Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Heritage Global Inc.HGBL · Entity 256 | 10% owner | September 01, 2021 | September 03, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Heritage Global Inc.
Report date September 01, 2021 · Filed September 03, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectAnglian Holdings, LLC | 3,198,296 |
Last balance in matching sequence
After 2021-09-02 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2021-09-01 · Sale · Disposed 28,245 · Balance 3,223,518 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.10 to $2.14, inclusive. The reporting person undertakes to provide to Heritage Global Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2: Anglian Holdings, LLC is a limited liability company solely owned by the reporting person. Row 2 · 2021-09-02 · Sale · Disposed 25,222 · Balance 3,198,296 F2: Anglian Holdings, LLC is a limited liability company solely owned by the reporting person. |
| Common StockSEC Table I · non-derivative | Direct | 374,697 |
Reported balance
Holding disclosure · report date 2021-09-01 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 374,697 |
| Common StockSEC Table I · non-derivative | IndirectBy spouse | 47,968 |
Reported balance
Holding disclosure · report date 2021-09-01 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 47,968 F3: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.10 to $2.14, inclusive. The reporting person undertakes to provide to Heritage Global Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F2: Anglian Holdings, LLC is a limited liability company solely owned by the reporting person.
F3: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
POINT Biopharma Global Inc.
Report date December 22, 2023 · Filed December 27, 2023
Section 16 reporting ended · disclosed 2023-12-27. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectPersonal Holding Company | 0 |
Reported balance
After 2023-12-22 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2023-12-22 · Other · Disposed 4,268,605 · Balance 0 F1: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 2, 2023, by and among POINT Biopharma Global Inc. (the "Issuer"), Eli Lilly and Company (the "Parent"), and Yosemite Falls Acquisition Corporation, a wholly owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub completed a cash tender offer for shares of common stock of the Issuer (each, a "Share"). After completion of the cash tender offer, Merger Sub merged with and into the Issuer (the "Merger"), effective as of December 27, 2023 (the "Effective Time"). At the Effective Time, each issued and outstanding Share was cancelled and converted into the right to receive $12.50 in cash (the "Merger Consideration"), without interest and less any applicable tax withholding. |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 0 |
Reported balance
After 2023-12-22 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2023-12-22 · Other · Disposed 313,884 · Balance 0 F1: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 2, 2023, by and among POINT Biopharma Global Inc. (the "Issuer"), Eli Lilly and Company (the "Parent"), and Yosemite Falls Acquisition Corporation, a wholly owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub completed a cash tender offer for shares of common stock of the Issuer (each, a "Share"). After completion of the cash tender offer, Merger Sub merged with and into the Issuer (the "Merger"), effective as of December 27, 2023 (the "Effective Time"). At the Effective Time, each issued and outstanding Share was cancelled and converted into the right to receive $12.50 in cash (the "Merger Consideration"), without interest and less any applicable tax withholding. |
| Common StockSEC Table I · non-derivative | IndirectTrustee | 0 |
Reported balance
After 2023-12-22 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2023-12-22 · Other · Disposed 38,087 · Balance 0 F1: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 2, 2023, by and among POINT Biopharma Global Inc. (the "Issuer"), Eli Lilly and Company (the "Parent"), and Yosemite Falls Acquisition Corporation, a wholly owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub completed a cash tender offer for shares of common stock of the Issuer (each, a "Share"). After completion of the cash tender offer, Merger Sub merged with and into the Issuer (the "Merger"), effective as of December 27, 2023 (the "Effective Time"). At the Effective Time, each issued and outstanding Share was cancelled and converted into the right to receive $12.50 in cash (the "Merger Consideration"), without interest and less any applicable tax withholding. F2: Held in a trust for which the Reporting Person is the trustee. |
| Common StockSEC Table I · non-derivative | IndirectSilber Holdings, Inc. | 0 |
Reported balance
After 2023-12-22 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2023-12-22 · Other · Disposed 4,035,655 · Balance 0 F1: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 2, 2023, by and among POINT Biopharma Global Inc. (the "Issuer"), Eli Lilly and Company (the "Parent"), and Yosemite Falls Acquisition Corporation, a wholly owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub completed a cash tender offer for shares of common stock of the Issuer (each, a "Share"). After completion of the cash tender offer, Merger Sub merged with and into the Issuer (the "Merger"), effective as of December 27, 2023 (the "Effective Time"). At the Effective Time, each issued and outstanding Share was cancelled and converted into the right to receive $12.50 in cash (the "Merger Consideration"), without interest and less any applicable tax withholding. F3: Silber Holdings, Inc. is a corporation controlled by the Reporting Person. |
| Common StockSEC Table I · non-derivative | IndirectAnglian Holdings, LLC | 0 |
Reported balance
After 2023-12-22 transaction · row 5
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 5 · 2023-12-22 · Other · Disposed 71,744 · Balance 0 F1: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 2, 2023, by and among POINT Biopharma Global Inc. (the "Issuer"), Eli Lilly and Company (the "Parent"), and Yosemite Falls Acquisition Corporation, a wholly owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub completed a cash tender offer for shares of common stock of the Issuer (each, a "Share"). After completion of the cash tender offer, Merger Sub merged with and into the Issuer (the "Merger"), effective as of December 27, 2023 (the "Effective Time"). At the Effective Time, each issued and outstanding Share was cancelled and converted into the right to receive $12.50 in cash (the "Merger Consideration"), without interest and less any applicable tax withholding. F4: Anglian Holdings, LLC is a limited liability company solely owned by the Reporting Person. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.39 · Expires 2026-03-25 | Direct | 0 |
Reported balance
After 2023-12-27 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2023-12-27 · Disposition to issuer · Disposed 6,787 · Balance 0 F5: Pursuant to the terms of the Merger Agreement, at the Effective Time, each option (whether vested or unvested) that was outstanding and unexercised immediately prior to the Effective Time, was cancelled and converted into the right to receive, for each Share underlying such option, an amount in cash, without interest, less any applicable tax withholding, equal to the excess, if any, of the Merger Consideration over the exercise price per share of such option. Each option that was outstanding and unexercised immediately prior to the Effective Time which had a per share exercise price greater than or equal to the Merger Consideration was cancelled with no consideration payable. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $8.13 · Expires 2028-03-29 | Direct | 0 |
Reported balance
After 2023-12-27 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2023-12-27 · Disposition to issuer · Disposed 332,476 · Balance 0 F5: Pursuant to the terms of the Merger Agreement, at the Effective Time, each option (whether vested or unvested) that was outstanding and unexercised immediately prior to the Effective Time, was cancelled and converted into the right to receive, for each Share underlying such option, an amount in cash, without interest, less any applicable tax withholding, equal to the excess, if any, of the Merger Consideration over the exercise price per share of such option. Each option that was outstanding and unexercised immediately prior to the Effective Time which had a per share exercise price greater than or equal to the Merger Consideration was cancelled with no consideration payable. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $6.78 · Expires 2029-03-28 | Direct | 0 |
Reported balance
After 2023-12-27 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2023-12-27 · Disposition to issuer · Disposed 537,322 · Balance 0 F5: Pursuant to the terms of the Merger Agreement, at the Effective Time, each option (whether vested or unvested) that was outstanding and unexercised immediately prior to the Effective Time, was cancelled and converted into the right to receive, for each Share underlying such option, an amount in cash, without interest, less any applicable tax withholding, equal to the excess, if any, of the Merger Consideration over the exercise price per share of such option. Each option that was outstanding and unexercised immediately prior to the Effective Time which had a per share exercise price greater than or equal to the Merger Consideration was cancelled with no consideration payable. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 2, 2023, by and among POINT Biopharma Global Inc. (the "Issuer"), Eli Lilly and Company (the "Parent"), and Yosemite Falls Acquisition Corporation, a wholly owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub completed a cash tender offer for shares of common stock of the Issuer (each, a "Share"). After completion of the cash tender offer, Merger Sub merged with and into the Issuer (the "Merger"), effective as of December 27, 2023 (the "Effective Time"). At the Effective Time, each issued and outstanding Share was cancelled and converted into the right to receive $12.50 in cash (the "Merger Consideration"), without interest and less any applicable tax withholding.
