Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SIMMONS FIRST NATIONAL CORPSFNC · Entity 4185 | Director | January 02, 2024 | January 04, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SIMMONS FIRST NATIONAL CORP
Report date January 02, 2024 · Filed January 04, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| SFNC Common StockSEC Table I · non-derivative | Direct | 106,280 |
Reported balance
After 2024-01-02 transaction · row 1
1 source rowRow 1 · 2024-01-02 · Exercise / conversion · Acquired 952 · Balance 106,280 |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $19.78 | Direct | 0 |
Reported balance
After 2024-01-02 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2024-01-02 · Exercise / conversion · Disposed 952 · Balance 0 F1: The Restricted Stock Units vested on January 2, 2024. Shares will be delivered within 30 days of vesting. |
Filing footnotes · ownership attribution and instrument terms
F1: The Restricted Stock Units vested on January 2, 2024. Shares will be delivered within 30 days of vesting.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Spirit of Texas Bancshares, Inc.
Report date April 08, 2022 · Filed April 11, 2022
Section 16 reporting ended · disclosed 2022-04-11. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2022-04-08 transaction · row 1
1 source rowRow 1 · 2022-04-08 · Disposition to issuer · Disposed 264,755 · Balance 0 F1: (1) Disposed of in connection the Agreement and Plan of Merger, dated November 18, 2021 (the "Merger Agreement"), by and between Simmons First National Corporation ("Simmons") and Spirit of Texas Bancshares, Inc. ("Issuer"), pursuant to which the Issuer was merged with and into Simmons, with Simmons surviving (the "Merger"). Pursuant to the Merger, each issued and outstanding shares of Issuer common stock and restricted stock units were converted into the right to receive 1.0016722 shares of Simmons common stock. The closing price of Simmons common stock on April 8, 2022, the effective date of the Merger, was $25.44. As a result of the Merger, the reporting person no longer beneficially owns, directly or indirectly, any shares of Issuer common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: (1) Disposed of in connection the Agreement and Plan of Merger, dated November 18, 2021 (the "Merger Agreement"), by and between Simmons First National Corporation ("Simmons") and Spirit of Texas Bancshares, Inc. ("Issuer"), pursuant to which the Issuer was merged with and into Simmons, with Simmons surviving (the "Merger"). Pursuant to the Merger, each issued and outstanding shares of Issuer common stock and restricted stock units were converted into the right to receive 1.0016722 shares of Simmons common stock. The closing price of Simmons common stock on April 8, 2022, the effective date of the Merger, was $25.44. As a result of the Merger, the reporting person no longer beneficially owns, directly or indirectly, any shares of Issuer common stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 02, 2024 Filed Jan 4, 2024 19:52 UTC | SIMMONS FIRST NATIONAL CORP SFNC · Entity 4185 | Exercise / conversionRestricted Stock Unit · Derivative | 952 | $0.00 Strike: $19.78 | $0.00 |
DisclosureSEC source: 0000950170-24-001720 · ownership.xml · derivative · entry 2 Bass Dean O. · CIK 0001738140 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: SFNC Common Stock · 952 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The Restricted Stock Units vested on January 2, 2024. Shares will be delivered within 30 days of vesting. F1 · derivative.expiration_date: The Restricted Stock Units vested on January 2, 2024. Shares will be delivered within 30 days of vesting. Read SEC document |
| January 02, 2024 Filed Jan 4, 2024 19:52 UTC | SIMMONS FIRST NATIONAL CORP SFNC · Entity 4185 | Exercise / conversionSFNC Common Stock | 952 | $19.78 | $18,830.56 |
