Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| DUOS TECHNOLOGIES GROUP, INC.DUOT · Entity 6044 | CFO | December 29, 2023 | January 10, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
DUOS TECHNOLOGIES GROUP, INC.
Report date December 29, 2023 · Filed January 10, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.001 par valueSEC Table I · non-derivative | Direct | 3,199 |
Reported balance
After 2023-12-29 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2023-12-29 · Grant · Acquired 911 · Balance 3,199 F1: The reporting person is voluntarily reporting the acquisition of shares of the issuer's Common Stock pursuant to the Duos Technologies Group, Inc. Employee Stock Purchase Plan (the "ESPP"). The transaction is also exempt under Rule 16b-3(c). F2: In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the Common Stock on the relevant measurement date. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person is voluntarily reporting the acquisition of shares of the issuer's Common Stock pursuant to the Duos Technologies Group, Inc. Employee Stock Purchase Plan (the "ESPP"). The transaction is also exempt under Rule 16b-3(c).
F2: In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the Common Stock on the relevant measurement date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 29, 2023 Filed Jan 10, 2024 22:47 UTC | DUOS TECHNOLOGIES GROUP, INC. DUOT · Entity 6044 | GrantCommon Stock, $0.001 par value | 911 | $2.47 | $2,245.62 |
DisclosureSEC source: 0001079973-24-000053 · ownership.xml · nonDerivative · entry 1 Murphy Andrew Winslow · CIK 0001953258 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,199 F1 · security: The reporting person is voluntarily reporting the acquisition of shares of the issuer's Common Stock pursuant to the Duos Technologies Group, Inc. Employee Stock Purchase Plan (the "ESPP"). The transaction is also exempt under Rule 16b-3(c). F2 · price: In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the Common Stock on the relevant measurement date. Read SEC document |
| June 30, 2023 Filed Jul 20, 2023 21:25 UTC | DUOS TECHNOLOGIES GROUP, INC. DUOT · Entity 6044 | GrantCommon Stock, $0.001 par value | 1,538 | $1.79 | $2,745.33 |
DisclosureSEC source: 0001079973-23-000998 · ownership.xml · nonDerivative · entry 1 Murphy Andrew Winslow · CIK 0001953258 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,288 F1 · security: The reporting person is voluntarily reporting the acquisition of shares of the issuer's Common Stock pursuant to the Duos Technologies Group, Inc. Employee Stock Purchase Plan (the "ESPP"). The transaction is also exempt under Rule 16b-3(c). F2 · price: In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the Common Stock on the relevant measurement date. Read SEC document |
| April 01, 2023 Filed Jun 26, 2023 14:46 UTC | DUOS TECHNOLOGIES GROUP, INC. DUOT · Entity 6044 | GrantOptions to Purchase Shares of Common Stock · Derivative | 30,311 | $0.00 Strike: $4.22 | $0.00 |
DisclosureSEC source: 0001553350-23-000346 · ownership.xml · derivative · entry 2 Murphy Andrew Winslow · CIK 0001953258 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,311 Underlying: Common Stock · 30,311 shares Expires 2028-03-31 F1 · derivative.exercise_date: The options vest over three years, with 1/3 vesting on each anniversary of the date of grant. Read SEC document |
| December 15, 2022 Filed Dec 15, 2022 19:10 UTC | DUOS TECHNOLOGIES GROUP, INC. DUOT · Entity 6044 | GrantCommon Stock, $0.001 par value | 125 | $2.05 | $256.25 |
DisclosureSEC source: 0001553350-22-001001 · ownership.xml · nonDerivative · entry 1 Murphy Andrew Winslow · CIK 0001953258 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 750 Read SEC document |
| December 08, 2022 Filed Dec 8, 2022 21:38 UTC | DUOS TECHNOLOGIES GROUP, INC. DUOT · Entity 6044 | GrantCommon Stock, $0.001 par value | 200 | $2.28 | $456.34 |
DisclosureSEC source: 0001079973-22-001496 · ownership.xml · nonDerivative · entry 1 Murphy Andrew Winslow · CIK 0001953258 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 625 Read SEC document |
| November 17, 2022 Filed Nov 21, 2022 21:15 UTC | DUOS TECHNOLOGIES GROUP, INC. DUOT · Entity 6044 | GrantCommon Stock, $0.001 par value | 325 | $2.98 | $967.92 |
DisclosureSEC source: 0001553350-22-000938 · ownership.xml · nonDerivative · entry 1 Murphy Andrew Winslow · CIK 0001953258 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 425 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.