F2: Held in a trust for which the Reporting Person is the trustee.
F3: Silber Holdings, Inc. is a corporation controlled by the Reporting Person.
F4: Anglian Holdings, LLC is a limited liability company solely owned by the Reporting Person.
F5: Pursuant to the terms of the Merger Agreement, at the Effective Time, each option (whether vested or unvested) that was outstanding and unexercised immediately prior to the Effective Time, was cancelled and converted into the right to receive, for each Share underlying such option, an amount in cash, without interest, less any applicable tax withholding, equal to the excess, if any, of the Merger Consideration over the exercise price per share of such option. Each option that was outstanding and unexercised immediately prior to the Effective Time which had a per share exercise price greater than or equal to the Merger Consideration was cancelled with no consideration payable.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 27, 2023 Filed Dec 27, 2023 17:35 UTC | POINT Biopharma Global Inc. PNT · Entity 95793 | Disposition to issuerStock Option (Right to Buy) · Derivative | 537,322 | Not disclosed Strike: $6.78 | Not disclosed |
DisclosureSEC source: 0001104659-23-129767 · tm2333785-1_4seq1.xml · derivative · entry 8 SILBER ALLAN C · CIK 0001009161 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 537,322 shares Expires 2029-03-28 F5 · kind: Pursuant to the terms of the Merger Agreement, at the Effective Time, each option (whether vested or unvested) that was outstanding and unexercised immediately prior to the Effective Time, was cancelled and converted into the right to receive, for each Share underlying such option, an amount in cash, without interest, less any applicable tax withholding, equal to the excess, if any, of the Merger Consideration over the exercise price per share of such option. Each option that was outstanding and unexercised immediately prior to the Effective Time which had a per share exercise price greater than or equal to the Merger Consideration was cancelled with no consideration payable. F5 · price: Pursuant to the terms of the Merger Agreement, at the Effective Time, each option (whether vested or unvested) that was outstanding and unexercised immediately prior to the Effective Time, was cancelled and converted into the right to receive, for each Share underlying such option, an amount in cash, without interest, less any applicable tax withholding, equal to the excess, if any, of the Merger Consideration over the exercise price per share of such option. Each option that was outstanding and unexercised immediately prior to the Effective Time which had a per share exercise price greater than or equal to the Merger Consideration was cancelled with no consideration payable. F5 · derivative.exercise_date: Pursuant to the terms of the Merger Agreement, at the Effective Time, each option (whether vested or unvested) that was outstanding and unexercised immediately prior to the Effective Time, was cancelled and converted into the right to receive, for each Share underlying such option, an amount in cash, without interest, less any applicable tax withholding, equal to the excess, if any, of the Merger Consideration over the exercise price per share of such option. Each option that was outstanding and unexercised immediately prior to the Effective Time which had a per share exercise price greater than or equal to the Merger Consideration was cancelled with no consideration payable. Read SEC document |
| December 27, 2023 Filed Dec 27, 2023 17:35 UTC | POINT Biopharma Global Inc. PNT · Entity 95793 | Disposition to issuerStock Option (Right to Buy) · Derivative | 332,476 | Not disclosed Strike: $8.13 | Not disclosed |
DisclosureSEC source: 0001104659-23-129767 · tm2333785-1_4seq1.xml · derivative · entry 7 SILBER ALLAN C · CIK 0001009161 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 332,476 shares Expires 2028-03-29 F5 · kind: Pursuant to the terms of the Merger Agreement, at the Effective Time, each option (whether vested or unvested) that was outstanding and unexercised immediately prior to the Effective Time, was cancelled and converted into the right to receive, for each Share underlying such option, an amount in cash, without interest, less any applicable tax withholding, equal to the excess, if any, of the Merger Consideration over the exercise price per share of such option. Each option that was outstanding and unexercised immediately prior to the Effective Time which had a per share exercise price greater than or equal to the Merger Consideration was cancelled with no consideration payable. F5 · price: Pursuant to the terms of the Merger Agreement, at the Effective Time, each option (whether vested or unvested) that was outstanding and unexercised immediately prior to the Effective Time, was cancelled and converted into the right to receive, for each Share underlying such option, an amount in cash, without interest, less any applicable tax withholding, equal to the excess, if any, of the Merger Consideration over the exercise price per share of such option. Each option that was outstanding and unexercised immediately prior to the Effective Time which had a per share exercise price greater than or equal to the Merger Consideration was cancelled with no consideration payable. F5 · derivative.exercise_date: Pursuant to the terms of the Merger Agreement, at the Effective Time, each option (whether vested or unvested) that was outstanding and unexercised immediately prior to the Effective Time, was cancelled and converted into the right to receive, for each Share underlying such option, an amount in cash, without interest, less any applicable tax withholding, equal to the excess, if any, of the Merger Consideration over the exercise price per share of such option. Each option that was outstanding and unexercised immediately prior to the Effective Time which had a per share exercise price greater than or equal to the Merger Consideration was cancelled with no consideration payable. Read SEC document |
| December 27, 2023 Filed Dec 27, 2023 17:35 UTC | POINT Biopharma Global Inc. PNT · Entity 95793 | Disposition to issuerStock Option (Right to Buy) · Derivative | 6,787 | Not disclosed Strike: $1.39 | Not disclosed |
