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CASE THURMAN K

Disclosed activity across 2 companies

Tapewire entity
943
SEC CIK
0001270350

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
CIRRUS LOGIC, INC.CRUS · Entity 3854VP & CFOJanuary 12, 2022January 13, 2022
HELEN OF TROY LTDHELE · Entity 908DirectorSeptember 01, 2026September 02, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CIRRUS LOGIC, INC.

Report date January 12, 2022 · Filed January 13, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect10,019 Ending reported balance After 2022-01-12 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2022-01-12 · Exercise / conversion · Acquired 1,500 · Balance 11,519

F1: This transaction was made pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 11, 2021.

Row 2 · 2022-01-12 · Sale · Disposed 1,500 · Balance 10,019

F1: This transaction was made pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 11, 2021.

Incentive Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $20.37 · Expires 2024-10-01Direct0 Reported balance After 2022-01-12 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2022-01-12 · Exercise / conversion · Disposed 1,500 · Balance 0

F1: This transaction was made pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 11, 2021.

F2: Only vested shares can be exercised under this option. 25% of the shares vested on 10/01/15; the remaining shares vested monthly over the following 36 months so that the option was fully vested and exercisable on 10/01/18.

Filing footnotes · ownership attribution and instrument terms

F1: This transaction was made pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 11, 2021.

F2: Only vested shares can be exercised under this option. 25% of the shares vested on 10/01/15; the remaining shares vested monthly over the following 36 months so that the option was fully vested and exercisable on 10/01/18.

HELEN OF TROY LTD

Report date September 01, 2026 · Filed September 02, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Shares, Par value $0.10 per shareSEC Table I · non-derivativeDirect12,504 Reported balance After 2026-09-01 transaction · row 1
1 source row

Row 1 · 2026-09-01 · Grant · Acquired 860 · Balance 12,504

F1: Grant of restricted stock, which vested immediately and is accompanied by a tax-offset right which entitles the reporting person to receive, upon vesting of the restricted stock, a cash amount to pay certain tax liabilities incurred in connection with the event.

Filing footnotes · ownership attribution and instrument terms

F1: Grant of restricted stock, which vested immediately and is accompanied by a tax-offset right which entitles the reporting person to receive, upon vesting of the restricted stock, a cash amount to pay certain tax liabilities incurred in connection with the event.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 04, 2019 Filed Nov 7, 2019 00:48 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 Exercise / conversionIncentive Stock Option (right to buy) · Derivative 2,000 $0.00 Strike: $31.25 $0.00
Disclosure

SEC source: 0001273902-19-000084 · edgardoc.xml · derivative · entry 10

CASE THURMAN K · CIK 0001270350 · VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,200

Underlying: Common Stock · 2,000 shares

Expires 2025-11-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 19, 2019.

F4 · derivative.exercise_date: Only vested shares can be exercised under this option. 25% of the shares vested on 11/4/16; the remaining shares vested monthly over the following 36 months so that the option was fully vested and exercisable on 11/4/19.

Read SEC document
November 04, 2019 Filed Nov 7, 2019 00:48 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 Exercise / conversionIncentive Stock Option (right to buy) · Derivative 2,000 $0.00 Strike: $23.34 $0.00
Disclosure

SEC source: 0001273902-19-000084 · edgardoc.xml · derivative · entry 9

CASE THURMAN K · CIK 0001270350 · VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,666

Underlying: Common Stock · 2,000 shares

Expires 2023-10-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 19, 2019.

F3 · derivative.exercise_date: Only vested shares can be exercised under this option. 25% of the shares will vest on 10/2/14; the remaining shares will vest monthly over the following 36 months so that the option will be fully vested and exercisable on 10/2/17.

Read SEC document
November 04, 2019 Filed Nov 7, 2019 00:48 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 SaleCommon Stock 17,239 $70.73 $1,219,354.12
Disclosure

SEC source: 0001273902-19-000084 · edgardoc.xml · nonDerivative · entry 8

CASE THURMAN K · CIK 0001270350 · VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,211

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 19, 2019.

F2 · price: The price reported in Table I - Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.31 to $72.24. The reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to any security holder of Cirrus Logic, Inc. or the staff of the SEC upon request.

Read SEC document
November 04, 2019 Filed Nov 7, 2019 00:48 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 Exercise / conversionCommon Stock 2,500 $15.41 $38,525.00
Disclosure

SEC source: 0001273902-19-000084 · edgardoc.xml · nonDerivative · entry 7

CASE THURMAN K · CIK 0001270350 · VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,450

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 19, 2019.

