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person · Reporting owner

Bass Dean O.

Disclosed activity across 2 companies

Tapewire entity
95533
SEC CIK
0001738140

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
SIMMONS FIRST NATIONAL CORPSFNC · Entity 4185DirectorJanuary 02, 2024January 04, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

SIMMONS FIRST NATIONAL CORP

Report date January 02, 2024 · Filed January 04, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
SFNC Common StockSEC Table I · non-derivativeDirect106,280 Reported balance After 2024-01-02 transaction · row 1
1 source row

Row 1 · 2024-01-02 · Exercise / conversion · Acquired 952 · Balance 106,280

Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $19.78Direct0 Reported balance After 2024-01-02 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2024-01-02 · Exercise / conversion · Disposed 952 · Balance 0

F1: The Restricted Stock Units vested on January 2, 2024. Shares will be delivered within 30 days of vesting.

Filing footnotes · ownership attribution and instrument terms

F1: The Restricted Stock Units vested on January 2, 2024. Shares will be delivered within 30 days of vesting.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Spirit of Texas Bancshares, Inc.

Report date April 08, 2022 · Filed April 11, 2022

Section 16 reporting ended · disclosed 2022-04-11. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2022-04-08 transaction · row 1
1 source row

Row 1 · 2022-04-08 · Disposition to issuer · Disposed 264,755 · Balance 0

F1: (1) Disposed of in connection the Agreement and Plan of Merger, dated November 18, 2021 (the "Merger Agreement"), by and between Simmons First National Corporation ("Simmons") and Spirit of Texas Bancshares, Inc. ("Issuer"), pursuant to which the Issuer was merged with and into Simmons, with Simmons surviving (the "Merger"). Pursuant to the Merger, each issued and outstanding shares of Issuer common stock and restricted stock units were converted into the right to receive 1.0016722 shares of Simmons common stock. The closing price of Simmons common stock on April 8, 2022, the effective date of the Merger, was $25.44. As a result of the Merger, the reporting person no longer beneficially owns, directly or indirectly, any shares of Issuer common stock.

Filing footnotes · ownership attribution and instrument terms

F1: (1) Disposed of in connection the Agreement and Plan of Merger, dated November 18, 2021 (the "Merger Agreement"), by and between Simmons First National Corporation ("Simmons") and Spirit of Texas Bancshares, Inc. ("Issuer"), pursuant to which the Issuer was merged with and into Simmons, with Simmons surviving (the "Merger"). Pursuant to the Merger, each issued and outstanding shares of Issuer common stock and restricted stock units were converted into the right to receive 1.0016722 shares of Simmons common stock. The closing price of Simmons common stock on April 8, 2022, the effective date of the Merger, was $25.44. As a result of the Merger, the reporting person no longer beneficially owns, directly or indirectly, any shares of Issuer common stock.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 28, 2022 Filed Mar 2, 2022 21:07 UTC Spirit of Texas Bancshares, Inc. STXB · Entity 128122 SaleCommon Stock 9,381 $28.67 $268,928.88
Disclosure

SEC source: 0001738140-22-000002 · primary_doc.xml · nonDerivative · entry 23

Bass Dean O. · CIK 0001738140 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,310

F1 · balance_after: Includes 11,863 restricted stock units ("RSUs"), which will vest in five equal annual installments beginning on 02/10/2023, includes 15,000 RSUs, which will vest in five equal annual installments beginning on 04/01/2022, 12,500 RSUs, which began vesting in five equal annual installments on 04/01/2021, and 8,000 RSUs, which began vesting in five equal annual installments on 07/01/2020.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 21:07 UTC Spirit of Texas Bancshares, Inc. STXB · Entity 128122 SaleCommon Stock 3,000 $28.77 $86,298.00
Disclosure

SEC source: 0001738140-22-000002 · primary_doc.xml · nonDerivative · entry 22

Bass Dean O. · CIK 0001738140 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 309,691

F1 · balance_after: Includes 11,863 restricted stock units ("RSUs"), which will vest in five equal annual installments beginning on 02/10/2023, includes 15,000 RSUs, which will vest in five equal annual installments beginning on 04/01/2022, 12,500 RSUs, which began vesting in five equal annual installments on 04/01/2021, and 8,000 RSUs, which began vesting in five equal annual installments on 07/01/2020.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 21:07 UTC Spirit of Texas Bancshares, Inc. STXB · Entity 128122 SaleCommon Stock 9,667 $28.65 $276,956.65
Disclosure