DisclosureSEC source: 0000950170-24-001720 · ownership.xml · nonDerivative · entry 1 Bass Dean O. · CIK 0001738140 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 106,280 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 02, 2023 Filed Oct 4, 2023 17:47 UTC | SIMMONS FIRST NATIONAL CORP SFNC · Entity 4185 | Exercise / conversionRestricted Stock Unit · Derivative | 951 | $0.00 Strike: $16.56 | $0.00 |
DisclosureSEC source: 0001171843-23-006068 · ownership.xml · derivative · entry 2 Bass Dean O. · CIK 0001738140 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 952 Underlying: SFNC Common Stock · 951 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The Restricted Stock Units vested on October 2, 2023. Shares will be delivered within 30 days of vesting. F1 · derivative.expiration_date: The Restricted Stock Units vested on October 2, 2023. Shares will be delivered within 30 days of vesting. F2 · balance_after: 952 Restricted Stock Units vest on January 2, 2024. SFNC shares will be delivered within 30 days of vesting. Events such as retirement, death, disability, and other specified events in the award agreement may result in earlier vesting. Read SEC document |
| October 02, 2023 Filed Oct 4, 2023 17:47 UTC | SIMMONS FIRST NATIONAL CORP SFNC · Entity 4185 | Exercise / conversionSFNC Common Stock | 951 | $16.56 | $15,748.56 |
DisclosureSEC source: 0001171843-23-006068 · ownership.xml · nonDerivative · entry 1 Bass Dean O. · CIK 0001738140 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 105,328 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 01, 2023 Filed Aug 3, 2023 18:48 UTC | SIMMONS FIRST NATIONAL CORP SFNC · Entity 4185 | SaleSFNC Common Stock | 30,000 | $19.78 | $593,400.00 |
DisclosureSEC source: 0001171843-23-004972 · ownership.xml · nonDerivative · entry 1 Bass Dean O. · CIK 0001738140 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 104,377 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.70 to $19.84 inclusive. The reporting person undertakes to provide Simmons First National Corporation ("Simmons"), any security holder of Simmons, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| July 03, 2023 Filed Jul 6, 2023 17:47 UTC | SIMMONS FIRST NATIONAL CORP SFNC · Entity 4185 | Exercise / conversionRestricted Stock Unit · Derivative | 951 | $0.00 Strike: $17.61 | $0.00 |
DisclosureSEC source: 0001171843-23-004390 · ownership.xml · derivative · entry 2 Bass Dean O. · CIK 0001738140 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,903 Underlying: SFNC Common Stock · 951 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The Restricted Stock Units vested on July 3, 2023. Shares will be delivered within 30 days of vesting. F1 · derivative.expiration_date: The Restricted Stock Units vested on July 3, 2023. Shares will be delivered within 30 days of vesting. F2 · balance_after: 951 Restricted Stock Units vest on October 2, 2023; and 952 Restricted Stock Units vest on January 2, 2024. SFNC shares will be delivered within 30 days of vesting. Events such as retirement, death, disability, and other specified events in the award agreement may result in earlier vesting. Read SEC document |
| July 03, 2023 Filed Jul 6, 2023 17:47 UTC | SIMMONS FIRST NATIONAL CORP SFNC · Entity 4185 | Exercise / conversionSFNC Common Stock | 951 | $17.61 | $16,747.11 |
DisclosureSEC source: 0001171843-23-004390 · ownership.xml · nonDerivative · entry 1 Bass Dean O. · CIK 0001738140 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 134,377 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 03, 2023 Filed May 5, 2023 22:08 UTC | SIMMONS FIRST NATIONAL CORP SFNC · Entity 4185 | Exercise / conversionRestricted Stock Unit · Derivative | 951 | $0.00 Strike: $15.77 | $0.00 |
DisclosureSEC source: 0001171843-23-002969 · ownership.xml · derivative · entry 3 Bass Dean O. · CIK 0001738140 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,854 Underlying: SFNC Common Stock · 951 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The Restricted Stock Units vested on May 3, 2023. Shares will be delivered within 30 days of vesting. F3 · derivative.expiration_date: The Restricted Stock Units vested on May 3, 2023. Shares will be delivered within 30 days of vesting. F4 · balance_after: 951 Restricted Stock Units vest on July 3, 2023; 951 Restricted Stock Units vest on October 2, 2023; and 952 Restricted Stock Units vest on January 2, 2024. SFNC shares will be delivered within 30 days of vesting. Events such as retirement, death, disability, and other specified events in the award agreement may result in earlier vesting. Read SEC document |
