Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ChargePoint Holdings, Inc.CHPT · Entity 6581 | See Remarks | December 21, 2023 | December 22, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ChargePoint Holdings, Inc.
Report date December 21, 2023 · Filed December 22, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 855,947 |
Reported balance
After 2023-12-21 transaction · row 1
1 source rowRow 1 · 2023-12-21 · Sale · Disposed 13,995 · Balance 855,947 F1: The sales reported on this Form 4 represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person. F2: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $2.35 to $2.42. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. |
Filing footnotes · ownership attribution and instrument terms
F1: The sales reported on this Form 4 represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person.
F2: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $2.35 to $2.42. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
BARRACUDA NETWORKS INC
Report date February 12, 2018 · Filed February 14, 2018
Section 16 reporting ended · disclosed 2018-02-14. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2018-02-12 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2018-02-12 · Disposition to issuer · Disposed 21,853 · Balance 131,875 F1: Pursuant to the Agreement and Plan of Merger between the Issuer, Project Deep Blue Holdings, LLC, and Project Deep Blue Merger Corp. dated November 26, 2017 (the "Merger Agreement"), each share of Issuer common stock was exchanged for $27.55 in cash. Row 2 · 2018-02-12 · Disposition to issuer · Disposed 131,875 · Balance 0 F2: The reported shares are represented by restricted stock units, or RSUs, which vest as follows: (i) 6,250 RSUs vest on May 1, 2018; (ii) 12,500 RSUs vest on two equal annual installments beginning on May 1, 2018; (iii) 50,625 RSUs vest on three equal annual installments beginning on June 1, 2018; (iv) 60,000 RSUs vest in four equal annual installments beginning on June 1, 2018; and (v) 2,500 RSUs vest on November 1, 2018. F3: Pursuant to the Merger Agreement, the unvested RSUs were cancelled and converted into the contingent right to receive a cash payment of $3,633,156.25, which represents $27.55 for each outstanding unvested unit which will vest and be payable at the same time as the unvested RSUs for which such cash amount was exchanged would have vested pursuant to its terms. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.39 · Expires 2022-05-18 | Direct | 0 |
Reported balance
After 2018-02-12 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2018-02-12 · Disposition to issuer · Disposed 48,276 · Balance 0 F4: Shares subject to the option are fully vested. Pursuant to the Merger Agreement, the option was cancelled and converted into the right to receive a cash payment of $731,864.16, which represents the difference between $27.55 and the exercise price of the option per share. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $19.62 · Expires 2023-10-10 | Direct | 0 |
Reported balance
After 2018-02-12 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2018-02-12 · Disposition to issuer · Disposed 16,666 · Balance 0 F5: Shares subject to the option are fully vested. Pursuant to the Merger Agreement, the option was cancelled of the merger and converted into the right to receive a cash payment of $132,161.38, which represents the difference between $27.55 and the exercise price of the option per share. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.13 · Expires 2026-05-25 | Direct | 0 |
Reported balance
After 2018-02-12 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2018-02-12 · Disposition to issuer · Disposed 22,500 · Balance 0 F6: The option provided for vesting in sixteen equal quarterly installments beginning on August 25, 2016. Pursuant to the Merger Agreement, the 8,437 vested options were cancelled and converted into the right to receive a cash payment of $87,913.54 which represents the difference between $27.55 and the exercise price of the option per share. The remaining 14,063 unvested options were cancelled and converted into the contingent right to receive a cash payment of $146,536.46, which represents the difference between $27.55 and the exercise price per share for each outstanding unvested option which will vest and be payable at the same time as the unvested options for which such cash was exchanged would have vested pursuant to its terms. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Agreement and Plan of Merger between the Issuer, Project Deep Blue Holdings, LLC, and Project Deep Blue Merger Corp. dated November 26, 2017 (the "Merger Agreement"), each share of Issuer common stock was exchanged for $27.55 in cash.
F2: The reported shares are represented by restricted stock units, or RSUs, which vest as follows: (i) 6,250 RSUs vest on May 1, 2018; (ii) 12,500 RSUs vest on two equal annual installments beginning on May 1, 2018; (iii) 50,625 RSUs vest on three equal annual installments beginning on June 1, 2018; (iv) 60,000 RSUs vest in four equal annual installments beginning on June 1, 2018; and (v) 2,500 RSUs vest on November 1, 2018.
F3: Pursuant to the Merger Agreement, the unvested RSUs were cancelled and converted into the contingent right to receive a cash payment of $3,633,156.25, which represents $27.55 for each outstanding unvested unit which will vest and be payable at the same time as the unvested RSUs for which such cash amount was exchanged would have vested pursuant to its terms.