SEC source: 0001738140-22-000002 · primary_doc.xml · nonDerivative · entry 21

Bass Dean O. · CIK 0001738140 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 312,691

F1 · balance_after: Includes 11,863 restricted stock units ("RSUs"), which will vest in five equal annual installments beginning on 02/10/2023, includes 15,000 RSUs, which will vest in five equal annual installments beginning on 04/01/2022, 12,500 RSUs, which began vesting in five equal annual installments on 04/01/2021, and 8,000 RSUs, which began vesting in five equal annual installments on 07/01/2020.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 21:07 UTC Spirit of Texas Bancshares, Inc. STXB · Entity 128122 SaleCommon Stock 16,000 $28.19 $451,062.40
Disclosure

SEC source: 0001738140-22-000002 · primary_doc.xml · nonDerivative · entry 20

Bass Dean O. · CIK 0001738140 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 322,358

F1 · balance_after: Includes 11,863 restricted stock units ("RSUs"), which will vest in five equal annual installments beginning on 02/10/2023, includes 15,000 RSUs, which will vest in five equal annual installments beginning on 04/01/2022, 12,500 RSUs, which began vesting in five equal annual installments on 04/01/2021, and 8,000 RSUs, which began vesting in five equal annual installments on 07/01/2020.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 21:07 UTC Spirit of Texas Bancshares, Inc. STXB · Entity 128122 SaleCommon Stock 9,813 $28.66 $281,274.93
Disclosure

SEC source: 0001738140-22-000002 · primary_doc.xml · nonDerivative · entry 19

Bass Dean O. · CIK 0001738140 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 338,358

F1 · balance_after: Includes 11,863 restricted stock units ("RSUs"), which will vest in five equal annual installments beginning on 02/10/2023, includes 15,000 RSUs, which will vest in five equal annual installments beginning on 04/01/2022, 12,500 RSUs, which began vesting in five equal annual installments on 04/01/2021, and 8,000 RSUs, which began vesting in five equal annual installments on 07/01/2020.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 21:07 UTC Spirit of Texas Bancshares, Inc. STXB · Entity 128122 SaleCommon Stock 17,308 $28.17 $487,602.71
Disclosure

SEC source: 0001738140-22-000002 · primary_doc.xml · nonDerivative · entry 18

Bass Dean O. · CIK 0001738140 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 348,171

F1 · balance_after: Includes 11,863 restricted stock units ("RSUs"), which will vest in five equal annual installments beginning on 02/10/2023, includes 15,000 RSUs, which will vest in five equal annual installments beginning on 04/01/2022, 12,500 RSUs, which began vesting in five equal annual installments on 04/01/2021, and 8,000 RSUs, which began vesting in five equal annual installments on 07/01/2020.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 21:07 UTC Spirit of Texas Bancshares, Inc. STXB · Entity 128122 SaleCommon Stock 6,924 $28.69 $198,636.40
Disclosure

SEC source: 0001738140-22-000002 · primary_doc.xml · nonDerivative · entry 17

Bass Dean O. · CIK 0001738140 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 365,479

F1 · balance_after: Includes 11,863 restricted stock units ("RSUs"), which will vest in five equal annual installments beginning on 02/10/2023, includes 15,000 RSUs, which will vest in five equal annual installments beginning on 04/01/2022, 12,500 RSUs, which began vesting in five equal annual installments on 04/01/2021, and 8,000 RSUs, which began vesting in five equal annual installments on 07/01/2020.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 21:07 UTC Spirit of Texas Bancshares, Inc. STXB · Entity 128122 SaleCommon Stock 5,000 $28.05 $140,247.50
Disclosure

SEC source: 0001738140-22-000002 · primary_doc.xml · nonDerivative · entry 16

Bass Dean O. · CIK 0001738140 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 372,403

F1 · balance_after: Includes 11,863 restricted stock units ("RSUs"), which will vest in five equal annual installments beginning on 02/10/2023, includes 15,000 RSUs, which will vest in five equal annual installments beginning on 04/01/2022, 12,500 RSUs, which began vesting in five equal annual installments on 04/01/2021, and 8,000 RSUs, which began vesting in five equal annual installments on 07/01/2020.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 21:07 UTC Spirit of Texas Bancshares, Inc. STXB · Entity 128122 Exercise / conversionCommon Stock 9,381 $21.00 $197,001.00
Disclosure

SEC source: 0001738140-22-000002 · primary_doc.xml · nonDerivative · entry 15

Bass Dean O. · CIK 0001738140 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 377,403

