Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| TuSimple Holdings Inc.TSP · Entity 9876 | Chief Financial Officer | January 23, 2024 | January 25, 2024 |
| W.W. GRAINGER, INC.GWW · Entity 2997 | Vice President & Controller | April 01, 2021 | April 06, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
TuSimple Holdings Inc.
Report date January 23, 2024 · Filed January 25, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 108,713 |
Ending reported balance
After 2024-01-24 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2024-01-23 · Sale · Disposed 11,943 · Balance 119,832 F1: The sales reported represent shares of Class A Common Stock required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person. F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $0.3799 to $0.4291, inclusive. The Reporting Person undertakes to provide to the Issuer, and security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this Form 4. Row 2 · 2024-01-24 · Sale · Disposed 11,119 · Balance 108,713 F1: The sales reported represent shares of Class A Common Stock required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person. F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $0.3399 to $0.4081, inclusive. The Reporting Person undertakes to provide to the Issuer, and security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this Form 4. |
Filing footnotes · ownership attribution and instrument terms
F1: The sales reported represent shares of Class A Common Stock required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $0.3799 to $0.4291, inclusive. The Reporting Person undertakes to provide to the Issuer, and security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this Form 4.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $0.3399 to $0.4081, inclusive. The Reporting Person undertakes to provide to the Issuer, and security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this Form 4.
W.W. GRAINGER, INC.
Report date April 01, 2021 · Filed April 06, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,716 |
Ending reported balance
After 2021-04-02 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2021-04-01 · Grant · Acquired 258 · Balance 2,951 F1: April 1, 2021 award of restricted stock units to be settled after vesting by the delivery of unrestricted shares of common stock on a one-for-one basis. This award will vest in three tranches, where 1/3 vests on April 1, 2022, 1/3 vests on April 1, 2023, and the remainder vests on April 1, 2024. Row 2 · 2021-04-01 · Tax withholding · Disposed 40 · Balance 2,911 F2: Shares withheld for tax withholding for the partial settlement of the 4/1/2020 award of restricted stock units (RSUs). The RSU award is to be settled after vesting by the delivery of unrestricted shares of common stock on a one-for-one basis. This award will vest in three tranches, where 1/3 vests on April 1, 2021, 1/3 vests on April 1, 2022, and the remainder vests on April 1, 2023. Row 3 · 2021-04-01 · Tax withholding · Disposed 39 · Balance 2,872 F3: Shares withheld for tax withholding for the partial settlement of the 4/1/2019 award of restricted stock units (RSUs). The RSU award is to be settled after vesting by the delivery of unrestricted shares of common stock on a one-for-one basis. This award will vest in three tranches, where 1/3 vests on April 1, 2020, 1/3 vests on April 1, 2021, and the remainder vests on April 1, 2022. Row 4 · 2021-04-02 · Tax withholding · Disposed 156 · Balance 2,716 F4: Shares withheld for tax withholding for the settlement of the 4/1/2018 award of restricted stock units (RSUs). The RSU award is to be settled after vesting by the delivery of unrestricted shares of common stock on a one-for-one basis. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $231.20 · Expires 2027-04-02 | Direct | 1,258 |
Reported balance
Holding disclosure · report date 2021-04-01 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 1,258 |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $276.64 · Expires 2028-04-01 | Direct | 1,593 |
Reported balance
Holding disclosure · report date 2021-04-01 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 1,593 |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $311.26 · Expires 2029-03-31 | Direct | 1,167 |
Reported balance
Holding disclosure · report date 2021-04-01 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 1,167 F5: The stock option will fully vest in three years, where 1/3 shall vest on April 1, 2020, 1/3 shall vest on April 1, 2021, and the remainder shall vest on April 1, 2022. |
Filing footnotes · ownership attribution and instrument terms
F1: April 1, 2021 award of restricted stock units to be settled after vesting by the delivery of unrestricted shares of common stock on a one-for-one basis. This award will vest in three tranches, where 1/3 vests on April 1, 2022, 1/3 vests on April 1, 2023, and the remainder vests on April 1, 2024.
