organization · Reporting owner
SOFTBANK GROUP CORP.
Disclosed activity across 15 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ARM HOLDINGS PLC /UKARM · Entity 2828 | Director · 10% owner | March 18, 2026 | March 18, 2026 |
| Airspan Networks Holdings Inc.MIMO · Entity 110488 | 10% owner | August 13, 2021 | August 23, 2021 |
| Berkshire Grey, Inc.BGRY · Entity 111173 | 10% owner | June 26, 2023 | June 28, 2023 |
| Better Home & Finance Holding CoBETR · Entity 1037 | 10% owner | April 28, 2025 | May 01, 2025 |
| ESS Tech, Inc.GWH · Entity 7856 | Director · 10% owner | November 09, 2021 | November 13, 2021 |
| Ethos Technologies Inc.LIFE · Entity 4157 | 10% owner | January 30, 2026 | February 04, 2026 |
| Learn CW Investment CorpLCW · Entity 86938 | 10% owner | June 08, 2022 | June 09, 2022 |
| Symbotic Inc.SYM · Entity 2319 | 10% owner | May 27, 2026 | May 30, 2026 |
| WeWork Inc.WE · Entity 89201 | 10% owner | June 11, 2024 | June 14, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ARM HOLDINGS PLC /UK
Report date March 18, 2026 · Filed March 18, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | IndirectBy limited liability company | 922,733,999 |
Reported balance
Holding disclosure · report date 2026-03-18 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 922,733,999 F1: The ordinary shares, nominal value 0.001 GBP per share ("Ordinary Shares"), of Arm Holdings plc (the "Company") may be represented by American Depositary Shares, each representing one Ordinary Share. F2: Represents shares held of record by Kronos II LLC ("Kronos II"). Kronos II is an indirect wholly-owned subsidiary of SoftBank Group Corp. ("SoftBank Group"). Kronos II is a direct wholly-owned subsidiary of Kronos I (UK) Limited, which is in turn a direct wholly-owned subsidiary of Kronos Holdco (UK) Limited, which is in turn a direct wholly-owned subsidiary of SoftBank Group Capital ("SBGC"). SBGC is an indirect wholly-owned subsidiary of SoftBank Group, whose interests are held 46% by SoftBank Group and 54% by SoftBank Group Overseas GK, a direct wholly-owned subsidiary of SoftBank Group. |
Filing footnotes · ownership attribution and instrument terms
F1: The ordinary shares, nominal value 0.001 GBP per share ("Ordinary Shares"), of Arm Holdings plc (the "Company") may be represented by American Depositary Shares, each representing one Ordinary Share.
F2: Represents shares held of record by Kronos II LLC ("Kronos II"). Kronos II is an indirect wholly-owned subsidiary of SoftBank Group Corp. ("SoftBank Group"). Kronos II is a direct wholly-owned subsidiary of Kronos I (UK) Limited, which is in turn a direct wholly-owned subsidiary of Kronos Holdco (UK) Limited, which is in turn a direct wholly-owned subsidiary of SoftBank Group Capital ("SBGC"). SBGC is an indirect wholly-owned subsidiary of SoftBank Group, whose interests are held 46% by SoftBank Group and 54% by SoftBank Group Overseas GK, a direct wholly-owned subsidiary of SoftBank Group.
Airspan Networks Holdings Inc.
Report date August 13, 2021 · Filed August 23, 2021
Jointly reported with SoftBank Group Capital Ltd
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy SoftBank Group Capital Ltd | 13,783,886 |
Reported balance
Holding disclosure · report date 2021-08-13 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 13,783,886 F1: Includes 12,783,886 shares of common stock received in exchange for preferred shares and warrants of Airspan Networks Inc., a Delaware corporation ("Airspan"), pursuant to the Agreement and Plan of Merger, dated as of March 8, 2021, as amended (the "Merger Agreement"), by and among New Beginnings Acquisition Corp., a Delaware corporation ("New Beginnings"), Artemis Merger Sub Corp. ("Merger Sub") and Airspan (and upon consummation of the business combination, the surviving Issuer as renamed "Airspan Networks Holdings, Inc."). F2: Also includes 1,000,000 shares of common stock acquired from the Issuer for an aggregate purchase price of $10,000,000 pursuant to the Subscription Agreement, dated as of March 8, 2021, between the Issuer and SoftBank Group Capital Ltd ("SBGC"), as an investor in the private investment in public equity investment in the Issuer occurring substantially concurrently with the closing of the business combination. F3: The shares are directly held by SBGC. SBGC is a wholly owned subsidiary of SoftBank Group Corp. ("SoftBank"). SoftBank may be deemed to have voting and dispositive power with respect to the shares held by SBGC. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 12,783,886 shares of common stock received in exchange for preferred shares and warrants of Airspan Networks Inc., a Delaware corporation ("Airspan"), pursuant to the Agreement and Plan of Merger, dated as of March 8, 2021, as amended (the "Merger Agreement"), by and among New Beginnings Acquisition Corp., a Delaware corporation ("New Beginnings"), Artemis Merger Sub Corp. ("Merger Sub") and Airspan (and upon consummation of the business combination, the surviving Issuer as renamed "Airspan Networks Holdings, Inc.").
F2: Also includes 1,000,000 shares of common stock acquired from the Issuer for an aggregate purchase price of $10,000,000 pursuant to the Subscription Agreement, dated as of March 8, 2021, between the Issuer and SoftBank Group Capital Ltd ("SBGC"), as an investor in the private investment in public equity investment in the Issuer occurring substantially concurrently with the closing of the business combination.
F3: The shares are directly held by SBGC. SBGC is a wholly owned subsidiary of SoftBank Group Corp. ("SoftBank"). SoftBank may be deemed to have voting and dispositive power with respect to the shares held by SBGC. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
Berkshire Grey, Inc.
Report date June 26, 2023 · Filed June 28, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| 20% Convertible Senior NoteSEC Table II · derivative / convertible security · Conversion / exercise price $1.40 | IndirectBy Backgammon Investment Corp. | Not disclosed |
Reported balance
After 2023-06-26 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2023-06-26 · Purchase · Acquired Not disclosed · Balance Not disclosed F2: The initial conversion price is approximately $1.40 per share of Class A Common Stock, subject to adjustment as set forth in the NPA (as defined in Footnote 3). F3: In connection with the execution of the Merger Agreement, on March 24, 2023, the Issuer and Backgammon Investment Corp. ("BIC") entered into a Note Purchase Agreement (the "NPA"), pursuant to which, on June 26, 2023, BIC purchased $12 million principal amount of the 20% Convertible Senior Notes (the "Convertible Notes") of the Issuer. F4: At any time after the Merger Agreement has been terminated without consummation of the merger, or in connection with the closing of the merger, the holder of any Convertible Notes may convert any or all of such holder's Convertible Notes into shares of Class A Common Stock. F5: The Convertible Notes will mature on the earlier of (i) six months following the termination of the Merger Agreement and (ii) June 30, 2024, unless earlier repurchased or converted. F6: Backgammon Investment Corp. is a wholly owned subsidiary of SoftBank. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 0 |
Reported balance
Holding disclosure · report date 2023-06-26 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 F1: SVF II BG (DE) LLC ("SVF II BG") is the record holder of 65,567,317 shares of the Issuer's common stock. SoftBank Vision Fund II-2 L.P. is the sole limited partner of SVF II Aggregator (Jersey) L.P., which is the sole member of SVF II Holdings (DE) LLC, which is the sole member of SVF II BG. SB Global Advisers Limited has been appointed as manager and is exclusively responsible for making all final decisions related to the acquisition, structuring, financing and disposal of SoftBank Vision Fund II-2 L.P.'s investments, including as held by SVF II BG. As a result of entry into an Agreement and Plan of Merger (the "Merger Agreement") by and among the Issuer, SoftBank Group Corp. ("SoftBank") and Backgammon Acquisition Corp., a wholly owned subsidiary of SoftBank, and the transactions contemplated thereby, SoftBank may be deemed a member of a group with the entities noted above. SoftBank disclaims beneficial ownership of the securities held by SVF II BG. |
Filing footnotes · ownership attribution and instrument terms
F1: SVF II BG (DE) LLC ("SVF II BG") is the record holder of 65,567,317 shares of the Issuer's common stock. SoftBank Vision Fund II-2 L.P. is the sole limited partner of SVF II Aggregator (Jersey) L.P., which is the sole member of SVF II Holdings (DE) LLC, which is the sole member of SVF II BG. SB Global Advisers Limited has been appointed as manager and is exclusively responsible for making all final decisions related to the acquisition, structuring, financing and disposal of SoftBank Vision Fund II-2 L.P.'s investments, including as held by SVF II BG. As a result of entry into an Agreement and Plan of Merger (the "Merger Agreement") by and among the Issuer, SoftBank Group Corp. ("SoftBank") and Backgammon Acquisition Corp., a wholly owned subsidiary of SoftBank, and the transactions contemplated thereby, SoftBank may be deemed a member of a group with the entities noted above. SoftBank disclaims beneficial ownership of the securities held by SVF II BG.
F2: The initial conversion price is approximately $1.40 per share of Class A Common Stock, subject to adjustment as set forth in the NPA (as defined in Footnote 3).
F3: In connection with the execution of the Merger Agreement, on March 24, 2023, the Issuer and Backgammon Investment Corp. ("BIC") entered into a Note Purchase Agreement (the "NPA"), pursuant to which, on June 26, 2023, BIC purchased $12 million principal amount of the 20% Convertible Senior Notes (the "Convertible Notes") of the Issuer.
F4: At any time after the Merger Agreement has been terminated without consummation of the merger, or in connection with the closing of the merger, the holder of any Convertible Notes may convert any or all of such holder's Convertible Notes into shares of Class A Common Stock.
F5: The Convertible Notes will mature on the earlier of (i) six months following the termination of the Merger Agreement and (ii) June 30, 2024, unless earlier repurchased or converted.
F6: Backgammon Investment Corp. is a wholly owned subsidiary of SoftBank.
Better Home & Finance Holding Co
Report date April 28, 2025 · Filed May 01, 2025
Jointly reported with SB Global Advisers Ltd, SOFTBANK VISION FUND II-2 L.P., SVF II Aggregator (Jersey) L.P., SVF II Holdings (DE) LLC, SVF II Beaver (DE) LLC, Silver Brick Management PTE. LTD., SB Management Ltd
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Convertible NotesSEC Table II · derivative / convertible security | IndirectBy SB Northstar LP | 0 |
Reported balance
After 2025-04-28 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2025-04-28 · Other · Disposed Not disclosed · Balance 0 F1: Pursuant to an Exchange Agreement, dated April 12, 2025, SB Northstar LP exchanged $533,884,514 aggregate principal amount of the Convertible Notes for (i) 6.00% senior secured notes due 2028 in the aggregate principal amount of $155,000,000 and (ii) a cash payment of $110,000,000. F2: SoftBank Group Corp. is the parent company of Silver Brick Management PTE. LTD., which has been appointed as investment manager of SB Northstar LP and is responsible for making voting and investment decisions with respect to SB Northstar LP's investments. As a result of these relationships, each of these entities may be deemed to share beneficial ownership of the securities held of record by SB Northstar LP. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to an Exchange Agreement, dated April 12, 2025, SB Northstar LP exchanged $533,884,514 aggregate principal amount of the Convertible Notes for (i) 6.00% senior secured notes due 2028 in the aggregate principal amount of $155,000,000 and (ii) a cash payment of $110,000,000.
F2: SoftBank Group Corp. is the parent company of Silver Brick Management PTE. LTD., which has been appointed as investment manager of SB Northstar LP and is responsible for making voting and investment decisions with respect to SB Northstar LP's investments. As a result of these relationships, each of these entities may be deemed to share beneficial ownership of the securities held of record by SB Northstar LP.
ESS Tech, Inc.
Report date November 09, 2021 · Filed November 13, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 35,953,699 |
Last balance in matching sequence
After 2021-11-09 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2021-11-09 · Other · Acquired 4,204,936 · Balance 35,919,908 F1: Pursuant to an "earnout" provision of the Agreement and Plan of Merger, dated as of May 6, 2021 (the "Merger Agreement"), by and among ACON S2 Acquisition Corp, SCharge Merger Sub, Inc., and ESS Tech, Inc. (the "Issuer"), the reporting person is entitled to receive additional shares of Issuer common stock, for no additional consideration, if the volume weighted average price of Issuer common stock over twenty trading days within any thirty trading day period exceeds certain thresholds (the "Earnout Rights"). Of these Earnout Rights, one half will be issued if the volume weighted average price of the Issuer common stock over twenty trading days within any thirty trading day period is greater than or equal to $12.50, and one half will be issued if the volume weighted average price of the Issuer common stock over twenty trading days within any thirty trading day period is greater than or equal to $15.00. Each of these conditions was met as of November 9, 2021. F3: These shares are held directly by SB Energy Global Holdings One Ltd. ("Holdings One"), a wholly owned subsidiary of SB Energy Global Holdings Limited, which is a wholly owned subsidiary of SoftBank Group Capital Ltd, which is a wholly owned subsidiary of SoftBank Group Corp. ("SoftBank"). SoftBank may be deemed to have voting and dispositive power with respect to the shares held by Holdings One. Row 2 · 2021-11-09 · Other · Acquired 33,791 · Balance 35,953,699 F1: Pursuant to an "earnout" provision of the Agreement and Plan of Merger, dated as of May 6, 2021 (the "Merger Agreement"), by and among ACON S2 Acquisition Corp, SCharge Merger Sub, Inc., and ESS Tech, Inc. (the "Issuer"), the reporting person is entitled to receive additional shares of Issuer common stock, for no additional consideration, if the volume weighted average price of Issuer common stock over twenty trading days within any thirty trading day period exceeds certain thresholds (the "Earnout Rights"). Of these Earnout Rights, one half will be issued if the volume weighted average price of the Issuer common stock over twenty trading days within any thirty trading day period is greater than or equal to $12.50, and one half will be issued if the volume weighted average price of the Issuer common stock over twenty trading days within any thirty trading day period is greater than or equal to $15.00. Each of these conditions was met as of November 9, 2021. F2: Following the closing of the merger, the Issuer determined that aggregate Transaction Expenses (as defined in the Merger Agreement) were lower than had been estimated at the time of closing. Pursuant to the Merger Agreement, this lower amount of Transaction Expenses resulted in an Expense Shortfall (as defined therein), which increased the Adjusted Equity Value (as defined therein). Effective as of November 9, 2021, the reporting person was entitled to receive 4,204,936 shares of Issuer common stock pursuant to the Earnout Rights and 33,791 shares of Issuer common stock pursuant to the Expense Shortfall. F3: These shares are held directly by SB Energy Global Holdings One Ltd. ("Holdings One"), a wholly owned subsidiary of SB Energy Global Holdings Limited, which is a wholly owned subsidiary of SoftBank Group Capital Ltd, which is a wholly owned subsidiary of SoftBank Group Corp. ("SoftBank"). SoftBank may be deemed to have voting and dispositive power with respect to the shares held by Holdings One. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to an "earnout" provision of the Agreement and Plan of Merger, dated as of May 6, 2021 (the "Merger Agreement"), by and among ACON S2 Acquisition Corp, SCharge Merger Sub, Inc., and ESS Tech, Inc. (the "Issuer"), the reporting person is entitled to receive additional shares of Issuer common stock, for no additional consideration, if the volume weighted average price of Issuer common stock over twenty trading days within any thirty trading day period exceeds certain thresholds (the "Earnout Rights"). Of these Earnout Rights, one half will be issued if the volume weighted average price of the Issuer common stock over twenty trading days within any thirty trading day period is greater than or equal to $12.50, and one half will be issued if the volume weighted average price of the Issuer common stock over twenty trading days within any thirty trading day period is greater than or equal to $15.00. Each of these conditions was met as of November 9, 2021.
F2: Following the closing of the merger, the Issuer determined that aggregate Transaction Expenses (as defined in the Merger Agreement) were lower than had been estimated at the time of closing. Pursuant to the Merger Agreement, this lower amount of Transaction Expenses resulted in an Expense Shortfall (as defined therein), which increased the Adjusted Equity Value (as defined therein). Effective as of November 9, 2021, the reporting person was entitled to receive 4,204,936 shares of Issuer common stock pursuant to the Earnout Rights and 33,791 shares of Issuer common stock pursuant to the Expense Shortfall.
F3: These shares are held directly by SB Energy Global Holdings One Ltd. ("Holdings One"), a wholly owned subsidiary of SB Energy Global Holdings Limited, which is a wholly owned subsidiary of SoftBank Group Capital Ltd, which is a wholly owned subsidiary of SoftBank Group Corp. ("SoftBank"). SoftBank may be deemed to have voting and dispositive power with respect to the shares held by Holdings One.
Ethos Technologies Inc.
Report date January 30, 2026 · Filed February 04, 2026
Jointly reported with SB Global Advisers Ltd, SOFTBANK VISION FUND II-2 L.P., SVF II Aggregator (Jersey) L.P., SVF II Holdings (DE) LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 3,128,902 |
Reported balance
After 2026-01-30 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2026-01-30 · Conversion · Acquired 2,697,089 · Balance 3,128,902 F1: Upon the closing of the Issuer's initial public offering (the "IPO"), all shares of Series A, Series A-2, and Series D-1 Preferred Stock automatically converted into shares of Class A Common Stock of the Issuer based on a ratio dependent on the public offerig price of the Class A Common Stock in the IPO. F2: Securities held directly by SVF II Aggregator (DE) LLC ("SVF"). SoftBank Group Corp., which is a publicly traded company listed on the Tokyo Stock Exchange, is the sole shareholder of SB Global Advisers Limited, which has been appointed as manager and is responsible for making final decisions related to the acquisition, structuring, financing and disposal of SoftBank Vision Fund II-2 L.P.'s investments, including as held by SVF. SoftBank Vision Fund II-2 L.P. is the sole limited partner of SVF II Aggregator (Jersey) LP, which is the sole member of SVF II Holdings (DE) LLC, which is the sole limited partner of SVF II Investment Holdings (Jersey) L.P., which is the sole member of SVF II Investment Holdings LLC, which is the sole member of SVF II Investment Holdings (Subco) LLC, which is the sole member of SVF. As a result of these relationships, each of these entities may be deemed to share beneficial ownership of the securities held of record by SVF. |
| Series A-2 Preferred StockSEC Table II · derivative / convertible security | IndirectSee footnote | 0 |
Reported balance
After 2026-01-30 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-01-30 · Conversion · Disposed 11,830 · Balance 0 F1: Upon the closing of the Issuer's initial public offering (the "IPO"), all shares of Series A, Series A-2, and Series D-1 Preferred Stock automatically converted into shares of Class A Common Stock of the Issuer based on a ratio dependent on the public offerig price of the Class A Common Stock in the IPO. F2: Securities held directly by SVF II Aggregator (DE) LLC ("SVF"). SoftBank Group Corp., which is a publicly traded company listed on the Tokyo Stock Exchange, is the sole shareholder of SB Global Advisers Limited, which has been appointed as manager and is responsible for making final decisions related to the acquisition, structuring, financing and disposal of SoftBank Vision Fund II-2 L.P.'s investments, including as held by SVF. SoftBank Vision Fund II-2 L.P. is the sole limited partner of SVF II Aggregator (Jersey) LP, which is the sole member of SVF II Holdings (DE) LLC, which is the sole limited partner of SVF II Investment Holdings (Jersey) L.P., which is the sole member of SVF II Investment Holdings LLC, which is the sole member of SVF II Investment Holdings (Subco) LLC, which is the sole member of SVF. As a result of these relationships, each of these entities may be deemed to share beneficial ownership of the securities held of record by SVF. |
| Series A Preferred StockSEC Table II · derivative / convertible security | IndirectSee footnote | 0 |
Reported balance
After 2026-01-30 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-01-30 · Conversion · Disposed 394,139 · Balance 0 F1: Upon the closing of the Issuer's initial public offering (the "IPO"), all shares of Series A, Series A-2, and Series D-1 Preferred Stock automatically converted into shares of Class A Common Stock of the Issuer based on a ratio dependent on the public offerig price of the Class A Common Stock in the IPO. F2: Securities held directly by SVF II Aggregator (DE) LLC ("SVF"). SoftBank Group Corp., which is a publicly traded company listed on the Tokyo Stock Exchange, is the sole shareholder of SB Global Advisers Limited, which has been appointed as manager and is responsible for making final decisions related to the acquisition, structuring, financing and disposal of SoftBank Vision Fund II-2 L.P.'s investments, including as held by SVF. SoftBank Vision Fund II-2 L.P. is the sole limited partner of SVF II Aggregator (Jersey) LP, which is the sole member of SVF II Holdings (DE) LLC, which is the sole limited partner of SVF II Investment Holdings (Jersey) L.P., which is the sole member of SVF II Investment Holdings LLC, which is the sole member of SVF II Investment Holdings (Subco) LLC, which is the sole member of SVF. As a result of these relationships, each of these entities may be deemed to share beneficial ownership of the securities held of record by SVF. |
| Series D-1 Preferred StockSEC Table II · derivative / convertible security | IndirectSee footnote | 0 |
Reported balance
After 2026-01-30 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-01-30 · Conversion · Disposed 2,192,203 · Balance 0 F1: Upon the closing of the Issuer's initial public offering (the "IPO"), all shares of Series A, Series A-2, and Series D-1 Preferred Stock automatically converted into shares of Class A Common Stock of the Issuer based on a ratio dependent on the public offerig price of the Class A Common Stock in the IPO. F2: Securities held directly by SVF II Aggregator (DE) LLC ("SVF"). SoftBank Group Corp., which is a publicly traded company listed on the Tokyo Stock Exchange, is the sole shareholder of SB Global Advisers Limited, which has been appointed as manager and is responsible for making final decisions related to the acquisition, structuring, financing and disposal of SoftBank Vision Fund II-2 L.P.'s investments, including as held by SVF. SoftBank Vision Fund II-2 L.P. is the sole limited partner of SVF II Aggregator (Jersey) LP, which is the sole member of SVF II Holdings (DE) LLC, which is the sole limited partner of SVF II Investment Holdings (Jersey) L.P., which is the sole member of SVF II Investment Holdings LLC, which is the sole member of SVF II Investment Holdings (Subco) LLC, which is the sole member of SVF. As a result of these relationships, each of these entities may be deemed to share beneficial ownership of the securities held of record by SVF. |
Filing footnotes · ownership attribution and instrument terms
F1: Upon the closing of the Issuer's initial public offering (the "IPO"), all shares of Series A, Series A-2, and Series D-1 Preferred Stock automatically converted into shares of Class A Common Stock of the Issuer based on a ratio dependent on the public offerig price of the Class A Common Stock in the IPO.
F2: Securities held directly by SVF II Aggregator (DE) LLC ("SVF"). SoftBank Group Corp., which is a publicly traded company listed on the Tokyo Stock Exchange, is the sole shareholder of SB Global Advisers Limited, which has been appointed as manager and is responsible for making final decisions related to the acquisition, structuring, financing and disposal of SoftBank Vision Fund II-2 L.P.'s investments, including as held by SVF. SoftBank Vision Fund II-2 L.P. is the sole limited partner of SVF II Aggregator (Jersey) LP, which is the sole member of SVF II Holdings (DE) LLC, which is the sole limited partner of SVF II Investment Holdings (Jersey) L.P., which is the sole member of SVF II Investment Holdings LLC, which is the sole member of SVF II Investment Holdings (Subco) LLC, which is the sole member of SVF. As a result of these relationships, each of these entities may be deemed to share beneficial ownership of the securities held of record by SVF.