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 11,863 restricted stock units ("RSUs"), which will vest in five equal annual installments beginning on 02/10/2023, includes 15,000 RSUs, which will vest in five equal annual installments beginning on 04/01/2022, 12,500 RSUs, which began vesting in five equal annual installments on 04/01/2021, and 8,000 RSUs, which began vesting in five equal annual installments on 07/01/2020.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 21:07 UTC Spirit of Texas Bancshares, Inc. STXB · Entity 128122 Exercise / conversionCommon Stock 3,000 $21.00 $63,000.00
Disclosure

SEC source: 0001738140-22-000002 · primary_doc.xml · nonDerivative · entry 14

Bass Dean O. · CIK 0001738140 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 368,022

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 11,863 restricted stock units ("RSUs"), which will vest in five equal annual installments beginning on 02/10/2023, includes 15,000 RSUs, which will vest in five equal annual installments beginning on 04/01/2022, 12,500 RSUs, which began vesting in five equal annual installments on 04/01/2021, and 8,000 RSUs, which began vesting in five equal annual installments on 07/01/2020.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 21:07 UTC Spirit of Texas Bancshares, Inc. STXB · Entity 128122 Exercise / conversionCommon Stock 9,667 $15.00 $145,005.00
Disclosure

SEC source: 0001738140-22-000002 · primary_doc.xml · nonDerivative · entry 13

Bass Dean O. · CIK 0001738140 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 365,022

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 11,863 restricted stock units ("RSUs"), which will vest in five equal annual installments beginning on 02/10/2023, includes 15,000 RSUs, which will vest in five equal annual installments beginning on 04/01/2022, 12,500 RSUs, which began vesting in five equal annual installments on 04/01/2021, and 8,000 RSUs, which began vesting in five equal annual installments on 07/01/2020.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 21:07 UTC Spirit of Texas Bancshares, Inc. STXB · Entity 128122 Exercise / conversionCommon Stock 16,000 $13.00 $208,000.00
Disclosure

SEC source: 0001738140-22-000002 · primary_doc.xml · nonDerivative · entry 12

Bass Dean O. · CIK 0001738140 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 355,355

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 11,863 restricted stock units ("RSUs"), which will vest in five equal annual installments beginning on 02/10/2023, includes 15,000 RSUs, which will vest in five equal annual installments beginning on 04/01/2022, 12,500 RSUs, which began vesting in five equal annual installments on 04/01/2021, and 8,000 RSUs, which began vesting in five equal annual installments on 07/01/2020.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 21:07 UTC Spirit of Texas Bancshares, Inc. STXB · Entity 128122 Exercise / conversionCommon Stock 9,813 $16.00 $157,008.00
Disclosure

SEC source: 0001738140-22-000002 · primary_doc.xml · nonDerivative · entry 11

Bass Dean O. · CIK 0001738140 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 339,355

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 11,863 restricted stock units ("RSUs"), which will vest in five equal annual installments beginning on 02/10/2023, includes 15,000 RSUs, which will vest in five equal annual installments beginning on 04/01/2022, 12,500 RSUs, which began vesting in five equal annual installments on 04/01/2021, and 8,000 RSUs, which began vesting in five equal annual installments on 07/01/2020.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 21:07 UTC Spirit of Texas Bancshares, Inc. STXB · Entity 128122 Exercise / conversionCommon Stock 17,308 $13.00 $225,004.00
Disclosure

SEC source: 0001738140-22-000002 · primary_doc.xml · nonDerivative · entry 10

Bass Dean O. · CIK 0001738140 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 329,542

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 11,863 restricted stock units ("RSUs"), which will vest in five equal annual installments beginning on 02/10/2023, includes 15,000 RSUs, which will vest in five equal annual installments beginning on 04/01/2022, 12,500 RSUs, which began vesting in five equal annual installments on 04/01/2021, and 8,000 RSUs, which began vesting in five equal annual installments on 07/01/2020.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 21:07 UTC Spirit of Texas Bancshares, Inc. STXB · Entity 128122 Exercise / conversionCommon Stock 6,924 $13.00 $90,012.00
Disclosure

SEC source: 0001738140-22-000002 · primary_doc.xml · nonDerivative · entry 9

Bass Dean O. · CIK 0001738140 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 312,234

