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person · Reporting owner

WILLIAMSON JOHN B III

Disclosed activity across 4 companies

Tapewire entity
94
SEC CIK
0001238836

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
LUNA INNOVATIONS INCLUNA · Entity 84494DirectorApril 01, 2020April 02, 2020
OPTICAL CABLE CORPOCC · Entity 6682DirectorJune 25, 2021June 25, 2021
RGC RESOURCES INCRGCO · Entity 88DirectorSeptember 23, 2026September 25, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

LUNA INNOVATIONS INC

Report date April 01, 2020 · Filed April 02, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock UnitsSEC Table II · derivative / convertible securityDirect187,691.54 Reported balance After 2020-04-01 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2020-04-01 · Grant · Acquired 712.25 · Balance 187,691.54

F1: Stock units are convertible into issuer's common stock on a 1-for-1 basis.

F2: This grant was made pursuant to the issuer's non-employee director compensation policy, as compensation for Mr. Williamson's service as a member of the board of directors for the period from April 1, 2020 to May 11, 2020, which is the date of the Issuer's annual meeting at which Mr. Williamson will be retiring from the Issuer's Board of Directors. The number of restricted stock units is equal to $4,166.67 divided by $5.85, the closing price of the issuer's common stock on the Nasdaq Capital Market on April 1, 2020, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units.

F3: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date.

Stock UnitsSEC Table II · derivative / convertible securityDirect187,767.51 Reported balance After 2020-04-01 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2020-04-01 · Grant · Acquired 75.97 · Balance 187,767.51

F1: Stock units are convertible into issuer's common stock on a 1-for-1 basis.

F4: This grant was made pursuant to the issuer's non-employee director compensation policy, as compensation for Mr. Williamson's service on the audit committee of the board of directors for the period from April 1, 2020 to May 11, 2020. The number of restricted stock units is equal to $444.44 divided by $5.85, the closing price of issuer's common stock on Nasdaq Capital Market on April 1, 2020, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units.

F3: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date.

Stock UnitsSEC Table II · derivative / convertible securityDirect187,843.48 Reported balance After 2020-04-01 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2020-04-01 · Grant · Acquired 75.97 · Balance 187,843.48

F1: Stock units are convertible into issuer's common stock on a 1-for-1 basis.

F5: This grant was made pursuant to issuer's non-employee director compensation policy, as compensation for Mr. Williamson's service on the nominating and governance committee of the board of directors for the period from April 1, 2020 to May 11, 2020. The number of restricted stock units is equal to $444.44 divided by $5.85, the closing price of issuer's common stock on the Nasdaq Capital Market on April 1, 2020, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units.

F3: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date.

Filing footnotes · ownership attribution and instrument terms

F1: Stock units are convertible into issuer's common stock on a 1-for-1 basis.

F2: This grant was made pursuant to the issuer's non-employee director compensation policy, as compensation for Mr. Williamson's service as a member of the board of directors for the period from April 1, 2020 to May 11, 2020, which is the date of the Issuer's annual meeting at which Mr. Williamson will be retiring from the Issuer's Board of Directors. The number of restricted stock units is equal to $4,166.67 divided by $5.85, the closing price of the issuer's common stock on the Nasdaq Capital Market on April 1, 2020, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units.

F3: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date.

F4: This grant was made pursuant to the issuer's non-employee director compensation policy, as compensation for Mr. Williamson's service on the audit committee of the board of directors for the period from April 1, 2020 to May 11, 2020. The number of restricted stock units is equal to $444.44 divided by $5.85, the closing price of issuer's common stock on Nasdaq Capital Market on April 1, 2020, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units.

F5: This grant was made pursuant to issuer's non-employee director compensation policy, as compensation for Mr. Williamson's service on the nominating and governance committee of the board of directors for the period from April 1, 2020 to May 11, 2020. The number of restricted stock units is equal to $444.44 divided by $5.85, the closing price of issuer's common stock on the Nasdaq Capital Market on April 1, 2020, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units.

OPTICAL CABLE CORP

Report date June 25, 2021 · Filed June 25, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect164,119 Reported balance After 2021-06-25 transaction · row 1
1 source row

Row 1 · 2021-06-25 · Grant · Acquired 6,011 · Balance 164,119

F1: Directors of the Company receive stock and cash as compensation for their services to the Company. Director received an award of 6,011 common shares issued under the Optical Cable Corporation 2017 Stock Incentive Plan for the stock portion of the annual retainer for the 2021-2022 board year. Unless otherwise set forth in the grant award, the 6,011 common shares are subject to complete forfeiture until they fully vest on June 26, 2022.

