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person · Reporting owner

SILBER ALLAN C

Disclosed activity across 2 companies

Tapewire entity
95818
SEC CIK
0001009161

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Heritage Global Inc.HGBL · Entity 25610% ownerSeptember 01, 2021September 03, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Heritage Global Inc.

Report date September 01, 2021 · Filed September 03, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectAnglian Holdings, LLC3,198,296 Last balance in matching sequence After 2021-09-02 transaction · row 2 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 1 · 2021-09-01 · Sale · Disposed 28,245 · Balance 3,223,518

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.10 to $2.14, inclusive. The reporting person undertakes to provide to Heritage Global Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2: Anglian Holdings, LLC is a limited liability company solely owned by the reporting person.

Row 2 · 2021-09-02 · Sale · Disposed 25,222 · Balance 3,198,296

F2: Anglian Holdings, LLC is a limited liability company solely owned by the reporting person.

Common StockSEC Table I · non-derivativeDirect374,697 Reported balance Holding disclosure · report date 2021-09-01 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 374,697

Common StockSEC Table I · non-derivativeIndirectBy spouse47,968 Reported balance Holding disclosure · report date 2021-09-01 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 47,968

F3: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.10 to $2.14, inclusive. The reporting person undertakes to provide to Heritage Global Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2: Anglian Holdings, LLC is a limited liability company solely owned by the reporting person.

F3: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

POINT Biopharma Global Inc.

Report date December 22, 2023 · Filed December 27, 2023

Section 16 reporting ended · disclosed 2023-12-27. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectPersonal Holding Company0 Reported balance After 2023-12-22 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2023-12-22 · Other · Disposed 4,268,605 · Balance 0

F1: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 2, 2023, by and among POINT Biopharma Global Inc. (the "Issuer"), Eli Lilly and Company (the "Parent"), and Yosemite Falls Acquisition Corporation, a wholly owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub completed a cash tender offer for shares of common stock of the Issuer (each, a "Share"). After completion of the cash tender offer, Merger Sub merged with and into the Issuer (the "Merger"), effective as of December 27, 2023 (the "Effective Time"). At the Effective Time, each issued and outstanding Share was cancelled and converted into the right to receive $12.50 in cash (the "Merger Consideration"), without interest and less any applicable tax withholding.

Common StockSEC Table I · non-derivativeIndirectBy Spouse0 Reported balance After 2023-12-22 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2023-12-22 · Other · Disposed 313,884 · Balance 0

F1: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 2, 2023, by and among POINT Biopharma Global Inc. (the "Issuer"), Eli Lilly and Company (the "Parent"), and Yosemite Falls Acquisition Corporation, a wholly owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub completed a cash tender offer for shares of common stock of the Issuer (each, a "Share"). After completion of the cash tender offer, Merger Sub merged with and into the Issuer (the "Merger"), effective as of December 27, 2023 (the "Effective Time"). At the Effective Time, each issued and outstanding Share was cancelled and converted into the right to receive $12.50 in cash (the "Merger Consideration"), without interest and less any applicable tax withholding.

Common StockSEC Table I · non-derivativeIndirectTrustee0 Reported balance After 2023-12-22 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 3 · 2023-12-22 · Other · Disposed 38,087 · Balance 0

F1: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 2, 2023, by and among POINT Biopharma Global Inc. (the "Issuer"), Eli Lilly and Company (the "Parent"), and Yosemite Falls Acquisition Corporation, a wholly owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub completed a cash tender offer for shares of common stock of the Issuer (each, a "Share"). After completion of the cash tender offer, Merger Sub merged with and into the Issuer (the "Merger"), effective as of December 27, 2023 (the "Effective Time"). At the Effective Time, each issued and outstanding Share was cancelled and converted into the right to receive $12.50 in cash (the "Merger Consideration"), without interest and less any applicable tax withholding.

F2: Held in a trust for which the Reporting Person is the trustee.

Common StockSEC Table I · non-derivativeIndirectSilber Holdings, Inc.0 Reported balance After 2023-12-22 transaction · row 4 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 4 · 2023-12-22 · Other · Disposed 4,035,655 · Balance 0

F1: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 2, 2023, by and among POINT Biopharma Global Inc. (the "Issuer"), Eli Lilly and Company (the "Parent"), and Yosemite Falls Acquisition Corporation, a wholly owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub completed a cash tender offer for shares of common stock of the Issuer (each, a "Share"). After completion of the cash tender offer, Merger Sub merged with and into the Issuer (the "Merger"), effective as of December 27, 2023 (the "Effective Time"). At the Effective Time, each issued and outstanding Share was cancelled and converted into the right to receive $12.50 in cash (the "Merger Consideration"), without interest and less any applicable tax withholding.

F3: Silber Holdings, Inc. is a corporation controlled by the Reporting Person.

Common StockSEC Table I · non-derivativeIndirectAnglian Holdings, LLC0 Reported balance After 2023-12-22 transaction · row 5 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 5 · 2023-12-22 · Other · Disposed 71,744 · Balance 0

F1: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 2, 2023, by and among POINT Biopharma Global Inc. (the "Issuer"), Eli Lilly and Company (the "Parent"), and Yosemite Falls Acquisition Corporation, a wholly owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub completed a cash tender offer for shares of common stock of the Issuer (each, a "Share"). After completion of the cash tender offer, Merger Sub merged with and into the Issuer (the "Merger"), effective as of December 27, 2023 (the "Effective Time"). At the Effective Time, each issued and outstanding Share was cancelled and converted into the right to receive $12.50 in cash (the "Merger Consideration"), without interest and less any applicable tax withholding.

