person · Reporting owner
WILLIAMSON JOHN B III
Disclosed activity across 4 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| LUNA INNOVATIONS INCLUNA · Entity 84494 | Director | April 01, 2020 | April 02, 2020 |
| OPTICAL CABLE CORPOCC · Entity 6682 | Director | June 25, 2021 | June 25, 2021 |
| RGC RESOURCES INCRGCO · Entity 88 | Director | September 23, 2026 | September 25, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
LUNA INNOVATIONS INC
Report date April 01, 2020 · Filed April 02, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock UnitsSEC Table II · derivative / convertible security | Direct | 187,691.54 |
Reported balance
After 2020-04-01 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2020-04-01 · Grant · Acquired 712.25 · Balance 187,691.54 F1: Stock units are convertible into issuer's common stock on a 1-for-1 basis. F2: This grant was made pursuant to the issuer's non-employee director compensation policy, as compensation for Mr. Williamson's service as a member of the board of directors for the period from April 1, 2020 to May 11, 2020, which is the date of the Issuer's annual meeting at which Mr. Williamson will be retiring from the Issuer's Board of Directors. The number of restricted stock units is equal to $4,166.67 divided by $5.85, the closing price of the issuer's common stock on the Nasdaq Capital Market on April 1, 2020, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units. F3: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date. |
| Stock UnitsSEC Table II · derivative / convertible security | Direct | 187,767.51 |
Reported balance
After 2020-04-01 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2020-04-01 · Grant · Acquired 75.97 · Balance 187,767.51 F1: Stock units are convertible into issuer's common stock on a 1-for-1 basis. F4: This grant was made pursuant to the issuer's non-employee director compensation policy, as compensation for Mr. Williamson's service on the audit committee of the board of directors for the period from April 1, 2020 to May 11, 2020. The number of restricted stock units is equal to $444.44 divided by $5.85, the closing price of issuer's common stock on Nasdaq Capital Market on April 1, 2020, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units. F3: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date. |
| Stock UnitsSEC Table II · derivative / convertible security | Direct | 187,843.48 |
Reported balance
After 2020-04-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2020-04-01 · Grant · Acquired 75.97 · Balance 187,843.48 F1: Stock units are convertible into issuer's common stock on a 1-for-1 basis. F5: This grant was made pursuant to issuer's non-employee director compensation policy, as compensation for Mr. Williamson's service on the nominating and governance committee of the board of directors for the period from April 1, 2020 to May 11, 2020. The number of restricted stock units is equal to $444.44 divided by $5.85, the closing price of issuer's common stock on the Nasdaq Capital Market on April 1, 2020, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units. F3: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date. |
Filing footnotes · ownership attribution and instrument terms
F1: Stock units are convertible into issuer's common stock on a 1-for-1 basis.
F2: This grant was made pursuant to the issuer's non-employee director compensation policy, as compensation for Mr. Williamson's service as a member of the board of directors for the period from April 1, 2020 to May 11, 2020, which is the date of the Issuer's annual meeting at which Mr. Williamson will be retiring from the Issuer's Board of Directors. The number of restricted stock units is equal to $4,166.67 divided by $5.85, the closing price of the issuer's common stock on the Nasdaq Capital Market on April 1, 2020, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units.
F3: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date.
F4: This grant was made pursuant to the issuer's non-employee director compensation policy, as compensation for Mr. Williamson's service on the audit committee of the board of directors for the period from April 1, 2020 to May 11, 2020. The number of restricted stock units is equal to $444.44 divided by $5.85, the closing price of issuer's common stock on Nasdaq Capital Market on April 1, 2020, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units.
F5: This grant was made pursuant to issuer's non-employee director compensation policy, as compensation for Mr. Williamson's service on the nominating and governance committee of the board of directors for the period from April 1, 2020 to May 11, 2020. The number of restricted stock units is equal to $444.44 divided by $5.85, the closing price of issuer's common stock on the Nasdaq Capital Market on April 1, 2020, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units.
OPTICAL CABLE CORP
Report date June 25, 2021 · Filed June 25, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 164,119 |
Reported balance
After 2021-06-25 transaction · row 1
1 source rowRow 1 · 2021-06-25 · Grant · Acquired 6,011 · Balance 164,119 F1: Directors of the Company receive stock and cash as compensation for their services to the Company. Director received an award of 6,011 common shares issued under the Optical Cable Corporation 2017 Stock Incentive Plan for the stock portion of the annual retainer for the 2021-2022 board year. Unless otherwise set forth in the grant award, the 6,011 common shares are subject to complete forfeiture until they fully vest on June 26, 2022. |
Filing footnotes · ownership attribution and instrument terms
F1: Directors of the Company receive stock and cash as compensation for their services to the Company. Director received an award of 6,011 common shares issued under the Optical Cable Corporation 2017 Stock Incentive Plan for the stock portion of the annual retainer for the 2021-2022 board year. Unless otherwise set forth in the grant award, the 6,011 common shares are subject to complete forfeiture until they fully vest on June 26, 2022.
