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person · Reporting owner

Tapia Eric R

Disclosed activity across 2 companies

Tapewire entity
94901
SEC CIK
0001686328

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
TuSimple Holdings Inc.TSP · Entity 9876Chief Financial OfficerJanuary 23, 2024January 25, 2024
W.W. GRAINGER, INC.GWW · Entity 2997Vice President & ControllerApril 01, 2021April 06, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

TuSimple Holdings Inc.

Report date January 23, 2024 · Filed January 25, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect108,713 Ending reported balance After 2024-01-24 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2024-01-23 · Sale · Disposed 11,943 · Balance 119,832

F1: The sales reported represent shares of Class A Common Stock required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $0.3799 to $0.4291, inclusive. The Reporting Person undertakes to provide to the Issuer, and security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this Form 4.

Row 2 · 2024-01-24 · Sale · Disposed 11,119 · Balance 108,713

F1: The sales reported represent shares of Class A Common Stock required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person.

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $0.3399 to $0.4081, inclusive. The Reporting Person undertakes to provide to the Issuer, and security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this Form 4.

Filing footnotes · ownership attribution and instrument terms

F1: The sales reported represent shares of Class A Common Stock required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $0.3799 to $0.4291, inclusive. The Reporting Person undertakes to provide to the Issuer, and security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this Form 4.

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $0.3399 to $0.4081, inclusive. The Reporting Person undertakes to provide to the Issuer, and security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this Form 4.

W.W. GRAINGER, INC.

Report date April 01, 2021 · Filed April 06, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect2,716 Ending reported balance After 2021-04-02 transaction · row 4
4 source rows · reconciled sequence

Row 1 · 2021-04-01 · Grant · Acquired 258 · Balance 2,951

F1: April 1, 2021 award of restricted stock units to be settled after vesting by the delivery of unrestricted shares of common stock on a one-for-one basis. This award will vest in three tranches, where 1/3 vests on April 1, 2022, 1/3 vests on April 1, 2023, and the remainder vests on April 1, 2024.

Row 2 · 2021-04-01 · Tax withholding · Disposed 40 · Balance 2,911

F2: Shares withheld for tax withholding for the partial settlement of the 4/1/2020 award of restricted stock units (RSUs). The RSU award is to be settled after vesting by the delivery of unrestricted shares of common stock on a one-for-one basis. This award will vest in three tranches, where 1/3 vests on April 1, 2021, 1/3 vests on April 1, 2022, and the remainder vests on April 1, 2023.

Row 3 · 2021-04-01 · Tax withholding · Disposed 39 · Balance 2,872

F3: Shares withheld for tax withholding for the partial settlement of the 4/1/2019 award of restricted stock units (RSUs). The RSU award is to be settled after vesting by the delivery of unrestricted shares of common stock on a one-for-one basis. This award will vest in three tranches, where 1/3 vests on April 1, 2020, 1/3 vests on April 1, 2021, and the remainder vests on April 1, 2022.

Row 4 · 2021-04-02 · Tax withholding · Disposed 156 · Balance 2,716

F4: Shares withheld for tax withholding for the settlement of the 4/1/2018 award of restricted stock units (RSUs). The RSU award is to be settled after vesting by the delivery of unrestricted shares of common stock on a one-for-one basis.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $231.20 · Expires 2027-04-02Direct1,258 Reported balance Holding disclosure · report date 2021-04-01 · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · Balance 1,258

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $276.64 · Expires 2028-04-01Direct1,593 Reported balance Holding disclosure · report date 2021-04-01 · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · Balance 1,593

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $311.26 · Expires 2029-03-31Direct1,167 Reported balance Holding disclosure · report date 2021-04-01 · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · Balance 1,167

F5: The stock option will fully vest in three years, where 1/3 shall vest on April 1, 2020, 1/3 shall vest on April 1, 2021, and the remainder shall vest on April 1, 2022.

Filing footnotes · ownership attribution and instrument terms

F1: April 1, 2021 award of restricted stock units to be settled after vesting by the delivery of unrestricted shares of common stock on a one-for-one basis. This award will vest in three tranches, where 1/3 vests on April 1, 2022, 1/3 vests on April 1, 2023, and the remainder vests on April 1, 2024.

F2: Shares withheld for tax withholding for the partial settlement of the 4/1/2020 award of restricted stock units (RSUs). The RSU award is to be settled after vesting by the delivery of unrestricted shares of common stock on a one-for-one basis. This award will vest in three tranches, where 1/3 vests on April 1, 2021, 1/3 vests on April 1, 2022, and the remainder vests on April 1, 2023.

F3: Shares withheld for tax withholding for the partial settlement of the 4/1/2019 award of restricted stock units (RSUs). The RSU award is to be settled after vesting by the delivery of unrestricted shares of common stock on a one-for-one basis. This award will vest in three tranches, where 1/3 vests on April 1, 2020, 1/3 vests on April 1, 2021, and the remainder vests on April 1, 2022.

F4: Shares withheld for tax withholding for the settlement of the 4/1/2018 award of restricted stock units (RSUs). The RSU award is to be settled after vesting by the delivery of unrestricted shares of common stock on a one-for-one basis.

