCEL · Entity 4760 | Exercise / conversionEmployee Restricted Stock Unit · Derivative | 2,746 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-016725 · doc1.xml · derivative · entry 3 leo Anthony · CIK 0001779363 · EVP & Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,746 Underlying: Common Stock · 2,746 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units were converted into common stock on a one-for-one basis. F3 · derivative.exercise_date: On August 24, 2020, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment. F3 · derivative.expiration_date: On August 24, 2020, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment. Read SEC document |
| August 24, 2022 Filed Aug 26, 2022 21:32 UTC | FUELCELL ENERGY INC FCEL · Entity 4760 | Tax withholdingCommon Stock | 861 | $4.42 | $3,805.62 |
DisclosureSEC source: 0001567619-22-016725 · doc1.xml · nonDerivative · entry 2 leo Anthony · CIK 0001779363 · EVP & Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,578 F2 · shares: Represents shares withheld to satisfy tax obligations upon the vesting of Restricted Stock Units. Read SEC document |
| August 24, 2022 Filed Aug 26, 2022 21:32 UTC | FUELCELL ENERGY INC FCEL · Entity 4760 | Exercise / conversionCommon Stock | 2,746 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-016725 · doc1.xml · nonDerivative · entry 1 leo Anthony · CIK 0001779363 · EVP & Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,439 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units were converted into common stock on a one-for-one basis. Read SEC document |
| December 10, 2021 Filed Dec 14, 2021 23:36 UTC | FUELCELL ENERGY INC FCEL · Entity 4760 | GrantEmployee Performance Share Unit · Derivative | 14,131 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-022060 · doc1.xml · derivative · entry 2 leo Anthony · CIK 0001779363 · EVP & Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,131 Underlying: Common Stock · 14,131 shares Expires not disclosed F3 · derivative.exercise_date: On December 10, 2021, the reporting person was granted performance shares which will be earned based on performance over the three-year performance period beginning on October 31, 2021 and ending October 31, 2024, subject to continued employment until the third anniversary of the grant date. The performance goal is the TSR of the Company relative to the TSR of the Russell 2000 during the performance period. The maximum number of performance shares that can be earned based on performance is two times the target number reported in the table above. F3 · derivative.expiration_date: On December 10, 2021, the reporting person was granted performance shares which will be earned based on performance over the three-year performance period beginning on October 31, 2021 and ending October 31, 2024, subject to continued employment until the third anniversary of the grant date. The performance goal is the TSR of the Company relative to the TSR of the Russell 2000 during the performance period. The maximum number of performance shares that can be earned based on performance is two times the target number reported in the table above. Read SEC document |
| December 10, 2021 Filed Dec 14, 2021 23:36 UTC | FUELCELL ENERGY INC FCEL · Entity 4760 | GrantEmployee Restricted Stock Unit · Derivative | 14,130 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-022060 · doc1.xml · derivative · entry 1 leo Anthony · CIK 0001779363 · EVP & Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,130 Underlying: Common Stock · 14,130 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of common stock upon vesting of the Restricted Stock Unit. F2 · derivative.exercise_date: On December 10, 2021, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment. F2 · derivative.expiration_date: On December 10, 2021, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment. Read SEC document |
| November 24, 2021 Filed Nov 29, 2021 23:26 UTC | FUELCELL ENERGY INC FCEL · Entity 4760 | Exercise / conversionEmployee Restricted Stock Unit · Derivative | 6,050 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-021241 · doc1.xml · derivative · entry 3 leo Anthony · CIK 0001779363 · EVP & Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,101 Underlying: Common Stock · 6,050 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units were converted into common stock on a one-for-one basis. F3 · derivative.exercise_date: On November 24, 2020, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment. F3 · derivative.expiration_date: On November 24, 2020, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment. Read SEC document |
| November 24, 2021 Filed Nov 29, 2021 23:26 UTC | FUELCELL ENERGY INC FCEL · Entity 4760 | Tax withholdingCommon Stock | 1,897 | $9.53 | $18,078.41 |
DisclosureSEC source: 0001567619-21-021241 · doc1.xml · nonDerivative · entry 2 leo Anthony · CIK 0001779363 · EVP & Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,693 F2 · shares: Represents shares withheld to satisfy tax obligations upon the vesting of Restricted Stock Units. Read SEC document |
| November 24, 2021 Filed Nov 29, 2021 23:26 UTC | FUELCELL ENERGY INC FCEL · Entity 4760 | Exercise / conversionCommon Stock | 6,050 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-021241 · doc1.xml · nonDerivative · entry 1 leo Anthony · CIK 0001779363 · EVP & Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,590 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units were converted into common stock on a one-for-one basis. Read SEC document |
| August 24, 2021 Filed Aug 26, 2021 21:57 UTC | FUELCELL ENERGY INC FCEL · Entity 4760 | Exercise / conversionEmployee Restricted Stock Unit · Derivative | 2,746 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-016381 · doc1.xml · derivative · entry 3 leo Anthony · CIK 0001779363 · EVP & Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,492 Underlying: Common Stock · 2,746 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units were converted into common stock on a one-for-one basis. F3 · derivative.exercise_date: On August 24, 2020, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment. F3 · derivative.expiration_date: On August 24, 2020, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment. Read SEC document |