RGC RESOURCES INC
Report date September 23, 2026 · Filed September 25, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 182,634.24 |
Ending reported balance
After 2026-09-24 transaction · row 10
10 source rows · reconciled sequenceRow 1 · 2026-09-23 · Purchase · Acquired 1,000 · Balance 180,931.24 Row 2 · 2026-09-23 · Purchase · Acquired 322 · Balance 181,253.24 Row 3 · 2026-09-23 · Purchase · Acquired 250 · Balance 181,503.24 Row 4 · 2026-09-23 · Purchase · Acquired 250 · Balance 181,753.24 Row 5 · 2026-09-23 · Purchase · Acquired 250 · Balance 182,003.24 Row 6 · 2026-09-23 · Purchase · Acquired 178 · Balance 182,181.24 Row 7 · 2026-09-23 · Purchase · Acquired 250 · Balance 182,431.24 Row 8 · 2026-09-24 · Purchase · Acquired 100 · Balance 182,531.24 Row 9 · 2026-09-24 · Purchase · Acquired 100 · Balance 182,631.24 Row 10 · 2026-09-24 · Purchase · Acquired 3 · Balance 182,634.24 |
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Corning Natural Gas Holding Corp
Report date July 06, 2022 · Filed July 06, 2022
Section 16 reporting ended · disclosed 2022-07-06. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2022-07-06 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2022-07-06 · Disposition to issuer · Disposed 22,464 · Balance 0 F1: Included 1,687 shares of Common Stock owned jointly with his spouse. |
| Series A Preferred StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2022-07-06 transaction · row 2
1 source rowRow 2 · 2022-07-06 · Disposition to issuer · Disposed 1,052 · Balance 0 F2: Pursuant to that certain merger agreement with ACP Crotona Corp. and ACP Crotona Merger Sub Corp., Mr. Williamson received an amount equal to $25.00 per share of Series A Preferred Stock plus an amount equal to any accumulated unpaid dividends then outstanding. |
| Series B Preferred StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2022-07-06 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2022-07-06 · Disposition to issuer · Disposed 1,416 · Balance 0 F3: The shares of Series B Preferred Stock were owned jointly with his spouse. F4: Pursuant to that certain merger agreement with ACP Crotona Corp. and ACP Crotona Merger Sub Corp., Mr. Williamson received an amount equal to $29.70 per share of Series B Preferred Stock consisting of $24.90 in respect of the Series B Preferred Stock liquidation preference and $4.80 in respect of the conversion right of the holders of the Series B Preferred Stock, plus an amount equal to any accumulated unpaid dividends then outstanding. |
Filing footnotes · ownership attribution and instrument terms
F1: Included 1,687 shares of Common Stock owned jointly with his spouse.
F2: Pursuant to that certain merger agreement with ACP Crotona Corp. and ACP Crotona Merger Sub Corp., Mr. Williamson received an amount equal to $25.00 per share of Series A Preferred Stock plus an amount equal to any accumulated unpaid dividends then outstanding.
F3: The shares of Series B Preferred Stock were owned jointly with his spouse.
F4: Pursuant to that certain merger agreement with ACP Crotona Corp. and ACP Crotona Merger Sub Corp., Mr. Williamson received an amount equal to $29.70 per share of Series B Preferred Stock consisting of $24.90 in respect of the Series B Preferred Stock liquidation preference and $4.80 in respect of the conversion right of the holders of the Series B Preferred Stock, plus an amount equal to any accumulated unpaid dividends then outstanding.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 25, 2021 Filed Jun 25, 2021 20:47 UTC | OPTICAL CABLE CORP OCC · Entity 6682 | GrantCommon Stock | 6,011 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-015686 · rdgdoc.xml · nonDerivative · entry 1 WILLIAMSON JOHN B III · CIK 0001238836 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,119 F1 · shares: Directors of the Company receive stock and cash as compensation for their services to the Company. Director received an award of 6,011 common shares issued under the Optical Cable Corporation 2017 Stock Incentive Plan for the stock portion of the annual retainer for the 2021-2022 board year. Unless otherwise set forth in the grant award, the 6,011 common shares are subject to complete forfeiture until they fully vest on June 26, 2022. Read SEC document |
| June 23, 2021 Filed Jun 24, 2021 12:05 UTC | RGC RESOURCES INC RGCO · Entity 88 | PurchaseCommon Stock | 1,000 | $22.25 | $22,250.00 |
DisclosureSEC source: 0001437749-21-015523 · rdgdoc.xml · nonDerivative · entry 1 WILLIAMSON JOHN B III · CIK 0001238836 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,379.972 Read SEC document |
| June 01, 2021 Filed Jun 3, 2021 15:52 UTC | RGC RESOURCES INC RGCO · Entity 88 | GrantCommon Stock | 246.056 | $23.03 | $5,666.67 |
DisclosureSEC source: 0001238836-21-000007 · primary_doc.xml · nonDerivative · entry 1 WILLIAMSON JOHN B III · CIK 0001238836 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,379.972 F1 · kind: Shares issued to reporting person pursuant to an election under the Restricted Stock Plan for Outside Directors of RGC Resources, Inc. Read SEC document |