F4: Shares subject to the option are fully vested. Pursuant to the Merger Agreement, the option was cancelled and converted into the right to receive a cash payment of $731,864.16, which represents the difference between $27.55 and the exercise price of the option per share.
F5: Shares subject to the option are fully vested. Pursuant to the Merger Agreement, the option was cancelled of the merger and converted into the right to receive a cash payment of $132,161.38, which represents the difference between $27.55 and the exercise price of the option per share.
F6: The option provided for vesting in sixteen equal quarterly installments beginning on August 25, 2016. Pursuant to the Merger Agreement, the 8,437 vested options were cancelled and converted into the right to receive a cash payment of $87,913.54 which represents the difference between $27.55 and the exercise price of the option per share. The remaining 14,063 unvested options were cancelled and converted into the contingent right to receive a cash payment of $146,536.46, which represents the difference between $27.55 and the exercise price per share for each outstanding unvested option which will vest and be payable at the same time as the unvested options for which such cash was exchanged would have vested pursuant to its terms.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 10, 2022 Filed Mar 14, 2022 20:34 UTC | ChargePoint Holdings, Inc. CHPT · Entity 6581 | Exercise / conversionStock Option (right to buy) · Derivative | 25,000 | Not disclosed Strike: $0.56 | Not disclosed |
DisclosureSEC source: 0000899243-22-010962 · doc4.xml · derivative · entry 4 Hughes Michael D · CIK 0001590392 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,366,174 Underlying: Common Stock · 25,000 shares Expires 2028-08-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · price: The Stock Option vests in 48 equal monthly installments from August 16, 2018, subject to the Reporting Person's continuous service through each vesting date. F5 · derivative.exercise_date: The Stock Option vests in 48 equal monthly installments from August 16, 2018, subject to the Reporting Person's continuous service through each vesting date. Read SEC document |
| March 10, 2022 Filed Mar 14, 2022 20:34 UTC | ChargePoint Holdings, Inc. CHPT · Entity 6581 | SaleCommon Stock | 25,000 | $17.05 | $426,125.00 |
DisclosureSEC source: 0000899243-22-010962 · doc4.xml · nonDerivative · entry 3 Hughes Michael D · CIK 0001590392 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 286,754 F3 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F4 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $16.83 to $17.47. The Reporting Person has provided to the issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| March 10, 2022 Filed Mar 14, 2022 20:34 UTC | ChargePoint Holdings, Inc. CHPT · Entity 6581 | Exercise / conversionCommon Stock | 25,000 | $0.56 | $14,000.00 |
DisclosureSEC source: 0000899243-22-010962 · doc4.xml · nonDerivative · entry 2 Hughes Michael D · CIK 0001590392 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 311,754 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 09, 2022 Filed Mar 14, 2022 20:34 UTC | ChargePoint Holdings, Inc. CHPT · Entity 6581 | GrantCommon Stock | 1,431 | $14.85 | $21,249.63 |
DisclosureSEC source: 0000899243-22-010962 · doc4.xml · nonDerivative · entry 1 Hughes Michael D · CIK 0001590392 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 286,754 F1 · kind: The shares were acquired under the Issuer's Employee Stock Purchase Plan (the "ESPP") in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c). F2 · price: The purchase price reflects a 15% discount to the closing price of the Issuer's Common Stock on the purchase date pursuant to the provisions of the ESPP. Read SEC document |
| December 21, 2021 Filed Dec 23, 2021 18:26 UTC | ChargePoint Holdings, Inc. CHPT · Entity 6581 | SaleCommon Stock | 4,672 | $18.06 | $84,376.32 |
DisclosureSEC source: 0000899243-21-049676 · doc4.xml · nonDerivative · entry 1 Hughes Michael D · CIK 0001590392 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 285,323 F1 · kind: The sales reported on this Form 4 represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person. Read SEC document |
| September 22, 2021 Filed Sep 24, 2021 20:46 UTC | ChargePoint Holdings, Inc. CHPT · Entity 6581 | SaleCommon Stock | 4,672 | $20.15 | $94,142.20 |
DisclosureSEC source: 0000899243-21-037696 · doc4.xml · nonDerivative · entry 1 Hughes Michael D · CIK 0001590392 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 289,995 F1 · kind: The sales reported on this Form 4 represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person. F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $20.15 to $20.235. The Reporting Person has provided to the issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| July 19, 2021 Filed Jul 21, 2021 17:00 UTC | ChargePoint Holdings, Inc. CHPT · Entity 6581 | SaleCommon Stock | 100,000 | $23.50 | $2,350,000.00 |