| May 03, 2023 Filed May 5, 2023 22:08 UTC | SIMMONS FIRST NATIONAL CORP SFNC · Entity 4185 | GrantRestricted Stock Unit · Derivative | 3,805 | $0.00 | $0.00 |
DisclosureSEC source: 0001171843-23-002969 · ownership.xml · derivative · entry 2 Bass Dean O. · CIK 0001738140 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,805 Underlying: SFNC Common Stock · 3,805 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Simmons First National Corporation common stock. F2 · derivative.exercise_date: 951 Restricted Stock Units vest on May 3, 2023; 951 Restricted Stock Units vest on July 3, 2023; 951 Restricted Stock Units vest on October 2, 2023; and 952 Restricted Stock Units vest on January 2, 2024. SFNC shares will be delivered within 30 days of vesting. Events such as retirement, death, disability, and other specified events in the award agreement may result in earlier vesting. F2 · derivative.expiration_date: 951 Restricted Stock Units vest on May 3, 2023; 951 Restricted Stock Units vest on July 3, 2023; 951 Restricted Stock Units vest on October 2, 2023; and 952 Restricted Stock Units vest on January 2, 2024. SFNC shares will be delivered within 30 days of vesting. Events such as retirement, death, disability, and other specified events in the award agreement may result in earlier vesting. Read SEC document |
| May 03, 2023 Filed May 5, 2023 22:08 UTC | SIMMONS FIRST NATIONAL CORP SFNC · Entity 4185 | Exercise / conversionSFNC Common Stock | 951 | $15.77 | $14,997.27 |
DisclosureSEC source: 0001171843-23-002969 · ownership.xml · nonDerivative · entry 1 Bass Dean O. · CIK 0001738140 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 133,426 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 07, 2023 Filed Feb 8, 2023 20:35 UTC | SIMMONS FIRST NATIONAL CORP SFNC · Entity 4185 | SaleSFNC Common Stock | 7,500 | $23.06 | $172,950.00 |
DisclosureSEC source: 0001171843-23-000806 · ownership.xml · nonDerivative · entry 2 Bass Dean O. · CIK 0001738140 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,475 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $22.98 to $23.07 inclusive. The reporting person undertakes to provide Simmons First National Corporation ("Simmons"), any security holder of Simmons, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| February 06, 2023 Filed Feb 8, 2023 20:35 UTC | SIMMONS FIRST NATIONAL CORP SFNC · Entity 4185 | SaleSFNC Common Stock | 10,000 | $22.96 | $229,600.00 |
DisclosureSEC source: 0001171843-23-000806 · ownership.xml · nonDerivative · entry 1 Bass Dean O. · CIK 0001738140 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,975 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $22.88 to $23.04 inclusive. The reporting person undertakes to provide Simmons First National Corporation ("Simmons"), any security holder of Simmons, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| February 03, 2023 Filed Feb 6, 2023 22:45 UTC | SIMMONS FIRST NATIONAL CORP SFNC · Entity 4185 | SaleSFNC Common Stock | 10,000 | $23.33 | $233,300.00 |
DisclosureSEC source: 0001171843-23-000724 · ownership.xml · nonDerivative · entry 2 Bass Dean O. · CIK 0001738140 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,975 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $23.21 to $23.42 inclusive. The reporting person undertakes to provide Simmons First National Corporation ("Simmons"), any security holder of Simmons, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| February 02, 2023 Filed Feb 6, 2023 22:45 UTC | SIMMONS FIRST NATIONAL CORP SFNC · Entity 4185 | SaleSFNC Common Stock | 7,500 | $22.93 | $171,975.00 |
