organization · Reporting owner
SOFTBANK GROUP CORP.
Disclosed activity across 15 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ARM HOLDINGS PLC /UKARM · Entity 2828 | Director · 10% owner | March 18, 2026 | March 18, 2026 |
| Airspan Networks Holdings Inc.MIMO · Entity 110488 | 10% owner | August 13, 2021 | August 23, 2021 |
| Berkshire Grey, Inc.BGRY · Entity 111173 | 10% owner | June 26, 2023 | June 28, 2023 |
| Better Home & Finance Holding CoBETR · Entity 1037 | 10% owner | April 28, 2025 | May 01, 2025 |
| ESS Tech, Inc.GWH · Entity 7856 | Director · 10% owner | November 09, 2021 | November 13, 2021 |
| Ethos Technologies Inc.LIFE · Entity 4157 | 10% owner | January 30, 2026 | February 04, 2026 |
| Learn CW Investment CorpLCW · Entity 86938 | 10% owner | June 08, 2022 | June 09, 2022 |
| Symbotic Inc.SYM · Entity 2319 | 10% owner | May 27, 2026 | May 30, 2026 |
| WeWork Inc.WE · Entity 89201 | 10% owner | June 11, 2024 | June 14, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ARM HOLDINGS PLC /UK
Report date March 18, 2026 · Filed March 18, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | IndirectBy limited liability company | 922,733,999 |
Reported balance
Holding disclosure · report date 2026-03-18 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 922,733,999 F1: The ordinary shares, nominal value 0.001 GBP per share ("Ordinary Shares"), of Arm Holdings plc (the "Company") may be represented by American Depositary Shares, each representing one Ordinary Share. F2: Represents shares held of record by Kronos II LLC ("Kronos II"). Kronos II is an indirect wholly-owned subsidiary of SoftBank Group Corp. ("SoftBank Group"). Kronos II is a direct wholly-owned subsidiary of Kronos I (UK) Limited, which is in turn a direct wholly-owned subsidiary of Kronos Holdco (UK) Limited, which is in turn a direct wholly-owned subsidiary of SoftBank Group Capital ("SBGC"). SBGC is an indirect wholly-owned subsidiary of SoftBank Group, whose interests are held 46% by SoftBank Group and 54% by SoftBank Group Overseas GK, a direct wholly-owned subsidiary of SoftBank Group. |
Filing footnotes · ownership attribution and instrument terms
F1: The ordinary shares, nominal value 0.001 GBP per share ("Ordinary Shares"), of Arm Holdings plc (the "Company") may be represented by American Depositary Shares, each representing one Ordinary Share.
F2: Represents shares held of record by Kronos II LLC ("Kronos II"). Kronos II is an indirect wholly-owned subsidiary of SoftBank Group Corp. ("SoftBank Group"). Kronos II is a direct wholly-owned subsidiary of Kronos I (UK) Limited, which is in turn a direct wholly-owned subsidiary of Kronos Holdco (UK) Limited, which is in turn a direct wholly-owned subsidiary of SoftBank Group Capital ("SBGC"). SBGC is an indirect wholly-owned subsidiary of SoftBank Group, whose interests are held 46% by SoftBank Group and 54% by SoftBank Group Overseas GK, a direct wholly-owned subsidiary of SoftBank Group.
Airspan Networks Holdings Inc.
Report date August 13, 2021 · Filed August 23, 2021
Jointly reported with SoftBank Group Capital Ltd
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy SoftBank Group Capital Ltd | 13,783,886 |
Reported balance
Holding disclosure · report date 2021-08-13 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 13,783,886 F1: Includes 12,783,886 shares of common stock received in exchange for preferred shares and warrants of Airspan Networks Inc., a Delaware corporation ("Airspan"), pursuant to the Agreement and Plan of Merger, dated as of March 8, 2021, as amended (the "Merger Agreement"), by and among New Beginnings Acquisition Corp., a Delaware corporation ("New Beginnings"), Artemis Merger Sub Corp. ("Merger Sub") and Airspan (and upon consummation of the business combination, the surviving Issuer as renamed "Airspan Networks Holdings, Inc."). F2: Also includes 1,000,000 shares of common stock acquired from the Issuer for an aggregate purchase price of $10,000,000 pursuant to the Subscription Agreement, dated as of March 8, 2021, between the Issuer and SoftBank Group Capital Ltd ("SBGC"), as an investor in the private investment in public equity investment in the Issuer occurring substantially concurrently with the closing of the business combination. F3: The shares are directly held by SBGC. SBGC is a wholly owned subsidiary of SoftBank Group Corp. ("SoftBank"). SoftBank may be deemed to have voting and dispositive power with respect to the shares held by SBGC. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 12,783,886 shares of common stock received in exchange for preferred shares and warrants of Airspan Networks Inc., a Delaware corporation ("Airspan"), pursuant to the Agreement and Plan of Merger, dated as of March 8, 2021, as amended (the "Merger Agreement"), by and among New Beginnings Acquisition Corp., a Delaware corporation ("New Beginnings"), Artemis Merger Sub Corp. ("Merger Sub") and Airspan (and upon consummation of the business combination, the surviving Issuer as renamed "Airspan Networks Holdings, Inc.").
F2: Also includes 1,000,000 shares of common stock acquired from the Issuer for an aggregate purchase price of $10,000,000 pursuant to the Subscription Agreement, dated as of March 8, 2021, between the Issuer and SoftBank Group Capital Ltd ("SBGC"), as an investor in the private investment in public equity investment in the Issuer occurring substantially concurrently with the closing of the business combination.
F3: The shares are directly held by SBGC. SBGC is a wholly owned subsidiary of SoftBank Group Corp. ("SoftBank"). SoftBank may be deemed to have voting and dispositive power with respect to the shares held by SBGC. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
Berkshire Grey, Inc.
Report date June 26, 2023 · Filed June 28, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| 20% Convertible Senior NoteSEC Table II · derivative / convertible security · Conversion / exercise price $1.40 | IndirectBy Backgammon Investment Corp. | Not disclosed |
Reported balance
After 2023-06-26 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2023-06-26 · Purchase · Acquired Not disclosed · Balance Not disclosed F2: The initial conversion price is approximately $1.40 per share of Class A Common Stock, subject to adjustment as set forth in the NPA (as defined in Footnote 3). F3: In connection with the execution of the Merger Agreement, on March 24, 2023, the Issuer and Backgammon Investment Corp. ("BIC") entered into a Note Purchase Agreement (the "NPA"), pursuant to which, on June 26, 2023, BIC purchased $12 million principal amount of the 20% Convertible Senior Notes (the "Convertible Notes") of the Issuer. F4: At any time after the Merger Agreement has been terminated without consummation of the merger, or in connection with the closing of the merger, the holder of any Convertible Notes may convert any or all of such holder's Convertible Notes into shares of Class A Common Stock. F5: The Convertible Notes will mature on the earlier of (i) six months following the termination of the Merger Agreement and (ii) June 30, 2024, unless earlier repurchased or converted. F6: Backgammon Investment Corp. is a wholly owned subsidiary of SoftBank. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 0 |
Reported balance
Holding disclosure · report date 2023-06-26 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 F1: SVF II BG (DE) LLC ("SVF II BG") is the record holder of 65,567,317 shares of the Issuer's common stock. SoftBank Vision Fund II-2 L.P. is the sole limited partner of SVF II Aggregator (Jersey) L.P., which is the sole member of SVF II Holdings (DE) LLC, which is the sole member of SVF II BG. SB Global Advisers Limited has been appointed as manager and is exclusively responsible for making all final decisions related to the acquisition, structuring, financing and disposal of SoftBank Vision Fund II-2 L.P.'s investments, including as held by SVF II BG. As a result of entry into an Agreement and Plan of Merger (the "Merger Agreement") by and among the Issuer, SoftBank Group Corp. ("SoftBank") and Backgammon Acquisition Corp., a wholly owned subsidiary of SoftBank, and the transactions contemplated thereby, SoftBank may be deemed a member of a group with the entities noted above. SoftBank disclaims beneficial ownership of the securities held by SVF II BG. |
Filing footnotes · ownership attribution and instrument terms
F1: SVF II BG (DE) LLC ("SVF II BG") is the record holder of 65,567,317 shares of the Issuer's common stock. SoftBank Vision Fund II-2 L.P. is the sole limited partner of SVF II Aggregator (Jersey) L.P., which is the sole member of SVF II Holdings (DE) LLC, which is the sole member of SVF II BG. SB Global Advisers Limited has been appointed as manager and is exclusively responsible for making all final decisions related to the acquisition, structuring, financing and disposal of SoftBank Vision Fund II-2 L.P.'s investments, including as held by SVF II BG. As a result of entry into an Agreement and Plan of Merger (the "Merger Agreement") by and among the Issuer, SoftBank Group Corp. ("SoftBank") and Backgammon Acquisition Corp., a wholly owned subsidiary of SoftBank, and the transactions contemplated thereby, SoftBank may be deemed a member of a group with the entities noted above. SoftBank disclaims beneficial ownership of the securities held by SVF II BG.
F2: The initial conversion price is approximately $1.40 per share of Class A Common Stock, subject to adjustment as set forth in the NPA (as defined in Footnote 3).
F3: In connection with the execution of the Merger Agreement, on March 24, 2023, the Issuer and Backgammon Investment Corp. ("BIC") entered into a Note Purchase Agreement (the "NPA"), pursuant to which, on June 26, 2023, BIC purchased $12 million principal amount of the 20% Convertible Senior Notes (the "Convertible Notes") of the Issuer.
F4: At any time after the Merger Agreement has been terminated without consummation of the merger, or in connection with the closing of the merger, the holder of any Convertible Notes may convert any or all of such holder's Convertible Notes into shares of Class A Common Stock.
F5: The Convertible Notes will mature on the earlier of (i) six months following the termination of the Merger Agreement and (ii) June 30, 2024, unless earlier repurchased or converted.
F6: Backgammon Investment Corp. is a wholly owned subsidiary of SoftBank.
Better Home & Finance Holding Co
Report date April 28, 2025 · Filed May 01, 2025
Jointly reported with SB Global Advisers Ltd, SOFTBANK VISION FUND II-2 L.P., SVF II Aggregator (Jersey) L.P., SVF II Holdings (DE) LLC, SVF II Beaver (DE) LLC, Silver Brick Management PTE. LTD., SB Management Ltd
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Convertible NotesSEC Table II · derivative / convertible security | IndirectBy SB Northstar LP | 0 |
Reported balance
After 2025-04-28 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2025-04-28 · Other · Disposed Not disclosed · Balance 0 F1: Pursuant to an Exchange Agreement, dated April 12, 2025, SB Northstar LP exchanged $533,884,514 aggregate principal amount of the Convertible Notes for (i) 6.00% senior secured notes due 2028 in the aggregate principal amount of $155,000,000 and (ii) a cash payment of $110,000,000. F2: SoftBank Group Corp. is the parent company of Silver Brick Management PTE. LTD., which has been appointed as investment manager of SB Northstar LP and is responsible for making voting and investment decisions with respect to SB Northstar LP's investments. As a result of these relationships, each of these entities may be deemed to share beneficial ownership of the securities held of record by SB Northstar LP. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to an Exchange Agreement, dated April 12, 2025, SB Northstar LP exchanged $533,884,514 aggregate principal amount of the Convertible Notes for (i) 6.00% senior secured notes due 2028 in the aggregate principal amount of $155,000,000 and (ii) a cash payment of $110,000,000.
F2: SoftBank Group Corp. is the parent company of Silver Brick Management PTE. LTD., which has been appointed as investment manager of SB Northstar LP and is responsible for making voting and investment decisions with respect to SB Northstar LP's investments. As a result of these relationships, each of these entities may be deemed to share beneficial ownership of the securities held of record by SB Northstar LP.
ESS Tech, Inc.
Report date November 09, 2021 · Filed November 13, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 35,953,699 |
Last balance in matching sequence
After 2021-11-09 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2021-11-09 · Other · Acquired 4,204,936 · Balance 35,919,908 F1: Pursuant to an "earnout" provision of the Agreement and Plan of Merger, dated as of May 6, 2021 (the "Merger Agreement"), by and among ACON S2 Acquisition Corp, SCharge Merger Sub, Inc., and ESS Tech, Inc. (the "Issuer"), the reporting person is entitled to receive additional shares of Issuer common stock, for no additional consideration, if the volume weighted average price of Issuer common stock over twenty trading days within any thirty trading day period exceeds certain thresholds (the "Earnout Rights"). Of these Earnout Rights, one half will be issued if the volume weighted average price of the Issuer common stock over twenty trading days within any thirty trading day period is greater than or equal to $12.50, and one half will be issued if the volume weighted average price of the Issuer common stock over twenty trading days within any thirty trading day period is greater than or equal to $15.00. Each of these conditions was met as of November 9, 2021. F3: These shares are held directly by SB Energy Global Holdings One Ltd. ("Holdings One"), a wholly owned subsidiary of SB Energy Global Holdings Limited, which is a wholly owned subsidiary of SoftBank Group Capital Ltd, which is a wholly owned subsidiary of SoftBank Group Corp. ("SoftBank"). SoftBank may be deemed to have voting and dispositive power with respect to the shares held by Holdings One. Row 2 · 2021-11-09 · Other · Acquired 33,791 · Balance 35,953,699 F1: Pursuant to an "earnout" provision of the Agreement and Plan of Merger, dated as of May 6, 2021 (the "Merger Agreement"), by and among ACON S2 Acquisition Corp, SCharge Merger Sub, Inc., and ESS Tech, Inc. (the "Issuer"), the reporting person is entitled to receive additional shares of Issuer common stock, for no additional consideration, if the volume weighted average price of Issuer common stock over twenty trading days within any thirty trading day period exceeds certain thresholds (the "Earnout Rights"). Of these Earnout Rights, one half will be issued if the volume weighted average price of the Issuer common stock over twenty trading days within any thirty trading day period is greater than or equal to $12.50, and one half will be issued if the volume weighted average price of the Issuer common stock over twenty trading days within any thirty trading day period is greater than or equal to $15.00. Each of these conditions was met as of November 9, 2021. F2: Following the closing of the merger, the Issuer determined that aggregate Transaction Expenses (as defined in the Merger Agreement) were lower than had been estimated at the time of closing. Pursuant to the Merger Agreement, this lower amount of Transaction Expenses resulted in an Expense Shortfall (as defined therein), which increased the Adjusted Equity Value (as defined therein). Effective as of November 9, 2021, the reporting person was entitled to receive 4,204,936 shares of Issuer common stock pursuant to the Earnout Rights and 33,791 shares of Issuer common stock pursuant to the Expense Shortfall. F3: These shares are held directly by SB Energy Global Holdings One Ltd. ("Holdings One"), a wholly owned subsidiary of SB Energy Global Holdings Limited, which is a wholly owned subsidiary of SoftBank Group Capital Ltd, which is a wholly owned subsidiary of SoftBank Group Corp. ("SoftBank"). SoftBank may be deemed to have voting and dispositive power with respect to the shares held by Holdings One. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to an "earnout" provision of the Agreement and Plan of Merger, dated as of May 6, 2021 (the "Merger Agreement"), by and among ACON S2 Acquisition Corp, SCharge Merger Sub, Inc., and ESS Tech, Inc. (the "Issuer"), the reporting person is entitled to receive additional shares of Issuer common stock, for no additional consideration, if the volume weighted average price of Issuer common stock over twenty trading days within any thirty trading day period exceeds certain thresholds (the "Earnout Rights"). Of these Earnout Rights, one half will be issued if the volume weighted average price of the Issuer common stock over twenty trading days within any thirty trading day period is greater than or equal to $12.50, and one half will be issued if the volume weighted average price of the Issuer common stock over twenty trading days within any thirty trading day period is greater than or equal to $15.00. Each of these conditions was met as of November 9, 2021.
F2: Following the closing of the merger, the Issuer determined that aggregate Transaction Expenses (as defined in the Merger Agreement) were lower than had been estimated at the time of closing. Pursuant to the Merger Agreement, this lower amount of Transaction Expenses resulted in an Expense Shortfall (as defined therein), which increased the Adjusted Equity Value (as defined therein). Effective as of November 9, 2021, the reporting person was entitled to receive 4,204,936 shares of Issuer common stock pursuant to the Earnout Rights and 33,791 shares of Issuer common stock pursuant to the Expense Shortfall.
F3: These shares are held directly by SB Energy Global Holdings One Ltd. ("Holdings One"), a wholly owned subsidiary of SB Energy Global Holdings Limited, which is a wholly owned subsidiary of SoftBank Group Capital Ltd, which is a wholly owned subsidiary of SoftBank Group Corp. ("SoftBank"). SoftBank may be deemed to have voting and dispositive power with respect to the shares held by Holdings One.
Ethos Technologies Inc.
Report date January 30, 2026 · Filed February 04, 2026
Jointly reported with SB Global Advisers Ltd, SOFTBANK VISION FUND II-2 L.P., SVF II Aggregator (Jersey) L.P., SVF II Holdings (DE) LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 3,128,902 |
Reported balance
After 2026-01-30 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2026-01-30 · Conversion · Acquired 2,697,089 · Balance 3,128,902 F1: Upon the closing of the Issuer's initial public offering (the "IPO"), all shares of Series A, Series A-2, and Series D-1 Preferred Stock automatically converted into shares of Class A Common Stock of the Issuer based on a ratio dependent on the public offerig price of the Class A Common Stock in the IPO. F2: Securities held directly by SVF II Aggregator (DE) LLC ("SVF"). SoftBank Group Corp., which is a publicly traded company listed on the Tokyo Stock Exchange, is the sole shareholder of SB Global Advisers Limited, which has been appointed as manager and is responsible for making final decisions related to the acquisition, structuring, financing and disposal of SoftBank Vision Fund II-2 L.P.'s investments, including as held by SVF. SoftBank Vision Fund II-2 L.P. is the sole limited partner of SVF II Aggregator (Jersey) LP, which is the sole member of SVF II Holdings (DE) LLC, which is the sole limited partner of SVF II Investment Holdings (Jersey) L.P., which is the sole member of SVF II Investment Holdings LLC, which is the sole member of SVF II Investment Holdings (Subco) LLC, which is the sole member of SVF. As a result of these relationships, each of these entities may be deemed to share beneficial ownership of the securities held of record by SVF. |
| Series A-2 Preferred StockSEC Table II · derivative / convertible security | IndirectSee footnote | 0 |
Reported balance
After 2026-01-30 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-01-30 · Conversion · Disposed 11,830 · Balance 0 F1: Upon the closing of the Issuer's initial public offering (the "IPO"), all shares of Series A, Series A-2, and Series D-1 Preferred Stock automatically converted into shares of Class A Common Stock of the Issuer based on a ratio dependent on the public offerig price of the Class A Common Stock in the IPO. F2: Securities held directly by SVF II Aggregator (DE) LLC ("SVF"). SoftBank Group Corp., which is a publicly traded company listed on the Tokyo Stock Exchange, is the sole shareholder of SB Global Advisers Limited, which has been appointed as manager and is responsible for making final decisions related to the acquisition, structuring, financing and disposal of SoftBank Vision Fund II-2 L.P.'s investments, including as held by SVF. SoftBank Vision Fund II-2 L.P. is the sole limited partner of SVF II Aggregator (Jersey) LP, which is the sole member of SVF II Holdings (DE) LLC, which is the sole limited partner of SVF II Investment Holdings (Jersey) L.P., which is the sole member of SVF II Investment Holdings LLC, which is the sole member of SVF II Investment Holdings (Subco) LLC, which is the sole member of SVF. As a result of these relationships, each of these entities may be deemed to share beneficial ownership of the securities held of record by SVF. |
| Series A Preferred StockSEC Table II · derivative / convertible security | IndirectSee footnote | 0 |
Reported balance
After 2026-01-30 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-01-30 · Conversion · Disposed 394,139 · Balance 0 F1: Upon the closing of the Issuer's initial public offering (the "IPO"), all shares of Series A, Series A-2, and Series D-1 Preferred Stock automatically converted into shares of Class A Common Stock of the Issuer based on a ratio dependent on the public offerig price of the Class A Common Stock in the IPO. F2: Securities held directly by SVF II Aggregator (DE) LLC ("SVF"). SoftBank Group Corp., which is a publicly traded company listed on the Tokyo Stock Exchange, is the sole shareholder of SB Global Advisers Limited, which has been appointed as manager and is responsible for making final decisions related to the acquisition, structuring, financing and disposal of SoftBank Vision Fund II-2 L.P.'s investments, including as held by SVF. SoftBank Vision Fund II-2 L.P. is the sole limited partner of SVF II Aggregator (Jersey) LP, which is the sole member of SVF II Holdings (DE) LLC, which is the sole limited partner of SVF II Investment Holdings (Jersey) L.P., which is the sole member of SVF II Investment Holdings LLC, which is the sole member of SVF II Investment Holdings (Subco) LLC, which is the sole member of SVF. As a result of these relationships, each of these entities may be deemed to share beneficial ownership of the securities held of record by SVF. |
| Series D-1 Preferred StockSEC Table II · derivative / convertible security | IndirectSee footnote | 0 |
Reported balance
After 2026-01-30 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-01-30 · Conversion · Disposed 2,192,203 · Balance 0 F1: Upon the closing of the Issuer's initial public offering (the "IPO"), all shares of Series A, Series A-2, and Series D-1 Preferred Stock automatically converted into shares of Class A Common Stock of the Issuer based on a ratio dependent on the public offerig price of the Class A Common Stock in the IPO. F2: Securities held directly by SVF II Aggregator (DE) LLC ("SVF"). SoftBank Group Corp., which is a publicly traded company listed on the Tokyo Stock Exchange, is the sole shareholder of SB Global Advisers Limited, which has been appointed as manager and is responsible for making final decisions related to the acquisition, structuring, financing and disposal of SoftBank Vision Fund II-2 L.P.'s investments, including as held by SVF. SoftBank Vision Fund II-2 L.P. is the sole limited partner of SVF II Aggregator (Jersey) LP, which is the sole member of SVF II Holdings (DE) LLC, which is the sole limited partner of SVF II Investment Holdings (Jersey) L.P., which is the sole member of SVF II Investment Holdings LLC, which is the sole member of SVF II Investment Holdings (Subco) LLC, which is the sole member of SVF. As a result of these relationships, each of these entities may be deemed to share beneficial ownership of the securities held of record by SVF. |
Filing footnotes · ownership attribution and instrument terms
F1: Upon the closing of the Issuer's initial public offering (the "IPO"), all shares of Series A, Series A-2, and Series D-1 Preferred Stock automatically converted into shares of Class A Common Stock of the Issuer based on a ratio dependent on the public offerig price of the Class A Common Stock in the IPO.