Learn CW Investment Corp
Report date June 08, 2022 · Filed June 09, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Ordinary SharesSEC Table I · non-derivative | IndirectBy SB Northstar LP | 6,573,000 |
Reported balance
After 2022-06-08 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2022-06-08 · Sale · Disposed 3,427,000 · Balance 6,573,000 F1: The securities reported herein are held directly by SB Northstar LP, a Cayman Islands exempted limited partnership ("SB Fund"). Until March 31, 2022, SB Management Limited, a wholly owned subsidiary of the Reporting Person, was the manager of SB Fund. On March 31, 2022, SB Management Limited ceased to be the manager of SB Fund and management of the SB Fund reverted to SB Northstar GP, a Cayman Islands exempted company ("Fund GP"), the general partner of SB Fund and a wholly-owned subsidiary of the Reporting Person. The filing of this statement should not be construed as an admission that the Reporting Person, SB Fund or Fund GP is, for the purposes of Section 16 of the Securities Exchange Act of 1934, the beneficial owner of the securities reported herein except to the extent of its pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The securities reported herein are held directly by SB Northstar LP, a Cayman Islands exempted limited partnership ("SB Fund"). Until March 31, 2022, SB Management Limited, a wholly owned subsidiary of the Reporting Person, was the manager of SB Fund. On March 31, 2022, SB Management Limited ceased to be the manager of SB Fund and management of the SB Fund reverted to SB Northstar GP, a Cayman Islands exempted company ("Fund GP"), the general partner of SB Fund and a wholly-owned subsidiary of the Reporting Person. The filing of this statement should not be construed as an admission that the Reporting Person, SB Fund or Fund GP is, for the purposes of Section 16 of the Securities Exchange Act of 1934, the beneficial owner of the securities reported herein except to the extent of its pecuniary interest therein.
Symbotic Inc.
Report date May 27, 2026 · Filed May 30, 2026
Jointly reported with SB Global Advisers Ltd, SOFTBANK VISION FUND II-2 L.P., SVF II Aggregator (Jersey) L.P., SVF II Holdings (DE) LLC, SVF II SPAC Investment 3 (DE) LLC, Silver Brick Management PTE. LTD., SB Northstar GP, SVF II Strategic Investments AIV LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectBy SVF Sponsor III (DE) LLC | 0 |
Reported balance
After 2026-05-27 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2026-05-27 · Sale · Disposed 5,590,000 · Balance 0 F1: SoftBank Group Corp. ("SoftBank"), a publicly traded company listed on the Tokyo Stock Exchange, is the sole shareholder of SB Global Advisers Limited, which has been appointed as manager and is responsible for making final decisions related to the acquisition, structuring, financing and disposal of SoftBank Vision Fund II-2 L.P.'s investments. SoftBank Vision Fund II-2 L.P. is the sole limited partner of SVF II Aggregator (Jersey) L.P., which is the sole member of SVF II Holdings (DE) LLC, which is the sole member of SVF II SPAC Investment 3 (DE) LLC. SoftBank is the parent company of SVF II Strategic Investments AIV LLC and the parent company of Silver Brick Management PTE. LTD., which has been appointed as investment manager of SB Northstar LP and is responsible for making voting and investment decisions with respect to SB Northstar LP's investments. SoftBank is the sole shareholder of SB Investment Advisers (US) Inc., which is the sole member of SVF Sponsor III (DE) LLC. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy SVF II SPAC Investment 3 (DE) LLC | 20,000,000 |
Reported balance
Holding disclosure · report date 2026-05-27 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 20,000,000 F1: SoftBank Group Corp. ("SoftBank"), a publicly traded company listed on the Tokyo Stock Exchange, is the sole shareholder of SB Global Advisers Limited, which has been appointed as manager and is responsible for making final decisions related to the acquisition, structuring, financing and disposal of SoftBank Vision Fund II-2 L.P.'s investments. SoftBank Vision Fund II-2 L.P. is the sole limited partner of SVF II Aggregator (Jersey) L.P., which is the sole member of SVF II Holdings (DE) LLC, which is the sole member of SVF II SPAC Investment 3 (DE) LLC. SoftBank is the parent company of SVF II Strategic Investments AIV LLC and the parent company of Silver Brick Management PTE. LTD., which has been appointed as investment manager of SB Northstar LP and is responsible for making voting and investment decisions with respect to SB Northstar LP's investments. SoftBank is the sole shareholder of SB Investment Advisers (US) Inc., which is the sole member of SVF Sponsor III (DE) LLC. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy SVF II Strategic Investments AIV LLC | 17,825,312 |
Reported balance
Holding disclosure · report date 2026-05-27 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 17,825,312 F1: SoftBank Group Corp. ("SoftBank"), a publicly traded company listed on the Tokyo Stock Exchange, is the sole shareholder of SB Global Advisers Limited, which has been appointed as manager and is responsible for making final decisions related to the acquisition, structuring, financing and disposal of SoftBank Vision Fund II-2 L.P.'s investments. SoftBank Vision Fund II-2 L.P. is the sole limited partner of SVF II Aggregator (Jersey) L.P., which is the sole member of SVF II Holdings (DE) LLC, which is the sole member of SVF II SPAC Investment 3 (DE) LLC. SoftBank is the parent company of SVF II Strategic Investments AIV LLC and the parent company of Silver Brick Management PTE. LTD., which has been appointed as investment manager of SB Northstar LP and is responsible for making voting and investment decisions with respect to SB Northstar LP's investments. SoftBank is the sole shareholder of SB Investment Advisers (US) Inc., which is the sole member of SVF Sponsor III (DE) LLC. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy SB Northstar LP | 2,000,000 |
Reported balance
Holding disclosure · report date 2026-05-27 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 2,000,000 F1: SoftBank Group Corp. ("SoftBank"), a publicly traded company listed on the Tokyo Stock Exchange, is the sole shareholder of SB Global Advisers Limited, which has been appointed as manager and is responsible for making final decisions related to the acquisition, structuring, financing and disposal of SoftBank Vision Fund II-2 L.P.'s investments. SoftBank Vision Fund II-2 L.P. is the sole limited partner of SVF II Aggregator (Jersey) L.P., which is the sole member of SVF II Holdings (DE) LLC, which is the sole member of SVF II SPAC Investment 3 (DE) LLC. SoftBank is the parent company of SVF II Strategic Investments AIV LLC and the parent company of Silver Brick Management PTE. LTD., which has been appointed as investment manager of SB Northstar LP and is responsible for making voting and investment decisions with respect to SB Northstar LP's investments. SoftBank is the sole shareholder of SB Investment Advisers (US) Inc., which is the sole member of SVF Sponsor III (DE) LLC. |
Filing footnotes · ownership attribution and instrument terms
F1: SoftBank Group Corp. ("SoftBank"), a publicly traded company listed on the Tokyo Stock Exchange, is the sole shareholder of SB Global Advisers Limited, which has been appointed as manager and is responsible for making final decisions related to the acquisition, structuring, financing and disposal of SoftBank Vision Fund II-2 L.P.'s investments. SoftBank Vision Fund II-2 L.P. is the sole limited partner of SVF II Aggregator (Jersey) L.P., which is the sole member of SVF II Holdings (DE) LLC, which is the sole member of SVF II SPAC Investment 3 (DE) LLC. SoftBank is the parent company of SVF II Strategic Investments AIV LLC and the parent company of Silver Brick Management PTE. LTD., which has been appointed as investment manager of SB Northstar LP and is responsible for making voting and investment decisions with respect to SB Northstar LP's investments. SoftBank is the sole shareholder of SB Investment Advisers (US) Inc., which is the sole member of SVF Sponsor III (DE) LLC.
WeWork Inc.
Report date June 11, 2024 · Filed June 14, 2024
Jointly reported with SOFTBANK VISION FUND II-2 L.P., SB Global Advisers Ltd
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectBy SVF II WW Holdings (Cayman) Limited | 0 |
Reported balance
After 2024-06-11 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2024-06-11 · Other · Disposed 35,829,976 · Balance 0 F1: On November 6, 2023, the Issuer and certain of its direct and indirect subsidiaries (together with the Issuer, the "Debtors") filed voluntary petitions in the United States Bankruptcy Court for the District of New Jersey (the "Bankruptcy Court"), seeking relief under the provisions of Chapter 11 of Title 11 of the United States Bankruptcy Code. On May 30, 2024, the Bankruptcy Court entered an order confirming the Debtors' Third Amended Joint Chapter 11 Plan of Reorganization of WeWork Inc. and its Debtor Subsidiaries (the "Plan"), and on June 11, 2024 (the "Effective Date"), the Plan became effective pursuant to its terms and the Debtors emerged from bankruptcy. On the Effective Date, all outstanding existing shares of Class A common stock (the "Old Common Stock") and warrants, each exercisable for shares of Old Common Stock, were cancelled and extinguished pursuant to the Plan. F2: Reflects a 1-for-40 reverse stock split effected by the Issuer on September 1, 2023. F3: SoftBank Group Corp., which is a publicly traded company listed on the Tokyo Stock Exchange, is the sole shareholder of SB Global Advisers Limited, which has been appointed as manager and is exclusively responsible for making final decisions related to the acquisition, structuring, financing and disposal of SoftBank Vision Fund II-2 L.P.'s investments, including as held by SVF II WW (DE) LLC and SVF II WW Holdings (Cayman) Limited. SoftBank Vision Fund II-2 L.P. is the sole limited partner of SVF II Aggregator (Jersey) L.P., which is the sole member of SVF II Holdings (DE) LLC, which is the sole member of SVF II WW (DE) LLC. SVF II WW Holdings (Cayman) Limited is a wholly owned subsidiary of SVF II WW (DE) LLC. As a result of these relationships, each of the foregoing entities may be deemed to share beneficial ownership of the securities reported herein. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy SVF II WW (DE) LLC | 0 |
Reported balance
After 2024-06-11 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2024-06-11 · Other · Disposed 101,239 · Balance 0 F1: On November 6, 2023, the Issuer and certain of its direct and indirect subsidiaries (together with the Issuer, the "Debtors") filed voluntary petitions in the United States Bankruptcy Court for the District of New Jersey (the "Bankruptcy Court"), seeking relief under the provisions of Chapter 11 of Title 11 of the United States Bankruptcy Code. On May 30, 2024, the Bankruptcy Court entered an order confirming the Debtors' Third Amended Joint Chapter 11 Plan of Reorganization of WeWork Inc. and its Debtor Subsidiaries (the "Plan"), and on June 11, 2024 (the "Effective Date"), the Plan became effective pursuant to its terms and the Debtors emerged from bankruptcy. On the Effective Date, all outstanding existing shares of Class A common stock (the "Old Common Stock") and warrants, each exercisable for shares of Old Common Stock, were cancelled and extinguished pursuant to the Plan. F2: Reflects a 1-for-40 reverse stock split effected by the Issuer on September 1, 2023. F3: SoftBank Group Corp., which is a publicly traded company listed on the Tokyo Stock Exchange, is the sole shareholder of SB Global Advisers Limited, which has been appointed as manager and is exclusively responsible for making final decisions related to the acquisition, structuring, financing and disposal of SoftBank Vision Fund II-2 L.P.'s investments, including as held by SVF II WW (DE) LLC and SVF II WW Holdings (Cayman) Limited. SoftBank Vision Fund II-2 L.P. is the sole limited partner of SVF II Aggregator (Jersey) L.P., which is the sole member of SVF II Holdings (DE) LLC, which is the sole member of SVF II WW (DE) LLC. SVF II WW Holdings (Cayman) Limited is a wholly owned subsidiary of SVF II WW (DE) LLC. As a result of these relationships, each of the foregoing entities may be deemed to share beneficial ownership of the securities reported herein. |
| Common StockSEC Table I · non-derivative | IndirectBy SoftBank Vision Fund II-2 L.P. | 6,342,141 |
Reported balance
After 2024-06-11 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2024-06-11 · Other · Acquired 6,342,141 · Balance 6,342,141 F4: Represents shares of the Issuer's new common stock, par value $0.0001 per share ("Common Stock"), issued to SoftBank Vision Fund II-2 L.P. on the Effective Date, pursuant to the Plan, in exchange for debt securities of the Issuer previously held by SoftBank Vision Fund II-2 L.P. F3: SoftBank Group Corp., which is a publicly traded company listed on the Tokyo Stock Exchange, is the sole shareholder of SB Global Advisers Limited, which has been appointed as manager and is exclusively responsible for making final decisions related to the acquisition, structuring, financing and disposal of SoftBank Vision Fund II-2 L.P.'s investments, including as held by SVF II WW (DE) LLC and SVF II WW Holdings (Cayman) Limited. SoftBank Vision Fund II-2 L.P. is the sole limited partner of SVF II Aggregator (Jersey) L.P., which is the sole member of SVF II Holdings (DE) LLC, which is the sole member of SVF II WW (DE) LLC. SVF II WW Holdings (Cayman) Limited is a wholly owned subsidiary of SVF II WW (DE) LLC. As a result of these relationships, each of the foregoing entities may be deemed to share beneficial ownership of the securities reported herein. |
| WarrantsSEC Table II · derivative / convertible security | IndirectBy SVF II WW Holdings (Cayman) Limited | 0 |
Reported balance
After 2024-06-11 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2024-06-11 · Other · Disposed 723,720 · Balance 0 F1: On November 6, 2023, the Issuer and certain of its direct and indirect subsidiaries (together with the Issuer, the "Debtors") filed voluntary petitions in the United States Bankruptcy Court for the District of New Jersey (the "Bankruptcy Court"), seeking relief under the provisions of Chapter 11 of Title 11 of the United States Bankruptcy Code. On May 30, 2024, the Bankruptcy Court entered an order confirming the Debtors' Third Amended Joint Chapter 11 Plan of Reorganization of WeWork Inc. and its Debtor Subsidiaries (the "Plan"), and on June 11, 2024 (the "Effective Date"), the Plan became effective pursuant to its terms and the Debtors emerged from bankruptcy. On the Effective Date, all outstanding existing shares of Class A common stock (the "Old Common Stock") and warrants, each exercisable for shares of Old Common Stock, were cancelled and extinguished pursuant to the Plan. F2: Reflects a 1-for-40 reverse stock split effected by the Issuer on September 1, 2023. F3: SoftBank Group Corp., which is a publicly traded company listed on the Tokyo Stock Exchange, is the sole shareholder of SB Global Advisers Limited, which has been appointed as manager and is exclusively responsible for making final decisions related to the acquisition, structuring, financing and disposal of SoftBank Vision Fund II-2 L.P.'s investments, including as held by SVF II WW (DE) LLC and SVF II WW Holdings (Cayman) Limited. SoftBank Vision Fund II-2 L.P. is the sole limited partner of SVF II Aggregator (Jersey) L.P., which is the sole member of SVF II Holdings (DE) LLC, which is the sole member of SVF II WW (DE) LLC. SVF II WW Holdings (Cayman) Limited is a wholly owned subsidiary of SVF II WW (DE) LLC. As a result of these relationships, each of the foregoing entities may be deemed to share beneficial ownership of the securities reported herein. |
| WarrantsSEC Table II · derivative / convertible security | IndirectBy SVF II WW Holdings (Cayman) Limited | 0 |
Reported balance
After 2024-06-11 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2024-06-11 · Other · Disposed 298,089 · Balance 0 F1: On November 6, 2023, the Issuer and certain of its direct and indirect subsidiaries (together with the Issuer, the "Debtors") filed voluntary petitions in the United States Bankruptcy Court for the District of New Jersey (the "Bankruptcy Court"), seeking relief under the provisions of Chapter 11 of Title 11 of the United States Bankruptcy Code. On May 30, 2024, the Bankruptcy Court entered an order confirming the Debtors' Third Amended Joint Chapter 11 Plan of Reorganization of WeWork Inc. and its Debtor Subsidiaries (the "Plan"), and on June 11, 2024 (the "Effective Date"), the Plan became effective pursuant to its terms and the Debtors emerged from bankruptcy. On the Effective Date, all outstanding existing shares of Class A common stock (the "Old Common Stock") and warrants, each exercisable for shares of Old Common Stock, were cancelled and extinguished pursuant to the Plan. F2: Reflects a 1-for-40 reverse stock split effected by the Issuer on September 1, 2023. F3: SoftBank Group Corp., which is a publicly traded company listed on the Tokyo Stock Exchange, is the sole shareholder of SB Global Advisers Limited, which has been appointed as manager and is exclusively responsible for making final decisions related to the acquisition, structuring, financing and disposal of SoftBank Vision Fund II-2 L.P.'s investments, including as held by SVF II WW (DE) LLC and SVF II WW Holdings (Cayman) Limited. SoftBank Vision Fund II-2 L.P. is the sole limited partner of SVF II Aggregator (Jersey) L.P., which is the sole member of SVF II Holdings (DE) LLC, which is the sole member of SVF II WW (DE) LLC. SVF II WW Holdings (Cayman) Limited is a wholly owned subsidiary of SVF II WW (DE) LLC. As a result of these relationships, each of the foregoing entities may be deemed to share beneficial ownership of the securities reported herein. |
| WarrantsSEC Table II · derivative / convertible security | IndirectBy SVF II WW (DE) LLC | 0 |
Reported balance
After 2024-06-11 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2024-06-11 · Other · Disposed 126,432 · Balance 0 F1: On November 6, 2023, the Issuer and certain of its direct and indirect subsidiaries (together with the Issuer, the "Debtors") filed voluntary petitions in the United States Bankruptcy Court for the District of New Jersey (the "Bankruptcy Court"), seeking relief under the provisions of Chapter 11 of Title 11 of the United States Bankruptcy Code. On May 30, 2024, the Bankruptcy Court entered an order confirming the Debtors' Third Amended Joint Chapter 11 Plan of Reorganization of WeWork Inc. and its Debtor Subsidiaries (the "Plan"), and on June 11, 2024 (the "Effective Date"), the Plan became effective pursuant to its terms and the Debtors emerged from bankruptcy. On the Effective Date, all outstanding existing shares of Class A common stock (the "Old Common Stock") and warrants, each exercisable for shares of Old Common Stock, were cancelled and extinguished pursuant to the Plan. F2: Reflects a 1-for-40 reverse stock split effected by the Issuer on September 1, 2023. F3: SoftBank Group Corp., which is a publicly traded company listed on the Tokyo Stock Exchange, is the sole shareholder of SB Global Advisers Limited, which has been appointed as manager and is exclusively responsible for making final decisions related to the acquisition, structuring, financing and disposal of SoftBank Vision Fund II-2 L.P.'s investments, including as held by SVF II WW (DE) LLC and SVF II WW Holdings (Cayman) Limited. SoftBank Vision Fund II-2 L.P. is the sole limited partner of SVF II Aggregator (Jersey) L.P., which is the sole member of SVF II Holdings (DE) LLC, which is the sole member of SVF II WW (DE) LLC. SVF II WW Holdings (Cayman) Limited is a wholly owned subsidiary of SVF II WW (DE) LLC. As a result of these relationships, each of the foregoing entities may be deemed to share beneficial ownership of the securities reported herein. |
| 11.000% Second Lien Exchangeable PIK Notes due 2027SEC Table II · derivative / convertible security | IndirectBy SVF II Aggregator (Jersey) L.P. | Not disclosed |
Reported balance
After 2024-06-11 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2024-06-11 · Other · Disposed Not disclosed · Balance Not disclosed F5: On the Effective Date, pursuant to the Plan, each of the Second Lien Exchangeable Notes and the Third Lien Exchangeable Notes were cancelled. F2: Reflects a 1-for-40 reverse stock split effected by the Issuer on September 1, 2023. F3: SoftBank Group Corp., which is a publicly traded company listed on the Tokyo Stock Exchange, is the sole shareholder of SB Global Advisers Limited, which has been appointed as manager and is exclusively responsible for making final decisions related to the acquisition, structuring, financing and disposal of SoftBank Vision Fund II-2 L.P.'s investments, including as held by SVF II WW (DE) LLC and SVF II WW Holdings (Cayman) Limited. SoftBank Vision Fund II-2 L.P. is the sole limited partner of SVF II Aggregator (Jersey) L.P., which is the sole member of SVF II Holdings (DE) LLC, which is the sole member of SVF II WW (DE) LLC. SVF II WW Holdings (Cayman) Limited is a wholly owned subsidiary of SVF II WW (DE) LLC. As a result of these relationships, each of the foregoing entities may be deemed to share beneficial ownership of the securities reported herein. |
| 12.000% Third Lien Exchangeable PIK Notes due 2027SEC Table II · derivative / convertible security | IndirectBy SVF II Aggregator (Jersey) L.P. | Not disclosed |
Reported balance
After 2024-06-11 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2024-06-11 · Other · Disposed Not disclosed · Balance Not disclosed F5: On the Effective Date, pursuant to the Plan, each of the Second Lien Exchangeable Notes and the Third Lien Exchangeable Notes were cancelled. F2: Reflects a 1-for-40 reverse stock split effected by the Issuer on September 1, 2023. F3: SoftBank Group Corp., which is a publicly traded company listed on the Tokyo Stock Exchange, is the sole shareholder of SB Global Advisers Limited, which has been appointed as manager and is exclusively responsible for making final decisions related to the acquisition, structuring, financing and disposal of SoftBank Vision Fund II-2 L.P.'s investments, including as held by SVF II WW (DE) LLC and SVF II WW Holdings (Cayman) Limited. SoftBank Vision Fund II-2 L.P. is the sole limited partner of SVF II Aggregator (Jersey) L.P., which is the sole member of SVF II Holdings (DE) LLC, which is the sole member of SVF II WW (DE) LLC. SVF II WW Holdings (Cayman) Limited is a wholly owned subsidiary of SVF II WW (DE) LLC. As a result of these relationships, each of the foregoing entities may be deemed to share beneficial ownership of the securities reported herein. |
| Letters of CreditSEC Table II · derivative / convertible security | IndirectBy SoftBank Vision Fund II-2 L.P. | 19,318,943 |
Reported balance
After 2024-06-11 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2024-06-11 · Other · Acquired 19,318,943 · Balance 19,318,943 F6: In connection with drawings in respect of certain letters of credit, the Issuer may transfer to SoftBank Vision Fund II-2 L.P. a number of shares of Common Stock, determined in accordance with a conversion price per share set forth in the Issuer's credit agreement entered into on the Effective Date in connection with the confirmation of the Plan, for a total amount of up to 19,318,943 shares of Common Stock. F3: SoftBank Group Corp., which is a publicly traded company listed on the Tokyo Stock Exchange, is the sole shareholder of SB Global Advisers Limited, which has been appointed as manager and is exclusively responsible for making final decisions related to the acquisition, structuring, financing and disposal of SoftBank Vision Fund II-2 L.P.'s investments, including as held by SVF II WW (DE) LLC and SVF II WW Holdings (Cayman) Limited. SoftBank Vision Fund II-2 L.P. is the sole limited partner of SVF II Aggregator (Jersey) L.P., which is the sole member of SVF II Holdings (DE) LLC, which is the sole member of SVF II WW (DE) LLC. SVF II WW Holdings (Cayman) Limited is a wholly owned subsidiary of SVF II WW (DE) LLC. As a result of these relationships, each of the foregoing entities may be deemed to share beneficial ownership of the securities reported herein. |
Filing footnotes · ownership attribution and instrument terms
F1: On November 6, 2023, the Issuer and certain of its direct and indirect subsidiaries (together with the Issuer, the "Debtors") filed voluntary petitions in the United States Bankruptcy Court for the District of New Jersey (the "Bankruptcy Court"), seeking relief under the provisions of Chapter 11 of Title 11 of the United States Bankruptcy Code. On May 30, 2024, the Bankruptcy Court entered an order confirming the Debtors' Third Amended Joint Chapter 11 Plan of Reorganization of WeWork Inc. and its Debtor Subsidiaries (the "Plan"), and on June 11, 2024 (the "Effective Date"), the Plan became effective pursuant to its terms and the Debtors emerged from bankruptcy. On the Effective Date, all outstanding existing shares of Class A common stock (the "Old Common Stock") and warrants, each exercisable for shares of Old Common Stock, were cancelled and extinguished pursuant to the Plan.
F2: Reflects a 1-for-40 reverse stock split effected by the Issuer on September 1, 2023.
F3: SoftBank Group Corp., which is a publicly traded company listed on the Tokyo Stock Exchange, is the sole shareholder of SB Global Advisers Limited, which has been appointed as manager and is exclusively responsible for making final decisions related to the acquisition, structuring, financing and disposal of SoftBank Vision Fund II-2 L.P.'s investments, including as held by SVF II WW (DE) LLC and SVF II WW Holdings (Cayman) Limited. SoftBank Vision Fund II-2 L.P. is the sole limited partner of SVF II Aggregator (Jersey) L.P., which is the sole member of SVF II Holdings (DE) LLC, which is the sole member of SVF II WW (DE) LLC. SVF II WW Holdings (Cayman) Limited is a wholly owned subsidiary of SVF II WW (DE) LLC. As a result of these relationships, each of the foregoing entities may be deemed to share beneficial ownership of the securities reported herein.
F4: Represents shares of the Issuer's new common stock, par value $0.0001 per share ("Common Stock"), issued to SoftBank Vision Fund II-2 L.P. on the Effective Date, pursuant to the Plan, in exchange for debt securities of the Issuer previously held by SoftBank Vision Fund II-2 L.P.