F2: Shares withheld for tax withholding for the partial settlement of the 4/1/2020 award of restricted stock units (RSUs). The RSU award is to be settled after vesting by the delivery of unrestricted shares of common stock on a one-for-one basis. This award will vest in three tranches, where 1/3 vests on April 1, 2021, 1/3 vests on April 1, 2022, and the remainder vests on April 1, 2023.
F3: Shares withheld for tax withholding for the partial settlement of the 4/1/2019 award of restricted stock units (RSUs). The RSU award is to be settled after vesting by the delivery of unrestricted shares of common stock on a one-for-one basis. This award will vest in three tranches, where 1/3 vests on April 1, 2020, 1/3 vests on April 1, 2021, and the remainder vests on April 1, 2022.
F4: Shares withheld for tax withholding for the settlement of the 4/1/2018 award of restricted stock units (RSUs). The RSU award is to be settled after vesting by the delivery of unrestricted shares of common stock on a one-for-one basis.
F5: The stock option will fully vest in three years, where 1/3 shall vest on April 1, 2020, 1/3 shall vest on April 1, 2021, and the remainder shall vest on April 1, 2022.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 07, 2019 Filed Nov 7, 2019 19:15 UTC | W.W. GRAINGER, INC. GWW · Entity 2997 | Exercise / conversionCommon Stock | 865 | $234.38 | $202,738.70 |
DisclosureSEC source: 0001209191-19-055634 · doc4.xml · nonDerivative · entry 1 Tapia Eric R · CIK 0001686328 · Vice President & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,276 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 14, 2019 Filed Jun 17, 2019 18:16 UTC | W.W. GRAINGER, INC. GWW · Entity 2997 | SaleCommon Stock | 180 | $272.58 | $49,063.70 |
DisclosureSEC source: 0001209191-19-037354 · doc4.xml · nonDerivative · entry 1 Tapia Eric R · CIK 0001686328 · Vice President & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,411 Read SEC document |
| April 01, 2019 Filed Apr 2, 2019 20:03 UTC | W.W. GRAINGER, INC. GWW · Entity 2997 | GrantStock Option · Derivative | 1,167 | $0.00 Strike: $311.26 | $0.00 |
DisclosureSEC source: 0001209191-19-022331 · doc4.xml · derivative · entry 5 Tapia Eric R · CIK 0001686328 · Vice President & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,167 Underlying: Common Stock · 1,167 shares Expires 2029-03-31 F2 · derivative.exercise_date: The stock option will fully vest in three years, where 1/3 shall vest on April 1, 2020, 1/3 shall vest on April 1, 2021, and the remainder shall vest on 4/1/2022. Read SEC document |
| April 01, 2019 Filed Apr 2, 2019 20:03 UTC | W.W. GRAINGER, INC. GWW · Entity 2997 | GrantCommon Stock | 389 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-022331 · doc4.xml · nonDerivative · entry 1 Tapia Eric R · CIK 0001686328 · Vice President & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,667 F1 · shares: Award of restricted stock units to be settled after vesting by the delivery of unrestricted shares of common stock on a one-for-one basis. This award will fully vest in three years, where 1/3 shall vest on April 1, 2020, 1/3 shall vest on April 1, 2021, and the remainder shall vest on 4/1/2022. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 16:52 UTC | W.W. GRAINGER, INC. GWW · Entity 2997 | Tax withholdingCommon Stock | 76 | $300.93 | $22,870.68 |
DisclosureSEC source: 0001209191-19-022961 · doc4.xml · nonDerivative · entry 1 Tapia Eric R · CIK 0001686328 · Vice President & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,591 Read SEC document |
| July 30, 2018 Filed Jul 31, 2018 15:10 UTC | W.W. GRAINGER, INC. GWW · Entity 2997 | SaleCommon Stock | 1,534 | $338.19 | $518,783.61 |
DisclosureSEC source: 0001209191-18-044507 · doc4.xml · nonDerivative · entry 1 Tapia Eric R · CIK 0001686328 · Vice President & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,278 Read SEC document |