F2: Securities held directly by SVF II Aggregator (DE) LLC ("SVF"). SoftBank Group Corp., which is a publicly traded company listed on the Tokyo Stock Exchange, is the sole shareholder of SB Global Advisers Limited, which has been appointed as manager and is responsible for making final decisions related to the acquisition, structuring, financing and disposal of SoftBank Vision Fund II-2 L.P.'s investments, including as held by SVF. SoftBank Vision Fund II-2 L.P. is the sole limited partner of SVF II Aggregator (Jersey) LP, which is the sole member of SVF II Holdings (DE) LLC, which is the sole limited partner of SVF II Investment Holdings (Jersey) L.P., which is the sole member of SVF II Investment Holdings LLC, which is the sole member of SVF II Investment Holdings (Subco) LLC, which is the sole member of SVF. As a result of these relationships, each of these entities may be deemed to share beneficial ownership of the securities held of record by SVF.
Learn CW Investment Corp
Report date June 08, 2022 · Filed June 09, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Ordinary SharesSEC Table I · non-derivative | IndirectBy SB Northstar LP | 6,573,000 |
Reported balance
After 2022-06-08 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2022-06-08 · Sale · Disposed 3,427,000 · Balance 6,573,000 F1: The securities reported herein are held directly by SB Northstar LP, a Cayman Islands exempted limited partnership ("SB Fund"). Until March 31, 2022, SB Management Limited, a wholly owned subsidiary of the Reporting Person, was the manager of SB Fund. On March 31, 2022, SB Management Limited ceased to be the manager of SB Fund and management of the SB Fund reverted to SB Northstar GP, a Cayman Islands exempted company ("Fund GP"), the general partner of SB Fund and a wholly-owned subsidiary of the Reporting Person. The filing of this statement should not be construed as an admission that the Reporting Person, SB Fund or Fund GP is, for the purposes of Section 16 of the Securities Exchange Act of 1934, the beneficial owner of the securities reported herein except to the extent of its pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The securities reported herein are held directly by SB Northstar LP, a Cayman Islands exempted limited partnership ("SB Fund"). Until March 31, 2022, SB Management Limited, a wholly owned subsidiary of the Reporting Person, was the manager of SB Fund. On March 31, 2022, SB Management Limited ceased to be the manager of SB Fund and management of the SB Fund reverted to SB Northstar GP, a Cayman Islands exempted company ("Fund GP"), the general partner of SB Fund and a wholly-owned subsidiary of the Reporting Person. The filing of this statement should not be construed as an admission that the Reporting Person, SB Fund or Fund GP is, for the purposes of Section 16 of the Securities Exchange Act of 1934, the beneficial owner of the securities reported herein except to the extent of its pecuniary interest therein.
Symbotic Inc.
Report date May 27, 2026 · Filed May 30, 2026
Jointly reported with SB Global Advisers Ltd, SOFTBANK VISION FUND II-2 L.P., SVF II Aggregator (Jersey) L.P., SVF II Holdings (DE) LLC, SVF II SPAC Investment 3 (DE) LLC, Silver Brick Management PTE. LTD., SB Northstar GP, SVF II Strategic Investments AIV LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectBy SVF Sponsor III (DE) LLC | 0 |
Reported balance
After 2026-05-27 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2026-05-27 · Sale · Disposed 5,590,000 · Balance 0 F1: SoftBank Group Corp. ("SoftBank"), a publicly traded company listed on the Tokyo Stock Exchange, is the sole shareholder of SB Global Advisers Limited, which has been appointed as manager and is responsible for making final decisions related to the acquisition, structuring, financing and disposal of SoftBank Vision Fund II-2 L.P.'s investments. SoftBank Vision Fund II-2 L.P. is the sole limited partner of SVF II Aggregator (Jersey) L.P., which is the sole member of SVF II Holdings (DE) LLC, which is the sole member of SVF II SPAC Investment 3 (DE) LLC. SoftBank is the parent company of SVF II Strategic Investments AIV LLC and the parent company of Silver Brick Management PTE. LTD., which has been appointed as investment manager of SB Northstar LP and is responsible for making voting and investment decisions with respect to SB Northstar LP's investments. SoftBank is the sole shareholder of SB Investment Advisers (US) Inc., which is the sole member of SVF Sponsor III (DE) LLC. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy SVF II SPAC Investment 3 (DE) LLC | 20,000,000 |
Reported balance
Holding disclosure · report date 2026-05-27 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 20,000,000 F1: SoftBank Group Corp. ("SoftBank"), a publicly traded company listed on the Tokyo Stock Exchange, is the sole shareholder of SB Global Advisers Limited, which has been appointed as manager and is responsible for making final decisions related to the acquisition, structuring, financing and disposal of SoftBank Vision Fund II-2 L.P.'s investments. SoftBank Vision Fund II-2 L.P. is the sole limited partner of SVF II Aggregator (Jersey) L.P., which is the sole member of SVF II Holdings (DE) LLC, which is the sole member of SVF II SPAC Investment 3 (DE) LLC. SoftBank is the parent company of SVF II Strategic Investments AIV LLC and the parent company of Silver Brick Management PTE. LTD., which has been appointed as investment manager of SB Northstar LP and is responsible for making voting and investment decisions with respect to SB Northstar LP's investments. SoftBank is the sole shareholder of SB Investment Advisers (US) Inc., which is the sole member of SVF Sponsor III (DE) LLC. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy SVF II Strategic Investments AIV LLC | 17,825,312 |
Reported balance
Holding disclosure · report date 2026-05-27 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 17,825,312 F1: SoftBank Group Corp. ("SoftBank"), a publicly traded company listed on the Tokyo Stock Exchange, is the sole shareholder of SB Global Advisers Limited, which has been appointed as manager and is responsible for making final decisions related to the acquisition, structuring, financing and disposal of SoftBank Vision Fund II-2 L.P.'s investments. SoftBank Vision Fund II-2 L.P. is the sole limited partner of SVF II Aggregator (Jersey) L.P., which is the sole member of SVF II Holdings (DE) LLC, which is the sole member of SVF II SPAC Investment 3 (DE) LLC. SoftBank is the parent company of SVF II Strategic Investments AIV LLC and the parent company of Silver Brick Management PTE. LTD., which has been appointed as investment manager of SB Northstar LP and is responsible for making voting and investment decisions with respect to SB Northstar LP's investments. SoftBank is the sole shareholder of SB Investment Advisers (US) Inc., which is the sole member of SVF Sponsor III (DE) LLC. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy SB Northstar LP | 2,000,000 |
Reported balance
Holding disclosure · report date 2026-05-27 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 2,000,000 F1: SoftBank Group Corp. ("SoftBank"), a publicly traded company listed on the Tokyo Stock Exchange, is the sole shareholder of SB Global Advisers Limited, which has been appointed as manager and is responsible for making final decisions related to the acquisition, structuring, financing and disposal of SoftBank Vision Fund II-2 L.P.'s investments. SoftBank Vision Fund II-2 L.P. is the sole limited partner of SVF II Aggregator (Jersey) L.P., which is the sole member of SVF II Holdings (DE) LLC, which is the sole member of SVF II SPAC Investment 3 (DE) LLC. SoftBank is the parent company of SVF II Strategic Investments AIV LLC and the parent company of Silver Brick Management PTE. LTD., which has been appointed as investment manager of SB Northstar LP and is responsible for making voting and investment decisions with respect to SB Northstar LP's investments. SoftBank is the sole shareholder of SB Investment Advisers (US) Inc., which is the sole member of SVF Sponsor III (DE) LLC. |
Filing footnotes · ownership attribution and instrument terms
F1: SoftBank Group Corp. ("SoftBank"), a publicly traded company listed on the Tokyo Stock Exchange, is the sole shareholder of SB Global Advisers Limited, which has been appointed as manager and is responsible for making final decisions related to the acquisition, structuring, financing and disposal of SoftBank Vision Fund II-2 L.P.'s investments. SoftBank Vision Fund II-2 L.P. is the sole limited partner of SVF II Aggregator (Jersey) L.P., which is the sole member of SVF II Holdings (DE) LLC, which is the sole member of SVF II SPAC Investment 3 (DE) LLC. SoftBank is the parent company of SVF II Strategic Investments AIV LLC and the parent company of Silver Brick Management PTE. LTD., which has been appointed as investment manager of SB Northstar LP and is responsible for making voting and investment decisions with respect to SB Northstar LP's investments. SoftBank is the sole shareholder of SB Investment Advisers (US) Inc., which is the sole member of SVF Sponsor III (DE) LLC.
WeWork Inc.
Report date June 11, 2024 · Filed June 14, 2024
Jointly reported with SOFTBANK VISION FUND II-2 L.P., SB Global Advisers Ltd
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectBy SVF II WW Holdings (Cayman) Limited | 0 |
Reported balance
After 2024-06-11 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2024-06-11 · Other · Disposed 35,829,976 · Balance 0 F1: On November 6, 2023, the Issuer and certain of its direct and indirect subsidiaries (together with the Issuer, the "Debtors") filed voluntary petitions in the United States Bankruptcy Court for the District of New Jersey (the "Bankruptcy Court"), seeking relief under the provisions of Chapter 11 of Title 11 of the United States Bankruptcy Code. On May 30, 2024, the Bankruptcy Court entered an order confirming the Debtors' Third Amended Joint Chapter 11 Plan of Reorganization of WeWork Inc. and its Debtor Subsidiaries (the "Plan"), and on June 11, 2024 (the "Effective Date"), the Plan became effective pursuant to its terms and the Debtors emerged from bankruptcy. On the Effective Date, all outstanding existing shares of Class A common stock (the "Old Common Stock") and warrants, each exercisable for shares of Old Common Stock, were cancelled and extinguished pursuant to the Plan. F2: Reflects a 1-for-40 reverse stock split effected by the Issuer on September 1, 2023. F3: SoftBank Group Corp., which is a publicly traded company listed on the Tokyo Stock Exchange, is the sole shareholder of SB Global Advisers Limited, which has been appointed as manager and is exclusively responsible for making final decisions related to the acquisition, structuring, financing and disposal of SoftBank Vision Fund II-2 L.P.'s investments, including as held by SVF II WW (DE) LLC and SVF II WW Holdings (Cayman) Limited. SoftBank Vision Fund II-2 L.P. is the sole limited partner of SVF II Aggregator (Jersey) L.P., which is the sole member of SVF II Holdings (DE) LLC, which is the sole member of SVF II WW (DE) LLC. SVF II WW Holdings (Cayman) Limited is a wholly owned subsidiary of SVF II WW (DE) LLC. As a result of these relationships, each of the foregoing entities may be deemed to share beneficial ownership of the securities reported herein. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy SVF II WW (DE) LLC | 0 |
Reported balance
After 2024-06-11 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2024-06-11 · Other · Disposed 101,239 · Balance 0 F1: On November 6, 2023, the Issuer and certain of its direct and indirect subsidiaries (together with the Issuer, the "Debtors") filed voluntary petitions in the United States Bankruptcy Court for the District of New Jersey (the "Bankruptcy Court"), seeking relief under the provisions of Chapter 11 of Title 11 of the United States Bankruptcy Code. On May 30, 2024, the Bankruptcy Court entered an order confirming the Debtors' Third Amended Joint Chapter 11 Plan of Reorganization of WeWork Inc. and its Debtor Subsidiaries (the "Plan"), and on June 11, 2024 (the "Effective Date"), the Plan became effective pursuant to its terms and the Debtors emerged from bankruptcy. On the Effective Date, all outstanding existing shares of Class A common stock (the "Old Common Stock") and warrants, each exercisable for shares of Old Common Stock, were cancelled and extinguished pursuant to the Plan. F2: Reflects a 1-for-40 reverse stock split effected by the Issuer on September 1, 2023. F3: SoftBank Group Corp., which is a publicly traded company listed on the Tokyo Stock Exchange, is the sole shareholder of SB Global Advisers Limited, which has been appointed as manager and is exclusively responsible for making final decisions related to the acquisition, structuring, financing and disposal of SoftBank Vision Fund II-2 L.P.'s investments, including as held by SVF II WW (DE) LLC and SVF II WW Holdings (Cayman) Limited. SoftBank Vision Fund II-2 L.P. is the sole limited partner of SVF II Aggregator (Jersey) L.P., which is the sole member of SVF II Holdings (DE) LLC, which is the sole member of SVF II WW (DE) LLC. SVF II WW Holdings (Cayman) Limited is a wholly owned subsidiary of SVF II WW (DE) LLC. As a result of these relationships, each of the foregoing entities may be deemed to share beneficial ownership of the securities reported herein. |
| Common StockSEC Table I · non-derivative | IndirectBy SoftBank Vision Fund II-2 L.P. | 6,342,141 |
Reported balance
After 2024-06-11 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2024-06-11 · Other · Acquired 6,342,141 · Balance 6,342,141 F4: Represents shares of the Issuer's new common stock, par value $0.0001 per share ("Common Stock"), issued to SoftBank Vision Fund II-2 L.P. on the Effective Date, pursuant to the Plan, in exchange for debt securities of the Issuer previously held by SoftBank Vision Fund II-2 L.P. F3: SoftBank Group Corp., which is a publicly traded company listed on the Tokyo Stock Exchange, is the sole shareholder of SB Global Advisers Limited, which has been appointed as manager and is exclusively responsible for making final decisions related to the acquisition, structuring, financing and disposal of SoftBank Vision Fund II-2 L.P.'s investments, including as held by SVF II WW (DE) LLC and SVF II WW Holdings (Cayman) Limited. SoftBank Vision Fund II-2 L.P. is the sole limited partner of SVF II Aggregator (Jersey) L.P., which is the sole member of SVF II Holdings (DE) LLC, which is the sole member of SVF II WW (DE) LLC. SVF II WW Holdings (Cayman) Limited is a wholly owned subsidiary of SVF II WW (DE) LLC. As a result of these relationships, each of the foregoing entities may be deemed to share beneficial ownership of the securities reported herein. |
| WarrantsSEC Table II · derivative / convertible security | IndirectBy SVF II WW Holdings (Cayman) Limited | 0 |
Reported balance
After 2024-06-11 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2024-06-11 · Other · Disposed 723,720 · Balance 0 F1: On November 6, 2023, the Issuer and certain of its direct and indirect subsidiaries (together with the Issuer, the "Debtors") filed voluntary petitions in the United States Bankruptcy Court for the District of New Jersey (the "Bankruptcy Court"), seeking relief under the provisions of Chapter 11 of Title 11 of the United States Bankruptcy Code. On May 30, 2024, the Bankruptcy Court entered an order confirming the Debtors' Third Amended Joint Chapter 11 Plan of Reorganization of WeWork Inc. and its Debtor Subsidiaries (the "Plan"), and on June 11, 2024 (the "Effective Date"), the Plan became effective pursuant to its terms and the Debtors emerged from bankruptcy. On the Effective Date, all outstanding existing shares of Class A common stock (the "Old Common Stock") and warrants, each exercisable for shares of Old Common Stock, were cancelled and extinguished pursuant to the Plan. F2: Reflects a 1-for-40 reverse stock split effected by the Issuer on September 1, 2023. F3: SoftBank Group Corp., which is a publicly traded company listed on the Tokyo Stock Exchange, is the sole shareholder of SB Global Advisers Limited, which has been appointed as manager and is exclusively responsible for making final decisions related to the acquisition, structuring, financing and disposal of SoftBank Vision Fund II-2 L.P.'s investments, including as held by SVF II WW (DE) LLC and SVF II WW Holdings (Cayman) Limited. SoftBank Vision Fund II-2 L.P. is the sole limited partner of SVF II Aggregator (Jersey) L.P., which is the sole member of SVF II Holdings (DE) LLC, which is the sole member of SVF II WW (DE) LLC. SVF II WW Holdings (Cayman) Limited is a wholly owned subsidiary of SVF II WW (DE) LLC. As a result of these relationships, each of the foregoing entities may be deemed to share beneficial ownership of the securities reported herein. |
| WarrantsSEC Table II · derivative / convertible security | IndirectBy SVF II WW Holdings (Cayman) Limited | 0 |
Reported balance
After 2024-06-11 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2024-06-11 · Other · Disposed 298,089 · Balance 0 F1: On November 6, 2023, the Issuer and certain of its direct and indirect subsidiaries (together with the Issuer, the "Debtors") filed voluntary petitions in the United States Bankruptcy Court for the District of New Jersey (the "Bankruptcy Court"), seeking relief under the provisions of Chapter 11 of Title 11 of the United States Bankruptcy Code. On May 30, 2024, the Bankruptcy Court entered an order confirming the Debtors' Third Amended Joint Chapter 11 Plan of Reorganization of WeWork Inc. and its Debtor Subsidiaries (the "Plan"), and on June 11, 2024 (the "Effective Date"), the Plan became effective pursuant to its terms and the Debtors emerged from bankruptcy. On the Effective Date, all outstanding existing shares of Class A common stock (the "Old Common Stock") and warrants, each exercisable for shares of Old Common Stock, were cancelled and extinguished pursuant to the Plan. F2: Reflects a 1-for-40 reverse stock split effected by the Issuer on September 1, 2023. F3: SoftBank Group Corp., which is a publicly traded company listed on the Tokyo Stock Exchange, is the sole shareholder of SB Global Advisers Limited, which has been appointed as manager and is exclusively responsible for making final decisions related to the acquisition, structuring, financing and disposal of SoftBank Vision Fund II-2 L.P.'s investments, including as held by SVF II WW (DE) LLC and SVF II WW Holdings (Cayman) Limited. SoftBank Vision Fund II-2 L.P. is the sole limited partner of SVF II Aggregator (Jersey) L.P., which is the sole member of SVF II Holdings (DE) LLC, which is the sole member of SVF II WW (DE) LLC. SVF II WW Holdings (Cayman) Limited is a wholly owned subsidiary of SVF II WW (DE) LLC. As a result of these relationships, each of the foregoing entities may be deemed to share beneficial ownership of the securities reported herein. |
| WarrantsSEC Table II · derivative / convertible security | IndirectBy SVF II WW (DE) LLC | 0 |
Reported balance
After 2024-06-11 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2024-06-11 · Other · Disposed 126,432 · Balance 0 F1: On November 6, 2023, the Issuer and certain of its direct and indirect subsidiaries (together with the Issuer, the "Debtors") filed voluntary petitions in the United States Bankruptcy Court for the District of New Jersey (the "Bankruptcy Court"), seeking relief under the provisions of Chapter 11 of Title 11 of the United States Bankruptcy Code. On May 30, 2024, the Bankruptcy Court entered an order confirming the Debtors' Third Amended Joint Chapter 11 Plan of Reorganization of WeWork Inc. and its Debtor Subsidiaries (the "Plan"), and on June 11, 2024 (the "Effective Date"), the Plan became effective pursuant to its terms and the Debtors emerged from bankruptcy. On the Effective Date, all outstanding existing shares of Class A common stock (the "Old Common Stock") and warrants, each exercisable for shares of Old Common Stock, were cancelled and extinguished pursuant to the Plan. F2: Reflects a 1-for-40 reverse stock split effected by the Issuer on September 1, 2023. F3: SoftBank Group Corp., which is a publicly traded company listed on the Tokyo Stock Exchange, is the sole shareholder of SB Global Advisers Limited, which has been appointed as manager and is exclusively responsible for making final decisions related to the acquisition, structuring, financing and disposal of SoftBank Vision Fund II-2 L.P.'s investments, including as held by SVF II WW (DE) LLC and SVF II WW Holdings (Cayman) Limited. SoftBank Vision Fund II-2 L.P. is the sole limited partner of SVF II Aggregator (Jersey) L.P., which is the sole member of SVF II Holdings (DE) LLC, which is the sole member of SVF II WW (DE) LLC. SVF II WW Holdings (Cayman) Limited is a wholly owned subsidiary of SVF II WW (DE) LLC. As a result of these relationships, each of the foregoing entities may be deemed to share beneficial ownership of the securities reported herein. |