F4: Anglian Holdings, LLC is a limited liability company solely owned by the Reporting Person.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.39 · Expires 2026-03-25Direct0 Reported balance After 2023-12-27 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2023-12-27 · Disposition to issuer · Disposed 6,787 · Balance 0

F5: Pursuant to the terms of the Merger Agreement, at the Effective Time, each option (whether vested or unvested) that was outstanding and unexercised immediately prior to the Effective Time, was cancelled and converted into the right to receive, for each Share underlying such option, an amount in cash, without interest, less any applicable tax withholding, equal to the excess, if any, of the Merger Consideration over the exercise price per share of such option. Each option that was outstanding and unexercised immediately prior to the Effective Time which had a per share exercise price greater than or equal to the Merger Consideration was cancelled with no consideration payable.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $8.13 · Expires 2028-03-29Direct0 Reported balance After 2023-12-27 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2023-12-27 · Disposition to issuer · Disposed 332,476 · Balance 0

F5: Pursuant to the terms of the Merger Agreement, at the Effective Time, each option (whether vested or unvested) that was outstanding and unexercised immediately prior to the Effective Time, was cancelled and converted into the right to receive, for each Share underlying such option, an amount in cash, without interest, less any applicable tax withholding, equal to the excess, if any, of the Merger Consideration over the exercise price per share of such option. Each option that was outstanding and unexercised immediately prior to the Effective Time which had a per share exercise price greater than or equal to the Merger Consideration was cancelled with no consideration payable.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $6.78 · Expires 2029-03-28Direct0 Reported balance After 2023-12-27 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2023-12-27 · Disposition to issuer · Disposed 537,322 · Balance 0

F5: Pursuant to the terms of the Merger Agreement, at the Effective Time, each option (whether vested or unvested) that was outstanding and unexercised immediately prior to the Effective Time, was cancelled and converted into the right to receive, for each Share underlying such option, an amount in cash, without interest, less any applicable tax withholding, equal to the excess, if any, of the Merger Consideration over the exercise price per share of such option. Each option that was outstanding and unexercised immediately prior to the Effective Time which had a per share exercise price greater than or equal to the Merger Consideration was cancelled with no consideration payable.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 2, 2023, by and among POINT Biopharma Global Inc. (the "Issuer"), Eli Lilly and Company (the "Parent"), and Yosemite Falls Acquisition Corporation, a wholly owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub completed a cash tender offer for shares of common stock of the Issuer (each, a "Share"). After completion of the cash tender offer, Merger Sub merged with and into the Issuer (the "Merger"), effective as of December 27, 2023 (the "Effective Time"). At the Effective Time, each issued and outstanding Share was cancelled and converted into the right to receive $12.50 in cash (the "Merger Consideration"), without interest and less any applicable tax withholding.

F2: Held in a trust for which the Reporting Person is the trustee.

F3: Silber Holdings, Inc. is a corporation controlled by the Reporting Person.

F4: Anglian Holdings, LLC is a limited liability company solely owned by the Reporting Person.

F5: Pursuant to the terms of the Merger Agreement, at the Effective Time, each option (whether vested or unvested) that was outstanding and unexercised immediately prior to the Effective Time, was cancelled and converted into the right to receive, for each Share underlying such option, an amount in cash, without interest, less any applicable tax withholding, equal to the excess, if any, of the Merger Consideration over the exercise price per share of such option. Each option that was outstanding and unexercised immediately prior to the Effective Time which had a per share exercise price greater than or equal to the Merger Consideration was cancelled with no consideration payable.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
December 27, 2023 Filed Dec 27, 2023 17:35 UTC POINT Biopharma Global Inc. PNT · Entity 95793 Disposition to issuerStock Option (Right to Buy) · Derivative 537,322 Not disclosed Strike: $6.78 Not disclosed
Disclosure

SEC source: 0001104659-23-129767 · tm2333785-1_4seq1.xml · derivative · entry 8

SILBER ALLAN C · CIK 0001009161 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 537,322 shares

Expires 2029-03-28

F5 · kind: Pursuant to the terms of the Merger Agreement, at the Effective Time, each option (whether vested or unvested) that was outstanding and unexercised immediately prior to the Effective Time, was cancelled and converted into the right to receive, for each Share underlying such option, an amount in cash, without interest, less any applicable tax withholding, equal to the excess, if any, of the Merger Consideration over the exercise price per share of such option. Each option that was outstanding and unexercised immediately prior to the Effective Time which had a per share exercise price greater than or equal to the Merger Consideration was cancelled with no consideration payable.

F5 · price: Pursuant to the terms of the Merger Agreement, at the Effective Time, each option (whether vested or unvested) that was outstanding and unexercised immediately prior to the Effective Time, was cancelled and converted into the right to receive, for each Share underlying such option, an amount in cash, without interest, less any applicable tax withholding, equal to the excess, if any, of the Merger Consideration over the exercise price per share of such option. Each option that was outstanding and unexercised immediately prior to the Effective Time which had a per share exercise price greater than or equal to the Merger Consideration was cancelled with no consideration payable.

F5 · derivative.exercise_date: Pursuant to the terms of the Merger Agreement, at the Effective Time, each option (whether vested or unvested) that was outstanding and unexercised immediately prior to the Effective Time, was cancelled and converted into the right to receive, for each Share underlying such option, an amount in cash, without interest, less any applicable tax withholding, equal to the excess, if any, of the Merger Consideration over the exercise price per share of such option. Each option that was outstanding and unexercised immediately prior to the Effective Time which had a per share exercise price greater than or equal to the Merger Consideration was cancelled with no consideration payable.

Read SEC document
December 27, 2023 Filed Dec 27, 2023 17:35 UTC POINT Biopharma Global Inc. PNT · Entity 95793 Disposition to issuerStock Option (Right to Buy) · Derivative 332,476 Not disclosed Strike: $8.13 Not disclosed
Disclosure

SEC source: 0001104659-23-129767 · tm2333785-1_4seq1.xml · derivative · entry 7

SILBER ALLAN C · CIK 0001009161 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 332,476 shares

Expires 2028-03-29

F5 · kind: Pursuant to the terms of the Merger Agreement, at the Effective Time, each option (whether vested or unvested) that was outstanding and unexercised immediately prior to the Effective Time, was cancelled and converted into the right to receive, for each Share underlying such option, an amount in cash, without interest, less any applicable tax withholding, equal to the excess, if any, of the Merger Consideration over the exercise price per share of such option. Each option that was outstanding and unexercised immediately prior to the Effective Time which had a per share exercise price greater than or equal to the Merger Consideration was cancelled with no consideration payable.

F5 · price: Pursuant to the terms of the Merger Agreement, at the Effective Time, each option (whether vested or unvested) that was outstanding and unexercised immediately prior to the Effective Time, was cancelled and converted into the right to receive, for each Share underlying such option, an amount in cash, without interest, less any applicable tax withholding, equal to the excess, if any, of the Merger Consideration over the exercise price per share of such option. Each option that was outstanding and unexercised immediately prior to the Effective Time which had a per share exercise price greater than or equal to the Merger Consideration was cancelled with no consideration payable.