DisclosureSEC source: 0001171843-23-000724 · ownership.xml · nonDerivative · entry 1 Bass Dean O. · CIK 0001738140 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,975 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $22.93 to $22.95 inclusive. The reporting person undertakes to provide Simmons First National Corporation ("Simmons"), any security holder of Simmons, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| January 03, 2023 Filed Jan 5, 2023 23:39 UTC | SIMMONS FIRST NATIONAL CORP SFNC · Entity 4185 | Exercise / conversionRestricted Stock Unit · Derivative | 615 | $0.00 Strike: $21.57 | $0.00 |
DisclosureSEC source: 0001171843-23-000096 · ownership.xml · derivative · entry 2 Bass Dean O. · CIK 0001738140 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: SFNC Common Stock · 615 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The Restricted Stock Unit vested on January 3, 2023. Shares will be delivered within 30 days of vesting. F1 · derivative.expiration_date: The Restricted Stock Unit vested on January 3, 2023. Shares will be delivered within 30 days of vesting. Read SEC document |
| January 03, 2023 Filed Jan 5, 2023 23:39 UTC | SIMMONS FIRST NATIONAL CORP SFNC · Entity 4185 | Exercise / conversionSFNC Common Stock | 615 | $21.57 | $13,265.55 |
DisclosureSEC source: 0001171843-23-000096 · ownership.xml · nonDerivative · entry 1 Bass Dean O. · CIK 0001738140 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,475 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 21, 2022 Filed Nov 22, 2022 20:40 UTC | SIMMONS FIRST NATIONAL CORP SFNC · Entity 4185 | SaleSFNC Common Stock | 15,000 | $23.52 | $352,800.00 |
DisclosureSEC source: 0001171843-22-007633 · ownership.xml · nonDerivative · entry 1 Bass Dean O. · CIK 0001738140 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,860 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $23.50 to $23.55 inclusive. The reporting person undertakes to provide Simmons First National Corporation ("Simmons"), any security holder of Simmons, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| November 03, 2022 Filed Nov 7, 2022 19:04 UTC | SIMMONS FIRST NATIONAL CORP SFNC · Entity 4185 | SaleSFNC Common Stock | 27,100 | $22.76 | $616,796.00 |
DisclosureSEC source: 0001171843-22-007162 · ownership.xml · nonDerivative · entry 1 Bass Dean O. · CIK 0001738140 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 181,860 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $22.66 to $22.86 inclusive. The reporting person undertakes to provide Simmons First National Corporation ("Simmons"), any security holder of Simmons, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| November 02, 2022 Filed Nov 3, 2022 20:30 UTC | SIMMONS FIRST NATIONAL CORP SFNC · Entity 4185 | SaleSFNC Common Stock | 15,000 | $23.45 | $351,750.00 |
DisclosureSEC source: 0001171843-22-007085 · ownership.xml · nonDerivative · entry 1 Bass Dean O. · CIK 0001738140 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,960 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $23.41 to $23.51 inclusive. The reporting person undertakes to provide Simmons First National Corporation ("Simmons"), any security holder of Simmons, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| October 03, 2022 Filed Oct 5, 2022 20:10 UTC | SIMMONS FIRST NATIONAL CORP SFNC · Entity 4185 | Exercise / conversionRestricted Stock Unit · Derivative | 615 | $0.00 Strike: $22.15 | $0.00 |
DisclosureSEC source: 0001171843-22-006447 · ownership.xml · derivative · entry 2 Bass Dean O. · CIK 0001738140 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 615 Underlying: SFNC Common Stock · 615 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The Restricted Stock Unit vested on October 3, 2022. Shares will be delivered within 30 days of vesting. F1 · derivative.expiration_date: The Restricted Stock Unit vested on October 3, 2022. Shares will be delivered within 30 days of vesting. F2 · balance_after: 615 Restricted Stock Units vest on January 3, 2023. SFNC shares will be delivered within 30 days of vesting. Events such as retirement, death, disability and other specified events in the award agreement may result in earlier vesting. Read SEC document |