F5: On the Effective Date, pursuant to the Plan, each of the Second Lien Exchangeable Notes and the Third Lien Exchangeable Notes were cancelled.
F6: In connection with drawings in respect of certain letters of credit, the Issuer may transfer to SoftBank Vision Fund II-2 L.P. a number of shares of Common Stock, determined in accordance with a conversion price per share set forth in the Issuer's credit agreement entered into on the Effective Date in connection with the confirmation of the Plan, for a total amount of up to 19,318,943 shares of Common Stock.
Past disclosures · reporting ended (6)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Guardant Health, Inc.
Report date October 09, 2018 · Filed October 11, 2018
Jointly reported with SoftBank Group Capital Ltd
Section 16 reporting ended · disclosed 2018-10-11. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| COMMON STOCKSEC Table I · non-derivative | Direct | 2,033,990 |
Reported balance
After 2018-10-09 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2018-10-09 · Conversion · Acquired 2,033,990 · Balance 2,033,990 F1: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock, for no additional consideration, at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. F2: The shares are directly held by SoftBank Group Capital Limited, a wholly owned subsidiary of SoftBank Group Corp., a Japanese kabushiki kaisha. SoftBank Group Corp. may be deemed to have voting and dispositive power with respect to the shares held by SoftBank Group Capital Limited. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| SERIES D PREFERRED STOCKSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2018-10-09 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2018-10-09 · Conversion · Disposed 2,033,990 · Balance 0 F1: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock, for no additional consideration, at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. F2: The shares are directly held by SoftBank Group Capital Limited, a wholly owned subsidiary of SoftBank Group Corp., a Japanese kabushiki kaisha. SoftBank Group Corp. may be deemed to have voting and dispositive power with respect to the shares held by SoftBank Group Capital Limited. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock, for no additional consideration, at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date.
F2: The shares are directly held by SoftBank Group Capital Limited, a wholly owned subsidiary of SoftBank Group Corp., a Japanese kabushiki kaisha. SoftBank Group Corp. may be deemed to have voting and dispositive power with respect to the shares held by SoftBank Group Capital Limited. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
Moatable, Inc.
Report date December 29, 2023 · Filed January 04, 2024
Section 16 reporting ended · disclosed 2024-01-04. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Ordinary SharesSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2023-12-29 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2023-12-29 · Sale · Disposed 117,388,451 · Balance 0 F1: These shares are held by SoftBank Group Capital Limited, a wholly owned subsidiary of the reporting person. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares are held by SoftBank Group Capital Limited, a wholly owned subsidiary of the reporting person.
SPRINT Corp
Report date April 01, 2020 · Filed April 02, 2020
Jointly reported with Starburst I, Inc., Galaxy Investment Holdings, Inc.
Section 16 reporting ended · disclosed 2020-04-02. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 0 |
Reported balance
After 2020-04-01 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2020-04-01 · Disposition to issuer · Disposed 3,445,374,483 · Balance 0 F1: Disposed of in the merger of a wholly owned subsidiary of T-Mobile US, Inc. ("T-Mobile") with and into Issuer, with Issuer continuing as the surviving corporation and a wholly owned subsidiary of T-Mobile, in exchange for 353,357,606 shares of T-Mobile common stock having a market value of $85.13 per share on the closing date of the merger. F2: Such figure reflects 314,269,036 shares of Sprint common stock that were owned directly by Galaxy Investment Holdings, Inc. ("Galaxy") and 3,131,105,447 shares of Sprint common stock that were owned directly by Starburst I, Inc. ("Starburst"). Galaxy and Starburst were indirect wholly owned subsidiaries of SoftBank Group Corp. prior to the merger. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of in the merger of a wholly owned subsidiary of T-Mobile US, Inc. ("T-Mobile") with and into Issuer, with Issuer continuing as the surviving corporation and a wholly owned subsidiary of T-Mobile, in exchange for 353,357,606 shares of T-Mobile common stock having a market value of $85.13 per share on the closing date of the merger.
F2: Such figure reflects 314,269,036 shares of Sprint common stock that were owned directly by Galaxy Investment Holdings, Inc. ("Galaxy") and 3,131,105,447 shares of Sprint common stock that were owned directly by Starburst I, Inc. ("Starburst"). Galaxy and Starburst were indirect wholly owned subsidiaries of SoftBank Group Corp. prior to the merger.
SoFi Technologies, Inc.
Report date August 05, 2022 · Filed August 09, 2022
Jointly reported with Delaware Project 10 L.L.C.
Section 16 reporting ended · disclosed 2022-08-09. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Delaware Project 10 L.L.C. | 83,216,977 |
Last balance in matching sequence
After 2022-08-08 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2022-08-05 · Sale · Disposed 5,381,785 · Balance 89,900,110 F1: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $7.82 to $8.255. The Reporting Persons undertake to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. Row 2 · 2022-08-08 · Sale · Disposed 6,683,133 · Balance 83,216,977 F3: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $7.88 to $8.48. The Reporting Persons undertake to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $7.82 to $8.255. The Reporting Persons undertake to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F2: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein.
F3: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $7.88 to $8.48. The Reporting Persons undertake to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
T-Mobile US, Inc.
Report date January 28, 2022 · Filed February 04, 2022
Jointly reported with Delaware Project 6 L.L.C.
Section 16 reporting ended · disclosed 2022-02-04. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
Valor Latitude Acquisition Corp.
Report date May 04, 2023 · Filed June 14, 2023
Jointly reported with SBLA Holdings (Cayman) L.P., SB Global Advisers Ltd, SBLA Latin America Fund LLC, SBLA Investments II LLC, SLA Investments IV LLC, Phoenix SPAC Holdco LLC
Section 16 reporting ended · disclosed 2023-06-14. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Ordinary SharesSEC Table I · non-derivative | IndirectBy Phoenix SPAC Holdco LLC | 0 |
Reported balance
After 2023-05-04 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2023-05-04 · Other · Disposed 3,000,000 · Balance 0 F1: SoftBank Group Corp., which is a publicly traded company listed on the Tokyo Stock Exchange, is the sole shareholder of SB Global Advisers Limited, which has been appointed as manager and is exclusively responsible for making final decisions related to the acquisition, structuring, financing and disposal of SBLA Latin America Fund LLC's investments, including as held by Phoenix SPAC Holdco LLC. SBLA Latin America Fund LLC is the sole member of SBLA Investments II LLC, which is the sole member of SLA Investments IV LLC, which is the sole limited partner of SBLA Holdings (Cayman) L.P., which is the sole member of Phoenix SPAC Holdco LLC. As a result of these relationships, each of the foregoing entities may be deemed to share beneficial ownership of the securities reported herein. |
Filing footnotes · ownership attribution and instrument terms
F1: SoftBank Group Corp., which is a publicly traded company listed on the Tokyo Stock Exchange, is the sole shareholder of SB Global Advisers Limited, which has been appointed as manager and is exclusively responsible for making final decisions related to the acquisition, structuring, financing and disposal of SBLA Latin America Fund LLC's investments, including as held by Phoenix SPAC Holdco LLC. SBLA Latin America Fund LLC is the sole member of SBLA Investments II LLC, which is the sole member of SLA Investments IV LLC, which is the sole limited partner of SBLA Holdings (Cayman) L.P., which is the sole member of Phoenix SPAC Holdco LLC. As a result of these relationships, each of the foregoing entities may be deemed to share beneficial ownership of the securities reported herein.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 27, 2026 Filed May 30, 2026 01:00 UTC | Symbotic Inc. SYM · Entity 2319 | SaleClass A Common Stock | 5,590,000 | $50.42 | $281,819,850.00 |
DisclosureSEC source: 0001493152-26-026479 · ownership.xml · nonDerivative · entry 1 SOFTBANK GROUP CORP. · CIK 0001065521 · 10% owner SB Global Advisers Ltd · CIK 0001883884 · 10% owner SOFTBANK VISION FUND II-2 L.P. · CIK 0001787613 · 10% owner SVF II Aggregator (Jersey) L.P. · CIK 0001883559 · 10% owner SVF II Holdings (DE) LLC · CIK 0001883900 · 10% owner SVF II SPAC Investment 3 (DE) LLC · CIK 0001934312 · 10% owner Silver Brick Management PTE. LTD. · CIK 0001991269 · 10% owner SB Northstar GP · CIK 0001972882 · 10% owner SVF II Strategic Investments AIV LLC · CIK 0001986690 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By SVF Sponsor III (DE) LLC Disclosed balance after: 0 F1 · ownership.nature: SoftBank Group Corp. ("SoftBank"), a publicly traded company listed on the Tokyo Stock Exchange, is the sole shareholder of SB Global Advisers Limited, which has been appointed as manager and is responsible for making final decisions related to the acquisition, structuring, financing and disposal of SoftBank Vision Fund II-2 L.P.'s investments. SoftBank Vision Fund II-2 L.P. is the sole limited partner of SVF II Aggregator (Jersey) L.P., which is the sole member of SVF II Holdings (DE) LLC, which is the sole member of SVF II SPAC Investment 3 (DE) LLC. SoftBank is the parent company of SVF II Strategic Investments AIV LLC and the parent company of Silver Brick Management PTE. LTD., which has been appointed as investment manager of SB Northstar LP and is responsible for making voting and investment decisions with respect to SB Northstar LP's investments. SoftBank is the sole shareholder of SB Investment Advisers (US) Inc., which is the sole member of SVF Sponsor III (DE) LLC. Read SEC document |
| January 30, 2026 Filed Feb 4, 2026 02:00 UTC | Ethos Technologies Inc. LIFE · Entity 4157 | ConversionSeries D-1 Preferred Stock · Derivative | 2,192,203 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-26-004960 · ownership.xml · derivative · entry 4 SOFTBANK GROUP CORP. · CIK 0001065521 · 10% owner SB Global Advisers Ltd · CIK 0001883884 · 10% owner SOFTBANK VISION FUND II-2 L.P. · CIK 0001787613 · 10% owner SVF II Aggregator (Jersey) L.P. · CIK 0001883559 · 10% owner SVF II Holdings (DE) LLC · CIK 0001883900 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Class A Common Stock · 2,289,371 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Upon the closing of the Issuer's initial public offering (the "IPO"), all shares of Series A, Series A-2, and Series D-1 Preferred Stock automatically converted into shares of Class A Common Stock of the Issuer based on a ratio dependent on the public offerig price of the Class A Common Stock in the IPO. F1 · price: Upon the closing of the Issuer's initial public offering (the "IPO"), all shares of Series A, Series A-2, and Series D-1 Preferred Stock automatically converted into shares of Class A Common Stock of the Issuer based on a ratio dependent on the public offerig price of the Class A Common Stock in the IPO. F1 · derivative.exercise_date: Upon the closing of the Issuer's initial public offering (the "IPO"), all shares of Series A, Series A-2, and Series D-1 Preferred Stock automatically converted into shares of Class A Common Stock of the Issuer based on a ratio dependent on the public offerig price of the Class A Common Stock in the IPO. F1 · derivative.expiration_date: Upon the closing of the Issuer's initial public offering (the "IPO"), all shares of Series A, Series A-2, and Series D-1 Preferred Stock automatically converted into shares of Class A Common Stock of the Issuer based on a ratio dependent on the public offerig price of the Class A Common Stock in the IPO. F2 · ownership.nature: Securities held directly by SVF II Aggregator (DE) LLC ("SVF"). SoftBank Group Corp., which is a publicly traded company listed on the Tokyo Stock Exchange, is the sole shareholder of SB Global Advisers Limited, which has been appointed as manager and is responsible for making final decisions related to the acquisition, structuring, financing and disposal of SoftBank Vision Fund II-2 L.P.'s investments, including as held by SVF. SoftBank Vision Fund II-2 L.P. is the sole limited partner of SVF II Aggregator (Jersey) LP, which is the sole member of SVF II Holdings (DE) LLC, which is the sole limited partner of SVF II Investment Holdings (Jersey) L.P., which is the sole member of SVF II Investment Holdings LLC, which is the sole member of SVF II Investment Holdings (Subco) LLC, which is the sole member of SVF. As a result of these relationships, each of these entities may be deemed to share beneficial ownership of the securities held of record by SVF. Read SEC document |
| January 30, 2026 Filed Feb 4, 2026 02:00 UTC | Ethos Technologies Inc. LIFE · Entity 4157 | ConversionSeries A Preferred Stock · Derivative | 394,139 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-26-004960 · ownership.xml · derivative · entry 3 SOFTBANK GROUP CORP. · CIK 0001065521 · 10% owner SB Global Advisers Ltd · CIK 0001883884 · 10% owner SOFTBANK VISION FUND II-2 L.P. · CIK 0001787613 · 10% owner SVF II Aggregator (Jersey) L.P. · CIK 0001883559 · 10% owner SVF II Holdings (DE) LLC · CIK 0001883900 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Class A Common Stock · 395,837 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Upon the closing of the Issuer's initial public offering (the "IPO"), all shares of Series A, Series A-2, and Series D-1 Preferred Stock automatically converted into shares of Class A Common Stock of the Issuer based on a ratio dependent on the public offerig price of the Class A Common Stock in the IPO. F1 · price: Upon the closing of the Issuer's initial public offering (the "IPO"), all shares of Series A, Series A-2, and Series D-1 Preferred Stock automatically converted into shares of Class A Common Stock of the Issuer based on a ratio dependent on the public offerig price of the Class A Common Stock in the IPO. F1 · derivative.exercise_date: Upon the closing of the Issuer's initial public offering (the "IPO"), all shares of Series A, Series A-2, and Series D-1 Preferred Stock automatically converted into shares of Class A Common Stock of the Issuer based on a ratio dependent on the public offerig price of the Class A Common Stock in the IPO. F1 · derivative.expiration_date: Upon the closing of the Issuer's initial public offering (the "IPO"), all shares of Series A, Series A-2, and Series D-1 Preferred Stock automatically converted into shares of Class A Common Stock of the Issuer based on a ratio dependent on the public offerig price of the Class A Common Stock in the IPO. F2 · ownership.nature: Securities held directly by SVF II Aggregator (DE) LLC ("SVF"). SoftBank Group Corp., which is a publicly traded company listed on the Tokyo Stock Exchange, is the sole shareholder of SB Global Advisers Limited, which has been appointed as manager and is responsible for making final decisions related to the acquisition, structuring, financing and disposal of SoftBank Vision Fund II-2 L.P.'s investments, including as held by SVF. SoftBank Vision Fund II-2 L.P. is the sole limited partner of SVF II Aggregator (Jersey) LP, which is the sole member of SVF II Holdings (DE) LLC, which is the sole limited partner of SVF II Investment Holdings (Jersey) L.P., which is the sole member of SVF II Investment Holdings LLC, which is the sole member of SVF II Investment Holdings (Subco) LLC, which is the sole member of SVF. As a result of these relationships, each of these entities may be deemed to share beneficial ownership of the securities held of record by SVF. Read SEC document |
| January 30, 2026 Filed Feb 4, 2026 02:00 UTC | Ethos Technologies Inc. LIFE · Entity 4157 | ConversionSeries A-2 Preferred Stock · Derivative | 11,830 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-26-004960 · ownership.xml · derivative · entry 2 SOFTBANK GROUP CORP. · CIK 0001065521 · 10% owner SB Global Advisers Ltd · CIK 0001883884 · 10% owner SOFTBANK VISION FUND II-2 L.P. · CIK 0001787613 · 10% owner SVF II Aggregator (Jersey) L.P. · CIK 0001883559 · 10% owner SVF II Holdings (DE) LLC · CIK 0001883900 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Class A Common Stock · 11,881 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Upon the closing of the Issuer's initial public offering (the "IPO"), all shares of Series A, Series A-2, and Series D-1 Preferred Stock automatically converted into shares of Class A Common Stock of the Issuer based on a ratio dependent on the public offerig price of the Class A Common Stock in the IPO. F1 · price: Upon the closing of the Issuer's initial public offering (the "IPO"), all shares of Series A, Series A-2, and Series D-1 Preferred Stock automatically converted into shares of Class A Common Stock of the Issuer based on a ratio dependent on the public offerig price of the Class A Common Stock in the IPO. F1 · derivative.exercise_date: Upon the closing of the Issuer's initial public offering (the "IPO"), all shares of Series A, Series A-2, and Series D-1 Preferred Stock automatically converted into shares of Class A Common Stock of the Issuer based on a ratio dependent on the public offerig price of the Class A Common Stock in the IPO. F1 · derivative.expiration_date: Upon the closing of the Issuer's initial public offering (the "IPO"), all shares of Series A, Series A-2, and Series D-1 Preferred Stock automatically converted into shares of Class A Common Stock of the Issuer based on a ratio dependent on the public offerig price of the Class A Common Stock in the IPO. F2 · ownership.nature: Securities held directly by SVF II Aggregator (DE) LLC ("SVF"). SoftBank Group Corp., which is a publicly traded company listed on the Tokyo Stock Exchange, is the sole shareholder of SB Global Advisers Limited, which has been appointed as manager and is responsible for making final decisions related to the acquisition, structuring, financing and disposal of SoftBank Vision Fund II-2 L.P.'s investments, including as held by SVF. SoftBank Vision Fund II-2 L.P. is the sole limited partner of SVF II Aggregator (Jersey) LP, which is the sole member of SVF II Holdings (DE) LLC, which is the sole limited partner of SVF II Investment Holdings (Jersey) L.P., which is the sole member of SVF II Investment Holdings LLC, which is the sole member of SVF II Investment Holdings (Subco) LLC, which is the sole member of SVF. As a result of these relationships, each of these entities may be deemed to share beneficial ownership of the securities held of record by SVF. Read SEC document |
| January 30, 2026 Filed Feb 4, 2026 02:00 UTC | Ethos Technologies Inc. LIFE · Entity 4157 | ConversionClass A Common Stock | 2,697,089 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-26-004960 · ownership.xml · nonDerivative · entry 1 SOFTBANK GROUP CORP. · CIK 0001065521 · 10% owner SB Global Advisers Ltd · CIK 0001883884 · 10% owner SOFTBANK VISION FUND II-2 L.P. · CIK 0001787613 · 10% owner SVF II Aggregator (Jersey) L.P. · CIK 0001883559 · 10% owner SVF II Holdings (DE) LLC · CIK 0001883900 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 3,128,902 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Upon the closing of the Issuer's initial public offering (the "IPO"), all shares of Series A, Series A-2, and Series D-1 Preferred Stock automatically converted into shares of Class A Common Stock of the Issuer based on a ratio dependent on the public offerig price of the Class A Common Stock in the IPO. F2 · ownership.nature: Securities held directly by SVF II Aggregator (DE) LLC ("SVF"). SoftBank Group Corp., which is a publicly traded company listed on the Tokyo Stock Exchange, is the sole shareholder of SB Global Advisers Limited, which has been appointed as manager and is responsible for making final decisions related to the acquisition, structuring, financing and disposal of SoftBank Vision Fund II-2 L.P.'s investments, including as held by SVF. SoftBank Vision Fund II-2 L.P. is the sole limited partner of SVF II Aggregator (Jersey) LP, which is the sole member of SVF II Holdings (DE) LLC, which is the sole limited partner of SVF II Investment Holdings (Jersey) L.P., which is the sole member of SVF II Investment Holdings LLC, which is the sole member of SVF II Investment Holdings (Subco) LLC, which is the sole member of SVF. As a result of these relationships, each of these entities may be deemed to share beneficial ownership of the securities held of record by SVF. Read SEC document |
| December 08, 2025 Filed Dec 9, 2025 02:00 UTC | Symbotic Inc. SYM · Entity 2319 | SaleClass A Common Stock | 3,500,000 | $53.21 | $186,243,750.00 |
DisclosureSEC source: 0001493152-25-026739 · ownership.xml · nonDerivative · entry 1 SOFTBANK GROUP CORP. · CIK 0001065521 · 10% owner SB Global Advisers Ltd · CIK 0001883884 · 10% owner SOFTBANK VISION FUND II-2 L.P. · CIK 0001787613 · 10% owner SVF II Aggregator (Jersey) L.P. · CIK 0001883559 · 10% owner SVF II Holdings (DE) LLC · CIK 0001883900 · 10% owner SVF II SPAC Investment 3 (DE) LLC · CIK 0001934312 · 10% owner Silver Brick Management PTE. LTD. · CIK 0001991269 · 10% owner SVF II Strategic Investments AIV LLC · CIK 0001986690 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By SVF Sponsor III (DE) LLC Disclosed balance after: 5,590,000 F1 · ownership.nature: SoftBank Group Corp. ("SoftBank"), a publicly traded company listed on the Tokyo Stock Exchange, is the sole shareholder of SB Global Advisers Limited, which has been appointed as manager and is responsible for making final decisions related to the acquisition, structuring, financing and disposal of SoftBank Vision Fund II-2 L.P.'s investments. SoftBank Vision Fund II-2 L.P. is the sole limited partner of SVF II Aggregator (Jersey) L.P., which is the sole member of SVF II Holdings (DE) LLC, which is the sole member of SVF II SPAC Investment 3 (DE) LLC. SoftBank is the parent company of SVF II Strategic Investments AIV LLC and the parent company of Silver Brick Management PTE. LTD., which has been appointed as investment manager of SB Northstar LP and is responsible for making voting and investment decisions with respect to SB Northstar LP's investments. SoftBank is the sole shareholder of SB Investment Advisers (US) Inc., which is the sole member of SVF Sponsor III (DE) LLC. Read SEC document |
| April 28, 2025 Filed May 1, 2025 01:00 UTC | Better Home & Finance Holding Co BETR · Entity 1037 | OtherConvertible Notes · Derivative | Not disclosed | Not disclosed | $533,884,514.00 |
DisclosureSEC source: 0001641172-25-007958 · ownership.xml · derivative · entry 1 SOFTBANK GROUP CORP. · CIK 0001065521 · 10% owner SB Global Advisers Ltd · CIK 0001883884 · 10% owner SOFTBANK VISION FUND II-2 L.P. · CIK 0001787613 · 10% owner SVF II Aggregator (Jersey) L.P. · CIK 0001883559 · 10% owner SVF II Holdings (DE) LLC · CIK 0001883900 · 10% owner SVF II Beaver (DE) LLC · CIK 0001990707 · 10% owner Silver Brick Management PTE. LTD. · CIK 0001991269 · 10% owner SB Management Ltd · CIK 0001818296 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By SB Northstar LP Disclosed balance after: 0 Underlying: Class A Common Stock · 44,490,376 shares Expires not disclosed F1 · derivative.exercise_price: Pursuant to an Exchange Agreement, dated April 12, 2025, SB Northstar LP exchanged $533,884,514 aggregate principal amount of the Convertible Notes for (i) 6.00% senior secured notes due 2028 in the aggregate principal amount of $155,000,000 and (ii) a cash payment of $110,000,000. F1 · kind: Pursuant to an Exchange Agreement, dated April 12, 2025, SB Northstar LP exchanged $533,884,514 aggregate principal amount of the Convertible Notes for (i) 6.00% senior secured notes due 2028 in the aggregate principal amount of $155,000,000 and (ii) a cash payment of $110,000,000. F1 · price: Pursuant to an Exchange Agreement, dated April 12, 2025, SB Northstar LP exchanged $533,884,514 aggregate principal amount of the Convertible Notes for (i) 6.00% senior secured notes due 2028 in the aggregate principal amount of $155,000,000 and (ii) a cash payment of $110,000,000. F1 · derivative.exercise_date: Pursuant to an Exchange Agreement, dated April 12, 2025, SB Northstar LP exchanged $533,884,514 aggregate principal amount of the Convertible Notes for (i) 6.00% senior secured notes due 2028 in the aggregate principal amount of $155,000,000 and (ii) a cash payment of $110,000,000. F1 · derivative.expiration_date: Pursuant to an Exchange Agreement, dated April 12, 2025, SB Northstar LP exchanged $533,884,514 aggregate principal amount of the Convertible Notes for (i) 6.00% senior secured notes due 2028 in the aggregate principal amount of $155,000,000 and (ii) a cash payment of $110,000,000. F2 · ownership.nature: SoftBank Group Corp. is the parent company of Silver Brick Management PTE. LTD., which has been appointed as investment manager of SB Northstar LP and is responsible for making voting and investment decisions with respect to SB Northstar LP's investments. As a result of these relationships, each of these entities may be deemed to share beneficial ownership of the securities held of record by SB Northstar LP. Read SEC document |