F5: The stock option will fully vest in three years, where 1/3 shall vest on April 1, 2020, 1/3 shall vest on April 1, 2021, and the remainder shall vest on April 1, 2022.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
January 24, 2024 Filed Jan 25, 2024 18:13 UTC TuSimple Holdings Inc. TSP · Entity 9876 SaleClass A Common Stock 11,119 $0.36 $4,026.19
Disclosure

SEC source: 0001628280-24-002277 · wk-form4_1706224387.xml · nonDerivative · entry 2

Tapia Eric R · CIK 0001686328 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 108,713

F1 · kind: The sales reported represent shares of Class A Common Stock required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $0.3399 to $0.4081, inclusive. The Reporting Person undertakes to provide to the Issuer, and security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this Form 4.

Read SEC document
January 23, 2024 Filed Jan 24, 2024 19:44 UTC TuSimple Holdings Inc. TSP · Entity 9876 Exercise / conversionRestricted Stock Units · Derivative 10,937 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-002129 · wk-form4_1706143458.xml · derivative · entry 12

Tapia Eric R · CIK 0001686328 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,750

Underlying: Class A Common Stock · 10,937 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: The Reporting Person was granted RSUs which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall vest in four equal quarterly installments beginning on August 30, 2023, provided that the Reporting Person remains in continuous service on each such vesting date.

F4 · derivative.exercise_date: The Reporting Person was granted RSUs which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall vest in four equal quarterly installments beginning on August 30, 2023, provided that the Reporting Person remains in continuous service on each such vesting date.

F4 · derivative.expiration_date: The Reporting Person was granted RSUs which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall vest in four equal quarterly installments beginning on August 30, 2023, provided that the Reporting Person remains in continuous service on each such vesting date.

Read SEC document
January 23, 2024 Filed Jan 24, 2024 19:44 UTC TuSimple Holdings Inc. TSP · Entity 9876 Exercise / conversionRestricted Stock Units · Derivative 7,923 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-002129 · wk-form4_1706143458.xml · derivative · entry 11

Tapia Eric R · CIK 0001686328 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 190,153

Underlying: Class A Common Stock · 7,923 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Reporting Person was granted RSUs which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied in sixteen equal quarterly installments beginning on April 1, 2023, subject to the Reporting Person's continuous service with the issuer on such vesting date.

F3 · derivative.exercise_date: The Reporting Person was granted RSUs which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied in sixteen equal quarterly installments beginning on April 1, 2023, subject to the Reporting Person's continuous service with the issuer on such vesting date.

F3 · derivative.expiration_date: The Reporting Person was granted RSUs which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied in sixteen equal quarterly installments beginning on April 1, 2023, subject to the Reporting Person's continuous service with the issuer on such vesting date.

Read SEC document
January 23, 2024 Filed Jan 24, 2024 19:44 UTC TuSimple Holdings Inc. TSP · Entity 9876 Exercise / conversionRestricted Stock Units · Derivative 7,607 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-002129 · wk-form4_1706143458.xml · derivative · entry 10

Tapia Eric R · CIK 0001686328 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,071

Underlying: Class A Common Stock · 7,607 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The Reporting Person was granted RSUs which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a four-year period. 25% will vest on July 7, 2023 and 12.5% of the RSUs shall vest each six-months thereafter, subject to the Reporting Person's continuous service with the issuer.

F2 · derivative.exercise_date: The Reporting Person was granted RSUs which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a four-year period. 25% will vest on July 7, 2023 and 12.5% of the RSUs shall vest each six-months thereafter, subject to the Reporting Person's continuous service with the issuer.

F2 · derivative.expiration_date: The Reporting Person was granted RSUs which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a four-year period. 25% will vest on July 7, 2023 and 12.5% of the RSUs shall vest each six-months thereafter, subject to the Reporting Person's continuous service with the issuer.

Read SEC document
January 23, 2024 Filed Jan 24, 2024 19:44 UTC TuSimple Holdings Inc. TSP · Entity 9876 Exercise / conversionClass A Common Stock 10,937 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-24-002129 · wk-form4_1706143458.xml · nonDerivative · entry 6

Tapia Eric R · CIK 0001686328 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 131,775

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Reporting Person received Restricted Stock Units ("RSUs") that represent a contingent right to receive one share of Class A Common Stock for each RSU upon the satisfaction of applicable vesting conditions. The shares were issued pursuant to vested RSUs.

Read SEC document
January 23, 2024 Filed Jan 24, 2024 19:44 UTC TuSimple Holdings Inc. TSP · Entity 9876 Exercise / conversionClass A Common Stock 7,923 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-24-002129 · wk-form4_1706143458.xml · nonDerivative · entry 5

Tapia Eric R · CIK 0001686328 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 120,838

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Reporting Person received Restricted Stock Units ("RSUs") that represent a contingent right to receive one share of Class A Common Stock for each RSU upon the satisfaction of applicable vesting conditions. The shares were issued pursuant to vested RSUs.

Read SEC document
January 23, 2024 Filed Jan 24, 2024 19:44 UTC TuSimple Holdings Inc. TSP · Entity 9876 Exercise / conversionClass A Common Stock 7,607 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-24-002129 · wk-form4_1706143458.xml · nonDerivative · entry 4

Tapia Eric R · CIK 0001686328 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 112,915

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Reporting Person received Restricted Stock Units ("RSUs") that represent a contingent right to receive one share of Class A Common Stock for each RSU upon the satisfaction of applicable vesting conditions. The shares were issued pursuant to vested RSUs.