Filing footnotes · ownership attribution and instrument terms

F1: Directors of the Company receive stock and cash as compensation for their services to the Company. Director received an award of 6,011 common shares issued under the Optical Cable Corporation 2017 Stock Incentive Plan for the stock portion of the annual retainer for the 2021-2022 board year. Unless otherwise set forth in the grant award, the 6,011 common shares are subject to complete forfeiture until they fully vest on June 26, 2022.

RGC RESOURCES INC

Report date September 23, 2026 · Filed September 25, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect182,634.24 Ending reported balance After 2026-09-24 transaction · row 10
10 source rows · reconciled sequence

Row 1 · 2026-09-23 · Purchase · Acquired 1,000 · Balance 180,931.24

Row 2 · 2026-09-23 · Purchase · Acquired 322 · Balance 181,253.24

Row 3 · 2026-09-23 · Purchase · Acquired 250 · Balance 181,503.24

Row 4 · 2026-09-23 · Purchase · Acquired 250 · Balance 181,753.24

Row 5 · 2026-09-23 · Purchase · Acquired 250 · Balance 182,003.24

Row 6 · 2026-09-23 · Purchase · Acquired 178 · Balance 182,181.24

Row 7 · 2026-09-23 · Purchase · Acquired 250 · Balance 182,431.24

Row 8 · 2026-09-24 · Purchase · Acquired 100 · Balance 182,531.24

Row 9 · 2026-09-24 · Purchase · Acquired 100 · Balance 182,631.24

Row 10 · 2026-09-24 · Purchase · Acquired 3 · Balance 182,634.24

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Corning Natural Gas Holding Corp

Report date July 06, 2022 · Filed July 06, 2022

Section 16 reporting ended · disclosed 2022-07-06. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2022-07-06 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2022-07-06 · Disposition to issuer · Disposed 22,464 · Balance 0

F1: Included 1,687 shares of Common Stock owned jointly with his spouse.

Series A Preferred StockSEC Table I · non-derivativeDirect0 Reported balance After 2022-07-06 transaction · row 2
1 source row

Row 2 · 2022-07-06 · Disposition to issuer · Disposed 1,052 · Balance 0

F2: Pursuant to that certain merger agreement with ACP Crotona Corp. and ACP Crotona Merger Sub Corp., Mr. Williamson received an amount equal to $25.00 per share of Series A Preferred Stock plus an amount equal to any accumulated unpaid dividends then outstanding.

Series B Preferred StockSEC Table I · non-derivativeDirect0 Reported balance After 2022-07-06 transaction · row 3 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 3 · 2022-07-06 · Disposition to issuer · Disposed 1,416 · Balance 0

F3: The shares of Series B Preferred Stock were owned jointly with his spouse.

F4: Pursuant to that certain merger agreement with ACP Crotona Corp. and ACP Crotona Merger Sub Corp., Mr. Williamson received an amount equal to $29.70 per share of Series B Preferred Stock consisting of $24.90 in respect of the Series B Preferred Stock liquidation preference and $4.80 in respect of the conversion right of the holders of the Series B Preferred Stock, plus an amount equal to any accumulated unpaid dividends then outstanding.

Filing footnotes · ownership attribution and instrument terms

F1: Included 1,687 shares of Common Stock owned jointly with his spouse.

F2: Pursuant to that certain merger agreement with ACP Crotona Corp. and ACP Crotona Merger Sub Corp., Mr. Williamson received an amount equal to $25.00 per share of Series A Preferred Stock plus an amount equal to any accumulated unpaid dividends then outstanding.

F3: The shares of Series B Preferred Stock were owned jointly with his spouse.

F4: Pursuant to that certain merger agreement with ACP Crotona Corp. and ACP Crotona Merger Sub Corp., Mr. Williamson received an amount equal to $29.70 per share of Series B Preferred Stock consisting of $24.90 in respect of the Series B Preferred Stock liquidation preference and $4.80 in respect of the conversion right of the holders of the Series B Preferred Stock, plus an amount equal to any accumulated unpaid dividends then outstanding.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 02, 2017 Filed Oct 3, 2017 16:11 UTC RGC RESOURCES INC RGCO · Entity 88 GrantCommon Stock 36.565 $28.26 $1,033.33
Disclosure

SEC source: 0001238836-17-000010 · primary_doc.xml · nonDerivative · entry 1

WILLIAMSON JOHN B III · CIK 0001238836 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,051.19

F1 · kind: Shares issued to reporting person pursuant to an election under the Restricted Stock Plan for Outside Directors of RGC Resources, Inc.