| October 03, 2022 Filed Oct 5, 2022 20:10 UTC | SIMMONS FIRST NATIONAL CORP SFNC · Entity 4185 | Exercise / conversionSFNC Common Stock | 615 | $22.15 | $13,622.25 |
DisclosureSEC source: 0001171843-22-006447 · ownership.xml · nonDerivative · entry 1 Bass Dean O. · CIK 0001738140 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 223,960 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 02, 2022 Filed Aug 3, 2022 21:21 UTC | SIMMONS FIRST NATIONAL CORP SFNC · Entity 4185 | SaleSFNC Common Stock | 7,335 | $23.66 | $173,546.10 |
DisclosureSEC source: 0001171843-22-005320 · ownership.xml · nonDerivative · entry 2 Bass Dean O. · CIK 0001738140 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 223,345 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $23.62 to $23.69 inclusive. The reporting person undertakes to provide Simmons First National Corporation ("Simmons"), any security holder of Simmons, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| August 01, 2022 Filed Aug 3, 2022 21:21 UTC | SIMMONS FIRST NATIONAL CORP SFNC · Entity 4185 | SaleSFNC Common Stock | 7,334 | $23.88 | $175,135.92 |
DisclosureSEC source: 0001171843-22-005320 · ownership.xml · nonDerivative · entry 1 Bass Dean O. · CIK 0001738140 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 230,680 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $23.87 to $23.89 inclusive. The reporting person undertakes to provide Simmons First National Corporation ("Simmons"), any security holder of Simmons, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| July 28, 2022 Filed Jul 29, 2022 17:33 UTC | SIMMONS FIRST NATIONAL CORP SFNC · Entity 4185 | SaleSFNC Common Stock | 6,521 | $23.17 | $151,091.57 |
DisclosureSEC source: 0001171843-22-005166 · ownership.xml · nonDerivative · entry 2 Bass Dean O. · CIK 0001738140 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 238,014 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $23.09 to $23.20 inclusive. The reporting person undertakes to provide Simmons First National Corporation ("Simmons"), any security holder of Simmons, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| July 27, 2022 Filed Jul 29, 2022 17:33 UTC | SIMMONS FIRST NATIONAL CORP SFNC · Entity 4185 | SaleSFNC Common Stock | 8,810 | $22.86 | $201,396.60 |
DisclosureSEC source: 0001171843-22-005166 · ownership.xml · nonDerivative · entry 1 Bass Dean O. · CIK 0001738140 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 244,535 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $22.83 to $22.89 inclusive. The reporting person undertakes to provide Simmons First National Corporation ("Simmons"), any security holder of Simmons, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| July 01, 2022 Filed Jul 6, 2022 18:54 UTC | SIMMONS FIRST NATIONAL CORP SFNC · Entity 4185 | Exercise / conversionRestricted Stock Unit · Derivative | 615 | $0.00 Strike: $21.38 | $0.00 |
DisclosureSEC source: 0001171843-22-004751 · ownership.xml · derivative · entry 2 Bass Dean O. · CIK 0001738140 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,230 Underlying: SFNC Common Stock · 615 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The Restricted Stock Unit vested on July 1, 2022. Shares will be delivered within 30 days of vesting. F1 · derivative.expiration_date: The Restricted Stock Unit vested on July 1, 2022. Shares will be delivered within 30 days of vesting. F2 · balance_after: 615 Restricted Stock Units vest on October 03, 2022; and 615 Restricted Stock Units vest on January 03, 2023. SFNC shares will be delivered within 30 days of vesting. Events such as retirement, death, disability and other specified events in the award agreement may result in earlier vesting. Read SEC document |
| July 01, 2022 Filed Jul 6, 2022 18:54 UTC | SIMMONS FIRST NATIONAL CORP SFNC · Entity 4185 | Exercise / conversionSFNC Common Stock | 615 | $21.38 | $13,148.70 |