F5 · derivative.exercise_date: Pursuant to the terms of the Merger Agreement, at the Effective Time, each option (whether vested or unvested) that was outstanding and unexercised immediately prior to the Effective Time, was cancelled and converted into the right to receive, for each Share underlying such option, an amount in cash, without interest, less any applicable tax withholding, equal to the excess, if any, of the Merger Consideration over the exercise price per share of such option. Each option that was outstanding and unexercised immediately prior to the Effective Time which had a per share exercise price greater than or equal to the Merger Consideration was cancelled with no consideration payable.

Read SEC document
December 27, 2023 Filed Dec 27, 2023 17:35 UTC POINT Biopharma Global Inc. PNT · Entity 95793 Disposition to issuerStock Option (Right to Buy) · Derivative 6,787 Not disclosed Strike: $1.39 Not disclosed
Disclosure

SEC source: 0001104659-23-129767 · tm2333785-1_4seq1.xml · derivative · entry 6

SILBER ALLAN C · CIK 0001009161 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,787 shares

Expires 2026-03-25

F5 · kind: Pursuant to the terms of the Merger Agreement, at the Effective Time, each option (whether vested or unvested) that was outstanding and unexercised immediately prior to the Effective Time, was cancelled and converted into the right to receive, for each Share underlying such option, an amount in cash, without interest, less any applicable tax withholding, equal to the excess, if any, of the Merger Consideration over the exercise price per share of such option. Each option that was outstanding and unexercised immediately prior to the Effective Time which had a per share exercise price greater than or equal to the Merger Consideration was cancelled with no consideration payable.

F5 · price: Pursuant to the terms of the Merger Agreement, at the Effective Time, each option (whether vested or unvested) that was outstanding and unexercised immediately prior to the Effective Time, was cancelled and converted into the right to receive, for each Share underlying such option, an amount in cash, without interest, less any applicable tax withholding, equal to the excess, if any, of the Merger Consideration over the exercise price per share of such option. Each option that was outstanding and unexercised immediately prior to the Effective Time which had a per share exercise price greater than or equal to the Merger Consideration was cancelled with no consideration payable.

F5 · derivative.exercise_date: Pursuant to the terms of the Merger Agreement, at the Effective Time, each option (whether vested or unvested) that was outstanding and unexercised immediately prior to the Effective Time, was cancelled and converted into the right to receive, for each Share underlying such option, an amount in cash, without interest, less any applicable tax withholding, equal to the excess, if any, of the Merger Consideration over the exercise price per share of such option. Each option that was outstanding and unexercised immediately prior to the Effective Time which had a per share exercise price greater than or equal to the Merger Consideration was cancelled with no consideration payable.

Read SEC document
December 22, 2023 Filed Dec 27, 2023 17:35 UTC POINT Biopharma Global Inc. PNT · Entity 95793 OtherCommon Stock 71,744 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-23-129767 · tm2333785-1_4seq1.xml · nonDerivative · entry 5

SILBER ALLAN C · CIK 0001009161 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · Anglian Holdings, LLC

Disclosed balance after: 0

F1 · kind: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 2, 2023, by and among POINT Biopharma Global Inc. (the "Issuer"), Eli Lilly and Company (the "Parent"), and Yosemite Falls Acquisition Corporation, a wholly owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub completed a cash tender offer for shares of common stock of the Issuer (each, a "Share"). After completion of the cash tender offer, Merger Sub merged with and into the Issuer (the "Merger"), effective as of December 27, 2023 (the "Effective Time"). At the Effective Time, each issued and outstanding Share was cancelled and converted into the right to receive $12.50 in cash (the "Merger Consideration"), without interest and less any applicable tax withholding.

F1 · price: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 2, 2023, by and among POINT Biopharma Global Inc. (the "Issuer"), Eli Lilly and Company (the "Parent"), and Yosemite Falls Acquisition Corporation, a wholly owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub completed a cash tender offer for shares of common stock of the Issuer (each, a "Share"). After completion of the cash tender offer, Merger Sub merged with and into the Issuer (the "Merger"), effective as of December 27, 2023 (the "Effective Time"). At the Effective Time, each issued and outstanding Share was cancelled and converted into the right to receive $12.50 in cash (the "Merger Consideration"), without interest and less any applicable tax withholding.

F4 · ownership.nature: Anglian Holdings, LLC is a limited liability company solely owned by the Reporting Person.

Read SEC document
December 22, 2023 Filed Dec 27, 2023 17:35 UTC POINT Biopharma Global Inc. PNT · Entity 95793 OtherCommon Stock 4,035,655 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-23-129767 · tm2333785-1_4seq1.xml · nonDerivative · entry 4

SILBER ALLAN C · CIK 0001009161 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · Silber Holdings, Inc.

Disclosed balance after: 0

F1 · kind: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 2, 2023, by and among POINT Biopharma Global Inc. (the "Issuer"), Eli Lilly and Company (the "Parent"), and Yosemite Falls Acquisition Corporation, a wholly owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub completed a cash tender offer for shares of common stock of the Issuer (each, a "Share"). After completion of the cash tender offer, Merger Sub merged with and into the Issuer (the "Merger"), effective as of December 27, 2023 (the "Effective Time"). At the Effective Time, each issued and outstanding Share was cancelled and converted into the right to receive $12.50 in cash (the "Merger Consideration"), without interest and less any applicable tax withholding.

F1 · price: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 2, 2023, by and among POINT Biopharma Global Inc. (the "Issuer"), Eli Lilly and Company (the "Parent"), and Yosemite Falls Acquisition Corporation, a wholly owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub completed a cash tender offer for shares of common stock of the Issuer (each, a "Share"). After completion of the cash tender offer, Merger Sub merged with and into the Issuer (the "Merger"), effective as of December 27, 2023 (the "Effective Time"). At the Effective Time, each issued and outstanding Share was cancelled and converted into the right to receive $12.50 in cash (the "Merger Consideration"), without interest and less any applicable tax withholding.

F3 · ownership.nature: Silber Holdings, Inc. is a corporation controlled by the Reporting Person.