| May 03, 2021 Filed May 4, 2021 20:19 UTC | RGC RESOURCES INC RGCO · Entity 88 | GrantCommon Stock | 256.526 | $22.09 | $5,666.66 |
DisclosureSEC source: 0001238836-21-000006 · primary_doc.xml · nonDerivative · entry 1 WILLIAMSON JOHN B III · CIK 0001238836 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,133.916 F1 · kind: Shares issued to reporting person pursuant to an election under the Restricted Stock Plan for Outside Directors of RGC Resources, Inc. F2 · balance_after: Includes 63.289 restricted stock shares purchased through dividends reinvested in the Restricted Stock Plan for Outside Directors of RGC Resources, Inc. Read SEC document |
| April 01, 2021 Filed Apr 2, 2021 20:07 UTC | RGC RESOURCES INC RGCO · Entity 88 | GrantCommon Stock | 252.863 | $22.41 | $5,666.66 |
DisclosureSEC source: 0001238836-21-000005 · primary_doc.xml · nonDerivative · entry 1 WILLIAMSON JOHN B III · CIK 0001238836 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,814.101 F1 · kind: Shares issued to reporting person pursuant to an election under the Restricted Stock Plan for Outside Directors of RGC Resources, Inc. Read SEC document |
| March 03, 2021 Filed Mar 4, 2021 12:01 UTC | Corning Natural Gas Holding Corp cnig · Entity 125564 | GrantCommon Stock | 500 | $23.60 | $11,800.00 |
DisclosureSEC source: 0001238836-21-000004 · primary_doc.xml · nonDerivative · entry 1 WILLIAMSON JOHN B III · CIK 0001238836 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,464 F1 · balance_after: Includes 1,687 shares jointly by spouse. Read SEC document |
| March 01, 2021 Filed Mar 2, 2021 21:14 UTC | RGC RESOURCES INC RGCO · Entity 88 | GrantCommon Stock | 245.31 | $23.10 | $5,666.66 |
DisclosureSEC source: 0001238836-21-000003 · primary_doc.xml · nonDerivative · entry 1 WILLIAMSON JOHN B III · CIK 0001238836 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,561.238 F1 · kind: Shares issued to reporting person pursuant to an election under the Restricted Stock Plan for Outside Directors of RGC Resources, Inc. Read SEC document |
| February 01, 2021 Filed Feb 2, 2021 20:14 UTC | RGC RESOURCES INC RGCO · Entity 88 | GrantCommon Stock | 243.518 | $23.27 | $5,666.66 |
DisclosureSEC source: 0001238836-21-000002 · primary_doc.xml · nonDerivative · entry 1 WILLIAMSON JOHN B III · CIK 0001238836 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,315.928 F1 · kind: Shares issued to reporting person pursuant to an election under the Restricted Stock Plan for Outside Directors of RGC Resources, Inc. F2 · balance_after: Includes 53.756 restricted stock shares purchased through dividends reinvested in the Restricted Stock Plan for Outside Directors of RGC Resources, Inc. Read SEC document |
| January 04, 2021 Filed Jan 5, 2021 22:01 UTC | RGC RESOURCES INC RGCO · Entity 88 | GrantCommon Stock | 234.063 | $24.21 | $5,666.67 |
DisclosureSEC source: 0001238836-21-000001 · primary_doc.xml · nonDerivative · entry 1 WILLIAMSON JOHN B III · CIK 0001238836 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,018.654 F1 · kind: Shares issued to reporting person pursuant to an election under the Restricted Stock Plan for Outside Directors of RGC Resources, Inc. Read SEC document |
| December 01, 2020 Filed Dec 2, 2020 22:06 UTC | RGC RESOURCES INC RGCO · Entity 88 | GrantCommon Stock | 232.909 | $24.33 | $5,666.68 |
DisclosureSEC source: 0001238836-20-000013 · primary_doc.xml · nonDerivative · entry 1 WILLIAMSON JOHN B III · CIK 0001238836 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,784.591 F1 · kind: Shares issued to reporting person pursuant to an election under the Restricted Stock Plan for Outside Directors of RGC Resources, Inc. Read SEC document |
| November 13, 2020 Filed Nov 17, 2020 10:43 UTC | Corning Natural Gas Holding Corp cnig · Entity 125564 | GrantCommon shares | 450 | $17.00 | $7,650.00 |
DisclosureSEC source: 0001582244-20-000093 · primary_doc.xml · nonDerivative · entry 1 WILLIAMSON JOHN B III · CIK 0001238836 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,964 F1 · balance_after: Includes 1,687 shares jointly by spouse. Read SEC document |
| November 02, 2020 Filed Nov 3, 2020 21:01 UTC | RGC RESOURCES INC RGCO · Entity 88 | GrantCommon Stock | 237.298 | $23.88 | $5,666.68 |
DisclosureSEC source: 0001238836-20-000012 · primary_doc.xml · nonDerivative · entry 1 WILLIAMSON JOHN B III · CIK 0001238836 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,551.682 F1 · kind: Shares issued to reporting person pursuant to an election under the Restricted Stock Plan for Outside Directors of RGC Resources, Inc. F2 · balance_after: Includes 44.067 restricted stock shares purchased through dividends reinvested in the Restricted Stock Plan for Outside Directors of RGC Resources, Inc. Read SEC document |
