Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Heritage Global Inc.HGBL · Entity 256 | 10% owner | September 01, 2021 | September 03, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Heritage Global Inc.
Report date September 01, 2021 · Filed September 03, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectAnglian Holdings, LLC | 3,198,296 |
Last balance in matching sequence
After 2021-09-02 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2021-09-01 · Sale · Disposed 28,245 · Balance 3,223,518 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.10 to $2.14, inclusive. The reporting person undertakes to provide to Heritage Global Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2: Anglian Holdings, LLC is a limited liability company solely owned by the reporting person. Row 2 · 2021-09-02 · Sale · Disposed 25,222 · Balance 3,198,296 F2: Anglian Holdings, LLC is a limited liability company solely owned by the reporting person. |
| Common StockSEC Table I · non-derivative | Direct | 374,697 |
Reported balance
Holding disclosure · report date 2021-09-01 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 374,697 |
| Common StockSEC Table I · non-derivative | IndirectBy spouse | 47,968 |
Reported balance
Holding disclosure · report date 2021-09-01 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 47,968 F3: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.10 to $2.14, inclusive. The reporting person undertakes to provide to Heritage Global Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F2: Anglian Holdings, LLC is a limited liability company solely owned by the reporting person.
F3: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
POINT Biopharma Global Inc.
Report date December 22, 2023 · Filed December 27, 2023
Section 16 reporting ended · disclosed 2023-12-27. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectPersonal Holding Company | 0 |
Reported balance
After 2023-12-22 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2023-12-22 · Other · Disposed 4,268,605 · Balance 0 F1: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 2, 2023, by and among POINT Biopharma Global Inc. (the "Issuer"), Eli Lilly and Company (the "Parent"), and Yosemite Falls Acquisition Corporation, a wholly owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub completed a cash tender offer for shares of common stock of the Issuer (each, a "Share"). After completion of the cash tender offer, Merger Sub merged with and into the Issuer (the "Merger"), effective as of December 27, 2023 (the "Effective Time"). At the Effective Time, each issued and outstanding Share was cancelled and converted into the right to receive $12.50 in cash (the "Merger Consideration"), without interest and less any applicable tax withholding. |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 0 |
Reported balance
After 2023-12-22 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2023-12-22 · Other · Disposed 313,884 · Balance 0 F1: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 2, 2023, by and among POINT Biopharma Global Inc. (the "Issuer"), Eli Lilly and Company (the "Parent"), and Yosemite Falls Acquisition Corporation, a wholly owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub completed a cash tender offer for shares of common stock of the Issuer (each, a "Share"). After completion of the cash tender offer, Merger Sub merged with and into the Issuer (the "Merger"), effective as of December 27, 2023 (the "Effective Time"). At the Effective Time, each issued and outstanding Share was cancelled and converted into the right to receive $12.50 in cash (the "Merger Consideration"), without interest and less any applicable tax withholding. |
| Common StockSEC Table I · non-derivative | IndirectTrustee | 0 |
Reported balance
After 2023-12-22 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2023-12-22 · Other · Disposed 38,087 · Balance 0 F1: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 2, 2023, by and among POINT Biopharma Global Inc. (the "Issuer"), Eli Lilly and Company (the "Parent"), and Yosemite Falls Acquisition Corporation, a wholly owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub completed a cash tender offer for shares of common stock of the Issuer (each, a "Share"). After completion of the cash tender offer, Merger Sub merged with and into the Issuer (the "Merger"), effective as of December 27, 2023 (the "Effective Time"). At the Effective Time, each issued and outstanding Share was cancelled and converted into the right to receive $12.50 in cash (the "Merger Consideration"), without interest and less any applicable tax withholding. F2: Held in a trust for which the Reporting Person is the trustee. |
| Common StockSEC Table I · non-derivative | IndirectSilber Holdings, Inc. | 0 |
Reported balance
