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Diamond Lawrence M.

Disclosed activity across 1 company

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96013
SEC CIK
0001791232

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Mitesco, Inc.MITI · Entity 8540Director · Chief Executive OfficerDecember 18, 2023December 20, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Mitesco, Inc.

Report date December 18, 2023 · Filed December 20, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.01SEC Table I · non-derivativeDirect143,742 Reported balance After 2023-12-18 transaction · row 1
1 source row

Row 1 · 2023-12-18 · Other · Acquired 3,389 · Balance 143,742

F1: The Company issued 3,389 shares of Restricted Common Stock at a price of $0.86 per share, as adividend for Mr. Diamond's ownership of Series X Perpetual Preferred Stock

Filing footnotes · ownership attribution and instrument terms

F1: The Company issued 3,389 shares of Restricted Common Stock at a price of $0.86 per share, as adividend for Mr. Diamond's ownership of Series X Perpetual Preferred Stock

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
December 18, 2023 Filed Dec 20, 2023 21:05 UTC Mitesco, Inc. MITI · Entity 8540 OtherCommon Stock, par value $0.01 3,389 $0.86 $2,914.54
Disclosure

SEC source: 0001185185-23-001325 · ownership.xml · nonDerivative · entry 1

Diamond Lawrence M. · CIK 0001791232 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 143,742

F1 · kind: The Company issued 3,389 shares of Restricted Common Stock at a price of $0.86 per share, as adividend for Mr. Diamond's ownership of Series X Perpetual Preferred Stock

Read SEC document
June 29, 2023 Filed Jul 10, 2023 22:09 UTC Mitesco, Inc. MITI · Entity 8540 OtherCommon Stock, par value $0.01 1,670 $1.25 $2,087.50
Disclosure

SEC source: 0001185185-23-000695 · ownership.xml · nonDerivative · entry 1

Diamond Lawrence M. · CIK 0001791232 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 140,353

F1 · kind: The Company issued 1,670 shares of Restricted Common Stock at a price of $1.25 per share, as adividend for Mr. Diamond's ownership of Series X Perpetual Preferred Stock

Read SEC document
January 23, 2023 Filed Jan 30, 2023 14:12 UTC Mitesco, Inc. MITI · Entity 8540 OtherCommon Stock, par value $0.01 666 $4.38 $2,917.08
Disclosure

SEC source: 0001185185-23-000078 · ownership.xml · nonDerivative · entry 1

Diamond Lawrence M. · CIK 0001791232 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,683

F1 · kind: The Company issued 666 shares of Restricted Common Stock at a price of the weighted average price of $4.38 per share, as dividend for Mr. Diamond's ownership of Series X Perpetual Preferred Stock ("Series X Preferred") for the months of June 2022 through December 2022.

F1 · price: The Company issued 666 shares of Restricted Common Stock at a price of the weighted average price of $4.38 per share, as dividend for Mr. Diamond's ownership of Series X Perpetual Preferred Stock ("Series X Preferred") for the months of June 2022 through December 2022.

F2 · balance_after: The amount of securities beneficially owned following reported transaction reflects the new total amount following the Company's 50-1 reverse split.

Read SEC document
November 29, 2022 Filed Dec 6, 2022 15:56 UTC Mitesco, Inc. MITI · Entity 8540 PurchaseCommon Stock Purchase Warrant · Derivative 37,500 $0.00 $0.00
Disclosure

SEC source: 0001185185-22-001385 · ownership.xml · derivative · entry 1

Diamond Lawrence M. · CIK 0001791232 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,500

Underlying: Common Stock · 37,500 shares

Expires 2027-11-29

F1 · derivative.exercise_price: On November 29, 2022, Mitesco, Inc. (the "Company") issued a 10% promissory note (the "Note") to Larry Diamond. The principal amount of the Note is $18,750 and carries a 10% interest rate per annum. 37,500 Common Stock Purchase Warrants were granted to Mr. Diamond on November 29, 2022, pursuant to the Note at an exercise price priced at the same price as included in an offering in conjunction with listing at the Nasdaq Global Market. The Warrants are exercisable at any time on or after May 29, 2023, and on or before the November 29, 2027.

F1 · shares: On November 29, 2022, Mitesco, Inc. (the "Company") issued a 10% promissory note (the "Note") to Larry Diamond. The principal amount of the Note is $18,750 and carries a 10% interest rate per annum. 37,500 Common Stock Purchase Warrants were granted to Mr. Diamond on November 29, 2022, pursuant to the Note at an exercise price priced at the same price as included in an offering in conjunction with listing at the Nasdaq Global Market. The Warrants are exercisable at any time on or after May 29, 2023, and on or before the November 29, 2027.