Read SEC document
January 23, 2024 Filed Jan 25, 2024 18:13 UTC TuSimple Holdings Inc. TSP · Entity 9876 SaleClass A Common Stock 11,943 $0.40 $4,795.11
Disclosure

SEC source: 0001628280-24-002277 · wk-form4_1706224387.xml · nonDerivative · entry 1

Tapia Eric R · CIK 0001686328 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 119,832

F1 · kind: The sales reported represent shares of Class A Common Stock required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $0.3799 to $0.4291, inclusive. The Reporting Person undertakes to provide to the Issuer, and security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this Form 4.

Read SEC document
January 22, 2024 Filed Jan 24, 2024 19:44 UTC TuSimple Holdings Inc. TSP · Entity 9876 Exercise / conversionRestricted Stock Units · Derivative 10,938 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-002129 · wk-form4_1706143458.xml · derivative · entry 9

Tapia Eric R · CIK 0001686328 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,687

Underlying: Class A Common Stock · 10,938 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: The Reporting Person was granted RSUs which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall vest in four equal quarterly installments beginning on August 30, 2023, provided that the Reporting Person remains in continuous service on each such vesting date.

F4 · derivative.exercise_date: The Reporting Person was granted RSUs which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall vest in four equal quarterly installments beginning on August 30, 2023, provided that the Reporting Person remains in continuous service on each such vesting date.

F4 · derivative.expiration_date: The Reporting Person was granted RSUs which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall vest in four equal quarterly installments beginning on August 30, 2023, provided that the Reporting Person remains in continuous service on each such vesting date.

Read SEC document
January 22, 2024 Filed Jan 24, 2024 19:44 UTC TuSimple Holdings Inc. TSP · Entity 9876 Exercise / conversionRestricted Stock Units · Derivative 7,923 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-002129 · wk-form4_1706143458.xml · derivative · entry 8

Tapia Eric R · CIK 0001686328 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 198,076

Underlying: Class A Common Stock · 7,923 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Reporting Person was granted RSUs which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied in sixteen equal quarterly installments beginning on April 1, 2023, subject to the Reporting Person's continuous service with the issuer on such vesting date.

F3 · derivative.exercise_date: The Reporting Person was granted RSUs which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied in sixteen equal quarterly installments beginning on April 1, 2023, subject to the Reporting Person's continuous service with the issuer on such vesting date.

F3 · derivative.expiration_date: The Reporting Person was granted RSUs which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied in sixteen equal quarterly installments beginning on April 1, 2023, subject to the Reporting Person's continuous service with the issuer on such vesting date.

Read SEC document
January 22, 2024 Filed Jan 24, 2024 19:44 UTC TuSimple Holdings Inc. TSP · Entity 9876 Exercise / conversionRestricted Stock Units · Derivative 7,607 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-002129 · wk-form4_1706143458.xml · derivative · entry 7

Tapia Eric R · CIK 0001686328 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,678

Underlying: Class A Common Stock · 7,607 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The Reporting Person was granted RSUs which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a four-year period. 25% will vest on July 7, 2023 and 12.5% of the RSUs shall vest each six-months thereafter, subject to the Reporting Person's continuous service with the issuer.

F2 · derivative.exercise_date: The Reporting Person was granted RSUs which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a four-year period. 25% will vest on July 7, 2023 and 12.5% of the RSUs shall vest each six-months thereafter, subject to the Reporting Person's continuous service with the issuer.

F2 · derivative.expiration_date: The Reporting Person was granted RSUs which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a four-year period. 25% will vest on July 7, 2023 and 12.5% of the RSUs shall vest each six-months thereafter, subject to the Reporting Person's continuous service with the issuer.

Read SEC document
January 22, 2024 Filed Jan 24, 2024 19:44 UTC TuSimple Holdings Inc. TSP · Entity 9876 Exercise / conversionClass A Common Stock 10,938 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-24-002129 · wk-form4_1706143458.xml · nonDerivative · entry 3

Tapia Eric R · CIK 0001686328 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 105,308

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Reporting Person received Restricted Stock Units ("RSUs") that represent a contingent right to receive one share of Class A Common Stock for each RSU upon the satisfaction of applicable vesting conditions. The shares were issued pursuant to vested RSUs.

Read SEC document
January 22, 2024 Filed Jan 24, 2024 19:44 UTC TuSimple Holdings Inc. TSP · Entity 9876 Exercise / conversionClass A Common Stock 7,923 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-24-002129 · wk-form4_1706143458.xml · nonDerivative · entry 2

Tapia Eric R · CIK 0001686328 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 94,370

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Reporting Person received Restricted Stock Units ("RSUs") that represent a contingent right to receive one share of Class A Common Stock for each RSU upon the satisfaction of applicable vesting conditions. The shares were issued pursuant to vested RSUs.

Read SEC document
January 22, 2024 Filed Jan 24, 2024 19:44 UTC TuSimple Holdings Inc. TSP · Entity 9876 Exercise / conversionClass A Common Stock 7,607 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-24-002129 · wk-form4_1706143458.xml · nonDerivative · entry 1

Tapia Eric R · CIK 0001686328 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 86,447

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Reporting Person received Restricted Stock Units ("RSUs") that represent a contingent right to receive one share of Class A Common Stock for each RSU upon the satisfaction of applicable vesting conditions. The shares were issued pursuant to vested RSUs.