Read SEC document
December 22, 2023 Filed Dec 27, 2023 17:35 UTC POINT Biopharma Global Inc. PNT · Entity 95793 OtherCommon Stock 38,087 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-23-129767 · tm2333785-1_4seq1.xml · nonDerivative · entry 3

SILBER ALLAN C · CIK 0001009161 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · Trustee

Disclosed balance after: 0

F1 · kind: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 2, 2023, by and among POINT Biopharma Global Inc. (the "Issuer"), Eli Lilly and Company (the "Parent"), and Yosemite Falls Acquisition Corporation, a wholly owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub completed a cash tender offer for shares of common stock of the Issuer (each, a "Share"). After completion of the cash tender offer, Merger Sub merged with and into the Issuer (the "Merger"), effective as of December 27, 2023 (the "Effective Time"). At the Effective Time, each issued and outstanding Share was cancelled and converted into the right to receive $12.50 in cash (the "Merger Consideration"), without interest and less any applicable tax withholding.

F1 · price: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 2, 2023, by and among POINT Biopharma Global Inc. (the "Issuer"), Eli Lilly and Company (the "Parent"), and Yosemite Falls Acquisition Corporation, a wholly owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub completed a cash tender offer for shares of common stock of the Issuer (each, a "Share"). After completion of the cash tender offer, Merger Sub merged with and into the Issuer (the "Merger"), effective as of December 27, 2023 (the "Effective Time"). At the Effective Time, each issued and outstanding Share was cancelled and converted into the right to receive $12.50 in cash (the "Merger Consideration"), without interest and less any applicable tax withholding.

F2 · ownership.nature: Held in a trust for which the Reporting Person is the trustee.

Read SEC document
December 22, 2023 Filed Dec 27, 2023 17:35 UTC POINT Biopharma Global Inc. PNT · Entity 95793 OtherCommon Stock 313,884 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-23-129767 · tm2333785-1_4seq1.xml · nonDerivative · entry 2

SILBER ALLAN C · CIK 0001009161 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 0

F1 · kind: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 2, 2023, by and among POINT Biopharma Global Inc. (the "Issuer"), Eli Lilly and Company (the "Parent"), and Yosemite Falls Acquisition Corporation, a wholly owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub completed a cash tender offer for shares of common stock of the Issuer (each, a "Share"). After completion of the cash tender offer, Merger Sub merged with and into the Issuer (the "Merger"), effective as of December 27, 2023 (the "Effective Time"). At the Effective Time, each issued and outstanding Share was cancelled and converted into the right to receive $12.50 in cash (the "Merger Consideration"), without interest and less any applicable tax withholding.

F1 · price: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 2, 2023, by and among POINT Biopharma Global Inc. (the "Issuer"), Eli Lilly and Company (the "Parent"), and Yosemite Falls Acquisition Corporation, a wholly owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub completed a cash tender offer for shares of common stock of the Issuer (each, a "Share"). After completion of the cash tender offer, Merger Sub merged with and into the Issuer (the "Merger"), effective as of December 27, 2023 (the "Effective Time"). At the Effective Time, each issued and outstanding Share was cancelled and converted into the right to receive $12.50 in cash (the "Merger Consideration"), without interest and less any applicable tax withholding.

Read SEC document
December 22, 2023 Filed Dec 27, 2023 17:35 UTC POINT Biopharma Global Inc. PNT · Entity 95793 OtherCommon Stock 4,268,605 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-23-129767 · tm2333785-1_4seq1.xml · nonDerivative · entry 1

SILBER ALLAN C · CIK 0001009161 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · Personal Holding Company

Disclosed balance after: 0

F1 · kind: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 2, 2023, by and among POINT Biopharma Global Inc. (the "Issuer"), Eli Lilly and Company (the "Parent"), and Yosemite Falls Acquisition Corporation, a wholly owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub completed a cash tender offer for shares of common stock of the Issuer (each, a "Share"). After completion of the cash tender offer, Merger Sub merged with and into the Issuer (the "Merger"), effective as of December 27, 2023 (the "Effective Time"). At the Effective Time, each issued and outstanding Share was cancelled and converted into the right to receive $12.50 in cash (the "Merger Consideration"), without interest and less any applicable tax withholding.

F1 · price: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 2, 2023, by and among POINT Biopharma Global Inc. (the "Issuer"), Eli Lilly and Company (the "Parent"), and Yosemite Falls Acquisition Corporation, a wholly owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub completed a cash tender offer for shares of common stock of the Issuer (each, a "Share"). After completion of the cash tender offer, Merger Sub merged with and into the Issuer (the "Merger"), effective as of December 27, 2023 (the "Effective Time"). At the Effective Time, each issued and outstanding Share was cancelled and converted into the right to receive $12.50 in cash (the "Merger Consideration"), without interest and less any applicable tax withholding.

Read SEC document
November 03, 2023 Filed Nov 7, 2023 18:31 UTC POINT Biopharma Global Inc. PNT · Entity 95793 GiftCommon Stock 500,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-115374 · tm2330145-1_4seq1.xml · nonDerivative · entry 3

SILBER ALLAN C · CIK 0001009161 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · Trustee

Disclosed balance after: 38,087

F1 · kind: Reflects the gift of common stock to a charitable donor-advised fund.

F2 · ownership.nature: Held in a trust for which the Reporting Person is the trustee.

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March 28, 2023 Filed Mar 30, 2023 20:16 UTC POINT Biopharma Global Inc. PNT · Entity 95793 GrantStock Option (Right to Buy) · Derivative 537,322 $0.00 Strike: $6.78 $0.00
Disclosure

SEC source: 0001104659-23-039363 · tm2311087-6_4seq1.xml · derivative · entry 1

SILBER ALLAN C · CIK 0001009161 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 537,322

Underlying: Common Stock · 537,322 shares

Expires 2029-03-28

F1 · derivative.exercise_date: The option vests 25% on the first anniversary of the date of grant with the remaining 75% vesting in three equal annual installments thereafter.