Read SEC document
June 07, 2022 Filed Jun 7, 2022 22:14 UTC Mitesco, Inc. MITI · Entity 8540 OtherCommon Stock, par value $0.01 13,143 $0.16 $2,102.88
Disclosure

SEC source: 0001185185-22-000730 · ownership.xml · nonDerivative · entry 3

Diamond Lawrence M. · CIK 0001791232 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,900,824

F4 · kind: The Company issued 13,143 shares of Restricted Common Stock at a price of $0.16 per share, as dividend for Mr. Diamond's ownership of Series X Preferred for the months of January 2022 through May 2022.

F4 · price: The Company issued 13,143 shares of Restricted Common Stock at a price of $0.16 per share, as dividend for Mr. Diamond's ownership of Series X Preferred for the months of January 2022 through May 2022.

Read SEC document
June 07, 2022 Filed Jun 7, 2022 22:14 UTC Mitesco, Inc. MITI · Entity 8540 OtherCommon Stock, par value $0.01 20,306 $0.26 $5,279.56
Disclosure

SEC source: 0001185185-22-000730 · ownership.xml · nonDerivative · entry 2

Diamond Lawrence M. · CIK 0001791232 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,887,681

F3 · kind: The Company issued 20,306 shares of Restricted Common Stock at a price of $0.26 per share, as dividend for Mr. Diamond's ownership of Series X Perpetual Preferred Stock ("Series X Preferred") for the year 2021.

F3 · price: The Company issued 20,306 shares of Restricted Common Stock at a price of $0.26 per share, as dividend for Mr. Diamond's ownership of Series X Perpetual Preferred Stock ("Series X Preferred") for the year 2021.

Read SEC document
May 26, 2022 Filed Jun 7, 2022 22:14 UTC Mitesco, Inc. MITI · Entity 8540 PurchaseCommon Stock Purchase Warrant · Derivative 24,118 $0.00 Strike: $0.50 $0.00
Disclosure

SEC source: 0001185185-22-000730 · ownership.xml · derivative · entry 4

Diamond Lawrence M. · CIK 0001791232 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,118

Underlying: Common Stock · 24,118 shares

Expires 2027-05-26

F5 · shares: 24,118 Common Stock Purchase Warrants at an exercise price of $0.50 were granted to Mr. Diamond on May 26, 2022, pursuant to the Note. The Warrants are exercisable at any time on or after November 26, 2022, and on or before the May 26, 2027.

Read SEC document
May 26, 2022 Filed Jun 7, 2022 22:14 UTC Mitesco, Inc. MITI · Entity 8540 OtherCommon Stock, par value $0.01 24,118 $0.25 $6,029.50
Disclosure

SEC source: 0001185185-22-000730 · ownership.xml · nonDerivative · entry 1

Diamond Lawrence M. · CIK 0001791232 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,867,375

F1 · kind: On May 26, 2022, Mitesco, Inc. (the "Company") issued a 10% Promissory Note (the "Note") to Lawrence Diamond. The principal amount of the Note is $58,824.00, carries a 10% interest rate per annum, payable in monthly installments.

F2 · shares: In connection with the Note, on May 26, 2022, the Company issued 24,118 commitment fee shares of the Company's common stock to Mr. Diamond.

F1 · price: On May 26, 2022, Mitesco, Inc. (the "Company") issued a 10% Promissory Note (the "Note") to Lawrence Diamond. The principal amount of the Note is $58,824.00, carries a 10% interest rate per annum, payable in monthly installments.

F6 · balance_after: The 6,867,375 is the correct amount of securities beneficially owned following the reported transaction. The Form 4 filed on August 18, 2021, should have amended the Form 4 filed on June 3, 2021, but erroneously re-filed the Form 4 and duplicated the amount of securities beneficially owned by Lawrence Diamond by 1,500,000 shares. Therefore, each Form 4 thereafter erroneously overstated the amount of securities beneficially owned by Lawrence Diamond by 1,500,000 shares.