| June 13, 2018 Filed Jun 15, 2018 17:27 UTC | W.W. GRAINGER, INC. GWW · Entity 2997 | Exercise / conversionStock Option · Derivative | 768 | $0.00 Strike: $231.88 | $0.00 |
DisclosureSEC source: 0001209191-18-037983 · doc4.xml · derivative · entry 8 Tapia Eric R · CIK 0001686328 · Vice President & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 768 shares Expires 2025-03-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 13, 2018 Filed Jun 15, 2018 17:27 UTC | W.W. GRAINGER, INC. GWW · Entity 2997 | Exercise / conversionStock Option · Derivative | 672 | $0.00 Strike: $248.22 | $0.00 |
DisclosureSEC source: 0001209191-18-037983 · doc4.xml · derivative · entry 7 Tapia Eric R · CIK 0001686328 · Vice President & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 672 shares Expires 2024-04-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 13, 2018 Filed Jun 15, 2018 17:27 UTC | W.W. GRAINGER, INC. GWW · Entity 2997 | Exercise / conversionStock Option · Derivative | 825 | $0.00 Strike: $245.86 | $0.00 |
DisclosureSEC source: 0001209191-18-037983 · doc4.xml · derivative · entry 6 Tapia Eric R · CIK 0001686328 · Vice President & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 825 shares Expires 2023-04-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 13, 2018 Filed Jun 15, 2018 17:27 UTC | W.W. GRAINGER, INC. GWW · Entity 2997 | SaleCommon Stock | 600 | $316.23 | $189,738.00 |
DisclosureSEC source: 0001209191-18-037983 · doc4.xml · nonDerivative · entry 5 Tapia Eric R · CIK 0001686328 · Vice President & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,812 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $316.20 to $316.30, inclusive. Read SEC document |
| June 13, 2018 Filed Jun 15, 2018 17:27 UTC | W.W. GRAINGER, INC. GWW · Entity 2997 | SaleCommon Stock | 1,665 | $315.33 | $525,024.45 |
DisclosureSEC source: 0001209191-18-037983 · doc4.xml · nonDerivative · entry 4 Tapia Eric R · CIK 0001686328 · Vice President & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,412 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $314.97 to $315.96, inclusive. The reporting person undertakes to provide W.W. Grainger, Inc., any security holder of W.W. Grainger, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4. Read SEC document |
| June 13, 2018 Filed Jun 15, 2018 17:27 UTC | W.W. GRAINGER, INC. GWW · Entity 2997 | Exercise / conversionCommon Stock | 768 | $231.88 | $178,083.84 |
DisclosureSEC source: 0001209191-18-037983 · doc4.xml · nonDerivative · entry 3 Tapia Eric R · CIK 0001686328 · Vice President & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,077 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 13, 2018 Filed Jun 15, 2018 17:27 UTC | W.W. GRAINGER, INC. GWW · Entity 2997 | Exercise / conversionCommon Stock | 672 | $248.22 | $166,803.84 |
DisclosureSEC source: 0001209191-18-037983 · doc4.xml · nonDerivative · entry 2 Tapia Eric R · CIK 0001686328 · Vice President & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,309 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 13, 2018 Filed Jun 15, 2018 17:27 UTC | W.W. GRAINGER, INC. GWW · Entity 2997 | Exercise / conversionCommon Stock | 825 | $245.86 | $202,834.50 |
DisclosureSEC source: 0001209191-18-037983 · doc4.xml · nonDerivative · entry 1 Tapia Eric R · CIK 0001686328 · Vice President & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,637 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 03, 2018 Filed May 4, 2018 16:39 UTC | W.W. GRAINGER, INC. GWW · Entity 2997 | SaleCommon Stock | 58 | $279.20 | $16,193.31 |
DisclosureSEC source: 0001209191-18-027995 · doc4.xml · nonDerivative · entry 2 Tapia Eric R · CIK 0001686328 · Vice President & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,812 Read SEC document |
| May 03, 2018 Filed May 4, 2018 16:39 UTC | W.W. GRAINGER, INC. GWW · Entity 2997 | SaleCommon Stock | 158 | $278.57 | $44,013.27 |