| October 01, 2020 Filed Oct 2, 2020 20:27 UTC | RGC RESOURCES INC RGCO · Entity 88 | GrantCommon Stock | 241.443 | $23.47 | $5,666.67 |
DisclosureSEC source: 0001238836-20-000011 · primary_doc.xml · nonDerivative · entry 1 WILLIAMSON JOHN B III · CIK 0001238836 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,270.317 F1 · kind: Shares issued to reporting person pursuant to an election under the Restricted Stock Plan for Outside Directors of RGC Resources, Inc. Read SEC document |
| September 01, 2020 Filed Sep 2, 2020 20:32 UTC | RGC RESOURCES INC RGCO · Entity 88 | GrantCommon Stock | 239.1 | $23.70 | $5,666.67 |
DisclosureSEC source: 0001238836-20-000010 · primary_doc.xml · nonDerivative · entry 1 WILLIAMSON JOHN B III · CIK 0001238836 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,028.874 F1 · kind: Shares issued to reporting person pursuant to an election under the Restricted Stock Plan for Outside Directors of RGC Resources, Inc. Read SEC document |
| August 12, 2020 Filed Aug 14, 2020 10:19 UTC | Corning Natural Gas Holding Corp cnig · Entity 125564 | GrantCommon Shares | 450 | $16.75 | $7,537.50 |
DisclosureSEC source: 0001582244-20-000086 · primary_doc.xml · nonDerivative · entry 1 WILLIAMSON JOHN B III · CIK 0001238836 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,514 F1 · balance_after: Includes 1,687 shares jointly by spouse. Read SEC document |
| August 03, 2020 Filed Aug 4, 2020 17:26 UTC | RGC RESOURCES INC RGCO · Entity 88 | GrantCommon Stock | 241.34 | $23.48 | $5,666.66 |
DisclosureSEC source: 0001238836-20-000009 · primary_doc.xml · nonDerivative · entry 1 WILLIAMSON JOHN B III · CIK 0001238836 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,789.774 F1 · kind: Shares issued to reporting person pursuant to an election under the Restricted Stock Plan for Outside Directors of RGC Resources, Inc. F2 · balance_after: Includes 39.146 restricted stock shares purchased through dividends reinvested in the Restricted Stock Plan for Outside Directors of RGC Resources, Inc. Read SEC document |
| July 01, 2020 Filed Jul 2, 2020 19:08 UTC | RGC RESOURCES INC RGCO · Entity 88 | GrantCommon Stock | 231.293 | $24.50 | $5,666.68 |
DisclosureSEC source: 0001238836-20-000008 · primary_doc.xml · nonDerivative · entry 1 WILLIAMSON JOHN B III · CIK 0001238836 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,509.288 F1 · kind: Shares issued to reporting person pursuant to an election under the Restricted Stock Plan for Outside Directors of RGC Resources, Inc. Read SEC document |
| June 10, 2020 Filed Jun 15, 2020 12:07 UTC | Corning Natural Gas Holding Corp cnig · Entity 125564 | Grantcommon shares | 450 | $15.50 | $6,975.00 |
DisclosureSEC source: 0001582244-20-000051 · primary_doc.xml · nonDerivative · entry 1 WILLIAMSON JOHN B III · CIK 0001238836 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,064 F1 · balance_after: Includes 1,687 shares jointly by spouse. Read SEC document |
| June 01, 2020 Filed Jun 2, 2020 18:32 UTC | RGC RESOURCES INC RGCO · Entity 88 | GrantCommon Stock | 223.449 | $25.36 | $5,666.67 |
DisclosureSEC source: 0001238836-20-000007 · primary_doc.xml · nonDerivative · entry 1 WILLIAMSON JOHN B III · CIK 0001238836 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,277.995 F1 · kind: Shares issued to reporting person pursuant to an election under the Restricted Stock Plan for Outside Directors of RGC Resources, Inc. Read SEC document |
| May 14, 2020 Filed May 18, 2020 21:03 UTC | OPTICAL CABLE CORP OCC · Entity 6682 | GrantCommon Stock | 11,776 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-011190 · rdgdoc.xml · nonDerivative · entry 1 WILLIAMSON JOHN B III · CIK 0001238836 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,108 F1 · shares: Directors of the Company receive stock and cash as compensation for their services to the Company. Director received an award of 11,776 common shares issued under the Optical Cable Corporation 2017 Stock Incentive Plan for the stock portion of the annual retainer for the 2020-2021 board year. The 11,776 common shares are subject to complete forfeiture until they fully vest on May 15, 2021. Read SEC document |
| May 13, 2020 Filed May 14, 2020 17:56 UTC | RGC RESOURCES INC RGCO · Entity 88 | PurchaseCommon Stock | 265 | $23.49 | $6,224.85 |
DisclosureSEC source: 0001238836-20-000006 · primary_doc.xml · nonDerivative · entry 7 WILLIAMSON JOHN B III · CIK 0001238836 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,054.546 Read SEC document |
| May 13, 2020 Filed May 14, 2020 17:56 UTC | RGC RESOURCES INC RGCO · Entity 88 | PurchaseCommon Stock | 90 | $23.51 | $2,115.90 |
DisclosureSEC source: 0001238836-20-000006 · primary_doc.xml · nonDerivative · entry 6 WILLIAMSON JOHN B III · CIK 0001238836 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,789.546 Read SEC document |