Read SEC document
November 02, 2023 Filed Nov 3, 2023 09:09 UTC TuSimple Holdings Inc. TSP · Entity 9876 SaleClass A Common Stock 13,550 $1.20 $16,205.80
Disclosure

SEC source: 0001628280-23-036573 · wk-form4_1699016958.xml · nonDerivative · entry 3

Tapia Eric R · CIK 0001686328 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 78,840

F2 · kind: The sales reported represent shares of Class A Common Stock required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $1.025 to $1.275, inclusive. The Reporting Person undertakes to provide to the Issuer, the security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this Form 4.

Read SEC document
November 01, 2023 Filed Nov 3, 2023 09:09 UTC TuSimple Holdings Inc. TSP · Entity 9876 Exercise / conversionRestricted Stock Units · Derivative 15,846 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-036573 · wk-form4_1699016958.xml · derivative · entry 5

Tapia Eric R · CIK 0001686328 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 205,999

Underlying: Class A Common Stock · 15,846 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: The Reporting Person was granted RSUs which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied in sixteen equal quarterly installments beginning on April 1, 2023, subject to the Reporting Person's continuous service with the issuer on such vesting date.

F5 · derivative.exercise_date: The Reporting Person was granted RSUs which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied in sixteen equal quarterly installments beginning on April 1, 2023, subject to the Reporting Person's continuous service with the issuer on such vesting date.

F5 · derivative.expiration_date: The Reporting Person was granted RSUs which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied in sixteen equal quarterly installments beginning on April 1, 2023, subject to the Reporting Person's continuous service with the issuer on such vesting date.

Read SEC document
November 01, 2023 Filed Nov 3, 2023 09:09 UTC TuSimple Holdings Inc. TSP · Entity 9876 Exercise / conversionRestricted Stock Units · Derivative 30,428 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-036573 · wk-form4_1699016958.xml · derivative · entry 4

Tapia Eric R · CIK 0001686328 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 91,285

Underlying: Class A Common Stock · 30,428 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: The Reporting Person was granted RSUs which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a four-year period. 25% will vest on July 7, 2023 and 12.5% of the RSUs shall vest each six-months thereafter, subject to the Reporting Person's continuous service with the issuer.

F4 · derivative.exercise_date: The Reporting Person was granted RSUs which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a four-year period. 25% will vest on July 7, 2023 and 12.5% of the RSUs shall vest each six-months thereafter, subject to the Reporting Person's continuous service with the issuer.

F4 · derivative.expiration_date: The Reporting Person was granted RSUs which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a four-year period. 25% will vest on July 7, 2023 and 12.5% of the RSUs shall vest each six-months thereafter, subject to the Reporting Person's continuous service with the issuer.

Read SEC document
November 01, 2023 Filed Nov 3, 2023 09:09 UTC TuSimple Holdings Inc. TSP · Entity 9876 Exercise / conversionClass A Common Stock 15,846 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-23-036573 · wk-form4_1699016958.xml · nonDerivative · entry 2

Tapia Eric R · CIK 0001686328 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 92,390

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Reporting Person received Restricted Stock Units ("RSUs") that represent a contingent right to receive one share of Class A Common Stock for each RSU upon the satisfaction of applicable vesting conditions. The shares were issued pursuant to vested RSUs.

Read SEC document
November 01, 2023 Filed Nov 3, 2023 09:09 UTC TuSimple Holdings Inc. TSP · Entity 9876 Exercise / conversionClass A Common Stock 30,428 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-23-036573 · wk-form4_1699016958.xml · nonDerivative · entry 1

Tapia Eric R · CIK 0001686328 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 76,544

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Reporting Person received Restricted Stock Units ("RSUs") that represent a contingent right to receive one share of Class A Common Stock for each RSU upon the satisfaction of applicable vesting conditions. The shares were issued pursuant to vested RSUs.

Read SEC document
October 17, 2023 Filed Oct 18, 2023 18:10 UTC TuSimple Holdings Inc. TSP · Entity 9876 SaleClass A Common Stock 22,184 $1.07 $23,670.33
Disclosure

SEC source: 0001628280-23-034613 · wk-form4_1697667048.xml · nonDerivative · entry 4

Tapia Eric R · CIK 0001686328 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 46,116

F2 · kind: The sales reported represent shares of Class A Common Stock required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $1.05 to $1.10, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this Form 4.

Read SEC document
October 16, 2023 Filed Oct 18, 2023 18:10 UTC TuSimple Holdings Inc. TSP · Entity 9876 Exercise / conversionRestricted Stock Units · Derivative 21,875 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-034613 · wk-form4_1697667048.xml · derivative · entry 7

Tapia Eric R · CIK 0001686328 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 65,625

Underlying: Class A Common Stock · 21,875 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: The Reporting Person was granted RSUs which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall vest in four equal quarterly installments beginning on August 30, 2023, provided that the Reporting Person remains in continuous service with the issuer on each such vesting date.

F6 · derivative.exercise_date: The Reporting Person was granted RSUs which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall vest in four equal quarterly installments beginning on August 30, 2023, provided that the Reporting Person remains in continuous service with the issuer on each such vesting date.

F6 · derivative.expiration_date: The Reporting Person was granted RSUs which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall vest in four equal quarterly installments beginning on August 30, 2023, provided that the Reporting Person remains in continuous service with the issuer on each such vesting date.

Read SEC document
October 16, 2023 Filed Oct 18, 2023 18:10 UTC TuSimple Holdings Inc. TSP · Entity 9876 Exercise / conversionRestricted Stock Units · Derivative 31,692 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-034613 · wk-form4_1697667048.xml · derivative · entry 6

Tapia Eric R · CIK 0001686328 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 221,845

Underlying: Class A Common Stock · 31,692 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: The Reporting Person was granted RSUs which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied in sixteen equal quarterly installments beginning on April 1, 2023, subject to the Reporting Person's continuous service with the issuer on such vesting date.