DisclosureSEC source: 0001209191-18-027995 · doc4.xml · nonDerivative · entry 1 Tapia Eric R · CIK 0001686328 · Vice President & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,870 Read SEC document |
| April 30, 2018 Filed May 2, 2018 14:14 UTC | W.W. GRAINGER, INC. GWW · Entity 2997 | Tax withholdingCommon Stock | 66 | $283.87 | $18,735.42 |
DisclosureSEC source: 0001209191-18-027229 · doc4.xml · nonDerivative · entry 1 Tapia Eric R · CIK 0001686328 · Vice President & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,028 Read SEC document |
| April 02, 2018 Filed Apr 4, 2018 18:55 UTC | W.W. GRAINGER, INC. GWW · Entity 2997 | GrantStock Option · Derivative | 1,593 | $0.00 Strike: $276.64 | $0.00 |
DisclosureSEC source: 0001209191-18-023561 · doc4.xml · derivative · entry 7 Tapia Eric R · CIK 0001686328 · Vice President & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,593 Underlying: Common Stock · 1,593 shares Expires 2028-04-01 Read SEC document |
| April 02, 2018 Filed Apr 4, 2018 18:55 UTC | W.W. GRAINGER, INC. GWW · Entity 2997 | GrantCommon Stock | 531 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-023561 · doc4.xml · nonDerivative · entry 1 Tapia Eric R · CIK 0001686328 · Vice President & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,094 F1 · shares: Award of restricted stock units to be settled after vesting by the delivery of unrestricted shares of common stock on a one-for-one basis. Read SEC document |
| February 01, 2018 Filed Feb 2, 2018 17:40 UTC | W.W. GRAINGER, INC. GWW · Entity 2997 | SaleCommon Stock | 100 | $266.06 | $26,606.27 |
DisclosureSEC source: 0001209191-18-006660 · doc4.xml · nonDerivative · entry 1 Tapia Eric R · CIK 0001686328 · Vice President & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,563 Read SEC document |
| October 20, 2017 Filed Oct 20, 2017 18:18 UTC | W.W. GRAINGER, INC. GWW · Entity 2997 | SaleCommon Stock | 190 | $208.26 | $39,569.21 |
DisclosureSEC source: 0001209191-17-057558 · doc4.xml · nonDerivative · entry 1 Tapia Eric R · CIK 0001686328 · Vice President & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,748 Read SEC document |
| July 27, 2017 Filed Jul 27, 2017 19:02 UTC | W.W. GRAINGER, INC. GWW · Entity 2997 | Tax withholdingCommon Stock | 808 | $166.18 | $134,273.44 |
DisclosureSEC source: 0001209191-17-046423 · doc4.xml · nonDerivative · entry 1 Tapia Eric R · CIK 0001686328 · Vice President & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,938 Read SEC document |
| April 24, 2017 Filed Dec 15, 2017 15:04 UTC | W.W. GRAINGER, INC. GWW · Entity 2997 | Tax withholdingCommon Stock | 85 | $195.15 | $16,587.75 |
DisclosureSEC source: 0001209191-17-065800 · doc4.xml · nonDerivative · entry 1 Tapia Eric R · CIK 0001686328 · Vice President & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,663 F1 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units. Read SEC document |
| April 03, 2017 Filed Apr 4, 2017 19:54 UTC | W.W. GRAINGER, INC. GWW · Entity 2997 | GrantStock Option · Derivative | 1,258 | $0.00 Strike: $231.20 | $0.00 |
DisclosureSEC source: 0001209191-17-024647 · doc4.xml · derivative · entry 6 Tapia Eric R · CIK 0001686328 · Vice President & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,258 Underlying: Common Stock · 1,258 shares Expires 2027-04-02 Read SEC document |
| November 01, 2016 Filed Nov 3, 2016 20:04 UTC | W.W. GRAINGER, INC. GWW · Entity 2997 | GrantCommon Stock | 1,202 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-148133 · doc4.xml · nonDerivative · entry 1 Tapia Eric R · CIK 0001686328 · Vice President & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,746 F1 · shares: Award of restricted stock units to be settled after vesting by the delivery of unrestricted shares of common stock on a one-for-one basis. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.