After 2023-12-22 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2023-12-22 · Other · Disposed 4,035,655 · Balance 0 F1: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 2, 2023, by and among POINT Biopharma Global Inc. (the "Issuer"), Eli Lilly and Company (the "Parent"), and Yosemite Falls Acquisition Corporation, a wholly owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub completed a cash tender offer for shares of common stock of the Issuer (each, a "Share"). After completion of the cash tender offer, Merger Sub merged with and into the Issuer (the "Merger"), effective as of December 27, 2023 (the "Effective Time"). At the Effective Time, each issued and outstanding Share was cancelled and converted into the right to receive $12.50 in cash (the "Merger Consideration"), without interest and less any applicable tax withholding. F3: Silber Holdings, Inc. is a corporation controlled by the Reporting Person. |
| Common StockSEC Table I · non-derivative | IndirectAnglian Holdings, LLC | 0 |
Reported balance
After 2023-12-22 transaction · row 5
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 5 · 2023-12-22 · Other · Disposed 71,744 · Balance 0 F1: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 2, 2023, by and among POINT Biopharma Global Inc. (the "Issuer"), Eli Lilly and Company (the "Parent"), and Yosemite Falls Acquisition Corporation, a wholly owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub completed a cash tender offer for shares of common stock of the Issuer (each, a "Share"). After completion of the cash tender offer, Merger Sub merged with and into the Issuer (the "Merger"), effective as of December 27, 2023 (the "Effective Time"). At the Effective Time, each issued and outstanding Share was cancelled and converted into the right to receive $12.50 in cash (the "Merger Consideration"), without interest and less any applicable tax withholding. F4: Anglian Holdings, LLC is a limited liability company solely owned by the Reporting Person. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.39 · Expires 2026-03-25 | Direct | 0 |
Reported balance
After 2023-12-27 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2023-12-27 · Disposition to issuer · Disposed 6,787 · Balance 0 F5: Pursuant to the terms of the Merger Agreement, at the Effective Time, each option (whether vested or unvested) that was outstanding and unexercised immediately prior to the Effective Time, was cancelled and converted into the right to receive, for each Share underlying such option, an amount in cash, without interest, less any applicable tax withholding, equal to the excess, if any, of the Merger Consideration over the exercise price per share of such option. Each option that was outstanding and unexercised immediately prior to the Effective Time which had a per share exercise price greater than or equal to the Merger Consideration was cancelled with no consideration payable. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $8.13 · Expires 2028-03-29 | Direct | 0 |
Reported balance
After 2023-12-27 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2023-12-27 · Disposition to issuer · Disposed 332,476 · Balance 0 F5: Pursuant to the terms of the Merger Agreement, at the Effective Time, each option (whether vested or unvested) that was outstanding and unexercised immediately prior to the Effective Time, was cancelled and converted into the right to receive, for each Share underlying such option, an amount in cash, without interest, less any applicable tax withholding, equal to the excess, if any, of the Merger Consideration over the exercise price per share of such option. Each option that was outstanding and unexercised immediately prior to the Effective Time which had a per share exercise price greater than or equal to the Merger Consideration was cancelled with no consideration payable. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $6.78 · Expires 2029-03-28 | Direct | 0 |
Reported balance
After 2023-12-27 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2023-12-27 · Disposition to issuer · Disposed 537,322 · Balance 0 F5: Pursuant to the terms of the Merger Agreement, at the Effective Time, each option (whether vested or unvested) that was outstanding and unexercised immediately prior to the Effective Time, was cancelled and converted into the right to receive, for each Share underlying such option, an amount in cash, without interest, less any applicable tax withholding, equal to the excess, if any, of the Merger Consideration over the exercise price per share of such option. Each option that was outstanding and unexercised immediately prior to the Effective Time which had a per share exercise price greater than or equal to the Merger Consideration was cancelled with no consideration payable. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 2, 2023, by and among POINT Biopharma Global Inc. (the "Issuer"), Eli Lilly and Company (the "Parent"), and Yosemite Falls Acquisition Corporation, a wholly owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub completed a cash tender offer for shares of common stock of the Issuer (each, a "Share"). After completion of the cash tender offer, Merger Sub merged with and into the Issuer (the "Merger"), effective as of December 27, 2023 (the "Effective Time"). At the Effective Time, each issued and outstanding Share was cancelled and converted into the right to receive $12.50 in cash (the "Merger Consideration"), without interest and less any applicable tax withholding.