| December 09, 2024 Filed Mar 8, 2025 02:00 UTC | Better Home & Finance Holding Co BETR · Entity 1037 | ConversionClass B Common Stock · Derivative | 628,553 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-25-009612 · ownership.xml · derivative · entry 2 SOFTBANK GROUP CORP. · CIK 0001065521 · 10% owner SB Global Advisers Ltd · CIK 0001883884 · 10% owner SOFTBANK VISION FUND II-2 L.P. · CIK 0001787613 · 10% owner SVF II Aggregator (Jersey) L.P. · CIK 0001883559 · 10% owner SVF II Holdings (DE) LLC · CIK 0001883900 · 10% owner SVF II Beaver (DE) LLC · CIK 0001990707 · 10% owner Silver Brick Management PTE. LTD. · CIK 0001991269 · 10% owner SB Management Ltd · CIK 0001818296 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By SVF II Beaver (DE) LLC Disclosed balance after: 137,545 Underlying: Class A Common Stock · 628,553 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each outstanding share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock or Class C Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, except for certain permitted transfers, whether or not for value. F1 · shares: Reflects a 1-for-50 reverse stock split effected by the Issuer on August 16, 2024, which was exempt from reporting pursuant to Rule 16a-9. F2 · derivative.exercise_date: Each outstanding share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock or Class C Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, except for certain permitted transfers, whether or not for value. F2 · derivative.expiration_date: Each outstanding share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock or Class C Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, except for certain permitted transfers, whether or not for value. F1 · derivative.underlying_shares: Reflects a 1-for-50 reverse stock split effected by the Issuer on August 16, 2024, which was exempt from reporting pursuant to Rule 16a-9. F1 · balance_after: Reflects a 1-for-50 reverse stock split effected by the Issuer on August 16, 2024, which was exempt from reporting pursuant to Rule 16a-9. F3 · ownership.nature: SoftBank Group Corp., which is a publicly traded company listed on the Tokyo Stock Exchange, is the sole shareholder of SB Global Advisers Limited, which has been appointed as manager and is responsible for making final decisions related to the acquisition, structuring, financing and disposal of SoftBank Vision Fund II-2 L.P.'s investments, including as held by SVF II Beaver (DE) LLC. SoftBank Vision Fund II-2 L.P. is the sole limited partner of SVF II Aggregator (Jersey) L.P., which is the sole member of SVF II Holdings (DE) LLC, which is the sole member of SVF II Beaver (DE) LLC. As a result of these relationships, each of these entities may be deemed to share beneficial ownership of the securities held of record by SVF II Beaver (DE) LLC. Read SEC document |
| December 09, 2024 Filed Mar 8, 2025 02:00 UTC | Better Home & Finance Holding Co BETR · Entity 1037 | ConversionClass A Common Stock | 628,553 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-25-009612 · ownership.xml · nonDerivative · entry 1 SOFTBANK GROUP CORP. · CIK 0001065521 · 10% owner SB Global Advisers Ltd · CIK 0001883884 · 10% owner SOFTBANK VISION FUND II-2 L.P. · CIK 0001787613 · 10% owner SVF II Aggregator (Jersey) L.P. · CIK 0001883559 · 10% owner SVF II Holdings (DE) LLC · CIK 0001883900 · 10% owner SVF II Beaver (DE) LLC · CIK 0001990707 · 10% owner Silver Brick Management PTE. LTD. · CIK 0001991269 · 10% owner SB Management Ltd · CIK 0001818296 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By SVF II Beaver (DE) LLC Disclosed balance after: 628,553 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Reflects a 1-for-50 reverse stock split effected by the Issuer on August 16, 2024, which was exempt from reporting pursuant to Rule 16a-9. F2 · price: Each outstanding share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock or Class C Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, except for certain permitted transfers, whether or not for value. F1 · balance_after: Reflects a 1-for-50 reverse stock split effected by the Issuer on August 16, 2024, which was exempt from reporting pursuant to Rule 16a-9. F3 · ownership.nature: SoftBank Group Corp., which is a publicly traded company listed on the Tokyo Stock Exchange, is the sole shareholder of SB Global Advisers Limited, which has been appointed as manager and is responsible for making final decisions related to the acquisition, structuring, financing and disposal of SoftBank Vision Fund II-2 L.P.'s investments, including as held by SVF II Beaver (DE) LLC. SoftBank Vision Fund II-2 L.P. is the sole limited partner of SVF II Aggregator (Jersey) L.P., which is the sole member of SVF II Holdings (DE) LLC, which is the sole member of SVF II Beaver (DE) LLC. As a result of these relationships, each of these entities may be deemed to share beneficial ownership of the securities held of record by SVF II Beaver (DE) LLC. Read SEC document |
| June 11, 2024 Filed Jun 14, 2024 01:00 UTC | WeWork Inc. WE · Entity 89201 | OtherLetters of Credit · Derivative | 19,318,943 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-24-023776 · ownership.xml · derivative · entry 9 SOFTBANK VISION FUND II-2 L.P. · CIK 0001787613 · 10% owner SB Global Advisers Ltd · CIK 0001883884 · 10% owner SOFTBANK GROUP CORP. · CIK 0001065521 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By SoftBank Vision Fund II-2 L.P. Disclosed balance after: 19,318,943 Underlying: Common Stock · 19,318,943 shares Expires not disclosed F6 · derivative.exercise_price: In connection with drawings in respect of certain letters of credit, the Issuer may transfer to SoftBank Vision Fund II-2 L.P. a number of shares of Common Stock, determined in accordance with a conversion price per share set forth in the Issuer's credit agreement entered into on the Effective Date in connection with the confirmation of the Plan, for a total amount of up to 19,318,943 shares of Common Stock. F6 · kind: In connection with drawings in respect of certain letters of credit, the Issuer may transfer to SoftBank Vision Fund II-2 L.P. a number of shares of Common Stock, determined in accordance with a conversion price per share set forth in the Issuer's credit agreement entered into on the Effective Date in connection with the confirmation of the Plan, for a total amount of up to 19,318,943 shares of Common Stock. F6 · price: In connection with drawings in respect of certain letters of credit, the Issuer may transfer to SoftBank Vision Fund II-2 L.P. a number of shares of Common Stock, determined in accordance with a conversion price per share set forth in the Issuer's credit agreement entered into on the Effective Date in connection with the confirmation of the Plan, for a total amount of up to 19,318,943 shares of Common Stock. F6 · derivative.exercise_date: In connection with drawings in respect of certain letters of credit, the Issuer may transfer to SoftBank Vision Fund II-2 L.P. a number of shares of Common Stock, determined in accordance with a conversion price per share set forth in the Issuer's credit agreement entered into on the Effective Date in connection with the confirmation of the Plan, for a total amount of up to 19,318,943 shares of Common Stock. F6 · derivative.expiration_date: In connection with drawings in respect of certain letters of credit, the Issuer may transfer to SoftBank Vision Fund II-2 L.P. a number of shares of Common Stock, determined in accordance with a conversion price per share set forth in the Issuer's credit agreement entered into on the Effective Date in connection with the confirmation of the Plan, for a total amount of up to 19,318,943 shares of Common Stock. F3 · ownership.nature: SoftBank Group Corp., which is a publicly traded company listed on the Tokyo Stock Exchange, is the sole shareholder of SB Global Advisers Limited, which has been appointed as manager and is exclusively responsible for making final decisions related to the acquisition, structuring, financing and disposal of SoftBank Vision Fund II-2 L.P.'s investments, including as held by SVF II WW (DE) LLC and SVF II WW Holdings (Cayman) Limited. SoftBank Vision Fund II-2 L.P. is the sole limited partner of SVF II Aggregator (Jersey) L.P., which is the sole member of SVF II Holdings (DE) LLC, which is the sole member of SVF II WW (DE) LLC. SVF II WW Holdings (Cayman) Limited is a wholly owned subsidiary of SVF II WW (DE) LLC. As a result of these relationships, each of the foregoing entities may be deemed to share beneficial ownership of the securities reported herein. Read SEC document |
| June 11, 2024 Filed Jun 14, 2024 01:00 UTC | WeWork Inc. WE · Entity 89201 | Other12.000% Third Lien Exchangeable PIK Notes due 2027 · Derivative | Not disclosed | Not disclosed | $269,625,000.00 |
DisclosureSEC source: 0001493152-24-023776 · ownership.xml · derivative · entry 8 SOFTBANK VISION FUND II-2 L.P. · CIK 0001787613 · 10% owner SB Global Advisers Ltd · CIK 0001883884 · 10% owner SOFTBANK GROUP CORP. · CIK 0001065521 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By SVF II Aggregator (Jersey) L.P. Disclosed balance after: Not disclosed Underlying: Class A Common Stock · 5,614,006 shares Expires not disclosed F5 · derivative.exercise_price: On the Effective Date, pursuant to the Plan, each of the Second Lien Exchangeable Notes and the Third Lien Exchangeable Notes were cancelled. F5 · kind: On the Effective Date, pursuant to the Plan, each of the Second Lien Exchangeable Notes and the Third Lien Exchangeable Notes were cancelled. F5 · price: On the Effective Date, pursuant to the Plan, each of the Second Lien Exchangeable Notes and the Third Lien Exchangeable Notes were cancelled. F5 · derivative.exercise_date: On the Effective Date, pursuant to the Plan, each of the Second Lien Exchangeable Notes and the Third Lien Exchangeable Notes were cancelled. F5 · derivative.expiration_date: On the Effective Date, pursuant to the Plan, each of the Second Lien Exchangeable Notes and the Third Lien Exchangeable Notes were cancelled. F2 · derivative.underlying_shares: Reflects a 1-for-40 reverse stock split effected by the Issuer on September 1, 2023. F3 · ownership.nature: SoftBank Group Corp., which is a publicly traded company listed on the Tokyo Stock Exchange, is the sole shareholder of SB Global Advisers Limited, which has been appointed as manager and is exclusively responsible for making final decisions related to the acquisition, structuring, financing and disposal of SoftBank Vision Fund II-2 L.P.'s investments, including as held by SVF II WW (DE) LLC and SVF II WW Holdings (Cayman) Limited. SoftBank Vision Fund II-2 L.P. is the sole limited partner of SVF II Aggregator (Jersey) L.P., which is the sole member of SVF II Holdings (DE) LLC, which is the sole member of SVF II WW (DE) LLC. SVF II WW Holdings (Cayman) Limited is a wholly owned subsidiary of SVF II WW (DE) LLC. As a result of these relationships, each of the foregoing entities may be deemed to share beneficial ownership of the securities reported herein. Read SEC document |
| June 11, 2024 Filed Jun 14, 2024 01:00 UTC | WeWork Inc. WE · Entity 89201 | Other11.000% Second Lien Exchangeable PIK Notes due 2027 · Derivative | Not disclosed | Not disclosed | $187,500,000.00 |
DisclosureSEC source: 0001493152-24-023776 · ownership.xml · derivative · entry 7 SOFTBANK VISION FUND II-2 L.P. · CIK 0001787613 · 10% owner SB Global Advisers Ltd · CIK 0001883884 · 10% owner SOFTBANK GROUP CORP. · CIK 0001065521 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By SVF II Aggregator (Jersey) L.P. Disclosed balance after: Not disclosed Underlying: Class A Common Stock · 3,904,037 shares Expires not disclosed F5 · derivative.exercise_price: On the Effective Date, pursuant to the Plan, each of the Second Lien Exchangeable Notes and the Third Lien Exchangeable Notes were cancelled. F5 · kind: On the Effective Date, pursuant to the Plan, each of the Second Lien Exchangeable Notes and the Third Lien Exchangeable Notes were cancelled. F5 · price: On the Effective Date, pursuant to the Plan, each of the Second Lien Exchangeable Notes and the Third Lien Exchangeable Notes were cancelled. F5 · derivative.exercise_date: On the Effective Date, pursuant to the Plan, each of the Second Lien Exchangeable Notes and the Third Lien Exchangeable Notes were cancelled. F5 · derivative.expiration_date: On the Effective Date, pursuant to the Plan, each of the Second Lien Exchangeable Notes and the Third Lien Exchangeable Notes were cancelled. F2 · derivative.underlying_shares: Reflects a 1-for-40 reverse stock split effected by the Issuer on September 1, 2023. F3 · ownership.nature: SoftBank Group Corp., which is a publicly traded company listed on the Tokyo Stock Exchange, is the sole shareholder of SB Global Advisers Limited, which has been appointed as manager and is exclusively responsible for making final decisions related to the acquisition, structuring, financing and disposal of SoftBank Vision Fund II-2 L.P.'s investments, including as held by SVF II WW (DE) LLC and SVF II WW Holdings (Cayman) Limited. SoftBank Vision Fund II-2 L.P. is the sole limited partner of SVF II Aggregator (Jersey) L.P., which is the sole member of SVF II Holdings (DE) LLC, which is the sole member of SVF II WW (DE) LLC. SVF II WW Holdings (Cayman) Limited is a wholly owned subsidiary of SVF II WW (DE) LLC. As a result of these relationships, each of the foregoing entities may be deemed to share beneficial ownership of the securities reported herein. Read SEC document |
| June 11, 2024 Filed Jun 14, 2024 01:00 UTC | WeWork Inc. WE · Entity 89201 | OtherWarrants · Derivative | 298,089 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-24-023776 · ownership.xml · derivative · entry 6 SOFTBANK VISION FUND II-2 L.P. · CIK 0001787613 · 10% owner SB Global Advisers Ltd · CIK 0001883884 · 10% owner SOFTBANK GROUP CORP. · CIK 0001065521 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By SVF II WW Holdings (Cayman) Limited Disclosed balance after: 0 Underlying: Class A Common Stock · 298,089 shares Expires not disclosed F1 · derivative.exercise_price: On November 6, 2023, the Issuer and certain of its direct and indirect subsidiaries (together with the Issuer, the "Debtors") filed voluntary petitions in the United States Bankruptcy Court for the District of New Jersey (the "Bankruptcy Court"), seeking relief under the provisions of Chapter 11 of Title 11 of the United States Bankruptcy Code. On May 30, 2024, the Bankruptcy Court entered an order confirming the Debtors' Third Amended Joint Chapter 11 Plan of Reorganization of WeWork Inc. and its Debtor Subsidiaries (the "Plan"), and on June 11, 2024 (the "Effective Date"), the Plan became effective pursuant to its terms and the Debtors emerged from bankruptcy. On the Effective Date, all outstanding existing shares of Class A common stock (the "Old Common Stock") and warrants, each exercisable for shares of Old Common Stock, were cancelled and extinguished pursuant to the Plan. F1 · kind: On November 6, 2023, the Issuer and certain of its direct and indirect subsidiaries (together with the Issuer, the "Debtors") filed voluntary petitions in the United States Bankruptcy Court for the District of New Jersey (the "Bankruptcy Court"), seeking relief under the provisions of Chapter 11 of Title 11 of the United States Bankruptcy Code. On May 30, 2024, the Bankruptcy Court entered an order confirming the Debtors' Third Amended Joint Chapter 11 Plan of Reorganization of WeWork Inc. and its Debtor Subsidiaries (the "Plan"), and on June 11, 2024 (the "Effective Date"), the Plan became effective pursuant to its terms and the Debtors emerged from bankruptcy. On the Effective Date, all outstanding existing shares of Class A common stock (the "Old Common Stock") and warrants, each exercisable for shares of Old Common Stock, were cancelled and extinguished pursuant to the Plan. F1 · price: On November 6, 2023, the Issuer and certain of its direct and indirect subsidiaries (together with the Issuer, the "Debtors") filed voluntary petitions in the United States Bankruptcy Court for the District of New Jersey (the "Bankruptcy Court"), seeking relief under the provisions of Chapter 11 of Title 11 of the United States Bankruptcy Code. On May 30, 2024, the Bankruptcy Court entered an order confirming the Debtors' Third Amended Joint Chapter 11 Plan of Reorganization of WeWork Inc. and its Debtor Subsidiaries (the "Plan"), and on June 11, 2024 (the "Effective Date"), the Plan became effective pursuant to its terms and the Debtors emerged from bankruptcy. On the Effective Date, all outstanding existing shares of Class A common stock (the "Old Common Stock") and warrants, each exercisable for shares of Old Common Stock, were cancelled and extinguished pursuant to the Plan. F1 · derivative.exercise_date: On November 6, 2023, the Issuer and certain of its direct and indirect subsidiaries (together with the Issuer, the "Debtors") filed voluntary petitions in the United States Bankruptcy Court for the District of New Jersey (the "Bankruptcy Court"), seeking relief under the provisions of Chapter 11 of Title 11 of the United States Bankruptcy Code. On May 30, 2024, the Bankruptcy Court entered an order confirming the Debtors' Third Amended Joint Chapter 11 Plan of Reorganization of WeWork Inc. and its Debtor Subsidiaries (the "Plan"), and on June 11, 2024 (the "Effective Date"), the Plan became effective pursuant to its terms and the Debtors emerged from bankruptcy. On the Effective Date, all outstanding existing shares of Class A common stock (the "Old Common Stock") and warrants, each exercisable for shares of Old Common Stock, were cancelled and extinguished pursuant to the Plan. F1 · derivative.expiration_date: On November 6, 2023, the Issuer and certain of its direct and indirect subsidiaries (together with the Issuer, the "Debtors") filed voluntary petitions in the United States Bankruptcy Court for the District of New Jersey (the "Bankruptcy Court"), seeking relief under the provisions of Chapter 11 of Title 11 of the United States Bankruptcy Code. On May 30, 2024, the Bankruptcy Court entered an order confirming the Debtors' Third Amended Joint Chapter 11 Plan of Reorganization of WeWork Inc. and its Debtor Subsidiaries (the "Plan"), and on June 11, 2024 (the "Effective Date"), the Plan became effective pursuant to its terms and the Debtors emerged from bankruptcy. On the Effective Date, all outstanding existing shares of Class A common stock (the "Old Common Stock") and warrants, each exercisable for shares of Old Common Stock, were cancelled and extinguished pursuant to the Plan. F2 · derivative.underlying_shares: Reflects a 1-for-40 reverse stock split effected by the Issuer on September 1, 2023. F3 · ownership.nature: SoftBank Group Corp., which is a publicly traded company listed on the Tokyo Stock Exchange, is the sole shareholder of SB Global Advisers Limited, which has been appointed as manager and is exclusively responsible for making final decisions related to the acquisition, structuring, financing and disposal of SoftBank Vision Fund II-2 L.P.'s investments, including as held by SVF II WW (DE) LLC and SVF II WW Holdings (Cayman) Limited. SoftBank Vision Fund II-2 L.P. is the sole limited partner of SVF II Aggregator (Jersey) L.P., which is the sole member of SVF II Holdings (DE) LLC, which is the sole member of SVF II WW (DE) LLC. SVF II WW Holdings (Cayman) Limited is a wholly owned subsidiary of SVF II WW (DE) LLC. As a result of these relationships, each of the foregoing entities may be deemed to share beneficial ownership of the securities reported herein. Read SEC document |
| June 11, 2024 Filed Jun 14, 2024 01:00 UTC | WeWork Inc. WE · Entity 89201 | OtherWarrants · Derivative | 126,432 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-24-023776 · ownership.xml · derivative · entry 5 SOFTBANK VISION FUND II-2 L.P. · CIK 0001787613 · 10% owner SB Global Advisers Ltd · CIK 0001883884 · 10% owner SOFTBANK GROUP CORP. · CIK 0001065521 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By SVF II WW (DE) LLC Disclosed balance after: 0 Underlying: Class A Common Stock · 126,432 shares Expires not disclosed F1 · derivative.exercise_price: On November 6, 2023, the Issuer and certain of its direct and indirect subsidiaries (together with the Issuer, the "Debtors") filed voluntary petitions in the United States Bankruptcy Court for the District of New Jersey (the "Bankruptcy Court"), seeking relief under the provisions of Chapter 11 of Title 11 of the United States Bankruptcy Code. On May 30, 2024, the Bankruptcy Court entered an order confirming the Debtors' Third Amended Joint Chapter 11 Plan of Reorganization of WeWork Inc. and its Debtor Subsidiaries (the "Plan"), and on June 11, 2024 (the "Effective Date"), the Plan became effective pursuant to its terms and the Debtors emerged from bankruptcy. On the Effective Date, all outstanding existing shares of Class A common stock (the "Old Common Stock") and warrants, each exercisable for shares of Old Common Stock, were cancelled and extinguished pursuant to the Plan. F1 · kind: On November 6, 2023, the Issuer and certain of its direct and indirect subsidiaries (together with the Issuer, the "Debtors") filed voluntary petitions in the United States Bankruptcy Court for the District of New Jersey (the "Bankruptcy Court"), seeking relief under the provisions of Chapter 11 of Title 11 of the United States Bankruptcy Code. On May 30, 2024, the Bankruptcy Court entered an order confirming the Debtors' Third Amended Joint Chapter 11 Plan of Reorganization of WeWork Inc. and its Debtor Subsidiaries (the "Plan"), and on June 11, 2024 (the "Effective Date"), the Plan became effective pursuant to its terms and the Debtors emerged from bankruptcy. On the Effective Date, all outstanding existing shares of Class A common stock (the "Old Common Stock") and warrants, each exercisable for shares of Old Common Stock, were cancelled and extinguished pursuant to the Plan. F1 · price: On November 6, 2023, the Issuer and certain of its direct and indirect subsidiaries (together with the Issuer, the "Debtors") filed voluntary petitions in the United States Bankruptcy Court for the District of New Jersey (the "Bankruptcy Court"), seeking relief under the provisions of Chapter 11 of Title 11 of the United States Bankruptcy Code. On May 30, 2024, the Bankruptcy Court entered an order confirming the Debtors' Third Amended Joint Chapter 11 Plan of Reorganization of WeWork Inc. and its Debtor Subsidiaries (the "Plan"), and on June 11, 2024 (the "Effective Date"), the Plan became effective pursuant to its terms and the Debtors emerged from bankruptcy. On the Effective Date, all outstanding existing shares of Class A common stock (the "Old Common Stock") and warrants, each exercisable for shares of Old Common Stock, were cancelled and extinguished pursuant to the Plan. F1 · derivative.exercise_date: On November 6, 2023, the Issuer and certain of its direct and indirect subsidiaries (together with the Issuer, the "Debtors") filed voluntary petitions in the United States Bankruptcy Court for the District of New Jersey (the "Bankruptcy Court"), seeking relief under the provisions of Chapter 11 of Title 11 of the United States Bankruptcy Code. On May 30, 2024, the Bankruptcy Court entered an order confirming the Debtors' Third Amended Joint Chapter 11 Plan of Reorganization of WeWork Inc. and its Debtor Subsidiaries (the "Plan"), and on June 11, 2024 (the "Effective Date"), the Plan became effective pursuant to its terms and the Debtors emerged from bankruptcy. On the Effective Date, all outstanding existing shares of Class A common stock (the "Old Common Stock") and warrants, each exercisable for shares of Old Common Stock, were cancelled and extinguished pursuant to the Plan. F1 · derivative.expiration_date: On November 6, 2023, the Issuer and certain of its direct and indirect subsidiaries (together with the Issuer, the "Debtors") filed voluntary petitions in the United States Bankruptcy Court for the District of New Jersey (the "Bankruptcy Court"), seeking relief under the provisions of Chapter 11 of Title 11 of the United States Bankruptcy Code. On May 30, 2024, the Bankruptcy Court entered an order confirming the Debtors' Third Amended Joint Chapter 11 Plan of Reorganization of WeWork Inc. and its Debtor Subsidiaries (the "Plan"), and on June 11, 2024 (the "Effective Date"), the Plan became effective pursuant to its terms and the Debtors emerged from bankruptcy. On the Effective Date, all outstanding existing shares of Class A common stock (the "Old Common Stock") and warrants, each exercisable for shares of Old Common Stock, were cancelled and extinguished pursuant to the Plan. F2 · derivative.underlying_shares: Reflects a 1-for-40 reverse stock split effected by the Issuer on September 1, 2023. F3 · ownership.nature: SoftBank Group Corp., which is a publicly traded company listed on the Tokyo Stock Exchange, is the sole shareholder of SB Global Advisers Limited, which has been appointed as manager and is exclusively responsible for making final decisions related to the acquisition, structuring, financing and disposal of SoftBank Vision Fund II-2 L.P.'s investments, including as held by SVF II WW (DE) LLC and SVF II WW Holdings (Cayman) Limited. SoftBank Vision Fund II-2 L.P. is the sole limited partner of SVF II Aggregator (Jersey) L.P., which is the sole member of SVF II Holdings (DE) LLC, which is the sole member of SVF II WW (DE) LLC. SVF II WW Holdings (Cayman) Limited is a wholly owned subsidiary of SVF II WW (DE) LLC. As a result of these relationships, each of the foregoing entities may be deemed to share beneficial ownership of the securities reported herein. Read SEC document |
