TapewireFind a company

person · Reporting owner

Bass Dean O.

Disclosed activity across 2 companies

Tapewire entity
95533
SEC CIK
0001738140

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
SIMMONS FIRST NATIONAL CORPSFNC · Entity 4185DirectorJanuary 02, 2024January 04, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

SIMMONS FIRST NATIONAL CORP

Report date January 02, 2024 · Filed January 04, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
SFNC Common StockSEC Table I · non-derivativeDirect106,280 Reported balance After 2024-01-02 transaction · row 1
1 source row

Row 1 · 2024-01-02 · Exercise / conversion · Acquired 952 · Balance 106,280

Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $19.78Direct0 Reported balance After 2024-01-02 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2024-01-02 · Exercise / conversion · Disposed 952 · Balance 0

F1: The Restricted Stock Units vested on January 2, 2024. Shares will be delivered within 30 days of vesting.

Filing footnotes · ownership attribution and instrument terms

F1: The Restricted Stock Units vested on January 2, 2024. Shares will be delivered within 30 days of vesting.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Spirit of Texas Bancshares, Inc.

Report date April 08, 2022 · Filed April 11, 2022

Section 16 reporting ended · disclosed 2022-04-11. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2022-04-08 transaction · row 1
1 source row

Row 1 · 2022-04-08 · Disposition to issuer · Disposed 264,755 · Balance 0

F1: (1) Disposed of in connection the Agreement and Plan of Merger, dated November 18, 2021 (the "Merger Agreement"), by and between Simmons First National Corporation ("Simmons") and Spirit of Texas Bancshares, Inc. ("Issuer"), pursuant to which the Issuer was merged with and into Simmons, with Simmons surviving (the "Merger"). Pursuant to the Merger, each issued and outstanding shares of Issuer common stock and restricted stock units were converted into the right to receive 1.0016722 shares of Simmons common stock. The closing price of Simmons common stock on April 8, 2022, the effective date of the Merger, was $25.44. As a result of the Merger, the reporting person no longer beneficially owns, directly or indirectly, any shares of Issuer common stock.

Filing footnotes · ownership attribution and instrument terms

F1: (1) Disposed of in connection the Agreement and Plan of Merger, dated November 18, 2021 (the "Merger Agreement"), by and between Simmons First National Corporation ("Simmons") and Spirit of Texas Bancshares, Inc. ("Issuer"), pursuant to which the Issuer was merged with and into Simmons, with Simmons surviving (the "Merger"). Pursuant to the Merger, each issued and outstanding shares of Issuer common stock and restricted stock units were converted into the right to receive 1.0016722 shares of Simmons common stock. The closing price of Simmons common stock on April 8, 2022, the effective date of the Merger, was $25.44. As a result of the Merger, the reporting person no longer beneficially owns, directly or indirectly, any shares of Issuer common stock.

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
July 01, 2019 Filed Jul 3, 2019 13:07 UTC Spirit of Texas Bancshares, Inc. STXB · Entity 128122 GrantCommon Stock 8,000 $0.00 $0.00
Disclosure

SEC source: 0001738140-19-000002 · primary_doc.xml · nonDerivative · entry 1

Bass Dean O. · CIK 0001738140 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 306,040

F1 · shares: Represents shares restricted stock units, which will vest in five equal annual installments beginning on July 1, 2020.

Read SEC document
November 16, 2018 Filed Nov 19, 2018 18:29 UTC Spirit of Texas Bancshares, Inc. STXB · Entity 128122 OtherStock Option (right to buy) · Derivative 50,000 $0.00 Strike: $10.00 $0.00
Disclosure

SEC source: 0001738140-18-000001 · primary_doc.xml · derivative · entry 2

Bass Dean O. · CIK 0001738140 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,048

Underlying: Common Stock · 50,000 shares

Expires 2018-11-17

Read SEC document
November 16, 2018 Filed Nov 19, 2018 18:29 UTC Spirit of Texas Bancshares, Inc. STXB · Entity 128122 OtherCommon Stock 50,000 $10.00 $500,000.00
Disclosure

SEC source: 0001738140-18-000001 · primary_doc.xml · nonDerivative · entry 1

Bass Dean O. · CIK 0001738140 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 298,040

Read SEC document
November 16, 2018 Filed Dec 30, 2019 20:54 UTC Amendment Spirit of Texas Bancshares, Inc. STXB · Entity 128122 OtherStock Options (right to buy) · Derivative 50,000 $0.00 Strike: $10.00 $0.00
Disclosure

SEC source: 0001499453-19-000019 · primary_doc.xml · derivative · entry 2

Bass Dean O. · CIK 0001738140 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,048

Underlying: Common Stock · 50,000 shares

Expires 2018-11-17

Read SEC document
November 16, 2018 Filed Dec 30, 2019 20:54 UTC Amendment Spirit of Texas Bancshares, Inc. STXB · Entity 128122 OtherCommon Stock 50,000 $10.00 $500,000.00
Disclosure

SEC source: 0001499453-19-000019 · primary_doc.xml · nonDerivative · entry 1

Bass Dean O. · CIK 0001738140 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 201,992

F1 · balance_after: The Reporting Person's Form 4 filed on November 19, 2018 and subsequent Form 4s incorrectly included in this Table I, Item 5 the Reporting Person's stock options to acquire 96,048 shares of common stock, which are being corrected herein.

Read SEC document
May 08, 2018 Filed May 8, 2018 15:11 UTC Spirit of Texas Bancshares, Inc. STXB · Entity 128122 GrantEmployee Stock Options (right to buy) · Derivative 15,000 $0.00 Strike: $21.00 $0.00
Disclosure

SEC source: 0000899243-18-011811 · doc4.xml · derivative · entry 2

Bass Dean O. · CIK 0001738140 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2028-05-08

F2 · derivative.exercise_date: The options vest in five equal installments on May 8, 2019, 2020, 2021, 2022 and 2023.

Read SEC document
May 08, 2018 Filed May 8, 2018 15:11 UTC Spirit of Texas Bancshares, Inc. STXB · Entity 128122 PurchaseCommon Stock 2,500 $21.00 $52,500.00
Disclosure

SEC source: 0000899243-18-011811 · doc4.xml · nonDerivative · entry 1

Bass Dean O. · CIK 0001738140 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,792

F1 · shares: Represents shares of common stock, no par value ("Common Stock"), of the issuer purchased through a directed share program in connection with the initial public offering of the Common Stock.

Read SEC document
May 04, 2018 Filed May 16, 2018 14:00 UTC Spirit of Texas Bancshares, Inc. STXB · Entity 128122 PurchaseCommon Stock 200 $22.00 $4,400.00
Disclosure

SEC source: 0000899243-18-013043 · doc4.xml · nonDerivative · entry 1

Bass Dean O. · CIK 0001738140 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,992

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.