DisclosureSEC source: 0000899243-21-029258 · doc4.xml · nonDerivative · entry 1 Hughes Michael D · CIK 0001590392 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 294,667 F1 · kind: These shares were sold by the reporting person as a selling stockholder pursuant to a secondary public offering of common stock of the issuer, which closed on July 19, 2021. The net price per share, after underwriting discounts and commissions, was $22.73625. Read SEC document |
| July 14, 2021 Filed Jul 16, 2021 18:00 UTC | ChargePoint Holdings, Inc. CHPT · Entity 6581 | Exercise / conversionStock Option (right to buy) · Derivative | 100,000 | Not disclosed Strike: $0.56 | Not disclosed |
DisclosureSEC source: 0000899243-21-028683 · doc4.xml · derivative · entry 2 Hughes Michael D · CIK 0001590392 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,391,174 Underlying: Common Stock · 100,000 shares Expires 2028-08-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Stock Option was received in exchange for an option to purchase shares of common stock of ChargePoint, Inc. in connection with the issuer's business combination. The Stock Option vests in 48 equal monthly installments from August 16, 2018, subject to the Reporting Person's continuous service through each vesting date. F1 · derivative.exercise_date: The Stock Option was received in exchange for an option to purchase shares of common stock of ChargePoint, Inc. in connection with the issuer's business combination. The Stock Option vests in 48 equal monthly installments from August 16, 2018, subject to the Reporting Person's continuous service through each vesting date. Read SEC document |
| July 14, 2021 Filed Jul 16, 2021 18:00 UTC | ChargePoint Holdings, Inc. CHPT · Entity 6581 | Exercise / conversionCommon Stock | 10,000 | $0.56 | $5,600.00 |
DisclosureSEC source: 0000899243-21-028683 · doc4.xml · nonDerivative · entry 1 Hughes Michael D · CIK 0001590392 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 394,667 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 01, 2021 Filed Jul 2, 2021 19:45 UTC | ChargePoint Holdings, Inc. CHPT · Entity 6581 | Tax withholdingCommon Stock | 14,649 | $35.69 | $522,822.81 |
DisclosureSEC source: 0000899243-21-027373 · doc4.xml · nonDerivative · entry 2 Hughes Michael D · CIK 0001590392 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 294,667 F3 · kind: The shares were withheld to satisfy tax withholding obligations. Read SEC document |
| July 01, 2021 Filed Jul 2, 2021 19:45 UTC | ChargePoint Holdings, Inc. CHPT · Entity 6581 | OtherCommon Stock | 32,839 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-027373 · doc4.xml · nonDerivative · entry 1 Hughes Michael D · CIK 0001590392 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 309,316 F1 · kind: Pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020 (the "Business Combination Agreement"), among Switchback Energy Acquisition Corporation (since renamed "ChargePoint Holdings, Inc." and referred to herein as the "Issuer"), Lightning Merger Sub Inc., a wholly owned subsidiary of the Issuer ("Merger Sub"), and ChargePoint, Inc., the Merger Sub merged with and into ChargePoint, Inc. (the "Merger"), the reporting persons became entitled to receive shares of the Issuer's Common Stock (the "Earnout Shares") following each of three Triggering Events (as defined in the Business Combination Agreement) that occur within five years of the February 26, 2021 closing of the Merger. F2 · kind: The third "Triggering Event" is the date on which the volume-weighted average closing sale price of the Issuer's Common Stock is greater than or equal to $30.00 for any ten trading days within any twenty consecutive trading day period. The third Triggering Event occurred, and pursuant to the terms of the Business Combination Agreement, the Earnout Shares reported on this Form 4 were issued on July 1, 2021. The issuance of shares as merger consideration in the Merger transaction, including the receipt of the Earnout Shares reported on this Form 4, was exempt under Rule 16b-3. Read SEC document |
| June 23, 2021 Filed Jun 25, 2021 19:47 UTC | ChargePoint Holdings, Inc. CHPT · Entity 6581 | SaleCommon Stock | 9,562 | $32.22 | $308,100.07 |
