person · Reporting owner
WILLIAMSON JOHN B III
Disclosed activity across 4 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| LUNA INNOVATIONS INCLUNA · Entity 84494 | Director | April 01, 2020 | April 02, 2020 |
| OPTICAL CABLE CORPOCC · Entity 6682 | Director | June 25, 2021 | June 25, 2021 |
| RGC RESOURCES INCRGCO · Entity 88 | Director | September 23, 2026 | September 25, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
LUNA INNOVATIONS INC
Report date April 01, 2020 · Filed April 02, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock UnitsSEC Table II · derivative / convertible security | Direct | 187,691.54 |
Reported balance
After 2020-04-01 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2020-04-01 · Grant · Acquired 712.25 · Balance 187,691.54 F1: Stock units are convertible into issuer's common stock on a 1-for-1 basis. F2: This grant was made pursuant to the issuer's non-employee director compensation policy, as compensation for Mr. Williamson's service as a member of the board of directors for the period from April 1, 2020 to May 11, 2020, which is the date of the Issuer's annual meeting at which Mr. Williamson will be retiring from the Issuer's Board of Directors. The number of restricted stock units is equal to $4,166.67 divided by $5.85, the closing price of the issuer's common stock on the Nasdaq Capital Market on April 1, 2020, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units. F3: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date. |
| Stock UnitsSEC Table II · derivative / convertible security | Direct | 187,767.51 |
Reported balance
After 2020-04-01 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2020-04-01 · Grant · Acquired 75.97 · Balance 187,767.51 F1: Stock units are convertible into issuer's common stock on a 1-for-1 basis. F4: This grant was made pursuant to the issuer's non-employee director compensation policy, as compensation for Mr. Williamson's service on the audit committee of the board of directors for the period from April 1, 2020 to May 11, 2020. The number of restricted stock units is equal to $444.44 divided by $5.85, the closing price of issuer's common stock on Nasdaq Capital Market on April 1, 2020, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units. F3: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date. |
| Stock UnitsSEC Table II · derivative / convertible security | Direct | 187,843.48 |
Reported balance
After 2020-04-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2020-04-01 · Grant · Acquired 75.97 · Balance 187,843.48 F1: Stock units are convertible into issuer's common stock on a 1-for-1 basis. F5: This grant was made pursuant to issuer's non-employee director compensation policy, as compensation for Mr. Williamson's service on the nominating and governance committee of the board of directors for the period from April 1, 2020 to May 11, 2020. The number of restricted stock units is equal to $444.44 divided by $5.85, the closing price of issuer's common stock on the Nasdaq Capital Market on April 1, 2020, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units. F3: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date. |
Filing footnotes · ownership attribution and instrument terms
F1: Stock units are convertible into issuer's common stock on a 1-for-1 basis.
F2: This grant was made pursuant to the issuer's non-employee director compensation policy, as compensation for Mr. Williamson's service as a member of the board of directors for the period from April 1, 2020 to May 11, 2020, which is the date of the Issuer's annual meeting at which Mr. Williamson will be retiring from the Issuer's Board of Directors. The number of restricted stock units is equal to $4,166.67 divided by $5.85, the closing price of the issuer's common stock on the Nasdaq Capital Market on April 1, 2020, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units.
F3: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date.
F4: This grant was made pursuant to the issuer's non-employee director compensation policy, as compensation for Mr. Williamson's service on the audit committee of the board of directors for the period from April 1, 2020 to May 11, 2020. The number of restricted stock units is equal to $444.44 divided by $5.85, the closing price of issuer's common stock on Nasdaq Capital Market on April 1, 2020, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units.
F5: This grant was made pursuant to issuer's non-employee director compensation policy, as compensation for Mr. Williamson's service on the nominating and governance committee of the board of directors for the period from April 1, 2020 to May 11, 2020. The number of restricted stock units is equal to $444.44 divided by $5.85, the closing price of issuer's common stock on the Nasdaq Capital Market on April 1, 2020, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units.
OPTICAL CABLE CORP
Report date June 25, 2021 · Filed June 25, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 164,119 |
Reported balance
After 2021-06-25 transaction · row 1
1 source rowRow 1 · 2021-06-25 · Grant · Acquired 6,011 · Balance 164,119 F1: Directors of the Company receive stock and cash as compensation for their services to the Company. Director received an award of 6,011 common shares issued under the Optical Cable Corporation 2017 Stock Incentive Plan for the stock portion of the annual retainer for the 2021-2022 board year. Unless otherwise set forth in the grant award, the 6,011 common shares are subject to complete forfeiture until they fully vest on June 26, 2022. |
Filing footnotes · ownership attribution and instrument terms
F1: Directors of the Company receive stock and cash as compensation for their services to the Company. Director received an award of 6,011 common shares issued under the Optical Cable Corporation 2017 Stock Incentive Plan for the stock portion of the annual retainer for the 2021-2022 board year. Unless otherwise set forth in the grant award, the 6,011 common shares are subject to complete forfeiture until they fully vest on June 26, 2022.