Read SEC document
October 02, 2017 Filed Oct 4, 2017 19:43 UTC LUNA INNOVATIONS INC LUNA · Entity 84494 GrantStock Units · Derivative 441.18 $1.70 $750.01
Disclosure

SEC source: 0001239819-17-000079 · wf-form4_150716059522058.xml · derivative · entry 3

WILLIAMSON JOHN B III · CIK 0001238836 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,166.18

Underlying: Common Stock · 441.18 shares

Expires not disclosed

F1 · derivative.exercise_price: Stock units are convertible into issuer's common stock on a 1-for-1 basis.

F5 · shares: This grant was made pursuant to issuer's non-employee director compensation policy, as compensation for Mr. Williamson's service on the nominating and governance committee of the board of directors for the period from October 1, 2017 to December 31, 2017. The number of restricted stock units is equal to $750.00 divided by $1.70, the closing price of issuer's common stock on the NASDAQ Capital Market on October 2, 2017, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units.

F3 · derivative.exercise_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date.

F3 · derivative.expiration_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date.

Read SEC document
October 02, 2017 Filed Oct 4, 2017 19:43 UTC LUNA INNOVATIONS INC LUNA · Entity 84494 GrantStock Units · Derivative 1,470.59 $1.70 $2,500.00
Disclosure

SEC source: 0001239819-17-000079 · wf-form4_150716059522058.xml · derivative · entry 2

WILLIAMSON JOHN B III · CIK 0001238836 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,725

Underlying: Common Stock · 1,470.59 shares

Expires not disclosed

F1 · derivative.exercise_price: Stock units are convertible into issuer's common stock on a 1-for-1 basis.

F4 · shares: This grant was made pursuant to the issuer's non-employee director compensation policy, as compensation for Mr. Williamson's service as chairman of the audit committee of the board of directors for the period of October 1, 2017 to December 31, 2017. The number of restricted stock units is equal to $2,500 divided by $1.70, the closing price of issuer's common stock on NASDAQ Capital Market on October 2, 2017, the first trading day of the quarter. The Reporting Person elected to receive chairman fees in stock units.

F3 · derivative.exercise_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date.

F3 · derivative.expiration_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date.

Read SEC document
October 02, 2017 Filed Oct 4, 2017 19:43 UTC LUNA INNOVATIONS INC LUNA · Entity 84494 GrantStock Units · Derivative 3,676.47 $1.70 $6,250.00
Disclosure

SEC source: 0001239819-17-000079 · wf-form4_150716059522058.xml · derivative · entry 1

WILLIAMSON JOHN B III · CIK 0001238836 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,254.41

Underlying: Common Stock · 3,676.47 shares

Expires not disclosed

F1 · derivative.exercise_price: Stock units are convertible into issuer's common stock on a 1-for-1 basis.

F2 · shares: This grant was made pursuant to the issuer's non-employee director compensation policy, as compensation for Mr. Williamson's service as a member of the board of directors for the period of October 1, 2017 to December 31, 2017. The number of restricted stock units awarded is equal to $6,250.00 divided by $1.70, the closing price of the issuer's common stock on the NASDAQ Capital Market on October 2, 2017, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units.

F3 · derivative.exercise_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date.

F3 · derivative.expiration_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date.

Read SEC document
September 01, 2017 Filed Sep 5, 2017 20:45 UTC RGC RESOURCES INC RGCO · Entity 88 GrantCommon Stock 38.116 $27.11 $1,033.32
Disclosure

SEC source: 0001238836-17-000009 · primary_doc.xml · nonDerivative · entry 1

WILLIAMSON JOHN B III · CIK 0001238836 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,014.625

F1 · kind: Shares issued to reporting person pursuant to an election under the Restricted Stock Plan for Outside Directors of RGC Resources, Inc.

Read SEC document
August 01, 2017 Filed Aug 2, 2017 16:50 UTC RGC RESOURCES INC RGCO · Entity 88 GrantCommon Stock 38.271 $27.00 $1,033.32
Disclosure

SEC source: 0001238836-17-000008 · primary_doc.xml · nonDerivative · entry 1

WILLIAMSON JOHN B III · CIK 0001238836 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,976.509

F1 · kind: Shares issued to reporting person pursuant to an election under the Restricted Stock Plan for Outside Directors of RGC Resources, Inc.