DisclosureSEC source: 0001171843-22-004751 · ownership.xml · nonDerivative · entry 1 Bass Dean O. · CIK 0001738140 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 253,345 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 06, 2022 Filed May 10, 2022 18:07 UTC | SIMMONS FIRST NATIONAL CORP SFNC · Entity 4185 | SaleSFNC Common Stock | 10,000 | $25.00 | $250,000.00 |
DisclosureSEC source: 0001171843-22-003502 · ownership.xml · nonDerivative · entry 1 Bass Dean O. · CIK 0001738140 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 252,730 Read SEC document |
| May 05, 2022 Filed May 6, 2022 20:29 UTC | SIMMONS FIRST NATIONAL CORP SFNC · Entity 4185 | SaleSFNC Common Stock | 5,000 | $24.85 | $124,250.00 |
DisclosureSEC source: 0001171843-22-003381 · ownership.xml · nonDerivative · entry 2 Bass Dean O. · CIK 0001738140 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 262,730 Read SEC document |
| May 04, 2022 Filed May 6, 2022 20:29 UTC | SIMMONS FIRST NATIONAL CORP SFNC · Entity 4185 | SaleSFNC Common Stock | 10,000 | $24.61 | $246,100.00 |
DisclosureSEC source: 0001171843-22-003381 · ownership.xml · nonDerivative · entry 1 Bass Dean O. · CIK 0001738140 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 267,730 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $24.61 to $24.64 inclusive. The reporting person undertakes to provide Simmons First National Corporation ("Simmons"), any security holder of Simmons, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| May 03, 2022 Filed May 5, 2022 22:07 UTC | SIMMONS FIRST NATIONAL CORP SFNC · Entity 4185 | Exercise / conversionRestricted Stock Unit · Derivative | 615 | $0.00 Strike: $24.40 | $0.00 |
DisclosureSEC source: 0001171843-22-003362 · ownership.xml · derivative · entry 4 Bass Dean O. · CIK 0001738140 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,845 Underlying: Common · 615 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The Restricted Stock Unit vested on May 3, 2022. Shares will be delivered within 30 days of vesting. F3 · derivative.expiration_date: The Restricted Stock Unit vested on May 3, 2022. Shares will be delivered within 30 days of vesting. F4 · balance_after: 615 Restricted Stock Units vest on July 01, 2022; 615 Restricted Stock Units vest on October 03, 2022; and 615 Restricted Stock Units vest on January 03, 2023.SFNC shares will be delivered within 30 days of vesting. Events such as retirement, death, disability and other specified events in the agreement may result in earlier vesting. Read SEC document |
| May 03, 2022 Filed May 5, 2022 22:07 UTC | SIMMONS FIRST NATIONAL CORP SFNC · Entity 4185 | GrantRestricted Stock Unit · Derivative | 2,460 | $0.00 | $0.00 |
DisclosureSEC source: 0001171843-22-003362 · ownership.xml · derivative · entry 3 Bass Dean O. · CIK 0001738140 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,460 Underlying: Common · 2,460 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Simmons First National Corporation common stock. F2 · derivative.exercise_date: 615 Restricted Stock Units vest on May 03, 2022; 615 Restricted Stock Units vest on July 01, 2022; 615 Restricted Stock Units vest on October 03, 2022; and 615 Restricted Stock Units vest on January 03, 2023. SFNC shares will be delivered within 30 days of vesting. Events such as retirement, death, disability and other specified events in the agreement may result in earlier vesting. F2 · derivative.expiration_date: 615 Restricted Stock Units vest on May 03, 2022; 615 Restricted Stock Units vest on July 01, 2022; 615 Restricted Stock Units vest on October 03, 2022; and 615 Restricted Stock Units vest on January 03, 2023. SFNC shares will be delivered within 30 days of vesting. Events such as retirement, death, disability and other specified events in the agreement may result in earlier vesting. Read SEC document |
| May 03, 2022 Filed May 5, 2022 22:07 UTC | SIMMONS FIRST NATIONAL CORP SFNC · Entity 4185 | SaleSFNC Common Stock | 5,000 | $24.30 | $121,500.00 |