Read SEC document
May 23, 2022 Filed May 24, 2022 20:30 UTC Mitesco, Inc. MITI · Entity 8540 PurchaseCommon Stock, par value $0.01 10,000 $0.18 $1,801.00
Disclosure

SEC source: 0001185185-22-000690 · ownership.xml · nonDerivative · entry 2

Diamond Lawrence M. · CIK 0001791232 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,343,257

Read SEC document
May 20, 2022 Filed May 24, 2022 20:30 UTC Mitesco, Inc. MITI · Entity 8540 PurchaseCommon Stock, par value $0.01 20,000 $0.19 $3,706.00
Disclosure

SEC source: 0001185185-22-000690 · ownership.xml · nonDerivative · entry 1

Diamond Lawrence M. · CIK 0001791232 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,333,257

Read SEC document
May 18, 2022 Filed May 20, 2022 17:21 UTC Mitesco, Inc. MITI · Entity 8540 PurchaseCommon Stock Purchase Warrant · Derivative 19,294 $0.00 Strike: $0.50 $0.00
Disclosure

SEC source: 0001185185-22-000669 · ownership.xml · derivative · entry 2

Diamond Lawrence M. · CIK 0001791232 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,294

Underlying: Common Stock · 19,294 shares

Expires 2027-05-18

F3 · shares: 19,294 Common Stock Purchase Warrants at an exercise price of $0.50 were granted to Mr. Diamond on May 18, 2022, pursuant to the Note. The Warrants are exercisable at any time on or after November 18, 2022, and on or before the May 18, 2027

Read SEC document
May 18, 2022 Filed May 20, 2022 17:21 UTC Mitesco, Inc. MITI · Entity 8540 OtherCommon Stock, par value $0.01 19,294 $0.00 $0.00
Disclosure

SEC source: 0001185185-22-000669 · ownership.xml · nonDerivative · entry 1

Diamond Lawrence M. · CIK 0001791232 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,313,257

F1 · kind: On May 18, 2022, Mitesco, Inc. (the "Company") issued a 10% Promissory Note (the "Note") to Lawrence Diamond. The principal amount of the Note is $47,059.00, carries a 10% interest rate per annum, payable in monthly installments.

F2 · shares: In connection with the Note, on May 18, 2022, the Company issued 19,294 commitment fee shares of the Company's common stock to Mr. Diamond.

F1 · price: On May 18, 2022, Mitesco, Inc. (the "Company") issued a 10% Promissory Note (the "Note") to Lawrence Diamond. The principal amount of the Note is $47,059.00, carries a 10% interest rate per annum, payable in monthly installments.

F2 · balance_after: In connection with the Note, on May 18, 2022, the Company issued 19,294 commitment fee shares of the Company's common stock to Mr. Diamond.

Read SEC document
May 18, 2022 Filed May 27, 2022 22:33 UTC Amendment Mitesco, Inc. MITI · Entity 8540 OtherCommon Stock, par value $0.01 19,294 $0.25 $4,823.50
Disclosure

SEC source: 0001185185-22-000710 · ownership.xml · nonDerivative · entry 1

Diamond Lawrence M. · CIK 0001791232 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,313,257

F1 · kind: On May 18, 2022, Mitesco, Inc. (the "Company") issued a 10% Promissory Note (the "Note") to Lawrence Diamond. The principal amount of the Note is $47,059.00, carries a 10% interest rate per annum, payable in monthly installments.

F2 · shares: In connection with the Note, on May 18, 2022, the Company issued 19,294 commitment fee shares of the Company's common stock to Mr. Diamond at a price of $0.25 per share.

F1 · price: On May 18, 2022, Mitesco, Inc. (the "Company") issued a 10% Promissory Note (the "Note") to Lawrence Diamond. The principal amount of the Note is $47,059.00, carries a 10% interest rate per annum, payable in monthly installments.

F2 · balance_after: In connection with the Note, on May 18, 2022, the Company issued 19,294 commitment fee shares of the Company's common stock to Mr. Diamond at a price of $0.25 per share.

Read SEC document
April 27, 2022 Filed May 3, 2022 20:34 UTC Mitesco, Inc. MITI · Entity 8540 PurchaseCommon Stock Purchase Warrant · Derivative 367,500 $0.00 Strike: $0.75 $0.00
Disclosure

SEC source: 0001185185-22-000542 · ownership.xml · derivative · entry 5

Diamond Lawrence M. · CIK 0001791232 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 367,500

Underlying: Common Stock · 367,500 shares

Expires 2027-04-27

F6 · shares: 367,500 Common Stock Purchase Warrants at an exercise price of $0.75 were granted to Mr. Diamond on April 27, 2022, pursuant to a Promissory Note issued by the Company to Mr. Diamond on February 15. The Warrants are exercisable at any time on or after October 27, 2022, and on or before the April 27, 2027.