| June 11, 2024 Filed Jun 14, 2024 01:00 UTC | WeWork Inc. WE · Entity 89201 | OtherWarrants · Derivative | 723,720 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-24-023776 · ownership.xml · derivative · entry 4 SOFTBANK VISION FUND II-2 L.P. · CIK 0001787613 · 10% owner SB Global Advisers Ltd · CIK 0001883884 · 10% owner SOFTBANK GROUP CORP. · CIK 0001065521 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By SVF II WW Holdings (Cayman) Limited Disclosed balance after: 0 Underlying: Class A Common Stock · 723,720 shares Expires not disclosed F1 · derivative.exercise_price: On November 6, 2023, the Issuer and certain of its direct and indirect subsidiaries (together with the Issuer, the "Debtors") filed voluntary petitions in the United States Bankruptcy Court for the District of New Jersey (the "Bankruptcy Court"), seeking relief under the provisions of Chapter 11 of Title 11 of the United States Bankruptcy Code. On May 30, 2024, the Bankruptcy Court entered an order confirming the Debtors' Third Amended Joint Chapter 11 Plan of Reorganization of WeWork Inc. and its Debtor Subsidiaries (the "Plan"), and on June 11, 2024 (the "Effective Date"), the Plan became effective pursuant to its terms and the Debtors emerged from bankruptcy. On the Effective Date, all outstanding existing shares of Class A common stock (the "Old Common Stock") and warrants, each exercisable for shares of Old Common Stock, were cancelled and extinguished pursuant to the Plan. F1 · kind: On November 6, 2023, the Issuer and certain of its direct and indirect subsidiaries (together with the Issuer, the "Debtors") filed voluntary petitions in the United States Bankruptcy Court for the District of New Jersey (the "Bankruptcy Court"), seeking relief under the provisions of Chapter 11 of Title 11 of the United States Bankruptcy Code. On May 30, 2024, the Bankruptcy Court entered an order confirming the Debtors' Third Amended Joint Chapter 11 Plan of Reorganization of WeWork Inc. and its Debtor Subsidiaries (the "Plan"), and on June 11, 2024 (the "Effective Date"), the Plan became effective pursuant to its terms and the Debtors emerged from bankruptcy. On the Effective Date, all outstanding existing shares of Class A common stock (the "Old Common Stock") and warrants, each exercisable for shares of Old Common Stock, were cancelled and extinguished pursuant to the Plan. F1 · price: On November 6, 2023, the Issuer and certain of its direct and indirect subsidiaries (together with the Issuer, the "Debtors") filed voluntary petitions in the United States Bankruptcy Court for the District of New Jersey (the "Bankruptcy Court"), seeking relief under the provisions of Chapter 11 of Title 11 of the United States Bankruptcy Code. On May 30, 2024, the Bankruptcy Court entered an order confirming the Debtors' Third Amended Joint Chapter 11 Plan of Reorganization of WeWork Inc. and its Debtor Subsidiaries (the "Plan"), and on June 11, 2024 (the "Effective Date"), the Plan became effective pursuant to its terms and the Debtors emerged from bankruptcy. On the Effective Date, all outstanding existing shares of Class A common stock (the "Old Common Stock") and warrants, each exercisable for shares of Old Common Stock, were cancelled and extinguished pursuant to the Plan. F1 · derivative.exercise_date: On November 6, 2023, the Issuer and certain of its direct and indirect subsidiaries (together with the Issuer, the "Debtors") filed voluntary petitions in the United States Bankruptcy Court for the District of New Jersey (the "Bankruptcy Court"), seeking relief under the provisions of Chapter 11 of Title 11 of the United States Bankruptcy Code. On May 30, 2024, the Bankruptcy Court entered an order confirming the Debtors' Third Amended Joint Chapter 11 Plan of Reorganization of WeWork Inc. and its Debtor Subsidiaries (the "Plan"), and on June 11, 2024 (the "Effective Date"), the Plan became effective pursuant to its terms and the Debtors emerged from bankruptcy. On the Effective Date, all outstanding existing shares of Class A common stock (the "Old Common Stock") and warrants, each exercisable for shares of Old Common Stock, were cancelled and extinguished pursuant to the Plan. F1 · derivative.expiration_date: On November 6, 2023, the Issuer and certain of its direct and indirect subsidiaries (together with the Issuer, the "Debtors") filed voluntary petitions in the United States Bankruptcy Court for the District of New Jersey (the "Bankruptcy Court"), seeking relief under the provisions of Chapter 11 of Title 11 of the United States Bankruptcy Code. On May 30, 2024, the Bankruptcy Court entered an order confirming the Debtors' Third Amended Joint Chapter 11 Plan of Reorganization of WeWork Inc. and its Debtor Subsidiaries (the "Plan"), and on June 11, 2024 (the "Effective Date"), the Plan became effective pursuant to its terms and the Debtors emerged from bankruptcy. On the Effective Date, all outstanding existing shares of Class A common stock (the "Old Common Stock") and warrants, each exercisable for shares of Old Common Stock, were cancelled and extinguished pursuant to the Plan. F2 · derivative.underlying_shares: Reflects a 1-for-40 reverse stock split effected by the Issuer on September 1, 2023. F3 · ownership.nature: SoftBank Group Corp., which is a publicly traded company listed on the Tokyo Stock Exchange, is the sole shareholder of SB Global Advisers Limited, which has been appointed as manager and is exclusively responsible for making final decisions related to the acquisition, structuring, financing and disposal of SoftBank Vision Fund II-2 L.P.'s investments, including as held by SVF II WW (DE) LLC and SVF II WW Holdings (Cayman) Limited. SoftBank Vision Fund II-2 L.P. is the sole limited partner of SVF II Aggregator (Jersey) L.P., which is the sole member of SVF II Holdings (DE) LLC, which is the sole member of SVF II WW (DE) LLC. SVF II WW Holdings (Cayman) Limited is a wholly owned subsidiary of SVF II WW (DE) LLC. As a result of these relationships, each of the foregoing entities may be deemed to share beneficial ownership of the securities reported herein. Read SEC document |
| June 11, 2024 Filed Jun 14, 2024 01:00 UTC | WeWork Inc. WE · Entity 89201 | OtherCommon Stock | 6,342,141 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-24-023776 · ownership.xml · nonDerivative · entry 3 SOFTBANK VISION FUND II-2 L.P. · CIK 0001787613 · 10% owner SB Global Advisers Ltd · CIK 0001883884 · 10% owner SOFTBANK GROUP CORP. · CIK 0001065521 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By SoftBank Vision Fund II-2 L.P. Disclosed balance after: 6,342,141 F4 · kind: Represents shares of the Issuer's new common stock, par value $0.0001 per share ("Common Stock"), issued to SoftBank Vision Fund II-2 L.P. on the Effective Date, pursuant to the Plan, in exchange for debt securities of the Issuer previously held by SoftBank Vision Fund II-2 L.P. F4 · price: Represents shares of the Issuer's new common stock, par value $0.0001 per share ("Common Stock"), issued to SoftBank Vision Fund II-2 L.P. on the Effective Date, pursuant to the Plan, in exchange for debt securities of the Issuer previously held by SoftBank Vision Fund II-2 L.P. F3 · ownership.nature: SoftBank Group Corp., which is a publicly traded company listed on the Tokyo Stock Exchange, is the sole shareholder of SB Global Advisers Limited, which has been appointed as manager and is exclusively responsible for making final decisions related to the acquisition, structuring, financing and disposal of SoftBank Vision Fund II-2 L.P.'s investments, including as held by SVF II WW (DE) LLC and SVF II WW Holdings (Cayman) Limited. SoftBank Vision Fund II-2 L.P. is the sole limited partner of SVF II Aggregator (Jersey) L.P., which is the sole member of SVF II Holdings (DE) LLC, which is the sole member of SVF II WW (DE) LLC. SVF II WW Holdings (Cayman) Limited is a wholly owned subsidiary of SVF II WW (DE) LLC. As a result of these relationships, each of the foregoing entities may be deemed to share beneficial ownership of the securities reported herein. Read SEC document |
| June 11, 2024 Filed Jun 14, 2024 01:00 UTC | WeWork Inc. WE · Entity 89201 | OtherClass A Common Stock | 101,239 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-24-023776 · ownership.xml · nonDerivative · entry 2 SOFTBANK VISION FUND II-2 L.P. · CIK 0001787613 · 10% owner SB Global Advisers Ltd · CIK 0001883884 · 10% owner SOFTBANK GROUP CORP. · CIK 0001065521 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By SVF II WW (DE) LLC Disclosed balance after: 0 F1 · kind: On November 6, 2023, the Issuer and certain of its direct and indirect subsidiaries (together with the Issuer, the "Debtors") filed voluntary petitions in the United States Bankruptcy Court for the District of New Jersey (the "Bankruptcy Court"), seeking relief under the provisions of Chapter 11 of Title 11 of the United States Bankruptcy Code. On May 30, 2024, the Bankruptcy Court entered an order confirming the Debtors' Third Amended Joint Chapter 11 Plan of Reorganization of WeWork Inc. and its Debtor Subsidiaries (the "Plan"), and on June 11, 2024 (the "Effective Date"), the Plan became effective pursuant to its terms and the Debtors emerged from bankruptcy. On the Effective Date, all outstanding existing shares of Class A common stock (the "Old Common Stock") and warrants, each exercisable for shares of Old Common Stock, were cancelled and extinguished pursuant to the Plan. F2 · shares: Reflects a 1-for-40 reverse stock split effected by the Issuer on September 1, 2023. F1 · price: On November 6, 2023, the Issuer and certain of its direct and indirect subsidiaries (together with the Issuer, the "Debtors") filed voluntary petitions in the United States Bankruptcy Court for the District of New Jersey (the "Bankruptcy Court"), seeking relief under the provisions of Chapter 11 of Title 11 of the United States Bankruptcy Code. On May 30, 2024, the Bankruptcy Court entered an order confirming the Debtors' Third Amended Joint Chapter 11 Plan of Reorganization of WeWork Inc. and its Debtor Subsidiaries (the "Plan"), and on June 11, 2024 (the "Effective Date"), the Plan became effective pursuant to its terms and the Debtors emerged from bankruptcy. On the Effective Date, all outstanding existing shares of Class A common stock (the "Old Common Stock") and warrants, each exercisable for shares of Old Common Stock, were cancelled and extinguished pursuant to the Plan. F3 · ownership.nature: SoftBank Group Corp., which is a publicly traded company listed on the Tokyo Stock Exchange, is the sole shareholder of SB Global Advisers Limited, which has been appointed as manager and is exclusively responsible for making final decisions related to the acquisition, structuring, financing and disposal of SoftBank Vision Fund II-2 L.P.'s investments, including as held by SVF II WW (DE) LLC and SVF II WW Holdings (Cayman) Limited. SoftBank Vision Fund II-2 L.P. is the sole limited partner of SVF II Aggregator (Jersey) L.P., which is the sole member of SVF II Holdings (DE) LLC, which is the sole member of SVF II WW (DE) LLC. SVF II WW Holdings (Cayman) Limited is a wholly owned subsidiary of SVF II WW (DE) LLC. As a result of these relationships, each of the foregoing entities may be deemed to share beneficial ownership of the securities reported herein. Read SEC document |
| June 11, 2024 Filed Jun 14, 2024 01:00 UTC | WeWork Inc. WE · Entity 89201 | OtherClass A Common Stock | 35,829,976 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-24-023776 · ownership.xml · nonDerivative · entry 1 SOFTBANK VISION FUND II-2 L.P. · CIK 0001787613 · 10% owner SB Global Advisers Ltd · CIK 0001883884 · 10% owner SOFTBANK GROUP CORP. · CIK 0001065521 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By SVF II WW Holdings (Cayman) Limited Disclosed balance after: 0 F1 · kind: On November 6, 2023, the Issuer and certain of its direct and indirect subsidiaries (together with the Issuer, the "Debtors") filed voluntary petitions in the United States Bankruptcy Court for the District of New Jersey (the "Bankruptcy Court"), seeking relief under the provisions of Chapter 11 of Title 11 of the United States Bankruptcy Code. On May 30, 2024, the Bankruptcy Court entered an order confirming the Debtors' Third Amended Joint Chapter 11 Plan of Reorganization of WeWork Inc. and its Debtor Subsidiaries (the "Plan"), and on June 11, 2024 (the "Effective Date"), the Plan became effective pursuant to its terms and the Debtors emerged from bankruptcy. On the Effective Date, all outstanding existing shares of Class A common stock (the "Old Common Stock") and warrants, each exercisable for shares of Old Common Stock, were cancelled and extinguished pursuant to the Plan. F2 · shares: Reflects a 1-for-40 reverse stock split effected by the Issuer on September 1, 2023. F1 · price: On November 6, 2023, the Issuer and certain of its direct and indirect subsidiaries (together with the Issuer, the "Debtors") filed voluntary petitions in the United States Bankruptcy Court for the District of New Jersey (the "Bankruptcy Court"), seeking relief under the provisions of Chapter 11 of Title 11 of the United States Bankruptcy Code. On May 30, 2024, the Bankruptcy Court entered an order confirming the Debtors' Third Amended Joint Chapter 11 Plan of Reorganization of WeWork Inc. and its Debtor Subsidiaries (the "Plan"), and on June 11, 2024 (the "Effective Date"), the Plan became effective pursuant to its terms and the Debtors emerged from bankruptcy. On the Effective Date, all outstanding existing shares of Class A common stock (the "Old Common Stock") and warrants, each exercisable for shares of Old Common Stock, were cancelled and extinguished pursuant to the Plan. F3 · ownership.nature: SoftBank Group Corp., which is a publicly traded company listed on the Tokyo Stock Exchange, is the sole shareholder of SB Global Advisers Limited, which has been appointed as manager and is exclusively responsible for making final decisions related to the acquisition, structuring, financing and disposal of SoftBank Vision Fund II-2 L.P.'s investments, including as held by SVF II WW (DE) LLC and SVF II WW Holdings (Cayman) Limited. SoftBank Vision Fund II-2 L.P. is the sole limited partner of SVF II Aggregator (Jersey) L.P., which is the sole member of SVF II Holdings (DE) LLC, which is the sole member of SVF II WW (DE) LLC. SVF II WW Holdings (Cayman) Limited is a wholly owned subsidiary of SVF II WW (DE) LLC. As a result of these relationships, each of the foregoing entities may be deemed to share beneficial ownership of the securities reported herein. Read SEC document |
| December 29, 2023 Filed Jan 4, 2024 02:30 UTC | Moatable, Inc. MTBL · Entity 79813 | SaleClass A Ordinary Shares | 117,388,451 | $0.02 | $2,465,157.47 |
DisclosureSEC source: 0001062993-24-000341 · form4.xml · nonDerivative · entry 1 SOFTBANK GROUP CORP. · CIK 0001065521 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · ownership.direct: These shares are held by SoftBank Group Capital Limited, a wholly owned subsidiary of the reporting person. Read SEC document |
| July 23, 2023 Filed Jul 25, 2023 21:43 UTC | Symbotic Inc. SYM · Entity 2319 | OtherCommon Stock Warrants (right to buy) · Derivative | 11,434,360 | Not disclosed Strike: $41.97 | Not disclosed |
DisclosureSEC source: 0001062993-23-015316 · form4.xml · derivative · entry 4 SVF II SPAC Investment 3 (DE) LLC · CIK 0001934312 · 10% owner SVF II Holdings (DE) LLC · CIK 0001883900 · 10% owner SVF II Aggregator (Jersey) L.P. · CIK 0001883559 · 10% owner SOFTBANK VISION FUND II-2 L.P. · CIK 0001787613 · 10% owner SB Global Advisers Ltd · CIK 0001883884 · 10% owner SB Northstar GP · CIK 0001972882 · 10% owner SB Management Ltd · CIK 0001818296 · 10% owner SOFTBANK GROUP CORP. · CIK 0001065521 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Sunlight Investment Corp. Disclosed balance after: 11,434,360 Underlying: Class A Common Stock · 11,434,360 shares Expires not disclosed F4 · kind: The warrants were issued pursuant to that certain Framework Agreement, dated as of July 23, 2023, by and among the issuer, Symbotic Holdings LLC, Symbotic LLC, Sunlight Investment Corp., SSI AIV and GreenBox Systems LLC. F4 · price: The warrants were issued pursuant to that certain Framework Agreement, dated as of July 23, 2023, by and among the issuer, Symbotic Holdings LLC, Symbotic LLC, Sunlight Investment Corp., SSI AIV and GreenBox Systems LLC. F5 · derivative.exercise_date: Exercise of the warrants is subject to certain conditions set forth in the warrant, including the satisfaction of certain funding obligations pursuant to that certain Master Services, License and Equipment Agreement, dated as of July 23, 2023, by and between GreenBox Systems LLC and Symbotic LLC (the "MSLEA"). F6 · derivative.expiration_date: The warrants expire on the later of (i) expiration of the term of the MSLEA and (ii) the date that is the 36-month anniversary of the date on which the warrant vested with respect to the applicable shares. The term of the MSLEA expires on July 23, 2027 unless earlier terminated pursuant to the terms of the MSLEA; provided that the term may be extended by GreenBox Systems LLC until July 23, 2029, subject to certain conditions. F2 · ownership.nature: SoftBank Group Corp. ("SoftBank"), which is a publicly traded company listed on the Tokyo Stock Exchange, is the sole shareholder of SB Global Advisers Limited ("SBGA"), which has been appointed as manager and is exclusively responsible for making final decisions related to the acquisition, structuring, financing and disposal of SoftBank Vision Fund II-2 L.P.'s investments, including as held by SVF II SPAC Investment 3 (DE) LLC. SoftBank Vision Fund II-2 L.P. is the sole limited partner of SVF II Aggregator (Jersey) L.P., which is the sole member of SVF II Holdings (DE) LLC, which is the sole member of SVF II SPAC Investment 3 (DE) LLC. SoftBank is the parent company of SB Northstar GP, which is the general partner of SB Northstar LP. (Footnote continued in Footnote 3) F3 · ownership.nature: (Continued from Footnote 2) SoftBank is the parent company of SSI AIV, which is the sole stockholder of Sunlight Investment Corp. As a result of these relationships, each of the foregoing entities may be deemed to share beneficial ownership of the securities reported herein. Read SEC document |
| July 23, 2023 Filed Jul 25, 2023 21:43 UTC | Symbotic Inc. SYM · Entity 2319 | PurchaseClass A Common Stock | 17,825,312 | $28.05 | $500,000,001.60 |
DisclosureSEC source: 0001062993-23-015316 · form4.xml · nonDerivative · entry 1 SVF II SPAC Investment 3 (DE) LLC · CIK 0001934312 · 10% owner SVF II Holdings (DE) LLC · CIK 0001883900 · 10% owner SVF II Aggregator (Jersey) L.P. · CIK 0001883559 · 10% owner SOFTBANK VISION FUND II-2 L.P. · CIK 0001787613 · 10% owner SB Global Advisers Ltd · CIK 0001883884 · 10% owner SB Northstar GP · CIK 0001972882 · 10% owner SB Management Ltd · CIK 0001818296 · 10% owner SOFTBANK GROUP CORP. · CIK 0001065521 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By SVF II Strategic Investments AIV LLC Disclosed balance after: 17,825,312 F1 · kind: Pursuant to that certain Stock Purchase Agreement, dated as of July 23, 2023, by and among The RBC Millennium Trust, the Richard B. Cohen Revocable Trust (together with The RBC Millennium Trust, the "Sellers") and SVF II Strategic Investments AIV LLC ("SSI AIV"), SSI AIV purchased an aggregate of 17,825,312 shares of Class A common stock of the issuer from the Sellers for an aggregate purchase price of $500 million. F2 · ownership.nature: SoftBank Group Corp. ("SoftBank"), which is a publicly traded company listed on the Tokyo Stock Exchange, is the sole shareholder of SB Global Advisers Limited ("SBGA"), which has been appointed as manager and is exclusively responsible for making final decisions related to the acquisition, structuring, financing and disposal of SoftBank Vision Fund II-2 L.P.'s investments, including as held by SVF II SPAC Investment 3 (DE) LLC. SoftBank Vision Fund II-2 L.P. is the sole limited partner of SVF II Aggregator (Jersey) L.P., which is the sole member of SVF II Holdings (DE) LLC, which is the sole member of SVF II SPAC Investment 3 (DE) LLC. SoftBank is the parent company of SB Northstar GP, which is the general partner of SB Northstar LP. (Footnote continued in Footnote 3) F3 · ownership.nature: (Continued from Footnote 2) SoftBank is the parent company of SSI AIV, which is the sole stockholder of Sunlight Investment Corp. As a result of these relationships, each of the foregoing entities may be deemed to share beneficial ownership of the securities reported herein. Read SEC document |
| June 26, 2023 Filed Jun 28, 2023 21:51 UTC | Berkshire Grey, Inc. BGRY · Entity 111173 | Purchase20% Convertible Senior Note · Derivative | Not disclosed | $12,000,000.00 Strike: $1.40 | $12,000,000.00 |
DisclosureSEC source: 0001062993-23-014116 · form4.xml · derivative · entry 2 SOFTBANK GROUP CORP. · CIK 0001065521 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Backgammon Investment Corp. Disclosed balance after: Not disclosed Underlying: Class A Common Stock · 8,571,428 shares Expires not disclosed F2 · derivative.exercise_price: The initial conversion price is approximately $1.40 per share of Class A Common Stock, subject to adjustment as set forth in the NPA (as defined in Footnote 3). F3 · kind: In connection with the execution of the Merger Agreement, on March 24, 2023, the Issuer and Backgammon Investment Corp. ("BIC") entered into a Note Purchase Agreement (the "NPA"), pursuant to which, on June 26, 2023, BIC purchased $12 million principal amount of the 20% Convertible Senior Notes (the "Convertible Notes") of the Issuer. F4 · derivative.exercise_date: At any time after the Merger Agreement has been terminated without consummation of the merger, or in connection with the closing of the merger, the holder of any Convertible Notes may convert any or all of such holder's Convertible Notes into shares of Class A Common Stock. F5 · derivative.expiration_date: The Convertible Notes will mature on the earlier of (i) six months following the termination of the Merger Agreement and (ii) June 30, 2024, unless earlier repurchased or converted. F6 · ownership.nature: Backgammon Investment Corp. is a wholly owned subsidiary of SoftBank. Read SEC document |
| May 23, 2023 Filed May 26, 2023 01:30 UTC | Moatable, Inc. RENN · Entity 79813 | SaleClass B Ordinary Shares · Derivative | 135,129,480 | $0.03 Strike: $0.00 | $3,378,237.00 |
DisclosureSEC source: 0001062993-23-012246 · form4.xml · derivative · entry 2 SOFTBANK GROUP CORP. · CIK 0001065521 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Ordinary Shares · 135,129,480 shares Expires not disclosed F2 · derivative.exercise_price: Each Class B Ordinary Share is convertible at any time into one Class A Ordinary Share. F2 · derivative.exercise_date: Each Class B Ordinary Share is convertible at any time into one Class A Ordinary Share. F2 · derivative.expiration_date: Each Class B Ordinary Share is convertible at any time into one Class A Ordinary Share. F1 · ownership.direct: These shares are held by SoftBank Group Capital Limited, a wholly owned subsidiary of the reporting person. Read SEC document |
| May 23, 2023 Filed May 26, 2023 01:30 UTC | Moatable, Inc. RENN · Entity 79813 | SaleClass A Ordinary Shares | 152,870,520 | $0.03 | $3,821,763.00 |
DisclosureSEC source: 0001062993-23-012246 · form4.xml · nonDerivative · entry 1 SOFTBANK GROUP CORP. · CIK 0001065521 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 117,388,451 F1 · ownership.direct: These shares are held by SoftBank Group Capital Limited, a wholly owned subsidiary of the reporting person. Read SEC document |