RGC RESOURCES INC
Report date September 23, 2026 · Filed September 25, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 182,634.24 |
Ending reported balance
After 2026-09-24 transaction · row 10
10 source rows · reconciled sequenceRow 1 · 2026-09-23 · Purchase · Acquired 1,000 · Balance 180,931.24 Row 2 · 2026-09-23 · Purchase · Acquired 322 · Balance 181,253.24 Row 3 · 2026-09-23 · Purchase · Acquired 250 · Balance 181,503.24 Row 4 · 2026-09-23 · Purchase · Acquired 250 · Balance 181,753.24 Row 5 · 2026-09-23 · Purchase · Acquired 250 · Balance 182,003.24 Row 6 · 2026-09-23 · Purchase · Acquired 178 · Balance 182,181.24 Row 7 · 2026-09-23 · Purchase · Acquired 250 · Balance 182,431.24 Row 8 · 2026-09-24 · Purchase · Acquired 100 · Balance 182,531.24 Row 9 · 2026-09-24 · Purchase · Acquired 100 · Balance 182,631.24 Row 10 · 2026-09-24 · Purchase · Acquired 3 · Balance 182,634.24 |
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Corning Natural Gas Holding Corp
Report date July 06, 2022 · Filed July 06, 2022
Section 16 reporting ended · disclosed 2022-07-06. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2022-07-06 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2022-07-06 · Disposition to issuer · Disposed 22,464 · Balance 0 F1: Included 1,687 shares of Common Stock owned jointly with his spouse. |
| Series A Preferred StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2022-07-06 transaction · row 2
1 source rowRow 2 · 2022-07-06 · Disposition to issuer · Disposed 1,052 · Balance 0 F2: Pursuant to that certain merger agreement with ACP Crotona Corp. and ACP Crotona Merger Sub Corp., Mr. Williamson received an amount equal to $25.00 per share of Series A Preferred Stock plus an amount equal to any accumulated unpaid dividends then outstanding. |
| Series B Preferred StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2022-07-06 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2022-07-06 · Disposition to issuer · Disposed 1,416 · Balance 0 F3: The shares of Series B Preferred Stock were owned jointly with his spouse. F4: Pursuant to that certain merger agreement with ACP Crotona Corp. and ACP Crotona Merger Sub Corp., Mr. Williamson received an amount equal to $29.70 per share of Series B Preferred Stock consisting of $24.90 in respect of the Series B Preferred Stock liquidation preference and $4.80 in respect of the conversion right of the holders of the Series B Preferred Stock, plus an amount equal to any accumulated unpaid dividends then outstanding. |
Filing footnotes · ownership attribution and instrument terms
F1: Included 1,687 shares of Common Stock owned jointly with his spouse.
F2: Pursuant to that certain merger agreement with ACP Crotona Corp. and ACP Crotona Merger Sub Corp., Mr. Williamson received an amount equal to $25.00 per share of Series A Preferred Stock plus an amount equal to any accumulated unpaid dividends then outstanding.
F3: The shares of Series B Preferred Stock were owned jointly with his spouse.
F4: Pursuant to that certain merger agreement with ACP Crotona Corp. and ACP Crotona Merger Sub Corp., Mr. Williamson received an amount equal to $29.70 per share of Series B Preferred Stock consisting of $24.90 in respect of the Series B Preferred Stock liquidation preference and $4.80 in respect of the conversion right of the holders of the Series B Preferred Stock, plus an amount equal to any accumulated unpaid dividends then outstanding.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 21, 2019 Filed Aug 23, 2019 09:02 UTC | Corning Natural Gas Holding Corp cnig · Entity 125564 | GrantCommon Stock | 450 | $21.50 | $9,675.00 |
DisclosureSEC source: 0001582244-19-000035 · primary_doc.xml · nonDerivative · entry 1 WILLIAMSON JOHN B III · CIK 0001238836 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,714 F1 · balance_after: Includes 1,687 shares jointly by spouse. Read SEC document |
| July 01, 2019 Filed Jul 3, 2019 16:21 UTC | LUNA INNOVATIONS INC LUNA · Entity 84494 | GrantStock Units · Derivative | 221.73 | $4.51 | $1,000.00 |
DisclosureSEC source: 0001239819-19-000079 · wf-form4_156218528371605.xml · derivative · entry 3 WILLIAMSON JOHN B III · CIK 0001238836 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 183,442.34 Underlying: Common Stock · 221.73 shares Expires not disclosed F1 · derivative.exercise_price: Stock units are convertible into issuer's common stock on a 1-for-1 basis. F5 · shares: This grant was made pursuant to issuer's non-employee director compensation policy, as compensation for Mr. Williamson's service on the nominating and governance committee of the board of directors for the period from July 1, 2019 to September 30, 2019. The number of restricted stock units is equal to $1,000.00 divided by $4.51, the closing price of issuer's common stock on the Nasdaq Capital Market on July 1, 2019, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units. F3 · derivative.exercise_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date. F3 · derivative.expiration_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date. Read SEC document |
| July 01, 2019 Filed Jul 3, 2019 16:21 UTC | LUNA INNOVATIONS INC LUNA · Entity 84494 | GrantStock Units · Derivative | 221.73 | $4.51 | $1,000.00 |
DisclosureSEC source: 0001239819-19-000079 · wf-form4_156218528371605.xml · derivative · entry 2 WILLIAMSON JOHN B III · CIK 0001238836 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 183,220.61 Underlying: Common Stock · 221.73 shares Expires not disclosed F1 · derivative.exercise_price: Stock units are convertible into issuer's common stock on a 1-for-1 basis. F4 · shares: This grant was made pursuant to the issuer's non-employee director compensation policy, as compensation for Mr. Williamson's service on the audit committee of the board of directors for the period from July 1, 2019 to September 30, 2019. The number of restricted stock units is equal to $1,000.00 divided by $4.51, the closing price of issuer's common stock on Nasdaq Capital Market on July 1, 2019, the first trading day of the quarter. The Reporting Person elected to receive chairman fees in stock units. F3 · derivative.exercise_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date. F3 · derivative.expiration_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date. Read SEC document |