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 11,863 restricted stock units ("RSUs"), which will vest in five equal annual installments beginning on 02/10/2023, includes 15,000 RSUs, which will vest in five equal annual installments beginning on 04/01/2022, 12,500 RSUs, which began vesting in five equal annual installments on 04/01/2021, and 8,000 RSUs, which began vesting in five equal annual installments on 07/01/2020.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 21:07 UTC Spirit of Texas Bancshares, Inc. STXB · Entity 128122 Exercise / conversionCommon Stock 5,000 $12.00 $60,000.00
Disclosure

SEC source: 0001738140-22-000002 · primary_doc.xml · nonDerivative · entry 8

Bass Dean O. · CIK 0001738140 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 305,310

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 11,863 restricted stock units ("RSUs"), which will vest in five equal annual installments beginning on 02/10/2023, includes 15,000 RSUs, which will vest in five equal annual installments beginning on 04/01/2022, 12,500 RSUs, which began vesting in five equal annual installments on 04/01/2021, and 8,000 RSUs, which began vesting in five equal annual installments on 07/01/2020.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 21:07 UTC Spirit of Texas Bancshares, Inc. STXB · Entity 128122 Exercise / conversionCommon Stock 2,619 $21.00 $54,999.00
Disclosure

SEC source: 0001738140-22-000002 · primary_doc.xml · nonDerivative · entry 7

Bass Dean O. · CIK 0001738140 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,310

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 11,863 restricted stock units ("RSUs"), which will vest in five equal annual installments beginning on 02/10/2023, includes 15,000 RSUs, which will vest in five equal annual installments beginning on 04/01/2022, 12,500 RSUs, which began vesting in five equal annual installments on 04/01/2021, and 8,000 RSUs, which began vesting in five equal annual installments on 07/01/2020.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 21:07 UTC Spirit of Texas Bancshares, Inc. STXB · Entity 128122 Exercise / conversionCommon Stock 5,333 $15.00 $79,995.00
Disclosure

SEC source: 0001738140-22-000002 · primary_doc.xml · nonDerivative · entry 6

Bass Dean O. · CIK 0001738140 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 297,691

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 11,863 restricted stock units ("RSUs"), which will vest in five equal annual installments beginning on 02/10/2023, includes 15,000 RSUs, which will vest in five equal annual installments beginning on 04/01/2022, 12,500 RSUs, which began vesting in five equal annual installments on 04/01/2021, and 8,000 RSUs, which began vesting in five equal annual installments on 07/01/2020.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 21:07 UTC Spirit of Texas Bancshares, Inc. STXB · Entity 128122 Exercise / conversionCommon Stock 9,000 $13.00 $117,000.00
Disclosure

SEC source: 0001738140-22-000002 · primary_doc.xml · nonDerivative · entry 5

Bass Dean O. · CIK 0001738140 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 292,358

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 11,863 restricted stock units ("RSUs"), which will vest in five equal annual installments beginning on 02/10/2023, includes 15,000 RSUs, which will vest in five equal annual installments beginning on 04/01/2022, 12,500 RSUs, which began vesting in five equal annual installments on 04/01/2021, and 8,000 RSUs, which began vesting in five equal annual installments on 07/01/2020.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 21:07 UTC Spirit of Texas Bancshares, Inc. STXB · Entity 128122 Exercise / conversionCommon Stock 5,187 $16.00 $82,992.00
Disclosure

SEC source: 0001738140-22-000002 · primary_doc.xml · nonDerivative · entry 4

Bass Dean O. · CIK 0001738140 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 283,358

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 11,863 restricted stock units ("RSUs"), which will vest in five equal annual installments beginning on 02/10/2023, includes 15,000 RSUs, which will vest in five equal annual installments beginning on 04/01/2022, 12,500 RSUs, which began vesting in five equal annual installments on 04/01/2021, and 8,000 RSUs, which began vesting in five equal annual installments on 07/01/2020.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 21:07 UTC Spirit of Texas Bancshares, Inc. STXB · Entity 128122 Exercise / conversionCommon Stock 7,692 $13.00 $99,996.00
Disclosure

SEC source: 0001738140-22-000002 · primary_doc.xml · nonDerivative · entry 3

Bass Dean O. · CIK 0001738140 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 278,171

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 11,863 restricted stock units ("RSUs"), which will vest in five equal annual installments beginning on 02/10/2023, includes 15,000 RSUs, which will vest in five equal annual installments beginning on 04/01/2022, 12,500 RSUs, which began vesting in five equal annual installments on 04/01/2021, and 8,000 RSUs, which began vesting in five equal annual installments on 07/01/2020.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 21:07 UTC Spirit of Texas Bancshares, Inc. STXB · Entity 128122 Exercise / conversionCommon Stock 8,076 $13.00 $104,988.00
Disclosure