Read SEC document
November 18, 2022 Filed Nov 21, 2022 17:52 UTC POINT Biopharma Global Inc. PNT · Entity 95793 PurchaseCommon Stock 22,397 $6.50 $145,580.50
Disclosure

SEC source: 0001104659-22-120873 · tm2231115-1_4seq1.xml · nonDerivative · entry 2

SILBER ALLAN C · CIK 0001009161 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,268,605

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.20 to $6.60, inclusive. The Reporting Person undertakes to provide to POINT Biopharma Global Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
November 17, 2022 Filed Nov 21, 2022 17:52 UTC POINT Biopharma Global Inc. PNT · Entity 95793 PurchaseCommon Stock 27,603 $6.00 $165,618.00
Disclosure

SEC source: 0001104659-22-120873 · tm2231115-1_4seq1.xml · nonDerivative · entry 1

SILBER ALLAN C · CIK 0001009161 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,246,208

Read SEC document
March 29, 2022 Filed Mar 31, 2022 17:00 UTC POINT Biopharma Global Inc. PNT · Entity 95793 GrantStock Option (Right to Buy) · Derivative 332,476 $0.00 Strike: $8.13 $0.00
Disclosure

SEC source: 0001104659-22-041129 · tm2211101-4_4seq1.xml · derivative · entry 1

SILBER ALLAN C · CIK 0001009161 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 332,476

Underlying: Common Stock · 332,476 shares

Expires 2028-03-29

F1 · derivative.exercise_date: The option vests 25% on the first anniversary of the date of grant with the remaining 75% vesting in three equal annual installments thereafter.

Read SEC document
September 02, 2021 Filed Sep 3, 2021 21:22 UTC Heritage Global Inc. HGBL · Entity 256 SaleCommon Stock 25,222 $2.20 $55,488.40
Disclosure

SEC source: 0001209191-21-054826 · doc4.xml · nonDerivative · entry 2

SILBER ALLAN C · CIK 0001009161 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Anglian Holdings, LLC

Disclosed balance after: 3,198,296

F2 · ownership.nature: Anglian Holdings, LLC is a limited liability company solely owned by the reporting person.

Read SEC document
September 01, 2021 Filed Sep 3, 2021 21:22 UTC Heritage Global Inc. HGBL · Entity 256 SaleCommon Stock 28,245 $2.11 $59,596.95
Disclosure

SEC source: 0001209191-21-054826 · doc4.xml · nonDerivative · entry 1

SILBER ALLAN C · CIK 0001009161 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Anglian Holdings, LLC

Disclosed balance after: 3,223,518

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.10 to $2.14, inclusive. The reporting person undertakes to provide to Heritage Global Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2 · ownership.nature: Anglian Holdings, LLC is a limited liability company solely owned by the reporting person.

Read SEC document
August 31, 2021 Filed Aug 31, 2021 21:31 UTC Heritage Global Inc. HGBL · Entity 256 SaleCommon Stock 15,274 $2.12 $32,380.88
Disclosure

SEC source: 0001209191-21-054120 · doc4.xml · nonDerivative · entry 3

SILBER ALLAN C · CIK 0001009161 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Anglian Holdings, LLC

Disclosed balance after: 3,251,763

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.10 to $2.17, inclusive.

F2 · ownership.nature: Anglian Holdings, LLC is a limited liability company solely owned by the reporting person.

Read SEC document
August 30, 2021 Filed Aug 31, 2021 21:31 UTC Heritage Global Inc. HGBL · Entity 256 SaleCommon Stock 6,481 $2.23 $14,452.63
Disclosure

SEC source: 0001209191-21-054120 · doc4.xml · nonDerivative · entry 2

SILBER ALLAN C · CIK 0001009161 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Anglian Holdings, LLC

Disclosed balance after: 3,267,037

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.20 to $2.25, inclusive.

F2 · ownership.nature: Anglian Holdings, LLC is a limited liability company solely owned by the reporting person.

Read SEC document
August 27, 2021 Filed Aug 31, 2021 21:31 UTC Heritage Global Inc. HGBL · Entity 256 SaleCommon Stock 49,346 $2.11 $104,120.06
Disclosure

SEC source: 0001209191-21-054120 · doc4.xml · nonDerivative · entry 1

SILBER ALLAN C · CIK 0001009161 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Anglian Holdings, LLC

Disclosed balance after: 3,273,518

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.10 to $2.14, inclusive. The reporting person undertakes to provide to Heritage Global Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (3) and (4) to this Form 4.

F2 · ownership.nature: Anglian Holdings, LLC is a limited liability company solely owned by the reporting person.

Read SEC document
August 26, 2021 Filed Aug 26, 2021 22:47 UTC Heritage Global Inc. HGBL · Entity 256 SaleCommon Stock 29,162 $2.15 $62,698.30
Disclosure

SEC source: 0001209191-21-053540 · doc4.xml · nonDerivative · entry 3

SILBER ALLAN C · CIK 0001009161 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Anglian Holdings, LLC

Disclosed balance after: 3,322,864

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.13 to $2.17, inclusive.

F2 · ownership.nature: Anglian Holdings, LLC is a limited liability company solely owned by the reporting person.

Read SEC document
August 25, 2021 Filed Aug 26, 2021 22:47 UTC Heritage Global Inc. HGBL · Entity 256 SaleCommon Stock 83,513 $1.89 $157,839.57
Disclosure

SEC source: 0001209191-21-053540 · doc4.xml · nonDerivative · entry 2

SILBER ALLAN C · CIK 0001009161 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Anglian Holdings, LLC

Disclosed balance after: 3,352,026

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.80 to $2.04, inclusive.

F2 · ownership.nature: Anglian Holdings, LLC is a limited liability company solely owned by the reporting person.

Read SEC document
August 24, 2021 Filed Aug 26, 2021 22:47 UTC Heritage Global Inc. HGBL · Entity 256 SaleCommon Stock 42,487 $1.83 $77,751.21
Disclosure

SEC source: 0001209191-21-053540 · doc4.xml · nonDerivative · entry 1

SILBER ALLAN C · CIK 0001009161 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Anglian Holdings, LLC

Disclosed balance after: 3,435,539

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.80 to $1.85, inclusive. The reporting person undertakes to provide to Heritage Global Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (3) and (4) to this Form 4.

F2 · ownership.nature: Anglian Holdings, LLC is a limited liability company solely owned by the reporting person.

Read SEC document
August 19, 2021 Filed Aug 20, 2021 21:53 UTC Heritage Global Inc. HGBL · Entity 256 SaleCommon Stock 81,400 $1.79 $145,706.00
Disclosure

SEC source: 0001209191-21-052825 · doc4.xml · nonDerivative · entry 1

SILBER ALLAN C · CIK 0001009161 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Anglian Holdings, LLC

Disclosed balance after: 3,478,026

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.78 to $1.84, inclusive. The reporting person undertakes to provide to Heritage Global Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

F2 · ownership.nature: Anglian Holdings, LLC is a limited liability company solely owned by the reporting person.