| May 05, 2023 Filed May 10, 2023 01:30 UTC | WeWork Inc. WE · Entity 89201 | Other12.000% Third Lien Exchangeable PIK Notes due 2027 · Derivative | Not disclosed | Not disclosed Strike: $1.20 | $269,625,000.00 |
DisclosureSEC source: 0000899243-23-012479 · doc4.xml · derivative · entry 4 SVF II WW Holdings (Cayman) Ltd · CIK 0001889433 · 10% owner SVF II Aggregator (Jersey) L.P. · CIK 0001883559 · 10% owner SOFTBANK VISION FUND II-2 L.P. · CIK 0001787613 · 10% owner SOFTBANK GROUP CORP. · CIK 0001065521 · 10% owner SB Global Advisers Ltd · CIK 0001883884 · 10% owner SVF II WW (DE) LLC · CIK 0001890179 · 10% owner SVF II Holdings (DE) LLC · CIK 0001883900 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By SVF II Aggregator (Jersey) L.P. Disclosed balance after: Not disclosed Underlying: Class A Common Stock · 224,560,249 shares Expires not disclosed F1 · kind: On May 5, 2023, pursuant to an Exchange Agreement between the Issuer, WeWork Companies LLC, WW Co-Obligor Inc., each a subsidiary of the Issuer (together, the "Note Issuers"), SVF II Aggregator (Jersey) L.P. ("SVF II Aggregator"), SVF II WW Holdings (Cayman) Limited ("SVF II WW Holdings"), and SoftBank Vision Fund II-2 L.P., the $1.65 billion in aggregate principal amount of the Note Issuers' 5.00% Senior Notes due 2025, Series I, outstanding were exchanged for: (i) $187.5 million in aggregate principal amount of the Note Issuers' 11.00% Second Lien Exchangeable Senior Secured PIK Notes due 2027 (the "Second Lien Exchangeable Notes") issued to SVF II Aggregator; (ii) $269.6 million in aggregate principal amount of the Note Issuers' 12.00% Third Lien Exchangeable Senior Secured PIK Notes due 2027 (the "Third Lien Exchangeable Notes") issued to SVF II Aggregator; and (iii) 1,112,900,605 shares of the Issuer's Class A Common Stock issued to SVF II WW Holdings. F1 · price: On May 5, 2023, pursuant to an Exchange Agreement between the Issuer, WeWork Companies LLC, WW Co-Obligor Inc., each a subsidiary of the Issuer (together, the "Note Issuers"), SVF II Aggregator (Jersey) L.P. ("SVF II Aggregator"), SVF II WW Holdings (Cayman) Limited ("SVF II WW Holdings"), and SoftBank Vision Fund II-2 L.P., the $1.65 billion in aggregate principal amount of the Note Issuers' 5.00% Senior Notes due 2025, Series I, outstanding were exchanged for: (i) $187.5 million in aggregate principal amount of the Note Issuers' 11.00% Second Lien Exchangeable Senior Secured PIK Notes due 2027 (the "Second Lien Exchangeable Notes") issued to SVF II Aggregator; (ii) $269.6 million in aggregate principal amount of the Note Issuers' 12.00% Third Lien Exchangeable Senior Secured PIK Notes due 2027 (the "Third Lien Exchangeable Notes") issued to SVF II Aggregator; and (iii) 1,112,900,605 shares of the Issuer's Class A Common Stock issued to SVF II WW Holdings. F3 · derivative.exercise_date: Each of the Second Lien Exchangeable Notes and the Third Lien Exchangeable Notes (together, the "Exchangeable Notes") may be exercised at the option of the holder at any time prior to the close of business on the second trading day immediately preceding the final maturity date of the Exchangeable Notes, which is August 15, 2027. The Exchangeable Notes may be exchanged for an initial amount of 832.8614 shares of Class A Common Stock per $1,000 exchange amount, subject to adjustment as set forth in the respective indentures, which initially implies a Class A Common Stock price of $1.20068 per share. F3 · derivative.expiration_date: Each of the Second Lien Exchangeable Notes and the Third Lien Exchangeable Notes (together, the "Exchangeable Notes") may be exercised at the option of the holder at any time prior to the close of business on the second trading day immediately preceding the final maturity date of the Exchangeable Notes, which is August 15, 2027. The Exchangeable Notes may be exchanged for an initial amount of 832.8614 shares of Class A Common Stock per $1,000 exchange amount, subject to adjustment as set forth in the respective indentures, which initially implies a Class A Common Stock price of $1.20068 per share. F2 · ownership.nature: SoftBank Group Corp., which is a publicly traded company listed on the Tokyo Stock Exchange, is the sole shareholder of SB Global Advisers Limited, which has been appointed as manager and is exclusively responsible for making final decisions related to the acquisition, structuring, financing and disposal of SoftBank Vision Fund II-2 L.P.'s investments, including as held by SVF II WW (DE) LLC and SVF II WW Holdings (Cayman) Limited. SoftBank Vision Fund II-2 L.P. is the sole limited partner of SVF II Aggregator (Jersey) L.P., which is the sole member of SVF II Holdings (DE) LLC, which is the sole member of SVF II WW (DE) LLC. SVF II WW Holdings (Cayman) Limited is a wholly owned subsidiary of SVF II WW (DE) LLC. As a result of these relationships, each of the foregoing entities may be deemed to share beneficial ownership of the securities reported herein. Read SEC document |
| May 05, 2023 Filed May 10, 2023 01:30 UTC | WeWork Inc. WE · Entity 89201 | Other11.000% Second Lien Exchangeable PIK Notes due 2027 · Derivative | Not disclosed | Not disclosed Strike: $1.20 | $187,500,000.00 |
DisclosureSEC source: 0000899243-23-012479 · doc4.xml · derivative · entry 3 SVF II WW Holdings (Cayman) Ltd · CIK 0001889433 · 10% owner SVF II Aggregator (Jersey) L.P. · CIK 0001883559 · 10% owner SOFTBANK VISION FUND II-2 L.P. · CIK 0001787613 · 10% owner SOFTBANK GROUP CORP. · CIK 0001065521 · 10% owner SB Global Advisers Ltd · CIK 0001883884 · 10% owner SVF II WW (DE) LLC · CIK 0001890179 · 10% owner SVF II Holdings (DE) LLC · CIK 0001883900 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By SVF II Aggregator (Jersey) L.P. Disclosed balance after: Not disclosed Underlying: Class A Common Stock · 156,161,508 shares Expires not disclosed F1 · kind: On May 5, 2023, pursuant to an Exchange Agreement between the Issuer, WeWork Companies LLC, WW Co-Obligor Inc., each a subsidiary of the Issuer (together, the "Note Issuers"), SVF II Aggregator (Jersey) L.P. ("SVF II Aggregator"), SVF II WW Holdings (Cayman) Limited ("SVF II WW Holdings"), and SoftBank Vision Fund II-2 L.P., the $1.65 billion in aggregate principal amount of the Note Issuers' 5.00% Senior Notes due 2025, Series I, outstanding were exchanged for: (i) $187.5 million in aggregate principal amount of the Note Issuers' 11.00% Second Lien Exchangeable Senior Secured PIK Notes due 2027 (the "Second Lien Exchangeable Notes") issued to SVF II Aggregator; (ii) $269.6 million in aggregate principal amount of the Note Issuers' 12.00% Third Lien Exchangeable Senior Secured PIK Notes due 2027 (the "Third Lien Exchangeable Notes") issued to SVF II Aggregator; and (iii) 1,112,900,605 shares of the Issuer's Class A Common Stock issued to SVF II WW Holdings. F1 · price: On May 5, 2023, pursuant to an Exchange Agreement between the Issuer, WeWork Companies LLC, WW Co-Obligor Inc., each a subsidiary of the Issuer (together, the "Note Issuers"), SVF II Aggregator (Jersey) L.P. ("SVF II Aggregator"), SVF II WW Holdings (Cayman) Limited ("SVF II WW Holdings"), and SoftBank Vision Fund II-2 L.P., the $1.65 billion in aggregate principal amount of the Note Issuers' 5.00% Senior Notes due 2025, Series I, outstanding were exchanged for: (i) $187.5 million in aggregate principal amount of the Note Issuers' 11.00% Second Lien Exchangeable Senior Secured PIK Notes due 2027 (the "Second Lien Exchangeable Notes") issued to SVF II Aggregator; (ii) $269.6 million in aggregate principal amount of the Note Issuers' 12.00% Third Lien Exchangeable Senior Secured PIK Notes due 2027 (the "Third Lien Exchangeable Notes") issued to SVF II Aggregator; and (iii) 1,112,900,605 shares of the Issuer's Class A Common Stock issued to SVF II WW Holdings. F3 · derivative.exercise_date: Each of the Second Lien Exchangeable Notes and the Third Lien Exchangeable Notes (together, the "Exchangeable Notes") may be exercised at the option of the holder at any time prior to the close of business on the second trading day immediately preceding the final maturity date of the Exchangeable Notes, which is August 15, 2027. The Exchangeable Notes may be exchanged for an initial amount of 832.8614 shares of Class A Common Stock per $1,000 exchange amount, subject to adjustment as set forth in the respective indentures, which initially implies a Class A Common Stock price of $1.20068 per share. F3 · derivative.expiration_date: Each of the Second Lien Exchangeable Notes and the Third Lien Exchangeable Notes (together, the "Exchangeable Notes") may be exercised at the option of the holder at any time prior to the close of business on the second trading day immediately preceding the final maturity date of the Exchangeable Notes, which is August 15, 2027. The Exchangeable Notes may be exchanged for an initial amount of 832.8614 shares of Class A Common Stock per $1,000 exchange amount, subject to adjustment as set forth in the respective indentures, which initially implies a Class A Common Stock price of $1.20068 per share. F2 · ownership.nature: SoftBank Group Corp., which is a publicly traded company listed on the Tokyo Stock Exchange, is the sole shareholder of SB Global Advisers Limited, which has been appointed as manager and is exclusively responsible for making final decisions related to the acquisition, structuring, financing and disposal of SoftBank Vision Fund II-2 L.P.'s investments, including as held by SVF II WW (DE) LLC and SVF II WW Holdings (Cayman) Limited. SoftBank Vision Fund II-2 L.P. is the sole limited partner of SVF II Aggregator (Jersey) L.P., which is the sole member of SVF II Holdings (DE) LLC, which is the sole member of SVF II WW (DE) LLC. SVF II WW Holdings (Cayman) Limited is a wholly owned subsidiary of SVF II WW (DE) LLC. As a result of these relationships, each of the foregoing entities may be deemed to share beneficial ownership of the securities reported herein. Read SEC document |
| May 05, 2023 Filed May 10, 2023 01:30 UTC | WeWork Inc. WE · Entity 89201 | OtherClass A Common Stock | 1,112,900,605 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-23-012479 · doc4.xml · nonDerivative · entry 1 SVF II WW Holdings (Cayman) Ltd · CIK 0001889433 · 10% owner SVF II Aggregator (Jersey) L.P. · CIK 0001883559 · 10% owner SOFTBANK VISION FUND II-2 L.P. · CIK 0001787613 · 10% owner SOFTBANK GROUP CORP. · CIK 0001065521 · 10% owner SB Global Advisers Ltd · CIK 0001883884 · 10% owner SVF II WW (DE) LLC · CIK 0001890179 · 10% owner SVF II Holdings (DE) LLC · CIK 0001883900 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By SVF II WW Holdings (Cayman) Limited Disclosed balance after: 1,433,199,066 F1 · kind: On May 5, 2023, pursuant to an Exchange Agreement between the Issuer, WeWork Companies LLC, WW Co-Obligor Inc., each a subsidiary of the Issuer (together, the "Note Issuers"), SVF II Aggregator (Jersey) L.P. ("SVF II Aggregator"), SVF II WW Holdings (Cayman) Limited ("SVF II WW Holdings"), and SoftBank Vision Fund II-2 L.P., the $1.65 billion in aggregate principal amount of the Note Issuers' 5.00% Senior Notes due 2025, Series I, outstanding were exchanged for: (i) $187.5 million in aggregate principal amount of the Note Issuers' 11.00% Second Lien Exchangeable Senior Secured PIK Notes due 2027 (the "Second Lien Exchangeable Notes") issued to SVF II Aggregator; (ii) $269.6 million in aggregate principal amount of the Note Issuers' 12.00% Third Lien Exchangeable Senior Secured PIK Notes due 2027 (the "Third Lien Exchangeable Notes") issued to SVF II Aggregator; and (iii) 1,112,900,605 shares of the Issuer's Class A Common Stock issued to SVF II WW Holdings. F1 · price: On May 5, 2023, pursuant to an Exchange Agreement between the Issuer, WeWork Companies LLC, WW Co-Obligor Inc., each a subsidiary of the Issuer (together, the "Note Issuers"), SVF II Aggregator (Jersey) L.P. ("SVF II Aggregator"), SVF II WW Holdings (Cayman) Limited ("SVF II WW Holdings"), and SoftBank Vision Fund II-2 L.P., the $1.65 billion in aggregate principal amount of the Note Issuers' 5.00% Senior Notes due 2025, Series I, outstanding were exchanged for: (i) $187.5 million in aggregate principal amount of the Note Issuers' 11.00% Second Lien Exchangeable Senior Secured PIK Notes due 2027 (the "Second Lien Exchangeable Notes") issued to SVF II Aggregator; (ii) $269.6 million in aggregate principal amount of the Note Issuers' 12.00% Third Lien Exchangeable Senior Secured PIK Notes due 2027 (the "Third Lien Exchangeable Notes") issued to SVF II Aggregator; and (iii) 1,112,900,605 shares of the Issuer's Class A Common Stock issued to SVF II WW Holdings. F2 · ownership.nature: SoftBank Group Corp., which is a publicly traded company listed on the Tokyo Stock Exchange, is the sole shareholder of SB Global Advisers Limited, which has been appointed as manager and is exclusively responsible for making final decisions related to the acquisition, structuring, financing and disposal of SoftBank Vision Fund II-2 L.P.'s investments, including as held by SVF II WW (DE) LLC and SVF II WW Holdings (Cayman) Limited. SoftBank Vision Fund II-2 L.P. is the sole limited partner of SVF II Aggregator (Jersey) L.P., which is the sole member of SVF II Holdings (DE) LLC, which is the sole member of SVF II WW (DE) LLC. SVF II WW Holdings (Cayman) Limited is a wholly owned subsidiary of SVF II WW (DE) LLC. As a result of these relationships, each of the foregoing entities may be deemed to share beneficial ownership of the securities reported herein. Read SEC document |
| May 04, 2023 Filed Jun 14, 2023 01:00 UTC | Valor Latitude Acquisition Corp. VLAT · Entity 112402 | OtherClass A Ordinary Shares | 3,000,000 | $10.27 | $30,810,000.00 |
DisclosureSEC source: 0000899243-23-015499 · doc4.xml · nonDerivative · entry 1 SOFTBANK GROUP CORP. · CIK 0001065521 · 10% owner SBLA Holdings (Cayman) L.P. · CIK 0001911793 · 10% owner SB Global Advisers Ltd · CIK 0001883884 · 10% owner SBLA Latin America Fund LLC · CIK 0001930509 · 10% owner SBLA Investments II LLC · CIK 0001928942 · 10% owner SLA Investments IV LLC · CIK 0001928953 · 10% owner Phoenix SPAC Holdco LLC · CIK 0001855140 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Phoenix SPAC Holdco LLC Disclosed balance after: 0 F1 · ownership.nature: SoftBank Group Corp., which is a publicly traded company listed on the Tokyo Stock Exchange, is the sole shareholder of SB Global Advisers Limited, which has been appointed as manager and is exclusively responsible for making final decisions related to the acquisition, structuring, financing and disposal of SBLA Latin America Fund LLC's investments, including as held by Phoenix SPAC Holdco LLC. SBLA Latin America Fund LLC is the sole member of SBLA Investments II LLC, which is the sole member of SLA Investments IV LLC, which is the sole limited partner of SBLA Holdings (Cayman) L.P., which is the sole member of Phoenix SPAC Holdco LLC. As a result of these relationships, each of the foregoing entities may be deemed to share beneficial ownership of the securities reported herein. Read SEC document |
| April 28, 2023 Filed May 1, 2023 20:04 UTC | Berkshire Grey, Inc. BGRY · Entity 111173 | Purchase20% Convertible Senior Note · Derivative | Not disclosed | $12,000,000.00 Strike: $1.40 | $12,000,000.00 |
DisclosureSEC source: 0001062993-23-009784 · form4.xml · derivative · entry 2 SOFTBANK GROUP CORP. · CIK 0001065521 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Backgammon Investment Corp Disclosed balance after: Not disclosed Underlying: Class A Common Stock · 8,571,428 shares Expires not disclosed F2 · derivative.exercise_price: The initial conversion price is approximately $1.40 per share of Class A Common Stock, subject to adjustment as set forth in the NPA (as defined in Footnote 3). F3 · kind: In connection with the execution of the Merger Agreement, on March 24, 2023, the Issuer and Backgammon Investment Corp. ("BIC") entered into a Note Purchase Agreement (the "NPA"), pursuant to which, on April 28, 2023, BIC purchased $12 million principal amount of the 20% Convertible Senior Notes (the "Convertible Notes") of the Issuer. F4 · derivative.exercise_date: At any time after the Merger Agreement has been terminated without consummation of the merger, or in connection with the closing of the merger, the holder of any Convertible Notes may convert any or all of such holder's Convertible Notes into shares of Class A Common Stock. F5 · derivative.expiration_date: The Convertible Notes will mature on the earlier of (i) six months following the termination of the Merger Agreement and (ii) June 30, 2024, unless earlier repurchased or converted. F6 · ownership.nature: Backgammon Investment Corp. is a wholly owned subsidiary of SoftBank. Read SEC document |
| August 08, 2022 Filed Aug 9, 2022 01:22 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | SaleCommon Stock | 6,683,133 | $8.17 | $54,601,196.61 |
DisclosureSEC source: 0001062993-22-017500 · form4.xml · nonDerivative · entry 2 SOFTBANK GROUP CORP · CIK 0001065521 · 10% owner Delaware Project 10 L.L.C. · CIK 0001872350 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Delaware Project 10 L.L.C. Disclosed balance after: 83,216,977 F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $7.88 to $8.48. The Reporting Persons undertake to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. Read SEC document |
| August 05, 2022 Filed Aug 9, 2022 01:22 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | SaleCommon Stock | 5,381,785 | $7.99 | $43,000,462.15 |
DisclosureSEC source: 0001062993-22-017500 · form4.xml · nonDerivative · entry 1 SOFTBANK GROUP CORP · CIK 0001065521 · 10% owner Delaware Project 10 L.L.C. · CIK 0001872350 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Delaware Project 10 L.L.C. Disclosed balance after: 89,900,110 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $7.82 to $8.255. The Reporting Persons undertake to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. Read SEC document |
| June 08, 2022 Filed Jun 9, 2022 20:19 UTC | Learn CW Investment Corp LCW · Entity 86938 | SaleClass A Ordinary Shares | 3,427,000 | $9.50 | $32,556,500.00 |
DisclosureSEC source: 0001062993-22-014553 · form4.xml · nonDerivative · entry 1 SOFTBANK GROUP CORP · CIK 0001065521 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By SB Northstar LP Disclosed balance after: 6,573,000 F1 · ownership.nature: The securities reported herein are held directly by SB Northstar LP, a Cayman Islands exempted limited partnership ("SB Fund"). Until March 31, 2022, SB Management Limited, a wholly owned subsidiary of the Reporting Person, was the manager of SB Fund. On March 31, 2022, SB Management Limited ceased to be the manager of SB Fund and management of the SB Fund reverted to SB Northstar GP, a Cayman Islands exempted company ("Fund GP"), the general partner of SB Fund and a wholly-owned subsidiary of the Reporting Person. The filing of this statement should not be construed as an admission that the Reporting Person, SB Fund or Fund GP is, for the purposes of Section 16 of the Securities Exchange Act of 1934, the beneficial owner of the securities reported herein except to the extent of its pecuniary interest therein. Read SEC document |
| November 18, 2021 Filed Nov 22, 2021 21:43 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | SaleCommon Stock | 22,514,038 | $21.60 | $486,303,220.80 |
DisclosureSEC source: 0001062993-21-011363 · form4.xml · nonDerivative · entry 1 SOFTBANK GROUP CORP · CIK 0001065521 · Director · 10% owner Delaware Project 10 L.L.C. · CIK 0001872350 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Delaware Project 10 L.L.C. Disclosed balance after: 95,281,895 F1 · ownership.nature: Michel Combes and Carlos Carniero de Medeiros, each a member of the board of directors of the Issuer, were elected as representatives of SoftBank Group Corp. and Delaware Project 10 L.L.C. As a result, each of these entities is a director by deputization for Section 16 purposes. F2 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. Read SEC document |
| November 09, 2021 Filed Nov 13, 2021 01:10 UTC | ESS Tech, Inc. GWH · Entity 7856 | OtherCommon Stock | 33,791 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-044472 · doc4.xml · nonDerivative · entry 2 SOFTBANK GROUP CORP · CIK 0001065521 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 35,953,699 F1 · kind: Pursuant to an "earnout" provision of the Agreement and Plan of Merger, dated as of May 6, 2021 (the "Merger Agreement"), by and among ACON S2 Acquisition Corp, SCharge Merger Sub, Inc., and ESS Tech, Inc. (the "Issuer"), the reporting person is entitled to receive additional shares of Issuer common stock, for no additional consideration, if the volume weighted average price of Issuer common stock over twenty trading days within any thirty trading day period exceeds certain thresholds (the "Earnout Rights"). Of these Earnout Rights, one half will be issued if the volume weighted average price of the Issuer common stock over twenty trading days within any thirty trading day period is greater than or equal to $12.50, and one half will be issued if the volume weighted average price of the Issuer common stock over twenty trading days within any thirty trading day period is greater than or equal to $15.00. Each of these conditions was met as of November 9, 2021. F2 · kind: Following the closing of the merger, the Issuer determined that aggregate Transaction Expenses (as defined in the Merger Agreement) were lower than had been estimated at the time of closing. Pursuant to the Merger Agreement, this lower amount of Transaction Expenses resulted in an Expense Shortfall (as defined therein), which increased the Adjusted Equity Value (as defined therein). Effective as of November 9, 2021, the reporting person was entitled to receive 4,204,936 shares of Issuer common stock pursuant to the Earnout Rights and 33,791 shares of Issuer common stock pursuant to the Expense Shortfall. F3 · ownership.nature: These shares are held directly by SB Energy Global Holdings One Ltd. ("Holdings One"), a wholly owned subsidiary of SB Energy Global Holdings Limited, which is a wholly owned subsidiary of SoftBank Group Capital Ltd, which is a wholly owned subsidiary of SoftBank Group Corp. ("SoftBank"). SoftBank may be deemed to have voting and dispositive power with respect to the shares held by Holdings One. Read SEC document |
| November 09, 2021 Filed Nov 13, 2021 01:10 UTC | ESS Tech, Inc. GWH · Entity 7856 | OtherCommon Stock | 4,204,936 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-044472 · doc4.xml · nonDerivative · entry 1 SOFTBANK GROUP CORP · CIK 0001065521 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 35,919,908 F1 · kind: Pursuant to an "earnout" provision of the Agreement and Plan of Merger, dated as of May 6, 2021 (the "Merger Agreement"), by and among ACON S2 Acquisition Corp, SCharge Merger Sub, Inc., and ESS Tech, Inc. (the "Issuer"), the reporting person is entitled to receive additional shares of Issuer common stock, for no additional consideration, if the volume weighted average price of Issuer common stock over twenty trading days within any thirty trading day period exceeds certain thresholds (the "Earnout Rights"). Of these Earnout Rights, one half will be issued if the volume weighted average price of the Issuer common stock over twenty trading days within any thirty trading day period is greater than or equal to $12.50, and one half will be issued if the volume weighted average price of the Issuer common stock over twenty trading days within any thirty trading day period is greater than or equal to $15.00. Each of these conditions was met as of November 9, 2021. F3 · ownership.nature: These shares are held directly by SB Energy Global Holdings One Ltd. ("Holdings One"), a wholly owned subsidiary of SB Energy Global Holdings Limited, which is a wholly owned subsidiary of SoftBank Group Capital Ltd, which is a wholly owned subsidiary of SoftBank Group Corp. ("SoftBank"). SoftBank may be deemed to have voting and dispositive power with respect to the shares held by Holdings One. Read SEC document |
| September 23, 2021 Filed Sep 28, 2021 01:37 UTC | T-Mobile US, Inc. TMUS · Entity 2064 | OtherCall option (obligation to sell) · Derivative | 26,348,874 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-037930 · doc4.xml · derivative · entry 3 SOFTBANK GROUP CORP · CIK 0001065521 · Director Delaware Project 6 L.L.C. · CIK 0001815949 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Delaware Project 6 L.L.C. Disclosed balance after: 18,556,605 Underlying: Common Stock · 26,348,874 shares Expires 2024-06-22 F1 · security: Fixed price call options for which the per share strike price is $101.455 (the "Fixed Options"). Deutsche Telekom AG ("DT") has, pursuant to the terms of the Fixed Options, elected to pay the exercise price for these options in the form of 133,672,515 no par value registered shares of DT ("DT Shares"). F1 · derivative.exercise_price: Fixed price call options for which the per share strike price is $101.455 (the "Fixed Options"). Deutsche Telekom AG ("DT") has, pursuant to the terms of the Fixed Options, elected to pay the exercise price for these options in the form of 133,672,515 no par value registered shares of DT ("DT Shares"). F1 · price: Fixed price call options for which the per share strike price is $101.455 (the "Fixed Options"). Deutsche Telekom AG ("DT") has, pursuant to the terms of the Fixed Options, elected to pay the exercise price for these options in the form of 133,672,515 no par value registered shares of DT ("DT Shares"). Read SEC document |