| 11.000% Second Lien Exchangeable PIK Notes due 2027SEC Table II · derivative / convertible security | IndirectBy SVF II Aggregator (Jersey) L.P. | Not disclosed |
Reported balance
After 2024-06-11 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2024-06-11 · Other · Disposed Not disclosed · Balance Not disclosed F5: On the Effective Date, pursuant to the Plan, each of the Second Lien Exchangeable Notes and the Third Lien Exchangeable Notes were cancelled. F2: Reflects a 1-for-40 reverse stock split effected by the Issuer on September 1, 2023. F3: SoftBank Group Corp., which is a publicly traded company listed on the Tokyo Stock Exchange, is the sole shareholder of SB Global Advisers Limited, which has been appointed as manager and is exclusively responsible for making final decisions related to the acquisition, structuring, financing and disposal of SoftBank Vision Fund II-2 L.P.'s investments, including as held by SVF II WW (DE) LLC and SVF II WW Holdings (Cayman) Limited. SoftBank Vision Fund II-2 L.P. is the sole limited partner of SVF II Aggregator (Jersey) L.P., which is the sole member of SVF II Holdings (DE) LLC, which is the sole member of SVF II WW (DE) LLC. SVF II WW Holdings (Cayman) Limited is a wholly owned subsidiary of SVF II WW (DE) LLC. As a result of these relationships, each of the foregoing entities may be deemed to share beneficial ownership of the securities reported herein. |
| 12.000% Third Lien Exchangeable PIK Notes due 2027SEC Table II · derivative / convertible security | IndirectBy SVF II Aggregator (Jersey) L.P. | Not disclosed |
Reported balance
After 2024-06-11 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2024-06-11 · Other · Disposed Not disclosed · Balance Not disclosed F5: On the Effective Date, pursuant to the Plan, each of the Second Lien Exchangeable Notes and the Third Lien Exchangeable Notes were cancelled. F2: Reflects a 1-for-40 reverse stock split effected by the Issuer on September 1, 2023. F3: SoftBank Group Corp., which is a publicly traded company listed on the Tokyo Stock Exchange, is the sole shareholder of SB Global Advisers Limited, which has been appointed as manager and is exclusively responsible for making final decisions related to the acquisition, structuring, financing and disposal of SoftBank Vision Fund II-2 L.P.'s investments, including as held by SVF II WW (DE) LLC and SVF II WW Holdings (Cayman) Limited. SoftBank Vision Fund II-2 L.P. is the sole limited partner of SVF II Aggregator (Jersey) L.P., which is the sole member of SVF II Holdings (DE) LLC, which is the sole member of SVF II WW (DE) LLC. SVF II WW Holdings (Cayman) Limited is a wholly owned subsidiary of SVF II WW (DE) LLC. As a result of these relationships, each of the foregoing entities may be deemed to share beneficial ownership of the securities reported herein. |
| Letters of CreditSEC Table II · derivative / convertible security | IndirectBy SoftBank Vision Fund II-2 L.P. | 19,318,943 |
Reported balance
After 2024-06-11 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2024-06-11 · Other · Acquired 19,318,943 · Balance 19,318,943 F6: In connection with drawings in respect of certain letters of credit, the Issuer may transfer to SoftBank Vision Fund II-2 L.P. a number of shares of Common Stock, determined in accordance with a conversion price per share set forth in the Issuer's credit agreement entered into on the Effective Date in connection with the confirmation of the Plan, for a total amount of up to 19,318,943 shares of Common Stock. F3: SoftBank Group Corp., which is a publicly traded company listed on the Tokyo Stock Exchange, is the sole shareholder of SB Global Advisers Limited, which has been appointed as manager and is exclusively responsible for making final decisions related to the acquisition, structuring, financing and disposal of SoftBank Vision Fund II-2 L.P.'s investments, including as held by SVF II WW (DE) LLC and SVF II WW Holdings (Cayman) Limited. SoftBank Vision Fund II-2 L.P. is the sole limited partner of SVF II Aggregator (Jersey) L.P., which is the sole member of SVF II Holdings (DE) LLC, which is the sole member of SVF II WW (DE) LLC. SVF II WW Holdings (Cayman) Limited is a wholly owned subsidiary of SVF II WW (DE) LLC. As a result of these relationships, each of the foregoing entities may be deemed to share beneficial ownership of the securities reported herein. |
Filing footnotes · ownership attribution and instrument terms
F1: On November 6, 2023, the Issuer and certain of its direct and indirect subsidiaries (together with the Issuer, the "Debtors") filed voluntary petitions in the United States Bankruptcy Court for the District of New Jersey (the "Bankruptcy Court"), seeking relief under the provisions of Chapter 11 of Title 11 of the United States Bankruptcy Code. On May 30, 2024, the Bankruptcy Court entered an order confirming the Debtors' Third Amended Joint Chapter 11 Plan of Reorganization of WeWork Inc. and its Debtor Subsidiaries (the "Plan"), and on June 11, 2024 (the "Effective Date"), the Plan became effective pursuant to its terms and the Debtors emerged from bankruptcy. On the Effective Date, all outstanding existing shares of Class A common stock (the "Old Common Stock") and warrants, each exercisable for shares of Old Common Stock, were cancelled and extinguished pursuant to the Plan.
F2: Reflects a 1-for-40 reverse stock split effected by the Issuer on September 1, 2023.
F3: SoftBank Group Corp., which is a publicly traded company listed on the Tokyo Stock Exchange, is the sole shareholder of SB Global Advisers Limited, which has been appointed as manager and is exclusively responsible for making final decisions related to the acquisition, structuring, financing and disposal of SoftBank Vision Fund II-2 L.P.'s investments, including as held by SVF II WW (DE) LLC and SVF II WW Holdings (Cayman) Limited. SoftBank Vision Fund II-2 L.P. is the sole limited partner of SVF II Aggregator (Jersey) L.P., which is the sole member of SVF II Holdings (DE) LLC, which is the sole member of SVF II WW (DE) LLC. SVF II WW Holdings (Cayman) Limited is a wholly owned subsidiary of SVF II WW (DE) LLC. As a result of these relationships, each of the foregoing entities may be deemed to share beneficial ownership of the securities reported herein.
F4: Represents shares of the Issuer's new common stock, par value $0.0001 per share ("Common Stock"), issued to SoftBank Vision Fund II-2 L.P. on the Effective Date, pursuant to the Plan, in exchange for debt securities of the Issuer previously held by SoftBank Vision Fund II-2 L.P.
F5: On the Effective Date, pursuant to the Plan, each of the Second Lien Exchangeable Notes and the Third Lien Exchangeable Notes were cancelled.
F6: In connection with drawings in respect of certain letters of credit, the Issuer may transfer to SoftBank Vision Fund II-2 L.P. a number of shares of Common Stock, determined in accordance with a conversion price per share set forth in the Issuer's credit agreement entered into on the Effective Date in connection with the confirmation of the Plan, for a total amount of up to 19,318,943 shares of Common Stock.
Past disclosures · reporting ended (6)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Guardant Health, Inc.
Report date October 09, 2018 · Filed October 11, 2018
Jointly reported with SoftBank Group Capital Ltd
Section 16 reporting ended · disclosed 2018-10-11. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| COMMON STOCKSEC Table I · non-derivative | Direct | 2,033,990 |
Reported balance
After 2018-10-09 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2018-10-09 · Conversion · Acquired 2,033,990 · Balance 2,033,990 F1: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock, for no additional consideration, at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. F2: The shares are directly held by SoftBank Group Capital Limited, a wholly owned subsidiary of SoftBank Group Corp., a Japanese kabushiki kaisha. SoftBank Group Corp. may be deemed to have voting and dispositive power with respect to the shares held by SoftBank Group Capital Limited. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| SERIES D PREFERRED STOCKSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2018-10-09 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2018-10-09 · Conversion · Disposed 2,033,990 · Balance 0 F1: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock, for no additional consideration, at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. F2: The shares are directly held by SoftBank Group Capital Limited, a wholly owned subsidiary of SoftBank Group Corp., a Japanese kabushiki kaisha. SoftBank Group Corp. may be deemed to have voting and dispositive power with respect to the shares held by SoftBank Group Capital Limited. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock, for no additional consideration, at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date.
F2: The shares are directly held by SoftBank Group Capital Limited, a wholly owned subsidiary of SoftBank Group Corp., a Japanese kabushiki kaisha. SoftBank Group Corp. may be deemed to have voting and dispositive power with respect to the shares held by SoftBank Group Capital Limited. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
Moatable, Inc.
Report date December 29, 2023 · Filed January 04, 2024
Section 16 reporting ended · disclosed 2024-01-04. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Ordinary SharesSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2023-12-29 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2023-12-29 · Sale · Disposed 117,388,451 · Balance 0 F1: These shares are held by SoftBank Group Capital Limited, a wholly owned subsidiary of the reporting person. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares are held by SoftBank Group Capital Limited, a wholly owned subsidiary of the reporting person.
SPRINT Corp
Report date April 01, 2020 · Filed April 02, 2020
Jointly reported with Starburst I, Inc., Galaxy Investment Holdings, Inc.
Section 16 reporting ended · disclosed 2020-04-02. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 0 |
Reported balance
After 2020-04-01 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2020-04-01 · Disposition to issuer · Disposed 3,445,374,483 · Balance 0 F1: Disposed of in the merger of a wholly owned subsidiary of T-Mobile US, Inc. ("T-Mobile") with and into Issuer, with Issuer continuing as the surviving corporation and a wholly owned subsidiary of T-Mobile, in exchange for 353,357,606 shares of T-Mobile common stock having a market value of $85.13 per share on the closing date of the merger. F2: Such figure reflects 314,269,036 shares of Sprint common stock that were owned directly by Galaxy Investment Holdings, Inc. ("Galaxy") and 3,131,105,447 shares of Sprint common stock that were owned directly by Starburst I, Inc. ("Starburst"). Galaxy and Starburst were indirect wholly owned subsidiaries of SoftBank Group Corp. prior to the merger. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of in the merger of a wholly owned subsidiary of T-Mobile US, Inc. ("T-Mobile") with and into Issuer, with Issuer continuing as the surviving corporation and a wholly owned subsidiary of T-Mobile, in exchange for 353,357,606 shares of T-Mobile common stock having a market value of $85.13 per share on the closing date of the merger.
F2: Such figure reflects 314,269,036 shares of Sprint common stock that were owned directly by Galaxy Investment Holdings, Inc. ("Galaxy") and 3,131,105,447 shares of Sprint common stock that were owned directly by Starburst I, Inc. ("Starburst"). Galaxy and Starburst were indirect wholly owned subsidiaries of SoftBank Group Corp. prior to the merger.
SoFi Technologies, Inc.
Report date August 05, 2022 · Filed August 09, 2022
Jointly reported with Delaware Project 10 L.L.C.
Section 16 reporting ended · disclosed 2022-08-09. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Delaware Project 10 L.L.C. | 83,216,977 |
Last balance in matching sequence
After 2022-08-08 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2022-08-05 · Sale · Disposed 5,381,785 · Balance 89,900,110 F1: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $7.82 to $8.255. The Reporting Persons undertake to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. Row 2 · 2022-08-08 · Sale · Disposed 6,683,133 · Balance 83,216,977 F3: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $7.88 to $8.48. The Reporting Persons undertake to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $7.82 to $8.255. The Reporting Persons undertake to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F2: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein.
F3: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $7.88 to $8.48. The Reporting Persons undertake to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
T-Mobile US, Inc.
Report date January 28, 2022 · Filed February 04, 2022
Jointly reported with Delaware Project 6 L.L.C.
Section 16 reporting ended · disclosed 2022-02-04. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
Valor Latitude Acquisition Corp.
Report date May 04, 2023 · Filed June 14, 2023
Jointly reported with SBLA Holdings (Cayman) L.P., SB Global Advisers Ltd, SBLA Latin America Fund LLC, SBLA Investments II LLC, SLA Investments IV LLC, Phoenix SPAC Holdco LLC
Section 16 reporting ended · disclosed 2023-06-14. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Ordinary SharesSEC Table I · non-derivative | IndirectBy Phoenix SPAC Holdco LLC | 0 |
Reported balance
After 2023-05-04 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2023-05-04 · Other · Disposed 3,000,000 · Balance 0 F1: SoftBank Group Corp., which is a publicly traded company listed on the Tokyo Stock Exchange, is the sole shareholder of SB Global Advisers Limited, which has been appointed as manager and is exclusively responsible for making final decisions related to the acquisition, structuring, financing and disposal of SBLA Latin America Fund LLC's investments, including as held by Phoenix SPAC Holdco LLC. SBLA Latin America Fund LLC is the sole member of SBLA Investments II LLC, which is the sole member of SLA Investments IV LLC, which is the sole limited partner of SBLA Holdings (Cayman) L.P., which is the sole member of Phoenix SPAC Holdco LLC. As a result of these relationships, each of the foregoing entities may be deemed to share beneficial ownership of the securities reported herein. |
Filing footnotes · ownership attribution and instrument terms
F1: SoftBank Group Corp., which is a publicly traded company listed on the Tokyo Stock Exchange, is the sole shareholder of SB Global Advisers Limited, which has been appointed as manager and is exclusively responsible for making final decisions related to the acquisition, structuring, financing and disposal of SBLA Latin America Fund LLC's investments, including as held by Phoenix SPAC Holdco LLC. SBLA Latin America Fund LLC is the sole member of SBLA Investments II LLC, which is the sole member of SLA Investments IV LLC, which is the sole limited partner of SBLA Holdings (Cayman) L.P., which is the sole member of Phoenix SPAC Holdco LLC. As a result of these relationships, each of the foregoing entities may be deemed to share beneficial ownership of the securities reported herein.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 26, 2020 Filed Jun 26, 2020 21:58 UTC | T-Mobile US, Inc. TMUS · Entity 2064 | Disposition to issuerCommon Stock | 19,750,000 | $103.00 | $2,034,250,000.00 |
DisclosureSEC source: 0000925421-20-000264 · edgar.xml · nonDerivative · entry 3 SOFTBANK GROUP CORP · CIK 0001065521 · Director · 10% owner SoftBank Group Capital Ltd · CIK 0001755163 · Director · 10% owner Delaware Project 4 L.L.C. · CIK 0001815950 · Director · 10% owner Delaware Project 6 L.L.C. · CIK 0001815949 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By SoftBank Group Capital Ltd Disclosed balance after: 111,291,623 F1 · kind: Marcelo Claure, Stephen Kappes, each members of the Board of Directors of the Issuer, and Ronald D. Fisher, who resigned from the Board of Directors on June 22, 2020, were elected as representatives of Softbank Group Corp. ("SoftBank"), SoftBank Group Capital Ltd ("SBGC"), Delaware Project 4 L.L.C. ("Project 4 LLC") and Delaware Project 6 L.L.C. ("Project 6 LLC"). As a result, each of these entities is a director by deputization for Section 16 purposes. F3 · kind: Represents the number of shares of Common Stock subject to a rights offering by the Issuer pursuant to which it issued holders of record of Common Stock as of 5:00 pm on June 25, 2020 the right to purchase 0.05 shares of Common Stock at $103.00 per share, up to an aggregate of 19,750,000 shares. Pursuant to the Share Repurchase Agreement, SBGC agreed to sell an aggregate of up to 19,750,000 shares to the Issuer, to the extent such shares are issued in the rights offering. F3 · shares: Represents the number of shares of Common Stock subject to a rights offering by the Issuer pursuant to which it issued holders of record of Common Stock as of 5:00 pm on June 25, 2020 the right to purchase 0.05 shares of Common Stock at $103.00 per share, up to an aggregate of 19,750,000 shares. Pursuant to the Share Repurchase Agreement, SBGC agreed to sell an aggregate of up to 19,750,000 shares to the Issuer, to the extent such shares are issued in the rights offering. Read SEC document |
| June 26, 2020 Filed Jun 26, 2020 21:58 UTC | T-Mobile US, Inc. TMUS · Entity 2064 | Disposition to issuerCommon Stock | 19,417,400 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000925421-20-000264 · edgar.xml · nonDerivative · entry 2 SOFTBANK GROUP CORP · CIK 0001065521 · Director · 10% owner SoftBank Group Capital Ltd · CIK 0001755163 · Director · 10% owner Delaware Project 4 L.L.C. · CIK 0001815950 · Director · 10% owner Delaware Project 6 L.L.C. · CIK 0001815949 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By SoftBank Group Capital Ltd Disclosed balance after: 131,041,623 F1 · kind: Marcelo Claure, Stephen Kappes, each members of the Board of Directors of the Issuer, and Ronald D. Fisher, who resigned from the Board of Directors on June 22, 2020, were elected as representatives of Softbank Group Corp. ("SoftBank"), SoftBank Group Capital Ltd ("SBGC"), Delaware Project 4 L.L.C. ("Project 4 LLC") and Delaware Project 6 L.L.C. ("Project 6 LLC"). As a result, each of these entities is a director by deputization for Section 16 purposes. F2 · kind: The shares were sold to the Issuer pursuant to a Share Repurchase Agreement, dated as of June 22, 2020 (the "Share Repurchase Agreement"), between SBGC and the Issuer. The Issuer sold 154,147,026 shares of common stock in a registered public offering that closed on June 26, 2020, the net proceeds of which were used by the Issuer to purchase an equal number of shares of Common Stock from SBGC. F6 · kind: Reflects the acquisition from the Issuer, in accordance with the Share Repurchase Agreement, and as partial consideration, together with a $1,667,167,222.80 cash payment from the Issuer, for the 19,417,400 shares of Common Stock reported on this Form 4, a contingent value right note (the "CVR Note") in the aggregate principal amount of $2,000,000,000. Pursuant to the CVR Note, the Trust will deliver on the Exchange Date (June 1, 2023, which may be extended as provided for in the CVR Note) a number of shares of Common Stock with respect to each $1,000 principal amount of the CVR Note determined by an exchange rate set forth in the CVR Note. The exchange rate is based on the daily volume weighted average price of a share of Common Stock during the 40 trading days preceding June 1, 2023. F2 · price: The shares were sold to the Issuer pursuant to a Share Repurchase Agreement, dated as of June 22, 2020 (the "Share Repurchase Agreement"), between SBGC and the Issuer. The Issuer sold 154,147,026 shares of common stock in a registered public offering that closed on June 26, 2020, the net proceeds of which were used by the Issuer to purchase an equal number of shares of Common Stock from SBGC. F6 · price: Reflects the acquisition from the Issuer, in accordance with the Share Repurchase Agreement, and as partial consideration, together with a $1,667,167,222.80 cash payment from the Issuer, for the 19,417,400 shares of Common Stock reported on this Form 4, a contingent value right note (the "CVR Note") in the aggregate principal amount of $2,000,000,000. Pursuant to the CVR Note, the Trust will deliver on the Exchange Date (June 1, 2023, which may be extended as provided for in the CVR Note) a number of shares of Common Stock with respect to each $1,000 principal amount of the CVR Note determined by an exchange rate set forth in the CVR Note. The exchange rate is based on the daily volume weighted average price of a share of Common Stock during the 40 trading days preceding June 1, 2023. Read SEC document |
| June 26, 2020 Filed Jun 26, 2020 21:58 UTC | T-Mobile US, Inc. TMUS · Entity 2064 | Disposition to issuerCommon Stock | 154,147,026 | $101.46 | $15,638,986,522.83 |