| May 13, 2020 Filed May 14, 2020 17:56 UTC | RGC RESOURCES INC RGCO · Entity 88 | PurchaseCommon Stock | 409 | $23.35 | $9,550.15 |
DisclosureSEC source: 0001238836-20-000006 · primary_doc.xml · nonDerivative · entry 5 WILLIAMSON JOHN B III · CIK 0001238836 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,669.546 Read SEC document |
| May 13, 2020 Filed May 14, 2020 17:56 UTC | RGC RESOURCES INC RGCO · Entity 88 | PurchaseCommon Stock | 136 | $23.32 | $3,171.52 |
DisclosureSEC source: 0001238836-20-000006 · primary_doc.xml · nonDerivative · entry 4 WILLIAMSON JOHN B III · CIK 0001238836 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,290.546 Read SEC document |
| May 13, 2020 Filed May 14, 2020 17:56 UTC | RGC RESOURCES INC RGCO · Entity 88 | PurchaseCommon Stock | 1,000 | $23.59 | $23,590.00 |
DisclosureSEC source: 0001238836-20-000006 · primary_doc.xml · nonDerivative · entry 3 WILLIAMSON JOHN B III · CIK 0001238836 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,154.546 Read SEC document |
| May 13, 2020 Filed May 14, 2020 17:56 UTC | RGC RESOURCES INC RGCO · Entity 88 | PurchaseCommon Stock | 334 | $23.52 | $7,855.68 |
DisclosureSEC source: 0001238836-20-000006 · primary_doc.xml · nonDerivative · entry 2 WILLIAMSON JOHN B III · CIK 0001238836 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,154.546 Read SEC document |
| May 13, 2020 Filed May 14, 2020 17:56 UTC | RGC RESOURCES INC RGCO · Entity 88 | PurchaseCommon Stock | 266 | $23.48 | $6,245.68 |
DisclosureSEC source: 0001238836-20-000006 · primary_doc.xml · nonDerivative · entry 1 WILLIAMSON JOHN B III · CIK 0001238836 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,820.546 Read SEC document |
| May 01, 2020 Filed May 4, 2020 20:17 UTC | RGC RESOURCES INC RGCO · Entity 88 | GrantCommon Stock | 231.293 | $24.50 | $5,666.68 |
DisclosureSEC source: 0001238836-20-000005 · primary_doc.xml · nonDerivative · entry 1 WILLIAMSON JOHN B III · CIK 0001238836 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,554.546 F1 · kind: Shares issued to reporting person pursuant to an election under the Restricted Stock Plan for Outside Directors of RGC Resources, Inc. F2 · balance_after: Includes 32.385 restricted stock shares purchased through dividends reinvested in the Restricted Stock Plan for Outside Directors of RGC Resources, Inc. Read SEC document |
| April 01, 2020 Filed Apr 2, 2020 18:53 UTC | RGC RESOURCES INC RGCO · Entity 88 | GrantCommon Stock | 203.325 | $27.87 | $5,666.67 |
DisclosureSEC source: 0001238836-20-000004 · primary_doc.xml · nonDerivative · entry 1 WILLIAMSON JOHN B III · CIK 0001238836 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,290.868 F1 · kind: Shares issued to reporting person pursuant to an election under the Restricted Stock Plan for Outside Directors of RGC Resources, Inc. Read SEC document |
| April 01, 2020 Filed Apr 2, 2020 17:36 UTC | LUNA INNOVATIONS INC LUNA · Entity 84494 | GrantStock Units · Derivative | 75.97 | $5.85 | $444.42 |
DisclosureSEC source: 0001239819-20-000040 · wf-form4_158586339707024.xml · derivative · entry 3 WILLIAMSON JOHN B III · CIK 0001238836 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,843.48 Underlying: Common Stock · 75.97 shares Expires not disclosed F1 · derivative.exercise_price: Stock units are convertible into issuer's common stock on a 1-for-1 basis. F5 · shares: This grant was made pursuant to issuer's non-employee director compensation policy, as compensation for Mr. Williamson's service on the nominating and governance committee of the board of directors for the period from April 1, 2020 to May 11, 2020. The number of restricted stock units is equal to $444.44 divided by $5.85, the closing price of issuer's common stock on the Nasdaq Capital Market on April 1, 2020, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units. F3 · derivative.exercise_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date. F3 · derivative.expiration_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date. Read SEC document |
| April 01, 2020 Filed Apr 2, 2020 17:36 UTC | LUNA INNOVATIONS INC LUNA · Entity 84494 | GrantStock Units · Derivative | 75.97 | $5.85 | $444.42 |
DisclosureSEC source: 0001239819-20-000040 · wf-form4_158586339707024.xml · derivative · entry 2 WILLIAMSON JOHN B III · CIK 0001238836 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,767.51 Underlying: Common Stock · 75.97 shares Expires not disclosed F1 · derivative.exercise_price: Stock units are convertible into issuer's common stock on a 1-for-1 basis. F4 · shares: This grant was made pursuant to the issuer's non-employee director compensation policy, as compensation for Mr. Williamson's service on the audit committee of the board of directors for the period from April 1, 2020 to May 11, 2020. The number of restricted stock units is equal to $444.44 divided by $5.85, the closing price of issuer's common stock on Nasdaq Capital Market on April 1, 2020, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units. F3 · derivative.exercise_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date. F3 · derivative.expiration_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date. Read SEC document |