Read SEC document
August 13, 2021 Filed Aug 17, 2021 22:25 UTC Heritage Global Inc. HGBL · Entity 256 SaleCommon Stock 2,500 $1.90 $4,750.00
Disclosure

SEC source: 0001209191-21-052013 · doc4.xml · nonDerivative · entry 1

SILBER ALLAN C · CIK 0001009161 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Anglian Holdings, LLC

Disclosed balance after: 3,559,426

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.90 to $1.91, inclusive. The reporting person undertakes to provide to Heritage Global Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

F2 · ownership.nature: Anglian Holdings, LLC is a limited liability company solely owned by the reporting person.

Read SEC document
June 30, 2021 Filed Jun 30, 2021 21:31 UTC POINT Biopharma Global Inc. PNT · Entity 95793 GrantStock Option (Right to Buy) · Derivative 6,787 $0.00 Strike: $1.39 $0.00
Disclosure

SEC source: 0001104659-21-087833 · tm2121126-20_4seq1.xml · derivative · entry 5

SILBER ALLAN C · CIK 0001009161 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,787

Underlying: Common Stock · 6,787 shares

Expires 2026-03-25

F5 · kind: At the effective time of the Business Combination, each option to acquire shares of Old POINT was exchanged for an option to acquire shares of Common Stock of the Issuer based on an implied Old POINT vested equity value of $585,000,000. As a result, the Reporting Person received the reported options to acquire the Issuer's Common Stock in consideration for the options to acquire equity securities of Old POINT held by the Reporting Person prior to the Business Combination.

F6 · derivative.exercise_date: The option vested 25% on March 18, 2021 with the remaining 75% vesting in three equal annual installments thereafter.

Read SEC document
June 30, 2021 Filed Jun 30, 2021 21:31 UTC POINT Biopharma Global Inc. PNT · Entity 95793 GrantCommon Stock 71,744 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-087833 · tm2121126-20_4seq1.xml · nonDerivative · entry 4

SILBER ALLAN C · CIK 0001009161 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Anglian Holdings, LLC

Disclosed balance after: 71,744

F1 · price: On June 30, 2021, POINT BIOPHARMA GLOBAL INC. (f/k/a Therapeutics Acquisition Corp., the "Issuer") consummated a business combination (the "Business Combination") pursuant to which RACA, Bodhi Merger Sub, Inc., a wholly-owned subsidiary of the Issuer merged with and into POINT Biopharma Inc., ("Old POINT"). At the effective time of the Business Combination, each share of Old POINT outstanding as of immediately prior to the effective time was exchanged for shares of Common Stock of the Issuer based on an implied Old POINT vested equity value of $585,000,000. As a result, the Reporting Person received the reported shares of the Issuer's Common Stock in consideration for the equity securities of Old POINT held by the Reporting Person prior to the Business Combination.

F4 · ownership.nature: Anglian Holdings, LLC is a limited liability company solely owned by the Reporting Person.

Read SEC document
June 30, 2021 Filed Jun 30, 2021 21:31 UTC POINT Biopharma Global Inc. PNT · Entity 95793 GrantCommon Stock 4,035,655 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-087833 · tm2121126-20_4seq1.xml · nonDerivative · entry 3

SILBER ALLAN C · CIK 0001009161 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Silber Holdings, Inc.

Disclosed balance after: 4,035,655

F1 · price: On June 30, 2021, POINT BIOPHARMA GLOBAL INC. (f/k/a Therapeutics Acquisition Corp., the "Issuer") consummated a business combination (the "Business Combination") pursuant to which RACA, Bodhi Merger Sub, Inc., a wholly-owned subsidiary of the Issuer merged with and into POINT Biopharma Inc., ("Old POINT"). At the effective time of the Business Combination, each share of Old POINT outstanding as of immediately prior to the effective time was exchanged for shares of Common Stock of the Issuer based on an implied Old POINT vested equity value of $585,000,000. As a result, the Reporting Person received the reported shares of the Issuer's Common Stock in consideration for the equity securities of Old POINT held by the Reporting Person prior to the Business Combination.

F3 · ownership.nature: Silber Holdings, Inc is a corporation controlled by Reporting Person.

Read SEC document
June 30, 2021 Filed Jun 30, 2021 21:31 UTC POINT Biopharma Global Inc. PNT · Entity 95793 GrantCommon Stock 538,087 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-087833 · tm2121126-20_4seq1.xml · nonDerivative · entry 2

SILBER ALLAN C · CIK 0001009161 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trustee

Disclosed balance after: 538,087

F1 · price: On June 30, 2021, POINT BIOPHARMA GLOBAL INC. (f/k/a Therapeutics Acquisition Corp., the "Issuer") consummated a business combination (the "Business Combination") pursuant to which RACA, Bodhi Merger Sub, Inc., a wholly-owned subsidiary of the Issuer merged with and into POINT Biopharma Inc., ("Old POINT"). At the effective time of the Business Combination, each share of Old POINT outstanding as of immediately prior to the effective time was exchanged for shares of Common Stock of the Issuer based on an implied Old POINT vested equity value of $585,000,000. As a result, the Reporting Person received the reported shares of the Issuer's Common Stock in consideration for the equity securities of Old POINT held by the Reporting Person prior to the Business Combination.

F2 · ownership.nature: Held in a trust in which the Reporting Person is the Trustee

Read SEC document
June 30, 2021 Filed Jun 30, 2021 21:31 UTC POINT Biopharma Global Inc. PNT · Entity 95793 GrantCommon Stock 4,218,605 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-087833 · tm2121126-20_4seq1.xml · nonDerivative · entry 1

SILBER ALLAN C · CIK 0001009161 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,218,605

F1 · price: On June 30, 2021, POINT BIOPHARMA GLOBAL INC. (f/k/a Therapeutics Acquisition Corp., the "Issuer") consummated a business combination (the "Business Combination") pursuant to which RACA, Bodhi Merger Sub, Inc., a wholly-owned subsidiary of the Issuer merged with and into POINT Biopharma Inc., ("Old POINT"). At the effective time of the Business Combination, each share of Old POINT outstanding as of immediately prior to the effective time was exchanged for shares of Common Stock of the Issuer based on an implied Old POINT vested equity value of $585,000,000. As a result, the Reporting Person received the reported shares of the Issuer's Common Stock in consideration for the equity securities of Old POINT held by the Reporting Person prior to the Business Combination.