F2 · balance_after: Includes 11.651 restricted stock shares purchased through dividends reinvested in the Restricted Stock Plan for Outside Directors of RGC Resources, Inc.

Read SEC document
July 03, 2017 Filed Jul 5, 2017 19:09 UTC RGC RESOURCES INC RGCO · Entity 88 GrantCommon Stock 35.473 $29.13 $1,033.33
Disclosure

SEC source: 0001238836-17-000007 · primary_doc.xml · nonDerivative · entry 1

WILLIAMSON JOHN B III · CIK 0001238836 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,926.587

F1 · kind: Shares issued to reporting person pursuant to an election under the Restricted Stock Plan for Outside Directors of RGC Resources, Inc.

Read SEC document
July 03, 2017 Filed Jul 5, 2017 16:24 UTC LUNA INNOVATIONS INC LUNA · Entity 84494 GrantStock Units · Derivative 503.36 $1.49 $750.01
Disclosure

SEC source: 0001239819-17-000059 · wf-form4_149928627991352.xml · derivative · entry 3

WILLIAMSON JOHN B III · CIK 0001238836 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,577.94

Underlying: Common Stock · 503.36 shares

Expires not disclosed

F1 · derivative.exercise_price: Stock units are convertible into issuer's common stock on a 1-for-1 basis.

F5 · shares: This grant was made pursuant to issuer's non-employee director compensation policy, as compensation for Mr. Williamson's service on the nominating and governance committee of the board of directors for the period from July 1, 2017 to September 30, 2017. The number of stock units is equal to $750 divided by $1.49, the closing price of issuer's common stock on the NASDAQ Capital Market on July 3, 2017, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units.

F3 · derivative.exercise_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date.

F3 · derivative.expiration_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date.

Read SEC document
July 03, 2017 Filed Jul 5, 2017 16:24 UTC LUNA INNOVATIONS INC LUNA · Entity 84494 GrantStock Units · Derivative 1,677.85 $1.49 $2,500.00
Disclosure

SEC source: 0001239819-17-000059 · wf-form4_149928627991352.xml · derivative · entry 2

WILLIAMSON JOHN B III · CIK 0001238836 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,074.58

Underlying: Common Stock · 1,677.85 shares

Expires not disclosed

F1 · derivative.exercise_price: Stock units are convertible into issuer's common stock on a 1-for-1 basis.

F4 · shares: This grant was made pursuant to the issuer's non-employee director compensation policy, as compensation for Mr. Williamson's service as chairman of the audit committee of the board of directors for the period from July 1, 2017 to September 30, 2017. The number of stock units is equal to $2,500 divided by $1.49, the closing price of the issuer's common stock on the NASDAQ Capital Market on July 3, 2017, the first trading day of the quarter. The Reporting Person elected to receive the chairman fees in stock units.

F3 · derivative.exercise_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date.

F3 · derivative.expiration_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date.

Read SEC document
July 03, 2017 Filed Jul 5, 2017 16:24 UTC LUNA INNOVATIONS INC LUNA · Entity 84494 GrantStock Units · Derivative 4,194.63 $1.49 $6,250.00
Disclosure

SEC source: 0001239819-17-000059 · wf-form4_149928627991352.xml · derivative · entry 1

WILLIAMSON JOHN B III · CIK 0001238836 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,396.73

Underlying: Common Stock · 4,194.63 shares

Expires not disclosed

F1 · derivative.exercise_price: Stock units are convertible into issuer's common stock on a 1-for-1 basis.

F2 · shares: This grant was made pursuant to the issuer's non-employee director compensation policy, as compensation for Mr. Williamson's service as a member of the board of directors for the period from July 1, 2017 to September 30, 2017. The number of stock units is equal to $6,250 divided by $1.49, the closing price of the issuer's common stock on the NASDAQ Capital Market on July 3, 2017, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units.

F3 · derivative.exercise_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date.

F3 · derivative.expiration_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date.

Read SEC document
June 12, 2017 Filed Jun 12, 2017 15:53 UTC Corning Natural Gas Holding Corp cnig · Entity 125564 GrantCommon Stock 375 $16.67 $6,251.25
Disclosure

SEC source: 0001582244-17-000054 · primary_doc.xml · nonDerivative · entry 1

WILLIAMSON JOHN B III · CIK 0001238836 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,976

F1 · balance_after: Includes 1,687 shares jointly by spouse.