Read SEC document
April 27, 2022 Filed May 3, 2022 20:34 UTC Mitesco, Inc. MITI · Entity 8540 PurchaseCommon Stock Purchase Warrant · Derivative 96,471 $0.00 Strike: $0.50 $0.00
Disclosure

SEC source: 0001185185-22-000542 · ownership.xml · derivative · entry 4

Diamond Lawrence M. · CIK 0001791232 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 560,442

Underlying: Common Stock · 96,471 shares

Expires 2027-04-27

F5 · shares: 96,471 Common Stock Purchase Warrants at an exercise price of $0.50 were granted to Mr. Diamond on April 27, 2022 pursuant to the Note. The Warrants are exercisable at any time on or after October 27, 2022, and on or before the April 27, 2027.

Read SEC document
April 27, 2022 Filed May 3, 2022 20:34 UTC Mitesco, Inc. MITI · Entity 8540 PurchaseCommon Stock Purchase Warrant · Derivative 96,471 $0.00 Strike: $0.50 $0.00
Disclosure

SEC source: 0001185185-22-000542 · ownership.xml · derivative · entry 3

Diamond Lawrence M. · CIK 0001791232 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 463,971

Underlying: Common Stock · 96,471 shares

Expires 2027-04-27

F4 · shares: 96,471 Common Stock Purchase Warrants at an exercise price of $0.50 were granted to Mr. Diamond on April 27, 2022, pursuant to a Promissory Note issued by the Company to Mr. Diamond on March 18. The Warrants are exercisable at any time on or after October 27, 2022, and on or before the April 27, 2027.

Read SEC document
April 27, 2022 Filed May 3, 2022 20:34 UTC Mitesco, Inc. MITI · Entity 8540 PurchaseCommon Stock Purchase Warrant · Derivative 367,500 $0.00 Strike: $0.50 $0.00
Disclosure

SEC source: 0001185185-22-000542 · ownership.xml · derivative · entry 2

Diamond Lawrence M. · CIK 0001791232 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 367,500

Underlying: Common Stock · 367,500 shares

Expires 2027-04-27

F3 · shares: 367,500 Common Stock Purchase Warrants at an exercise price of $0.50 were granted to Mr. Diamond on April 27, 2022, pursuant to a Promissory Note issued by the Company to Mr. Diamond on February 15. The Warrants are exercisable at any time on or after October 27, 2022, and on or before the April 27, 2027.

Read SEC document
April 27, 2022 Filed May 3, 2022 20:34 UTC Mitesco, Inc. MITI · Entity 8540 OtherCommon Stock, par value $0.01 96,471 $0.00 $0.00
Disclosure

SEC source: 0001185185-22-000542 · ownership.xml · nonDerivative · entry 1

Diamond Lawrence M. · CIK 0001791232 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,293,963

F1 · kind: On April 27, 2022, Mitesco, Inc. (the "Company") issued a 10% Promissory Note due October 27, 2022 (the "Note") to Lawrence Diamond. The principal amount of the Note is $235,294.00, carries a 10% interest rate per annum, payable in monthly installments.

F1 · price: On April 27, 2022, Mitesco, Inc. (the "Company") issued a 10% Promissory Note due October 27, 2022 (the "Note") to Lawrence Diamond. The principal amount of the Note is $235,294.00, carries a 10% interest rate per annum, payable in monthly installments.

F2 · balance_after: In connection with the Note, on April 27, 2022, the Company issued 96,471 commitment fee shares of the Company's common stock to Mr. Diamond.

Read SEC document
April 14, 2022 Filed Apr 20, 2022 01:03 UTC Mitesco, Inc. MITI · Entity 8540 OtherCommon Stock, par value $0.01 168,221 $0.00 $0.00
Disclosure

SEC source: 0001185185-22-000472 · ownership.xml · nonDerivative · entry 1

Diamond Lawrence M. · CIK 0001791232 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,197,492

F1 · kind: On March 18, 2022, the Company entered into a Securities Purchase Agreement (the "Purchase Agreement") with AJB Capital Investments, LLC (the "Investor"). Pursuant to the Purchase Agreement, the Company issued certain commitment fee shares to Investor. Pursuant to a most favored nations clause in a Promissory Note with Mr. Diamond, on April 14, 2022, the Company issued 168,221 commitment fee shares of the Company's common stock to Mr. Diamond to fulfill its obligations under the most favored nations clause.

F1 · price: On March 18, 2022, the Company entered into a Securities Purchase Agreement (the "Purchase Agreement") with AJB Capital Investments, LLC (the "Investor"). Pursuant to the Purchase Agreement, the Company issued certain commitment fee shares to Investor. Pursuant to a most favored nations clause in a Promissory Note with Mr. Diamond, on April 14, 2022, the Company issued 168,221 commitment fee shares of the Company's common stock to Mr. Diamond to fulfill its obligations under the most favored nations clause.