DisclosureSEC source: 0000899243-21-026083 · doc4.xml · nonDerivative · entry 1 Hughes Michael D · CIK 0001590392 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 276,477 F1 · kind: The sales reported on this Form 4 represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person. F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $32.22 to $32.3411. The Reporting Person has provided to the issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| June 02, 2021 Filed Jun 4, 2021 20:00 UTC | ChargePoint Holdings, Inc. CHPT · Entity 6581 | GrantCommon Stock | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-022159 · doc4.xml · nonDerivative · entry 1 Hughes Michael D · CIK 0001590392 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 286,039 F1 · shares: The Reporting Person was granted restricted stock units ("RSUs"), each representing the right to receive one share of the issuer's common stock. The RSUs are subject to a service-based vesting requirement, which shall vest with respect to 12.5% on June 20, 2021 and 6.25% quarterly thereafter, provided that the Reporting Person remain in continuous service on each such vesting date. Quarterly vesting dates are September 20, December 20, March 20 and June 20. Read SEC document |
| March 19, 2021 Filed Mar 23, 2021 19:40 UTC | ChargePoint Holdings, Inc. CHPT · Entity 6581 | Tax withholdingCommon Stock | 29,299 | $27.84 | $815,684.16 |
DisclosureSEC source: 0000899243-21-013205 · doc4.xml · nonDerivative · entry 2 Hughes Michael D · CIK 0001590392 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,039 F4 · kind: The shares were withheld to satisfy tax withholding obligations. Read SEC document |
| March 19, 2021 Filed Mar 23, 2021 19:40 UTC | ChargePoint Holdings, Inc. CHPT · Entity 6581 | OtherCommon Stock | 65,678 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-013205 · doc4.xml · nonDerivative · entry 1 Hughes Michael D · CIK 0001590392 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,338 F1 · kind: Pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020 (the "Business Combination Agreement"), among Switchback Energy Acquisition Corporation (since renamed "ChargePoint Holdings, Inc." and referred to herein as the "Issuer"), Lightning Merger Sub Inc., a wholly owned subsidiary of the Issuer ("Merger Sub"), and ChargePoint, Inc., the Merger Sub merged with and into ChargePoint, Inc. (the "Merger"), the reporting person became entitled to receive shares of the Issuer's Common Stock (the "Earnout Shares") following each of three Triggering Events (as defined in the Business Combination Agreement) that occur within five years of the February 26, 2021 closing of the Merger. F2 · kind: The three "Triggering Events" are (i) the date on which the volume-weighted average closing sale price of the Issuer's Common Stock is greater than or equal to $15.00 for any ten trading days within any twenty consecutive trading day period; (ii) the date on which the volume-weighted average closing sale price of the Issuer's Common Stock is greater than or equal to $20.00 for any ten trading days within any twenty consecutive trading day period; and (iii) the dates on which the volume-weighted average closing sale price of the Issuer's Common Stock is greater than or equal to $30.00 for any ten trading days within any twenty consecutive trading day period. In addition, Trigger Events may occur upon a Change of Control (as defined in the Business Combination Agreement). F3 · kind: The first two Triggering Events occurred on the same date, and pursuant to the terms of the Business Combination Agreement, the Earnout Shares reported on this Form 4 were issued on March 19, 2021. The issuance of the shares as merger consideration in the Merger transaction, including the receipt of the Earnout Shares reported on this Form 4, was exempt under Rule 16b-3. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 16:59 UTC | ChargePoint Holdings, Inc. CHPT · Entity 6581 | GrantStock Option (right to buy) · Derivative | 1,491,174 | Not disclosed Strike: $0.56 | Not disclosed |
DisclosureSEC source: 0000899243-21-009008 · doc4.xml · derivative · entry 2 Hughes Michael D · CIK 0001590392 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,491,174 Underlying: Common Stock · 1,491,174 shares Expires 2028-08-26 F2 · price: The Stock Option was received in exchange for an option to purchase 1,496,262 shares of common stock of ChargePoint, Inc. in connection with the Merger. The Stock Option vests in 48 equal monthly installments from August 16, 2018, subject to the Reporting Person's continuous service through each vesting date. F2 · derivative.exercise_date: The Stock Option was received in exchange for an option to purchase 1,496,262 shares of common stock of ChargePoint, Inc. in connection with the Merger. The Stock Option vests in 48 equal monthly installments from August 16, 2018, subject to the Reporting Person's continuous service through each vesting date. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 16:59 UTC | ChargePoint Holdings, Inc. CHPT · Entity 6581 | GrantCommon Stock | 99,660 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-009008 · doc4.xml · nonDerivative · entry 1 Hughes Michael D · CIK 0001590392 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,660 F1 · price: Pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020 (the "Business Combination Agreement"), among Switchback, Lightning Merger Sub Inc., a Delaware corporation and a wholly owned subsidiary of Switchback ("Merger Sub"), and ChargePoint, Inc., a Delaware corporation ("ChargePoint"), the Merger Sub merged with and into ChargePoint Holdings, Inc. (the "Merger"). On the closing date of the Merger, the price of ChargePoint's Common Stock was $30.83 per share. The Shares were received in exchange for 100,000 shares of Common Stock of ChargePoint, Inc. in connection with the Merger. Read SEC document |
| February 12, 2018 Filed Feb 14, 2018 19:29 UTC | BARRACUDA NETWORKS INC CUDA · Entity 169355 | Disposition to issuerEmployee Stock Option (right to buy) · Derivative | 22,500 | $0.00 Strike: $17.13 | $0.00 |
DisclosureSEC source: 0000899243-18-003982 · doc4.xml · derivative · entry 5 Hughes Michael D · CIK 0001590392 · SVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 22,500 shares Expires 2026-05-25 F6 · derivative.exercise_date: The option provided for vesting in sixteen equal quarterly installments beginning on August 25, 2016. Pursuant to the Merger Agreement, the 8,437 vested options were cancelled and converted into the right to receive a cash payment of $87,913.54 which represents the difference between $27.55 and the exercise price of the option per share. The remaining 14,063 unvested options were cancelled and converted into the contingent right to receive a cash payment of $146,536.46, which represents the difference between $27.55 and the exercise price per share for each outstanding unvested option which will vest and be payable at the same time as the unvested options for which such cash was exchanged would have vested pursuant to its terms. Read SEC document |
| February 12, 2018 Filed Feb 14, 2018 19:29 UTC | BARRACUDA NETWORKS INC CUDA · Entity 169355 | Disposition to issuerEmployee Stock Option (right to buy) · Derivative | 16,666 | $0.00 Strike: $19.62 | $0.00 |
DisclosureSEC source: 0000899243-18-003982 · doc4.xml · derivative · entry 4 Hughes Michael D · CIK 0001590392 · SVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,666 shares Expires 2023-10-10 F5 · derivative.exercise_date: Shares subject to the option are fully vested. Pursuant to the Merger Agreement, the option was cancelled of the merger and converted into the right to receive a cash payment of $132,161.38, which represents the difference between $27.55 and the exercise price of the option per share. Read SEC document |
| February 12, 2018 Filed Feb 14, 2018 19:29 UTC | BARRACUDA NETWORKS INC CUDA · Entity 169355 | Disposition to issuerEmployee Stock Option (right to buy) · Derivative | 48,276 | $0.00 Strike: $12.39 | $0.00 |
DisclosureSEC source: 0000899243-18-003982 · doc4.xml · derivative · entry 3 Hughes Michael D · CIK 0001590392 · SVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 48,276 shares Expires 2022-05-18 F4 · derivative.exercise_date: Shares subject to the option are fully vested. Pursuant to the Merger Agreement, the option was cancelled and converted into the right to receive a cash payment of $731,864.16, which represents the difference between $27.55 and the exercise price of the option per share. Read SEC document |
| February 12, 2018 Filed Feb 14, 2018 19:29 UTC | BARRACUDA NETWORKS INC CUDA · Entity 169355 | Disposition to issuerCommon Stock | 131,875 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-003982 · doc4.xml · nonDerivative · entry 2 Hughes Michael D · CIK 0001590392 · SVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · shares: The reported shares are represented by restricted stock units, or RSUs, which vest as follows: (i) 6,250 RSUs vest on May 1, 2018; (ii) 12,500 RSUs vest on two equal annual installments beginning on May 1, 2018; (iii) 50,625 RSUs vest on three equal annual installments beginning on June 1, 2018; (iv) 60,000 RSUs vest in four equal annual installments beginning on June 1, 2018; and (v) 2,500 RSUs vest on November 1, 2018. F3 · price: Pursuant to the Merger Agreement, the unvested RSUs were cancelled and converted into the contingent right to receive a cash payment of $3,633,156.25, which represents $27.55 for each outstanding unvested unit which will vest and be payable at the same time as the unvested RSUs for which such cash amount was exchanged would have vested pursuant to its terms. Read SEC document |
