Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ChargePoint Holdings, Inc.CHPT · Entity 6581 | See Remarks | December 21, 2023 | December 22, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ChargePoint Holdings, Inc.
Report date December 21, 2023 · Filed December 22, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 855,947 |
Reported balance
After 2023-12-21 transaction · row 1
1 source rowRow 1 · 2023-12-21 · Sale · Disposed 13,995 · Balance 855,947 F1: The sales reported on this Form 4 represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person. F2: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $2.35 to $2.42. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. |
Filing footnotes · ownership attribution and instrument terms
F1: The sales reported on this Form 4 represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person.
F2: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $2.35 to $2.42. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
BARRACUDA NETWORKS INC
Report date February 12, 2018 · Filed February 14, 2018
Section 16 reporting ended · disclosed 2018-02-14. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2018-02-12 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2018-02-12 · Disposition to issuer · Disposed 21,853 · Balance 131,875 F1: Pursuant to the Agreement and Plan of Merger between the Issuer, Project Deep Blue Holdings, LLC, and Project Deep Blue Merger Corp. dated November 26, 2017 (the "Merger Agreement"), each share of Issuer common stock was exchanged for $27.55 in cash. Row 2 · 2018-02-12 · Disposition to issuer · Disposed 131,875 · Balance 0 F2: The reported shares are represented by restricted stock units, or RSUs, which vest as follows: (i) 6,250 RSUs vest on May 1, 2018; (ii) 12,500 RSUs vest on two equal annual installments beginning on May 1, 2018; (iii) 50,625 RSUs vest on three equal annual installments beginning on June 1, 2018; (iv) 60,000 RSUs vest in four equal annual installments beginning on June 1, 2018; and (v) 2,500 RSUs vest on November 1, 2018. F3: Pursuant to the Merger Agreement, the unvested RSUs were cancelled and converted into the contingent right to receive a cash payment of $3,633,156.25, which represents $27.55 for each outstanding unvested unit which will vest and be payable at the same time as the unvested RSUs for which such cash amount was exchanged would have vested pursuant to its terms. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.39 · Expires 2022-05-18 | Direct | 0 |
Reported balance
After 2018-02-12 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2018-02-12 · Disposition to issuer · Disposed 48,276 · Balance 0 F4: Shares subject to the option are fully vested. Pursuant to the Merger Agreement, the option was cancelled and converted into the right to receive a cash payment of $731,864.16, which represents the difference between $27.55 and the exercise price of the option per share. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $19.62 · Expires 2023-10-10 | Direct | 0 |
Reported balance
After 2018-02-12 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2018-02-12 · Disposition to issuer · Disposed 16,666 · Balance 0 F5: Shares subject to the option are fully vested. Pursuant to the Merger Agreement, the option was cancelled of the merger and converted into the right to receive a cash payment of $132,161.38, which represents the difference between $27.55 and the exercise price of the option per share. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.13 · Expires 2026-05-25 | Direct | 0 |
Reported balance
After 2018-02-12 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2018-02-12 · Disposition to issuer · Disposed 22,500 · Balance 0 F6: The option provided for vesting in sixteen equal quarterly installments beginning on August 25, 2016. Pursuant to the Merger Agreement, the 8,437 vested options were cancelled and converted into the right to receive a cash payment of $87,913.54 which represents the difference between $27.55 and the exercise price of the option per share. The remaining 14,063 unvested options were cancelled and converted into the contingent right to receive a cash payment of $146,536.46, which represents the difference between $27.55 and the exercise price per share for each outstanding unvested option which will vest and be payable at the same time as the unvested options for which such cash was exchanged would have vested pursuant to its terms. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Agreement and Plan of Merger between the Issuer, Project Deep Blue Holdings, LLC, and Project Deep Blue Merger Corp. dated November 26, 2017 (the "Merger Agreement"), each share of Issuer common stock was exchanged for $27.55 in cash.
F2: The reported shares are represented by restricted stock units, or RSUs, which vest as follows: (i) 6,250 RSUs vest on May 1, 2018; (ii) 12,500 RSUs vest on two equal annual installments beginning on May 1, 2018; (iii) 50,625 RSUs vest on three equal annual installments beginning on June 1, 2018; (iv) 60,000 RSUs vest in four equal annual installments beginning on June 1, 2018; and (v) 2,500 RSUs vest on November 1, 2018.
F3: Pursuant to the Merger Agreement, the unvested RSUs were cancelled and converted into the contingent right to receive a cash payment of $3,633,156.25, which represents $27.55 for each outstanding unvested unit which will vest and be payable at the same time as the unvested RSUs for which such cash amount was exchanged would have vested pursuant to its terms.