| April 01, 2020 Filed Apr 2, 2020 17:36 UTC | LUNA INNOVATIONS INC LUNA · Entity 84494 | GrantStock Units · Derivative | 712.25 | $5.85 | $4,166.66 |
DisclosureSEC source: 0001239819-20-000040 · wf-form4_158586339707024.xml · derivative · entry 1 WILLIAMSON JOHN B III · CIK 0001238836 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,691.54 Underlying: Common Stock · 712.25 shares Expires not disclosed F1 · derivative.exercise_price: Stock units are convertible into issuer's common stock on a 1-for-1 basis. F2 · shares: This grant was made pursuant to the issuer's non-employee director compensation policy, as compensation for Mr. Williamson's service as a member of the board of directors for the period from April 1, 2020 to May 11, 2020, which is the date of the Issuer's annual meeting at which Mr. Williamson will be retiring from the Issuer's Board of Directors. The number of restricted stock units is equal to $4,166.67 divided by $5.85, the closing price of the issuer's common stock on the Nasdaq Capital Market on April 1, 2020, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units. F3 · derivative.exercise_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date. F3 · derivative.expiration_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date. Read SEC document |
| March 23, 2020 Filed Mar 23, 2020 13:14 UTC | Corning Natural Gas Holding Corp cnig · Entity 125564 | GrantCommon Stock | 1,987 | $14.75 | $29,308.25 |
DisclosureSEC source: 0001582244-20-000029 · primary_doc.xml · nonDerivative · entry 1 WILLIAMSON JOHN B III · CIK 0001238836 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,601 F1 · balance_after: Includes 1,687 shares jointly by spouse. Read SEC document |
| March 02, 2020 Filed Mar 3, 2020 19:41 UTC | RGC RESOURCES INC RGCO · Entity 88 | GrantCommon Stock | 189.457 | $29.91 | $5,666.66 |
DisclosureSEC source: 0001238836-20-000003 · primary_doc.xml · nonDerivative · entry 1 WILLIAMSON JOHN B III · CIK 0001238836 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,087.543 F1 · kind: Shares issued to reporting person pursuant to an election under the Restricted Stock Plan for Outside Directors of RGC Resources, Inc. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 09:31 UTC | Corning Natural Gas Holding Corp cnig · Entity 125564 | GrantCommon Stock | 450 | $20.00 | $9,000.00 |
DisclosureSEC source: 0001582244-20-000015 · primary_doc.xml · nonDerivative · entry 1 WILLIAMSON JOHN B III · CIK 0001238836 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,614 F1 · balance_after: Includes 1,687 shares jointly by spouse. Read SEC document |
| February 03, 2020 Filed Feb 5, 2020 16:56 UTC | RGC RESOURCES INC RGCO · Entity 88 | GrantCommon Stock | 220.407 | $25.71 | $5,666.66 |
DisclosureSEC source: 0001238836-20-000002 · primary_doc.xml · nonDerivative · entry 1 WILLIAMSON JOHN B III · CIK 0001238836 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,898.086 F1 · kind: Shares issued to reporting person pursuant to an election under the Restricted Stock Plan for Outside Directors of RGC Resources, Inc. F2 · balance_after: Includes 26.506 restricted stock shares purchased through dividends reinvested in the Restricted Stock Plan for Outside Directors of RGC Resources, Inc. Read SEC document |
| January 08, 2020 Filed Jan 10, 2020 16:57 UTC | LUNA INNOVATIONS INC LUNA · Entity 84494 | Exercise / conversionCommon Stock Option (Right to Buy) · Derivative | 120,000 | $0.00 Strike: $4.43 | $0.00 |
DisclosureSEC source: 0001239819-20-000010 · wf-form4_157869341782223.xml · derivative · entry 3 WILLIAMSON JOHN B III · CIK 0001238836 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 120,000 shares Expires 2020-01-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 08, 2020 Filed Jan 10, 2020 16:57 UTC | LUNA INNOVATIONS INC LUNA · Entity 84494 | Tax withholdingCommon Stock | 20,000 | $7.56 | $151,200.00 |
DisclosureSEC source: 0001239819-20-000010 · wf-form4_157869341782223.xml · nonDerivative · entry 2 WILLIAMSON JOHN B III · CIK 0001238836 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 258,176 F1 · kind: These shares were delivered to the Issuer for the sole purpose of paying a portion of the exercise price of the option reported on Table II of this form. Read SEC document |
| January 08, 2020 Filed Jan 10, 2020 16:57 UTC | LUNA INNOVATIONS INC LUNA · Entity 84494 | Exercise / conversionCommon Stock | 120,000 | $4.43 | $531,600.00 |
DisclosureSEC source: 0001239819-20-000010 · wf-form4_157869341782223.xml · nonDerivative · entry 1 WILLIAMSON JOHN B III · CIK 0001238836 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 278,176 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 02, 2020 Filed Jan 3, 2020 16:50 UTC | RGC RESOURCES INC RGCO · Entity 88 | GrantCommon Stock | 201.158 | $28.17 | $5,666.62 |