Read SEC document
June 01, 2017 Filed Jun 2, 2017 20:11 UTC RGC RESOURCES INC RGCO · Entity 88 GrantCommon Stock 41.583 $24.85 $1,033.34
Disclosure

SEC source: 0001238836-17-000006 · primary_doc.xml · nonDerivative · entry 1

WILLIAMSON JOHN B III · CIK 0001238836 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,891.114

F1 · kind: Shares issued to reporting person pursuant to an election under the Restricted Stock Plan for Outside Directors of RGC Resources, Inc.

Read SEC document
May 24, 2017 Filed May 26, 2017 21:25 UTC LUNA INNOVATIONS INC LUNA · Entity 84494 GrantCommon Stock 16,233 $0.00 $0.00
Disclosure

SEC source: 0001239819-17-000041 · wf-form4_149584830338162.xml · nonDerivative · entry 1

WILLIAMSON JOHN B III · CIK 0001238836 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,233

F1 · security: Consists of restricted stock units that are convertible into issuer's common stock on a 1-for-1 basis.

F2 · shares: This grant was awarded in connection with Mr. Williamson's service as member of the board of directors, pursuant to the issuer's non-employee director compensation policy. The number of restricted stock units awarded is equal to $25,000 divided by $1.54, the closing price of issuer's common stock on Nasdaq Capital Market on May 24, 2017, the date of grant.

F3 · shares: The stock units will vest fully on the earlier of the one year anniversary of date or the the next annual meeting of stockholders.

Read SEC document
May 01, 2017 Filed May 2, 2017 16:46 UTC RGC RESOURCES INC RGCO · Entity 88 GrantCommon Stock 45.222 $22.85 $1,033.32
Disclosure

SEC source: 0001238836-17-000005 · primary_doc.xml · nonDerivative · entry 1

WILLIAMSON JOHN B III · CIK 0001238836 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,849.531

F1 · kind: Shares issued to reporting person pursuant to an election under the Restricted Stock Plan for Outside Directors of RGC Resources, Inc.

F2 · balance_after: Includes 12.910 restricted stock shares purchased through dividends reinvested in the Restricted Stock Plan for Outside Directors of RGC Resources, Inc.

Read SEC document
April 06, 2017 Filed Apr 7, 2017 18:51 UTC OPTICAL CABLE CORP OCC · Entity 6682 PurchaseCommon Stock 3,125 $2.69 $8,406.25
Disclosure

SEC source: 0001209191-17-026222 · doc4.xml · nonDerivative · entry 1

WILLIAMSON JOHN B III · CIK 0001238836 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,098

Read SEC document
April 05, 2017 Filed Apr 6, 2017 01:48 UTC OPTICAL CABLE CORP OCC · Entity 6682 Tax withholdingCommon Stock 3,012 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-025880 · doc4.xml · nonDerivative · entry 2

WILLIAMSON JOHN B III · CIK 0001238836 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,973

F2 · shares: Represents the number of shares forfeited as a result of a grant overage.

Read SEC document
April 03, 2017 Filed Apr 4, 2017 15:59 UTC RGC RESOURCES INC RGCO · Entity 88 GrantCommon Stock 47.4 $21.80 $1,033.32
Disclosure

SEC source: 0001238836-17-000004 · primary_doc.xml · nonDerivative · entry 1

WILLIAMSON JOHN B III · CIK 0001238836 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,791.399

F1 · kind: Shares issued to reporting person pursuant to an election under the Restricted Stock Plan for Outside Directors of RGC Resources, Inc.

Read SEC document
April 03, 2017 Filed Apr 6, 2017 01:48 UTC OPTICAL CABLE CORP OCC · Entity 6682 GrantCommon Stock 6,276 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-025880 · doc4.xml · nonDerivative · entry 1

WILLIAMSON JOHN B III · CIK 0001238836 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,985

F1 · shares: Directors of the Company receive stock and cash as compensation for their services to the Company. Director received an award of 6,276 common shares issued under the Optical Cable Corporation 2017 Stock Incentive Plan for the stock portion of the annual retainer for the 2017- 2018 board year.

Read SEC document
April 03, 2017 Filed Apr 10, 2017 16:48 UTC LUNA INNOVATIONS INC LUNA · Entity 84494 GrantStock Units · Derivative 436.05 $1.72 $750.01
Disclosure

SEC source: 0001628280-17-003521 · wf-form4_149185732379978.xml · derivative · entry 3

WILLIAMSON JOHN B III · CIK 0001238836 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,202.1

Underlying: Common Stock · 436.05 shares

Expires not disclosed

F1 · derivative.exercise_price: Stock units are convertible into issuer's common stock on a 1-for-1 basis.