F1 · balance_after: On March 18, 2022, the Company entered into a Securities Purchase Agreement (the "Purchase Agreement") with AJB Capital Investments, LLC (the "Investor"). Pursuant to the Purchase Agreement, the Company issued certain commitment fee shares to Investor. Pursuant to a most favored nations clause in a Promissory Note with Mr. Diamond, on April 14, 2022, the Company issued 168,221 commitment fee shares of the Company's common stock to Mr. Diamond to fulfill its obligations under the most favored nations clause.

Read SEC document
February 14, 2022 Filed Feb 24, 2022 21:12 UTC Mitesco, Inc. MITI · Entity 8540 PurchaseWarrants to purchase Common Stock · Derivative 367,500 Not disclosed Strike: $0.75 Not disclosed
Disclosure

SEC source: 0001185185-22-000222 · ownership.xml · derivative · entry 2

Diamond Lawrence M. · CIK 0001791232 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 367,500

Underlying: Common Stock · 367,500 shares

Expires 2027-02-14

F1 · kind: A 10% Promissory Note due August 14, 2022 (the "Note"), dated February 14, 2022 was issued to Lawrence Diamond (the "Lender") in the principal amount of $175,000, and has a maturity date that is the earlier of (i) six (6) months from the date of execution, or (ii) the date on which the Company successfully lists its shares of common stock on Nasdaq or NYSE. The purchase price of the Note payable to the Company for the Note was $148,750 and was funded on February 14, 2022. The amount payable at maturity will be $175,000 plus 10% of that amount plus accrued and unpaid interest. In addition to the Note, the Lender will be issued 367,500 5-year warrants that may be exercised at $.50 per share and 367,500 5-year warrants that may be exercised at $.75 per share.

F1 · price: A 10% Promissory Note due August 14, 2022 (the "Note"), dated February 14, 2022 was issued to Lawrence Diamond (the "Lender") in the principal amount of $175,000, and has a maturity date that is the earlier of (i) six (6) months from the date of execution, or (ii) the date on which the Company successfully lists its shares of common stock on Nasdaq or NYSE. The purchase price of the Note payable to the Company for the Note was $148,750 and was funded on February 14, 2022. The amount payable at maturity will be $175,000 plus 10% of that amount plus accrued and unpaid interest. In addition to the Note, the Lender will be issued 367,500 5-year warrants that may be exercised at $.50 per share and 367,500 5-year warrants that may be exercised at $.75 per share.

Read SEC document
February 14, 2022 Filed Feb 24, 2022 21:12 UTC Mitesco, Inc. MITI · Entity 8540 PurchaseWarrants to purchase Common Stock · Derivative 367,500 Not disclosed Strike: $0.50 Not disclosed
Disclosure

SEC source: 0001185185-22-000222 · ownership.xml · derivative · entry 1

Diamond Lawrence M. · CIK 0001791232 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 367,500

Underlying: Common Stock · 367,500 shares

Expires 2027-02-14

F1 · kind: A 10% Promissory Note due August 14, 2022 (the "Note"), dated February 14, 2022 was issued to Lawrence Diamond (the "Lender") in the principal amount of $175,000, and has a maturity date that is the earlier of (i) six (6) months from the date of execution, or (ii) the date on which the Company successfully lists its shares of common stock on Nasdaq or NYSE. The purchase price of the Note payable to the Company for the Note was $148,750 and was funded on February 14, 2022. The amount payable at maturity will be $175,000 plus 10% of that amount plus accrued and unpaid interest. In addition to the Note, the Lender will be issued 367,500 5-year warrants that may be exercised at $.50 per share and 367,500 5-year warrants that may be exercised at $.75 per share.

F1 · price: A 10% Promissory Note due August 14, 2022 (the "Note"), dated February 14, 2022 was issued to Lawrence Diamond (the "Lender") in the principal amount of $175,000, and has a maturity date that is the earlier of (i) six (6) months from the date of execution, or (ii) the date on which the Company successfully lists its shares of common stock on Nasdaq or NYSE. The purchase price of the Note payable to the Company for the Note was $148,750 and was funded on February 14, 2022. The amount payable at maturity will be $175,000 plus 10% of that amount plus accrued and unpaid interest. In addition to the Note, the Lender will be issued 367,500 5-year warrants that may be exercised at $.50 per share and 367,500 5-year warrants that may be exercised at $.75 per share.