| July 01, 2019 Filed Jul 3, 2019 16:21 UTC | LUNA INNOVATIONS INC LUNA · Entity 84494 | GrantStock Units · Derivative | 2,078.71 | $4.51 | $9,374.98 |
DisclosureSEC source: 0001239819-19-000079 · wf-form4_156218528371605.xml · derivative · entry 1 WILLIAMSON JOHN B III · CIK 0001238836 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 182,998.88 Underlying: Common Stock · 2,078.71 shares Expires not disclosed F1 · derivative.exercise_price: Stock units are convertible into issuer's common stock on a 1-for-1 basis. F2 · shares: This grant was made pursuant to the issuer's non-employee director compensation policy, as compensation for Mr. Williamson's service as a member of the board of directors for the period from July 1, 2019 to September 30, 2019. The number of restricted stock units is equal to $9,375.00 divided by $4.51, the closing price of the issuer's common stock on the Nasdaq Capital Market on July 1, 2019, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units. F3 · derivative.exercise_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date. F3 · derivative.expiration_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date. Read SEC document |
| May 20, 2019 Filed May 28, 2019 10:48 UTC | Corning Natural Gas Holding Corp cnig · Entity 125564 | GrantCommon Stock | 450 | $19.85 | $8,932.50 |
DisclosureSEC source: 0001582244-19-000023 · primary_doc.xml · nonDerivative · entry 1 WILLIAMSON JOHN B III · CIK 0001238836 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,264 F1 · balance_after: Includes 1,687 shares jointly by spouse. Read SEC document |
| May 14, 2019 Filed May 16, 2019 16:07 UTC | LUNA INNOVATIONS INC LUNA · Entity 84494 | GrantCommon Stock | 5,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001239819-19-000061 · wf-form4_155803725464391.xml · nonDerivative · entry 1 WILLIAMSON JOHN B III · CIK 0001238836 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,176 F1 · security: Consists of restricted stock units that are convertible into issuer's common stock on a 1-for-1 basis. F2 · shares: This grant was awarded in connection with Mr. Williamson's service as member of board of directors, pursuant to the issuer's non-employee director compensation policy. The number of restricted stock units awarded is equal to $25,000 divided by $4.31, the closing stock on the Nasdaq Capital Market on May 14, 2019, the date of grant. F3 · shares: The stock units will vest fully on the earlier of the one year anniversary of date or the next annual meeting of stockholders. Read SEC document |
| April 02, 2019 Filed Apr 4, 2019 20:16 UTC | OPTICAL CABLE CORP OCC · Entity 6682 | GrantCommon Stock | 6,072 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-19-006603 · rdgdoc.xml · nonDerivative · entry 1 WILLIAMSON JOHN B III · CIK 0001238836 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,332 F1 · shares: Directors of the Company receive stock and cash as compensation for their services to the Company. Director received an award of 6,072 common shares issued under the Optical Cable Corporation 2017 Stock Incentive Plan for the stock portion of the annual retainer for the 2019-2020 board year. The 6,072 common shares are subject to complete forfeiture until they fully vest on April 3, 2020. Read SEC document |
| April 01, 2019 Filed Apr 2, 2019 16:54 UTC | LUNA INNOVATIONS INC LUNA · Entity 84494 | GrantStock Units · Derivative | 179 | $4.19 | $750.01 |
DisclosureSEC source: 0001239819-19-000034 · wf-form4_155423843641290.xml · derivative · entry 3 WILLIAMSON JOHN B III · CIK 0001238836 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,920.17 Underlying: Common Stock · 179 shares Expires not disclosed F1 · derivative.exercise_price: Stock units are convertible into issuer's common stock on a 1-for-1 basis. F5 · shares: This grant was made pursuant to issuer's non-employee director compensation policy, as compensation for Mr. Williamson's service on the nominating and governance committee of the board of directors for the period from April 1, 2019 to June 30, 2019. The number of restricted stock units is equal to $750.00 divided by $4.19, the closing price of issuer's common stock on the Nasdaq Capital Market on April 1, 2019, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units. F3 · derivative.exercise_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date. F3 · derivative.expiration_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date. Read SEC document |
| April 01, 2019 Filed Apr 2, 2019 16:54 UTC | LUNA INNOVATIONS INC LUNA · Entity 84494 | GrantStock Units · Derivative | 596.66 | $4.19 | $2,500.01 |
DisclosureSEC source: 0001239819-19-000034 · wf-form4_155423843641290.xml · derivative · entry 2 WILLIAMSON JOHN B III · CIK 0001238836 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,741.17 Underlying: Common Stock · 596.66 shares Expires not disclosed F1 · derivative.exercise_price: Stock units are convertible into issuer's common stock on a 1-for-1 basis. F4 · shares: This grant was made pursuant to the issuer's non-employee director compensation policy, as compensation for Mr. Williamson's service as chairman of the audit committee of the board of directors for the period from April 1, 2019 to June 30, 2019. The number of restricted stock units is equal to $2,500 divided by $4.19, the closing price of issuer's common stock on Nasdaq Capital Market on April 1, 2019, the first trading day of the quarter. The Reporting Person elected to receive chairman fees in stock units. F3 · derivative.exercise_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date. F3 · derivative.expiration_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date. Read SEC document |
| April 01, 2019 Filed Apr 2, 2019 16:54 UTC | LUNA INNOVATIONS INC LUNA · Entity 84494 | GrantStock Units · Derivative | 1,491.65 | $4.19 | $6,250.01 |