F5 · shares: This grant was made pursuant to issuer's non-employee director compensation policy, as compensation for Mr. Williamson's service on the nominating and governance committee of the board of directors for the period from April 1, 2017 to June 30, 2017. The number units is equal to $750.00 divided by $1.72, the closing price of issuer's common stock on the NASDAQ Capital Market on April 3, 2017, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units.

F3 · derivative.exercise_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date.

F3 · derivative.expiration_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date.

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April 03, 2017 Filed Apr 10, 2017 16:48 UTC LUNA INNOVATIONS INC LUNA · Entity 84494 GrantStock Units · Derivative 1,453.49 $1.72 $2,500.00
Disclosure

SEC source: 0001628280-17-003521 · wf-form4_149185732379978.xml · derivative · entry 2

WILLIAMSON JOHN B III · CIK 0001238836 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,766.05

Underlying: Common Stock · 1,453.49 shares

Expires not disclosed

F1 · derivative.exercise_price: Stock units are convertible into issuer's common stock on a 1-for-1 basis.

F4 · shares: This grant was made pursuant to the issuer's non-employee director compensation policy, as compensation for Mr. Williamson's service as chairman of the audit committee of the board of directors for the period of April 1, 2017 to June 30, 2017. The number units is equal to $2,500 divided by $1.72, the closing price of issuer's common stock on NASDAQ Capital Market on April 3, 2017, the first trading day of the quarter. The Reporting Person elected to receive chairman fees in stock units.

F3 · derivative.exercise_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date.

F3 · derivative.expiration_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date.

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April 03, 2017 Filed Apr 10, 2017 16:48 UTC LUNA INNOVATIONS INC LUNA · Entity 84494 GrantStock Units · Derivative 3,633.72 $1.72 $6,250.00
Disclosure

SEC source: 0001628280-17-003521 · wf-form4_149185732379978.xml · derivative · entry 1

WILLIAMSON JOHN B III · CIK 0001238836 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,312.56

Underlying: Common Stock · 3,633.72 shares

Expires not disclosed

F1 · derivative.exercise_price: Stock units are convertible into issuer's common stock on a 1-for-1 basis.

F2 · shares: This grant was made pursuant to the issuer's non-employee director compensation, as compensation for Mr. Williamson's service as a member of the board of directors for the period of April 1, 2017 to June 30, 2017. The number of restricted stock units awarded is equal to $6,250.00 divided by $1.72, the closing price of the issuer's common stock on the NASDAQ Capital Market on April 3, 2017, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units.

F3 · derivative.exercise_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date.

F3 · derivative.expiration_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date.

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March 01, 2017 Filed Mar 2, 2017 19:54 UTC RGC RESOURCES INC RGCO · Entity 88 GrantCommon Stock 55.357 $18.67 $1,033.33
Disclosure

SEC source: 0001238836-17-000003 · primary_doc.xml · nonDerivative · entry 1

WILLIAMSON JOHN B III · CIK 0001238836 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,743.999

F1 · kind: Shares issued to reporting person pursuant to an election under the Restricted Stock Plan for Outside Directors of RGC Resources, Inc.

F2 · balance_after: Includes 643.881 restricted shares and 42,919 unrestricted shares issued on March 1, 2017 due to a stock split effected in the form of a 50% stock dividend.

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February 22, 2017 Filed Feb 22, 2017 15:34 UTC Corning Natural Gas Holding Corp CNIG · Entity 125564 GrantCommon Stock 375 $19.00 $7,125.00
Disclosure

SEC source: 0001582244-17-000022 · johnbwilliamson_sec4.xml · nonDerivative · entry 1

WILLIAMSON JOHN B III · CIK 0001238836 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,610

F1 · balance_after: Includes 1,687 shares jointly by spouse.

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February 01, 2017 Filed Feb 2, 2017 22:23 UTC RGC RESOURCES INC RGCO · Entity 88 GrantCommon Stock 38.282 $26.99 $1,033.35
Disclosure

SEC source: 0001238836-17-000002 · primary_doc.xml · nonDerivative · entry 1

WILLIAMSON JOHN B III · CIK 0001238836 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,125.761

F1 · kind: Shares issued to reporting person pursuant to an election under the Restricted Stock Plan for Outside Directors of RGC Resources, Inc.

F2 · balance_after: Includes 9.987 restricted stock shares purchased through dividends reinvested in the Restricted Stock Plan for Outside Directors of RGC Resources, Inc.