F2: Held in a trust for which the Reporting Person is the trustee.
F3: Silber Holdings, Inc. is a corporation controlled by the Reporting Person.
F4: Anglian Holdings, LLC is a limited liability company solely owned by the Reporting Person.
F5: Pursuant to the terms of the Merger Agreement, at the Effective Time, each option (whether vested or unvested) that was outstanding and unexercised immediately prior to the Effective Time, was cancelled and converted into the right to receive, for each Share underlying such option, an amount in cash, without interest, less any applicable tax withholding, equal to the excess, if any, of the Merger Consideration over the exercise price per share of such option. Each option that was outstanding and unexercised immediately prior to the Effective Time which had a per share exercise price greater than or equal to the Merger Consideration was cancelled with no consideration payable.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 24, 2021 Filed May 11, 2021 21:28 UTC | Heritage Global Inc. HGBL · Entity 256 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $0.83 | $0.00 |
DisclosureSEC source: 0001209191-21-031774 · doc4.xml · derivative · entry 26 SILBER ALLAN C · CIK 0001009161 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2030-03-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F16 · derivative.exercise_date: Options originally vested 25% annually beginning on the first anniversary of the grant date. Unvested options accelerated on the reporting person's resignation as a director. Read SEC document |
| March 24, 2021 Filed May 11, 2021 21:28 UTC | Heritage Global Inc. HGBL · Entity 256 | SaleCommon Stock | 1,200 | $2.97 | $3,564.00 |
DisclosureSEC source: 0001209191-21-031774 · doc4.xml · nonDerivative · entry 15 SILBER ALLAN C · CIK 0001009161 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Anglian Holdings, LLC Disclosed balance after: 3,707,862 F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.96 to $2.98, inclusive. F4 · ownership.nature: Anglian Holdings, LLC is a limited liability company solely owned by the reporting person. Read SEC document |
| March 24, 2021 Filed May 11, 2021 21:28 UTC | Heritage Global Inc. HGBL · Entity 256 | Tax withholdingCommon Stock | 12,262 | $2.94 | $36,050.28 |
DisclosureSEC source: 0001209191-21-031774 · doc4.xml · nonDerivative · entry 9 SILBER ALLAN C · CIK 0001009161 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 374,697 Read SEC document |
| March 24, 2021 Filed May 11, 2021 21:28 UTC | Heritage Global Inc. HGBL · Entity 256 | Exercise / conversionCommon Stock | 10,000 | $0.24 | $2,400.00 |
DisclosureSEC source: 0001209191-21-031774 · doc4.xml · nonDerivative · entry 8 SILBER ALLAN C · CIK 0001009161 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 386,959 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 24, 2021 Filed May 11, 2021 21:28 UTC | Heritage Global Inc. HGBL · Entity 256 | Exercise / conversionCommon Stock | 25,000 | $0.45 | $11,250.00 |
DisclosureSEC source: 0001209191-21-031774 · doc4.xml · nonDerivative · entry 7 SILBER ALLAN C · CIK 0001009161 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 376,959 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 24, 2021 Filed May 11, 2021 21:28 UTC | Heritage Global Inc. HGBL · Entity 256 | Exercise / conversionCommon Stock | 10,000 | $0.48 | $4,800.00 |
DisclosureSEC source: 0001209191-21-031774 · doc4.xml · nonDerivative · entry 6 SILBER ALLAN C · CIK 0001009161 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 351,959 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 24, 2021 Filed May 11, 2021 21:28 UTC | Heritage Global Inc. HGBL · Entity 256 | Exercise / conversionCommon Stock | 10,000 | $0.40 | $4,000.00 |
DisclosureSEC source: 0001209191-21-031774 · doc4.xml · nonDerivative · entry 5 SILBER ALLAN C · CIK 0001009161 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 341,959 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 24, 2021 Filed May 11, 2021 21:28 UTC | Heritage Global Inc. HGBL · Entity 256 | Exercise / conversionCommon Stock | 10,000 | $0.53 | $5,300.00 |