DisclosureSEC source: 0000925421-20-000264 · edgar.xml · nonDerivative · entry 1 SOFTBANK GROUP CORP · CIK 0001065521 · Director · 10% owner SoftBank Group Capital Ltd · CIK 0001755163 · Director · 10% owner Delaware Project 4 L.L.C. · CIK 0001815950 · Director · 10% owner Delaware Project 6 L.L.C. · CIK 0001815949 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By SoftBank Group Capital Ltd Disclosed balance after: 150,459,023 F1 · kind: Marcelo Claure, Stephen Kappes, each members of the Board of Directors of the Issuer, and Ronald D. Fisher, who resigned from the Board of Directors on June 22, 2020, were elected as representatives of Softbank Group Corp. ("SoftBank"), SoftBank Group Capital Ltd ("SBGC"), Delaware Project 4 L.L.C. ("Project 4 LLC") and Delaware Project 6 L.L.C. ("Project 6 LLC"). As a result, each of these entities is a director by deputization for Section 16 purposes. F2 · kind: The shares were sold to the Issuer pursuant to a Share Repurchase Agreement, dated as of June 22, 2020 (the "Share Repurchase Agreement"), between SBGC and the Issuer. The Issuer sold 154,147,026 shares of common stock in a registered public offering that closed on June 26, 2020, the net proceeds of which were used by the Issuer to purchase an equal number of shares of Common Stock from SBGC. Read SEC document |
| June 22, 2020 Filed Jun 25, 2020 00:08 UTC | T-Mobile US, Inc. TMUS · Entity 2064 | Disposition to issuerCall Option (obligation to sell) · Derivative | 44,905,479 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000925421-20-000261 · edgar.xml · derivative · entry 1 SoftBank Group Capital Ltd · CIK 0001755163 · Director · 10% owner SOFTBANK GROUP CORP · CIK 0001065521 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,905,479 Underlying: Common Stock · 44,905,479 shares Expires 2024-06-22 F1 · derivative.exercise_price: The exercise price per share of the call options is the lesser of (i) $106.90 and (ii) the volume weighted average price of the shares of common stock of the Issuer sold by SoftBank Group Capital Ltd ("SBGC") in one or more underwritten public offerings of Common Stock on or prior to December 22, 2020, which may include one or more "synthetic secondary offerings" undertaken through the Company, F2 · derivative.exercise_price: (Continued from footnote 1) in each case during the period beginning on June 22, 2020 and ending on the earlier of (x) December 22, 2020 and (y) the close of business on the business day immediately preceding the date of delivery of the first notice of exercise of the options, calculated after all discounts, commissions, spreads, fees or other similar amounts as determined by, or agreed to with, the underwriters, placement agents or other persons performing similar functions in connection with such public offerings. F3 · kind: Marcelo Claure, Stephen Kappes, each members of the Board of Directors of the Issuer, and Ronald D. Fisher, who resigned from the Board of Directors on June 22, 2020, were elected as representatives of Softbank Group Corp. ("SoftBank"), SBGC and the other SoftBank Parties (defined below). As a result, each of these entities is a director by deputization for Section 16 purposes. F4 · price: In connection with the transactions between or among SoftBank, Deutsche Telekom AG ("DT"), Claure Mobile LLC (the "Executive Purchaser"), SBGC, Delaware Project 4 L.L.C. ("Project 4 LLC"), Delaware Project 6 L.L.C. ("Project 6 LLC" and, together with SoftBank, SBGC and Project 4 LLC, the "SoftBank Parties") and the Issuer as described in the Master Framework Agreement by and among the SoftBank Parties, DT, the Executive Purchaser and the Issuer, dated June 22, 2020 (the "Master Framework Agreement"), F5 · price: (Continued from footnote 4) DT granted its consent under the Proxy, Lock-Up and ROFR Agreement, dated April 1, 2020, by and between SoftBank and DT, to certain transactions contemplated by the Master Framework Agreement, pursuant to a consent letter between DT and SoftBank, dated June 22, 2020 (the "Proxy Agreement Consent"). As a portion of the consideration for the Proxy Agreement Consent and as part of the transactions contemplated by the Master Framework Agreement, SoftBank granted the options to a subsidiary of the Issuer, which, in turn, issued a back-to-back call option to DT. F6 · ownership.direct: The derivative securities are directly held by SBGC, a wholly owned subsidiary of SoftBank. SoftBank disclaims beneficial ownership of the derivative securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| April 01, 2020 Filed Apr 2, 2020 17:27 UTC | SPRINT Corp S · Entity 150144 | Disposition to issuerCommon Stock | 3,445,374,483 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000925421-20-000150 · edgar.xml · nonDerivative · entry 1 SOFTBANK GROUP CORP · CIK 0001065521 · 10% owner Starburst I, Inc. · CIK 0001560156 · 10% owner Galaxy Investment Holdings, Inc. · CIK 0001583143 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F1 · kind: Disposed of in the merger of a wholly owned subsidiary of T-Mobile US, Inc. ("T-Mobile") with and into Issuer, with Issuer continuing as the surviving corporation and a wholly owned subsidiary of T-Mobile, in exchange for 353,357,606 shares of T-Mobile common stock having a market value of $85.13 per share on the closing date of the merger. F2 · shares: Such figure reflects 314,269,036 shares of Sprint common stock that were owned directly by Galaxy Investment Holdings, Inc. ("Galaxy") and 3,131,105,447 shares of Sprint common stock that were owned directly by Starburst I, Inc. ("Starburst"). Galaxy and Starburst were indirect wholly owned subsidiaries of SoftBank Group Corp. prior to the merger. F1 · price: Disposed of in the merger of a wholly owned subsidiary of T-Mobile US, Inc. ("T-Mobile") with and into Issuer, with Issuer continuing as the surviving corporation and a wholly owned subsidiary of T-Mobile, in exchange for 353,357,606 shares of T-Mobile common stock having a market value of $85.13 per share on the closing date of the merger. F2 · ownership.nature: Such figure reflects 314,269,036 shares of Sprint common stock that were owned directly by Galaxy Investment Holdings, Inc. ("Galaxy") and 3,131,105,447 shares of Sprint common stock that were owned directly by Starburst I, Inc. ("Starburst"). Galaxy and Starburst were indirect wholly owned subsidiaries of SoftBank Group Corp. prior to the merger. Read SEC document |
| April 01, 2020 Filed Apr 2, 2020 22:39 UTC | T-Mobile US, Inc. TMUS · Entity 2064 | OtherRight to acquire · Derivative | 48,751,557 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000925421-20-000155 · edgar.xml · derivative · entry 2 SoftBank Group Capital Ltd · CIK 0001755163 · 10% owner SOFTBANK GROUP CORP · CIK 0001065521 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,751,557 Underlying: Common Stock · 48,751,557 shares Expires not disclosed F1 · derivative.exercise_price: See remarks below. F1 · kind: See remarks below. F1 · price: See remarks below. F1 · derivative.exercise_date: See remarks below. F1 · derivative.expiration_date: See remarks below. F2 · ownership.direct: The shares are directly held by SoftBank Group Capital Ltd, a wholly owned subsidiary of SoftBank. SoftBank may be deemed to have voting and dispositive power with respect to the shares held by SoftBank Group Capital Ltd. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| April 01, 2020 Filed Apr 2, 2020 22:39 UTC | T-Mobile US, Inc. TMUS · Entity 2064 | OtherCommon Stock | 48,751,557 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000925421-20-000155 · edgar.xml · nonDerivative · entry 1 SoftBank Group Capital Ltd · CIK 0001755163 · 10% owner SOFTBANK GROUP CORP · CIK 0001065521 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 304,606,049 F1 · kind: See remarks below. F1 · price: See remarks below. F2 · ownership.direct: The shares are directly held by SoftBank Group Capital Ltd, a wholly owned subsidiary of SoftBank. SoftBank may be deemed to have voting and dispositive power with respect to the shares held by SoftBank Group Capital Ltd. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| October 09, 2018 Filed Oct 11, 2018 23:20 UTC | Guardant Health, Inc. GH · Entity 3238 | ConversionSERIES D PREFERRED STOCK · Derivative | 2,033,990 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-18-012505 · wf-form4_153930002073213.xml · derivative · entry 2 SoftBank Group Capital Ltd · CIK 0001755163 · 10% owner SOFTBANK GROUP CORP · CIK 0001065521 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: COMMON STOCK · 2,033,990 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock, for no additional consideration, at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. F1 · price: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock, for no additional consideration, at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. F1 · derivative.exercise_date: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock, for no additional consideration, at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. F1 · derivative.expiration_date: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock, for no additional consideration, at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. F2 · ownership.direct: The shares are directly held by SoftBank Group Capital Limited, a wholly owned subsidiary of SoftBank Group Corp., a Japanese kabushiki kaisha. SoftBank Group Corp. may be deemed to have voting and dispositive power with respect to the shares held by SoftBank Group Capital Limited. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| October 09, 2018 Filed Oct 11, 2018 23:20 UTC | Guardant Health, Inc. GH · Entity 3238 | ConversionCOMMON STOCK | 2,033,990 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-18-012505 · wf-form4_153930002073213.xml · nonDerivative · entry 1 SoftBank Group Capital Ltd · CIK 0001755163 · 10% owner SOFTBANK GROUP CORP · CIK 0001065521 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,033,990 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock, for no additional consideration, at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. F2 · ownership.direct: The shares are directly held by SoftBank Group Capital Limited, a wholly owned subsidiary of SoftBank Group Corp., a Japanese kabushiki kaisha. SoftBank Group Corp. may be deemed to have voting and dispositive power with respect to the shares held by SoftBank Group Capital Limited. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| July 10, 2018 Filed Jul 12, 2018 16:38 UTC | SPRINT Corp S · Entity 150144 | Exercise / conversionCommon Stock Warrants (right to buy) · Derivative | 54,579,924 | $0.00 Strike: $5.25 | $0.00 |
DisclosureSEC source: 0001209191-18-042465 · doc4.xml · derivative · entry 2 SOFTBANK GROUP CORP · CIK 0001065521 · 10% owner Galaxy Investment Holdings, Inc. · CIK 0001583143 · 10% owner Starburst I, Inc. · CIK 0001560156 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock · 54,579,924 shares Expires 2018-07-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · ownership.nature: Such figure reflects 314,269,036 shares of Sprint Common Stock (the "Galaxy Shares") that are owned by Galaxy Investment Holdings, Inc. ("Galaxy"), which is a U.S. indirect wholly-owned subsidiary of SoftBank, and 3,131,105,447 shares of Sprint Common Stock (the "Starburst Shares") that are owned by Starburst. As a result of such ownership, Softbank may be deemed to beneficially own the Galaxy Shares and the Starburst Shares. Starburst expressly disclaims beneficial ownership with respect to the Galaxy Shares and Galaxy expressly disclaims beneficial ownership with respect to the Starburst Shares. Read SEC document |
| July 10, 2018 Filed Jul 12, 2018 16:38 UTC | SPRINT Corp S · Entity 150144 | Exercise / conversionCommon Stock | 54,579,924 | $5.25 | $286,544,601.00 |
DisclosureSEC source: 0001209191-18-042465 · doc4.xml · nonDerivative · entry 1 SOFTBANK GROUP CORP · CIK 0001065521 · 10% owner Galaxy Investment Holdings, Inc. · CIK 0001583143 · 10% owner Starburst I, Inc. · CIK 0001560156 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,445,374,483 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These securities are owned indirectly by SoftBank Group Corp. ("SoftBank") through Starburst I, Inc. ("Starburst"), which is a U.S. indirect wholly owned subsidiary of SoftBank. As a result, SoftBank may be deemed to beneficially own such shares held directly by Starburst. F2 · balance_after: Such figure reflects 314,269,036 shares of Sprint Common Stock (the "Galaxy Shares") that are owned by Galaxy Investment Holdings, Inc. ("Galaxy"), which is a U.S. indirect wholly-owned subsidiary of SoftBank, and 3,131,105,447 shares of Sprint Common Stock (the "Starburst Shares") that are owned by Starburst. As a result of such ownership, Softbank may be deemed to beneficially own the Galaxy Shares and the Starburst Shares. Starburst expressly disclaims beneficial ownership with respect to the Galaxy Shares and Galaxy expressly disclaims beneficial ownership with respect to the Starburst Shares. F2 · ownership.nature: Such figure reflects 314,269,036 shares of Sprint Common Stock (the "Galaxy Shares") that are owned by Galaxy Investment Holdings, Inc. ("Galaxy"), which is a U.S. indirect wholly-owned subsidiary of SoftBank, and 3,131,105,447 shares of Sprint Common Stock (the "Starburst Shares") that are owned by Starburst. As a result of such ownership, Softbank may be deemed to beneficially own the Galaxy Shares and the Starburst Shares. Starburst expressly disclaims beneficial ownership with respect to the Galaxy Shares and Galaxy expressly disclaims beneficial ownership with respect to the Starburst Shares. Read SEC document |
| January 17, 2018 Filed Jan 19, 2018 18:34 UTC | SPRINT Corp S · Entity 150144 | PurchaseCommon Stock | 1,011,959 | $5.51 | $5,575,894.09 |
DisclosureSEC source: 0001209191-18-004639 · doc4.xml · nonDerivative · entry 1 SOFTBANK GROUP CORP · CIK 0001065521 · 10% owner Galaxy Investment Holdings, Inc. · CIK 0001583143 · 10% owner Starburst I, Inc. · CIK 0001560156 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,390,794,559 F1 · shares: These securities are owned indirectly by SoftBank through Galaxy Investment Holdings, Inc. ("Galaxy"), which is a wholly-owned subsidiary of SoftBank. As a result, SoftBank may be deemed to beneficially own such shares held directly by Galaxy. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.43 to $5.62, exclusive of any fees, commissions or other expenses. The Reporting Persons undertake to provide Sprint, any stockholder of Sprint, or the Staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3 · balance_after: Such figure reflects 314,269,036 shares of Sprint Common Stock (the "Galaxy Shares") as of January 17, 2018 that are owned indirectly by SoftBank through Galaxy and 3,076,525,523 shares of Sprint Common Stock (the "Starburst I Shares") as of each such date that are owned indirectly by SoftBank through Starburst I, Inc. ("Starburst I"), which is a U.S. wholly owned subsidiary of SoftBank. As a result of such ownership, SoftBank may be deemed to beneficially own the Galaxy Shares and the Starburst I Shares. Starburst I expressly disclaims beneficial ownership with respect to the Galaxy Shares and Galaxy expressly disclaims beneficial ownership with respect to the Starburst I Shares. F3 · ownership.nature: Such figure reflects 314,269,036 shares of Sprint Common Stock (the "Galaxy Shares") as of January 17, 2018 that are owned indirectly by SoftBank through Galaxy and 3,076,525,523 shares of Sprint Common Stock (the "Starburst I Shares") as of each such date that are owned indirectly by SoftBank through Starburst I, Inc. ("Starburst I"), which is a U.S. wholly owned subsidiary of SoftBank. As a result of such ownership, SoftBank may be deemed to beneficially own the Galaxy Shares and the Starburst I Shares. Starburst I expressly disclaims beneficial ownership with respect to the Galaxy Shares and Galaxy expressly disclaims beneficial ownership with respect to the Starburst I Shares. Read SEC document |
| January 16, 2018 Filed Jan 17, 2018 16:31 UTC | SPRINT Corp S · Entity 150144 | PurchaseCommon Stock | 3,029,321 | $5.66 | $17,145,956.86 |
DisclosureSEC source: 0001209191-18-003949 · doc4.xml · nonDerivative · entry 2 SOFTBANK GROUP CORP · CIK 0001065521 · 10% owner Galaxy Investment Holdings, Inc. · CIK 0001583143 · 10% owner Starburst I, Inc. · CIK 0001560156 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,389,782,600 F1 · shares: These securities are owned indirectly by SoftBank through Galaxy Investment Holdings, Inc. ("Galaxy"), which is a wholly-owned subsidiary of SoftBank. As a result, SoftBank may be deemed to beneficially own such shares held directly by Galaxy. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.60 to $5.74, exclusive of any fees, commissions or other expenses. The Reporting Persons undertake to provide Sprint, any stockholder of Sprint, or the Staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3 · balance_after: Such figure reflects 310,227,756 and 313,257,077 shares of Sprint Common Stock (the "Galaxy Shares") as of January 12 and January 16, 2018, respectively, that are owned indirectly by SoftBank through Galaxy and 3,076,525,523 shares of Sprint Common Stock (the "Starburst I Shares") as of each such date that are owned indirectly by SoftBank through Starburst I, Inc. ("Starburst I"), which is a U.S. wholly owned subsidiary of SoftBank. As a result of such ownership, SoftBank may be deemed to beneficially own the Galaxy Shares and the Starburst I Shares. Starburst I expressly disclaims beneficial ownership with respect to the Galaxy Shares and Galaxy expressly disclaims beneficial ownership with respect to the Starburst I Shares. F3 · ownership.nature: Such figure reflects 310,227,756 and 313,257,077 shares of Sprint Common Stock (the "Galaxy Shares") as of January 12 and January 16, 2018, respectively, that are owned indirectly by SoftBank through Galaxy and 3,076,525,523 shares of Sprint Common Stock (the "Starburst I Shares") as of each such date that are owned indirectly by SoftBank through Starburst I, Inc. ("Starburst I"), which is a U.S. wholly owned subsidiary of SoftBank. As a result of such ownership, SoftBank may be deemed to beneficially own the Galaxy Shares and the Starburst I Shares. Starburst I expressly disclaims beneficial ownership with respect to the Galaxy Shares and Galaxy expressly disclaims beneficial ownership with respect to the Starburst I Shares. Read SEC document |
| January 12, 2018 Filed Jan 17, 2018 16:31 UTC | SPRINT Corp S · Entity 150144 | PurchaseCommon Stock | 3,119,769 | $5.70 | $17,782,683.30 |
DisclosureSEC source: 0001209191-18-003949 · doc4.xml · nonDerivative · entry 1 SOFTBANK GROUP CORP · CIK 0001065521 · 10% owner Galaxy Investment Holdings, Inc. · CIK 0001583143 · 10% owner Starburst I, Inc. · CIK 0001560156 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,386,753,279 F1 · shares: These securities are owned indirectly by SoftBank through Galaxy Investment Holdings, Inc. ("Galaxy"), which is a wholly-owned subsidiary of SoftBank. As a result, SoftBank may be deemed to beneficially own such shares held directly by Galaxy. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.65 to $5.75, exclusive of any fees, commissions or other expenses. The Reporting Persons undertake to provide Sprint, any stockholder of Sprint, or the Staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3 · balance_after: Such figure reflects 310,227,756 and 313,257,077 shares of Sprint Common Stock (the "Galaxy Shares") as of January 12 and January 16, 2018, respectively, that are owned indirectly by SoftBank through Galaxy and 3,076,525,523 shares of Sprint Common Stock (the "Starburst I Shares") as of each such date that are owned indirectly by SoftBank through Starburst I, Inc. ("Starburst I"), which is a U.S. wholly owned subsidiary of SoftBank. As a result of such ownership, SoftBank may be deemed to beneficially own the Galaxy Shares and the Starburst I Shares. Starburst I expressly disclaims beneficial ownership with respect to the Galaxy Shares and Galaxy expressly disclaims beneficial ownership with respect to the Starburst I Shares. F3 · ownership.nature: Such figure reflects 310,227,756 and 313,257,077 shares of Sprint Common Stock (the "Galaxy Shares") as of January 12 and January 16, 2018, respectively, that are owned indirectly by SoftBank through Galaxy and 3,076,525,523 shares of Sprint Common Stock (the "Starburst I Shares") as of each such date that are owned indirectly by SoftBank through Starburst I, Inc. ("Starburst I"), which is a U.S. wholly owned subsidiary of SoftBank. As a result of such ownership, SoftBank may be deemed to beneficially own the Galaxy Shares and the Starburst I Shares. Starburst I expressly disclaims beneficial ownership with respect to the Galaxy Shares and Galaxy expressly disclaims beneficial ownership with respect to the Starburst I Shares. Read SEC document |
| January 11, 2018 Filed Jan 12, 2018 16:12 UTC | SPRINT Corp S · Entity 150144 | PurchaseCommon Stock | 3,119,769 | $5.72 | $17,845,078.68 |