| February 12, 2018 Filed Feb 14, 2018 19:29 UTC | BARRACUDA NETWORKS INC CUDA · Entity 169355 | Disposition to issuerCommon Stock | 21,853 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-003982 · doc4.xml · nonDerivative · entry 1 Hughes Michael D · CIK 0001590392 · SVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,875 F1 · price: Pursuant to the Agreement and Plan of Merger between the Issuer, Project Deep Blue Holdings, LLC, and Project Deep Blue Merger Corp. dated November 26, 2017 (the "Merger Agreement"), each share of Issuer common stock was exchanged for $27.55 in cash. Read SEC document |
| November 17, 2017 Filed Nov 20, 2017 19:43 UTC | BARRACUDA NETWORKS INC CUDA · Entity 169355 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,390 | $12.39 Strike: $12.39 | $17,222.10 |
DisclosureSEC source: 0001348334-17-000124 · wf-form4_151122501565962.xml · derivative · entry 3 Hughes Michael D · CIK 0001590392 · SVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,276 Underlying: Common Stock · 1,390 shares Expires 2022-05-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: One-fourth of the shares subject to the option vested on May 9, 2013 and one forty-eighth of the shares vest monthly thereafter. Read SEC document |
| November 17, 2017 Filed Nov 20, 2017 19:43 UTC | BARRACUDA NETWORKS INC CUDA · Entity 169355 | SaleCommon Stock | 1,390 | $21.97 | $30,538.30 |
DisclosureSEC source: 0001348334-17-000124 · wf-form4_151122501565962.xml · nonDerivative · entry 2 Hughes Michael D · CIK 0001590392 · SVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,728 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 10, 2017. Read SEC document |
| November 17, 2017 Filed Nov 20, 2017 19:43 UTC | BARRACUDA NETWORKS INC CUDA · Entity 169355 | Exercise / conversionCommon Stock | 1,390 | $12.39 | $17,222.10 |
DisclosureSEC source: 0001348334-17-000124 · wf-form4_151122501565962.xml · nonDerivative · entry 1 Hughes Michael D · CIK 0001590392 · SVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,118 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 01, 2017 Filed Nov 3, 2017 19:14 UTC | BARRACUDA NETWORKS INC CUDA · Entity 169355 | Tax withholdingCommon Stock | 1,305 | $22.99 | $30,001.95 |
DisclosureSEC source: 0001348334-17-000121 · wf-form4_150975083227891.xml · nonDerivative · entry 1 Hughes Michael D · CIK 0001590392 · SVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,728 F1 · kind: The reported shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units. Read SEC document |
| October 17, 2017 Filed Oct 18, 2017 20:16 UTC | BARRACUDA NETWORKS INC CUDA · Entity 169355 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,390 | $0.00 Strike: $12.39 | $0.00 |
DisclosureSEC source: 0001348334-17-000119 · wf-form4_150837218910371.xml · derivative · entry 4 Hughes Michael D · CIK 0001590392 · SVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,666 Underlying: Common Stock · 1,390 shares Expires 2022-05-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: One-fourth of the shares subject to the option vested on May 9, 2013 and one forty-eighth of the shares vest monthly thereafter. Read SEC document |
| October 17, 2017 Filed Oct 18, 2017 20:16 UTC | BARRACUDA NETWORKS INC CUDA · Entity 169355 | SaleCommon Stock | 1,390 | $22.60 | $31,414.00 |
DisclosureSEC source: 0001348334-17-000119 · wf-form4_150837218910371.xml · nonDerivative · entry 3 Hughes Michael D · CIK 0001590392 · SVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,033 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 10, 2017. Read SEC document |
| October 17, 2017 Filed Oct 18, 2017 20:16 UTC | BARRACUDA NETWORKS INC CUDA · Entity 169355 | Exercise / conversionCommon Stock | 1,390 | $12.39 | $17,222.10 |
DisclosureSEC source: 0001348334-17-000119 · wf-form4_150837218910371.xml · nonDerivative · entry 2 Hughes Michael D · CIK 0001590392 · SVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,423 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 17, 2017 Filed Oct 18, 2017 20:16 UTC | BARRACUDA NETWORKS INC CUDA · Entity 169355 | SaleCommon Stock | 625 | $22.60 | $14,125.00 |
DisclosureSEC source: 0001348334-17-000119 · wf-form4_150837218910371.xml · nonDerivative · entry 1 Hughes Michael D · CIK 0001590392 · SVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,033 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 10, 2017. Read SEC document |
| September 18, 2017 Filed Sep 20, 2017 17:29 UTC | BARRACUDA NETWORKS INC CUDA · Entity 169355 | SaleCommon Stock | 625 | $24.70 | $15,435.00 |
DisclosureSEC source: 0001348334-17-000111 · wf-form4_150594296760576.xml · nonDerivative · entry 1 Hughes Michael D · CIK 0001590392 · SVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,658 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 10, 2017. Read SEC document |