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January 04, 2017 Filed Jan 4, 2017 20:56 UTC RGC RESOURCES INC RGCO · Entity 88 GrantCommon Stock 40.161 $24.90 $1,000.01
Disclosure

SEC source: 0001238836-17-000001 · primary_doc.xml · nonDerivative · entry 1

WILLIAMSON JOHN B III · CIK 0001238836 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,077.492

F1 · kind: Shares issued to reporting person pursuant to an election under the Restricted Stock Plan for Outside Directors of RGC Resources, Inc.

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January 03, 2017 Filed Jan 4, 2017 16:22 UTC LUNA INNOVATIONS INC LUNA · Entity 84494 GrantStock Units · Derivative 487.01 $1.54 $750.00
Disclosure

SEC source: 0001239819-17-000004 · wf-form4_148356491634820.xml · derivative · entry 3

WILLIAMSON JOHN B III · CIK 0001238836 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,678.84

Underlying: Common Stock · 487.01 shares

Expires not disclosed

F1 · derivative.exercise_price: Stock units are convertible into issuer's common stock on a 1-for-1 basis.

F5 · shares: This grant was made pursuant to issuer's non-employee director compensation policy, as compensation for Mr. Williamson's service on the nominating and governance committee of the board of directors for the period from January 1, 2017 to March 31, 2017. The number units is equal to $750.00 divided by $1.54, the closing price of issuer's common stock on the NASDAQ Capital Market on January 3, 2017, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units.

F3 · derivative.exercise_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date.

F3 · derivative.expiration_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date.

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January 03, 2017 Filed Jan 4, 2017 16:22 UTC LUNA INNOVATIONS INC LUNA · Entity 84494 GrantStock Units · Derivative 1,623.38 $1.54 $2,500.01
Disclosure

SEC source: 0001239819-17-000004 · wf-form4_148356491634820.xml · derivative · entry 2

WILLIAMSON JOHN B III · CIK 0001238836 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,191.83

Underlying: Common Stock · 1,623.38 shares

Expires not disclosed

F1 · derivative.exercise_price: Stock units are convertible into issuer's common stock on a 1-for-1 basis.

F4 · shares: This grant was made pursuant to the issuer's non-employee director compensation policy, as compensation for Mr. Williamson's service as chairman of the audit committee of the board of directors for the period from January 1, 2017 to March 31, 2017. The number units is equal to $2,500 divided by $1.54, the closing price of issuer's common stock on NASDAQ Capital Market on January 3, 2017, the first trading day of the quarter. The Reporting Person elected to receive these chairman fees in stock units.

F3 · derivative.exercise_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date.

F3 · derivative.expiration_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date.

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January 03, 2017 Filed Jan 4, 2017 16:22 UTC LUNA INNOVATIONS INC LUNA · Entity 84494 GrantStock Units · Derivative 4,058.44 $1.54 $6,250.00
Disclosure

SEC source: 0001239819-17-000004 · wf-form4_148356491634820.xml · derivative · entry 1

WILLIAMSON JOHN B III · CIK 0001238836 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,568.45

Underlying: Common Stock · 4,058.44 shares

Expires not disclosed

F1 · derivative.exercise_price: Stock units are convertible into issuer's common stock on a 1-for-1 basis.

F2 · shares: This grant was made pursuant to the issuer's non-employee director compensation, as compensation for Mr. Williamson's service as a member of the board of directors for the period from January 1, 2017 to March 31, 2017. The number of restricted stock units awarded is equal to $6,250.00 divided by $1.54, the closing price of the issuer's common stock on the NASDAQ Capital Market on January 3, 2017, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units.

F3 · derivative.exercise_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date.

F3 · derivative.expiration_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date.

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December 05, 2016 Filed Dec 7, 2016 12:40 UTC Corning Natural Gas Holding Corp cnig · Entity 125564 GrantCommon Stock 375 $18.30 $6,862.50
Disclosure

SEC source: 0001582244-16-000182 · primary_doc.xml · nonDerivative · entry 1

WILLIAMSON JOHN B III · CIK 0001238836 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,235

F1 · balance_after: Includes 1,687 shares jointly by spouse.

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December 01, 2016 Filed Dec 2, 2016 20:04 UTC RGC RESOURCES INC RGCO · Entity 88 GrantCommon Stock 40.394 $24.76 $999.99
Disclosure

SEC source: 0001238836-16-000024 · primary_doc.xml · nonDerivative · entry 1

WILLIAMSON JOHN B III · CIK 0001238836 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,037.331

F1 · kind: Shares issued to reporting person pursuant to an election under the Restricted Stock Plan for Outside Directors of RGC Resources, Inc.