DisclosureSEC source: 0001239819-19-000034 · wf-form4_155423843641290.xml · derivative · entry 1 WILLIAMSON JOHN B III · CIK 0001238836 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,144.51 Underlying: Common Stock · 1,491.65 shares Expires not disclosed F1 · derivative.exercise_price: Stock units are convertible into issuer's common stock on a 1-for-1 basis. F2 · shares: This grant was made pursuant to the issuer's non-employee director compensation policy, as compensation for Mr. Williamson's service as a member of the board of directors for the period from April 1, 2019 to June 30, 2019. The number of restricted stock units is equal to $6,250.00 divided by $4.19, the closing price of the issuer's common stock on the Nasdaq Capital Market on April 1, 2019, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units. F3 · derivative.exercise_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date. F3 · derivative.expiration_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date. Read SEC document |
| February 26, 2019 Filed Feb 28, 2019 11:40 UTC | Corning Natural Gas Holding Corp cnig · Entity 125564 | GrantCommon Stock | 450 | $18.50 | $8,325.00 |
DisclosureSEC source: 0001582244-19-000014 · primary_doc.xml · nonDerivative · entry 1 WILLIAMSON JOHN B III · CIK 0001238836 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,814 F1 · balance_after: Includes 1,687 shares jointly by spouse. Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 16:51 UTC | LUNA INNOVATIONS INC LUNA · Entity 84494 | Exercise / conversionCommon Stock Option (Right to Buy) · Derivative | 120,000 | $0.00 Strike: $1.37 | $0.00 |
DisclosureSEC source: 0001239819-19-000022 · wf-form4_155130427151662.xml · derivative · entry 2 WILLIAMSON JOHN B III · CIK 0001238836 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 120,000 shares Expires 2024-05-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option vested in 36 equal monthly installments beginning on May 20, 2014. Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 16:51 UTC | LUNA INNOVATIONS INC LUNA · Entity 84494 | Exercise / conversionCommon Stock | 120,000 | $1.37 | $164,400.00 |
DisclosureSEC source: 0001239819-19-000022 · wf-form4_155130427151662.xml · nonDerivative · entry 1 WILLIAMSON JOHN B III · CIK 0001238836 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,376 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 17:05 UTC | LUNA INNOVATIONS INC LUNA · Entity 84494 | GrantStock Units · Derivative | 223.88 | $3.35 | $750.00 |
DisclosureSEC source: 0001239819-19-000006 · wf-form4_154663952428433.xml · derivative · entry 3 WILLIAMSON JOHN B III · CIK 0001238836 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,652.86 Underlying: Common Stock · 223.88 shares Expires not disclosed F1 · derivative.exercise_price: Stock units are convertible into issuer's common stock on a 1-for-1 basis. F5 · shares: This grant was made pursuant to issuer's non-employee director compensation policy, as compensation for Mr. Williamson's service on the nominating and governance committee of the board of directors for the period from January 1, 2019 to March 31, 2019. The number of restricted stock units is equal to $750.00 divided by $3.35, the closing price of issuer's common stock on the Nasdaq Capital Market on January 2, 2019, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units. F3 · derivative.exercise_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date. F3 · derivative.expiration_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 17:05 UTC | LUNA INNOVATIONS INC LUNA · Entity 84494 | GrantStock Units · Derivative | 746.29 | $3.35 | $2,500.07 |
DisclosureSEC source: 0001239819-19-000006 · wf-form4_154663952428433.xml · derivative · entry 2 WILLIAMSON JOHN B III · CIK 0001238836 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,428.98 Underlying: Common Stock · 746.29 shares Expires not disclosed F1 · derivative.exercise_price: Stock units are convertible into issuer's common stock on a 1-for-1 basis. F4 · shares: This grant was made pursuant to the issuer's non-employee director compensation policy, as compensation for Mr. Williamson's service as chairman of the audit committee of the board of directors for the period from January 1, 2019 to March 31, 2019. The number of restricted stock units is equal to $2,500 divided by $3.35, the closing price of issuer's common stock on Nasdaq Capital Market on January 2, 2019, the first trading day of the quarter. The Reporting Person elected to receive chairman fees in stock units. F3 · derivative.exercise_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date. F3 · derivative.expiration_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 17:05 UTC | LUNA INNOVATIONS INC LUNA · Entity 84494 | GrantStock Units · Derivative | 1,865.27 | $3.35 | $6,248.65 |
DisclosureSEC source: 0001239819-19-000006 · wf-form4_154663952428433.xml · derivative · entry 1 WILLIAMSON JOHN B III · CIK 0001238836 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,682.69 Underlying: Common Stock · 1,865.27 shares Expires not disclosed F1 · derivative.exercise_price: Stock units are convertible into issuer's common stock on a 1-for-1 basis. F2 · shares: This grant was made pursuant to the issuer's non-employee director compensation policy, as compensation for Mr. Williamson's service as a member of the board of directors for the period from January 1, 2019 to March 31, 2019. The number of restricted stock units is equal to $6,250.00 divided by $3.35, the closing price of the issuer's common stock on the Nasdaq Capital Market on January 2, 2019, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units. F3 · derivative.exercise_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date. F3 · derivative.expiration_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date. Read SEC document |
| November 23, 2018 Filed Nov 27, 2018 11:30 UTC | Corning Natural Gas Holding Corp cnig · Entity 125564 | GrantCommon Stock | 450 | $18.10 | $8,145.00 |
DisclosureSEC source: 0001582244-18-000064 · primary_doc.xml · nonDerivative · entry 1 WILLIAMSON JOHN B III · CIK 0001238836 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,364 F1 · balance_after: Includes 1,687 shares jointly by spouse. Read SEC document |
| October 01, 2018 Filed Oct 2, 2018 21:51 UTC | LUNA INNOVATIONS INC LUNA · Entity 84494 | GrantStock Units · Derivative | 232.2 | $3.23 | $750.01 |