F4: Shares subject to the option are fully vested. Pursuant to the Merger Agreement, the option was cancelled and converted into the right to receive a cash payment of $731,864.16, which represents the difference between $27.55 and the exercise price of the option per share.
F5: Shares subject to the option are fully vested. Pursuant to the Merger Agreement, the option was cancelled of the merger and converted into the right to receive a cash payment of $132,161.38, which represents the difference between $27.55 and the exercise price of the option per share.
F6: The option provided for vesting in sixteen equal quarterly installments beginning on August 25, 2016. Pursuant to the Merger Agreement, the 8,437 vested options were cancelled and converted into the right to receive a cash payment of $87,913.54 which represents the difference between $27.55 and the exercise price of the option per share. The remaining 14,063 unvested options were cancelled and converted into the contingent right to receive a cash payment of $146,536.46, which represents the difference between $27.55 and the exercise price per share for each outstanding unvested option which will vest and be payable at the same time as the unvested options for which such cash was exchanged would have vested pursuant to its terms.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 01, 2017 Filed Feb 3, 2017 17:37 UTC | BARRACUDA NETWORKS INC CUDA · Entity 169355 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 4,468 | $0.00 Strike: $9.75 | $0.00 |
DisclosureSEC source: 0001348334-17-000030 · wf-form4_148616142942943.xml · derivative · entry 3 Hughes Michael D · CIK 0001590392 · SVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,193 Underlying: Common Stock · Not disclosed shares Expires 2019-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: 25% of shares subject to the option vested on November 30, 2010 and 1/48 of the shares subject to the option vested monthly thereafter, so that all shares were fully vested on 11/30/2013. Read SEC document |
| February 01, 2017 Filed Feb 3, 2017 17:37 UTC | BARRACUDA NETWORKS INC CUDA · Entity 169355 | SaleCommon Stock | 4,468 | $23.51 | $105,042.68 |
DisclosureSEC source: 0001348334-17-000030 · wf-form4_148616142942943.xml · nonDerivative · entry 2 Hughes Michael D · CIK 0001590392 · SVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,573 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 12, 2016. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.31 to $23.80, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 01, 2017 Filed Feb 3, 2017 17:37 UTC | BARRACUDA NETWORKS INC CUDA · Entity 169355 | GrantCommon Stock | 4,468 | $9.75 | $43,563.00 |
DisclosureSEC source: 0001348334-17-000030 · wf-form4_148616142942943.xml · nonDerivative · entry 1 Hughes Michael D · CIK 0001590392 · SVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,041 Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 19:02 UTC | BARRACUDA NETWORKS INC CUDA · Entity 169355 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 4,467 | $0.00 Strike: $9.75 | $0.00 |
DisclosureSEC source: 0001348334-17-000006 · wf-form4_148366092676913.xml · derivative · entry 3 Hughes Michael D · CIK 0001590392 · SVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,661 Underlying: Common Stock · 4,467 shares Expires 2019-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: 25% of shares subject to the option vested on November 30, 2010 and 1/48 of the shares subject to the option vested monthly thereafter, so that all shares were fully vested on 11/30/2013. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 19:02 UTC | BARRACUDA NETWORKS INC CUDA · Entity 169355 | SaleCommon Stock | 4,467 | $22.11 | $98,765.37 |
DisclosureSEC source: 0001348334-17-000006 · wf-form4_148366092676913.xml · nonDerivative · entry 2 Hughes Michael D · CIK 0001590392 · SVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,573 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 12, 2016. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.89 to $22.52, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 19:02 UTC | BARRACUDA NETWORKS INC CUDA · Entity 169355 | GrantCommon Stock | 4,467 | $9.75 | $43,553.25 |
DisclosureSEC source: 0001348334-17-000006 · wf-form4_148366092676913.xml · nonDerivative · entry 1 Hughes Michael D · CIK 0001590392 · SVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,040 Read SEC document |
| December 01, 2016 Filed Dec 5, 2016 19:34 UTC | BARRACUDA NETWORKS INC CUDA · Entity 169355 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 4,468 | $0.00 Strike: $9.75 | $0.00 |
DisclosureSEC source: 0001348334-16-000012 · wf-form4_148098446006619.xml · derivative · entry 4 Hughes Michael D · CIK 0001590392 · SVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,128 Underlying: Common Stock · 4,468 shares Expires 2019-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: 25% of shares subject to the option vested on November 30, 2010 and 1/48 of the shares subject to the option vested monthly thereafter, so that all shares were fully vested on 11/30/2013. Read SEC document |