| August 24, 2021 Filed Aug 26, 2021 21:57 UTC | FUELCELL ENERGY INC FCEL · Entity 4760 | Tax withholdingCommon Stock | 861 | $6.27 | $5,398.47 |
DisclosureSEC source: 0001567619-21-016381 · doc1.xml · nonDerivative · entry 2 leo Anthony · CIK 0001779363 · EVP & Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,540 F2 · shares: Represents shares withheld to satisfy tax obligations upon the vesting of Restricted Stock Units. Read SEC document |
| August 24, 2021 Filed Aug 26, 2021 21:57 UTC | FUELCELL ENERGY INC FCEL · Entity 4760 | Exercise / conversionCommon Stock | 2,746 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-016381 · doc1.xml · nonDerivative · entry 1 leo Anthony · CIK 0001779363 · EVP & Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,401 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units were converted into common stock on a one-for-one basis. Read SEC document |
| April 05, 2021 Filed Apr 7, 2021 20:41 UTC | FUELCELL ENERGY INC FCEL · Entity 4760 | Exercise / conversionEmployee Restricted Stock Unit · Derivative | 1,701 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-007763 · doc1.xml · derivative · entry 3 leo Anthony · CIK 0001779363 · EVP & Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,701 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units were converted into common stock on a one-for-one basis. F3 · derivative.exercise_date: On April 5, 2018, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment. F3 · derivative.expiration_date: On April 5, 2018, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment. Read SEC document |
| April 05, 2021 Filed Apr 7, 2021 20:41 UTC | FUELCELL ENERGY INC FCEL · Entity 4760 | Tax withholdingCommon Stock | 534 | $13.57 | $7,246.38 |
DisclosureSEC source: 0001567619-21-007763 · doc1.xml · nonDerivative · entry 2 leo Anthony · CIK 0001779363 · EVP & Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,655 F2 · shares: Represents shares withheld to satisfy tax obligations upon the vesting of Restricted Stock Units. Read SEC document |
| April 05, 2021 Filed Apr 7, 2021 20:41 UTC | FUELCELL ENERGY INC FCEL · Entity 4760 | Exercise / conversionCommon Stock | 1,701 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-007763 · doc1.xml · nonDerivative · entry 1 leo Anthony · CIK 0001779363 · EVP & Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,189 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units were converted into common stock on a one-for-one basis. Read SEC document |
| November 24, 2020 Filed Nov 27, 2020 13:34 UTC | FUELCELL ENERGY INC FCEL · Entity 4760 | GrantEmployee Performance Share Unit · Derivative | 16,855 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-129791 · tm2037175-4_4.xml · derivative · entry 3 leo Anthony · CIK 0001779363 · EVP & Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,855 Underlying: Common Stock · 16,855 shares Expires not disclosed F4 · derivative.exercise_date: On November 24, 2020, the reporting person was granted performance shares which will be earned based on performance over the three-year performance period ending October 31, 2023, subject to continued employment until the third anniversary of the grant date. The performance goal is an increase in the Company's stock price during the performance period. The maximum number of performance shares that can be earned based on performance is two times the target number reported in the table above. F4 · derivative.expiration_date: On November 24, 2020, the reporting person was granted performance shares which will be earned based on performance over the three-year performance period ending October 31, 2023, subject to continued employment until the third anniversary of the grant date. The performance goal is an increase in the Company's stock price during the performance period. The maximum number of performance shares that can be earned based on performance is two times the target number reported in the table above. Read SEC document |
| November 24, 2020 Filed Nov 27, 2020 13:34 UTC | FUELCELL ENERGY INC FCEL · Entity 4760 | GrantEmployee Performance Share Unit · Derivative | 16,855 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-129791 · tm2037175-4_4.xml · derivative · entry 2 leo Anthony · CIK 0001779363 · EVP & Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,855 Underlying: Common Stock · 16,855 shares Expires not disclosed F3 · derivative.exercise_date: On November 24, 2020, the reporting person was granted performance shares which will be earned based on performance over the three-year performance period ending October 31, 2023, subject to continued employment until the third anniversary of the grant date. The performance goal is the TSR of the Company relative to the TSR of the Russell 2000 during the performance period. The maximum number of performance shares that can be earned based on performance is two times the target number reported in the table above. F3 · derivative.expiration_date: On November 24, 2020, the reporting person was granted performance shares which will be earned based on performance over the three-year performance period ending October 31, 2023, subject to continued employment until the third anniversary of the grant date. The performance goal is the TSR of the Company relative to the TSR of the Russell 2000 during the performance period. The maximum number of performance shares that can be earned based on performance is two times the target number reported in the table above. Read SEC document |
| November 24, 2020 Filed Nov 27, 2020 13:34 UTC | FUELCELL ENERGY INC FCEL · Entity 4760 | GrantEmployee Restricted Stock Unit · Derivative | 18,151 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-129791 · tm2037175-4_4.xml · derivative · entry 1 leo Anthony · CIK 0001779363 · EVP & Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,151 Underlying: Common Stock · 18,151 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of common stock upon vesting of the Restricted Stock Unit. F2 · derivative.exercise_date: On November 24, 2020, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment. F2 · derivative.expiration_date: On November 24, 2020, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.