DisclosureSEC source: 0001171843-22-003362 · ownership.xml · nonDerivative · entry 2 Bass Dean O. · CIK 0001738140 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 277,730 Read SEC document |
| May 03, 2022 Filed May 5, 2022 22:07 UTC | SIMMONS FIRST NATIONAL CORP SFNC · Entity 4185 | Exercise / conversionSFNC Common Stock | 615 | $24.40 | $15,006.00 |
DisclosureSEC source: 0001171843-22-003362 · ownership.xml · nonDerivative · entry 1 Bass Dean O. · CIK 0001738140 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 282,730 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 08, 2022 Filed Apr 11, 2022 17:06 UTC | Spirit of Texas Bancshares, Inc. STXB · Entity 128122 | Disposition to issuerCommon Stock | 264,755 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001738140-22-000003 · primary_doc.xml · nonDerivative · entry 1 Bass Dean O. · CIK 0001738140 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: (1) Disposed of in connection the Agreement and Plan of Merger, dated November 18, 2021 (the "Merger Agreement"), by and between Simmons First National Corporation ("Simmons") and Spirit of Texas Bancshares, Inc. ("Issuer"), pursuant to which the Issuer was merged with and into Simmons, with Simmons surviving (the "Merger"). Pursuant to the Merger, each issued and outstanding shares of Issuer common stock and restricted stock units were converted into the right to receive 1.0016722 shares of Simmons common stock. The closing price of Simmons common stock on April 8, 2022, the effective date of the Merger, was $25.44. As a result of the Merger, the reporting person no longer beneficially owns, directly or indirectly, any shares of Issuer common stock. Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 21:07 UTC | Spirit of Texas Bancshares, Inc. STXB · Entity 128122 | Exercise / conversionStock Options (right to buy) · Derivative | 9,381 | $0.00 Strike: $21.00 | $0.00 |
DisclosureSEC source: 0001738140-22-000002 · primary_doc.xml · derivative · entry 38 Bass Dean O. · CIK 0001738140 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,381 shares Expires 2028-05-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 21:07 UTC | Spirit of Texas Bancshares, Inc. STXB · Entity 128122 | Exercise / conversionStock Options (right to buy) · Derivative | 3,000 | $0.00 Strike: $21.00 | $0.00 |
DisclosureSEC source: 0001738140-22-000002 · primary_doc.xml · derivative · entry 37 Bass Dean O. · CIK 0001738140 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,000 shares Expires 2028-05-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 21:07 UTC | Spirit of Texas Bancshares, Inc. STXB · Entity 128122 | Exercise / conversionStock Options (right to buy) · Derivative | 9,667 | $0.00 Strike: $15.00 | $0.00 |
DisclosureSEC source: 0001738140-22-000002 · primary_doc.xml · derivative · entry 36 Bass Dean O. · CIK 0001738140 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,667 shares Expires 2027-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 21:07 UTC | Spirit of Texas Bancshares, Inc. STXB · Entity 128122 | Exercise / conversionStock Options (right to buy) · Derivative | 16,000 | $0.00 Strike: $13.00 | $0.00 |
DisclosureSEC source: 0001738140-22-000002 · primary_doc.xml · derivative · entry 35 Bass Dean O. · CIK 0001738140 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,000 shares Expires 2026-05-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 21:07 UTC | Spirit of Texas Bancshares, Inc. STXB · Entity 128122 | Exercise / conversionStock Options (right to buy) · Derivative | 9,813 | $0.00 Strike: $16.00 | $0.00 |
DisclosureSEC source: 0001738140-22-000002 · primary_doc.xml · derivative · entry 34 Bass Dean O. · CIK 0001738140 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,813 shares Expires 2025-02-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 21:07 UTC | Spirit of Texas Bancshares, Inc. STXB · Entity 128122 | Exercise / conversionStock Options (right to buy) · Derivative | 17,308 | $0.00 Strike: $13.00 | $0.00 |