DisclosureSEC source: 0001628280-18-012229 · wf-form4_153853146085261.xml · derivative · entry 3 WILLIAMSON JOHN B III · CIK 0001238836 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,817.42 Underlying: Common Stock · 232.2 shares Expires not disclosed F1 · derivative.exercise_price: Stock units are convertible into issuer's common stock on a 1-for-1 basis. F5 · shares: This grant was made pursuant to issuer's non-employee director compensation policy, as compensation for Mr. William's service on the nominating and governance committee of the board of directors for the period from October 1, 2018 to December 31, 2018. The number of restricted stock units is equal to $750.00 divided by $3.23, the closing price of issuer's common stock on the Nasdaq Capital Market on October 1, 2018, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units. F3 · derivative.exercise_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date. F3 · derivative.expiration_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date. Read SEC document |
| October 01, 2018 Filed Oct 2, 2018 21:51 UTC | LUNA INNOVATIONS INC LUNA · Entity 84494 | GrantStock Units · Derivative | 773.99 | $3.23 | $2,499.99 |
DisclosureSEC source: 0001628280-18-012229 · wf-form4_153853146085261.xml · derivative · entry 2 WILLIAMSON JOHN B III · CIK 0001238836 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,585.22 Underlying: Common Stock · 773.99 shares Expires not disclosed F1 · derivative.exercise_price: Stock units are convertible into issuer's common stock on a 1-for-1 basis. F4 · shares: This grant was made pursuant to the issuer's non-employee director compensation policy as compensation for Mr. Williamson's service as chairman of the audit committee of the board of directors for the period from October 1, 2018 to December 31, 2018. The number of restricted stock units is equal to $2,500 divided by $3.23, the closing price of issuer's common stock on Nasdaq Capital Market on October 1, 2018, the first trading day of the quarter. The Reporting Person elected to receive chairman fees in stock units. F3 · derivative.exercise_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date. F3 · derivative.expiration_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date. Read SEC document |
| October 01, 2018 Filed Oct 2, 2018 21:51 UTC | LUNA INNOVATIONS INC LUNA · Entity 84494 | GrantStock Units · Derivative | 1,934.98 | $3.23 | $6,249.99 |
DisclosureSEC source: 0001628280-18-012229 · wf-form4_153853146085261.xml · derivative · entry 1 WILLIAMSON JOHN B III · CIK 0001238836 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,811.23 Underlying: Common Stock · 1,934.98 shares Expires not disclosed F1 · derivative.exercise_price: Stock units are convertible into issuer's common stock on a 1-for-1 basis. F2 · shares: This grant was made pursuant to the issuer's non-employee director compensation policy, as compensation for Mr. Williamson's service as a member of the board of directors for the period from October 1, 2018 to December 31, 2018. The number of restricted stock units awarded is equal to $6,250.00 divided by $3.23, the closing price of the issuer's common stock on the Nasdaq Capital Market on October 1, 2018, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units. F3 · derivative.exercise_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date. F3 · derivative.expiration_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date. Read SEC document |
| September 04, 2018 Filed Sep 5, 2018 16:49 UTC | RGC RESOURCES INC RGCO · Entity 88 | GrantCommon Stock | 72.813 | $27.01 | $1,966.68 |
DisclosureSEC source: 0001238836-18-000010 · primary_doc.xml · nonDerivative · entry 1 WILLIAMSON JOHN B III · CIK 0001238836 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,853.991 F1 · kind: Shares issued to reporting person pursuant to an election under the Restricted Stock Plan for Outside Directors of RGC Resources, Inc. Read SEC document |
| August 15, 2018 Filed Aug 16, 2018 10:15 UTC | Corning Natural Gas Holding Corp cnig · Entity 125564 | GrantCommon Stock | 450 | $17.40 | $7,830.00 |
DisclosureSEC source: 0001582244-18-000052 · primary_doc.xml · nonDerivative · entry 1 WILLIAMSON JOHN B III · CIK 0001238836 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17.914 F1 · balance_after: Includes 1,687 shares jointly by spouse. Read SEC document |
| August 01, 2018 Filed Aug 2, 2018 20:38 UTC Amendment | RGC RESOURCES INC RGCO · Entity 88 | GrantCommon Stock | 67.957 | $28.94 | $1,966.68 |
DisclosureSEC source: 0001238836-18-000009 · primary_doc.xml · nonDerivative · entry 1 WILLIAMSON JOHN B III · CIK 0001238836 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,781.178 F1 · kind: Shares issued to reporting person pursuant to an election under the Restricted Stock Plan for Outside Directors of RGC Resources, Inc. F2 · balance_after: Includes 15.749 restricted stock shares purchased through dividends reinvested in the Restricted Stock Plan for Outside Directors of RGC Resources, Inc. F3 · balance_after: Amended to include Exhibit 24, Section 16 Power Of Attorney. Read SEC document |
| August 01, 2018 Filed Aug 2, 2018 20:18 UTC | RGC RESOURCES INC RGCO · Entity 88 | GrantCommon Stock | 67.957 | $28.94 | $1,966.68 |
DisclosureSEC source: 0001238836-18-000008 · primary_doc.xml · nonDerivative · entry 1 WILLIAMSON JOHN B III · CIK 0001238836 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,781.178 F1 · kind: Shares issued to reporting person pursuant to an election under the Restricted Stock Plan for Outside Directors of RGC Resources, Inc. F2 · balance_after: Includes 15.749 restricted stock shares purchased through dividends reinvested in the Restricted Stock Plan for Outside Directors of RGC Resources, Inc. Read SEC document |
| July 02, 2018 Filed Jul 3, 2018 15:13 UTC | RGC RESOURCES INC RGCO · Entity 88 | GrantCommon Stock | 65.556 | $30.00 | $1,966.68 |
DisclosureSEC source: 0001238836-18-000007 · primary_doc.xml · nonDerivative · entry 1 WILLIAMSON JOHN B III · CIK 0001238836 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,697.472 F1 · kind: Shares issued to reporting person pursuant to an election under the Restricted Stock Plan for Outside Directors of RGC Resources, Inc. Read SEC document |
| July 02, 2018 Filed Jul 3, 2018 19:09 UTC | LUNA INNOVATIONS INC LUNA · Entity 84494 | GrantStock Units · Derivative | 235.11 | $3.19 | $750.00 |