DisclosureSEC source: 0001238836-20-000001 · primary_doc.xml · nonDerivative · entry 1 WILLIAMSON JOHN B III · CIK 0001238836 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,651.173 F1 · kind: Shares issued to reporting person pursuant to an election under the Restricted Stock Plan for Outside Directors of RGC Resources, Inc. Read SEC document |
| January 02, 2020 Filed Jan 3, 2020 16:41 UTC | LUNA INNOVATIONS INC LUNA · Entity 84494 | GrantStock Units · Derivative | 135.5 | $7.38 | $999.99 |
DisclosureSEC source: 0001239819-20-000007 · wf-form4_157808767478613.xml · derivative · entry 3 WILLIAMSON JOHN B III · CIK 0001238836 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 186,979.29 Underlying: Common Stock · 135.5 shares Expires not disclosed F1 · derivative.exercise_price: Stock units are convertible into issuer's common stock on a 1-for-1 basis. F5 · shares: This grant was made pursuant to issuer's non-employee director compensation policy, as compensation for Mr. Williamson's service on the nominating and governance committee of the board of directors for the period from January 1, 2020 to March 31, 2020. The number of restricted stock units is equal to $1,000.00 divided by $7.38, the closing price of issuer's common stock on the Nasdaq Capital Market on January 2, 2020, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units. F3 · derivative.exercise_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date. F3 · derivative.expiration_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date. Read SEC document |
| January 02, 2020 Filed Jan 3, 2020 16:41 UTC | LUNA INNOVATIONS INC LUNA · Entity 84494 | GrantStock Units · Derivative | 135.5 | $7.38 | $999.99 |
DisclosureSEC source: 0001239819-20-000007 · wf-form4_157808767478613.xml · derivative · entry 2 WILLIAMSON JOHN B III · CIK 0001238836 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 186,843.79 Underlying: Common Stock · 135.5 shares Expires not disclosed F1 · derivative.exercise_price: Stock units are convertible into issuer's common stock on a 1-for-1 basis. F4 · shares: This grant was made pursuant to the issuer's non-employee director compensation policy, as compensation for Mr. Williamson's service on the audit committee of the board of directors for the period from January 1, 2020 to March 31, 2020. The number of restricted stock units is equal to $1,000.00 divided by $7.38, the closing price of issuer's common stock on Nasdaq Capital Market on January 2, 2020, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units. F3 · derivative.exercise_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date. F3 · derivative.expiration_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date. Read SEC document |
| January 02, 2020 Filed Jan 3, 2020 16:41 UTC | LUNA INNOVATIONS INC LUNA · Entity 84494 | GrantStock Units · Derivative | 1,270.33 | $7.38 | $9,375.04 |
DisclosureSEC source: 0001239819-20-000007 · wf-form4_157808767478613.xml · derivative · entry 1 WILLIAMSON JOHN B III · CIK 0001238836 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 186,708.29 Underlying: Common Stock · 1,270.33 shares Expires not disclosed F1 · derivative.exercise_price: Stock units are convertible into issuer's common stock on a 1-for-1 basis. F2 · shares: This grant was made pursuant to the issuer's non-employee director compensation policy, as compensation for Mr. Williamson's service as a member of the board of directors for the period from January 1, 2020 to March 31, 2020. The number of restricted stock units is equal to $9,375.00 divided by $7.38, the closing price of the issuer's common stock on the Nasdaq Capital Market on January 2, 2020, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units. F3 · derivative.exercise_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date. F3 · derivative.expiration_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date. Read SEC document |
| December 02, 2019 Filed Dec 3, 2019 20:49 UTC | RGC RESOURCES INC RGCO · Entity 88 | GrantCommon Stock | 169.307 | $29.04 | $4,916.68 |
DisclosureSEC source: 0001238836-19-000004 · primary_doc.xml · nonDerivative · entry 1 WILLIAMSON JOHN B III · CIK 0001238836 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,450.015 F1 · kind: Shares issued to reporting person pursuant to an election under the Restricted Stock Plan for Outside Directors of RGC Resources, Inc. Read SEC document |
| November 19, 2019 Filed Nov 20, 2019 16:01 UTC | Corning Natural Gas Holding Corp cnig · Entity 125564 | GrantCommon Stock | 450 | $18.60 | $8,370.00 |
DisclosureSEC source: 0001582244-19-000044 · primary_doc.xml · nonDerivative · entry 1 WILLIAMSON JOHN B III · CIK 0001238836 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,164 F1 · balance_after: Includes 1,687 shares jointly by spouse. Read SEC document |