DisclosureSEC source: 0001104659-23-129767 · tm2333785-1_4seq1.xml · derivative · entry 6 SILBER ALLAN C · CIK 0001009161 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,787 shares Expires 2026-03-25 F5 · kind: Pursuant to the terms of the Merger Agreement, at the Effective Time, each option (whether vested or unvested) that was outstanding and unexercised immediately prior to the Effective Time, was cancelled and converted into the right to receive, for each Share underlying such option, an amount in cash, without interest, less any applicable tax withholding, equal to the excess, if any, of the Merger Consideration over the exercise price per share of such option. Each option that was outstanding and unexercised immediately prior to the Effective Time which had a per share exercise price greater than or equal to the Merger Consideration was cancelled with no consideration payable. F5 · price: Pursuant to the terms of the Merger Agreement, at the Effective Time, each option (whether vested or unvested) that was outstanding and unexercised immediately prior to the Effective Time, was cancelled and converted into the right to receive, for each Share underlying such option, an amount in cash, without interest, less any applicable tax withholding, equal to the excess, if any, of the Merger Consideration over the exercise price per share of such option. Each option that was outstanding and unexercised immediately prior to the Effective Time which had a per share exercise price greater than or equal to the Merger Consideration was cancelled with no consideration payable. F5 · derivative.exercise_date: Pursuant to the terms of the Merger Agreement, at the Effective Time, each option (whether vested or unvested) that was outstanding and unexercised immediately prior to the Effective Time, was cancelled and converted into the right to receive, for each Share underlying such option, an amount in cash, without interest, less any applicable tax withholding, equal to the excess, if any, of the Merger Consideration over the exercise price per share of such option. Each option that was outstanding and unexercised immediately prior to the Effective Time which had a per share exercise price greater than or equal to the Merger Consideration was cancelled with no consideration payable. Read SEC document |
| December 22, 2023 Filed Dec 27, 2023 17:35 UTC | POINT Biopharma Global Inc. PNT · Entity 95793 | OtherCommon Stock | 71,744 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-23-129767 · tm2333785-1_4seq1.xml · nonDerivative · entry 5 SILBER ALLAN C · CIK 0001009161 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Indirect · Anglian Holdings, LLC Disclosed balance after: 0 F1 · kind: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 2, 2023, by and among POINT Biopharma Global Inc. (the "Issuer"), Eli Lilly and Company (the "Parent"), and Yosemite Falls Acquisition Corporation, a wholly owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub completed a cash tender offer for shares of common stock of the Issuer (each, a "Share"). After completion of the cash tender offer, Merger Sub merged with and into the Issuer (the "Merger"), effective as of December 27, 2023 (the "Effective Time"). At the Effective Time, each issued and outstanding Share was cancelled and converted into the right to receive $12.50 in cash (the "Merger Consideration"), without interest and less any applicable tax withholding. F1 · price: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 2, 2023, by and among POINT Biopharma Global Inc. (the "Issuer"), Eli Lilly and Company (the "Parent"), and Yosemite Falls Acquisition Corporation, a wholly owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub completed a cash tender offer for shares of common stock of the Issuer (each, a "Share"). After completion of the cash tender offer, Merger Sub merged with and into the Issuer (the "Merger"), effective as of December 27, 2023 (the "Effective Time"). At the Effective Time, each issued and outstanding Share was cancelled and converted into the right to receive $12.50 in cash (the "Merger Consideration"), without interest and less any applicable tax withholding. F4 · ownership.nature: Anglian Holdings, LLC is a limited liability company solely owned by the Reporting Person. Read SEC document |
| December 22, 2023 Filed Dec 27, 2023 17:35 UTC | POINT Biopharma Global Inc. PNT · Entity 95793 | OtherCommon Stock | 4,035,655 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-23-129767 · tm2333785-1_4seq1.xml · nonDerivative · entry 4 SILBER ALLAN C · CIK 0001009161 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Indirect · Silber Holdings, Inc. Disclosed balance after: 0 F1 · kind: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 2, 2023, by and among POINT Biopharma Global Inc. (the "Issuer"), Eli Lilly and Company (the "Parent"), and Yosemite Falls Acquisition Corporation, a wholly owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub completed a cash tender offer for shares of common stock of the Issuer (each, a "Share"). After completion of the cash tender offer, Merger Sub merged with and into the Issuer (the "Merger"), effective as of December 27, 2023 (the "Effective Time"). At the Effective Time, each issued and outstanding Share was cancelled and converted into the right to receive $12.50 in cash (the "Merger Consideration"), without interest and less any applicable tax withholding. F1 · price: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 2, 2023, by and among POINT Biopharma Global Inc. (the "Issuer"), Eli Lilly and Company (the "Parent"), and Yosemite Falls Acquisition Corporation, a wholly owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub completed a cash tender offer for shares of common stock of the Issuer (each, a "Share"). After completion of the cash tender offer, Merger Sub merged with and into the Issuer (the "Merger"), effective as of December 27, 2023 (the "Effective Time"). At the Effective Time, each issued and outstanding Share was cancelled and converted into the right to receive $12.50 in cash (the "Merger Consideration"), without interest and less any applicable tax withholding. F3 · ownership.nature: Silber Holdings, Inc. is a corporation controlled by the Reporting Person. Read SEC document |