Read SEC document
December 06, 2021 Filed Dec 9, 2021 00:17 UTC Mitesco, Inc. MITI · Entity 8540 PurchaseCommon Stock 21,000 $0.17 $3,570.00
Disclosure

SEC source: 0001185185-21-001816 · ownership.xml · nonDerivative · entry 1

Diamond Lawrence M. · CIK 0001791232 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,029,271

Read SEC document
August 26, 2021 Filed Aug 30, 2021 16:19 UTC Mitesco, Inc. MITI · Entity 8540 GrantCommon Stock 312,800 $0.25 $78,200.00
Disclosure

SEC source: 0001185185-21-001214 · ownership.xml · nonDerivative · entry 1

Diamond Lawrence M. · CIK 0001791232 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,008,271

F1 · shares: Represents a grant of restricted stock priced at $0.25 per share in lieu of cash compensation owed to Mr. Diamond for services rendered to the Company prior to 2020.

Read SEC document
July 21, 2021 Filed Aug 19, 2021 14:12 UTC Mitesco, Inc. MITI · Entity 8540 GrantEmployee Stock Option (right to buy) · Derivative 1,500,000 $0.00 Strike: $0.25 $0.00
Disclosure

SEC source: 0001185185-21-001153 · ownership.xml · derivative · entry 3

Diamond Lawrence M. · CIK 0001791232 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500,000

Underlying: Common Stock · 1,500,000 shares

Expires 2031-07-20

F1 · derivative.exercise_date: The option becomes exercisable, if at all, upon achievement of a total of $30 million of revenue of Mitesco, Inc. over four consecutive quarters.

Read SEC document
June 10, 2021 Filed Aug 19, 2021 14:12 UTC Mitesco, Inc. MITI · Entity 8540 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,000,000 $0.00 Strike: $0.03 $0.00
Disclosure

SEC source: 0001185185-21-001153 · ownership.xml · derivative · entry 5

Diamond Lawrence M. · CIK 0001791232 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,000,000 shares

Expires 2030-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 10, 2021 Filed Aug 19, 2021 14:12 UTC Mitesco, Inc. MITI · Entity 8540 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,500,000 $0.00 Strike: $0.03 $0.00
Disclosure

SEC source: 0001185185-21-001153 · ownership.xml · derivative · entry 4

Diamond Lawrence M. · CIK 0001791232 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,500,000 shares

Expires 2030-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 10, 2021 Filed Aug 19, 2021 14:12 UTC Mitesco, Inc. MITI · Entity 8540 Exercise / conversionCommon Stock 1,500,000 $0.03 $45,000.00
Disclosure

SEC source: 0001185185-21-001153 · ownership.xml · nonDerivative · entry 2

Diamond Lawrence M. · CIK 0001791232 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,695,471

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 10, 2021 Filed Aug 19, 2021 14:12 UTC Mitesco, Inc. MITI · Entity 8540 Exercise / conversionCommon Stock 1,000,000 $0.03 $30,000.00
Disclosure

SEC source: 0001185185-21-001153 · ownership.xml · nonDerivative · entry 1

Diamond Lawrence M. · CIK 0001791232 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,195,471

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 04, 2021 Filed Jun 16, 2021 19:39 UTC Mitesco, Inc. MITI · Entity 8540 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 2,500,000 $0.00 Strike: $0.03 $0.00
Disclosure

SEC source: 0001185185-21-000817 · ownership.xml · derivative · entry 2

Diamond Lawrence M. · CIK 0001791232 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500,000 shares

Expires 2030-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 04, 2021 Filed Jun 16, 2021 19:39 UTC Mitesco, Inc. MITI · Entity 8540 Exercise / conversionCommon Stock 2,500,000 $0.03 $75,000.00
Disclosure

SEC source: 0001185185-21-000817 · ownership.xml · nonDerivative · entry 1

Diamond Lawrence M. · CIK 0001791232 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,195,471

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 03, 2021 Filed Jun 4, 2021 13:11 UTC Mitesco, Inc. MITI · Entity 8540 PurchaseCommon Stock 60,000 $0.26 $15,726.00
Disclosure

SEC source: 0001185185-21-000768 · ownership.xml · nonDerivative · entry 1

Diamond Lawrence M. · CIK 0001791232 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,695,471

F1 · price: The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $0.258 through $0.27, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

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February 16, 2021 Filed Feb 16, 2021 22:37 UTC Mitesco, Inc. MITI · Entity 8540 PurchaseCommon Stock 100 $0.40 $40.00
Disclosure

SEC source: 0001185185-21-000224 · ownership.xml · nonDerivative · entry 1

Diamond Lawrence M. · CIK 0001791232 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,635,471

Read SEC document
December 31, 2020 Filed Jan 28, 2021 22:52 UTC Mitesco, Inc. MITI · Entity 8540 GrantDirector, Employee, & Consultant Stock Option · Derivative 2,500,000 $0.00 Strike: $0.03 $0.00
Disclosure