| August 17, 2017 Filed Aug 17, 2017 17:07 UTC | BARRACUDA NETWORKS INC CUDA · Entity 169355 | SaleCommon Stock | 625 | $23.35 | $14,593.75 |
DisclosureSEC source: 0001348334-17-000100 · wf-form4_150300401698248.xml · nonDerivative · entry 1 Hughes Michael D · CIK 0001590392 · SVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,283 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 10, 2017. Read SEC document |
| July 17, 2017 Filed Jul 20, 2017 17:12 UTC | BARRACUDA NETWORKS INC CUDA · Entity 169355 | SaleCommon Stock | 625 | $22.73 | $14,206.25 |
DisclosureSEC source: 0001348334-17-000090 · wf-form4_150058515746162.xml · nonDerivative · entry 1 Hughes Michael D · CIK 0001590392 · SVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,908 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 10, 2017. Read SEC document |
| June 01, 2017 Filed Jun 2, 2017 20:49 UTC | BARRACUDA NETWORKS INC CUDA · Entity 169355 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 4,468 | $10.62 Strike: $10.62 | $47,450.16 |
DisclosureSEC source: 0001348334-17-000072 · wf-form4_149645095075274.xml · derivative · entry 5 Hughes Michael D · CIK 0001590392 · SVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,468 shares Expires 2020-07-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: 25% of shares subject to the option vested on July 21, 2011 and 1/48 of the shares subject to the option vested monthly thereafter, so that all shares were fully vested on 07/21/2014. Read SEC document |
| June 01, 2017 Filed Jun 2, 2017 20:49 UTC | BARRACUDA NETWORKS INC CUDA · Entity 169355 | Tax withholdingCommon Stock | 6,342 | $22.79 | $144,534.18 |
DisclosureSEC source: 0001348334-17-000072 · wf-form4_149645095075274.xml · nonDerivative · entry 4 Hughes Michael D · CIK 0001590392 · SVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,533 F4 · shares: The reported shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units. Read SEC document |
| June 01, 2017 Filed Jun 2, 2017 20:49 UTC | BARRACUDA NETWORKS INC CUDA · Entity 169355 | SaleCommon Stock | 4,468 | $22.55 | $100,753.40 |
DisclosureSEC source: 0001348334-17-000072 · wf-form4_149645095075274.xml · nonDerivative · entry 3 Hughes Michael D · CIK 0001590392 · SVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,875 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 12, 2016. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.01 to $22.79, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| June 01, 2017 Filed Jun 2, 2017 20:49 UTC | BARRACUDA NETWORKS INC CUDA · Entity 169355 | Exercise / conversionCommon Stock | 4,468 | $10.62 | $47,450.16 |
DisclosureSEC source: 0001348334-17-000072 · wf-form4_149645095075274.xml · nonDerivative · entry 2 Hughes Michael D · CIK 0001590392 · SVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,343 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 31, 2017 Filed Jun 2, 2017 20:49 UTC | BARRACUDA NETWORKS INC CUDA · Entity 169355 | GrantCommon Stock | 60,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001348334-17-000072 · wf-form4_149645095075274.xml · nonDerivative · entry 1 Hughes Michael D · CIK 0001590392 · SVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,875 F1 · shares: The reported securities are represented by restricted stock units which vest in four equal annual installments beginning on June 1, 2018. Read SEC document |
| May 01, 2017 Filed May 3, 2017 17:10 UTC | BARRACUDA NETWORKS INC CUDA · Entity 169355 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 4,467 | $0.00 Strike: $10.62 | $0.00 |
DisclosureSEC source: 0001348334-17-000059 · wf-form4_149384581932951.xml · derivative · entry 4 Hughes Michael D · CIK 0001590392 · SVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,468 Underlying: Common Stock · 4,467 shares Expires 2020-07-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: 25% of shares subject to the option vested on July 21, 2011 and 1/48 of the shares subject to the option vested monthly thereafter, so that all shares were fully vested on 07/21/2014. Read SEC document |
| May 01, 2017 Filed May 3, 2017 17:10 UTC | BARRACUDA NETWORKS INC CUDA · Entity 169355 | Tax withholdingCommon Stock | 4,698 | $20.47 | $96,168.06 |
DisclosureSEC source: 0001348334-17-000059 · wf-form4_149384581932951.xml · nonDerivative · entry 3 Hughes Michael D · CIK 0001590392 · SVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,875 F3 · shares: The reported shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units. Read SEC document |
| May 01, 2017 Filed May 3, 2017 17:10 UTC | BARRACUDA NETWORKS INC CUDA · Entity 169355 | SaleCommon Stock | 4,467 | $20.44 | $91,305.48 |