| December 01, 2016 Filed Dec 5, 2016 19:34 UTC | BARRACUDA NETWORKS INC CUDA · Entity 169355 | SaleCommon Stock | 100 | $22.33 | $2,233.00 |
DisclosureSEC source: 0001348334-16-000012 · wf-form4_148098446006619.xml · nonDerivative · entry 3 Hughes Michael D · CIK 0001590392 · SVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,573 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 12, 2016. Read SEC document |
| December 01, 2016 Filed Dec 5, 2016 19:34 UTC | BARRACUDA NETWORKS INC CUDA · Entity 169355 | SaleCommon Stock | 4,368 | $21.47 | $93,780.96 |
DisclosureSEC source: 0001348334-16-000012 · wf-form4_148098446006619.xml · nonDerivative · entry 2 Hughes Michael D · CIK 0001590392 · SVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,673 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 12, 2016. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.06 to $22.06, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 01, 2016 Filed Dec 5, 2016 19:34 UTC | BARRACUDA NETWORKS INC CUDA · Entity 169355 | GrantCommon Stock | 4,468 | $9.75 | $43,563.00 |
DisclosureSEC source: 0001348334-16-000012 · wf-form4_148098446006619.xml · nonDerivative · entry 1 Hughes Michael D · CIK 0001590392 · SVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,041 Read SEC document |
| November 01, 2016 Filed Nov 3, 2016 18:23 UTC | BARRACUDA NETWORKS INC CUDA · Entity 169355 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 4,468 | $0.00 Strike: $9.75 | $0.00 |
DisclosureSEC source: 0001209191-16-148256 · doc4.xml · derivative · entry 4 Hughes Michael D · CIK 0001590392 · SVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,596 Underlying: Common Stock · 4,468 shares Expires 2019-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: 25% of shares subject to the option vested on November 30, 2010 and 1/48 of the shares subject to the option vested monthly thereafter, so that all shares were fully vested on 11/30/2013. Read SEC document |
| November 01, 2016 Filed Nov 3, 2016 18:23 UTC | BARRACUDA NETWORKS INC CUDA · Entity 169355 | Tax withholdingCommon Stock | 940 | $22.59 | $21,234.60 |
DisclosureSEC source: 0001209191-16-148256 · doc4.xml · nonDerivative · entry 3 Hughes Michael D · CIK 0001590392 · SVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,573 F3 · shares: The reported shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units. Read SEC document |
| November 01, 2016 Filed Nov 3, 2016 18:23 UTC | BARRACUDA NETWORKS INC CUDA · Entity 169355 | SaleCommon Stock | 4,468 | $22.87 | $102,183.16 |
DisclosureSEC source: 0001209191-16-148256 · doc4.xml · nonDerivative · entry 2 Hughes Michael D · CIK 0001590392 · SVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,513 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 12, 2016. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.36 to $23.35, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 01, 2016 Filed Nov 3, 2016 18:23 UTC | BARRACUDA NETWORKS INC CUDA · Entity 169355 | GrantCommon Stock | 4,468 | $9.75 | $43,563.00 |
DisclosureSEC source: 0001209191-16-148256 · doc4.xml · nonDerivative · entry 1 Hughes Michael D · CIK 0001590392 · SVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,981 Read SEC document |
| October 03, 2016 Filed Oct 4, 2016 16:55 UTC | BARRACUDA NETWORKS INC CUDA · Entity 169355 | SaleCommon Stock | 4,468 | $25.05 | $111,923.40 |
DisclosureSEC source: 0001209191-16-144396 · doc4.xml · nonDerivative · entry 2 Hughes Michael D · CIK 0001590392 · SVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,503 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 12, 2016. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.86 to $25.48, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| October 03, 2016 Filed Oct 4, 2016 16:55 UTC | BARRACUDA NETWORKS INC CUDA · Entity 169355 | GrantCommon Stock | 4,468 | $9.75 | $43,563.00 |
DisclosureSEC source: 0001209191-16-144396 · doc4.xml · nonDerivative · entry 1 Hughes Michael D · CIK 0001590392 · SVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,971 Read SEC document |
| October 01, 2016 Filed Oct 4, 2016 16:55 UTC | BARRACUDA NETWORKS INC CUDA · Entity 169355 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 4,468 | $0.00 Strike: $9.75 | $0.00 |
DisclosureSEC source: 0001209191-16-144396 · doc4.xml · derivative · entry 3 Hughes Michael D · CIK 0001590392 · SVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,064 Underlying: Common Stock · 4,468 shares Expires 2019-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: 25% of shares subject to the option vested on November 30, 2010 and 1/48 of the shares subject to the option vested monthly thereafter, so that all shares were fully vested on 11/30/2013. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.