SEC source: 0001185185-21-000139 · ownership.xml · derivative · entry 16

Diamond Lawrence M. · CIK 0001791232 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500,000

Underlying: Common Stock · 2,500,000 shares

Expires 2030-12-31

F2 · security: The amount reflected as beneficially held by Issuer's Chief Executive Officer and Larry Diamond consists of (i) 3,635,371 shares of the Common Stock, (ii) options to purchase 2,500,000shares of the Common Stock, and (iii) 2,000 shares of the Issuer's Series X Preferred Stock which entitle him to 20,000 votes per share or an aggregate of 40,000,000 votes. As a result, Mr. Diamond holds 46,135,371 votes representing 21.53% of the votes on all matters submitted to a vote of the Issuer's common stockholders.

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December 31, 2020 Filed Jan 28, 2021 22:52 UTC Mitesco, Inc. MITI · Entity 8540 PurchaseCommon Stock 164,047 $0.03 $4,921.41
Disclosure

SEC source: 0001185185-21-000139 · ownership.xml · nonDerivative · entry 14

Diamond Lawrence M. · CIK 0001791232 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,635,371

F1 · security: On December 31, 2020, Lawrence Diamond received 164,047 shares of the Company's common stock for interest in the amount of $5000.00 which he was owed from his ownership 2,000 shares of the Series X Preferred Shares.

F2 · security: The amount reflected as beneficially held by Issuer's Chief Executive Officer and Larry Diamond consists of (i) 3,635,371 shares of the Common Stock, (ii) options to purchase 2,500,000shares of the Common Stock, and (iii) 2,000 shares of the Issuer's Series X Preferred Stock which entitle him to 20,000 votes per share or an aggregate of 40,000,000 votes. As a result, Mr. Diamond holds 46,135,371 votes representing 21.53% of the votes on all matters submitted to a vote of the Issuer's common stockholders.

Read SEC document
August 28, 2020 Filed Sep 1, 2020 17:56 UTC Mitesco, Inc. MITI · Entity 8540 PurchaseCommon Stock 100,000 $0.03 $3,200.00
Disclosure

SEC source: 0001185185-20-001275 · ownership.xml · nonDerivative · entry 12

Diamond Lawrence M. · CIK 0001791232 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,471,324

Read SEC document
August 28, 2020 Filed Jan 28, 2021 22:52 UTC Mitesco, Inc. MITI · Entity 8540 PurchaseCommon Stock 100,000 $0.03 $3,200.00
Disclosure

SEC source: 0001185185-21-000139 · ownership.xml · nonDerivative · entry 12

Diamond Lawrence M. · CIK 0001791232 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,471,324

Read SEC document
July 21, 2020 Filed Jul 21, 2020 21:18 UTC Mitesco, Inc. MITI · Entity 8540 PurchaseCommon Stock 100,000 $0.07 $7,000.00
Disclosure

SEC source: 0001185185-20-001036 · ownership.xml · nonDerivative · entry 11

Diamond Lawrence M. · CIK 0001791232 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,371,324

Read SEC document
July 21, 2020 Filed Sep 1, 2020 17:56 UTC Mitesco, Inc. MITI · Entity 8540 PurchaseCommon Stock 100,000 $0.07 $7,000.00
Disclosure

SEC source: 0001185185-20-001275 · ownership.xml · nonDerivative · entry 11

Diamond Lawrence M. · CIK 0001791232 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,371,324

Read SEC document
July 21, 2020 Filed Jan 28, 2021 22:52 UTC Mitesco, Inc. MITI · Entity 8540 PurchaseCommon Stock 100,000 $0.07 $7,000.00
Disclosure

SEC source: 0001185185-21-000139 · ownership.xml · nonDerivative · entry 11

Diamond Lawrence M. · CIK 0001791232 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,371,324

Read SEC document
February 27, 2020 Filed Mar 10, 2020 01:49 UTC Mitesco, Inc. TNTY · Entity 8540 GrantDirector, Employee, & Consultant Stock Option · Derivative 1,500,000 $0.00 Strike: $0.05 $0.00
Disclosure

SEC source: 0001185185-20-000251 · ownership.xml · derivative · entry 12

Diamond Lawrence M. · CIK 0001791232 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500,000

Underlying: True Nature Common · 1,500,000 shares

Expires 2030-02-27

Read SEC document
February 27, 2020 Filed Jul 21, 2020 21:18 UTC Mitesco, Inc. MITI · Entity 8540 GrantDirector, Employee, & Consultant Stock Option · Derivative 1,500,000 $0.00 Strike: $0.05 $0.00
Disclosure