| December 22, 2023 Filed Dec 27, 2023 17:35 UTC | POINT Biopharma Global Inc. PNT · Entity 95793 | OtherCommon Stock | 38,087 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-23-129767 · tm2333785-1_4seq1.xml · nonDerivative · entry 3 SILBER ALLAN C · CIK 0001009161 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Indirect · Trustee Disclosed balance after: 0 F1 · kind: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 2, 2023, by and among POINT Biopharma Global Inc. (the "Issuer"), Eli Lilly and Company (the "Parent"), and Yosemite Falls Acquisition Corporation, a wholly owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub completed a cash tender offer for shares of common stock of the Issuer (each, a "Share"). After completion of the cash tender offer, Merger Sub merged with and into the Issuer (the "Merger"), effective as of December 27, 2023 (the "Effective Time"). At the Effective Time, each issued and outstanding Share was cancelled and converted into the right to receive $12.50 in cash (the "Merger Consideration"), without interest and less any applicable tax withholding. F1 · price: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 2, 2023, by and among POINT Biopharma Global Inc. (the "Issuer"), Eli Lilly and Company (the "Parent"), and Yosemite Falls Acquisition Corporation, a wholly owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub completed a cash tender offer for shares of common stock of the Issuer (each, a "Share"). After completion of the cash tender offer, Merger Sub merged with and into the Issuer (the "Merger"), effective as of December 27, 2023 (the "Effective Time"). At the Effective Time, each issued and outstanding Share was cancelled and converted into the right to receive $12.50 in cash (the "Merger Consideration"), without interest and less any applicable tax withholding. F2 · ownership.nature: Held in a trust for which the Reporting Person is the trustee. Read SEC document |
| December 22, 2023 Filed Dec 27, 2023 17:35 UTC | POINT Biopharma Global Inc. PNT · Entity 95793 | OtherCommon Stock | 313,884 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-23-129767 · tm2333785-1_4seq1.xml · nonDerivative · entry 2 SILBER ALLAN C · CIK 0001009161 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 0 F1 · kind: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 2, 2023, by and among POINT Biopharma Global Inc. (the "Issuer"), Eli Lilly and Company (the "Parent"), and Yosemite Falls Acquisition Corporation, a wholly owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub completed a cash tender offer for shares of common stock of the Issuer (each, a "Share"). After completion of the cash tender offer, Merger Sub merged with and into the Issuer (the "Merger"), effective as of December 27, 2023 (the "Effective Time"). At the Effective Time, each issued and outstanding Share was cancelled and converted into the right to receive $12.50 in cash (the "Merger Consideration"), without interest and less any applicable tax withholding. F1 · price: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 2, 2023, by and among POINT Biopharma Global Inc. (the "Issuer"), Eli Lilly and Company (the "Parent"), and Yosemite Falls Acquisition Corporation, a wholly owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub completed a cash tender offer for shares of common stock of the Issuer (each, a "Share"). After completion of the cash tender offer, Merger Sub merged with and into the Issuer (the "Merger"), effective as of December 27, 2023 (the "Effective Time"). At the Effective Time, each issued and outstanding Share was cancelled and converted into the right to receive $12.50 in cash (the "Merger Consideration"), without interest and less any applicable tax withholding. Read SEC document |
| December 22, 2023 Filed Dec 27, 2023 17:35 UTC | POINT Biopharma Global Inc. PNT · Entity 95793 | OtherCommon Stock | 4,268,605 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-23-129767 · tm2333785-1_4seq1.xml · nonDerivative · entry 1 SILBER ALLAN C · CIK 0001009161 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Indirect · Personal Holding Company Disclosed balance after: 0 F1 · kind: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 2, 2023, by and among POINT Biopharma Global Inc. (the "Issuer"), Eli Lilly and Company (the "Parent"), and Yosemite Falls Acquisition Corporation, a wholly owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub completed a cash tender offer for shares of common stock of the Issuer (each, a "Share"). After completion of the cash tender offer, Merger Sub merged with and into the Issuer (the "Merger"), effective as of December 27, 2023 (the "Effective Time"). At the Effective Time, each issued and outstanding Share was cancelled and converted into the right to receive $12.50 in cash (the "Merger Consideration"), without interest and less any applicable tax withholding. F1 · price: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 2, 2023, by and among POINT Biopharma Global Inc. (the "Issuer"), Eli Lilly and Company (the "Parent"), and Yosemite Falls Acquisition Corporation, a wholly owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub completed a cash tender offer for shares of common stock of the Issuer (each, a "Share"). After completion of the cash tender offer, Merger Sub merged with and into the Issuer (the "Merger"), effective as of December 27, 2023 (the "Effective Time"). At the Effective Time, each issued and outstanding Share was cancelled and converted into the right to receive $12.50 in cash (the "Merger Consideration"), without interest and less any applicable tax withholding. Read SEC document |
| November 03, 2023 Filed Nov 7, 2023 18:31 UTC | POINT Biopharma Global Inc. PNT · Entity 95793 | GiftCommon Stock | 500,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-115374 · tm2330145-1_4seq1.xml · nonDerivative · entry 3 SILBER ALLAN C · CIK 0001009161 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Indirect · Trustee Disclosed balance after: 38,087 F1 · kind: Reflects the gift of common stock to a charitable donor-advised fund. F2 · ownership.nature: Held in a trust for which the Reporting Person is the trustee. Read SEC document |
| March 28, 2023 Filed Mar 30, 2023 20:16 UTC | POINT Biopharma Global Inc. PNT · Entity 95793 | GrantStock Option (Right to Buy) · Derivative | 537,322 | $0.00 Strike: $6.78 | $0.00 |
DisclosureSEC source: 0001104659-23-039363 · tm2311087-6_4seq1.xml · derivative · entry 1 SILBER ALLAN C · CIK 0001009161 · Director · Executive Chairman · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 537,322 Underlying: Common Stock · 537,322 shares Expires 2029-03-28 F1 · derivative.exercise_date: The option vests 25% on the first anniversary of the date of grant with the remaining 75% vesting in three equal annual installments thereafter. Read SEC document |
| November 18, 2022 Filed Nov 21, 2022 17:52 UTC | POINT Biopharma Global Inc. PNT · Entity 95793 | PurchaseCommon Stock | 22,397 | $6.50 | $145,580.50 |
