Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| RiskOn International, Inc.ROI · Entity 91743 | Chief Technology Officer | January 29, 2024 | February 06, 2024 |
| TurnOnGreen, Inc.IMHC · Entity 8456 | Director · Chief Technology Officer | June 26, 2023 | June 28, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
RiskOn International, Inc.
Report date January 29, 2024 · Filed February 06, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Series C Convertible Preferred StockSEC Table II · derivative / convertible security · Conversion / exercise price $7.50 | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2024-01-29 · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · Balance Not disclosed F1: Pursuant to a Share Exchange Agreement, as amended, by and among the Issuer and Ault Alliance, Inc. as majority shareholder of BitNile.com, Inc., and certain minority shareholders of BitNile.com, Inc. including the Reporting Person, the Reporting Person acquired 87.50 shares of the Issuer's Series C Convertible Preferred Stock (the "Series C") in exchange for 87,500 shares of BitNile.com, Inc. Each share of the Issuer's Series C is convertible by dividing the stated value of $10,000 by $7.50, subject to a 4.99% beneficial ownership limitation. F5: The conversion price will be subject to certain adjustments, including potential downward adjustment if the Issuer closes a qualified financing resulting in at least $25,000,000 in gross proceeds at a price per share that is lower than the conversion price then in effect. F2: The Series C Convertible Preferred Stock is not convertible until one day after the record date for shareholder approval of the Share Exchange Agreement, as amended. The conversion rights are also subject to certain beneficial ownership limitations contained in the Certificate of Designation for the Series C and the 19.9% beneficial ownership limitation imposed by the Rules of the Nasdaq Stock Market without shareholder approval. F3: The Series C has no expiration date. F4: In addition, this number of shares of common stock does not include shares of common stock that may be issued in lieu of cash for dividend payments. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to a Share Exchange Agreement, as amended, by and among the Issuer and Ault Alliance, Inc. as majority shareholder of BitNile.com, Inc., and certain minority shareholders of BitNile.com, Inc. including the Reporting Person, the Reporting Person acquired 87.50 shares of the Issuer's Series C Convertible Preferred Stock (the "Series C") in exchange for 87,500 shares of BitNile.com, Inc. Each share of the Issuer's Series C is convertible by dividing the stated value of $10,000 by $7.50, subject to a 4.99% beneficial ownership limitation.
F2: The Series C Convertible Preferred Stock is not convertible until one day after the record date for shareholder approval of the Share Exchange Agreement, as amended. The conversion rights are also subject to certain beneficial ownership limitations contained in the Certificate of Designation for the Series C and the 19.9% beneficial ownership limitation imposed by the Rules of the Nasdaq Stock Market without shareholder approval.
F3: The Series C has no expiration date.
F4: In addition, this number of shares of common stock does not include shares of common stock that may be issued in lieu of cash for dividend payments.
F5: The conversion price will be subject to certain adjustments, including potential downward adjustment if the Issuer closes a qualified financing resulting in at least $25,000,000 in gross proceeds at a price per share that is lower than the conversion price then in effect.
TurnOnGreen, Inc.
Report date June 26, 2023 · Filed June 28, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 9,040 |
Reported balance
After 2023-06-26 transaction · row 1
1 source rowRow 1 · 2023-06-26 · Other · Acquired 9,040 · Balance 9,040 F1: The transaction is the receipt of 9,040 shares of common stock by the reporting person, for no consideration, in a distribution by Ault Alliance, Inc. to its stockholders. |
| WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $0.10 · Expires 2028-06-26 | Direct | 9,040 |
Reported balance
After 2023-06-26 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2023-06-26 · Other · Acquired 9,040 · Balance 9,040 F2: The transaction is the receipt of 9,040 warrants by the reporting person, for no consideration, in a distribution by Ault Alliance, Inc. to its stockholders. |
Filing footnotes · ownership attribution and instrument terms
F1: The transaction is the receipt of 9,040 shares of common stock by the reporting person, for no consideration, in a distribution by Ault Alliance, Inc. to its stockholders.
F2: The transaction is the receipt of 9,040 warrants by the reporting person, for no consideration, in a distribution by Ault Alliance, Inc. to its stockholders.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 26, 2023 Filed Jun 28, 2023 16:00 UTC | TurnOnGreen, Inc. IMHC · Entity 8456 | OtherWarrants · Derivative | 9,040 | Not disclosed Strike: $0.10 | Not disclosed |
DisclosureSEC source: 0001214659-23-008907 · marketforms-61996.xml · derivative · entry 2 Gintz Douglas · CIK 0001946892 · Director · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,040 Underlying: Common Stock · 9,040 shares Expires 2028-06-26 F2 · kind: The transaction is the receipt of 9,040 warrants by the reporting person, for no consideration, in a distribution by Ault Alliance, Inc. to its stockholders. F2 · price: The transaction is the receipt of 9,040 warrants by the reporting person, for no consideration, in a distribution by Ault Alliance, Inc. to its stockholders. Read SEC document |
| June 26, 2023 Filed Jun 28, 2023 16:00 UTC | TurnOnGreen, Inc. IMHC · Entity 8456 | OtherCommon Stock | 9,040 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001214659-23-008907 · marketforms-61996.xml · nonDerivative · entry 1 Gintz Douglas · CIK 0001946892 · Director · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,040 F1 · kind: The transaction is the receipt of 9,040 shares of common stock by the reporting person, for no consideration, in a distribution by Ault Alliance, Inc. to its stockholders. F1 · price: The transaction is the receipt of 9,040 shares of common stock by the reporting person, for no consideration, in a distribution by Ault Alliance, Inc. to its stockholders. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.