DisclosureSEC source: 0001239819-18-000058 · wf-form4_153065937453465.xml · derivative · entry 3 WILLIAMSON JOHN B III · CIK 0001238836 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,876.25 Underlying: Common Stock · 235.11 shares Expires not disclosed F1 · derivative.exercise_price: Stock units are convertible into issuer's common stock on a 1-for-1 basis. F5 · shares: This grant was made pursuant to issuer's non-employee director compensation policy, as compensation for Mr. William's service on the nominating and governance committee of the board of directors for the period from July 1, 2018 to September 30, 2018. The number of restricted stock units is equal to $750.00 divided by $3.19, the closing price of issuer's common stock on the Nasdaq Capital Market on July 2, 2018, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units. F3 · derivative.exercise_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date. F3 · derivative.expiration_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date. Read SEC document |
| July 02, 2018 Filed Jul 3, 2018 19:09 UTC | LUNA INNOVATIONS INC LUNA · Entity 84494 | GrantStock Units · Derivative | 783.7 | $3.19 | $2,500.00 |
DisclosureSEC source: 0001239819-18-000058 · wf-form4_153065937453465.xml · derivative · entry 2 WILLIAMSON JOHN B III · CIK 0001238836 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,641.14 Underlying: Common Stock · 783.7 shares Expires not disclosed F1 · derivative.exercise_price: Stock units are convertible into issuer's common stock on a 1-for-1 basis. F4 · shares: This grant was made pursuant to the issuer's non-employee director compensation policy as compensation for Mr. Williamson's service as chairman of the audit committee of the board of directors for the period from July 1, 2018 to September 30, 2018. The number of restricted stock units is equal to $2,500 divided by $3.19, the closing price of issuer's common stock on Nasdaq Capital Market on July 2, 2018, the first trading day of the quarter. The Reporting Person elected to receive the chairman fees in stock units. F3 · derivative.exercise_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date. F3 · derivative.expiration_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date. Read SEC document |
| July 02, 2018 Filed Jul 3, 2018 19:09 UTC | LUNA INNOVATIONS INC LUNA · Entity 84494 | GrantStock Units · Derivative | 1,959.25 | $3.19 | $6,250.01 |
DisclosureSEC source: 0001239819-18-000058 · wf-form4_153065937453465.xml · derivative · entry 1 WILLIAMSON JOHN B III · CIK 0001238836 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,857.44 Underlying: Common Stock · 1,959.25 shares Expires not disclosed F1 · derivative.exercise_price: Stock units are convertible into issuer's common stock on a 1-for-1 basis. F2 · shares: This grant was made pursuant to the issuer's non-employee director compensation policy, as compensation for Mr. Williamson's service as a member of the board of directors for the period from July 1, 2018 to September 30, 2018. The number of restricted stock units awarded is equal to $6,250.00 divided by $3.19, the closing price of the issuer's common stock on the Nasdaq Capital Market on July 2, 2018, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units. F3 · derivative.exercise_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date. F3 · derivative.expiration_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date. Read SEC document |
| June 08, 2018 Filed Jun 12, 2018 10:24 UTC | Corning Natural Gas Holding Corp cnig · Entity 125564 | GrantCommon Stock | 450 | $17.55 | $7,897.50 |
DisclosureSEC source: 0001582244-18-000044 · primary_doc.xml · nonDerivative · entry 1 WILLIAMSON JOHN B III · CIK 0001238836 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,464 F1 · ownership.direct: Includes 1,687 shares jointly by spouse. Read SEC document |
| June 01, 2018 Filed Jun 4, 2018 15:36 UTC | RGC RESOURCES INC RGCO · Entity 88 | GrantCommon Stock | 71.75 | $27.41 | $1,966.67 |
DisclosureSEC source: 0001238836-18-000006 · primary_doc.xml · nonDerivative · entry 1 WILLIAMSON JOHN B III · CIK 0001238836 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,631.916 F1 · kind: Shares issued to reporting person pursuant to an election under the Restricted Stock Plan for Outside Directors of RGC Resources, Inc. Read SEC document |
| May 15, 2018 Filed May 17, 2018 20:15 UTC | LUNA INNOVATIONS INC LUNA · Entity 84494 | GrantCommon Stock | 8,143 | $0.00 | $0.00 |
DisclosureSEC source: 0001239819-18-000041 · wf-form4_152660254484097.xml · nonDerivative · entry 1 WILLIAMSON JOHN B III · CIK 0001238836 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,376 F1 · security: Consists of restricted stock units that are convertible into issuer's common stock on a 1-for-1 basis. F2 · shares: This grant was awarded in connection with Mr. Williamson's service as member of board of directors, pursuant to the issuer's non-employee director compensation policy. The number of restricted stock units awarded is equal to $25,000 divided by $3.07, the closing stock on Nasdaq Capital Market on May 15, 2018, the date of grant F3 · shares: The stock units will vest fully on the earlier of the one year anniversary of date or the next annual meeting of stockholders. Read SEC document |
| May 01, 2018 Filed May 3, 2018 14:48 UTC | RGC RESOURCES INC RGCO · Entity 88 | GrantCommon Stock | 74.411 | $26.43 | $1,966.68 |
DisclosureSEC source: 0001238836-18-000005 · primary_doc.xml · nonDerivative · entry 1 WILLIAMSON JOHN B III · CIK 0001238836 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,560.166 F1 · kind: Shares issued to reporting person pursuant to an election under the Restricted Stock Plan for Outside Directors of RGC Resources, Inc. F2 · balance_after: Includes 15.910 restricted stock shares purchased through dividends reinvested in the Restricted Stock Plan for Outside Directors of RGC Resources, Inc. Read SEC document |
| April 02, 2018 Filed Apr 3, 2018 15:06 UTC | RGC RESOURCES INC RGCO · Entity 88 | GrantCommon Stock | 80.207 | $24.52 | $1,966.68 |
DisclosureSEC source: 0001238836-18-000004 · primary_doc.xml · nonDerivative · entry 1 WILLIAMSON JOHN B III · CIK 0001238836 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,469.845 F1 · kind: Shares issued to reporting person pursuant to an election under the Restricted Stock Plan for Outside Directors of RGC Resources, Inc. Read SEC document |