DisclosureSEC source: 0001738140-22-000002 · primary_doc.xml · derivative · entry 33 Bass Dean O. · CIK 0001738140 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 17,308 shares Expires 2024-02-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 21:07 UTC | Spirit of Texas Bancshares, Inc. STXB · Entity 128122 | Exercise / conversionStock Options (right to buy) · Derivative | 6,924 | $0.00 Strike: $13.00 | $0.00 |
DisclosureSEC source: 0001738140-22-000002 · primary_doc.xml · derivative · entry 32 Bass Dean O. · CIK 0001738140 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,924 shares Expires 2023-03-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 21:07 UTC | Spirit of Texas Bancshares, Inc. STXB · Entity 128122 | Exercise / conversionStock Options (right to buy) · Derivative | 5,000 | $0.00 Strike: $12.00 | $0.00 |
DisclosureSEC source: 0001738140-22-000002 · primary_doc.xml · derivative · entry 31 Bass Dean O. · CIK 0001738140 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2022-06-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 21:07 UTC | Spirit of Texas Bancshares, Inc. STXB · Entity 128122 | Exercise / conversionEmployee Stock Options (right to buy) · Derivative | 2,619 | $0.00 Strike: $21.00 | $0.00 |
DisclosureSEC source: 0001738140-22-000002 · primary_doc.xml · derivative · entry 30 Bass Dean O. · CIK 0001738140 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,619 shares Expires 2028-05-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 21:07 UTC | Spirit of Texas Bancshares, Inc. STXB · Entity 128122 | Exercise / conversionEmployee Stock Options (right to buy) · Derivative | 5,333 | $0.00 Strike: $15.00 | $0.00 |
DisclosureSEC source: 0001738140-22-000002 · primary_doc.xml · derivative · entry 29 Bass Dean O. · CIK 0001738140 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,333 shares Expires 2027-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 21:07 UTC | Spirit of Texas Bancshares, Inc. STXB · Entity 128122 | Exercise / conversionCommon Stock · Derivative | 9,000 | $0.00 Strike: $13.00 | $0.00 |
DisclosureSEC source: 0001738140-22-000002 · primary_doc.xml · derivative · entry 28 Bass Dean O. · CIK 0001738140 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,000 shares Expires 2026-05-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 21:07 UTC | Spirit of Texas Bancshares, Inc. STXB · Entity 128122 | Exercise / conversionEmployee Stock Options (right to buy) · Derivative | 5,187 | $0.00 Strike: $16.00 | $0.00 |
DisclosureSEC source: 0001738140-22-000002 · primary_doc.xml · derivative · entry 27 Bass Dean O. · CIK 0001738140 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,187 shares Expires 2025-02-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 21:07 UTC | Spirit of Texas Bancshares, Inc. STXB · Entity 128122 | Exercise / conversionEmployee Stock Options (right to buy) · Derivative | 7,692 | $0.00 Strike: $13.00 | $0.00 |
DisclosureSEC source: 0001738140-22-000002 · primary_doc.xml · derivative · entry 26 Bass Dean O. · CIK 0001738140 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,692 shares Expires 2024-02-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 21:07 UTC | Spirit of Texas Bancshares, Inc. STXB · Entity 128122 | Exercise / conversionEmployee Stock Options (right to buy) · Derivative | 8,076 | $0.00 Strike: $13.00 | $0.00 |
DisclosureSEC source: 0001738140-22-000002 · primary_doc.xml · derivative · entry 25 Bass Dean O. · CIK 0001738140 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,076 shares Expires 2023-03-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 21:07 UTC | Spirit of Texas Bancshares, Inc. STXB · Entity 128122 | Exercise / conversionEmployee Stock Options (right to buy) · Derivative | 5,000 | $0.00 Strike: $12.00 | $0.00 |
DisclosureSEC source: 0001738140-22-000002 · primary_doc.xml · derivative · entry 24 Bass Dean O. · CIK 0001738140 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2022-06-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.