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November 01, 2016 Filed Nov 2, 2016 19:21 UTC RGC RESOURCES INC RGCO · Entity 88 GrantCommon Stock 40.36 $24.78 $1,000.00
Disclosure

SEC source: 0001238836-16-000023 · primary_doc.xml · nonDerivative · entry 1

WILLIAMSON JOHN B III · CIK 0001238836 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,996.937

F1 · kind: Shares issued to reporting person pursuant to an election under the Restricted Stock Plan for Outside Directors of RGC Resources, Inc.

F2 · balance_after: Includes 9.068 restricted stock shares purchased through dividends reinvested in the Restricted Stock Plan for Outside Directors of RGC Resources, Inc.

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October 03, 2016 Filed Oct 4, 2016 15:27 UTC RGC RESOURCES INC RGCO · Entity 88 GrantCommon Stock 40.984 $24.40 $1,000.01
Disclosure

SEC source: 0001238836-16-000022 · primary_doc.xml · nonDerivative · entry 1

WILLIAMSON JOHN B III · CIK 0001238836 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,947.509

F1 · kind: Shares issued to reporting person pursuant to an election under the Restricted Stock Plan for Outside Directors of RGC Resources, Inc.

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October 03, 2016 Filed Oct 5, 2016 20:13 UTC LUNA INNOVATIONS INC LUNA · Entity 84494 GrantStock Units · Derivative 513.7 $1.46 $750.00
Disclosure

SEC source: 0001239819-16-000171 · wf-form4_147571280466855.xml · derivative · entry 3

WILLIAMSON JOHN B III · CIK 0001238836 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,510.01

Underlying: Common Stock · 513.7 shares

Expires not disclosed

F1 · derivative.exercise_price: Stock units are convertible into issuer's common stock on a 1-for-1 basis.

F5 · shares: This grant was made pursuant to issuer's non-employee director compensation policy, as compensation for Mr. Williamson's service on the nominating and governance committee of the board of directors for the period from October 1, 2016 to December 31, 2016. The number of stock units is equal to $750.00 divided by $1.46, the closing price of issuer's common stock on the NASDAQ Capital Market on October 3, 2016, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units.

F3 · derivative.exercise_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date.

F3 · derivative.expiration_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date.

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October 03, 2016 Filed Oct 5, 2016 20:13 UTC LUNA INNOVATIONS INC LUNA · Entity 84494 GrantStock Units · Derivative 1,712.33 $1.46 $2,500.00
Disclosure

SEC source: 0001239819-16-000171 · wf-form4_147571280466855.xml · derivative · entry 2

WILLIAMSON JOHN B III · CIK 0001238836 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,996.31

Underlying: Common Stock · 1,712.33 shares

Expires not disclosed

F1 · derivative.exercise_price: Stock units are convertible into issuer's common stock on a 1-for-1 basis.

F4 · shares: This grant was made pursuant to the issuer's non-employee director compensation policy, as compensation for service as chairman of the audit committee of the board of directors for the period from October 1, 2016 to December 31, 2016. The number of stock units is equal to $2,500 divided by $1.46, the closing price of the issuer's common stock on the NASDAQ Capital Market on October 3, 2016, the first trading day of the quarter. The Reporting Person elected to receive the chairman fees in stock units.

F3 · derivative.exercise_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date.

F3 · derivative.expiration_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date.

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October 03, 2016 Filed Oct 5, 2016 20:13 UTC LUNA INNOVATIONS INC LUNA · Entity 84494 GrantStock Units · Derivative 4,280.82 $1.46 $6,250.00
Disclosure

SEC source: 0001239819-16-000171 · wf-form4_147571280466855.xml · derivative · entry 1

WILLIAMSON JOHN B III · CIK 0001238836 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,283.98

Underlying: Common Stock · 4,280.82 shares

Expires not disclosed

F1 · derivative.exercise_price: Stock units are convertible into issuer's common stock on a 1-for-1 basis.

F2 · shares: This grant was made pursuant to the issuer's non-employee director compensation policy, as compensation for Mr. Williamson's service as a member of the board of directors for the period from October 1, 2016 to December 31, 2016. The number of stock units is equal to $6,250 divided by $1.46, the closing price of the issuer's common stock on the NASDAQ Capital Market on October 3, 2016, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units.

F3 · derivative.exercise_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date.

F3 · derivative.expiration_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.