Read SEC document
June 30, 2021 Filed Jul 2, 2021 19:41 UTC Heritage Global Inc. HGBL · Entity 256 SaleCommon Stock 251 $2.53 $635.03
Disclosure

SEC source: 0001209191-21-044847 · doc4.xml · nonDerivative · entry 6

SILBER ALLAN C · CIK 0001009161 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Anglian Holdings, LLC

Disclosed balance after: 3,561,926

F1 · ownership.nature: Anglian Holdings, LLC is a limited liability company solely owned by the reporting person.

Read SEC document
June 30, 2021 Filed Jul 2, 2021 19:41 UTC Heritage Global Inc. HGBL · Entity 256 SaleCommon Stock 100 $2.53 $253.00
Disclosure

SEC source: 0001209191-21-044847 · doc4.xml · nonDerivative · entry 5

SILBER ALLAN C · CIK 0001009161 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Anglian Holdings, LLC

Disclosed balance after: 3,562,177

F1 · ownership.nature: Anglian Holdings, LLC is a limited liability company solely owned by the reporting person.

Read SEC document
June 30, 2021 Filed Jul 2, 2021 19:41 UTC Heritage Global Inc. HGBL · Entity 256 SaleCommon Stock 11 $2.53 $27.83
Disclosure

SEC source: 0001209191-21-044847 · doc4.xml · nonDerivative · entry 4

SILBER ALLAN C · CIK 0001009161 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Anglian Holdings, LLC

Disclosed balance after: 3,562,277

F1 · ownership.nature: Anglian Holdings, LLC is a limited liability company solely owned by the reporting person.

Read SEC document
June 30, 2021 Filed Jul 2, 2021 19:41 UTC Heritage Global Inc. HGBL · Entity 256 SaleCommon Stock 100 $2.54 $254.00
Disclosure

SEC source: 0001209191-21-044847 · doc4.xml · nonDerivative · entry 3

SILBER ALLAN C · CIK 0001009161 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Anglian Holdings, LLC

Disclosed balance after: 3,562,288

F1 · ownership.nature: Anglian Holdings, LLC is a limited liability company solely owned by the reporting person.

Read SEC document
June 30, 2021 Filed Jul 2, 2021 19:41 UTC Heritage Global Inc. HGBL · Entity 256 SaleCommon Stock 200 $2.54 $508.00
Disclosure

SEC source: 0001209191-21-044847 · doc4.xml · nonDerivative · entry 2

SILBER ALLAN C · CIK 0001009161 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Anglian Holdings, LLC

Disclosed balance after: 3,562,388

F1 · ownership.nature: Anglian Holdings, LLC is a limited liability company solely owned by the reporting person.

Read SEC document
June 30, 2021 Filed Jul 2, 2021 19:41 UTC Heritage Global Inc. HGBL · Entity 256 SaleCommon Stock 19 $2.54 $48.26
Disclosure

SEC source: 0001209191-21-044847 · doc4.xml · nonDerivative · entry 1

SILBER ALLAN C · CIK 0001009161 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Anglian Holdings, LLC

Disclosed balance after: 3,562,588

F1 · ownership.nature: Anglian Holdings, LLC is a limited liability company solely owned by the reporting person.

Read SEC document
June 30, 2021 Filed Feb 14, 2022 18:52 UTC POINT Biopharma Global Inc. PNT · Entity 95793 OtherCommon Stock 23,309 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-023334 · tm226751-1_5seq1.xml · nonDerivative · entry 2

SILBER ALLAN C · CIK 0001009161 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Trustee

Disclosed balance after: 514,778

F2 · kind: On June 30, 2021, the Reporting Person, as trustee, distributed 23,309 shares of the Issuer's Common Stock held pursuant to a trust to certain beneficiaries of that trust. This disposition was inadvertently omitted from the Form 4 filed by the Reporting Person on June 30, 2021.

F3 · ownership.nature: Held in a trust for which the Reporting Person is the trustee.

Read SEC document
June 30, 2021 Filed Feb 14, 2022 18:52 UTC POINT Biopharma Global Inc. PNT · Entity 95793 GrantCommon Stock 313,884 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-22-023334 · tm226751-1_5seq1.xml · nonDerivative · entry 1

SILBER ALLAN C · CIK 0001009161 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 313,884

F1 · price: On June 30, 2021, POINT Biopharma Global Inc. (f/k/a Therapeutics Acquisition Corp., the "Issuer") consummated a business combination (the "Business Combination") pursuant to which Bodhi Merger Sub, Inc., a wholly-owned subsidiary of the Issuer, merged with and into POINT Biopharma Inc. ("Old POINT"). At the effective time of the Business Combination, each share of Old POINT outstanding as of immediately prior to the effective time was exchanged for shares of Common Stock of the Issuer based on an implied Old POINT vested equity value of $585,000,000. As a result, the Reporting Person's spouse received the reported shares of the Issuer's Common Stock in consideration for the equity securities of Old POINT held by the Reporting Person's spouse prior to the Business Combination. These shares held by the Reporting Person's spouse were inadvertently omitted from the Form 4 filed by the Reporting Person on June 30, 2021.

Read SEC document
April 09, 2021 Filed May 11, 2021 21:28 UTC Heritage Global Inc. HGBL · Entity 256 SaleCommon Stock 100 $3.00 $300.00
Disclosure

SEC source: 0001209191-21-031774 · doc4.xml · nonDerivative · entry 24

SILBER ALLAN C · CIK 0001009161 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Anglian Holdings, LLC

Disclosed balance after: 3,562,607

F4 · ownership.nature: Anglian Holdings, LLC is a limited liability company solely owned by the reporting person.

Read SEC document
April 08, 2021 Filed May 11, 2021 21:28 UTC Heritage Global Inc. HGBL · Entity 256 SaleCommon Stock 24,400 $3.00 $73,200.00
Disclosure

SEC source: 0001209191-21-031774 · doc4.xml · nonDerivative · entry 23

SILBER ALLAN C · CIK 0001009161 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Anglian Holdings, LLC

Disclosed balance after: 3,562,707

F14 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.00 to $3.01, inclusive.

F4 · ownership.nature: Anglian Holdings, LLC is a limited liability company solely owned by the reporting person.