| September 23, 2021 Filed Sep 28, 2021 01:37 UTC | T-Mobile US, Inc. TMUS · Entity 2064 | OtherCommon Stock | 19,017,795 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-037930 · doc4.xml · nonDerivative · entry 2 SOFTBANK GROUP CORP · CIK 0001065521 · Director Delaware Project 6 L.L.C. · CIK 0001815949 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Delaware Project 6 L.L.C. Disclosed balance after: 60,924,954 F2 · price: Floating price call options for which the aggregate strike price is equal to 91,327,485 DT Shares. Read SEC document |
| September 23, 2021 Filed Sep 28, 2021 01:37 UTC | T-Mobile US, Inc. TMUS · Entity 2064 | OtherCommon Stock | 26,348,874 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-037930 · doc4.xml · nonDerivative · entry 1 SOFTBANK GROUP CORP · CIK 0001065521 · Director Delaware Project 6 L.L.C. · CIK 0001815949 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Delaware Project 6 L.L.C. Disclosed balance after: 79,942,749 F1 · price: Fixed price call options for which the per share strike price is $101.455 (the "Fixed Options"). Deutsche Telekom AG ("DT") has, pursuant to the terms of the Fixed Options, elected to pay the exercise price for these options in the form of 133,672,515 no par value registered shares of DT ("DT Shares"). Read SEC document |
| September 08, 2021 Filed Sep 10, 2021 20:52 UTC | T-Mobile US, Inc. TMUS · Entity 2064 | OtherForward sale contract (obligation to sell) · Derivative | 17,935,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-035561 · doc4.xml · derivative · entry 1 SOFTBANK GROUP CORP · CIK 0001065521 · Director Delaware Project 6 L.L.C. · CIK 0001815949 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Delaware Project 6 L.L.C. Disclosed balance after: 17,935,000 Underlying: Common Stock · 17,935,000 shares Expires 2024-06-25 F1 · derivative.exercise_price: On September 8, 2021, Delaware Project 6 L.L.C. ("Project 6 LLC") entered into master confirmations under Rule 144 under the Securities Act of 1933, as amended, in respect of two variable prepaid forward sale contracts (the "Forward Contracts") with unaffiliated dealers covering up to a maximum of 17,935,000 shares of the Issuer's common stock (the "Subject Shares"). The Forward Contracts provide for cash settlement based on the average of the daily volume-weighted average trading prices of the Issuer's common stock over the 20 trading day period beginning on May 29, 2024 (the "Settlement Price"). Project 6 LLC has the option to elect to settle the Forward Contracts on a physical basis. F2 · derivative.exercise_price: In exchange for entering into the Forward Contracts and assuming the obligations thereunder, Project 6 will receive a cash payment of $1,809,096,276.00. F3 · derivative.exercise_price: The cash equivalent to the value of the Subject Shares to be delivered to the dealers on the Settlement Date is to be determined as follows: (a) if the Settlement Price is equal to or less than $116.388 per Share (the "Forward Floor Price"), Project 6 LLC will deliver to the dealers the cash equivalent value of the Subject Shares based on the Settlement Price; (b) if the Settlement Price is between the Forward Floor Price and $161.650 per Share (the "Forward Cap Price"), Project 6 LLC will deliver to the dealers the cash equivalent value of the Subject Shares based on the Settlement Price, multiplied by a fraction, (i) the numerator of which is the Forward Floor Price and (ii) the denominator of which is the Settlement Price; and (c) if the Settlement Price is greater than the Forward Cap Price, F4 · derivative.exercise_price: (Continued from footnote 3) Project 6 LLC will deliver to the dealers the cash equivalent value of the Subject Shares based on the Settlement Price multiplied by a fraction (i) the numerator of which is the sum of (x) the Forward Floor Price and (y) the Settlement Price minus the Forward Cap Price, and (ii) the denominator of which is the Settlement Price. F1 · kind: On September 8, 2021, Delaware Project 6 L.L.C. ("Project 6 LLC") entered into master confirmations under Rule 144 under the Securities Act of 1933, as amended, in respect of two variable prepaid forward sale contracts (the "Forward Contracts") with unaffiliated dealers covering up to a maximum of 17,935,000 shares of the Issuer's common stock (the "Subject Shares"). The Forward Contracts provide for cash settlement based on the average of the daily volume-weighted average trading prices of the Issuer's common stock over the 20 trading day period beginning on May 29, 2024 (the "Settlement Price"). Project 6 LLC has the option to elect to settle the Forward Contracts on a physical basis. F2 · kind: In exchange for entering into the Forward Contracts and assuming the obligations thereunder, Project 6 will receive a cash payment of $1,809,096,276.00. F3 · kind: The cash equivalent to the value of the Subject Shares to be delivered to the dealers on the Settlement Date is to be determined as follows: (a) if the Settlement Price is equal to or less than $116.388 per Share (the "Forward Floor Price"), Project 6 LLC will deliver to the dealers the cash equivalent value of the Subject Shares based on the Settlement Price; (b) if the Settlement Price is between the Forward Floor Price and $161.650 per Share (the "Forward Cap Price"), Project 6 LLC will deliver to the dealers the cash equivalent value of the Subject Shares based on the Settlement Price, multiplied by a fraction, (i) the numerator of which is the Forward Floor Price and (ii) the denominator of which is the Settlement Price; and (c) if the Settlement Price is greater than the Forward Cap Price, F4 · kind: (Continued from footnote 3) Project 6 LLC will deliver to the dealers the cash equivalent value of the Subject Shares based on the Settlement Price multiplied by a fraction (i) the numerator of which is the sum of (x) the Forward Floor Price and (y) the Settlement Price minus the Forward Cap Price, and (ii) the denominator of which is the Settlement Price. F1 · shares: On September 8, 2021, Delaware Project 6 L.L.C. ("Project 6 LLC") entered into master confirmations under Rule 144 under the Securities Act of 1933, as amended, in respect of two variable prepaid forward sale contracts (the "Forward Contracts") with unaffiliated dealers covering up to a maximum of 17,935,000 shares of the Issuer's common stock (the "Subject Shares"). The Forward Contracts provide for cash settlement based on the average of the daily volume-weighted average trading prices of the Issuer's common stock over the 20 trading day period beginning on May 29, 2024 (the "Settlement Price"). Project 6 LLC has the option to elect to settle the Forward Contracts on a physical basis. F1 · price: On September 8, 2021, Delaware Project 6 L.L.C. ("Project 6 LLC") entered into master confirmations under Rule 144 under the Securities Act of 1933, as amended, in respect of two variable prepaid forward sale contracts (the "Forward Contracts") with unaffiliated dealers covering up to a maximum of 17,935,000 shares of the Issuer's common stock (the "Subject Shares"). The Forward Contracts provide for cash settlement based on the average of the daily volume-weighted average trading prices of the Issuer's common stock over the 20 trading day period beginning on May 29, 2024 (the "Settlement Price"). Project 6 LLC has the option to elect to settle the Forward Contracts on a physical basis. F2 · price: In exchange for entering into the Forward Contracts and assuming the obligations thereunder, Project 6 will receive a cash payment of $1,809,096,276.00. F3 · price: The cash equivalent to the value of the Subject Shares to be delivered to the dealers on the Settlement Date is to be determined as follows: (a) if the Settlement Price is equal to or less than $116.388 per Share (the "Forward Floor Price"), Project 6 LLC will deliver to the dealers the cash equivalent value of the Subject Shares based on the Settlement Price; (b) if the Settlement Price is between the Forward Floor Price and $161.650 per Share (the "Forward Cap Price"), Project 6 LLC will deliver to the dealers the cash equivalent value of the Subject Shares based on the Settlement Price, multiplied by a fraction, (i) the numerator of which is the Forward Floor Price and (ii) the denominator of which is the Settlement Price; and (c) if the Settlement Price is greater than the Forward Cap Price, F4 · price: (Continued from footnote 3) Project 6 LLC will deliver to the dealers the cash equivalent value of the Subject Shares based on the Settlement Price multiplied by a fraction (i) the numerator of which is the sum of (x) the Forward Floor Price and (y) the Settlement Price minus the Forward Cap Price, and (ii) the denominator of which is the Settlement Price. F1 · derivative.exercise_date: On September 8, 2021, Delaware Project 6 L.L.C. ("Project 6 LLC") entered into master confirmations under Rule 144 under the Securities Act of 1933, as amended, in respect of two variable prepaid forward sale contracts (the "Forward Contracts") with unaffiliated dealers covering up to a maximum of 17,935,000 shares of the Issuer's common stock (the "Subject Shares"). The Forward Contracts provide for cash settlement based on the average of the daily volume-weighted average trading prices of the Issuer's common stock over the 20 trading day period beginning on May 29, 2024 (the "Settlement Price"). Project 6 LLC has the option to elect to settle the Forward Contracts on a physical basis. F2 · derivative.exercise_date: In exchange for entering into the Forward Contracts and assuming the obligations thereunder, Project 6 will receive a cash payment of $1,809,096,276.00. F3 · derivative.exercise_date: The cash equivalent to the value of the Subject Shares to be delivered to the dealers on the Settlement Date is to be determined as follows: (a) if the Settlement Price is equal to or less than $116.388 per Share (the "Forward Floor Price"), Project 6 LLC will deliver to the dealers the cash equivalent value of the Subject Shares based on the Settlement Price; (b) if the Settlement Price is between the Forward Floor Price and $161.650 per Share (the "Forward Cap Price"), Project 6 LLC will deliver to the dealers the cash equivalent value of the Subject Shares based on the Settlement Price, multiplied by a fraction, (i) the numerator of which is the Forward Floor Price and (ii) the denominator of which is the Settlement Price; and (c) if the Settlement Price is greater than the Forward Cap Price, F4 · derivative.exercise_date: (Continued from footnote 3) Project 6 LLC will deliver to the dealers the cash equivalent value of the Subject Shares based on the Settlement Price multiplied by a fraction (i) the numerator of which is the sum of (x) the Forward Floor Price and (y) the Settlement Price minus the Forward Cap Price, and (ii) the denominator of which is the Settlement Price. F1 · derivative.underlying_shares: On September 8, 2021, Delaware Project 6 L.L.C. ("Project 6 LLC") entered into master confirmations under Rule 144 under the Securities Act of 1933, as amended, in respect of two variable prepaid forward sale contracts (the "Forward Contracts") with unaffiliated dealers covering up to a maximum of 17,935,000 shares of the Issuer's common stock (the "Subject Shares"). The Forward Contracts provide for cash settlement based on the average of the daily volume-weighted average trading prices of the Issuer's common stock over the 20 trading day period beginning on May 29, 2024 (the "Settlement Price"). Project 6 LLC has the option to elect to settle the Forward Contracts on a physical basis. F1 · balance_after: On September 8, 2021, Delaware Project 6 L.L.C. ("Project 6 LLC") entered into master confirmations under Rule 144 under the Securities Act of 1933, as amended, in respect of two variable prepaid forward sale contracts (the "Forward Contracts") with unaffiliated dealers covering up to a maximum of 17,935,000 shares of the Issuer's common stock (the "Subject Shares"). The Forward Contracts provide for cash settlement based on the average of the daily volume-weighted average trading prices of the Issuer's common stock over the 20 trading day period beginning on May 29, 2024 (the "Settlement Price"). Project 6 LLC has the option to elect to settle the Forward Contracts on a physical basis. Read SEC document |
| September 01, 2021 Filed Sep 3, 2021 21:52 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | GrantCommon Stock | 31,427 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-21-008258 · form4.xml · nonDerivative · entry 1 SOFTBANK GROUP CORP · CIK 0001065521 · Director Delaware Project 10 L.L.C. · CIK 0001872350 · Director Combes Michel · CIK 0001708849 · Director CARNEIRO DE MEDEIROS CARLOS HENRIQUE · CIK 0001862136 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Delaware Project 10 L.L.C. Disclosed balance after: 117,827,360 F1 · shares: Represents shares of common stock pursuant to an award of RSUs granted to Messrs. Combes and Medeiros in connection with their services as directors of the Issuer. Messrs. Combes and Medeiros assigned all rights, title and interest in the RSUs reported herein to Delaware Project 10 L.L.C ("DE Project 10"). Accordingly, the RSUs were issued directly to DE Project 10. Messrs. Combes and Medeiros disclaim beneficial ownership of such shares as they have no pecuniary interest in the shares. These RSUs vest on the earlier of (i) June 14, 2022 and (ii) the time of the annual stockholder meeting that occurs during the 2022 fiscal year. F2 · ownership.nature: The shares are directly held by DE Project 10. SoftBank Group Corp. ("SoftBank") may be deemed to have voting and dispositive power with respect to the shares held by DE Project 10. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. F3 · ownership.nature: Messrs. Combes and Medeiros serve as managers of DE Project 10 and in other roles at SoftBank entities. As a result, each of DE Project 10 and SoftBank is a director by deputization for Section 16 purposes. Read SEC document |
| July 14, 2021 Filed Jul 23, 2021 21:43 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | OtherCommon Stock | 117,795,933 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-21-006693 · form4.xml · nonDerivative · entry 3 SOFTBANK GROUP CORP · CIK 0001065521 · Director · 10% owner SoftBank Group Capital Ltd · CIK 0001755163 · Director · 10% owner SB SONIC HOLDCO (UK) LTD · CIK 0001864932 · Director · 10% owner Delaware Project 10 L.L.C. · CIK 0001872350 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Delaware Project 10 L.L.C. Disclosed balance after: 117,795,933 F1 · kind: The shares were originally held by SoftBank Group Capital Ltd. ("SBGC") and SB Sonic HoldCo (UK) Limited ("SB Sonic"), each wholly owned subsidiaries of SoftBank Group Corp. ("SoftBank"). On July 21, 2021, SoftBank transferred the shares from SBGC and SB Sonic to Delaware Project 10 L.L.C. ("DE Project 10"), also a wholly owned subsidiary of SoftBank. F1 · price: The shares were originally held by SoftBank Group Capital Ltd. ("SBGC") and SB Sonic HoldCo (UK) Limited ("SB Sonic"), each wholly owned subsidiaries of SoftBank Group Corp. ("SoftBank"). On July 21, 2021, SoftBank transferred the shares from SBGC and SB Sonic to Delaware Project 10 L.L.C. ("DE Project 10"), also a wholly owned subsidiary of SoftBank. F1 · balance_after: The shares were originally held by SoftBank Group Capital Ltd. ("SBGC") and SB Sonic HoldCo (UK) Limited ("SB Sonic"), each wholly owned subsidiaries of SoftBank Group Corp. ("SoftBank"). On July 21, 2021, SoftBank transferred the shares from SBGC and SB Sonic to Delaware Project 10 L.L.C. ("DE Project 10"), also a wholly owned subsidiary of SoftBank. F3 · ownership.nature: Michel Combes and Carlos Carniero de Medeiros, each a member of the board of directors of the Issuer, were elected as representatives of SoftBank, SBGC, SB Sonic, and now DE Project 10. Messrs. Combes and Medeiros serve as managers of DE Project 10 and in other roles at SoftBank entities. As a result, each of these entities is a director by deputization for Section 16 purposes. F4 · ownership.nature: The shares are directly held by DE Project 10. SoftBank may be deemed to have voting and dispositive power with respect to the shares held by DE Project 10. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| July 14, 2021 Filed Jul 23, 2021 21:43 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | OtherCommon Stock | 53,110,699 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-21-006693 · form4.xml · nonDerivative · entry 2 SOFTBANK GROUP CORP · CIK 0001065521 · Director · 10% owner SoftBank Group Capital Ltd · CIK 0001755163 · Director · 10% owner SB SONIC HOLDCO (UK) LTD · CIK 0001864932 · Director · 10% owner Delaware Project 10 L.L.C. · CIK 0001872350 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By SoftBank Group Capital Ltd Disclosed balance after: 0 F1 · kind: The shares were originally held by SoftBank Group Capital Ltd. ("SBGC") and SB Sonic HoldCo (UK) Limited ("SB Sonic"), each wholly owned subsidiaries of SoftBank Group Corp. ("SoftBank"). On July 21, 2021, SoftBank transferred the shares from SBGC and SB Sonic to Delaware Project 10 L.L.C. ("DE Project 10"), also a wholly owned subsidiary of SoftBank. F2 · shares: The shares initially reported as acquired in the Form 4 filed on June 2, 2021 were adjusted by the Issuer as a result of a post transaction review. The shares reported herein reflect the number of shares acquired by SBGC (less the shares disposed to the Issuer on May 28, 2021, as reported on the Form 4 filed on June 2, 2021) and SB Sonic in the business combination. F1 · price: The shares were originally held by SoftBank Group Capital Ltd. ("SBGC") and SB Sonic HoldCo (UK) Limited ("SB Sonic"), each wholly owned subsidiaries of SoftBank Group Corp. ("SoftBank"). On July 21, 2021, SoftBank transferred the shares from SBGC and SB Sonic to Delaware Project 10 L.L.C. ("DE Project 10"), also a wholly owned subsidiary of SoftBank. F1 · balance_after: The shares were originally held by SoftBank Group Capital Ltd. ("SBGC") and SB Sonic HoldCo (UK) Limited ("SB Sonic"), each wholly owned subsidiaries of SoftBank Group Corp. ("SoftBank"). On July 21, 2021, SoftBank transferred the shares from SBGC and SB Sonic to Delaware Project 10 L.L.C. ("DE Project 10"), also a wholly owned subsidiary of SoftBank. Read SEC document |
| July 14, 2021 Filed Jul 23, 2021 21:43 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | OtherCommon Stock | 64,685,234 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-21-006693 · form4.xml · nonDerivative · entry 1 SOFTBANK GROUP CORP · CIK 0001065521 · Director · 10% owner SoftBank Group Capital Ltd · CIK 0001755163 · Director · 10% owner SB SONIC HOLDCO (UK) LTD · CIK 0001864932 · Director · 10% owner Delaware Project 10 L.L.C. · CIK 0001872350 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By SB Sonic Holdco (UK) Ltd Disclosed balance after: 0 F1 · kind: The shares were originally held by SoftBank Group Capital Ltd. ("SBGC") and SB Sonic HoldCo (UK) Limited ("SB Sonic"), each wholly owned subsidiaries of SoftBank Group Corp. ("SoftBank"). On July 21, 2021, SoftBank transferred the shares from SBGC and SB Sonic to Delaware Project 10 L.L.C. ("DE Project 10"), also a wholly owned subsidiary of SoftBank. F2 · shares: The shares initially reported as acquired in the Form 4 filed on June 2, 2021 were adjusted by the Issuer as a result of a post transaction review. The shares reported herein reflect the number of shares acquired by SBGC (less the shares disposed to the Issuer on May 28, 2021, as reported on the Form 4 filed on June 2, 2021) and SB Sonic in the business combination. F1 · price: The shares were originally held by SoftBank Group Capital Ltd. ("SBGC") and SB Sonic HoldCo (UK) Limited ("SB Sonic"), each wholly owned subsidiaries of SoftBank Group Corp. ("SoftBank"). On July 21, 2021, SoftBank transferred the shares from SBGC and SB Sonic to Delaware Project 10 L.L.C. ("DE Project 10"), also a wholly owned subsidiary of SoftBank. F1 · balance_after: The shares were originally held by SoftBank Group Capital Ltd. ("SBGC") and SB Sonic HoldCo (UK) Limited ("SB Sonic"), each wholly owned subsidiaries of SoftBank Group Corp. ("SoftBank"). On July 21, 2021, SoftBank transferred the shares from SBGC and SB Sonic to Delaware Project 10 L.L.C. ("DE Project 10"), also a wholly owned subsidiary of SoftBank. Read SEC document |
| May 28, 2021 Filed Jun 3, 2021 00:59 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Disposition to issuerCommon Stock | 15,000,000 | $10.00 | $150,000,000.00 |
DisclosureSEC source: 0001062993-21-005315 · form4.xml · nonDerivative · entry 3 SOFTBANK GROUP CORP · CIK 0001065521 · Director · 10% owner SoftBank Group Capital Ltd · CIK 0001755163 · Director · 10% owner SB SONIC HOLDCO (UK) LTD · CIK 0001864932 · Director · 10% owner CARNEIRO DE MEDEIROS CARLOS HENRIQUE · CIK 0001862136 · Director Combes Michel · CIK 0001708849 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By SoftBank Group Capital Ltd Disclosed balance after: 53,111,494 F2 · shares: The shares were sold to the Issuer pursuant to a Share Repurchase Agreement, dated as of May 28, 2021, between SoftBank Group Capital Ltd ("SBGC") and the Issuer in accordance with the terms of the Merger Agreement. F3 · balance_after: Under the Issuer's Certificate of Incorporation, the SoftBank Holders (as defined below) have the right to convert their shares into non-voting common stock ("Non-Voting Shares") of the Issuer. Further, pursuant to the Issuer's Certificate of Incorporation and a shareholders' agreement with the Issuer and certain other parties, in the event the Issuer becomes a bank holding company within the meaning of the Bank Holding Company Act of 1956, then the minimum number of shares held by the SoftBank Holders will automatically be converted into an equal number of Non-Voting Shares so that the SoftBank Holders, together with their affiliates, would not own or control, or be deemed to own or control, collectively, greater than 24.9% (or 14.9%, if required by the Board of Governors of the Federal Reserve Board) of the voting power of any class of voting securities of the Issuer. F4 · ownership.nature: Michel Combes and Carlos Carniero de Medeiros, each a member of the board of directors of the Issuer, were elected as representatives of SoftBank Group Corp. ("SoftBank"), SBGC and SB Sonic HoldCo (UK) Limited ("SB Sonic" and together with SBGC, the "SoftBank Holders"). As a result, each of these entities is a director by deputization for Section 16 purposes. F5 · ownership.nature: The shares are directly held by SBGC and SB Sonic. SoftBank may be deemed to have voting and dispositive power with respect to the shares held by SBGC and SB Sonic. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| May 28, 2021 Filed Jun 3, 2021 00:59 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | GrantCommon Stock | 64,685,237 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-21-005315 · form4.xml · nonDerivative · entry 2 SOFTBANK GROUP CORP · CIK 0001065521 · Director · 10% owner SoftBank Group Capital Ltd · CIK 0001755163 · Director · 10% owner SB SONIC HOLDCO (UK) LTD · CIK 0001864932 · Director · 10% owner CARNEIRO DE MEDEIROS CARLOS HENRIQUE · CIK 0001862136 · Director Combes Michel · CIK 0001708849 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By SB Sonic Holdco (UK) Ltd Disclosed balance after: 64,685,237 F1 · price: Received in exchange for shares of Social Finance Inc., a Delaware corporation ("Social Finance"), pursuant to the Agreement and Plan of Merger, dated as of January 7, 2021, as amended (the "Merger Agreement"), by and among Social Capital Hedosophia Holdings Corp. V, a Cayman Islands corporation ("Social Capital"), Plutus Merger Sub Inc. ("Merger Sub") and Social Finance (and upon consummation of the business combination, the surviving Issuer as renamed "SoFi Technologies, Inc."). F3 · balance_after: Under the Issuer's Certificate of Incorporation, the SoftBank Holders (as defined below) have the right to convert their shares into non-voting common stock ("Non-Voting Shares") of the Issuer. Further, pursuant to the Issuer's Certificate of Incorporation and a shareholders' agreement with the Issuer and certain other parties, in the event the Issuer becomes a bank holding company within the meaning of the Bank Holding Company Act of 1956, then the minimum number of shares held by the SoftBank Holders will automatically be converted into an equal number of Non-Voting Shares so that the SoftBank Holders, together with their affiliates, would not own or control, or be deemed to own or control, collectively, greater than 24.9% (or 14.9%, if required by the Board of Governors of the Federal Reserve Board) of the voting power of any class of voting securities of the Issuer. F4 · ownership.nature: Michel Combes and Carlos Carniero de Medeiros, each a member of the board of directors of the Issuer, were elected as representatives of SoftBank Group Corp. ("SoftBank"), SBGC and SB Sonic HoldCo (UK) Limited ("SB Sonic" and together with SBGC, the "SoftBank Holders"). As a result, each of these entities is a director by deputization for Section 16 purposes. F5 · ownership.nature: The shares are directly held by SBGC and SB Sonic. SoftBank may be deemed to have voting and dispositive power with respect to the shares held by SBGC and SB Sonic. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| May 28, 2021 Filed Jun 3, 2021 00:59 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | GrantCommon Stock | 68,111,494 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-21-005315 · form4.xml · nonDerivative · entry 1 SOFTBANK GROUP CORP · CIK 0001065521 · Director · 10% owner SoftBank Group Capital Ltd · CIK 0001755163 · Director · 10% owner SB SONIC HOLDCO (UK) LTD · CIK 0001864932 · Director · 10% owner CARNEIRO DE MEDEIROS CARLOS HENRIQUE · CIK 0001862136 · Director Combes Michel · CIK 0001708849 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By SoftBank Group Capital Ltd Disclosed balance after: 68,111,494 F1 · price: Received in exchange for shares of Social Finance Inc., a Delaware corporation ("Social Finance"), pursuant to the Agreement and Plan of Merger, dated as of January 7, 2021, as amended (the "Merger Agreement"), by and among Social Capital Hedosophia Holdings Corp. V, a Cayman Islands corporation ("Social Capital"), Plutus Merger Sub Inc. ("Merger Sub") and Social Finance (and upon consummation of the business combination, the surviving Issuer as renamed "SoFi Technologies, Inc."). F3 · balance_after: Under the Issuer's Certificate of Incorporation, the SoftBank Holders (as defined below) have the right to convert their shares into non-voting common stock ("Non-Voting Shares") of the Issuer. Further, pursuant to the Issuer's Certificate of Incorporation and a shareholders' agreement with the Issuer and certain other parties, in the event the Issuer becomes a bank holding company within the meaning of the Bank Holding Company Act of 1956, then the minimum number of shares held by the SoftBank Holders will automatically be converted into an equal number of Non-Voting Shares so that the SoftBank Holders, together with their affiliates, would not own or control, or be deemed to own or control, collectively, greater than 24.9% (or 14.9%, if required by the Board of Governors of the Federal Reserve Board) of the voting power of any class of voting securities of the Issuer. F4 · ownership.nature: Michel Combes and Carlos Carniero de Medeiros, each a member of the board of directors of the Issuer, were elected as representatives of SoftBank Group Corp. ("SoftBank"), SBGC and SB Sonic HoldCo (UK) Limited ("SB Sonic" and together with SBGC, the "SoftBank Holders"). As a result, each of these entities is a director by deputization for Section 16 purposes. F5 · ownership.nature: The shares are directly held by SBGC and SB Sonic. SoftBank may be deemed to have voting and dispositive power with respect to the shares held by SBGC and SB Sonic. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| October 06, 2020 Filed Oct 7, 2020 01:52 UTC | T-Mobile US, Inc. TMUS · Entity 2064 | OtherCall Option (obligation to sell) · Derivative | 44,905,479 | Not disclosed Strike: $101.46 | Not disclosed |