F5 · derivative.exercise_date: The Reporting Person was granted RSUs which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied in sixteen equal quarterly installments beginning on April 1, 2023, subject to the Reporting Person's continuous service with the issuer on such vesting date.

F5 · derivative.expiration_date: The Reporting Person was granted RSUs which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied in sixteen equal quarterly installments beginning on April 1, 2023, subject to the Reporting Person's continuous service with the issuer on such vesting date.

Read SEC document
October 16, 2023 Filed Oct 18, 2023 18:10 UTC TuSimple Holdings Inc. TSP · Entity 9876 Exercise / conversionRestricted Stock Units · Derivative 8,250 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-034613 · wk-form4_1697667048.xml · derivative · entry 5

Tapia Eric R · CIK 0001686328 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 16,500

Underlying: Class A Common Stock · 8,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: The Reporting Person was granted RSUs which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a four-year period, with 25% of the RSUs vesting on each anniversary of May 3, 2021, subject to the Reporting Person's continuous service with the Issuer on each such date.

F4 · derivative.exercise_date: The Reporting Person was granted RSUs which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a four-year period, with 25% of the RSUs vesting on each anniversary of May 3, 2021, subject to the Reporting Person's continuous service with the Issuer on each such date.

F4 · derivative.expiration_date: The Reporting Person was granted RSUs which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a four-year period, with 25% of the RSUs vesting on each anniversary of May 3, 2021, subject to the Reporting Person's continuous service with the Issuer on each such date.

Read SEC document
October 16, 2023 Filed Oct 18, 2023 18:10 UTC TuSimple Holdings Inc. TSP · Entity 9876 Exercise / conversionClass A Common Stock 21,875 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-23-034613 · wk-form4_1697667048.xml · nonDerivative · entry 3

Tapia Eric R · CIK 0001686328 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 68,300

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Reporting Person received Restricted Stock Units ("RSUs") that represent a contingent right to receive one share of Class A Common Stock for each RSU upon the satisfaction of applicable vesting conditions. The shares were issued pursuant to vested RSUs.

Read SEC document
October 16, 2023 Filed Oct 18, 2023 18:10 UTC TuSimple Holdings Inc. TSP · Entity 9876 Exercise / conversionClass A Common Stock 31,692 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-23-034613 · wk-form4_1697667048.xml · nonDerivative · entry 2

Tapia Eric R · CIK 0001686328 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 46,425

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Reporting Person received Restricted Stock Units ("RSUs") that represent a contingent right to receive one share of Class A Common Stock for each RSU upon the satisfaction of applicable vesting conditions. The shares were issued pursuant to vested RSUs.

Read SEC document
October 16, 2023 Filed Oct 18, 2023 18:10 UTC TuSimple Holdings Inc. TSP · Entity 9876 Exercise / conversionClass A Common Stock 8,250 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-23-034613 · wk-form4_1697667048.xml · nonDerivative · entry 1

Tapia Eric R · CIK 0001686328 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 14,733

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Reporting Person received Restricted Stock Units ("RSUs") that represent a contingent right to receive one share of Class A Common Stock for each RSU upon the satisfaction of applicable vesting conditions. The shares were issued pursuant to vested RSUs.

Read SEC document
August 30, 2023 Filed Sep 1, 2023 18:59 UTC TuSimple Holdings Inc. TSP · Entity 9876 GrantPerformance Stock Units · Derivative 87,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-23-031301 · wk-form4_1693609151.xml · derivative · entry 1

Tapia Eric R · CIK 0001686328 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,500

Underlying: Class A Common Stock · 87,500 shares

Expires not disclosed

F1 · derivative.exercise_price: (1) The Reporting Person was granted Performance Stock Units ("PSUs"), which represent a contingent right to receive one share of Class A Common Stock for each PSU. The performance-based vesting requirement shall be satisfied, and these PSUs shall vest, on the day of filing by the Issuer with the Securities and Exchange Commission of its Form 10-K for the fiscal year ended December 31, 2023, provided that the Reporting Person remains in continuous service on such vesting date.

F1 · price: (1) The Reporting Person was granted Performance Stock Units ("PSUs"), which represent a contingent right to receive one share of Class A Common Stock for each PSU. The performance-based vesting requirement shall be satisfied, and these PSUs shall vest, on the day of filing by the Issuer with the Securities and Exchange Commission of its Form 10-K for the fiscal year ended December 31, 2023, provided that the Reporting Person remains in continuous service on such vesting date.

F1 · derivative.exercise_date: (1) The Reporting Person was granted Performance Stock Units ("PSUs"), which represent a contingent right to receive one share of Class A Common Stock for each PSU. The performance-based vesting requirement shall be satisfied, and these PSUs shall vest, on the day of filing by the Issuer with the Securities and Exchange Commission of its Form 10-K for the fiscal year ended December 31, 2023, provided that the Reporting Person remains in continuous service on such vesting date.

F1 · derivative.expiration_date: (1) The Reporting Person was granted Performance Stock Units ("PSUs"), which represent a contingent right to receive one share of Class A Common Stock for each PSU. The performance-based vesting requirement shall be satisfied, and these PSUs shall vest, on the day of filing by the Issuer with the Securities and Exchange Commission of its Form 10-K for the fiscal year ended December 31, 2023, provided that the Reporting Person remains in continuous service on such vesting date.

