Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Nauticus Robotics, Inc.KITT · Entity 8200 | Chief Operating Officer | December 31, 2023 | January 03, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Nauticus Robotics, Inc.
Report date December 31, 2023 · Filed January 03, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 117,518 |
Ending reported balance
After 2024-01-02 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2023-12-31 · Exercise / conversion · Acquired 68,554 · Balance 135,875 F1: Sell-Cover; cash proceeds delivered to the issuer to satisfy tax withholding. Each Restricted Stock Unit ("RSU") is issued pursuant to the Company's 2022 Omnibus Incentive Plan and represents a contingent right to receive one share of common stock, and vesting (i.e., forfeiture restriction termination) generally is subject to the reporting person remaining an employee or director of the Company, its affiliates or subsidiaries. Row 2 · 2024-01-02 · Sale · Disposed 18,357 · Balance 117,518 F1: Sell-Cover; cash proceeds delivered to the issuer to satisfy tax withholding. Each Restricted Stock Unit ("RSU") is issued pursuant to the Company's 2022 Omnibus Incentive Plan and represents a contingent right to receive one share of common stock, and vesting (i.e., forfeiture restriction termination) generally is subject to the reporting person remaining an employee or director of the Company, its affiliates or subsidiaries. |
| Performance RSUSEC Table II · derivative / convertible security | Direct | 134,420 |
Reported balance
After 2023-12-31 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2023-12-31 · Exercise / conversion · Disposed 134,420 · Balance 134,420 F1: Sell-Cover; cash proceeds delivered to the issuer to satisfy tax withholding. Each Restricted Stock Unit ("RSU") is issued pursuant to the Company's 2022 Omnibus Incentive Plan and represents a contingent right to receive one share of common stock, and vesting (i.e., forfeiture restriction termination) generally is subject to the reporting person remaining an employee or director of the Company, its affiliates or subsidiaries. F2: 0% to 150% of these Performance RSUs may vest in two (2) equal installments on each of December 31, 2023 and December 31, 2024, based the Company's revenue. |
Filing footnotes · ownership attribution and instrument terms
F1: Sell-Cover; cash proceeds delivered to the issuer to satisfy tax withholding. Each Restricted Stock Unit ("RSU") is issued pursuant to the Company's 2022 Omnibus Incentive Plan and represents a contingent right to receive one share of common stock, and vesting (i.e., forfeiture restriction termination) generally is subject to the reporting person remaining an employee or director of the Company, its affiliates or subsidiaries.
F2: 0% to 150% of these Performance RSUs may vest in two (2) equal installments on each of December 31, 2023 and December 31, 2024, based the Company's revenue.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 02, 2024 Filed Jan 3, 2024 21:44 UTC | Nauticus Robotics, Inc. KITT · Entity 8200 | SaleCommon Stock | 18,357 | $0.64 | $11,748.48 |
DisclosureSEC source: 0001213900-24-000967 · ownership.xml · nonDerivative · entry 2 Bohan Donnelly A. · CIK 0001944958 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 117,518 F1 · kind: Sell-Cover; cash proceeds delivered to the issuer to satisfy tax withholding. Each Restricted Stock Unit ("RSU") is issued pursuant to the Company's 2022 Omnibus Incentive Plan and represents a contingent right to receive one share of common stock, and vesting (i.e., forfeiture restriction termination) generally is subject to the reporting person remaining an employee or director of the Company, its affiliates or subsidiaries. Read SEC document |
| December 31, 2023 Filed Jan 3, 2024 21:44 UTC | Nauticus Robotics, Inc. KITT · Entity 8200 | Exercise / conversionPerformance RSU · Derivative | 134,420 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-24-000967 · ownership.xml · derivative · entry 3 Bohan Donnelly A. · CIK 0001944958 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 134,420 Underlying: Common Stock · 134,420 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Sell-Cover; cash proceeds delivered to the issuer to satisfy tax withholding. Each Restricted Stock Unit ("RSU") is issued pursuant to the Company's 2022 Omnibus Incentive Plan and represents a contingent right to receive one share of common stock, and vesting (i.e., forfeiture restriction termination) generally is subject to the reporting person remaining an employee or director of the Company, its affiliates or subsidiaries. F2 · derivative.exercise_date: 0% to 150% of these Performance RSUs may vest in two (2) equal installments on each of December 31, 2023 and December 31, 2024, based the Company's revenue. F2 · derivative.expiration_date: 0% to 150% of these Performance RSUs may vest in two (2) equal installments on each of December 31, 2023 and December 31, 2024, based the Company's revenue. Read SEC document |