DisclosureSEC source: 0001209191-18-003411 · doc4.xml · nonDerivative · entry 2 SOFTBANK GROUP CORP · CIK 0001065521 · 10% owner Galaxy Investment Holdings, Inc. · CIK 0001583143 · 10% owner Starburst I, Inc. · CIK 0001560156 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,383,633,510 F1 · shares: These securities are owned indirectly by SoftBank through Galaxy Investment Holdings, Inc. ("Galaxy"), which is a wholly-owned subsidiary of SoftBank. As a result, SoftBank may be deemed to beneficially own such shares held directly by Galaxy. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.61 to $5.79, exclusive of any fees, commissions or other expenses. The Reporting Persons undertake to provide Sprint, any stockholder of Sprint, or the Staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3 · balance_after: Such figure reflects 303,988,218 and 307,107,987 shares of Sprint Common Stock (the "Galaxy Shares") as of January 10 and January 11, 2018, respectively, that are owned indirectly by SoftBank through Galaxy and 3,076,525,523 shares of Sprint Common Stock (the "Starburst I Shares") as of each such date that are owned indirectly by SoftBank through Starburst I, Inc. ("Starburst I"), which is a U.S. wholly owned subsidiary of SoftBank. As a result of such ownership, SoftBank may be deemed to beneficially own the Galaxy Shares and the Starburst I Shares. Starburst I expressly disclaims beneficial ownership with respect to the Galaxy Shares and Galaxy expressly disclaims beneficial ownership with respect to the Starburst I Shares. F3 · ownership.nature: Such figure reflects 303,988,218 and 307,107,987 shares of Sprint Common Stock (the "Galaxy Shares") as of January 10 and January 11, 2018, respectively, that are owned indirectly by SoftBank through Galaxy and 3,076,525,523 shares of Sprint Common Stock (the "Starburst I Shares") as of each such date that are owned indirectly by SoftBank through Starburst I, Inc. ("Starburst I"), which is a U.S. wholly owned subsidiary of SoftBank. As a result of such ownership, SoftBank may be deemed to beneficially own the Galaxy Shares and the Starburst I Shares. Starburst I expressly disclaims beneficial ownership with respect to the Galaxy Shares and Galaxy expressly disclaims beneficial ownership with respect to the Starburst I Shares. Read SEC document |
| January 10, 2018 Filed Jan 12, 2018 16:12 UTC | SPRINT Corp S · Entity 150144 | PurchaseCommon Stock | 3,119,769 | $5.68 | $17,720,287.92 |
DisclosureSEC source: 0001209191-18-003411 · doc4.xml · nonDerivative · entry 1 SOFTBANK GROUP CORP · CIK 0001065521 · 10% owner Galaxy Investment Holdings, Inc. · CIK 0001583143 · 10% owner Starburst I, Inc. · CIK 0001560156 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,380,513,741 F1 · shares: These securities are owned indirectly by SoftBank through Galaxy Investment Holdings, Inc. ("Galaxy"), which is a wholly-owned subsidiary of SoftBank. As a result, SoftBank may be deemed to beneficially own such shares held directly by Galaxy. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.61 to $5.76, exclusive of any fees, commissions or other expenses. The Reporting Persons undertake to provide Sprint, any stockholder of Sprint, or the Staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3 · balance_after: Such figure reflects 303,988,218 and 307,107,987 shares of Sprint Common Stock (the "Galaxy Shares") as of January 10 and January 11, 2018, respectively, that are owned indirectly by SoftBank through Galaxy and 3,076,525,523 shares of Sprint Common Stock (the "Starburst I Shares") as of each such date that are owned indirectly by SoftBank through Starburst I, Inc. ("Starburst I"), which is a U.S. wholly owned subsidiary of SoftBank. As a result of such ownership, SoftBank may be deemed to beneficially own the Galaxy Shares and the Starburst I Shares. Starburst I expressly disclaims beneficial ownership with respect to the Galaxy Shares and Galaxy expressly disclaims beneficial ownership with respect to the Starburst I Shares. F3 · ownership.nature: Such figure reflects 303,988,218 and 307,107,987 shares of Sprint Common Stock (the "Galaxy Shares") as of January 10 and January 11, 2018, respectively, that are owned indirectly by SoftBank through Galaxy and 3,076,525,523 shares of Sprint Common Stock (the "Starburst I Shares") as of each such date that are owned indirectly by SoftBank through Starburst I, Inc. ("Starburst I"), which is a U.S. wholly owned subsidiary of SoftBank. As a result of such ownership, SoftBank may be deemed to beneficially own the Galaxy Shares and the Starburst I Shares. Starburst I expressly disclaims beneficial ownership with respect to the Galaxy Shares and Galaxy expressly disclaims beneficial ownership with respect to the Starburst I Shares. Read SEC document |
| January 09, 2018 Filed Jan 10, 2018 16:30 UTC | SPRINT Corp S · Entity 150144 | PurchaseCommon Stock | 3,119,769 | $5.78 | $18,032,264.82 |
DisclosureSEC source: 0001209191-18-003116 · doc4.xml · nonDerivative · entry 2 SOFTBANK GROUP CORP · CIK 0001065521 · 10% owner Galaxy Investment Holdings, Inc. · CIK 0001583143 · 10% owner Starburst I, Inc. · CIK 0001560156 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,377,393,972 F1 · shares: These securities are owned indirectly by SoftBank through Galaxy Investment Holdings, Inc. ("Galaxy"), which is a wholly-owned subsidiary of SoftBank. As a result, SoftBank may be deemed to beneficially own such shares held directly by Galaxy. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.65 to $5.94, exclusive of any fees, commissions or other expenses. The Reporting Persons undertake to provide Sprint, any stockholder of Sprint, or the Staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3 · balance_after: Such figure reflects 297,748,680 and 300,868,449 shares of Sprint Common Stock (the "Galaxy Shares") as of January 8 and January 9, 2018, respectively, that are owned indirectly by SoftBank through Galaxy and 3,076,525,523 shares of Sprint Common Stock (the "Starburst I Shares") as of each such date that are owned indirectly by SoftBank through Starburst I, Inc. ("Starburst I"), which is a U.S. wholly owned subsidiary of SoftBank. As a result of such ownership, SoftBank may be deemed to beneficially own the Galaxy Shares and the Starburst I Shares. Starburst I expressly disclaims beneficial ownership with respect to the Galaxy Shares and Galaxy expressly disclaims beneficial ownership with respect to the Starburst I Shares. F3 · ownership.nature: Such figure reflects 297,748,680 and 300,868,449 shares of Sprint Common Stock (the "Galaxy Shares") as of January 8 and January 9, 2018, respectively, that are owned indirectly by SoftBank through Galaxy and 3,076,525,523 shares of Sprint Common Stock (the "Starburst I Shares") as of each such date that are owned indirectly by SoftBank through Starburst I, Inc. ("Starburst I"), which is a U.S. wholly owned subsidiary of SoftBank. As a result of such ownership, SoftBank may be deemed to beneficially own the Galaxy Shares and the Starburst I Shares. Starburst I expressly disclaims beneficial ownership with respect to the Galaxy Shares and Galaxy expressly disclaims beneficial ownership with respect to the Starburst I Shares. Read SEC document |
| January 08, 2018 Filed Jan 10, 2018 16:30 UTC | SPRINT Corp S · Entity 150144 | PurchaseCommon Stock | 2,228,407 | $5.88 | $13,103,033.16 |
DisclosureSEC source: 0001209191-18-003116 · doc4.xml · nonDerivative · entry 1 SOFTBANK GROUP CORP · CIK 0001065521 · 10% owner Galaxy Investment Holdings, Inc. · CIK 0001583143 · 10% owner Starburst I, Inc. · CIK 0001560156 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,374,274,203 F1 · shares: These securities are owned indirectly by SoftBank through Galaxy Investment Holdings, Inc. ("Galaxy"), which is a wholly-owned subsidiary of SoftBank. As a result, SoftBank may be deemed to beneficially own such shares held directly by Galaxy. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.82 to $5.94, exclusive of any fees, commissions or other expenses. The Reporting Persons undertake to provide Sprint, any stockholder of Sprint, or the Staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3 · balance_after: Such figure reflects 297,748,680 and 300,868,449 shares of Sprint Common Stock (the "Galaxy Shares") as of January 8 and January 9, 2018, respectively, that are owned indirectly by SoftBank through Galaxy and 3,076,525,523 shares of Sprint Common Stock (the "Starburst I Shares") as of each such date that are owned indirectly by SoftBank through Starburst I, Inc. ("Starburst I"), which is a U.S. wholly owned subsidiary of SoftBank. As a result of such ownership, SoftBank may be deemed to beneficially own the Galaxy Shares and the Starburst I Shares. Starburst I expressly disclaims beneficial ownership with respect to the Galaxy Shares and Galaxy expressly disclaims beneficial ownership with respect to the Starburst I Shares. F3 · ownership.nature: Such figure reflects 297,748,680 and 300,868,449 shares of Sprint Common Stock (the "Galaxy Shares") as of January 8 and January 9, 2018, respectively, that are owned indirectly by SoftBank through Galaxy and 3,076,525,523 shares of Sprint Common Stock (the "Starburst I Shares") as of each such date that are owned indirectly by SoftBank through Starburst I, Inc. ("Starburst I"), which is a U.S. wholly owned subsidiary of SoftBank. As a result of such ownership, SoftBank may be deemed to beneficially own the Galaxy Shares and the Starburst I Shares. Starburst I expressly disclaims beneficial ownership with respect to the Galaxy Shares and Galaxy expressly disclaims beneficial ownership with respect to the Starburst I Shares. Read SEC document |
| January 05, 2018 Filed Jan 8, 2018 17:01 UTC | SPRINT Corp S · Entity 150144 | PurchaseCommon Stock | 2,150,591 | $5.77 | $12,408,910.07 |
DisclosureSEC source: 0001209191-18-002741 · doc4.xml · nonDerivative · entry 2 SOFTBANK GROUP CORP · CIK 0001065521 · 10% owner Galaxy Investment Holdings, Inc. · CIK 0001583143 · 10% owner Starburst I, Inc. · CIK 0001560156 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,372,045,796 F1 · shares: These securities are owned indirectly by SoftBank through Galaxy Investment Holdings, Inc. ("Galaxy"), which is a wholly-owned subsidiary of SoftBank. As a result, SoftBank may be deemed to beneficially own such shares held directly by Galaxy. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.70 to $5.77, exclusive of any fees, commissions or other expenses. The Reporting Persons undertake to provide Sprint, any stockholder of Sprint, or the Staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3 · balance_after: (3) Such figure reflects 293,369,682 and 295,520,273 shares of Sprint Common Stock (the "Galaxy Shares") as of January 4 and January 5, 2018, respectively, that are owned indirectly by SoftBank through Galaxy and 3,076,525,523 shares of Sprint Common Stock (the "Starburst I Shares") as of each such date that are owned indirectly by SoftBank through Starburst I, Inc. ("Starburst I"), which is a U.S. wholly owned subsidiary of SoftBank. As a result of such ownership, SoftBank may be deemed to beneficially own the Galaxy Shares and the Starburst I Shares. Starburst I expressly disclaims beneficial ownership with respect to the Galaxy Shares and Galaxy expressly disclaims beneficial ownership with respect to the Starburst I Shares. F3 · ownership.nature: (3) Such figure reflects 293,369,682 and 295,520,273 shares of Sprint Common Stock (the "Galaxy Shares") as of January 4 and January 5, 2018, respectively, that are owned indirectly by SoftBank through Galaxy and 3,076,525,523 shares of Sprint Common Stock (the "Starburst I Shares") as of each such date that are owned indirectly by SoftBank through Starburst I, Inc. ("Starburst I"), which is a U.S. wholly owned subsidiary of SoftBank. As a result of such ownership, SoftBank may be deemed to beneficially own the Galaxy Shares and the Starburst I Shares. Starburst I expressly disclaims beneficial ownership with respect to the Galaxy Shares and Galaxy expressly disclaims beneficial ownership with respect to the Starburst I Shares. Read SEC document |
| January 04, 2018 Filed Jan 8, 2018 17:01 UTC | SPRINT Corp S · Entity 150144 | PurchaseCommon Stock | 3,010,827 | $5.61 | $16,890,739.47 |
DisclosureSEC source: 0001209191-18-002741 · doc4.xml · nonDerivative · entry 1 SOFTBANK GROUP CORP · CIK 0001065521 · 10% owner Galaxy Investment Holdings, Inc. · CIK 0001583143 · 10% owner Starburst I, Inc. · CIK 0001560156 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,369,895,205 F1 · shares: These securities are owned indirectly by SoftBank through Galaxy Investment Holdings, Inc. ("Galaxy"), which is a wholly-owned subsidiary of SoftBank. As a result, SoftBank may be deemed to beneficially own such shares held directly by Galaxy. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.50 to $5.87, exclusive of any fees, commissions or other expenses. The Reporting Persons undertake to provide Sprint, any stockholder of Sprint, or the Staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3 · balance_after: (3) Such figure reflects 293,369,682 and 295,520,273 shares of Sprint Common Stock (the "Galaxy Shares") as of January 4 and January 5, 2018, respectively, that are owned indirectly by SoftBank through Galaxy and 3,076,525,523 shares of Sprint Common Stock (the "Starburst I Shares") as of each such date that are owned indirectly by SoftBank through Starburst I, Inc. ("Starburst I"), which is a U.S. wholly owned subsidiary of SoftBank. As a result of such ownership, SoftBank may be deemed to beneficially own the Galaxy Shares and the Starburst I Shares. Starburst I expressly disclaims beneficial ownership with respect to the Galaxy Shares and Galaxy expressly disclaims beneficial ownership with respect to the Starburst I Shares. F3 · ownership.nature: (3) Such figure reflects 293,369,682 and 295,520,273 shares of Sprint Common Stock (the "Galaxy Shares") as of January 4 and January 5, 2018, respectively, that are owned indirectly by SoftBank through Galaxy and 3,076,525,523 shares of Sprint Common Stock (the "Starburst I Shares") as of each such date that are owned indirectly by SoftBank through Starburst I, Inc. ("Starburst I"), which is a U.S. wholly owned subsidiary of SoftBank. As a result of such ownership, SoftBank may be deemed to beneficially own the Galaxy Shares and the Starburst I Shares. Starburst I expressly disclaims beneficial ownership with respect to the Galaxy Shares and Galaxy expressly disclaims beneficial ownership with respect to the Starburst I Shares. Read SEC document |
| January 03, 2018 Filed Jan 4, 2018 18:55 UTC | SPRINT Corp S · Entity 150144 | PurchaseCommon Stock | 2,150,591 | $5.95 | $12,796,016.45 |
DisclosureSEC source: 0001209191-18-002227 · doc4.xml · nonDerivative · entry 2 SOFTBANK GROUP CORP · CIK 0001065521 · 10% owner Galaxy Investment Holdings, Inc. · CIK 0001583143 · 10% owner Starburst I, Inc. · CIK 0001560156 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,366,884,378 F1 · shares: These securities are owned indirectly by SoftBank through Galaxy Investment Holdings, Inc. ("Galaxy"), which is a wholly-owned subsidiary of SoftBank. As a result, SoftBank may be deemed to beneficially own such shares held directly by Galaxy. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.92 to $5.99, exclusive of any fees, commissions or other expenses. The Reporting Persons undertake to provide Sprint, any stockholder of Sprint, or the Staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3 · balance_after: Such figure reflects 288,208,264 and 290,358,855 shares of Sprint Common Stock (the "Galaxy Shares") as of January 2 and January 3, 2018, respectively, that are owned indirectly by SoftBank through Galaxy and 3,076,525,523 shares of Sprint Common Stock (the "Starburst I Shares") as of each such date that are owned indirectly by SoftBank through Starburst I, Inc. ("Starburst I"), which is a U.S. wholly owned subsidiary of SoftBank. As a result of such ownership, SoftBank may be deemed to beneficially own the Galaxy Shares and the Starburst I Shares. Starburst I expressly disclaims beneficial ownership with respect to the Galaxy Shares and Galaxy expressly disclaims beneficial ownership with respect to the Starburst I Shares. F3 · ownership.nature: Such figure reflects 288,208,264 and 290,358,855 shares of Sprint Common Stock (the "Galaxy Shares") as of January 2 and January 3, 2018, respectively, that are owned indirectly by SoftBank through Galaxy and 3,076,525,523 shares of Sprint Common Stock (the "Starburst I Shares") as of each such date that are owned indirectly by SoftBank through Starburst I, Inc. ("Starburst I"), which is a U.S. wholly owned subsidiary of SoftBank. As a result of such ownership, SoftBank may be deemed to beneficially own the Galaxy Shares and the Starburst I Shares. Starburst I expressly disclaims beneficial ownership with respect to the Galaxy Shares and Galaxy expressly disclaims beneficial ownership with respect to the Starburst I Shares. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 18:55 UTC | SPRINT Corp S · Entity 150144 | PurchaseCommon Stock | 2,150,591 | $5.97 | $12,839,028.27 |
DisclosureSEC source: 0001209191-18-002227 · doc4.xml · nonDerivative · entry 1 SOFTBANK GROUP CORP · CIK 0001065521 · 10% owner Galaxy Investment Holdings, Inc. · CIK 0001583143 · 10% owner Starburst I, Inc. · CIK 0001560156 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,364,733,787 F1 · shares: These securities are owned indirectly by SoftBank through Galaxy Investment Holdings, Inc. ("Galaxy"), which is a wholly-owned subsidiary of SoftBank. As a result, SoftBank may be deemed to beneficially own such shares held directly by Galaxy. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.85 to $5.99, exclusive of any fees, commissions or other expenses. The Reporting Persons undertake to provide Sprint, any stockholder of Sprint, or the Staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3 · balance_after: Such figure reflects 288,208,264 and 290,358,855 shares of Sprint Common Stock (the "Galaxy Shares") as of January 2 and January 3, 2018, respectively, that are owned indirectly by SoftBank through Galaxy and 3,076,525,523 shares of Sprint Common Stock (the "Starburst I Shares") as of each such date that are owned indirectly by SoftBank through Starburst I, Inc. ("Starburst I"), which is a U.S. wholly owned subsidiary of SoftBank. As a result of such ownership, SoftBank may be deemed to beneficially own the Galaxy Shares and the Starburst I Shares. Starburst I expressly disclaims beneficial ownership with respect to the Galaxy Shares and Galaxy expressly disclaims beneficial ownership with respect to the Starburst I Shares. F3 · ownership.nature: Such figure reflects 288,208,264 and 290,358,855 shares of Sprint Common Stock (the "Galaxy Shares") as of January 2 and January 3, 2018, respectively, that are owned indirectly by SoftBank through Galaxy and 3,076,525,523 shares of Sprint Common Stock (the "Starburst I Shares") as of each such date that are owned indirectly by SoftBank through Starburst I, Inc. ("Starburst I"), which is a U.S. wholly owned subsidiary of SoftBank. As a result of such ownership, SoftBank may be deemed to beneficially own the Galaxy Shares and the Starburst I Shares. Starburst I expressly disclaims beneficial ownership with respect to the Galaxy Shares and Galaxy expressly disclaims beneficial ownership with respect to the Starburst I Shares. Read SEC document |
| December 29, 2017 Filed Jan 2, 2018 16:20 UTC | SPRINT Corp S · Entity 150144 | PurchaseCommon Stock | 2,141,300 | $5.95 | $12,740,735.00 |
DisclosureSEC source: 0001209191-18-000195 · doc4.xml · nonDerivative · entry 2 SOFTBANK GROUP CORP · CIK 0001065521 · 10% owner Galaxy Investment Holdings, Inc. · CIK 0001583143 · 10% owner Starburst I, Inc. · CIK 0001560156 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,362,583,196 F1 · shares: These securities are owned indirectly by SoftBank through Galaxy Investment Holdings, Inc. ("Galaxy"), which is a wholly-owned subsidiary of SoftBank. As a result, SoftBank may be deemed to beneficially own such shares held directly by Galaxy. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.92 to $5.99, exclusive of any fees, commissions or other expenses. The Reporting Persons undertake to provide Sprint, any stockholder of Sprint, or the Staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3 · balance_after: Such figure 283,916,373 and 286,057,673 shares of Sprint Common Stock (the "Galaxy Shares") as of December 28 and December 29, 2017, respectively, that are owned indirectly by SoftBank through Galaxy and 3,076,525,523 shares of Sprint Common Stock (the "Starburst I Shares") as of each such date that are owned indirectly by SoftBank through Starburst I, Inc. ("Starburst I"), which is a U.S. wholly owned subsidiary of SoftBank. As a result of such ownership, SoftBank may be deemed to beneficially own the Galaxy Shares and the Starburst I Shares. Starburst I expressly disclaims beneficial ownership with respect to the Galaxy Shares and Galaxy expressly disclaims beneficial ownership with respect to the Starburst I Shares. F3 · ownership.nature: Such figure 283,916,373 and 286,057,673 shares of Sprint Common Stock (the "Galaxy Shares") as of December 28 and December 29, 2017, respectively, that are owned indirectly by SoftBank through Galaxy and 3,076,525,523 shares of Sprint Common Stock (the "Starburst I Shares") as of each such date that are owned indirectly by SoftBank through Starburst I, Inc. ("Starburst I"), which is a U.S. wholly owned subsidiary of SoftBank. As a result of such ownership, SoftBank may be deemed to beneficially own the Galaxy Shares and the Starburst I Shares. Starburst I expressly disclaims beneficial ownership with respect to the Galaxy Shares and Galaxy expressly disclaims beneficial ownership with respect to the Starburst I Shares. Read SEC document |