DisclosureSEC source: 0001209191-21-031774 · doc4.xml · nonDerivative · entry 4 SILBER ALLAN C · CIK 0001009161 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 331,959 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 24, 2021 Filed May 11, 2021 21:28 UTC | Heritage Global Inc. HGBL · Entity 256 | Exercise / conversionCommon Stock | 10,000 | $0.83 | $8,300.00 |
DisclosureSEC source: 0001209191-21-031774 · doc4.xml · nonDerivative · entry 3 SILBER ALLAN C · CIK 0001009161 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 321,959 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 23, 2021 Filed May 11, 2021 21:28 UTC | Heritage Global Inc. HGBL · Entity 256 | SaleCommon Stock | 13,800 | $2.99 | $41,262.00 |
DisclosureSEC source: 0001209191-21-031774 · doc4.xml · nonDerivative · entry 14 SILBER ALLAN C · CIK 0001009161 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Anglian Holdings, LLC Disclosed balance after: 3,709,062 F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.95 to $3.01, inclusive. F4 · ownership.nature: Anglian Holdings, LLC is a limited liability company solely owned by the reporting person. Read SEC document |
| March 22, 2021 Filed May 11, 2021 21:28 UTC | Heritage Global Inc. HGBL · Entity 256 | SaleCommon Stock | 250,000 | $2.99 | $747,500.00 |
DisclosureSEC source: 0001209191-21-031774 · doc4.xml · nonDerivative · entry 13 SILBER ALLAN C · CIK 0001009161 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Anglian Holdings, LLC Disclosed balance after: 3,722,862 F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.97 to $3.04, inclusive. F4 · ownership.nature: Anglian Holdings, LLC is a limited liability company solely owned by the reporting person. Read SEC document |
| March 19, 2021 Filed May 11, 2021 21:28 UTC | Heritage Global Inc. HGBL · Entity 256 | SaleCommon Stock | 35,652 | $2.96 | $105,529.92 |
DisclosureSEC source: 0001209191-21-031774 · doc4.xml · nonDerivative · entry 12 SILBER ALLAN C · CIK 0001009161 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Anglian Holdings, LLC Disclosed balance after: 3,972,862 F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.95 to $2.99, inclusive. F4 · ownership.nature: Anglian Holdings, LLC is a limited liability company solely owned by the reporting person. Read SEC document |
| March 18, 2021 Filed May 11, 2021 21:28 UTC | Heritage Global Inc. HGBL · Entity 256 | SaleCommon Stock | 43,172 | $2.98 | $128,652.56 |
DisclosureSEC source: 0001209191-21-031774 · doc4.xml · nonDerivative · entry 11 SILBER ALLAN C · CIK 0001009161 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Anglian Holdings, LLC Disclosed balance after: 4,008,514 F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.95 to $3.00, inclusive. F4 · ownership.nature: Anglian Holdings, LLC is a limited liability company solely owned by the reporting person. Read SEC document |
| March 17, 2021 Filed May 11, 2021 21:28 UTC | Heritage Global Inc. HGBL · Entity 256 | SaleCommon Stock | 50,000 | $2.94 | $147,000.00 |
DisclosureSEC source: 0001209191-21-031774 · doc4.xml · nonDerivative · entry 10 SILBER ALLAN C · CIK 0001009161 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Anglian Holdings, LLC Disclosed balance after: 4,051,686 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.93 to $2.95, inclusive. F4 · ownership.nature: Anglian Holdings, LLC is a limited liability company solely owned by the reporting person. Read SEC document |
| March 12, 2021 Filed May 11, 2021 21:28 UTC | Heritage Global Inc. HGBL · Entity 256 | SaleCommon Stock | 17,640 | $3.00 | $52,920.00 |
DisclosureSEC source: 0001209191-21-031774 · doc4.xml · nonDerivative · entry 2 SILBER ALLAN C · CIK 0001009161 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 311,959 Read SEC document |
| March 11, 2021 Filed May 11, 2021 21:28 UTC | Heritage Global Inc. HGBL · Entity 256 | SaleCommon Stock | 44,874 | $3.00 | $134,622.00 |