SEC source: 0001738140-22-000002 · primary_doc.xml · nonDerivative · entry 2

Bass Dean O. · CIK 0001738140 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 270,479

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 11,863 restricted stock units ("RSUs"), which will vest in five equal annual installments beginning on 02/10/2023, includes 15,000 RSUs, which will vest in five equal annual installments beginning on 04/01/2022, 12,500 RSUs, which began vesting in five equal annual installments on 04/01/2021, and 8,000 RSUs, which began vesting in five equal annual installments on 07/01/2020.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 21:07 UTC Spirit of Texas Bancshares, Inc. STXB · Entity 128122 Exercise / conversionCommon Stock 5,000 $12.00 $60,000.00
Disclosure

SEC source: 0001738140-22-000002 · primary_doc.xml · nonDerivative · entry 1

Bass Dean O. · CIK 0001738140 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 262,403

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 11,863 restricted stock units ("RSUs"), which will vest in five equal annual installments beginning on 02/10/2023, includes 15,000 RSUs, which will vest in five equal annual installments beginning on 04/01/2022, 12,500 RSUs, which began vesting in five equal annual installments on 04/01/2021, and 8,000 RSUs, which began vesting in five equal annual installments on 07/01/2020.

Read SEC document
February 10, 2022 Filed Feb 28, 2022 17:16 UTC Spirit of Texas Bancshares, Inc. STXB · Entity 128122 GrantCommon Stock 11,863 $0.00 $0.00
Disclosure

SEC source: 0001738140-22-000001 · primary_doc.xml · nonDerivative · entry 1

Bass Dean O. · CIK 0001738140 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 257,403

F1 · shares: Represents an award of restricted stock units ("RSUs"), which will vest in five equal annual installments beginning on 02/10/2023.

F2 · balance_after: In addition to the acquired RSUs reported on this Form 4, includes 15,000 RSUs, which will vest in five equal annual installments beginning on 04/01/2022, 12,500 RSUs, which began vesting in five equal annual installments on 04/01/2021, and 8,000 RSUs, which began vesting in five equal annual installments on 07/01/2020.

Read SEC document
November 01, 2021 Filed Nov 3, 2021 18:01 UTC Amendment Spirit of Texas Bancshares, Inc. STXB · Entity 128122 SaleCommon Stock 2,000 $24.52 $49,042.00
Disclosure

SEC source: 0001499453-21-000054 · primary_doc.xml · nonDerivative · entry 1

Bass Dean O. · CIK 0001738140 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245,540

F1 · kind: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/08/2021.

F2 · balance_after: Includes 15,000 shares restricted stock units ("RSUs"), which will vest in five equal annual installments beginning on 04/01/2022, 12,500 RSUs, which began vesting in five equal annual installments on 04/01/2021, and 8,000 RSUs, which began vesting in five equal annual installments on 07/01/2020.

Read SEC document
November 01, 2021 Filed Nov 3, 2021 17:39 UTC Spirit of Texas Bancshares, Inc. STXB · Entity 128122 SaleCommon Stock 2,000 $24.52 $49,042.00
Disclosure

SEC source: 0001499453-21-000052 · primary_doc.xml · nonDerivative · entry 1

Bass Dean O. · CIK 0001738140 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245,540

F1 · balance_after: Includes 15,000 shares restricted stock units ("RSUs"), which will vest in five equal annual installments beginning on 04/01/2022, 12,500 RSUs, which began vesting in five equal annual installments on 04/01/2021, and 8,000 RSUs, which began vesting in five equal annual installments on 07/01/2020.

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October 01, 2021 Filed Oct 4, 2021 20:52 UTC Spirit of Texas Bancshares, Inc. STXB · Entity 128122 SaleCommon Stock 2,000 $24.45 $48,909.40
Disclosure

SEC source: 0001499453-21-000049 · primary_doc.xml · nonDerivative · entry 1

Bass Dean O. · CIK 0001738140 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 247,540

F1 · balance_after: Includes 15,000 shares restricted stock units ("RSUs"), which will vest in five equal annual installments beginning on 04/01/2022, 12,500 RSUs, which began vesting in five equal annual installments on 04/01/2021, and 8,000 RSUs, which began vesting in five equal annual installments on 07/01/2020.