| April 02, 2018 Filed Apr 4, 2018 21:34 UTC | OPTICAL CABLE CORP OCC · Entity 6682 | GrantCommon Stock | 7,162 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-023830 · doc4.xml · nonDerivative · entry 1 WILLIAMSON JOHN B III · CIK 0001238836 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,260 F1 · shares: Directors of the Company receive stock and cash as compensation for their services to the Company. Director received an award of 7,162 common shares issued under the Optical Cable Corporation 2017 Stock Incentive Plan for the stock portion of the annual retainer for the 2018-2019 board year. The 7,162 common shares are subject to complete forfeiture until they fully vest on April 3, 2019. Read SEC document |
| April 02, 2018 Filed Apr 4, 2018 16:34 UTC | LUNA INNOVATIONS INC LUNA · Entity 84494 | GrantStock Units · Derivative | 230.77 | $3.25 | $750.00 |
DisclosureSEC source: 0001239819-18-000012 · wf-form4_152287404329443.xml · derivative · entry 3 WILLIAMSON JOHN B III · CIK 0001238836 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,889.26 Underlying: Common Stock · 230.77 shares Expires not disclosed F1 · derivative.exercise_price: Stock units are convertible into issuer's common stock on a 1-for-1 basis. F5 · shares: This grant was made pursuant to issuer's non-employee director compensation policy, as compensation for Mr. William's service on the nominating and governance committee of the board of directors for the period from April 1, 2018 to June 30, 2018. The number of restricted stock units is equal to $750.00 divided by $3.25, the closing price of issuer's common stock on the Nasdaq Capital Market on April 2, 2018, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units. F3 · derivative.exercise_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date. F3 · derivative.expiration_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date. Read SEC document |
| April 02, 2018 Filed Apr 4, 2018 16:34 UTC | LUNA INNOVATIONS INC LUNA · Entity 84494 | GrantStock Units · Derivative | 769.23 | $3.25 | $2,500.00 |
DisclosureSEC source: 0001239819-18-000012 · wf-form4_152287404329443.xml · derivative · entry 2 WILLIAMSON JOHN B III · CIK 0001238836 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,658.49 Underlying: Common Stock · 769.23 shares Expires not disclosed F1 · derivative.exercise_price: Stock units are convertible into issuer's common stock on a 1-for-1 basis. F4 · shares: This grant was made pursuant to the issuer's non-employee director compensation policy as compensation for Mr. Williamson's service as chairman of the audit committee of the board of directors for the period from April 1, 2018 to June 30, 2018. The number of restricted stock units is equal to $2,500 divided by $3.25, the closing price of issuer's common stock on Nasdaq Capital Market on April 2, 2018, the first trading day of the quarter. The Reporting Person elected to receive the chairman fees in stock units. F3 · derivative.exercise_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date. F3 · derivative.expiration_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date. Read SEC document |
| April 02, 2018 Filed Apr 4, 2018 16:34 UTC | LUNA INNOVATIONS INC LUNA · Entity 84494 | GrantStock Units · Derivative | 1,923.08 | $3.25 | $6,250.01 |
DisclosureSEC source: 0001239819-18-000012 · wf-form4_152287404329443.xml · derivative · entry 1 WILLIAMSON JOHN B III · CIK 0001238836 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,889.26 Underlying: Common Stock · 1,923.08 shares Expires not disclosed F1 · derivative.exercise_price: Stock units are convertible into issuer's common stock on a 1-for-1 basis. F2 · shares: This grant was made pursuant to the issuer's non-employee director compensation policy, as compensation for Mr. Williamson's service as a member of the board of directors for the period from April 1, 2018 to June 30, 2018. The number of restricted stock units awarded is equal to $6,250.00 divided by $3.25, the closing price of the issuer's common stock on the Nasdaq Capital Market on April 2, 2018, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units. F3 · derivative.exercise_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date. F3 · derivative.expiration_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date. Read SEC document |
| March 01, 2018 Filed Mar 2, 2018 20:31 UTC | RGC RESOURCES INC RGCO · Entity 88 | GrantCommon Stock | 78.951 | $24.91 | $1,966.67 |
DisclosureSEC source: 0001238836-18-000003 · primary_doc.xml · nonDerivative · entry 1 WILLIAMSON JOHN B III · CIK 0001238836 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,389.638 F1 · kind: Shares issued to reporting person pursuant to an election under the Restricted Stock Plan for Outside Directors of RGC Resources, Inc. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 12:12 UTC | Corning Natural Gas Holding Corp cnig · Entity 125564 | GrantCommon Stock | 450 | $19.50 | $8,775.00 |
DisclosureSEC source: 0001582244-18-000013 · primary_doc.xml · nonDerivative · entry 1 WILLIAMSON JOHN B III · CIK 0001238836 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,014 F1 · ownership.direct: Includes 1,687 shares jointly by spouse. Read SEC document |
| February 01, 2018 Filed Feb 2, 2018 21:04 UTC | RGC RESOURCES INC RGCO · Entity 88 | GrantCommon Stock | 82.219 | $23.92 | $1,966.68 |
DisclosureSEC source: 0001238836-18-000002 · primary_doc.xml · nonDerivative · entry 1 WILLIAMSON JOHN B III · CIK 0001238836 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,310.687 F1 · kind: Shares issued to reporting person pursuant to an election under the Restricted Stock Plan for Outside Directors of RGC Resources, Inc. F2 · balance_after: Includes 15.912 restricted stock shares purchased through dividends reinvested in the Restricted Stock Plan for Outside Directors of RGC Resources, Inc. Read SEC document |
| January 02, 2018 Filed Jan 3, 2018 21:56 UTC | RGC RESOURCES INC RGCO · Entity 88 | GrantCommon Stock | 74.692 | $26.33 | $1,966.64 |
DisclosureSEC source: 0001238836-18-000001 · primary_doc.xml · nonDerivative · entry 1 WILLIAMSON JOHN B III · CIK 0001238836 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,212.556 F1 · kind: Shares issued to reporting person pursuant to an election under the Restricted Stock Plan for Outside Directors of RGC Resources, Inc. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 17:43 UTC | LUNA INNOVATIONS INC LUNA · Entity 84494 | GrantStock Units · Derivative | 300 | $2.50 | $750.00 |
