Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Upland Software, Inc.UPLD · Entity 7891 | Chief Operating Officer | December 16, 2023 | December 19, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Upland Software, Inc.
Report date December 16, 2023 · Filed December 19, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 209,387 |
Reported balance
After 2023-12-16 transaction · row 1
1 source rowRow 1 · 2023-12-16 · Tax withholding · Disposed 6,561 · Balance 209,387 F1: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units. This is not an open market sale of securities. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units. This is not an open market sale of securities.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 16, 2023 Filed Dec 19, 2023 17:44 UTC | Upland Software, Inc. UPLD · Entity 7891 | Tax withholdingCommon Stock | 6,561 | $4.61 | $30,246.21 |
DisclosureSEC source: 0001941688-23-000008 · wk-form4_1703025885.xml · nonDerivative · entry 1 Miller Paul Kenneth · CIK 0001941688 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 209,387 F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units. This is not an open market sale of securities. Read SEC document |
| September 16, 2023 Filed Sep 19, 2023 18:14 UTC | Upland Software, Inc. UPLD · Entity 7891 | Tax withholdingCommon Stock | 6,561 | $3.86 | $25,325.46 |
DisclosureSEC source: 0001628280-23-032559 · wk-form4_1695161643.xml · nonDerivative · entry 1 Miller Paul Kenneth · CIK 0001941688 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 215,948 F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock. This is not an open market sale of securities. Read SEC document |
| June 16, 2023 Filed Jun 20, 2023 16:11 UTC | Upland Software, Inc. UPLD · Entity 7891 | Tax withholdingCommon Stock | 6,561 | $3.53 | $23,160.33 |
DisclosureSEC source: 0000950170-23-028926 · ownership.xml · nonDerivative · entry 1 Miller Paul Kenneth · CIK 0001941688 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 222,509 F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units. This is not an open market sale of securities. Read SEC document |
| March 16, 2023 Filed Mar 20, 2023 18:49 UTC | Upland Software, Inc. UPLD · Entity 7891 | Tax withholdingCommon Stock | 7,864 | $4.72 | $37,118.08 |
DisclosureSEC source: 0001941688-23-000004 · wf-form4_167935256945062.xml · nonDerivative · entry 1 Miller Paul Kenneth · CIK 0001941688 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 229,070 F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock. This is not an open market sale of securities. Read SEC document |
| February 21, 2023 Filed Feb 22, 2023 16:25 UTC | Upland Software, Inc. UPLD · Entity 7891 | GrantCommon Stock | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001941688-23-000002 · wf-form4_167710109095803.xml · nonDerivative · entry 1 Miller Paul Kenneth · CIK 0001941688 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 236,934 F1 · shares: Represents restricted stock units vesting in twelve equal quarterly installments starting on March 16, 2023 and ending on December 16, 2025; provided that the participant continues to be a service provider through each such vesting date. Read SEC document |
| December 16, 2022 Filed Dec 20, 2022 16:16 UTC | Upland Software, Inc. UPLD · Entity 7891 | Tax withholdingCommon Stock | 5,740 | $7.99 | $45,862.60 |
DisclosureSEC source: 0001941688-22-000011 · wf-form4_167157096713935.xml · nonDerivative · entry 1 Miller Paul Kenneth · CIK 0001941688 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,934 F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock. This is not an open market sale of securities. Read SEC document |
| November 16, 2022 Filed Nov 18, 2022 16:25 UTC | Upland Software, Inc. UPLD · Entity 7891 | Tax withholdingCommon Stock | 1,800 | $8.07 | $14,526.00 |
DisclosureSEC source: 0001941688-22-000009 · wf-form4_166880669627507.xml · nonDerivative · entry 1 Miller Paul Kenneth · CIK 0001941688 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,674 F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock. This is not an open market sale of securities. Read SEC document |
| October 21, 2022 Filed Oct 25, 2022 16:28 UTC | Upland Software, Inc. UPLD · Entity 7891 | GrantCommon Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001941688-22-000007 · wf-form4_166672967432288.xml · nonDerivative · entry 1 Miller Paul Kenneth · CIK 0001941688 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,474 F1 · shares: Represents restricted stock units vesting in twelve equal quarterly installments starting on Dec 16, 2022 and ending on September 16, 2025; provided that the participant continues to be a service provider through each such vesting date. Read SEC document |
| September 16, 2022 Filed Sep 20, 2022 16:24 UTC | Upland Software, Inc. UPLD · Entity 7891 | Tax withholdingCommon Stock | 508 | $9.38 | $4,765.04 |
DisclosureSEC source: 0001941688-22-000005 · wf-form4_166370546724700.xml · nonDerivative · entry 1 Miller Paul Kenneth · CIK 0001941688 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,474 F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units. This is not an open market sale of securities. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.