Read SEC document
May 30, 2023 Filed Jun 1, 2023 17:16 UTC TuSimple Holdings Inc. TSP · Entity 9876 GrantRestricted Stock Units · Derivative 87,500 $3.00 $262,500.00
Disclosure

SEC source: 0001628280-23-020528 · wf-form4_168565416193043.xml · derivative · entry 1

Tapia Eric R · CIK 0001686328 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,500

Underlying: Class A Common Stock · 87,500 shares

Expires not disclosed

F1 · derivative.exercise_price: The Reporting Person was granted Restricted Stock Units ("RSUs") which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall vest in four equal quarterly installments beginning on August 30, 2023, provided that the Reporting Person remains in continuous service on each such vesting date.

F1 · derivative.exercise_date: The Reporting Person was granted Restricted Stock Units ("RSUs") which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall vest in four equal quarterly installments beginning on August 30, 2023, provided that the Reporting Person remains in continuous service on each such vesting date.

F1 · derivative.expiration_date: The Reporting Person was granted Restricted Stock Units ("RSUs") which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall vest in four equal quarterly installments beginning on August 30, 2023, provided that the Reporting Person remains in continuous service on each such vesting date.

Read SEC document
February 02, 2023 Filed Feb 6, 2023 19:23 UTC TuSimple Holdings Inc. TSP · Entity 9876 GrantRestricted Stock Units · Derivative 253,537 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-007374 · doc4.xml · derivative · entry 1

Tapia Eric R · CIK 0001686328 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 253,537

Underlying: Class A Common Stock · 253,537 shares

Expires not disclosed

F1 · derivative.exercise_price: The Reporting Person was granted Restricted Stock Units ("RSUs") which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied in sixteen equal quarterly installments beginning on April 1, 2023, subject to the Reporting Person's continuous service with the issuer on such vesting date.

F1 · price: The Reporting Person was granted Restricted Stock Units ("RSUs") which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied in sixteen equal quarterly installments beginning on April 1, 2023, subject to the Reporting Person's continuous service with the issuer on such vesting date.

F1 · derivative.exercise_date: The Reporting Person was granted Restricted Stock Units ("RSUs") which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied in sixteen equal quarterly installments beginning on April 1, 2023, subject to the Reporting Person's continuous service with the issuer on such vesting date.

F1 · derivative.expiration_date: The Reporting Person was granted Restricted Stock Units ("RSUs") which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied in sixteen equal quarterly installments beginning on April 1, 2023, subject to the Reporting Person's continuous service with the issuer on such vesting date.

Read SEC document
July 21, 2022 Filed Jul 25, 2022 18:42 UTC TuSimple Holdings Inc. TSP · Entity 9876 GrantRestricted Stock Unit · Derivative 121,713 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-026682 · doc4.xml · derivative · entry 1

Tapia Eric R · CIK 0001686328 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,713

Underlying: Class A Common Stock · 121,713 shares

Expires not disclosed

F1 · derivative.exercise_price: The Reporting Person was granted Restricted Stock Units ("RSUs") which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a four-year period. 25% will vest on July 7, 2023 and 12.5% of the RSUs shall vest each six-months thereafter, subject to the Reporting Person's continuous service with the issuer.

F1 · derivative.exercise_date: The Reporting Person was granted Restricted Stock Units ("RSUs") which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a four-year period. 25% will vest on July 7, 2023 and 12.5% of the RSUs shall vest each six-months thereafter, subject to the Reporting Person's continuous service with the issuer.

F1 · derivative.expiration_date: The Reporting Person was granted Restricted Stock Units ("RSUs") which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a four-year period. 25% will vest on July 7, 2023 and 12.5% of the RSUs shall vest each six-months thereafter, subject to the Reporting Person's continuous service with the issuer.

Read SEC document
May 03, 2022 Filed May 3, 2022 20:57 UTC TuSimple Holdings Inc. TSP · Entity 9876 Exercise / conversionRestricted Stock Unit · Derivative 4,125 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-016481 · doc4.xml · derivative · entry 6

Tapia Eric R · CIK 0001686328 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,750

Underlying: Class A Common Stock · 4,125 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: The Reporting Person was granted RSUs which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a four-year period, with 25% of the RSUs vesting on each anniversary of May 3, 2021, subject to the Reporting Person's continuous service with the issuer on each such date.

F5 · derivative.exercise_date: The Reporting Person was granted RSUs which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a four-year period, with 25% of the RSUs vesting on each anniversary of May 3, 2021, subject to the Reporting Person's continuous service with the issuer on each such date.

F5 · derivative.expiration_date: The Reporting Person was granted RSUs which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a four-year period, with 25% of the RSUs vesting on each anniversary of May 3, 2021, subject to the Reporting Person's continuous service with the issuer on each such date.

Read SEC document
May 03, 2022 Filed May 3, 2022 20:57 UTC TuSimple Holdings Inc. TSP · Entity 9876 SaleClass A Common Stock 1,292 $10.24 $13,229.05
Disclosure

SEC source: 0000899243-22-016481 · doc4.xml · nonDerivative · entry 4

Tapia Eric R · CIK 0001686328 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,483

F3 · kind: The sales reported represent shares of Class A Common Stock required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. These sales are mandated by the issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person.