| December 31, 2023 Filed Jan 3, 2024 21:44 UTC | Nauticus Robotics, Inc. KITT · Entity 8200 | Exercise / conversionCommon Stock | 68,554 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-24-000967 · ownership.xml · nonDerivative · entry 1 Bohan Donnelly A. · CIK 0001944958 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 135,875 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Sell-Cover; cash proceeds delivered to the issuer to satisfy tax withholding. Each Restricted Stock Unit ("RSU") is issued pursuant to the Company's 2022 Omnibus Incentive Plan and represents a contingent right to receive one share of common stock, and vesting (i.e., forfeiture restriction termination) generally is subject to the reporting person remaining an employee or director of the Company, its affiliates or subsidiaries. Read SEC document |
| May 09, 2023 Filed May 11, 2023 16:01 UTC | Nauticus Robotics, Inc. KITT · Entity 8200 | Tax withholdingCommon Stock | 4,829 | $2.22 | $10,720.38 |
DisclosureSEC source: 0001213900-23-038515 · ownership.xml · nonDerivative · entry 1 Bohan Donnelly A. · CIK 0001944958 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 67,021 Read SEC document |
| May 03, 2023 Filed May 5, 2023 21:08 UTC | Nauticus Robotics, Inc. KITT · Entity 8200 | Exercise / conversionRSU · Derivative | 18,530 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-23-037032 · ownership.xml · derivative · entry 2 Bohan Donnelly A. · CIK 0001944958 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 18,530 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") is issued pursuant to the Company's 2022 Omnibus Incentive Plan and represents a contingent right to receive one share of common stock. F2 · derivative.exercise_date: On April 3, the reporting person was granted 18,530 RSUs, all of which vested on May 3, 2023. F2 · derivative.expiration_date: On April 3, the reporting person was granted 18,530 RSUs, all of which vested on May 3, 2023. Read SEC document |
| May 03, 2023 Filed May 5, 2023 21:08 UTC | Nauticus Robotics, Inc. KITT · Entity 8200 | Exercise / conversionCommon Stock | 18,530 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-23-037032 · ownership.xml · nonDerivative · entry 1 Bohan Donnelly A. · CIK 0001944958 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 71,850 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") is issued pursuant to the Company's 2022 Omnibus Incentive Plan and represents a contingent right to receive one share of common stock. Read SEC document |
| April 14, 2023 Filed Apr 18, 2023 19:25 UTC Amendment | Nauticus Robotics, Inc. KITT · Entity 8200 | Tax withholdingCommon Stock | 830 | $2.40 | $1,992.00 |
DisclosureSEC source: 0001213900-23-030786 · ownership.xml · nonDerivative · entry 2 Bohan Donnelly A. · CIK 0001944958 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 53,320 Read SEC document |
| April 11, 2023 Filed Apr 13, 2023 21:55 UTC | Nauticus Robotics, Inc. KITT · Entity 8200 | Tax withholdingCommon Stock | 17,452 | $2.92 | $50,959.84 |
DisclosureSEC source: 0001213900-23-029658 · ownership.xml · nonDerivative · entry 2 Bohan Donnelly A. · CIK 0001944958 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 54,558 Read SEC document |
| April 10, 2023 Filed Apr 18, 2023 19:25 UTC Amendment | Nauticus Robotics, Inc. KITT · Entity 8200 | Tax withholdingCommon Stock | 17,860 | $2.76 | $49,293.60 |
DisclosureSEC source: 0001213900-23-030786 · ownership.xml · nonDerivative · entry 1 Bohan Donnelly A. · CIK 0001944958 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 54,150 Read SEC document |
| April 04, 2023 Filed Apr 13, 2023 21:55 UTC | Nauticus Robotics, Inc. KITT · Entity 8200 | Exercise / conversionRSU · Derivative | 72,010 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-23-029658 · ownership.xml · derivative · entry 3 Bohan Donnelly A. · CIK 0001944958 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 72,011 Underlying: Common Stock · 72,010 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") is issued pursuant to the Company's 2022 Omnibus Incentive Plan and represents a contingent right to receive one share of common stock, and vesting (i.e., forfeiture restriction termination) generally is subject to the reporting person remaining an employee or director of the Company, its affiliates or subsidiaries. F2 · derivative.exercise_date: On October 7, 2022, the reporting person was granted 144,021 RSUs, vesting in two equal annual installments on April 04 of each of 2023 and 2024. F2 · derivative.expiration_date: On October 7, 2022, the reporting person was granted 144,021 RSUs, vesting in two equal annual installments on April 04 of each of 2023 and 2024. Read SEC document |