Read SEC document
April 07, 2021 Filed May 11, 2021 21:28 UTC Heritage Global Inc. HGBL · Entity 256 SaleCommon Stock 17,590 $3.00 $52,770.00
Disclosure

SEC source: 0001209191-21-031774 · doc4.xml · nonDerivative · entry 22

SILBER ALLAN C · CIK 0001009161 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Anglian Holdings, LLC

Disclosed balance after: 3,587,107

F4 · ownership.nature: Anglian Holdings, LLC is a limited liability company solely owned by the reporting person.

Read SEC document
April 06, 2021 Filed May 11, 2021 21:28 UTC Heritage Global Inc. HGBL · Entity 256 SaleCommon Stock 2,928 $3.00 $8,784.00
Disclosure

SEC source: 0001209191-21-031774 · doc4.xml · nonDerivative · entry 21

SILBER ALLAN C · CIK 0001009161 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Anglian Holdings, LLC

Disclosed balance after: 3,604,697

F4 · ownership.nature: Anglian Holdings, LLC is a limited liability company solely owned by the reporting person.

Read SEC document
April 05, 2021 Filed May 11, 2021 21:28 UTC Heritage Global Inc. HGBL · Entity 256 SaleCommon Stock 9,033 $3.00 $27,099.00
Disclosure

SEC source: 0001209191-21-031774 · doc4.xml · nonDerivative · entry 20

SILBER ALLAN C · CIK 0001009161 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Anglian Holdings, LLC

Disclosed balance after: 3,607,625

F13 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.00 to $3.02, inclusive.

F4 · ownership.nature: Anglian Holdings, LLC is a limited liability company solely owned by the reporting person.

Read SEC document
April 01, 2021 Filed May 11, 2021 21:28 UTC Heritage Global Inc. HGBL · Entity 256 SaleCommon Stock 11,020 $2.95 $32,509.00
Disclosure

SEC source: 0001209191-21-031774 · doc4.xml · nonDerivative · entry 19

SILBER ALLAN C · CIK 0001009161 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Anglian Holdings, LLC

Disclosed balance after: 3,616,658

F12 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.95 to $2.96, inclusive.

F4 · ownership.nature: Anglian Holdings, LLC is a limited liability company solely owned by the reporting person.

Read SEC document
March 29, 2021 Filed May 11, 2021 21:28 UTC Heritage Global Inc. HGBL · Entity 256 SaleCommon Stock 1,505 $2.95 $4,439.75
Disclosure

SEC source: 0001209191-21-031774 · doc4.xml · nonDerivative · entry 18

SILBER ALLAN C · CIK 0001009161 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Anglian Holdings, LLC

Disclosed balance after: 3,627,678

F4 · ownership.nature: Anglian Holdings, LLC is a limited liability company solely owned by the reporting person.

Read SEC document
March 26, 2021 Filed May 11, 2021 21:28 UTC Heritage Global Inc. HGBL · Entity 256 SaleCommon Stock 28,679 $2.95 $84,603.05
Disclosure

SEC source: 0001209191-21-031774 · doc4.xml · nonDerivative · entry 17

SILBER ALLAN C · CIK 0001009161 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Anglian Holdings, LLC

Disclosed balance after: 3,629,183

F11 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.95 to $2.97, inclusive.

F4 · ownership.nature: Anglian Holdings, LLC is a limited liability company solely owned by the reporting person.

Read SEC document
March 25, 2021 Filed May 11, 2021 21:28 UTC Heritage Global Inc. HGBL · Entity 256 SaleCommon Stock 50,000 $2.92 $146,000.00
Disclosure

SEC source: 0001209191-21-031774 · doc4.xml · nonDerivative · entry 16

SILBER ALLAN C · CIK 0001009161 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Anglian Holdings, LLC

Disclosed balance after: 3,657,862

F10 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.90 to $2.99, inclusive.

F4 · ownership.nature: Anglian Holdings, LLC is a limited liability company solely owned by the reporting person.

Read SEC document
March 24, 2021 Filed May 11, 2021 21:28 UTC Heritage Global Inc. HGBL · Entity 256 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $0.24 $0.00
Disclosure

SEC source: 0001209191-21-031774 · doc4.xml · derivative · entry 31

SILBER ALLAN C · CIK 0001009161 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2026-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F16 · derivative.exercise_date: Options originally vested 25% annually beginning on the first anniversary of the grant date. Unvested options accelerated on the reporting person's resignation as a director.

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March 24, 2021 Filed May 11, 2021 21:28 UTC Heritage Global Inc. HGBL · Entity 256 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 25,000 $0.00 Strike: $0.45 $0.00
Disclosure

SEC source: 0001209191-21-031774 · doc4.xml · derivative · entry 30

SILBER ALLAN C · CIK 0001009161 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2026-12-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F16 · derivative.exercise_date: Options originally vested 25% annually beginning on the first anniversary of the grant date. Unvested options accelerated on the reporting person's resignation as a director.

Read SEC document
March 24, 2021 Filed May 11, 2021 21:28 UTC Heritage Global Inc. HGBL · Entity 256 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $0.48 $0.00
Disclosure

SEC source: 0001209191-21-031774 · doc4.xml · derivative · entry 29

SILBER ALLAN C · CIK 0001009161 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2027-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F16 · derivative.exercise_date: Options originally vested 25% annually beginning on the first anniversary of the grant date. Unvested options accelerated on the reporting person's resignation as a director.

Read SEC document
March 24, 2021 Filed May 11, 2021 21:28 UTC Heritage Global Inc. HGBL · Entity 256 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $0.40 $0.00
Disclosure

SEC source: 0001209191-21-031774 · doc4.xml · derivative · entry 28

SILBER ALLAN C · CIK 0001009161 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2028-03-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F16 · derivative.exercise_date: Options originally vested 25% annually beginning on the first anniversary of the grant date. Unvested options accelerated on the reporting person's resignation as a director.

Read SEC document
March 24, 2021 Filed May 11, 2021 21:28 UTC Heritage Global Inc. HGBL · Entity 256 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $0.53 $0.00
Disclosure

SEC source: 0001209191-21-031774 · doc4.xml · derivative · entry 27

SILBER ALLAN C · CIK 0001009161 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2029-03-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F16 · derivative.exercise_date: Options originally vested 25% annually beginning on the first anniversary of the grant date. Unvested options accelerated on the reporting person's resignation as a director.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.