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September 01, 2021 Filed Sep 3, 2021 15:23 UTC Amendment Spirit of Texas Bancshares, Inc. STXB · Entity 128122 SaleCommon Stock 2,000 $23.45 $46,896.40
Disclosure

SEC source: 0001499453-21-000047 · primary_doc.xml · nonDerivative · entry 1

Bass Dean O. · CIK 0001738140 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 249,540

F1 · balance_after: Includes 15,000 shares restricted stock units ("RSUs"), which will vest in five equal annual installments beginning on 04/01/2022, 12,500 RSUs, which began vesting in five equal annual installments on 04/01/2021, and 8,000 RSUs, which began vesting in five equal annual installments on 07/01/2020.

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September 01, 2021 Filed Sep 3, 2021 15:08 UTC Spirit of Texas Bancshares, Inc. STXB · Entity 128122 SaleCommon Stock 2,000 $22.45 $44,896.40
Disclosure

SEC source: 0001499453-21-000045 · primary_doc.xml · nonDerivative · entry 1

Bass Dean O. · CIK 0001738140 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 249,540

F1 · balance_after: Includes 15,000 shares restricted stock units ("RSUs"), which will vest in five equal annual installments beginning on 04/01/2022, 12,500 RSUs, which began vesting in five equal annual installments on 04/01/2021, and 8,000 RSUs, which began vesting in five equal annual installments on 07/01/2020.

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August 16, 2021 Filed Aug 17, 2021 17:06 UTC Spirit of Texas Bancshares, Inc. STXB · Entity 128122 Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 29,048 $0.00 Strike: $10.50 $0.00
Disclosure

SEC source: 0001499453-21-000039 · primary_doc.xml · derivative · entry 2

Bass Dean O. · CIK 0001738140 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 29,048 shares

Expires 2021-08-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 16, 2021 Filed Aug 17, 2021 17:06 UTC Spirit of Texas Bancshares, Inc. STXB · Entity 128122 Exercise / conversionCommon Stock 29,048 $10.50 $305,004.00
Disclosure

SEC source: 0001499453-21-000039 · primary_doc.xml · nonDerivative · entry 1

Bass Dean O. · CIK 0001738140 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 251,540

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 15,000 shares restricted stock units ("RSUs"), which will vest in five equal annual installments beginning on 04/01/2022, 12,500 RSUs, which began vesting in five equal annual installments on 04/01/2021, and 8,000 RSUs, which began vesting in five equal annual installments on 07/01/2020.

Read SEC document
August 02, 2021 Filed Aug 4, 2021 16:52 UTC Spirit of Texas Bancshares, Inc. STXB · Entity 128122 SaleCommon Stock 2,000 $23.44 $46,889.20
Disclosure

SEC source: 0001499453-21-000033 · primary_doc.xml · nonDerivative · entry 1

Bass Dean O. · CIK 0001738140 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 222,492

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/08/2021.

F2 · balance_after: Includes 15,000 shares restricted stock units ("RSUs"), which will vest in five equal annual installments beginning on 04/01/2022, 12,500 RSUs, which began vesting in five equal annual installments on 04/01/2021, and 8,000 RSUs, which began vesting in five equal annual installments on 07/01/2020.

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July 01, 2021 Filed Jul 2, 2021 17:06 UTC Spirit of Texas Bancshares, Inc. STXB · Entity 128122 SaleCommon Stock 2,000 $23.00 $46,000.00
Disclosure

SEC source: 0001499453-21-000030 · primary_doc.xml · nonDerivative · entry 1

Bass Dean O. · CIK 0001738140 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 224,492

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/08/2021.

F2 · balance_after: Includes 15,000 shares restricted stock units ("RSUs"), which will vest in five equal annual installments beginning on 04/01/2022, 12,500 RSUs, which began vesting in five equal annual installments on 04/01/2021, and 8,000 RSUs, which began vesting in five equal annual installments on 07/01/2020.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 15:40 UTC Spirit of Texas Bancshares, Inc. STXB · Entity 128122 SaleCommon Stock 2,000 $23.00 $46,000.00
Disclosure

SEC source: 0001499453-21-000025 · primary_doc.xml · nonDerivative · entry 1

Bass Dean O. · CIK 0001738140 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 226,492

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/08/2021.

F2 · balance_after: Includes 15,000 shares restricted stock units ("RSUs"), which will vest in five equal annual installments beginning on 04/01/2022, 12,500 RSUs, which began vesting in five equal annual installments on 04/01/2021, and 8,000 RSUs, which began vesting in five equal annual installments on 07/01/2020.