DisclosureSEC source: 0001348334-17-000059 · wf-form4_149384581932951.xml · nonDerivative · entry 2 Hughes Michael D · CIK 0001590392 · SVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,573 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 12, 2016. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.31 to $20.62, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 01, 2017 Filed May 3, 2017 17:10 UTC | BARRACUDA NETWORKS INC CUDA · Entity 169355 | Exercise / conversionCommon Stock | 4,467 | $10.62 | $47,439.54 |
DisclosureSEC source: 0001348334-17-000059 · wf-form4_149384581932951.xml · nonDerivative · entry 1 Hughes Michael D · CIK 0001590392 · SVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,040 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 18:24 UTC | BARRACUDA NETWORKS INC CUDA · Entity 169355 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 742 | $0.00 Strike: $10.62 | $0.00 |
DisclosureSEC source: 0001348334-17-000047 · wf-form4_149143103923310.xml · derivative · entry 5 Hughes Michael D · CIK 0001590392 · SVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,935 Underlying: Common Stock · 742 shares Expires 2020-07-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: 25% of shares subject to the option vested on July 21, 2011 and 1/48 of the shares subject to the option vested monthly thereafter, so that all shares were fully vested on 07/21/2014. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 18:24 UTC | BARRACUDA NETWORKS INC CUDA · Entity 169355 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 3,726 | $0.00 Strike: $9.75 | $0.00 |
DisclosureSEC source: 0001348334-17-000047 · wf-form4_149143103923310.xml · derivative · entry 4 Hughes Michael D · CIK 0001590392 · SVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,726 shares Expires 2019-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: 25% of shares subject to the option vested on November 30, 2010 and 1/48 of the shares subject to the option vested monthly thereafter, so that all shares were fully vested on 11/30/2013. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 18:24 UTC | BARRACUDA NETWORKS INC CUDA · Entity 169355 | SaleCommon Stock | 4,468 | $22.15 | $98,966.20 |
DisclosureSEC source: 0001348334-17-000047 · wf-form4_149143103923310.xml · nonDerivative · entry 3 Hughes Michael D · CIK 0001590392 · SVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,573 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 12, 2016. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.83 to $23.43, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 18:24 UTC | BARRACUDA NETWORKS INC CUDA · Entity 169355 | GrantCommon Stock | 742 | $10.62 | $7,880.04 |
DisclosureSEC source: 0001348334-17-000047 · wf-form4_149143103923310.xml · nonDerivative · entry 2 Hughes Michael D · CIK 0001590392 · SVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,041 Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 18:24 UTC | BARRACUDA NETWORKS INC CUDA · Entity 169355 | GrantCommon Stock | 3,726 | $9.75 | $36,328.50 |
DisclosureSEC source: 0001348334-17-000047 · wf-form4_149143103923310.xml · nonDerivative · entry 1 Hughes Michael D · CIK 0001590392 · SVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,299 Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 20:40 UTC | BARRACUDA NETWORKS INC CUDA · Entity 169355 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 4,467 | $0.00 Strike: $9.75 | $0.00 |
DisclosureSEC source: 0001348334-17-000046 · wf-form4_148859160696647.xml · derivative · entry 3 Hughes Michael D · CIK 0001590392 · SVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,726 Underlying: Common Stock · 4,467 shares Expires 2019-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: 25% of shares subject to the option vested on November 30, 2010 and 1/48 of the shares subject to the option vested monthly thereafter, so that all shares were fully vested on 11/30/2013. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 20:40 UTC | BARRACUDA NETWORKS INC CUDA · Entity 169355 | SaleCommon Stock | 4,467 | $23.84 | $106,493.28 |
DisclosureSEC source: 0001348334-17-000046 · wf-form4_148859160696647.xml · nonDerivative · entry 2 Hughes Michael D · CIK 0001590392 · SVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,573 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 12, 2016. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.67 to $24.03, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 20:40 UTC | BARRACUDA NETWORKS INC CUDA · Entity 169355 | GrantCommon Stock | 4,467 | $9.75 | $43,553.25 |
DisclosureSEC source: 0001348334-17-000046 · wf-form4_148859160696647.xml · nonDerivative · entry 1 Hughes Michael D · CIK 0001590392 · SVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,040 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.