DisclosureSEC source: 0001239819-18-000002 · wf-form4_151510579189801.xml · derivative · entry 3 WILLIAMSON JOHN B III · CIK 0001238836 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,966.18 Underlying: Common Stock · 300 shares Expires not disclosed F1 · derivative.exercise_price: Stock units are convertible into issuer's common stock on a 1-for-1 basis. F5 · shares: This grant was made pursuant to issuer's non-employee director compensation policy, as compensation for Mr. Williamson's service on the nominating and governance committee of the board of directors for the period from January 1, 2018 to March 31, 2018. The number of restricted stock units is equal to $750.00 divided by $2.50, the closing price of issuer's common stock on the NASDAQ Capital Market on January 2, 2018, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units. F3 · derivative.exercise_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date. F3 · derivative.expiration_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 17:43 UTC | LUNA INNOVATIONS INC LUNA · Entity 84494 | GrantStock Units · Derivative | 1,000 | $2.50 | $2,500.00 |
DisclosureSEC source: 0001239819-18-000002 · wf-form4_151510579189801.xml · derivative · entry 2 WILLIAMSON JOHN B III · CIK 0001238836 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,666.18 Underlying: Common Stock · 1,000 shares Expires not disclosed F1 · derivative.exercise_price: Stock units are convertible into issuer's common stock on a 1-for-1 basis. F4 · shares: This grant was made pursuant to the issuer's non-employee director compensation policy, as compensation for Mr. Williamson's service as chairman of the audit committee of the board of directors for the period from January 1, 2018 to March 31, 2018. The number of restricted stock units is equal to $2,500 divided by $2.50, the closing price of the issuer's common stock on the NASDAQ Capital Market on January 2, 2018, the first trading day of the quarter. The Reporting Person elected to receive the chairman fees in stock units. F3 · derivative.exercise_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date. F3 · derivative.expiration_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 17:43 UTC | LUNA INNOVATIONS INC LUNA · Entity 84494 | GrantStock Units · Derivative | 2,500 | $2.50 | $6,250.00 |
DisclosureSEC source: 0001239819-18-000002 · wf-form4_151510579189801.xml · derivative · entry 1 WILLIAMSON JOHN B III · CIK 0001238836 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,666.18 Underlying: Common Stock · 2,500 shares Expires not disclosed F1 · derivative.exercise_price: Stock units are convertible into issuer's common stock on a 1-for-1 basis. F2 · shares: This grant was made pursuant to the issuer's non-employee director compensation policy, as compensation for Mr. Williamson's service as a member of the board of directors for the period from January 1, 2018 to March 31, 2018. The number of restricted stock units is equal to $6,250.00 divided by $2.50, the closing price of the issuer's common stock on the NASDAQ Capital Market on January 2, 2018, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units. F3 · derivative.exercise_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date. F3 · derivative.expiration_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date. Read SEC document |
| December 01, 2017 Filed Dec 4, 2017 17:30 UTC | RGC RESOURCES INC RGCO · Entity 88 | GrantCommon Stock | 38.457 | $26.87 | $1,033.34 |
DisclosureSEC source: 0001238836-17-000012 · primary_doc.xml · nonDerivative · entry 1 WILLIAMSON JOHN B III · CIK 0001238836 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,137.864 F1 · kind: Shares issued to reporting person pursuant to an election under the Restricted Stock Plan for Outside Directors of RGC Resources, Inc. Read SEC document |
| November 09, 2017 Filed Nov 13, 2017 13:28 UTC | Corning Natural Gas Holding Corp cnig · Entity 125564 | GrantCommon Stock | 450 | $18.89 | $8,500.50 |
DisclosureSEC source: 0001582244-17-000102 · primary_doc.xml · nonDerivative · entry 1 WILLIAMSON JOHN B III · CIK 0001238836 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,786 F1 · balance_after: Includes 1,687 shares jointly by spouse. Read SEC document |
| November 01, 2017 Filed Nov 2, 2017 19:52 UTC | RGC RESOURCES INC RGCO · Entity 88 | GrantCommon Stock | 36.475 | $28.33 | $1,033.34 |
DisclosureSEC source: 0001238836-17-000011 · primary_doc.xml · nonDerivative · entry 1 WILLIAMSON JOHN B III · CIK 0001238836 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,099.407 F1 · kind: Shares issued to reporting person pursuant to an election under the Restricted Stock Plan for Outside Directors of RGC Resources, Inc. F2 · balance_after: Includes 11.742 restricted stock shares purchased through dividends reinvested in the Restricted Stock Plan for Outside Directors of RGC Resources, Inc. Read SEC document |
| October 24, 2017 Filed Oct 26, 2017 13:07 UTC | OPTICAL CABLE CORP OCC · Entity 6682 | PurchaseCommon Stock | 4,000 | $2.50 | $10,000.00 |
DisclosureSEC source: 0001209191-17-057983 · doc4.xml · nonDerivative · entry 1 WILLIAMSON JOHN B III · CIK 0001238836 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,098 F1 · shares: 4,000 common shares were purchased in a private transaction and are held jointly with his spouse. Read SEC document |
| October 11, 2017 Filed Oct 13, 2017 16:40 UTC | Corning Natural Gas Holding Corp CNIG · Entity 125564 | GrantCommon Stock | 375 | $19.35 | $7,256.25 |
DisclosureSEC source: 0001582244-17-000078 · form4.xml · nonDerivative · entry 1 WILLIAMSON JOHN B III · CIK 0001238836 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,351 F1 · balance_after: Includes 1,687 shares jointly by spouse. Read SEC document |
| October 11, 2017 Filed Oct 30, 2017 10:35 UTC Amendment | Corning Natural Gas Holding Corp cnig · Entity 125564 | GrantCommon Stock | 1,985 | $19.80 | $39,303.00 |
DisclosureSEC source: 0001582244-17-000097 · primary_doc.xml · nonDerivative · entry 1 WILLIAMSON JOHN B III · CIK 0001238836 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,336 F1 · balance_after: This amendment is filed to correct the total number of shares held. The shares include 1,985 shares issued as a stock dividend on June 15, 2017 and distributed on June 15,2017 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.