| December 28, 2017 Filed Jan 2, 2018 16:20 UTC | SPRINT Corp S · Entity 150144 | PurchaseCommon Stock | 2,102,152 | $5.92 | $12,444,739.84 |
DisclosureSEC source: 0001209191-18-000195 · doc4.xml · nonDerivative · entry 1 SOFTBANK GROUP CORP · CIK 0001065521 · 10% owner Galaxy Investment Holdings, Inc. · CIK 0001583143 · 10% owner Starburst I, Inc. · CIK 0001560156 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,360,441,896 F1 · shares: These securities are owned indirectly by SoftBank through Galaxy Investment Holdings, Inc. ("Galaxy"), which is a wholly-owned subsidiary of SoftBank. As a result, SoftBank may be deemed to beneficially own such shares held directly by Galaxy. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.88 to $5.95, exclusive of any fees, commissions or other expenses. The Reporting Persons undertake to provide Sprint, any stockholder of Sprint, or the Staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3 · balance_after: Such figure 283,916,373 and 286,057,673 shares of Sprint Common Stock (the "Galaxy Shares") as of December 28 and December 29, 2017, respectively, that are owned indirectly by SoftBank through Galaxy and 3,076,525,523 shares of Sprint Common Stock (the "Starburst I Shares") as of each such date that are owned indirectly by SoftBank through Starburst I, Inc. ("Starburst I"), which is a U.S. wholly owned subsidiary of SoftBank. As a result of such ownership, SoftBank may be deemed to beneficially own the Galaxy Shares and the Starburst I Shares. Starburst I expressly disclaims beneficial ownership with respect to the Galaxy Shares and Galaxy expressly disclaims beneficial ownership with respect to the Starburst I Shares. F3 · ownership.nature: Such figure 283,916,373 and 286,057,673 shares of Sprint Common Stock (the "Galaxy Shares") as of December 28 and December 29, 2017, respectively, that are owned indirectly by SoftBank through Galaxy and 3,076,525,523 shares of Sprint Common Stock (the "Starburst I Shares") as of each such date that are owned indirectly by SoftBank through Starburst I, Inc. ("Starburst I"), which is a U.S. wholly owned subsidiary of SoftBank. As a result of such ownership, SoftBank may be deemed to beneficially own the Galaxy Shares and the Starburst I Shares. Starburst I expressly disclaims beneficial ownership with respect to the Galaxy Shares and Galaxy expressly disclaims beneficial ownership with respect to the Starburst I Shares. Read SEC document |
| December 27, 2017 Filed Dec 28, 2017 16:31 UTC | SPRINT Corp S · Entity 150144 | PurchaseCommon Stock | 2,141,300 | $5.88 | $12,590,844.00 |
DisclosureSEC source: 0001209191-17-067582 · doc4.xml · nonDerivative · entry 2 SOFTBANK GROUP CORP · CIK 0001065521 · 10% owner Galaxy Investment Holdings, Inc. · CIK 0001583143 · 10% owner Starburst I, Inc. · CIK 0001560156 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,358,339,744 F1 · shares: These securities are owned indirectly by SoftBank through Galaxy Investment Holdings, Inc. ("Galaxy"), which is a wholly-owned subsidiary of SoftBank. As a result, SoftBank may be deemed to beneficially own such shares held directly by Galaxy. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.82 to $5.98, exclusive of any fees, commissions or other expenses. The Reporting Persons undertake to provide Sprint, any stockholder of Sprint, or the Staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3 · balance_after: Such figure reflects 279,672,921 and 281,814,221 shares of Sprint Common Stock (the "Galaxy Shares") as of December 26 and December 27, 2017, respectively, that are owned indirectly by SoftBank through Galaxy and 3,076,525,523 shares of Sprint Common Stock (the "Starburst I Shares") as of each such date that are owned indirectly by SoftBank through Starburst I, Inc. ("Starburst I"), which is a U.S. wholly owned subsidiary of SoftBank. As a result of such ownership, SoftBank may be deemed to beneficially own the Galaxy Shares and the Starburst I Shares. Starburst I expressly disclaims beneficial ownership with respect to the Galaxy Shares and Galaxy expressly disclaims beneficial ownership with respect to the Starburst I Shares. F3 · ownership.nature: Such figure reflects 279,672,921 and 281,814,221 shares of Sprint Common Stock (the "Galaxy Shares") as of December 26 and December 27, 2017, respectively, that are owned indirectly by SoftBank through Galaxy and 3,076,525,523 shares of Sprint Common Stock (the "Starburst I Shares") as of each such date that are owned indirectly by SoftBank through Starburst I, Inc. ("Starburst I"), which is a U.S. wholly owned subsidiary of SoftBank. As a result of such ownership, SoftBank may be deemed to beneficially own the Galaxy Shares and the Starburst I Shares. Starburst I expressly disclaims beneficial ownership with respect to the Galaxy Shares and Galaxy expressly disclaims beneficial ownership with respect to the Starburst I Shares. Read SEC document |
| December 26, 2017 Filed Dec 28, 2017 16:31 UTC | SPRINT Corp S · Entity 150144 | PurchaseCommon Stock | 2,141,300 | $5.81 | $12,440,953.00 |
DisclosureSEC source: 0001209191-17-067582 · doc4.xml · nonDerivative · entry 1 SOFTBANK GROUP CORP · CIK 0001065521 · 10% owner Galaxy Investment Holdings, Inc. · CIK 0001583143 · 10% owner Starburst I, Inc. · CIK 0001560156 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,356,198,444 F1 · shares: These securities are owned indirectly by SoftBank through Galaxy Investment Holdings, Inc. ("Galaxy"), which is a wholly-owned subsidiary of SoftBank. As a result, SoftBank may be deemed to beneficially own such shares held directly by Galaxy. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.63 to $5.85, exclusive of any fees, commissions or other expenses. The Reporting Persons undertake to provide Sprint, any stockholder of Sprint, or the Staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3 · balance_after: Such figure reflects 279,672,921 and 281,814,221 shares of Sprint Common Stock (the "Galaxy Shares") as of December 26 and December 27, 2017, respectively, that are owned indirectly by SoftBank through Galaxy and 3,076,525,523 shares of Sprint Common Stock (the "Starburst I Shares") as of each such date that are owned indirectly by SoftBank through Starburst I, Inc. ("Starburst I"), which is a U.S. wholly owned subsidiary of SoftBank. As a result of such ownership, SoftBank may be deemed to beneficially own the Galaxy Shares and the Starburst I Shares. Starburst I expressly disclaims beneficial ownership with respect to the Galaxy Shares and Galaxy expressly disclaims beneficial ownership with respect to the Starburst I Shares. F3 · ownership.nature: Such figure reflects 279,672,921 and 281,814,221 shares of Sprint Common Stock (the "Galaxy Shares") as of December 26 and December 27, 2017, respectively, that are owned indirectly by SoftBank through Galaxy and 3,076,525,523 shares of Sprint Common Stock (the "Starburst I Shares") as of each such date that are owned indirectly by SoftBank through Starburst I, Inc. ("Starburst I"), which is a U.S. wholly owned subsidiary of SoftBank. As a result of such ownership, SoftBank may be deemed to beneficially own the Galaxy Shares and the Starburst I Shares. Starburst I expressly disclaims beneficial ownership with respect to the Galaxy Shares and Galaxy expressly disclaims beneficial ownership with respect to the Starburst I Shares. Read SEC document |
| December 22, 2017 Filed Dec 26, 2017 17:05 UTC | SPRINT Corp S · Entity 150144 | PurchaseCommon Stock | 2,563,780 | $5.69 | $14,587,908.20 |
DisclosureSEC source: 0001209191-17-067231 · doc4.xml · nonDerivative · entry 2 SOFTBANK GROUP CORP · CIK 0001065521 · 10% owner Galaxy Investment Holdings, Inc. · CIK 0001583143 · 10% owner Starburst I, Inc. · CIK 0001560156 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,354,057,144 F1 · shares: These securities are owned indirectly by SoftBank through Galaxy Investment Holdings, Inc. ("Galaxy"), which is a wholly-owned subsidiary of SoftBank. As a result, SoftBank may be deemed to beneficially own such shares held directly by Galaxy. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.62 to $5.72, exclusive of any fees, commissions or other expenses. The Reporting Persons undertake to provide Sprint, any stockholder of Sprint, or the Staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3 · balance_after: Such figure reflects 274,967,841 and 277,531,621 shares of Sprint Common Stock (the "Galaxy Shares") as of December 21 and December 22, 2017, respectively, that are owned indirectly by SoftBank through Galaxy and 3,076,525,523 shares of Sprint Common Stock (the "Starburst I Shares") as of each such date that are owned indirectly by SoftBank through Starburst I, Inc. ("Starburst I"), which is a U.S. wholly owned subsidiary of SoftBank. As a result of such ownership, SoftBank may be deemed to beneficially own the Galaxy Shares and the Starburst I Shares. Starburst I expressly disclaims beneficial ownership with respect to the Galaxy Shares and Galaxy expressly disclaims beneficial ownership with respect to the Starburst I Shares. F3 · ownership.nature: Such figure reflects 274,967,841 and 277,531,621 shares of Sprint Common Stock (the "Galaxy Shares") as of December 21 and December 22, 2017, respectively, that are owned indirectly by SoftBank through Galaxy and 3,076,525,523 shares of Sprint Common Stock (the "Starburst I Shares") as of each such date that are owned indirectly by SoftBank through Starburst I, Inc. ("Starburst I"), which is a U.S. wholly owned subsidiary of SoftBank. As a result of such ownership, SoftBank may be deemed to beneficially own the Galaxy Shares and the Starburst I Shares. Starburst I expressly disclaims beneficial ownership with respect to the Galaxy Shares and Galaxy expressly disclaims beneficial ownership with respect to the Starburst I Shares. Read SEC document |
| December 21, 2017 Filed Dec 26, 2017 17:05 UTC | SPRINT Corp S · Entity 150144 | PurchaseCommon Stock | 2,563,779 | $5.66 | $14,510,989.14 |
DisclosureSEC source: 0001209191-17-067231 · doc4.xml · nonDerivative · entry 1 SOFTBANK GROUP CORP · CIK 0001065521 · 10% owner Galaxy Investment Holdings, Inc. · CIK 0001583143 · 10% owner Starburst I, Inc. · CIK 0001560156 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,351,493,364 F1 · shares: These securities are owned indirectly by SoftBank through Galaxy Investment Holdings, Inc. ("Galaxy"), which is a wholly-owned subsidiary of SoftBank. As a result, SoftBank may be deemed to beneficially own such shares held directly by Galaxy. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.59 to $5.70, exclusive of any fees, commissions or other expenses. The Reporting Persons undertake to provide Sprint, any stockholder of Sprint, or the Staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3 · balance_after: Such figure reflects 274,967,841 and 277,531,621 shares of Sprint Common Stock (the "Galaxy Shares") as of December 21 and December 22, 2017, respectively, that are owned indirectly by SoftBank through Galaxy and 3,076,525,523 shares of Sprint Common Stock (the "Starburst I Shares") as of each such date that are owned indirectly by SoftBank through Starburst I, Inc. ("Starburst I"), which is a U.S. wholly owned subsidiary of SoftBank. As a result of such ownership, SoftBank may be deemed to beneficially own the Galaxy Shares and the Starburst I Shares. Starburst I expressly disclaims beneficial ownership with respect to the Galaxy Shares and Galaxy expressly disclaims beneficial ownership with respect to the Starburst I Shares. F4 · balance_after: Such figure includes 336,896 shares deemed reacquired by SoftBank through Galaxy as reported on a Form 4/A filed on December 21, 2017, which shares were not reported in prior filings since the date of the transaction subject to the Form 4/A. F3 · ownership.nature: Such figure reflects 274,967,841 and 277,531,621 shares of Sprint Common Stock (the "Galaxy Shares") as of December 21 and December 22, 2017, respectively, that are owned indirectly by SoftBank through Galaxy and 3,076,525,523 shares of Sprint Common Stock (the "Starburst I Shares") as of each such date that are owned indirectly by SoftBank through Starburst I, Inc. ("Starburst I"), which is a U.S. wholly owned subsidiary of SoftBank. As a result of such ownership, SoftBank may be deemed to beneficially own the Galaxy Shares and the Starburst I Shares. Starburst I expressly disclaims beneficial ownership with respect to the Galaxy Shares and Galaxy expressly disclaims beneficial ownership with respect to the Starburst I Shares. Read SEC document |
| December 20, 2017 Filed Dec 21, 2017 16:13 UTC | SPRINT Corp S · Entity 150144 | PurchaseCommon Stock | 2,563,779 | $5.64 | $14,459,713.56 |
DisclosureSEC source: 0001209191-17-066792 · doc4.xml · nonDerivative · entry 2 SOFTBANK GROUP CORP · CIK 0001065521 · 10% owner Galaxy Investment Holdings, Inc. · CIK 0001583143 · 10% owner Starburst I, Inc. · CIK 0001560156 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,348,592,689 F1 · shares: These securities are owned indirectly by SoftBank through Galaxy Investment Holdings, Inc. ("Galaxy"), which is a wholly-owned subsidiary of SoftBank. As a result, SoftBank may be deemed to beneficially own such shares held directly by Galaxy. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.60 to $5.66, exclusive of any fees, commissions or other expenses. The Reporting Persons undertake to provide Sprint, any stockholder of Sprint, or the Staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3 · balance_after: Such figure reflects 269,503,387 and 272,067,166 shares of Sprint Common Stock (the "Galaxy Shares") as of December 19 and December 20, 2017, respectively, that are owned indirectly by SoftBank through Galaxy and 3,076,525,523 shares of Sprint Common Stock (the "Starburst I Shares") as of each such date that are owned indirectly by SoftBank through Starburst I, Inc. ("Starburst I"), which is a U.S. wholly owned subsidiary of SoftBank. As a result of such ownership, SoftBank may be deemed to beneficially own the Galaxy Shares and the Starburst I Shares. Starburst I expressly disclaims beneficial ownership with respect to the Galaxy Shares and Galaxy expressly disclaims beneficial ownership with respect to the Starburst I Shares. F3 · ownership.nature: Such figure reflects 269,503,387 and 272,067,166 shares of Sprint Common Stock (the "Galaxy Shares") as of December 19 and December 20, 2017, respectively, that are owned indirectly by SoftBank through Galaxy and 3,076,525,523 shares of Sprint Common Stock (the "Starburst I Shares") as of each such date that are owned indirectly by SoftBank through Starburst I, Inc. ("Starburst I"), which is a U.S. wholly owned subsidiary of SoftBank. As a result of such ownership, SoftBank may be deemed to beneficially own the Galaxy Shares and the Starburst I Shares. Starburst I expressly disclaims beneficial ownership with respect to the Galaxy Shares and Galaxy expressly disclaims beneficial ownership with respect to the Starburst I Shares. Read SEC document |
| December 19, 2017 Filed Dec 21, 2017 16:13 UTC | SPRINT Corp S · Entity 150144 | PurchaseCommon Stock | 2,531,770 | $5.65 | $14,304,500.50 |
DisclosureSEC source: 0001209191-17-066792 · doc4.xml · nonDerivative · entry 1 SOFTBANK GROUP CORP · CIK 0001065521 · 10% owner Galaxy Investment Holdings, Inc. · CIK 0001583143 · 10% owner Starburst I, Inc. · CIK 0001560156 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,346,028,910 F1 · shares: These securities are owned indirectly by SoftBank through Galaxy Investment Holdings, Inc. ("Galaxy"), which is a wholly-owned subsidiary of SoftBank. As a result, SoftBank may be deemed to beneficially own such shares held directly by Galaxy. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.58 to $5.72, exclusive of any fees, commissions or other expenses. The Reporting Persons undertake to provide Sprint, any stockholder of Sprint, or the Staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3 · balance_after: Such figure reflects 269,503,387 and 272,067,166 shares of Sprint Common Stock (the "Galaxy Shares") as of December 19 and December 20, 2017, respectively, that are owned indirectly by SoftBank through Galaxy and 3,076,525,523 shares of Sprint Common Stock (the "Starburst I Shares") as of each such date that are owned indirectly by SoftBank through Starburst I, Inc. ("Starburst I"), which is a U.S. wholly owned subsidiary of SoftBank. As a result of such ownership, SoftBank may be deemed to beneficially own the Galaxy Shares and the Starburst I Shares. Starburst I expressly disclaims beneficial ownership with respect to the Galaxy Shares and Galaxy expressly disclaims beneficial ownership with respect to the Starburst I Shares. F3 · ownership.nature: Such figure reflects 269,503,387 and 272,067,166 shares of Sprint Common Stock (the "Galaxy Shares") as of December 19 and December 20, 2017, respectively, that are owned indirectly by SoftBank through Galaxy and 3,076,525,523 shares of Sprint Common Stock (the "Starburst I Shares") as of each such date that are owned indirectly by SoftBank through Starburst I, Inc. ("Starburst I"), which is a U.S. wholly owned subsidiary of SoftBank. As a result of such ownership, SoftBank may be deemed to beneficially own the Galaxy Shares and the Starburst I Shares. Starburst I expressly disclaims beneficial ownership with respect to the Galaxy Shares and Galaxy expressly disclaims beneficial ownership with respect to the Starburst I Shares. Read SEC document |
| December 18, 2017 Filed Dec 19, 2017 16:10 UTC | SPRINT Corp S · Entity 150144 | PurchaseCommon Stock | 2,563,779 | $5.65 | $14,485,351.35 |
DisclosureSEC source: 0001209191-17-066311 · doc4.xml · nonDerivative · entry 2 SOFTBANK GROUP CORP · CIK 0001065521 · 10% owner Galaxy Investment Holdings, Inc. · CIK 0001583143 · 10% owner Starburst I, Inc. · CIK 0001560156 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,343,497,140 F1 · shares: These securities are owned indirectly by SoftBank through Galaxy Investment Holdings, Inc. ("Galaxy"), which is a wholly-owned subsidiary of SoftBank. As a result, SoftBank may be deemed to beneficially own such shares held directly by Galaxy. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.52 to $5.71, exclusive of any fees, commissions or other expenses. The Reporting Persons undertake to provide Sprint, any stockholder of Sprint, or the Staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3 · balance_after: Such figure reflects 264,407,838 and 266,971,617 shares of Sprint Common Stock (the "Galaxy Shares") as of December 15 and December 18, 2017, respectively, that are owned indirectly by SoftBank through Galaxy and 3,076,525,523 shares of Sprint Common Stock (the "Starburst I Shares") as of each such date that are owned indirectly by SoftBank through Starburst I, Inc. ("Starburst I"), which is a U.S. wholly owned subsidiary of SoftBank. As a result of such ownership, SoftBank may be deemed to beneficially own the Galaxy Shares and the Starburst I Shares. Starburst I expressly disclaims beneficial ownership with respect to the Galaxy Shares and Galaxy expressly disclaims beneficial ownership with respect to the Starburst I Shares. F3 · ownership.nature: Such figure reflects 264,407,838 and 266,971,617 shares of Sprint Common Stock (the "Galaxy Shares") as of December 15 and December 18, 2017, respectively, that are owned indirectly by SoftBank through Galaxy and 3,076,525,523 shares of Sprint Common Stock (the "Starburst I Shares") as of each such date that are owned indirectly by SoftBank through Starburst I, Inc. ("Starburst I"), which is a U.S. wholly owned subsidiary of SoftBank. As a result of such ownership, SoftBank may be deemed to beneficially own the Galaxy Shares and the Starburst I Shares. Starburst I expressly disclaims beneficial ownership with respect to the Galaxy Shares and Galaxy expressly disclaims beneficial ownership with respect to the Starburst I Shares. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 16:10 UTC | SPRINT Corp S · Entity 150144 | PurchaseCommon Stock | 2,475,698 | $5.55 | $13,740,123.90 |