| April 04, 2023 Filed Apr 13, 2023 21:55 UTC | Nauticus Robotics, Inc. KITT · Entity 8200 | Exercise / conversionCommon Stock | 72,010 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-23-029658 · ownership.xml · nonDerivative · entry 1 Bohan Donnelly A. · CIK 0001944958 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 72,010 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") is issued pursuant to the Company's 2022 Omnibus Incentive Plan and represents a contingent right to receive one share of common stock, and vesting (i.e., forfeiture restriction termination) generally is subject to the reporting person remaining an employee or director of the Company, its affiliates or subsidiaries. Read SEC document |
| April 03, 2023 Filed Apr 6, 2023 06:34 UTC | Nauticus Robotics, Inc. KITT · Entity 8200 | GrantRSU · Derivative | 18,530 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-23-027738 · ownership.xml · derivative · entry 1 Bohan Donnelly A. · CIK 0001944958 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,530 Underlying: Common Stock · 18,530 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") is issued pursuant to the Company's 2022 Omnibus Incentive Plan and represents a contingent right to receive one share of common stock. F2 · derivative.exercise_date: 100% of the RSUs vest on May 3, 2023. F2 · derivative.expiration_date: 100% of the RSUs vest on May 3, 2023. Read SEC document |
| October 07, 2022 Filed Oct 12, 2022 16:34 UTC | Nauticus Robotics, Inc. KITT · Entity 8200 | GrantPerformance RSU · Derivative | 268,840 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-22-063538 · ownership.xml · derivative · entry 2 Bohan Donnelly A. · CIK 0001944958 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 268,840 Underlying: Common Stock · 268,840 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") is issued pursuant to the Company's 2022 Omnibus Incentive Plan and represents a contingent right to receive one share of common stock, and vesting (i.e., forfeiture restriction termination) generally is subject to the reporting person remaining an employee or director of the Company, its affiliates or subsidiaries. F3 · derivative.exercise_date: 0% to 150% of these Performance RSUs may vest in two (2) equal installments on each of December 31, 2023 and December 31, 2024, based the Company's revenue, as reported on its audited income statement for the year ending December 31, 2022 ("Revenue"), relative to the Company's 2022 revenue as reported on its Form S-1 filed on September 9, 2022, as may be amended ("S-1 Revenue"). F4 · derivative.exercise_date: The percentage of Performance RSUs that may vest will be (i) at the Compensation Committee's (the "Committee") discretion if the Revenue is below $11 million; (ii) 50% if the Revenue is greater than or equal to $11 million, but less than S-1 Revenue; (iii) 100% if the Revenue is greater than or equal to the S-1 Revenue, but less than 115% of S-1 Revenue; (iv) 115% if the Revenue is greater than or equal to 115% of S-1 Revenue, but less than 125% of S-1 Revenue; (v) 125% if the Revenue is greater than or equal to 125% of S-1 Revenue, but less than 150% of S-1 Revenue; (vi) 150% if the Revenue is greater than or equal to 150% of S-1 Revenue. F3 · derivative.expiration_date: 0% to 150% of these Performance RSUs may vest in two (2) equal installments on each of December 31, 2023 and December 31, 2024, based the Company's revenue, as reported on its audited income statement for the year ending December 31, 2022 ("Revenue"), relative to the Company's 2022 revenue as reported on its Form S-1 filed on September 9, 2022, as may be amended ("S-1 Revenue"). F4 · derivative.expiration_date: The percentage of Performance RSUs that may vest will be (i) at the Compensation Committee's (the "Committee") discretion if the Revenue is below $11 million; (ii) 50% if the Revenue is greater than or equal to $11 million, but less than S-1 Revenue; (iii) 100% if the Revenue is greater than or equal to the S-1 Revenue, but less than 115% of S-1 Revenue; (iv) 115% if the Revenue is greater than or equal to 115% of S-1 Revenue, but less than 125% of S-1 Revenue; (v) 125% if the Revenue is greater than or equal to 125% of S-1 Revenue, but less than 150% of S-1 Revenue; (vi) 150% if the Revenue is greater than or equal to 150% of S-1 Revenue. Read SEC document |
| October 07, 2022 Filed Oct 12, 2022 16:34 UTC | Nauticus Robotics, Inc. KITT · Entity 8200 | GrantRSU · Derivative | 144,021 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-22-063538 · ownership.xml · derivative · entry 1 Bohan Donnelly A. · CIK 0001944958 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,021 Underlying: Common Stock · 144,021 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") is issued pursuant to the Company's 2022 Omnibus Incentive Plan and represents a contingent right to receive one share of common stock, and vesting (i.e., forfeiture restriction termination) generally is subject to the reporting person remaining an employee or director of the Company, its affiliates or subsidiaries. F2 · derivative.exercise_date: 50% of the RSUs vest on April 4 of each of 2023 and 2024. F2 · derivative.expiration_date: 50% of the RSUs vest on April 4 of each of 2023 and 2024. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.