DisclosureSEC source: 0001209191-21-031774 · doc4.xml · nonDerivative · entry 1 SILBER ALLAN C · CIK 0001009161 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 329,599 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.00 to $3.03, inclusive. The reporting person undertakes to provide to Heritage Global Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (3), (5), (6), (7), (8), (9), (10), (11), (12) and (13) to this Form 4. F2 · balance_after: This amount reflects certain shares held by the reporting person directly that were not previously reported. Read SEC document |
| March 31, 2020 Filed Apr 6, 2020 23:16 UTC | Heritage Global Inc. HGBL · Entity 256 | GrantOption to purchase common stock · Derivative | 10,000 | $0.00 Strike: $0.83 | $0.00 |
DisclosureSEC source: 0001209191-20-023669 · doc4.xml · derivative · entry 1 SILBER ALLAN C · CIK 0001009161 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2030-03-31 F1 · derivative.exercise_date: Options vest 25% annually beginning on the first anniversary of the grant date. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 15:13 UTC | Heritage Global Inc. HGBL · Entity 256 | GrantOptions to purchase common stock · Derivative | 10,000 | $0.00 Strike: $0.53 | $0.00 |
DisclosureSEC source: 0001209191-19-022163 · doc4.xml · derivative · entry 1 SILBER ALLAN C · CIK 0001009161 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2029-03-29 F1 · derivative.exercise_date: Options vest 25% annually beginning on the first anniversary of the grant date. Read SEC document |
| March 30, 2018 Filed Apr 3, 2018 00:27 UTC | Heritage Global Inc. HGBL · Entity 256 | GrantOption to purchase common stock · Derivative | 10,000 | $0.00 Strike: $0.40 | $0.00 |
DisclosureSEC source: 0001062993-18-001463 · form4.xml · derivative · entry 1 SILBER ALLAN C · CIK 0001009161 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 305,000 Underlying: Common stock · 10,000 shares Expires 2028-03-30 F1 · derivative.exercise_date: Options vest 25% annually beginning on the first anniversary of the grant date. Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 22:37 UTC | Heritage Global Inc. HGBL · Entity 256 | GrantOption to purchase common stock · Derivative | 10,000 | $0.00 Strike: $0.48 | $0.00 |
DisclosureSEC source: 0001062993-17-001716 · form4.xml · derivative · entry 1 SILBER ALLAN C · CIK 0001009161 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 295,000 Underlying: Common stock · 10,000 shares Expires 2027-03-31 F1 · derivative.exercise_date: Options vest 25% annually beginning on the first anniversary of the grant date. Read SEC document |
| December 30, 2016 Filed Jan 3, 2017 23:12 UTC | Heritage Global Inc. HGBL · Entity 256 | PurchaseCommon Stock | 2,928,462 | $0.49 | $1,434,946.38 |
DisclosureSEC source: 0001062993-17-000020 · form4.xml · nonDerivative · entry 1 SILBER ALLAN C · CIK 0001009161 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,413,645 F1 · balance_after: Includes 4,101,686 shares of Common Stock, 2,928,462 of which are reported herein, which are held of record by a Limited Liability Corporation that is described in Footnote 2, and 311,959 shares of Common Stock previously acquired by the reporting person which are held directly by Mr. Silber. F2 · ownership.nature: The 2,928,462 shares of Common Stock reported herein were acquired by a Limited Liability Corporation solely owned by Mr. Silber. The Limited Liability Corporation also acquired 731,224 shares of Common Stock previously acquired by the reporting person which had been held directly by Mr. Silber. Read SEC document |
| December 09, 2016 Filed Dec 13, 2016 00:30 UTC | Heritage Global Inc. HGBL · Entity 256 | GrantOption to purchase common stock · Derivative | 25,000 | $0.00 Strike: $0.45 | $0.00 |
DisclosureSEC source: 0001062993-16-012681 · form4.xml · derivative · entry 1 SILBER ALLAN C · CIK 0001009161 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 285,000 Underlying: Common stock · 25,000 shares Expires 2026-12-09 F1 · derivative.exercise_date: Options vest 25% annually beginning on the first anniversary of the grant date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.