DisclosureSEC source: 0001209191-17-066311 · doc4.xml · nonDerivative · entry 1 SOFTBANK GROUP CORP · CIK 0001065521 · 10% owner Galaxy Investment Holdings, Inc. · CIK 0001583143 · 10% owner Starburst I, Inc. · CIK 0001560156 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,340,933,361 F1 · shares: These securities are owned indirectly by SoftBank through Galaxy Investment Holdings, Inc. ("Galaxy"), which is a wholly-owned subsidiary of SoftBank. As a result, SoftBank may be deemed to beneficially own such shares held directly by Galaxy. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.49 to $5.67, exclusive of any fees, commissions or other expenses. The Reporting Persons undertake to provide Sprint, any stockholder of Sprint, or the Staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3 · balance_after: Such figure reflects 264,407,838 and 266,971,617 shares of Sprint Common Stock (the "Galaxy Shares") as of December 15 and December 18, 2017, respectively, that are owned indirectly by SoftBank through Galaxy and 3,076,525,523 shares of Sprint Common Stock (the "Starburst I Shares") as of each such date that are owned indirectly by SoftBank through Starburst I, Inc. ("Starburst I"), which is a U.S. wholly owned subsidiary of SoftBank. As a result of such ownership, SoftBank may be deemed to beneficially own the Galaxy Shares and the Starburst I Shares. Starburst I expressly disclaims beneficial ownership with respect to the Galaxy Shares and Galaxy expressly disclaims beneficial ownership with respect to the Starburst I Shares. F3 · ownership.nature: Such figure reflects 264,407,838 and 266,971,617 shares of Sprint Common Stock (the "Galaxy Shares") as of December 15 and December 18, 2017, respectively, that are owned indirectly by SoftBank through Galaxy and 3,076,525,523 shares of Sprint Common Stock (the "Starburst I Shares") as of each such date that are owned indirectly by SoftBank through Starburst I, Inc. ("Starburst I"), which is a U.S. wholly owned subsidiary of SoftBank. As a result of such ownership, SoftBank may be deemed to beneficially own the Galaxy Shares and the Starburst I Shares. Starburst I expressly disclaims beneficial ownership with respect to the Galaxy Shares and Galaxy expressly disclaims beneficial ownership with respect to the Starburst I Shares. Read SEC document |
| December 14, 2017 Filed Dec 18, 2017 17:39 UTC | SPRINT Corp S · Entity 150144 | PurchaseCommon Stock | 3,231,117 | $5.68 | $18,352,744.56 |
DisclosureSEC source: 0001209191-17-066193 · doc4.xml · nonDerivative · entry 1 SOFTBANK GROUP CORP · CIK 0001065521 · 10% owner Galaxy Investment Holdings, Inc. · CIK 0001583143 · 10% owner Starburst I, Inc. · CIK 0001560156 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,338,457,663 F1 · shares: These securities are owned indirectly by SoftBank through Galaxy Investment Holdings, Inc. ("Galaxy"), which is a wholly-owned subsidiary of SoftBank. As a result, SoftBank may be deemed to beneficially own such shares held directly by Galaxy. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.63 to $5.72, exclusive of any fees, commissions or other expenses. The Reporting Persons undertake to provide Sprint, any stockholder of Sprint, or the Staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3 · balance_after: Such figure reflects 261,932,140 shares of Sprint Common Stock (the "Galaxy Shares") as of December 14, 2017 that are owned indirectly by SoftBank through Galaxy and 3,076,525,523 shares of Sprint Common Stock (the "Starburst I Shares") as of each such date that are owned indirectly by SoftBank through Starburst I, Inc. ("Starburst I"), which is a U.S. wholly owned subsidiary of SoftBank. As a result of such ownership, SoftBank may be deemed to beneficially own the Galaxy Shares and the Starburst I Shares. Starburst I expressly disclaims beneficial ownership with respect to the Galaxy Shares and Galaxy expressly disclaims beneficial ownership with respect to the Starburst I Shares.expressly disclaims beneficial ownership with respect to the Starburst I Shares. F3 · ownership.nature: Such figure reflects 261,932,140 shares of Sprint Common Stock (the "Galaxy Shares") as of December 14, 2017 that are owned indirectly by SoftBank through Galaxy and 3,076,525,523 shares of Sprint Common Stock (the "Starburst I Shares") as of each such date that are owned indirectly by SoftBank through Starburst I, Inc. ("Starburst I"), which is a U.S. wholly owned subsidiary of SoftBank. As a result of such ownership, SoftBank may be deemed to beneficially own the Galaxy Shares and the Starburst I Shares. Starburst I expressly disclaims beneficial ownership with respect to the Galaxy Shares and Galaxy expressly disclaims beneficial ownership with respect to the Starburst I Shares.expressly disclaims beneficial ownership with respect to the Starburst I Shares. Read SEC document |
| December 05, 2017 Filed Dec 7, 2017 16:31 UTC | SPRINT Corp S · Entity 150144 | PurchaseCommon Stock | 588,002 | $5.82 | $3,422,171.64 |
DisclosureSEC source: 0001209191-17-064430 · doc4.xml · nonDerivative · entry 1 SOFTBANK GROUP CORP · CIK 0001065521 · 10% owner Galaxy Investment Holdings, Inc. · CIK 0001583143 · 10% owner Starburst I, Inc. · CIK 0001560156 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,335,226,546 F1 · shares: These securities are owned indirectly by SoftBank through Galaxy Investment Holdings, Inc. ("Galaxy"), which is a wholly-owned subsidiary of SoftBank. As a result, SoftBank may be deemed to beneficially own such shares held directly by Galaxy. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.74 to $5.91, exclusive of any fees, commissions or other expenses. The Reporting Persons undertake to provide Sprint, any stockholder of Sprint, or the Staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3 · balance_after: Such figure reflects 258,701,023 shares of Sprint Common Stock (the "Galaxy Shares") as of December 5, 2017 that are owned indirectly by SoftBank through Galaxy and 3,076,525,523 shares of Sprint Common Stock (the "Starburst I Shares") as of each such date that are owned indirectly by SoftBank through Starburst I, Inc. ("Starburst I"), which is a U.S. wholly owned subsidiary of SoftBank. As a result of such ownership, SoftBank may be deemed to beneficially own the Galaxy Shares and the Starburst I Shares. Starburst I expressly disclaims beneficial ownership with respect to the Galaxy Shares and Galaxy expressly disclaims beneficial ownership with respect to the Starburst I Shares. F3 · ownership.nature: Such figure reflects 258,701,023 shares of Sprint Common Stock (the "Galaxy Shares") as of December 5, 2017 that are owned indirectly by SoftBank through Galaxy and 3,076,525,523 shares of Sprint Common Stock (the "Starburst I Shares") as of each such date that are owned indirectly by SoftBank through Starburst I, Inc. ("Starburst I"), which is a U.S. wholly owned subsidiary of SoftBank. As a result of such ownership, SoftBank may be deemed to beneficially own the Galaxy Shares and the Starburst I Shares. Starburst I expressly disclaims beneficial ownership with respect to the Galaxy Shares and Galaxy expressly disclaims beneficial ownership with respect to the Starburst I Shares. Read SEC document |
| December 04, 2017 Filed Dec 5, 2017 20:13 UTC | SPRINT Corp S · Entity 150144 | PurchaseCommon Stock | 1,045,040 | $5.99 | $6,259,789.60 |
DisclosureSEC source: 0001209191-17-064090 · doc4.xml · nonDerivative · entry 2 SOFTBANK GROUP CORP · CIK 0001065521 · 10% owner Galaxy Investment Holdings, Inc. · CIK 0001583143 · 10% owner Starburst I, Inc. · CIK 0001560156 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,334,638,544 F1 · shares: These securities are owned indirectly by SoftBank through Galaxy Investment Holdings, Inc. ("Galaxy"), which is a wholly-owned subsidiary of SoftBank. As a result, SoftBank may be deemed to beneficially own such shares held directly by Galaxy. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.93 to $5.99, exclusive of any fees, commissions or other expenses. The Reporting Persons undertake to provide Sprint, any stockholder of Sprint, or the Staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3 · balance_after: Such figure reflects 257,067,981 and 258,113,021 shares of Sprint Common Stock (the "Galaxy Shares") as of December 1 and December 4, 2017, respectively, that are owned indirectly by SoftBank through Galaxy and 3,076,525,523 shares of Sprint Common Stock (the "Starburst I Shares") as of each such date that are owned indirectly by SoftBank through Starburst I, Inc. ("Starburst I"), which is a U.S. wholly owned subsidiary of SoftBank. As a result of such ownership, SoftBank may be deemed to beneficially own the Galaxy Shares and the Starburst I Shares. Starburst I expressly disclaims beneficial ownership with respect to the Galaxy Shares and Galaxy expressly disclaims beneficial ownership with respect to the Starburst I Shares. F3 · ownership.nature: Such figure reflects 257,067,981 and 258,113,021 shares of Sprint Common Stock (the "Galaxy Shares") as of December 1 and December 4, 2017, respectively, that are owned indirectly by SoftBank through Galaxy and 3,076,525,523 shares of Sprint Common Stock (the "Starburst I Shares") as of each such date that are owned indirectly by SoftBank through Starburst I, Inc. ("Starburst I"), which is a U.S. wholly owned subsidiary of SoftBank. As a result of such ownership, SoftBank may be deemed to beneficially own the Galaxy Shares and the Starburst I Shares. Starburst I expressly disclaims beneficial ownership with respect to the Galaxy Shares and Galaxy expressly disclaims beneficial ownership with respect to the Starburst I Shares. Read SEC document |
| December 01, 2017 Filed Dec 5, 2017 20:13 UTC | SPRINT Corp S · Entity 150144 | PurchaseCommon Stock | 1,271,653 | $5.98 | $7,604,484.94 |
DisclosureSEC source: 0001209191-17-064090 · doc4.xml · nonDerivative · entry 1 SOFTBANK GROUP CORP · CIK 0001065521 · 10% owner Galaxy Investment Holdings, Inc. · CIK 0001583143 · 10% owner Starburst I, Inc. · CIK 0001560156 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,333,593,504 F1 · shares: These securities are owned indirectly by SoftBank through Galaxy Investment Holdings, Inc. ("Galaxy"), which is a wholly-owned subsidiary of SoftBank. As a result, SoftBank may be deemed to beneficially own such shares held directly by Galaxy. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.91 to $5.99, exclusive of any fees, commissions or other expenses. The Reporting Persons undertake to provide Sprint, any stockholder of Sprint, or the Staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3 · balance_after: Such figure reflects 257,067,981 and 258,113,021 shares of Sprint Common Stock (the "Galaxy Shares") as of December 1 and December 4, 2017, respectively, that are owned indirectly by SoftBank through Galaxy and 3,076,525,523 shares of Sprint Common Stock (the "Starburst I Shares") as of each such date that are owned indirectly by SoftBank through Starburst I, Inc. ("Starburst I"), which is a U.S. wholly owned subsidiary of SoftBank. As a result of such ownership, SoftBank may be deemed to beneficially own the Galaxy Shares and the Starburst I Shares. Starburst I expressly disclaims beneficial ownership with respect to the Galaxy Shares and Galaxy expressly disclaims beneficial ownership with respect to the Starburst I Shares. F3 · ownership.nature: Such figure reflects 257,067,981 and 258,113,021 shares of Sprint Common Stock (the "Galaxy Shares") as of December 1 and December 4, 2017, respectively, that are owned indirectly by SoftBank through Galaxy and 3,076,525,523 shares of Sprint Common Stock (the "Starburst I Shares") as of each such date that are owned indirectly by SoftBank through Starburst I, Inc. ("Starburst I"), which is a U.S. wholly owned subsidiary of SoftBank. As a result of such ownership, SoftBank may be deemed to beneficially own the Galaxy Shares and the Starburst I Shares. Starburst I expressly disclaims beneficial ownership with respect to the Galaxy Shares and Galaxy expressly disclaims beneficial ownership with respect to the Starburst I Shares. Read SEC document |
| November 30, 2017 Filed Dec 1, 2017 20:24 UTC | SPRINT Corp S · Entity 150144 | PurchaseCommon Stock | 930,639 | $5.99 | $5,574,527.61 |
DisclosureSEC source: 0001209191-17-063347 · doc4.xml · nonDerivative · entry 2 SOFTBANK GROUP CORP · CIK 0001065521 · 10% owner Galaxy Investment Holdings, Inc. · CIK 0001583143 · 10% owner Starburst I, Inc. · CIK 0001560156 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,332,321,851 F1 · shares: These securities are owned indirectly by SoftBank through Galaxy Investment Holdings, Inc. ("Galaxy"), which is a wholly-owned subsidiary of SoftBank. As a result, SoftBank may be deemed to beneficially own such shares held directly by Galaxy. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.97 to $5.99, exclusive of any fees, commissions or other expenses. The Reporting Persons undertake to provide Sprint, any stockholder of Sprint, or the Staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F2 · balance_after: Such figure reflects 254,865,689 and 255,796,328 shares of Sprint Common Stock (the "Galaxy Shares") as of November 29 and November 30, 2017, respectively, that are owned indirectly by SoftBank through Galaxy and 3,076,525,523 shares of Sprint Common Stock (the "Starburst I Shares") as of each such date that are owned indirectly by SoftBank through Starburst I, Inc. ("Starburst I"), which is a U.S. wholly owned subsidiary of SoftBank. As a result of such ownership, SoftBank may be deemed to beneficially own the Galaxy Shares and the Starburst I Shares. Starburst I expressly disclaims beneficial ownership with respect to the Galaxy Shares and Galaxy expressly disclaims beneficial ownership with respect to the Starburst I Shares. F2 · ownership.nature: Such figure reflects 254,865,689 and 255,796,328 shares of Sprint Common Stock (the "Galaxy Shares") as of November 29 and November 30, 2017, respectively, that are owned indirectly by SoftBank through Galaxy and 3,076,525,523 shares of Sprint Common Stock (the "Starburst I Shares") as of each such date that are owned indirectly by SoftBank through Starburst I, Inc. ("Starburst I"), which is a U.S. wholly owned subsidiary of SoftBank. As a result of such ownership, SoftBank may be deemed to beneficially own the Galaxy Shares and the Starburst I Shares. Starburst I expressly disclaims beneficial ownership with respect to the Galaxy Shares and Galaxy expressly disclaims beneficial ownership with respect to the Starburst I Shares. Read SEC document |
| November 29, 2017 Filed Dec 1, 2017 20:24 UTC | SPRINT Corp S · Entity 150144 | PurchaseCommon Stock | 30,741 | $5.99 | $184,138.59 |
DisclosureSEC source: 0001209191-17-063347 · doc4.xml · nonDerivative · entry 1 SOFTBANK GROUP CORP · CIK 0001065521 · 10% owner Galaxy Investment Holdings, Inc. · CIK 0001583143 · 10% owner Starburst I, Inc. · CIK 0001560156 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,331,391,212 F1 · shares: These securities are owned indirectly by SoftBank through Galaxy Investment Holdings, Inc. ("Galaxy"), which is a wholly-owned subsidiary of SoftBank. As a result, SoftBank may be deemed to beneficially own such shares held directly by Galaxy. F2 · balance_after: Such figure reflects 254,865,689 and 255,796,328 shares of Sprint Common Stock (the "Galaxy Shares") as of November 29 and November 30, 2017, respectively, that are owned indirectly by SoftBank through Galaxy and 3,076,525,523 shares of Sprint Common Stock (the "Starburst I Shares") as of each such date that are owned indirectly by SoftBank through Starburst I, Inc. ("Starburst I"), which is a U.S. wholly owned subsidiary of SoftBank. As a result of such ownership, SoftBank may be deemed to beneficially own the Galaxy Shares and the Starburst I Shares. Starburst I expressly disclaims beneficial ownership with respect to the Galaxy Shares and Galaxy expressly disclaims beneficial ownership with respect to the Starburst I Shares. F2 · ownership.nature: Such figure reflects 254,865,689 and 255,796,328 shares of Sprint Common Stock (the "Galaxy Shares") as of November 29 and November 30, 2017, respectively, that are owned indirectly by SoftBank through Galaxy and 3,076,525,523 shares of Sprint Common Stock (the "Starburst I Shares") as of each such date that are owned indirectly by SoftBank through Starburst I, Inc. ("Starburst I"), which is a U.S. wholly owned subsidiary of SoftBank. As a result of such ownership, SoftBank may be deemed to beneficially own the Galaxy Shares and the Starburst I Shares. Starburst I expressly disclaims beneficial ownership with respect to the Galaxy Shares and Galaxy expressly disclaims beneficial ownership with respect to the Starburst I Shares. Read SEC document |
| November 15, 2017 Filed Nov 16, 2017 16:24 UTC | SPRINT Corp S · Entity 150144 | PurchaseCommon Stock | 56,019 | $5.98 | $334,993.62 |
DisclosureSEC source: 0001209191-17-061179 · doc4.xml · nonDerivative · entry 2 SOFTBANK GROUP CORP · CIK 0001065521 · 10% owner Galaxy Investment Holdings, Inc. · CIK 0001583143 · 10% owner Starburst I, Inc. · CIK 0001560156 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,331,360,471 F1 · shares: These securities are owned indirectly by SoftBank through Galaxy Investment Holdings, Inc. ("Galaxy"), which is a wholly-owned subsidiary of SoftBank. As a result, SoftBank may be deemed to beneficially own such shares held directly by Galaxy. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.94 to $5.99, exclusive of any fees, commissions or other expenses. The Reporting Persons undertake to provide Sprint, any stockholder of Sprint, or the Staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3 · balance_after: Such figure reflects 254,778,929 and 254,834,948 shares of Sprint Common Stock (the "Galaxy Shares") as of November 14 and November 15, 2017, respectively, that are owned indirectly by SoftBank through Galaxy and 3,076,525,523 shares of Sprint Common Stock (the "Starburst I Shares") as of each such date that are owned indirectly by SoftBank through Starburst I, Inc. ("Starburst I"), which is a U.S. wholly owned subsidiary of SoftBank. As a result of such ownership, SoftBank may be deemed to beneficially own the Galaxy Shares and the Starburst I Shares. Starburst I expressly disclaims beneficial ownership with respect to the Galaxy Shares and Galaxy expressly disclaims beneficial ownership with respect to the Starburst I Shares. F3 · ownership.nature: Such figure reflects 254,778,929 and 254,834,948 shares of Sprint Common Stock (the "Galaxy Shares") as of November 14 and November 15, 2017, respectively, that are owned indirectly by SoftBank through Galaxy and 3,076,525,523 shares of Sprint Common Stock (the "Starburst I Shares") as of each such date that are owned indirectly by SoftBank through Starburst I, Inc. ("Starburst I"), which is a U.S. wholly owned subsidiary of SoftBank. As a result of such ownership, SoftBank may be deemed to beneficially own the Galaxy Shares and the Starburst I Shares. Starburst I expressly disclaims beneficial ownership with respect to the Galaxy Shares and Galaxy expressly disclaims beneficial ownership with respect to the Starburst I Shares. Read SEC document |
| November 15, 2017 Filed Nov 17, 2017 16:40 UTC | SPRINT Corp S · Entity 150144 | OtherCommon Stock | 311,476 | $6.16 | $1,918,692.16 |
DisclosureSEC source: 0001209191-17-061518 · doc4.xml · nonDerivative · entry 1 SOFTBANK GROUP CORP · CIK 0001065521 · 10% owner Galaxy Investment Holdings, Inc. · CIK 0001583143 · 10% owner Starburst I, Inc. · CIK 0001560156 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,331,671,947 F1 · kind: On March 17, 2014, Galaxy Investment Holdings, Inc. ("Galaxy"), a U.S. wholly owned subsidiary of SoftBank Group Corp. ("SoftBank") granted to Ronald D. Fisher an award of restricted stock units (the "RSUs") for 2,846,508 shares of the common stock of Sprint Corporation, par value $0.01 per share ("Sprint Common Stock"), owned by Galaxy. The RSUs vest in four equal installments beginning on November 15, 2015, subject to the terms of the RSU award agreement. RSUs in respect of 711,627 shares vested on November 15, 2017, of which 311,476 were settled in cash and 400,151 were settled in shares of Sprint Common Stock. Such cash was withheld to satisfy tax withholding obligations. The amount reported in column 4 represents shares of Sprint Common Stock deemed reacquired by Galaxy from Mr. Fisher in respect of the RSUs settled in cash. F2 · ownership.nature: Such figure reflects 255,146,424 shares of Sprint Common Stock (the "Galaxy Shares") that are owned indirectly by SoftBank through Galaxy and 3,076,525,523 shares of Sprint Common Stock (the "Starburst I Shares") that are owned indirectly by SoftBank through Starburst I, Inc. ("Starburst I"), which is a U.S. wholly owned subsidiary of SoftBank. As a result of such ownership, SoftBank may be deemed to beneficially own the Galaxy Shares and the Starburst I Shares. Starburst I expressly disclaims beneficial ownership with respect to the Galaxy Shares and Galaxy expressly disclaims beneficial ownership with respect to the Starburst I Shares. Read SEC document |
| November 15, 2017 Filed Dec 21, 2017 20:19 UTC Amendment | SPRINT Corp S · Entity 150144 | OtherCommon Stock | 336,896 | $6.16 | $2,075,279.36 |