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May 03, 2021 Filed May 4, 2021 17:23 UTC Spirit of Texas Bancshares, Inc. STXB · Entity 128122 SaleCommon Stock 2,000 $23.11 $46,216.80
Disclosure

SEC source: 0001499453-21-000023 · primary_doc.xml · nonDerivative · entry 1

Bass Dean O. · CIK 0001738140 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,492

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/08/2021.

F2 · balance_after: Includes 15,000 shares restricted stock units ("RSUs"), which will vest in five equal annual installments beginning on 04/01/2022, 12,500 RSUs, which began vesting in five equal annual installments on 04/01/2021, and 8,000 RSUs, which began vesting in five equal annual installments on 07/01/2020.

Read SEC document
April 06, 2021 Filed Apr 8, 2021 20:14 UTC Spirit of Texas Bancshares, Inc. STXB · Entity 128122 SaleCommon Stock 2,000 $23.00 $46,000.00
Disclosure

SEC source: 0001499453-21-000020 · primary_doc.xml · nonDerivative · entry 1

Bass Dean O. · CIK 0001738140 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230,492

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 8, 2021.

F2 · balance_after: Includes 15,000 shares restricted stock units ("RSUs"), which will vest in five equal annual installments beginning on 04/01/2022, 12,500 RSUs, which began vesting in five equal annual installments on 04/01/2021, and 8,000 RSUs, which began vesting in five equal annual installments on 07/01/2020.

Read SEC document
April 01, 2021 Filed Apr 5, 2021 17:52 UTC Spirit of Texas Bancshares, Inc. STXB · Entity 128122 GrantCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001499453-21-000005 · primary_doc.xml · nonDerivative · entry 1

Bass Dean O. · CIK 0001738140 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,492

F1 · shares: Represents shares restricted stock units ("RSUs"), which will vest in five equal annual installments beginning on 04/01/2022.

F2 · balance_after: In addition to the acquired RSUs reported on this Form 4, includes 12,500 RSUs, which began vesting in five equal annual installments on 04/01/2021, and includes 8,000 RSUs, which began vesting in five equal annual installments on 07/01/2020.

Read SEC document
March 10, 2021 Filed Mar 11, 2021 15:51 UTC Amendment Spirit of Texas Bancshares, Inc. STXB · Entity 128122 SaleCommon Stock 1,000 $24.00 $24,000.00
Disclosure

SEC source: 0001499453-21-000003 · primary_doc.xml · nonDerivative · entry 2

Bass Dean O. · CIK 0001738140 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,492

F3 · date: The original Form 4, filed on March 11, 2021, is being amended by this Form 4 amendment solely to correct an administrative error, which misreported that the sale occurred on March 9, 2011, when in fact the sale occurred on March 10, 2021.

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 8, 2021.

F4 · shares: The original Form 4, filed on March 11, 2021, is being amended by this Form 4 amendment solely to correct an administrative error, which misreported that 1,000 shares of Issuer's common stock were acquired on March 9, 2021, when in fact 1,000 shares of the Issuer's common stock were disposed of on March 10, 2021.

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March 09, 2021 Filed Mar 11, 2021 15:51 UTC Amendment Spirit of Texas Bancshares, Inc. STXB · Entity 128122 SaleCommon Stock 1,000 $23.58 $23,580.00
Disclosure

SEC source: 0001499453-21-000003 · primary_doc.xml · nonDerivative · entry 1

Bass Dean O. · CIK 0001738140 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 218,492

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 8, 2021.

F2 · shares: The original Form 4, filed on March 11, 2021, is being amended by this Form 4 amendment solely to correct an administrative error, which misreported that 1,000 shares of Issuer's common stock were acquired, when in fact 1,000 shares of the Issuer's common stock were disposed of.

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March 09, 2021 Filed Mar 11, 2021 13:07 UTC Spirit of Texas Bancshares, Inc. STXB · Entity 128122 SaleCommon Stock 1,000 $24.00 $24,000.00
Disclosure

SEC source: 0001499453-21-000001 · primary_doc.xml · nonDerivative · entry 2

Bass Dean O. · CIK 0001738140 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,492

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 8, 2021.

Read SEC document
March 09, 2021 Filed Mar 11, 2021 13:07 UTC Spirit of Texas Bancshares, Inc. STXB · Entity 128122 SaleCommon Stock 1,000 $23.58 $23,580.00
Disclosure

SEC source: 0001499453-21-000001 · primary_doc.xml · nonDerivative · entry 1

Bass Dean O. · CIK 0001738140 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 218,492

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 8, 2021.