DisclosureSEC source: 0001104659-22-120873 · tm2231115-1_4seq1.xml · nonDerivative · entry 2 SILBER ALLAN C · CIK 0001009161 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,268,605 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.20 to $6.60, inclusive. The Reporting Person undertakes to provide to POINT Biopharma Global Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| November 17, 2022 Filed Nov 21, 2022 17:52 UTC | POINT Biopharma Global Inc. PNT · Entity 95793 | PurchaseCommon Stock | 27,603 | $6.00 | $165,618.00 |
DisclosureSEC source: 0001104659-22-120873 · tm2231115-1_4seq1.xml · nonDerivative · entry 1 SILBER ALLAN C · CIK 0001009161 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,246,208 Read SEC document |
| March 29, 2022 Filed Mar 31, 2022 17:00 UTC | POINT Biopharma Global Inc. PNT · Entity 95793 | GrantStock Option (Right to Buy) · Derivative | 332,476 | $0.00 Strike: $8.13 | $0.00 |
DisclosureSEC source: 0001104659-22-041129 · tm2211101-4_4seq1.xml · derivative · entry 1 SILBER ALLAN C · CIK 0001009161 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 332,476 Underlying: Common Stock · 332,476 shares Expires 2028-03-29 F1 · derivative.exercise_date: The option vests 25% on the first anniversary of the date of grant with the remaining 75% vesting in three equal annual installments thereafter. Read SEC document |
| September 02, 2021 Filed Sep 3, 2021 21:22 UTC | Heritage Global Inc. HGBL · Entity 256 | SaleCommon Stock | 25,222 | $2.20 | $55,488.40 |
DisclosureSEC source: 0001209191-21-054826 · doc4.xml · nonDerivative · entry 2 SILBER ALLAN C · CIK 0001009161 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Anglian Holdings, LLC Disclosed balance after: 3,198,296 F2 · ownership.nature: Anglian Holdings, LLC is a limited liability company solely owned by the reporting person. Read SEC document |
| September 01, 2021 Filed Sep 3, 2021 21:22 UTC | Heritage Global Inc. HGBL · Entity 256 | SaleCommon Stock | 28,245 | $2.11 | $59,596.95 |
DisclosureSEC source: 0001209191-21-054826 · doc4.xml · nonDerivative · entry 1 SILBER ALLAN C · CIK 0001009161 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Anglian Holdings, LLC Disclosed balance after: 3,223,518 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.10 to $2.14, inclusive. The reporting person undertakes to provide to Heritage Global Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Anglian Holdings, LLC is a limited liability company solely owned by the reporting person. Read SEC document |
| August 31, 2021 Filed Aug 31, 2021 21:31 UTC | Heritage Global Inc. HGBL · Entity 256 | SaleCommon Stock | 15,274 | $2.12 | $32,380.88 |
DisclosureSEC source: 0001209191-21-054120 · doc4.xml · nonDerivative · entry 3 SILBER ALLAN C · CIK 0001009161 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Anglian Holdings, LLC Disclosed balance after: 3,251,763 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.10 to $2.17, inclusive. F2 · ownership.nature: Anglian Holdings, LLC is a limited liability company solely owned by the reporting person. Read SEC document |
| August 30, 2021 Filed Aug 31, 2021 21:31 UTC | Heritage Global Inc. HGBL · Entity 256 | SaleCommon Stock | 6,481 | $2.23 | $14,452.63 |
DisclosureSEC source: 0001209191-21-054120 · doc4.xml · nonDerivative · entry 2 SILBER ALLAN C · CIK 0001009161 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Anglian Holdings, LLC Disclosed balance after: 3,267,037 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.20 to $2.25, inclusive. F2 · ownership.nature: Anglian Holdings, LLC is a limited liability company solely owned by the reporting person. Read SEC document |
| August 27, 2021 Filed Aug 31, 2021 21:31 UTC | Heritage Global Inc. HGBL · Entity 256 | SaleCommon Stock | 49,346 | $2.11 | $104,120.06 |
DisclosureSEC source: 0001209191-21-054120 · doc4.xml · nonDerivative · entry 1 SILBER ALLAN C · CIK 0001009161 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Anglian Holdings, LLC Disclosed balance after: 3,273,518 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.10 to $2.14, inclusive. The reporting person undertakes to provide to Heritage Global Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (3) and (4) to this Form 4. F2 · ownership.nature: Anglian Holdings, LLC is a limited liability company solely owned by the reporting person. Read SEC document |
| August 26, 2021 Filed Aug 26, 2021 22:47 UTC | Heritage Global Inc. HGBL · Entity 256 | SaleCommon Stock | 29,162 | $2.15 | $62,698.30 |
DisclosureSEC source: 0001209191-21-053540 · doc4.xml · nonDerivative · entry 3 SILBER ALLAN C · CIK 0001009161 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Anglian Holdings, LLC Disclosed balance after: 3,322,864 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.13 to $2.17, inclusive. F2 · ownership.nature: Anglian Holdings, LLC is a limited liability company solely owned by the reporting person. Read SEC document |
| August 25, 2021 Filed Aug 26, 2021 22:47 UTC | Heritage Global Inc. HGBL · Entity 256 | SaleCommon Stock | 83,513 | $1.89 | $157,839.57 |
DisclosureSEC source: 0001209191-21-053540 · doc4.xml · nonDerivative · entry 2 SILBER ALLAN C · CIK 0001009161 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Anglian Holdings, LLC Disclosed balance after: 3,352,026 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.80 to $2.04, inclusive. F2 · ownership.nature: Anglian Holdings, LLC is a limited liability company solely owned by the reporting person. Read SEC document |
| August 24, 2021 Filed Aug 26, 2021 22:47 UTC | Heritage Global Inc. HGBL · Entity 256 | SaleCommon Stock | 42,487 | $1.83 | $77,751.21 |
DisclosureSEC source: 0001209191-21-053540 · doc4.xml · nonDerivative · entry 1 SILBER ALLAN C · CIK 0001009161 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Anglian Holdings, LLC Disclosed balance after: 3,435,539 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.80 to $1.85, inclusive. The reporting person undertakes to provide to Heritage Global Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (3) and (4) to this Form 4. F2 · ownership.nature: Anglian Holdings, LLC is a limited liability company solely owned by the reporting person. Read SEC document |
| August 19, 2021 Filed Aug 20, 2021 21:53 UTC | Heritage Global Inc. HGBL · Entity 256 | SaleCommon Stock | 81,400 | $1.79 | $145,706.00 |
DisclosureSEC source: 0001209191-21-052825 · doc4.xml · nonDerivative · entry 1 SILBER ALLAN C · CIK 0001009161 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Anglian Holdings, LLC Disclosed balance after: 3,478,026 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.78 to $1.84, inclusive. The reporting person undertakes to provide to Heritage Global Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. F2 · ownership.nature: Anglian Holdings, LLC is a limited liability company solely owned by the reporting person. Read SEC document |