DisclosureSEC source: 0001209191-17-066887 · doc4a.xml · nonDerivative · entry 1 SOFTBANK GROUP CORP · CIK 0001065521 · 10% owner Galaxy Investment Holdings, Inc. · CIK 0001583143 · 10% owner Starburst I, Inc. · CIK 0001560156 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,331,697,367 F1 · kind: On March 17, 2014, Galaxy Investment Holdings, Inc. ("Galaxy"), a U.S. wholly owned subsidiary of SoftBank Group Corp. ("SoftBank") granted to Ronald D. Fisher an award of restricted stock units (the "RSUs") for 2,846,508 shares of the common stock of Sprint Corporation, par value $0.01 per share ("Sprint Common Stock"), owned by Galaxy. The RSUs vest in four equal installments beginning on November 15, 2015, subject to the terms of the RSU award agreement. RSUs in respect of 711,627 shares vested on November 15, 2017, of which 336,896 were settled in cash and 374,731 were settled in shares of Sprint Common Stock. Such cash was withheld to satisfy tax withholding obligations. The amount reported in column 4 represents shares of Sprint Common Stock deemed reacquired by Galaxy from Mr. Fisher in respect of the RSUs settled in cash. F2 · ownership.nature: Such figure reflects 255,171,844 shares of Sprint Common Stock (the "Galaxy Shares") that are owned indirectly by SoftBank through Galaxy and 3,076,525,523 shares of Sprint Common Stock (the "Starburst I Shares") that are owned indirectly by SoftBank through Starburst I, Inc. ("Starburst I"), which is a U.S. wholly owned subsidiary of SoftBank. As a result of such ownership, SoftBank may be deemed to beneficially own the Galaxy Shares and the Starburst I Shares. Starburst I expressly disclaims beneficial ownership with respect to the Galaxy Shares and Galaxy expressly disclaims beneficial ownership with respect to the Starburst I Shares. Read SEC document |
| November 14, 2017 Filed Nov 16, 2017 16:24 UTC | SPRINT Corp S · Entity 150144 | PurchaseCommon Stock | 2,577,795 | $5.98 | $15,415,214.10 |
DisclosureSEC source: 0001209191-17-061179 · doc4.xml · nonDerivative · entry 1 SOFTBANK GROUP CORP · CIK 0001065521 · 10% owner Galaxy Investment Holdings, Inc. · CIK 0001583143 · 10% owner Starburst I, Inc. · CIK 0001560156 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,331,304,452 F1 · shares: These securities are owned indirectly by SoftBank through Galaxy Investment Holdings, Inc. ("Galaxy"), which is a wholly-owned subsidiary of SoftBank. As a result, SoftBank may be deemed to beneficially own such shares held directly by Galaxy. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.95 to $5.99, exclusive of any fees, commissions or other expenses. The Reporting Persons undertake to provide Sprint Corporation ("Sprint"), any stockholder of Sprint, or the Staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3 · balance_after: Such figure reflects 254,778,929 and 254,834,948 shares of Sprint Common Stock (the "Galaxy Shares") as of November 14 and November 15, 2017, respectively, that are owned indirectly by SoftBank through Galaxy and 3,076,525,523 shares of Sprint Common Stock (the "Starburst I Shares") as of each such date that are owned indirectly by SoftBank through Starburst I, Inc. ("Starburst I"), which is a U.S. wholly owned subsidiary of SoftBank. As a result of such ownership, SoftBank may be deemed to beneficially own the Galaxy Shares and the Starburst I Shares. Starburst I expressly disclaims beneficial ownership with respect to the Galaxy Shares and Galaxy expressly disclaims beneficial ownership with respect to the Starburst I Shares. F3 · ownership.nature: Such figure reflects 254,778,929 and 254,834,948 shares of Sprint Common Stock (the "Galaxy Shares") as of November 14 and November 15, 2017, respectively, that are owned indirectly by SoftBank through Galaxy and 3,076,525,523 shares of Sprint Common Stock (the "Starburst I Shares") as of each such date that are owned indirectly by SoftBank through Starburst I, Inc. ("Starburst I"), which is a U.S. wholly owned subsidiary of SoftBank. As a result of such ownership, SoftBank may be deemed to beneficially own the Galaxy Shares and the Starburst I Shares. Starburst I expressly disclaims beneficial ownership with respect to the Galaxy Shares and Galaxy expressly disclaims beneficial ownership with respect to the Starburst I Shares. Read SEC document |
| November 13, 2017 Filed Nov 14, 2017 18:13 UTC | SPRINT Corp S · Entity 150144 | PurchaseCommon Stock | 1,042,166 | $5.99 | $6,242,574.34 |
DisclosureSEC source: 0001209191-17-060717 · doc4.xml · nonDerivative · entry 2 SOFTBANK GROUP CORP · CIK 0001065521 · 10% owner Galaxy Investment Holdings, Inc. · CIK 0001583143 · 10% owner Starburst I, Inc. · CIK 0001560156 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,328,726,657 F1 · shares: These securities are owned indirectly by SoftBank through Galaxy Investment Holdings, Inc. ("Galaxy"), which is a wholly-owned subsidiary of SoftBank. As a result, SoftBank may be deemed to beneficially own such shares held directly by Galaxy. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.97 to $5.99, exclusive of any fees, commissions or other expenses. The Reporting Persons undertake to provide Sprint, any stockholder of Sprint, or the Staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3 · balance_after: Such figure reflects 251,158,968 and 252,201,134 shares of Sprint Common Stock (the "Galaxy Shares") as of November 10 and November 13, 2017, respectively, that are owned indirectly by SoftBank through Galaxy and 3,076,525,523 shares of Sprint Common Stock (the "Starburst I Shares") as of each such date that are owned indirectly by SoftBank through Starburst I, Inc. ("Starburst I"), which is a U.S. wholly owned subsidiary of SoftBank. As a result of such ownership, SoftBank may be deemed to beneficially own the Galaxy Shares and the Starburst I Shares. Starburst I expressly disclaims beneficial ownership with respect to the Galaxy Shares and Galaxy expressly disclaims beneficial ownership with respect to the Starburst I Shares. F3 · ownership.nature: Such figure reflects 251,158,968 and 252,201,134 shares of Sprint Common Stock (the "Galaxy Shares") as of November 10 and November 13, 2017, respectively, that are owned indirectly by SoftBank through Galaxy and 3,076,525,523 shares of Sprint Common Stock (the "Starburst I Shares") as of each such date that are owned indirectly by SoftBank through Starburst I, Inc. ("Starburst I"), which is a U.S. wholly owned subsidiary of SoftBank. As a result of such ownership, SoftBank may be deemed to beneficially own the Galaxy Shares and the Starburst I Shares. Starburst I expressly disclaims beneficial ownership with respect to the Galaxy Shares and Galaxy expressly disclaims beneficial ownership with respect to the Starburst I Shares. Read SEC document |
| November 10, 2017 Filed Nov 14, 2017 18:13 UTC | SPRINT Corp S · Entity 150144 | PurchaseCommon Stock | 2,161,495 | $6.18 | $13,358,039.10 |
DisclosureSEC source: 0001209191-17-060717 · doc4.xml · nonDerivative · entry 1 SOFTBANK GROUP CORP · CIK 0001065521 · 10% owner Galaxy Investment Holdings, Inc. · CIK 0001583143 · 10% owner Starburst I, Inc. · CIK 0001560156 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,327,684,491 F1 · shares: These securities are owned indirectly by SoftBank through Galaxy Investment Holdings, Inc. ("Galaxy"), which is a wholly-owned subsidiary of SoftBank. As a result, SoftBank may be deemed to beneficially own such shares held directly by Galaxy. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.05 to $6.25, exclusive of any fees, commissions or other expenses. The Reporting Persons undertake to provide Sprint, any stockholder of Sprint, or the Staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3 · balance_after: Such figure reflects 251,158,968 and 252,201,134 shares of Sprint Common Stock (the "Galaxy Shares") as of November 10 and November 13, 2017, respectively, that are owned indirectly by SoftBank through Galaxy and 3,076,525,523 shares of Sprint Common Stock (the "Starburst I Shares") as of each such date that are owned indirectly by SoftBank through Starburst I, Inc. ("Starburst I"), which is a U.S. wholly owned subsidiary of SoftBank. As a result of such ownership, SoftBank may be deemed to beneficially own the Galaxy Shares and the Starburst I Shares. Starburst I expressly disclaims beneficial ownership with respect to the Galaxy Shares and Galaxy expressly disclaims beneficial ownership with respect to the Starburst I Shares. F3 · ownership.nature: Such figure reflects 251,158,968 and 252,201,134 shares of Sprint Common Stock (the "Galaxy Shares") as of November 10 and November 13, 2017, respectively, that are owned indirectly by SoftBank through Galaxy and 3,076,525,523 shares of Sprint Common Stock (the "Starburst I Shares") as of each such date that are owned indirectly by SoftBank through Starburst I, Inc. ("Starburst I"), which is a U.S. wholly owned subsidiary of SoftBank. As a result of such ownership, SoftBank may be deemed to beneficially own the Galaxy Shares and the Starburst I Shares. Starburst I expressly disclaims beneficial ownership with respect to the Galaxy Shares and Galaxy expressly disclaims beneficial ownership with respect to the Starburst I Shares. Read SEC document |
| November 09, 2017 Filed Nov 13, 2017 16:13 UTC | SPRINT Corp S · Entity 150144 | PurchaseCommon Stock | 4,322,990 | $6.21 | $26,845,767.90 |
DisclosureSEC source: 0001209191-17-060282 · doc4.xml · nonDerivative · entry 2 SOFTBANK GROUP CORP · CIK 0001065521 · 10% owner Galaxy Investment Holdings, Inc. · CIK 0001583143 · 10% owner Starburst I, Inc. · CIK 0001560156 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,325,522,996 F1 · shares: These securities are owned indirectly by SoftBank through Galaxy Investment Holdings, Inc. ("Galaxy"), which is a wholly-owned subsidiary of SoftBank. As a result, SoftBank may be deemed to beneficially own such shares held directly by Galaxy. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.98 to $6.32, exclusive of any fees, commissions or other expenses. The Reporting Persons undertake to provide Sprint, any stockholder of Sprint, or the Staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3 · balance_after: Such figure reflects 244,674,483 and 248,997,473 shares of Sprint Common Stock (the "Galaxy Shares") as of November 8 and November 9, 2017, respectively, that are owned indirectly by SoftBank through Galaxy and 3,076,525,523 shares of Sprint Common Stock (the "Starburst I Shares") as of each such date that are owned indirectly by SoftBank through Starburst I, Inc. ("Starburst I"), which is a U.S. wholly owned subsidiary of SoftBank. As a result of such ownership, SoftBank may be deemed to beneficially own the Galaxy Shares and the Starburst I Shares. Starburst I expressly disclaims beneficial ownership with respect to the Galaxy Shares and Galaxy expressly disclaims beneficial ownership with respect to the Starburst I Shares. F3 · ownership.nature: Such figure reflects 244,674,483 and 248,997,473 shares of Sprint Common Stock (the "Galaxy Shares") as of November 8 and November 9, 2017, respectively, that are owned indirectly by SoftBank through Galaxy and 3,076,525,523 shares of Sprint Common Stock (the "Starburst I Shares") as of each such date that are owned indirectly by SoftBank through Starburst I, Inc. ("Starburst I"), which is a U.S. wholly owned subsidiary of SoftBank. As a result of such ownership, SoftBank may be deemed to beneficially own the Galaxy Shares and the Starburst I Shares. Starburst I expressly disclaims beneficial ownership with respect to the Galaxy Shares and Galaxy expressly disclaims beneficial ownership with respect to the Starburst I Shares. Read SEC document |
| November 08, 2017 Filed Nov 13, 2017 16:13 UTC | SPRINT Corp S · Entity 150144 | PurchaseCommon Stock | 4,322,990 | $5.99 | $25,894,710.10 |
DisclosureSEC source: 0001209191-17-060282 · doc4.xml · nonDerivative · entry 1 SOFTBANK GROUP CORP · CIK 0001065521 · 10% owner Galaxy Investment Holdings, Inc. · CIK 0001583143 · 10% owner Starburst I, Inc. · CIK 0001560156 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,321,200,006 F1 · shares: These securities are owned indirectly by SoftBank through Galaxy Investment Holdings, Inc. ("Galaxy"), which is a wholly-owned subsidiary of SoftBank. As a result, SoftBank may be deemed to beneficially own such shares held directly by Galaxy. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.65 to $6.09, exclusive of any fees, commissions or other expenses. The Reporting Persons undertake to provide Sprint Corporation ("Sprint"), any stockholder of Sprint, or the Staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3 · balance_after: Such figure reflects 244,674,483 and 248,997,473 shares of Sprint Common Stock (the "Galaxy Shares") as of November 8 and November 9, 2017, respectively, that are owned indirectly by SoftBank through Galaxy and 3,076,525,523 shares of Sprint Common Stock (the "Starburst I Shares") as of each such date that are owned indirectly by SoftBank through Starburst I, Inc. ("Starburst I"), which is a U.S. wholly owned subsidiary of SoftBank. As a result of such ownership, SoftBank may be deemed to beneficially own the Galaxy Shares and the Starburst I Shares. Starburst I expressly disclaims beneficial ownership with respect to the Galaxy Shares and Galaxy expressly disclaims beneficial ownership with respect to the Starburst I Shares. F3 · ownership.nature: Such figure reflects 244,674,483 and 248,997,473 shares of Sprint Common Stock (the "Galaxy Shares") as of November 8 and November 9, 2017, respectively, that are owned indirectly by SoftBank through Galaxy and 3,076,525,523 shares of Sprint Common Stock (the "Starburst I Shares") as of each such date that are owned indirectly by SoftBank through Starburst I, Inc. ("Starburst I"), which is a U.S. wholly owned subsidiary of SoftBank. As a result of such ownership, SoftBank may be deemed to beneficially own the Galaxy Shares and the Starburst I Shares. Starburst I expressly disclaims beneficial ownership with respect to the Galaxy Shares and Galaxy expressly disclaims beneficial ownership with respect to the Starburst I Shares. Read SEC document |
| November 07, 2017 Filed Nov 8, 2017 16:46 UTC | SPRINT Corp S · Entity 150144 | PurchaseCommon Stock | 2,161,377 | $5.84 | $12,622,441.68 |
DisclosureSEC source: 0001209191-17-059771 · doc4.xml · nonDerivative · entry 2 SOFTBANK GROUP CORP · CIK 0001065521 · 10% owner Galaxy Investment Holdings, Inc. · CIK 0001583143 · 10% owner Starburst I, Inc. · CIK 0001560156 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,316,877,016 F1 · shares: These securities are owned indirectly by SoftBank through Galaxy Investment Holdings, Inc. ("Galaxy"), which is a wholly-owned subsidiary of SoftBank. As a result, SoftBank may be deemed to beneficially own such shares held directly by Galaxy. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.74 to $5.97, exclusive of any fees, commissions or other expenses. The Reporting Persons undertake to provide Sprint, any stockholder of Sprint, or the Staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3 · balance_after: Such figure reflects 238,190,116 and 240,351,493 shares of Sprint Common Stock (the "Galaxy Shares") as of November 6 and November 7, 2017, respectively, that are owned indirectly by SoftBank through Galaxy and 3,076,525,523 shares of Sprint Common Stock (the "Starburst I Shares") as of each such date that are owned indirectly by SoftBank through Starburst I, Inc. ("Starburst I"), which is a U.S. wholly owned subsidiary of SoftBank. As a result of such ownership, SoftBank may be deemed to beneficially own the Galaxy Shares and the Starburst I Shares. Starburst I expressly disclaims beneficial ownership with respect to the Galaxy Shares and Galaxy expressly disclaims beneficial ownership with respect to the Starburst I Shares. F3 · ownership.nature: Such figure reflects 238,190,116 and 240,351,493 shares of Sprint Common Stock (the "Galaxy Shares") as of November 6 and November 7, 2017, respectively, that are owned indirectly by SoftBank through Galaxy and 3,076,525,523 shares of Sprint Common Stock (the "Starburst I Shares") as of each such date that are owned indirectly by SoftBank through Starburst I, Inc. ("Starburst I"), which is a U.S. wholly owned subsidiary of SoftBank. As a result of such ownership, SoftBank may be deemed to beneficially own the Galaxy Shares and the Starburst I Shares. Starburst I expressly disclaims beneficial ownership with respect to the Galaxy Shares and Galaxy expressly disclaims beneficial ownership with respect to the Starburst I Shares. Read SEC document |
| November 06, 2017 Filed Nov 8, 2017 16:46 UTC | SPRINT Corp S · Entity 150144 | PurchaseCommon Stock | 4,322,990 | $5.96 | $25,765,020.40 |
DisclosureSEC source: 0001209191-17-059771 · doc4.xml · nonDerivative · entry 1 SOFTBANK GROUP CORP · CIK 0001065521 · 10% owner Galaxy Investment Holdings, Inc. · CIK 0001583143 · 10% owner Starburst I, Inc. · CIK 0001560156 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,314,715,639 F1 · shares: These securities are owned indirectly by SoftBank through Galaxy Investment Holdings, Inc. ("Galaxy"), which is a wholly-owned subsidiary of SoftBank. As a result, SoftBank may be deemed to beneficially own such shares held directly by Galaxy. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.85 to $5.99, exclusive of any fees, commissions or other expenses. The Reporting Persons undertake to provide Sprint Corporation ("Sprint"), any stockholder of Sprint, or the Staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3 · balance_after: Such figure reflects 238,190,116 and 240,351,493 shares of Sprint Common Stock (the "Galaxy Shares") as of November 6 and November 7, 2017, respectively, that are owned indirectly by SoftBank through Galaxy and 3,076,525,523 shares of Sprint Common Stock (the "Starburst I Shares") as of each such date that are owned indirectly by SoftBank through Starburst I, Inc. ("Starburst I"), which is a U.S. wholly owned subsidiary of SoftBank. As a result of such ownership, SoftBank may be deemed to beneficially own the Galaxy Shares and the Starburst I Shares. Starburst I expressly disclaims beneficial ownership with respect to the Galaxy Shares and Galaxy expressly disclaims beneficial ownership with respect to the Starburst I Shares. F3 · ownership.nature: Such figure reflects 238,190,116 and 240,351,493 shares of Sprint Common Stock (the "Galaxy Shares") as of November 6 and November 7, 2017, respectively, that are owned indirectly by SoftBank through Galaxy and 3,076,525,523 shares of Sprint Common Stock (the "Starburst I Shares") as of each such date that are owned indirectly by SoftBank through Starburst I, Inc. ("Starburst I"), which is a U.S. wholly owned subsidiary of SoftBank. As a result of such ownership, SoftBank may be deemed to beneficially own the Galaxy Shares and the Starburst I Shares. Starburst I expressly disclaims beneficial ownership with respect to the Galaxy Shares and Galaxy expressly disclaims beneficial ownership with respect to the Starburst I Shares. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 16:30 UTC | SPRINT Corp S · Entity 150144 | OtherCommon Stock | 315,958 | $7.74 | $2,445,514.92 |
DisclosureSEC source: 0001209191-16-150870 · doc4.xml · nonDerivative · entry 1 SOFTBANK GROUP CORP · CIK 0001065521 · 10% owner Galaxy Investment Holdings, Inc. · CIK 0001583143 · 10% owner Starburst I, Inc. · CIK 0001560156 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,310,392,649 F1 · kind: On March 17, 2014, Galaxy Investment Holdings, Inc. ("Galaxy"), a U.S. wholly owned subsidiary of SoftBank Group Corp. ("SoftBank") granted to Ronald D. Fisher an award of restricted stock units (the "RSUs") for 2,846,508 shares of the common stock of Sprint Corporation, par value $0.01 per share ("Sprint Common Stock"), owned by Galaxy. The RSUs vest in four equal installments beginning on November 15, 2015, subject to the terms of the RSU award agreement. RSUs in respect of 711,627 shares vested on November 15, 2016, of which 315,958 were settled in cash and 395,669 were settled in shares of Sprint Common Stock. Such cash was withheld to satisfy tax withholding obligations. The amount reported in column 4 represents shares of Sprint Common Stock deemed reacquired by Galaxy from Mr. Fisher in respect of the RSUs settled in cash. F2 · ownership.nature: Such figure reflects 233,867,126 shares of Sprint Common Stock (the "Galaxy Shares") that are owned indirectly by SoftBank through Galaxy and 3,076,525,523 shares of Sprint Common Stock (the "Starburst I Shares") that are owned indirectly by SoftBank through Starburst I, Inc. ("Starburst I"), which is a U.S. wholly owned subsidiary of SoftBank. As a result of such ownership, SoftBank may be deemed to beneficially own the Galaxy Shares and the Starburst I Shares. Starburst I expressly disclaims beneficial ownership with respect to the Galaxy Shares and Galaxy expressly disclaims beneficial ownership with respect to the Starburst I Shares. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.