SEC source: 0001185185-20-001036 · ownership.xml · derivative · entry 13

Diamond Lawrence M. · CIK 0001791232 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500,000

Underlying: True Nature Common · 1,500,000 shares

Expires 2030-02-27

Read SEC document
February 27, 2020 Filed Sep 1, 2020 17:56 UTC Mitesco, Inc. MITI · Entity 8540 GrantDirector, Employee, & Consultant Stock Option · Derivative 1,500,000 $0.00 Strike: $0.05 $0.00
Disclosure

SEC source: 0001185185-20-001275 · ownership.xml · derivative · entry 14

Diamond Lawrence M. · CIK 0001791232 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500,000

Underlying: Mitesco Inc. Common · 1,500,000 shares

Expires 2030-02-27

Read SEC document
February 27, 2020 Filed Jan 28, 2021 22:52 UTC Mitesco, Inc. MITI · Entity 8540 GrantDirector, Employee, & Consultant Stock Option · Derivative 1,500,000 $0.00 Strike: $0.03 $0.00
Disclosure

SEC source: 0001185185-21-000139 · ownership.xml · derivative · entry 15

Diamond Lawrence M. · CIK 0001791232 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500,000

Underlying: Common Stock · 1,500,000 shares

Expires 2030-02-27

F2 · security: The amount reflected as beneficially held by Issuer's Chief Executive Officer and Larry Diamond consists of (i) 3,635,371 shares of the Common Stock, (ii) options to purchase 2,500,000shares of the Common Stock, and (iii) 2,000 shares of the Issuer's Series X Preferred Stock which entitle him to 20,000 votes per share or an aggregate of 40,000,000 votes. As a result, Mr. Diamond holds 46,135,371 votes representing 21.53% of the votes on all matters submitted to a vote of the Issuer's common stockholders.

Read SEC document
February 27, 2020 Filed Feb 16, 2021 22:37 UTC Mitesco, Inc. MITI · Entity 8540 GrantDirector, Employee, & Consultant Stock Option · Derivative 2,500,000 $0.00 Strike: $0.03 $0.00
Disclosure

SEC source: 0001185185-21-000224 · ownership.xml · derivative · entry 3

Diamond Lawrence M. · CIK 0001791232 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500,000

Underlying: Mitesco Inc. Common · 2,500,000 shares

Expires 2030-02-27

Read SEC document
February 26, 2020 Filed Mar 10, 2020 01:49 UTC Mitesco, Inc. TNTY · Entity 8540 PurchaseCommon Stock 171,324 $0.04 $6,852.96
Disclosure

SEC source: 0001185185-20-000251 · ownership.xml · nonDerivative · entry 10

Diamond Lawrence M. · CIK 0001791232 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,271,324

Read SEC document
February 26, 2020 Filed Jul 21, 2020 21:18 UTC Mitesco, Inc. MITI · Entity 8540 PurchaseCommon Stock 171,324 $0.04 $6,852.96
Disclosure

SEC source: 0001185185-20-001036 · ownership.xml · nonDerivative · entry 10

Diamond Lawrence M. · CIK 0001791232 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,271,324

Read SEC document
February 26, 2020 Filed Sep 1, 2020 17:56 UTC Mitesco, Inc. MITI · Entity 8540 PurchaseCommon Stock 171,324 $0.04 $6,852.96
Disclosure

SEC source: 0001185185-20-001275 · ownership.xml · nonDerivative · entry 10

Diamond Lawrence M. · CIK 0001791232 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,271,324

Read SEC document
February 26, 2020 Filed Jan 28, 2021 22:52 UTC Mitesco, Inc. MITI · Entity 8540 PurchaseCommon Stock 171,324 $0.04 $6,852.96
Disclosure

SEC source: 0001185185-21-000139 · ownership.xml · nonDerivative · entry 10

Diamond Lawrence M. · CIK 0001791232 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,271,324

Read SEC document
January 23, 2020 Filed Jan 29, 2020 16:19 UTC Mitesco, Inc. TNTY · Entity 8540 PurchaseCommon Stock 100,000 $0.03 $2,990.00
Disclosure

SEC source: 0001185185-20-000086 · ownership.xml · nonDerivative · entry 9

Diamond Lawrence M. · CIK 0001791232 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,100,000

Read SEC document
January 23, 2020 Filed Mar 10, 2020 01:49 UTC Mitesco, Inc. TNTY · Entity 8540 PurchaseCommon Stock 100,000 $0.03 $2,990.00
Disclosure

SEC source: 0001185185-20-000251 · ownership.xml · nonDerivative · entry 9

Diamond Lawrence M. · CIK 0001791232 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,100,000

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.