| August 13, 2021 Filed Aug 17, 2021 22:25 UTC | Heritage Global Inc. HGBL · Entity 256 | SaleCommon Stock | 2,500 | $1.90 | $4,750.00 |
DisclosureSEC source: 0001209191-21-052013 · doc4.xml · nonDerivative · entry 1 SILBER ALLAN C · CIK 0001009161 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Anglian Holdings, LLC Disclosed balance after: 3,559,426 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.90 to $1.91, inclusive. The reporting person undertakes to provide to Heritage Global Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. F2 · ownership.nature: Anglian Holdings, LLC is a limited liability company solely owned by the reporting person. Read SEC document |
| June 30, 2021 Filed Jun 30, 2021 21:31 UTC | POINT Biopharma Global Inc. PNT · Entity 95793 | GrantStock Option (Right to Buy) · Derivative | 6,787 | $0.00 Strike: $1.39 | $0.00 |
DisclosureSEC source: 0001104659-21-087833 · tm2121126-20_4seq1.xml · derivative · entry 5 SILBER ALLAN C · CIK 0001009161 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,787 Underlying: Common Stock · 6,787 shares Expires 2026-03-25 F5 · kind: At the effective time of the Business Combination, each option to acquire shares of Old POINT was exchanged for an option to acquire shares of Common Stock of the Issuer based on an implied Old POINT vested equity value of $585,000,000. As a result, the Reporting Person received the reported options to acquire the Issuer's Common Stock in consideration for the options to acquire equity securities of Old POINT held by the Reporting Person prior to the Business Combination. F6 · derivative.exercise_date: The option vested 25% on March 18, 2021 with the remaining 75% vesting in three equal annual installments thereafter. Read SEC document |
| June 30, 2021 Filed Jun 30, 2021 21:31 UTC | POINT Biopharma Global Inc. PNT · Entity 95793 | GrantCommon Stock | 71,744 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-087833 · tm2121126-20_4seq1.xml · nonDerivative · entry 4 SILBER ALLAN C · CIK 0001009161 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Anglian Holdings, LLC Disclosed balance after: 71,744 F1 · price: On June 30, 2021, POINT BIOPHARMA GLOBAL INC. (f/k/a Therapeutics Acquisition Corp., the "Issuer") consummated a business combination (the "Business Combination") pursuant to which RACA, Bodhi Merger Sub, Inc., a wholly-owned subsidiary of the Issuer merged with and into POINT Biopharma Inc., ("Old POINT"). At the effective time of the Business Combination, each share of Old POINT outstanding as of immediately prior to the effective time was exchanged for shares of Common Stock of the Issuer based on an implied Old POINT vested equity value of $585,000,000. As a result, the Reporting Person received the reported shares of the Issuer's Common Stock in consideration for the equity securities of Old POINT held by the Reporting Person prior to the Business Combination. F4 · ownership.nature: Anglian Holdings, LLC is a limited liability company solely owned by the Reporting Person. Read SEC document |
| June 30, 2021 Filed Jun 30, 2021 21:31 UTC | POINT Biopharma Global Inc. PNT · Entity 95793 | GrantCommon Stock | 4,035,655 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-087833 · tm2121126-20_4seq1.xml · nonDerivative · entry 3 SILBER ALLAN C · CIK 0001009161 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Silber Holdings, Inc. Disclosed balance after: 4,035,655 F1 · price: On June 30, 2021, POINT BIOPHARMA GLOBAL INC. (f/k/a Therapeutics Acquisition Corp., the "Issuer") consummated a business combination (the "Business Combination") pursuant to which RACA, Bodhi Merger Sub, Inc., a wholly-owned subsidiary of the Issuer merged with and into POINT Biopharma Inc., ("Old POINT"). At the effective time of the Business Combination, each share of Old POINT outstanding as of immediately prior to the effective time was exchanged for shares of Common Stock of the Issuer based on an implied Old POINT vested equity value of $585,000,000. As a result, the Reporting Person received the reported shares of the Issuer's Common Stock in consideration for the equity securities of Old POINT held by the Reporting Person prior to the Business Combination. F3 · ownership.nature: Silber Holdings, Inc is a corporation controlled by Reporting Person. Read SEC document |
| June 30, 2021 Filed Jun 30, 2021 21:31 UTC | POINT Biopharma Global Inc. PNT · Entity 95793 | GrantCommon Stock | 538,087 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-087833 · tm2121126-20_4seq1.xml · nonDerivative · entry 2 SILBER ALLAN C · CIK 0001009161 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Trustee Disclosed balance after: 538,087 F1 · price: On June 30, 2021, POINT BIOPHARMA GLOBAL INC. (f/k/a Therapeutics Acquisition Corp., the "Issuer") consummated a business combination (the "Business Combination") pursuant to which RACA, Bodhi Merger Sub, Inc., a wholly-owned subsidiary of the Issuer merged with and into POINT Biopharma Inc., ("Old POINT"). At the effective time of the Business Combination, each share of Old POINT outstanding as of immediately prior to the effective time was exchanged for shares of Common Stock of the Issuer based on an implied Old POINT vested equity value of $585,000,000. As a result, the Reporting Person received the reported shares of the Issuer's Common Stock in consideration for the equity securities of Old POINT held by the Reporting Person prior to the Business Combination. F2 · ownership.nature: Held in a trust in which the Reporting Person is the Trustee Read SEC document |
| June 30, 2021 Filed Jun 30, 2021 21:31 UTC | POINT Biopharma Global Inc. PNT · Entity 95793 | GrantCommon Stock | 4,218,605 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-087833 · tm2121126-20_4seq1.xml · nonDerivative · entry 1 SILBER ALLAN C · CIK 0001009161 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,218,605 F1 · price: On June 30, 2021, POINT BIOPHARMA GLOBAL INC. (f/k/a Therapeutics Acquisition Corp., the "Issuer") consummated a business combination (the "Business Combination") pursuant to which RACA, Bodhi Merger Sub, Inc., a wholly-owned subsidiary of the Issuer merged with and into POINT Biopharma Inc., ("Old POINT"). At the effective time of the Business Combination, each share of Old POINT outstanding as of immediately prior to the effective time was exchanged for shares of Common Stock of the Issuer based on an implied Old POINT vested equity value of $585,000,000. As a result, the Reporting Person received the reported shares of the Issuer's Common Stock in consideration for the equity securities of Old POINT held by the Reporting Person prior to the Business Combination. Read SEC document |