Read SEC document
May 03, 2022 Filed May 3, 2022 20:57 UTC TuSimple Holdings Inc. TSP · Entity 9876 Exercise / conversionClass A Common Stock 4,125 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-22-016481 · doc4.xml · nonDerivative · entry 3

Tapia Eric R · CIK 0001686328 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,775

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The Reporting Person received Restricted Stock Units ("RSUs") that represent a contingent right to receive one share of Class A Common Stock for each RSU upon the satisfaction of applicable vesting conditions. The shares were issued pursuant to vested RSUs.

F1 · price: The Reporting Person received Restricted Stock Units ("RSUs") that represent a contingent right to receive one share of Class A Common Stock for each RSU upon the satisfaction of applicable vesting conditions. The shares were issued pursuant to vested RSUs.

Read SEC document
May 02, 2022 Filed May 3, 2022 20:57 UTC TuSimple Holdings Inc. TSP · Entity 9876 Exercise / conversionRestricted Stock Unit · Derivative 4,125 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-016481 · doc4.xml · derivative · entry 5

Tapia Eric R · CIK 0001686328 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,875

Underlying: Class A Common Stock · 4,125 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: The Reporting Person was granted RSUs which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a four-year period, with 25% of the RSUs vesting on each anniversary of May 3, 2021, subject to the Reporting Person's continuous service with the issuer on each such date.

F5 · derivative.exercise_date: The Reporting Person was granted RSUs which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a four-year period, with 25% of the RSUs vesting on each anniversary of May 3, 2021, subject to the Reporting Person's continuous service with the issuer on each such date.

F5 · derivative.expiration_date: The Reporting Person was granted RSUs which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a four-year period, with 25% of the RSUs vesting on each anniversary of May 3, 2021, subject to the Reporting Person's continuous service with the issuer on each such date.

Read SEC document
May 02, 2022 Filed May 3, 2022 20:57 UTC TuSimple Holdings Inc. TSP · Entity 9876 SaleClass A Common Stock 1,232 $10.37 $12,781.38
Disclosure

SEC source: 0000899243-22-016481 · doc4.xml · nonDerivative · entry 2

Tapia Eric R · CIK 0001686328 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,650

F3 · kind: The sales reported represent shares of Class A Common Stock required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. These sales are mandated by the issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $10.28 to $10.57, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in footnote 4 of this Form 4.

Read SEC document
May 02, 2022 Filed May 3, 2022 20:57 UTC TuSimple Holdings Inc. TSP · Entity 9876 Exercise / conversionClass A Common Stock 4,125 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-22-016481 · doc4.xml · nonDerivative · entry 1

Tapia Eric R · CIK 0001686328 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,882

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The Reporting Person received Restricted Stock Units ("RSUs") that represent a contingent right to receive one share of Class A Common Stock for each RSU upon the satisfaction of applicable vesting conditions. The shares were issued pursuant to vested RSUs.

F1 · price: The Reporting Person received Restricted Stock Units ("RSUs") that represent a contingent right to receive one share of Class A Common Stock for each RSU upon the satisfaction of applicable vesting conditions. The shares were issued pursuant to vested RSUs.

F2 · balance_after: Includes 757 shares acquired under the Issuer's 2021 Employee Stock Purchase Plan on February 28, 2022. This transaction is exempt pursuant to Rule 16b-3(c).

Read SEC document
June 29, 2021 Filed Jul 1, 2021 17:15 UTC TuSimple Holdings Inc. TSP · Entity 9876 GrantRestricted Stock Unit · Derivative 33,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-026975 · doc4.xml · derivative · entry 1

Tapia Eric R · CIK 0001686328 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,000

Underlying: Class A Common Stock · 33,000 shares

Expires not disclosed

F1 · derivative.exercise_price: The Reporting Person was granted Restricted Stock Units ("RSUs") which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a four-year period, with 25% of the RSUs vesting on each anniversary of May 3, 2021, subject to the Reporting Person's continuous service with the issuer on each such date.

F1 · derivative.exercise_date: The Reporting Person was granted Restricted Stock Units ("RSUs") which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a four-year period, with 25% of the RSUs vesting on each anniversary of May 3, 2021, subject to the Reporting Person's continuous service with the issuer on each such date.

F1 · derivative.expiration_date: The Reporting Person was granted Restricted Stock Units ("RSUs") which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a four-year period, with 25% of the RSUs vesting on each anniversary of May 3, 2021, subject to the Reporting Person's continuous service with the issuer on each such date.

Read SEC document
April 02, 2021 Filed Apr 6, 2021 01:19 UTC W.W. GRAINGER, INC. GWW · Entity 2997 Tax withholdingCommon Stock 156 $406.35 $63,390.60
Disclosure

SEC source: 0001209191-21-025534 · doc4.xml · nonDerivative · entry 4

Tapia Eric R · CIK 0001686328 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,716

F4 · kind: Shares withheld for tax withholding for the settlement of the 4/1/2018 award of restricted stock units (RSUs). The RSU award is to be settled after vesting by the delivery of unrestricted shares of common stock on a one-for-one basis.

Read SEC document
April 01, 2021 Filed Apr 6, 2021 01:19 UTC W.W. GRAINGER, INC. GWW · Entity 2997 Tax withholdingCommon Stock 39 $400.93 $15,636.27
Disclosure

SEC source: 0001209191-21-025534 · doc4.xml · nonDerivative · entry 3

Tapia Eric R · CIK 0001686328 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,872

F3 · kind: Shares withheld for tax withholding for the partial settlement of the 4/1/2019 award of restricted stock units (RSUs). The RSU award is to be settled after vesting by the delivery of unrestricted shares of common stock on a one-for-one basis. This award will vest in three tranches, where 1/3 vests on April 1, 2020, 1/3 vests on April 1, 2021, and the remainder vests on April 1, 2022.