Read SEC document
April 01, 2020 Filed May 15, 2020 21:12 UTC Spirit of Texas Bancshares, Inc. STXB · Entity 128122 GrantCommon Stock 12,500 $0.00 $0.00
Disclosure

SEC source: 0001738140-20-000001 · primary_doc.xml · nonDerivative · entry 1

Bass Dean O. · CIK 0001738140 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,492

F1 · shares: Represents restricted stock units, which will vest in five equal annual installments beginning on 04/01/2021.

F2 · balance_after: In addition to the acquired restricted stock units reported on this Form 4, includes 8,000 restricted stock units, which will vest in five equal annual installments beginning on 07/01/2020.

Read SEC document
January 06, 2020 Filed Jan 7, 2020 18:15 UTC Spirit of Texas Bancshares, Inc. STXB · Entity 128122 SaleCommon Stock 400 $23.27 $9,309.20
Disclosure

SEC source: 0001499453-20-000005 · primary_doc.xml · nonDerivative · entry 1

Bass Dean O. · CIK 0001738140 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,992

F1 · shares: Shares sold subject to 10b5-1 plan.

Read SEC document
January 03, 2020 Filed Jan 6, 2020 11:35 UTC Spirit of Texas Bancshares, Inc. STXB · Entity 128122 SaleCommon Stock 275 $23.15 $6,365.70
Disclosure

SEC source: 0001499453-20-000003 · primary_doc.xml · nonDerivative · entry 1

Bass Dean O. · CIK 0001738140 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,392

F1 · shares: Shares sold subject to 10b5-1 plan.

Read SEC document
January 02, 2020 Filed Jan 2, 2020 16:07 UTC Spirit of Texas Bancshares, Inc. STXB · Entity 128122 SaleCommon Stock 325 $23.08 $7,501.85
Disclosure

SEC source: 0001499453-20-000001 · primary_doc.xml · nonDerivative · entry 1

Bass Dean O. · CIK 0001738140 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,667

F1 · shares: Shares sold subject to 10b5-1 plan.

Read SEC document
December 26, 2019 Filed Dec 30, 2019 21:05 UTC Spirit of Texas Bancshares, Inc. STXB · Entity 128122 SaleCommon Stock 500 $23.00 $11,500.00
Disclosure

SEC source: 0001499453-19-000020 · primary_doc.xml · nonDerivative · entry 1

Bass Dean O. · CIK 0001738140 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,992

F1 · shares: Shares sold subject to 10b5-1 plan.

Read SEC document
December 18, 2019 Filed Dec 20, 2019 17:52 UTC Spirit of Texas Bancshares, Inc. STXB · Entity 128122 SaleCommon Stock 500 $23.05 $11,525.25
Disclosure

SEC source: 0001738140-19-000004 · primary_doc.xml · nonDerivative · entry 1

Bass Dean O. · CIK 0001738140 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 304,540

F1 · shares: Shares sold subject to 10b5-1 plan.

Read SEC document
December 17, 2019 Filed Dec 18, 2019 20:17 UTC Spirit of Texas Bancshares, Inc. STXB · Entity 128122 SaleCommon Stock 350 $23.05 $8,067.50
Disclosure

SEC source: 0001738140-19-000003 · primary_doc.xml · nonDerivative · entry 3

Bass Dean O. · CIK 0001738140 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 305,040

F1 · shares: Shares sold subject to 10b5-1 plan.

Read SEC document
December 16, 2019 Filed Dec 18, 2019 20:17 UTC Spirit of Texas Bancshares, Inc. STXB · Entity 128122 SaleCommon Stock 500 $23.07 $11,534.70
Disclosure

SEC source: 0001738140-19-000003 · primary_doc.xml · nonDerivative · entry 2

Bass Dean O. · CIK 0001738140 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 305,390

F1 · shares: Shares sold subject to 10b5-1 plan.

Read SEC document
December 16, 2019 Filed Dec 18, 2019 20:17 UTC Spirit of Texas Bancshares, Inc. STXB · Entity 128122 SaleCommon Stock 150 $23.00 $3,450.00
Disclosure

SEC source: 0001738140-19-000003 · primary_doc.xml · nonDerivative · entry 1

Bass Dean O. · CIK 0001738140 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 305,890

F1 · shares: Shares sold subject to 10b5-1 plan.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.