| June 30, 2021 Filed Jul 2, 2021 19:41 UTC | Heritage Global Inc. HGBL · Entity 256 | SaleCommon Stock | 251 | $2.53 | $635.03 |
DisclosureSEC source: 0001209191-21-044847 · doc4.xml · nonDerivative · entry 6 SILBER ALLAN C · CIK 0001009161 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Anglian Holdings, LLC Disclosed balance after: 3,561,926 F1 · ownership.nature: Anglian Holdings, LLC is a limited liability company solely owned by the reporting person. Read SEC document |
| June 30, 2021 Filed Jul 2, 2021 19:41 UTC | Heritage Global Inc. HGBL · Entity 256 | SaleCommon Stock | 100 | $2.53 | $253.00 |
DisclosureSEC source: 0001209191-21-044847 · doc4.xml · nonDerivative · entry 5 SILBER ALLAN C · CIK 0001009161 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Anglian Holdings, LLC Disclosed balance after: 3,562,177 F1 · ownership.nature: Anglian Holdings, LLC is a limited liability company solely owned by the reporting person. Read SEC document |
| June 30, 2021 Filed Jul 2, 2021 19:41 UTC | Heritage Global Inc. HGBL · Entity 256 | SaleCommon Stock | 11 | $2.53 | $27.83 |
DisclosureSEC source: 0001209191-21-044847 · doc4.xml · nonDerivative · entry 4 SILBER ALLAN C · CIK 0001009161 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Anglian Holdings, LLC Disclosed balance after: 3,562,277 F1 · ownership.nature: Anglian Holdings, LLC is a limited liability company solely owned by the reporting person. Read SEC document |
| June 30, 2021 Filed Jul 2, 2021 19:41 UTC | Heritage Global Inc. HGBL · Entity 256 | SaleCommon Stock | 100 | $2.54 | $254.00 |
DisclosureSEC source: 0001209191-21-044847 · doc4.xml · nonDerivative · entry 3 SILBER ALLAN C · CIK 0001009161 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Anglian Holdings, LLC Disclosed balance after: 3,562,288 F1 · ownership.nature: Anglian Holdings, LLC is a limited liability company solely owned by the reporting person. Read SEC document |
| June 30, 2021 Filed Jul 2, 2021 19:41 UTC | Heritage Global Inc. HGBL · Entity 256 | SaleCommon Stock | 200 | $2.54 | $508.00 |
DisclosureSEC source: 0001209191-21-044847 · doc4.xml · nonDerivative · entry 2 SILBER ALLAN C · CIK 0001009161 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Anglian Holdings, LLC Disclosed balance after: 3,562,388 F1 · ownership.nature: Anglian Holdings, LLC is a limited liability company solely owned by the reporting person. Read SEC document |
| June 30, 2021 Filed Jul 2, 2021 19:41 UTC | Heritage Global Inc. HGBL · Entity 256 | SaleCommon Stock | 19 | $2.54 | $48.26 |
DisclosureSEC source: 0001209191-21-044847 · doc4.xml · nonDerivative · entry 1 SILBER ALLAN C · CIK 0001009161 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Anglian Holdings, LLC Disclosed balance after: 3,562,588 F1 · ownership.nature: Anglian Holdings, LLC is a limited liability company solely owned by the reporting person. Read SEC document |
| June 30, 2021 Filed Feb 14, 2022 18:52 UTC | POINT Biopharma Global Inc. PNT · Entity 95793 | OtherCommon Stock | 23,309 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-023334 · tm226751-1_5seq1.xml · nonDerivative · entry 2 SILBER ALLAN C · CIK 0001009161 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Trustee Disclosed balance after: 514,778 F2 · kind: On June 30, 2021, the Reporting Person, as trustee, distributed 23,309 shares of the Issuer's Common Stock held pursuant to a trust to certain beneficiaries of that trust. This disposition was inadvertently omitted from the Form 4 filed by the Reporting Person on June 30, 2021. F3 · ownership.nature: Held in a trust for which the Reporting Person is the trustee. Read SEC document |
| June 30, 2021 Filed Feb 14, 2022 18:52 UTC | POINT Biopharma Global Inc. PNT · Entity 95793 | GrantCommon Stock | 313,884 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-22-023334 · tm226751-1_5seq1.xml · nonDerivative · entry 1 SILBER ALLAN C · CIK 0001009161 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 313,884 F1 · price: On June 30, 2021, POINT Biopharma Global Inc. (f/k/a Therapeutics Acquisition Corp., the "Issuer") consummated a business combination (the "Business Combination") pursuant to which Bodhi Merger Sub, Inc., a wholly-owned subsidiary of the Issuer, merged with and into POINT Biopharma Inc. ("Old POINT"). At the effective time of the Business Combination, each share of Old POINT outstanding as of immediately prior to the effective time was exchanged for shares of Common Stock of the Issuer based on an implied Old POINT vested equity value of $585,000,000. As a result, the Reporting Person's spouse received the reported shares of the Issuer's Common Stock in consideration for the equity securities of Old POINT held by the Reporting Person's spouse prior to the Business Combination. These shares held by the Reporting Person's spouse were inadvertently omitted from the Form 4 filed by the Reporting Person on June 30, 2021. Read SEC document |
| April 09, 2021 Filed May 11, 2021 21:28 UTC | Heritage Global Inc. HGBL · Entity 256 | SaleCommon Stock | 100 | $3.00 | $300.00 |
DisclosureSEC source: 0001209191-21-031774 · doc4.xml · nonDerivative · entry 24 SILBER ALLAN C · CIK 0001009161 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Anglian Holdings, LLC Disclosed balance after: 3,562,607 F4 · ownership.nature: Anglian Holdings, LLC is a limited liability company solely owned by the reporting person. Read SEC document |
| April 08, 2021 Filed May 11, 2021 21:28 UTC | Heritage Global Inc. HGBL · Entity 256 | SaleCommon Stock | 24,400 | $3.00 | $73,200.00 |
DisclosureSEC source: 0001209191-21-031774 · doc4.xml · nonDerivative · entry 23 SILBER ALLAN C · CIK 0001009161 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Anglian Holdings, LLC Disclosed balance after: 3,562,707 F14 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.00 to $3.01, inclusive. F4 · ownership.nature: Anglian Holdings, LLC is a limited liability company solely owned by the reporting person. Read SEC document |
| April 07, 2021 Filed May 11, 2021 21:28 UTC | Heritage Global Inc. HGBL · Entity 256 | SaleCommon Stock | 17,590 | $3.00 | $52,770.00 |