| November 01, 2019 Filed Nov 4, 2019 18:15 UTC | RGC RESOURCES INC RGCO · Entity 88 | GrantCommon Stock | 165.322 | $29.74 | $4,916.68 |
DisclosureSEC source: 0001238836-19-000003 · primary_doc.xml · nonDerivative · entry 1 WILLIAMSON JOHN B III · CIK 0001238836 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,280.708 F1 · kind: Shares issued to reporting person pursuant to an election under the Restricted Stock Plan for Outside Directors of RGC Resources, Inc. F2 · balance_after: Includes 18.530 restricted stock shares purchased through dividends reinvested in the Restricted Stock Plan for Outside Directors of RGC Resources, Inc. Read SEC document |
| October 01, 2019 Filed Oct 2, 2019 18:11 UTC | RGC RESOURCES INC RGCO · Entity 88 | GrantCommon Stock | 170.068 | $28.91 | $4,916.67 |
DisclosureSEC source: 0001238836-19-000002 · primary_doc.xml · nonDerivative · entry 1 WILLIAMSON JOHN B III · CIK 0001238836 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,096.856 F1 · kind: Shares issued to reporting person pursuant to an election under the Restricted Stock Plan for Outside Directors of RGC Resources, Inc. F2 · balance_after: Includes 72.797 restricted stock shares purchased through dividends reinvested in the Restricted Stock Plan for Outside Directors of RGC Resources, Inc. Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 16:59 UTC | LUNA INNOVATIONS INC LUNA · Entity 84494 | GrantStock Units · Derivative | 175.44 | $5.70 | $1,000.01 |
DisclosureSEC source: 0001239819-19-000136 · wf-form4_157013635778773.xml · derivative · entry 3 WILLIAMSON JOHN B III · CIK 0001238836 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,437.96 Underlying: Common Stock · 175.44 shares Expires not disclosed F1 · derivative.exercise_price: Stock units are convertible into issuer's common stock on a 1-for-1 basis. F5 · shares: This grant was made pursuant to issuer's non-employee director compensation policy, as compensation for Mr. Williamson's service on the nominating and governance committee of the board of directors for the period from October 1, 2019 to December 31, 2019. The number of restricted stock units is equal to $1,000.00 divided by $5.70, the closing price of issuer's common stock on the Nasdaq Capital Market on October 1, 2019, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units. F3 · derivative.exercise_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date. F3 · derivative.expiration_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date. Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 16:59 UTC | LUNA INNOVATIONS INC LUNA · Entity 84494 | GrantStock Units · Derivative | 175.44 | $5.70 | $1,000.01 |
DisclosureSEC source: 0001239819-19-000136 · wf-form4_157013635778773.xml · derivative · entry 2 WILLIAMSON JOHN B III · CIK 0001238836 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,262.52 Underlying: Common Stock · 175.44 shares Expires not disclosed F1 · derivative.exercise_price: Stock units are convertible into issuer's common stock on a 1-for-1 basis. F4 · shares: This grant was made pursuant to the issuer's non-employee director compensation policy, as compensation for Mr. Williamson's service on the audit committee of the board of directors for the period from October 1, 2019 to December 31, 2019. The number of restricted stock units is equal to $1,000.00 divided by $5.70, the closing price of issuer's common stock on Nasdaq Capital Market on October 1, 2019, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units. F3 · derivative.exercise_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date. F3 · derivative.expiration_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date. Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 16:59 UTC | LUNA INNOVATIONS INC LUNA · Entity 84494 | GrantStock Units · Derivative | 1,644.74 | $5.70 | $9,375.02 |
DisclosureSEC source: 0001239819-19-000136 · wf-form4_157013635778773.xml · derivative · entry 1 WILLIAMSON JOHN B III · CIK 0001238836 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,087.08 Underlying: Common Stock · 1,644.74 shares Expires not disclosed F1 · derivative.exercise_price: Stock units are convertible into issuer's common stock on a 1-for-1 basis. F2 · shares: This grant was made pursuant to the issuer's non-employee director compensation policy, as compensation for Mr. Williamson's service as a member of the board of directors for the period from October 1, 2019 to December 31, 2019. The number of restricted stock units is equal to $9,375.00 divided by $5.70, the closing price of the issuer's common stock on the Nasdaq Capital Market on October 1, 2019, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units. F3 · derivative.exercise_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date. F3 · derivative.expiration_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.