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April 01, 2021 Filed Apr 6, 2021 01:19 UTC W.W. GRAINGER, INC. GWW · Entity 2997 Tax withholdingCommon Stock 40 $400.93 $16,037.20
Disclosure

SEC source: 0001209191-21-025534 · doc4.xml · nonDerivative · entry 2

Tapia Eric R · CIK 0001686328 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,911

F2 · kind: Shares withheld for tax withholding for the partial settlement of the 4/1/2020 award of restricted stock units (RSUs). The RSU award is to be settled after vesting by the delivery of unrestricted shares of common stock on a one-for-one basis. This award will vest in three tranches, where 1/3 vests on April 1, 2021, 1/3 vests on April 1, 2022, and the remainder vests on April 1, 2023.

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April 01, 2021 Filed Apr 6, 2021 01:19 UTC W.W. GRAINGER, INC. GWW · Entity 2997 GrantCommon Stock 258 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-025534 · doc4.xml · nonDerivative · entry 1

Tapia Eric R · CIK 0001686328 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,951

F1 · kind: April 1, 2021 award of restricted stock units to be settled after vesting by the delivery of unrestricted shares of common stock on a one-for-one basis. This award will vest in three tranches, where 1/3 vests on April 1, 2022, 1/3 vests on April 1, 2023, and the remainder vests on April 1, 2024.

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August 07, 2020 Filed Aug 10, 2020 19:53 UTC W.W. GRAINGER, INC. GWW · Entity 2997 SaleCommon Stock 100 $346.77 $34,676.50
Disclosure

SEC source: 0001209191-20-045916 · doc4.xml · nonDerivative · entry 2

Tapia Eric R · CIK 0001686328 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,693

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August 07, 2020 Filed Aug 10, 2020 19:53 UTC W.W. GRAINGER, INC. GWW · Entity 2997 SaleCommon Stock 211 $346.60 $73,132.60
Disclosure

SEC source: 0001209191-20-045916 · doc4.xml · nonDerivative · entry 1

Tapia Eric R · CIK 0001686328 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,793

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April 01, 2020 Filed Apr 2, 2020 20:00 UTC W.W. GRAINGER, INC. GWW · Entity 2997 Tax withholdingCommon Stock 38 $248.50 $9,443.00
Disclosure

SEC source: 0001209191-20-022493 · doc4.xml · nonDerivative · entry 3

Tapia Eric R · CIK 0001686328 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,004

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April 01, 2020 Filed Apr 2, 2020 20:00 UTC W.W. GRAINGER, INC. GWW · Entity 2997 Tax withholdingCommon Stock 85 $248.50 $21,122.50
Disclosure

SEC source: 0001209191-20-022493 · doc4.xml · nonDerivative · entry 2

Tapia Eric R · CIK 0001686328 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,042

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April 01, 2020 Filed Apr 2, 2020 20:00 UTC W.W. GRAINGER, INC. GWW · Entity 2997 GrantCommon Stock 405 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-022493 · doc4.xml · nonDerivative · entry 1

Tapia Eric R · CIK 0001686328 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,127

F1 · kind: Award of restricted stock units to be settled after vesting by the delivery of unrestricted shares of common stock on a one-for-one basis. This award will vest in three tranches, where 1/3 vests on April 1, 2021, 1/3 vests on April 1, 2022, and the remainder vests on April 1, 2023.

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February 19, 2020 Filed Feb 20, 2020 21:54 UTC W.W. GRAINGER, INC. GWW · Entity 2997 Tax withholdingCommon Stock 147 $338.52 $49,762.44
Disclosure

SEC source: 0001209191-20-011159 · doc4.xml · nonDerivative · entry 2

Tapia Eric R · CIK 0001686328 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,722

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February 19, 2020 Filed Feb 20, 2020 21:54 UTC W.W. GRAINGER, INC. GWW · Entity 2997 GrantCommon Stock 458 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-011159 · doc4.xml · nonDerivative · entry 1

Tapia Eric R · CIK 0001686328 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,869

F1 · kind: These were performance vested stock units ("PSUs"), granted on January 1, 2017. The Company's performance over the three-year period ended December 31, 2019 achieved a payout equal to 109% of the 2017 PSU program target, as approved by the Board of Directors of the Company (the "Board") acting in executive session with only independent directors participating, on February 19, 2020, upon the earlier determination of the Compensation Committee of the Board.

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November 07, 2019 Filed Nov 7, 2019 19:15 UTC W.W. GRAINGER, INC. GWW · Entity 2997 Exercise / conversionStock Option · Derivative 865 $0.00 Strike: $234.38 $0.00
Disclosure

SEC source: 0001209191-19-055634 · doc4.xml · derivative · entry 3

Tapia Eric R · CIK 0001686328 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 865 shares

Expires 2026-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 07, 2019 Filed Nov 7, 2019 19:15 UTC W.W. GRAINGER, INC. GWW · Entity 2997 SaleCommon Stock 865 $319.52 $276,388.69
Disclosure

SEC source: 0001209191-19-055634 · doc4.xml · nonDerivative · entry 2

Tapia Eric R · CIK 0001686328 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,411

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.