DisclosureSEC source: 0001209191-21-031774 · doc4.xml · nonDerivative · entry 22 SILBER ALLAN C · CIK 0001009161 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Anglian Holdings, LLC Disclosed balance after: 3,587,107 F4 · ownership.nature: Anglian Holdings, LLC is a limited liability company solely owned by the reporting person. Read SEC document |
| April 06, 2021 Filed May 11, 2021 21:28 UTC | Heritage Global Inc. HGBL · Entity 256 | SaleCommon Stock | 2,928 | $3.00 | $8,784.00 |
DisclosureSEC source: 0001209191-21-031774 · doc4.xml · nonDerivative · entry 21 SILBER ALLAN C · CIK 0001009161 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Anglian Holdings, LLC Disclosed balance after: 3,604,697 F4 · ownership.nature: Anglian Holdings, LLC is a limited liability company solely owned by the reporting person. Read SEC document |
| April 05, 2021 Filed May 11, 2021 21:28 UTC | Heritage Global Inc. HGBL · Entity 256 | SaleCommon Stock | 9,033 | $3.00 | $27,099.00 |
DisclosureSEC source: 0001209191-21-031774 · doc4.xml · nonDerivative · entry 20 SILBER ALLAN C · CIK 0001009161 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Anglian Holdings, LLC Disclosed balance after: 3,607,625 F13 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.00 to $3.02, inclusive. F4 · ownership.nature: Anglian Holdings, LLC is a limited liability company solely owned by the reporting person. Read SEC document |
| April 01, 2021 Filed May 11, 2021 21:28 UTC | Heritage Global Inc. HGBL · Entity 256 | SaleCommon Stock | 11,020 | $2.95 | $32,509.00 |
DisclosureSEC source: 0001209191-21-031774 · doc4.xml · nonDerivative · entry 19 SILBER ALLAN C · CIK 0001009161 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Anglian Holdings, LLC Disclosed balance after: 3,616,658 F12 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.95 to $2.96, inclusive. F4 · ownership.nature: Anglian Holdings, LLC is a limited liability company solely owned by the reporting person. Read SEC document |
| March 29, 2021 Filed May 11, 2021 21:28 UTC | Heritage Global Inc. HGBL · Entity 256 | SaleCommon Stock | 1,505 | $2.95 | $4,439.75 |
DisclosureSEC source: 0001209191-21-031774 · doc4.xml · nonDerivative · entry 18 SILBER ALLAN C · CIK 0001009161 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Anglian Holdings, LLC Disclosed balance after: 3,627,678 F4 · ownership.nature: Anglian Holdings, LLC is a limited liability company solely owned by the reporting person. Read SEC document |
| March 26, 2021 Filed May 11, 2021 21:28 UTC | Heritage Global Inc. HGBL · Entity 256 | SaleCommon Stock | 28,679 | $2.95 | $84,603.05 |
DisclosureSEC source: 0001209191-21-031774 · doc4.xml · nonDerivative · entry 17 SILBER ALLAN C · CIK 0001009161 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Anglian Holdings, LLC Disclosed balance after: 3,629,183 F11 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.95 to $2.97, inclusive. F4 · ownership.nature: Anglian Holdings, LLC is a limited liability company solely owned by the reporting person. Read SEC document |
| March 25, 2021 Filed May 11, 2021 21:28 UTC | Heritage Global Inc. HGBL · Entity 256 | SaleCommon Stock | 50,000 | $2.92 | $146,000.00 |
DisclosureSEC source: 0001209191-21-031774 · doc4.xml · nonDerivative · entry 16 SILBER ALLAN C · CIK 0001009161 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Anglian Holdings, LLC Disclosed balance after: 3,657,862 F10 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.90 to $2.99, inclusive. F4 · ownership.nature: Anglian Holdings, LLC is a limited liability company solely owned by the reporting person. Read SEC document |
| March 24, 2021 Filed May 11, 2021 21:28 UTC | Heritage Global Inc. HGBL · Entity 256 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $0.24 | $0.00 |
DisclosureSEC source: 0001209191-21-031774 · doc4.xml · derivative · entry 31 SILBER ALLAN C · CIK 0001009161 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2026-03-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F16 · derivative.exercise_date: Options originally vested 25% annually beginning on the first anniversary of the grant date. Unvested options accelerated on the reporting person's resignation as a director. Read SEC document |
| March 24, 2021 Filed May 11, 2021 21:28 UTC | Heritage Global Inc. HGBL · Entity 256 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 25,000 | $0.00 Strike: $0.45 | $0.00 |
DisclosureSEC source: 0001209191-21-031774 · doc4.xml · derivative · entry 30 SILBER ALLAN C · CIK 0001009161 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,000 shares Expires 2026-12-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F16 · derivative.exercise_date: Options originally vested 25% annually beginning on the first anniversary of the grant date. Unvested options accelerated on the reporting person's resignation as a director. Read SEC document |
| March 24, 2021 Filed May 11, 2021 21:28 UTC | Heritage Global Inc. HGBL · Entity 256 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $0.48 | $0.00 |
DisclosureSEC source: 0001209191-21-031774 · doc4.xml · derivative · entry 29 SILBER ALLAN C · CIK 0001009161 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2027-03-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F16 · derivative.exercise_date: Options originally vested 25% annually beginning on the first anniversary of the grant date. Unvested options accelerated on the reporting person's resignation as a director. Read SEC document |
| March 24, 2021 Filed May 11, 2021 21:28 UTC | Heritage Global Inc. HGBL · Entity 256 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $0.40 | $0.00 |
DisclosureSEC source: 0001209191-21-031774 · doc4.xml · derivative · entry 28 SILBER ALLAN C · CIK 0001009161 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2028-03-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F16 · derivative.exercise_date: Options originally vested 25% annually beginning on the first anniversary of the grant date. Unvested options accelerated on the reporting person's resignation as a director. Read SEC document |
| March 24, 2021 Filed May 11, 2021 21:28 UTC | Heritage Global Inc. HGBL · Entity 256 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $0.53 | $0.00 |
DisclosureSEC source: 0001209191-21-031774 · doc4.xml · derivative · entry 27 SILBER ALLAN C · CIK 0001009161 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2029-03-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F16 · derivative.exercise_date: Options originally vested 25% annually beginning on the first anniversary of the grant date. Unvested options accelerated on the reporting person's resignation as a director. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.