DisclosureSEC source: 0001209191-20-054097 · doc4.xml · derivative · entry 2 SOFTBANK GROUP CORP · CIK 0001065521 · Director Delaware Project 6 L.L.C. · CIK 0001815949 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Delaware Project 6 L.L.C. Disclosed balance after: 44,905,479 Underlying: Common Stock · 44,905,479 shares Expires 2024-06-22 F2 · kind: In connection with the transactions between or among SoftBank, Deutsche Telekom AG ("DT"), Claure Mobile LLC (the "Executive Purchaser"), SoftBank Group Capital Ltd. ("SBGC"), Delaware Project 4 L.L.C. ("Project 4 LLC") and Project 6 LLC (together with SoftBank, SBGC and Project 4 LLC, the "SoftBank Parties") and the Issuer as described in the Master Framework Agreement by and among the SoftBank Parties, DT, the Executive Purchaser and the Issuer, dated June 22, 2020 (the "Master Framework Agreement"), DT granted its consent under the Proxy, Lock-Up and ROFR Agreement, dated April 1, 2020, by and between SoftBank and DT, to certain transactions contemplated by the Master Framework Agreement, pursuant to a consent letter between DT and SoftBank, dated June 22, 2020 (the "Proxy Agreement Consent"). (continued in footnote (3)) F3 · kind: As a portion of the consideration for the Proxy Agreement Consent and as part of the transactions contemplated by the Master Framework Agreement, SBGC wrote the option to a subsidiary of the Issuer, which, in turn, wrote a back-to-back call option to DT. SBGC subsequently assigned its obligations under the option to Project 6 LLC, a wholly-owned subsidiary of SoftBank. As contemplated by the terms of each option written in June 2020, on October 6, 2020, each of the option written to a subsidiary of the Issuer and the DT back-to-back call option were cancelled and Project 6 LLC issued the call option directly to DT. Because Project 6 LLC's pecuniary interest in the call option remains unchanged, Project 6 LLC disclaims the applicability of Section 16 to these transactions. F2 · shares: In connection with the transactions between or among SoftBank, Deutsche Telekom AG ("DT"), Claure Mobile LLC (the "Executive Purchaser"), SoftBank Group Capital Ltd. ("SBGC"), Delaware Project 4 L.L.C. ("Project 4 LLC") and Project 6 LLC (together with SoftBank, SBGC and Project 4 LLC, the "SoftBank Parties") and the Issuer as described in the Master Framework Agreement by and among the SoftBank Parties, DT, the Executive Purchaser and the Issuer, dated June 22, 2020 (the "Master Framework Agreement"), DT granted its consent under the Proxy, Lock-Up and ROFR Agreement, dated April 1, 2020, by and between SoftBank and DT, to certain transactions contemplated by the Master Framework Agreement, pursuant to a consent letter between DT and SoftBank, dated June 22, 2020 (the "Proxy Agreement Consent"). (continued in footnote (3)) F3 · shares: As a portion of the consideration for the Proxy Agreement Consent and as part of the transactions contemplated by the Master Framework Agreement, SBGC wrote the option to a subsidiary of the Issuer, which, in turn, wrote a back-to-back call option to DT. SBGC subsequently assigned its obligations under the option to Project 6 LLC, a wholly-owned subsidiary of SoftBank. As contemplated by the terms of each option written in June 2020, on October 6, 2020, each of the option written to a subsidiary of the Issuer and the DT back-to-back call option were cancelled and Project 6 LLC issued the call option directly to DT. Because Project 6 LLC's pecuniary interest in the call option remains unchanged, Project 6 LLC disclaims the applicability of Section 16 to these transactions. F2 · price: In connection with the transactions between or among SoftBank, Deutsche Telekom AG ("DT"), Claure Mobile LLC (the "Executive Purchaser"), SoftBank Group Capital Ltd. ("SBGC"), Delaware Project 4 L.L.C. ("Project 4 LLC") and Project 6 LLC (together with SoftBank, SBGC and Project 4 LLC, the "SoftBank Parties") and the Issuer as described in the Master Framework Agreement by and among the SoftBank Parties, DT, the Executive Purchaser and the Issuer, dated June 22, 2020 (the "Master Framework Agreement"), DT granted its consent under the Proxy, Lock-Up and ROFR Agreement, dated April 1, 2020, by and between SoftBank and DT, to certain transactions contemplated by the Master Framework Agreement, pursuant to a consent letter between DT and SoftBank, dated June 22, 2020 (the "Proxy Agreement Consent"). (continued in footnote (3)) F3 · price: As a portion of the consideration for the Proxy Agreement Consent and as part of the transactions contemplated by the Master Framework Agreement, SBGC wrote the option to a subsidiary of the Issuer, which, in turn, wrote a back-to-back call option to DT. SBGC subsequently assigned its obligations under the option to Project 6 LLC, a wholly-owned subsidiary of SoftBank. As contemplated by the terms of each option written in June 2020, on October 6, 2020, each of the option written to a subsidiary of the Issuer and the DT back-to-back call option were cancelled and Project 6 LLC issued the call option directly to DT. Because Project 6 LLC's pecuniary interest in the call option remains unchanged, Project 6 LLC disclaims the applicability of Section 16 to these transactions. Read SEC document |
| October 06, 2020 Filed Oct 7, 2020 01:52 UTC | T-Mobile US, Inc. TMUS · Entity 2064 | GrantCall Option (obligation to sell) · Derivative | 44,905,479 | Not disclosed Strike: $101.46 | Not disclosed |
DisclosureSEC source: 0001209191-20-054097 · doc4.xml · derivative · entry 1 SOFTBANK GROUP CORP · CIK 0001065521 · Director Delaware Project 6 L.L.C. · CIK 0001815949 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Delaware Project 6 L.L.C. Disclosed balance after: 0 Underlying: Common Stock · 44,905,479 shares Expires 2024-06-22 F1 · kind: Marcelo Claure and Stephen Kappes, each members of the Board of Directors of the Issuer, were elected as representatives of SoftBank Group Corp. ("SoftBank") and Delaware Project 6 L.L.C. ("Project 6 LLC"). As a result each of these entities is a director by deputization for Section 16 purposes. F2 · kind: In connection with the transactions between or among SoftBank, Deutsche Telekom AG ("DT"), Claure Mobile LLC (the "Executive Purchaser"), SoftBank Group Capital Ltd. ("SBGC"), Delaware Project 4 L.L.C. ("Project 4 LLC") and Project 6 LLC (together with SoftBank, SBGC and Project 4 LLC, the "SoftBank Parties") and the Issuer as described in the Master Framework Agreement by and among the SoftBank Parties, DT, the Executive Purchaser and the Issuer, dated June 22, 2020 (the "Master Framework Agreement"), DT granted its consent under the Proxy, Lock-Up and ROFR Agreement, dated April 1, 2020, by and between SoftBank and DT, to certain transactions contemplated by the Master Framework Agreement, pursuant to a consent letter between DT and SoftBank, dated June 22, 2020 (the "Proxy Agreement Consent"). (continued in footnote (3)) F3 · kind: As a portion of the consideration for the Proxy Agreement Consent and as part of the transactions contemplated by the Master Framework Agreement, SBGC wrote the option to a subsidiary of the Issuer, which, in turn, wrote a back-to-back call option to DT. SBGC subsequently assigned its obligations under the option to Project 6 LLC, a wholly-owned subsidiary of SoftBank. As contemplated by the terms of each option written in June 2020, on October 6, 2020, each of the option written to a subsidiary of the Issuer and the DT back-to-back call option were cancelled and Project 6 LLC issued the call option directly to DT. Because Project 6 LLC's pecuniary interest in the call option remains unchanged, Project 6 LLC disclaims the applicability of Section 16 to these transactions. F2 · shares: In connection with the transactions between or among SoftBank, Deutsche Telekom AG ("DT"), Claure Mobile LLC (the "Executive Purchaser"), SoftBank Group Capital Ltd. ("SBGC"), Delaware Project 4 L.L.C. ("Project 4 LLC") and Project 6 LLC (together with SoftBank, SBGC and Project 4 LLC, the "SoftBank Parties") and the Issuer as described in the Master Framework Agreement by and among the SoftBank Parties, DT, the Executive Purchaser and the Issuer, dated June 22, 2020 (the "Master Framework Agreement"), DT granted its consent under the Proxy, Lock-Up and ROFR Agreement, dated April 1, 2020, by and between SoftBank and DT, to certain transactions contemplated by the Master Framework Agreement, pursuant to a consent letter between DT and SoftBank, dated June 22, 2020 (the "Proxy Agreement Consent"). (continued in footnote (3)) F3 · shares: As a portion of the consideration for the Proxy Agreement Consent and as part of the transactions contemplated by the Master Framework Agreement, SBGC wrote the option to a subsidiary of the Issuer, which, in turn, wrote a back-to-back call option to DT. SBGC subsequently assigned its obligations under the option to Project 6 LLC, a wholly-owned subsidiary of SoftBank. As contemplated by the terms of each option written in June 2020, on October 6, 2020, each of the option written to a subsidiary of the Issuer and the DT back-to-back call option were cancelled and Project 6 LLC issued the call option directly to DT. Because Project 6 LLC's pecuniary interest in the call option remains unchanged, Project 6 LLC disclaims the applicability of Section 16 to these transactions. F2 · price: In connection with the transactions between or among SoftBank, Deutsche Telekom AG ("DT"), Claure Mobile LLC (the "Executive Purchaser"), SoftBank Group Capital Ltd. ("SBGC"), Delaware Project 4 L.L.C. ("Project 4 LLC") and Project 6 LLC (together with SoftBank, SBGC and Project 4 LLC, the "SoftBank Parties") and the Issuer as described in the Master Framework Agreement by and among the SoftBank Parties, DT, the Executive Purchaser and the Issuer, dated June 22, 2020 (the "Master Framework Agreement"), DT granted its consent under the Proxy, Lock-Up and ROFR Agreement, dated April 1, 2020, by and between SoftBank and DT, to certain transactions contemplated by the Master Framework Agreement, pursuant to a consent letter between DT and SoftBank, dated June 22, 2020 (the "Proxy Agreement Consent"). (continued in footnote (3)) F3 · price: As a portion of the consideration for the Proxy Agreement Consent and as part of the transactions contemplated by the Master Framework Agreement, SBGC wrote the option to a subsidiary of the Issuer, which, in turn, wrote a back-to-back call option to DT. SBGC subsequently assigned its obligations under the option to Project 6 LLC, a wholly-owned subsidiary of SoftBank. As contemplated by the terms of each option written in June 2020, on October 6, 2020, each of the option written to a subsidiary of the Issuer and the DT back-to-back call option were cancelled and Project 6 LLC issued the call option directly to DT. Because Project 6 LLC's pecuniary interest in the call option remains unchanged, Project 6 LLC disclaims the applicability of Section 16 to these transactions. Read SEC document |
| June 26, 2020 Filed Jun 26, 2020 21:58 UTC | T-Mobile US, Inc. TMUS · Entity 2064 | GrantContingent Value Right Note (right to acquire) · Derivative | Not disclosed | Not disclosed | $2,000,000,000.00 |
DisclosureSEC source: 0000925421-20-000264 · edgar.xml · derivative · entry 5 SOFTBANK GROUP CORP · CIK 0001065521 · Director · 10% owner SoftBank Group Capital Ltd · CIK 0001755163 · Director · 10% owner Delaware Project 4 L.L.C. · CIK 0001815950 · Director · 10% owner Delaware Project 6 L.L.C. · CIK 0001815949 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Delaware Project 4 L.L.C. Disclosed balance after: Not disclosed Underlying: Common Stock · Not disclosed shares Expires not disclosed F6 · derivative.exercise_price: Reflects the acquisition from the Issuer, in accordance with the Share Repurchase Agreement, and as partial consideration, together with a $1,667,167,222.80 cash payment from the Issuer, for the 19,417,400 shares of Common Stock reported on this Form 4, a contingent value right note (the "CVR Note") in the aggregate principal amount of $2,000,000,000. Pursuant to the CVR Note, the Trust will deliver on the Exchange Date (June 1, 2023, which may be extended as provided for in the CVR Note) a number of shares of Common Stock with respect to each $1,000 principal amount of the CVR Note determined by an exchange rate set forth in the CVR Note. The exchange rate is based on the daily volume weighted average price of a share of Common Stock during the 40 trading days preceding June 1, 2023. F7 · derivative.exercise_price: (Continued from footnote 6) The maximum number of shares of Common Stock that can be received pursuant to the CVR Note is approximately 3,566,400. The number of shares of Common Stock deliverable under the CVR Note is subject to acceleration and adjustment in certain circumstances. F6 · reported_value: Reflects the acquisition from the Issuer, in accordance with the Share Repurchase Agreement, and as partial consideration, together with a $1,667,167,222.80 cash payment from the Issuer, for the 19,417,400 shares of Common Stock reported on this Form 4, a contingent value right note (the "CVR Note") in the aggregate principal amount of $2,000,000,000. Pursuant to the CVR Note, the Trust will deliver on the Exchange Date (June 1, 2023, which may be extended as provided for in the CVR Note) a number of shares of Common Stock with respect to each $1,000 principal amount of the CVR Note determined by an exchange rate set forth in the CVR Note. The exchange rate is based on the daily volume weighted average price of a share of Common Stock during the 40 trading days preceding June 1, 2023. F7 · reported_value: (Continued from footnote 6) The maximum number of shares of Common Stock that can be received pursuant to the CVR Note is approximately 3,566,400. The number of shares of Common Stock deliverable under the CVR Note is subject to acceleration and adjustment in certain circumstances. F6 · price: Reflects the acquisition from the Issuer, in accordance with the Share Repurchase Agreement, and as partial consideration, together with a $1,667,167,222.80 cash payment from the Issuer, for the 19,417,400 shares of Common Stock reported on this Form 4, a contingent value right note (the "CVR Note") in the aggregate principal amount of $2,000,000,000. Pursuant to the CVR Note, the Trust will deliver on the Exchange Date (June 1, 2023, which may be extended as provided for in the CVR Note) a number of shares of Common Stock with respect to each $1,000 principal amount of the CVR Note determined by an exchange rate set forth in the CVR Note. The exchange rate is based on the daily volume weighted average price of a share of Common Stock during the 40 trading days preceding June 1, 2023. F7 · price: (Continued from footnote 6) The maximum number of shares of Common Stock that can be received pursuant to the CVR Note is approximately 3,566,400. The number of shares of Common Stock deliverable under the CVR Note is subject to acceleration and adjustment in certain circumstances. F6 · derivative.exercise_date: Reflects the acquisition from the Issuer, in accordance with the Share Repurchase Agreement, and as partial consideration, together with a $1,667,167,222.80 cash payment from the Issuer, for the 19,417,400 shares of Common Stock reported on this Form 4, a contingent value right note (the "CVR Note") in the aggregate principal amount of $2,000,000,000. Pursuant to the CVR Note, the Trust will deliver on the Exchange Date (June 1, 2023, which may be extended as provided for in the CVR Note) a number of shares of Common Stock with respect to each $1,000 principal amount of the CVR Note determined by an exchange rate set forth in the CVR Note. The exchange rate is based on the daily volume weighted average price of a share of Common Stock during the 40 trading days preceding June 1, 2023. F7 · derivative.exercise_date: (Continued from footnote 6) The maximum number of shares of Common Stock that can be received pursuant to the CVR Note is approximately 3,566,400. The number of shares of Common Stock deliverable under the CVR Note is subject to acceleration and adjustment in certain circumstances. F6 · derivative.expiration_date: Reflects the acquisition from the Issuer, in accordance with the Share Repurchase Agreement, and as partial consideration, together with a $1,667,167,222.80 cash payment from the Issuer, for the 19,417,400 shares of Common Stock reported on this Form 4, a contingent value right note (the "CVR Note") in the aggregate principal amount of $2,000,000,000. Pursuant to the CVR Note, the Trust will deliver on the Exchange Date (June 1, 2023, which may be extended as provided for in the CVR Note) a number of shares of Common Stock with respect to each $1,000 principal amount of the CVR Note determined by an exchange rate set forth in the CVR Note. The exchange rate is based on the daily volume weighted average price of a share of Common Stock during the 40 trading days preceding June 1, 2023. F7 · derivative.expiration_date: (Continued from footnote 6) The maximum number of shares of Common Stock that can be received pursuant to the CVR Note is approximately 3,566,400. The number of shares of Common Stock deliverable under the CVR Note is subject to acceleration and adjustment in certain circumstances. F6 · derivative.underlying_shares: Reflects the acquisition from the Issuer, in accordance with the Share Repurchase Agreement, and as partial consideration, together with a $1,667,167,222.80 cash payment from the Issuer, for the 19,417,400 shares of Common Stock reported on this Form 4, a contingent value right note (the "CVR Note") in the aggregate principal amount of $2,000,000,000. Pursuant to the CVR Note, the Trust will deliver on the Exchange Date (June 1, 2023, which may be extended as provided for in the CVR Note) a number of shares of Common Stock with respect to each $1,000 principal amount of the CVR Note determined by an exchange rate set forth in the CVR Note. The exchange rate is based on the daily volume weighted average price of a share of Common Stock during the 40 trading days preceding June 1, 2023. F7 · derivative.underlying_shares: (Continued from footnote 6) The maximum number of shares of Common Stock that can be received pursuant to the CVR Note is approximately 3,566,400. The number of shares of Common Stock deliverable under the CVR Note is subject to acceleration and adjustment in certain circumstances. F6 · ownership.direct: Reflects the acquisition from the Issuer, in accordance with the Share Repurchase Agreement, and as partial consideration, together with a $1,667,167,222.80 cash payment from the Issuer, for the 19,417,400 shares of Common Stock reported on this Form 4, a contingent value right note (the "CVR Note") in the aggregate principal amount of $2,000,000,000. Pursuant to the CVR Note, the Trust will deliver on the Exchange Date (June 1, 2023, which may be extended as provided for in the CVR Note) a number of shares of Common Stock with respect to each $1,000 principal amount of the CVR Note determined by an exchange rate set forth in the CVR Note. The exchange rate is based on the daily volume weighted average price of a share of Common Stock during the 40 trading days preceding June 1, 2023. F7 · ownership.direct: (Continued from footnote 6) The maximum number of shares of Common Stock that can be received pursuant to the CVR Note is approximately 3,566,400. The number of shares of Common Stock deliverable under the CVR Note is subject to acceleration and adjustment in certain circumstances. Read SEC document |
| June 26, 2020 Filed Jun 26, 2020 21:58 UTC | T-Mobile US, Inc. TMUS · Entity 2064 | Disposition to issuerCommon Stock | 5,000,000 | $103.00 | $515,000,000.00 |
DisclosureSEC source: 0000925421-20-000264 · edgar.xml · nonDerivative · entry 4 SOFTBANK GROUP CORP · CIK 0001065521 · Director · 10% owner SoftBank Group Capital Ltd · CIK 0001755163 · Director · 10% owner Delaware Project 4 L.L.C. · CIK 0001815950 · Director · 10% owner Delaware Project 6 L.L.C. · CIK 0001815949 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Delaware Project 6 L.L.C. Disclosed balance after: 106,291,623 F1 · kind: Marcelo Claure, Stephen Kappes, each members of the Board of Directors of the Issuer, and Ronald D. Fisher, who resigned from the Board of Directors on June 22, 2020, were elected as representatives of Softbank Group Corp. ("SoftBank"), SoftBank Group Capital Ltd ("SBGC"), Delaware Project 4 L.L.C. ("Project 4 LLC") and Delaware Project 6 L.L.C. ("Project 6 LLC"). As a result, each of these entities is a director by deputization for Section 16 purposes. F4 · kind: Represents the number of shares of Common Stock that the Issuer agreed to sell to an entity controlled by Marcelo Claure for $103.00 per share, subject to receipt of necessary regulatory approvals. Pursuant to the Share Repurchase Agreement, SBGC has agreed to sell to the Issuer 5,000,000 shares upon the closing of such sale to Mr. Claure at the same price per share. F5 · ownership.direct: Reflects the transfer of 106,291,623 shares of Common Stock to Project 6 LLC. As a result, Project 6 LLC directly owns 106,291,623 shares of Common Stock. Project 6 LLC and SBGC are wholly owned subsidiaries of SoftBank. As a result, SoftBank may be deemed to beneficially own the shares of Common Stock owned directly by Project 6 LLC. Project 4 LLC expressly disclaims the beneficial ownership of the shares of Common Stock owned by Project 6 LLC, Project 6 LLC expressly disclaims beneficial ownership with respect to the CVR Note owned by Project 4 LLC, and SBGC expressly disclaims beneficial ownership with respect to the CVR Note owned by Project 4 LLC and the shares of Common Stock owned by Project 6 LLC. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.