Read SEC document
November 04, 2019 Filed Nov 7, 2019 00:48 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 Exercise / conversionCommon Stock 2,500 $15.41 $38,525.00
Disclosure

SEC source: 0001273902-19-000084 · edgardoc.xml · nonDerivative · entry 6

CASE THURMAN K · CIK 0001270350 · VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,950

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 19, 2019.

Read SEC document
November 04, 2019 Filed Nov 7, 2019 00:48 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 Exercise / conversionCommon Stock 2,000 $23.34 $46,680.00
Disclosure

SEC source: 0001273902-19-000084 · edgardoc.xml · nonDerivative · entry 5

CASE THURMAN K · CIK 0001270350 · VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,450

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 19, 2019.

Read SEC document
November 04, 2019 Filed Nov 7, 2019 00:48 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 Exercise / conversionCommon Stock 239 $23.34 $5,578.26
Disclosure

SEC source: 0001273902-19-000084 · edgardoc.xml · nonDerivative · entry 4

CASE THURMAN K · CIK 0001270350 · VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,450

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 19, 2019.

Read SEC document
November 04, 2019 Filed Nov 7, 2019 00:48 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 Exercise / conversionCommon Stock 4,000 $20.37 $81,480.00
Disclosure

SEC source: 0001273902-19-000084 · edgardoc.xml · nonDerivative · entry 3

CASE THURMAN K · CIK 0001270350 · VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,211

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 19, 2019.

Read SEC document
November 04, 2019 Filed Nov 7, 2019 00:48 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 Exercise / conversionCommon Stock 2,000 $31.25 $62,500.00
Disclosure

SEC source: 0001273902-19-000084 · edgardoc.xml · nonDerivative · entry 2

CASE THURMAN K · CIK 0001270350 · VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,211

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 19, 2019.

Read SEC document
November 04, 2019 Filed Nov 7, 2019 00:48 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 Exercise / conversionCommon Stock 4,000 $31.25 $125,000.00
Disclosure

SEC source: 0001273902-19-000084 · edgardoc.xml · nonDerivative · entry 1

CASE THURMAN K · CIK 0001270350 · VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,211

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 19, 2019.

Read SEC document
November 02, 2019 Filed Nov 6, 2019 02:56 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 Exercise / conversionRestricted Stock Units · Derivative 4,300 $0.00 $0.00
Disclosure

SEC source: 0001273902-19-000060 · edgardoc.xml · derivative · entry 3

CASE THURMAN K · CIK 0001270350 · VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,600

Underlying: Common Stock · 4,300 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit was the economic equivalent of one share of common stock. The restricted stock unit vested on November 2, 2019, and the Company withheld sufficient shares for payment of required tax withholdings.

F2 · derivative.expiration_date: Expiration date of 11/02/19.

Read SEC document
November 02, 2019 Filed Nov 6, 2019 02:56 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 Exercise / conversionCommon Stock 4,300 $0.00 $0.00
Disclosure

SEC source: 0001273902-19-000060 · edgardoc.xml · nonDerivative · entry 2

CASE THURMAN K · CIK 0001270350 · VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,211

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 02, 2019 Filed Nov 6, 2019 02:56 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 Tax withholdingCommon Stock 1,048 $72.43 $75,906.64
Disclosure

SEC source: 0001273902-19-000060 · edgardoc.xml · nonDerivative · entry 1

CASE THURMAN K · CIK 0001270350 · VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,911

Read SEC document
September 03, 2019 Filed Sep 5, 2019 19:01 UTC HELEN OF TROY LTD HELE · Entity 908 GrantCommon Shares, Par value $0.10 per share 113 $0.00 $0.00
Disclosure

SEC source: 0000916789-19-000062 · wf-form4_156771004374202.xml · nonDerivative · entry 1

CASE THURMAN K · CIK 0001270350 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,814

F1 · price: Grant of restricted stock, which vested immediately and is accompanied by a tax-offset right.

F2 · price: The accompanying tax-offset right entitles the reporting person to receive, upon vesting of the restricted stock, a cash amount to pay certain tax liabilities incurred in connection with the event.

Read SEC document
August 12, 2019 Filed Aug 14, 2019 21:25 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 SaleCommon Stock 5,000 $52.34 $261,687.50
Disclosure

SEC source: 0001273902-19-000042 · edgardoc.xml · nonDerivative · entry 1

CASE THURMAN K · CIK 0001270350 · VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,959

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 Plan adopted by the reporting person on May 31, 2019.

F2 · price: The price reported in Table I - Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.90 to $52.48. The reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to any security holder of Cirrus Logic, Inc. or the staff of the SEC upon request.

Read SEC document
June 03, 2019 Filed Jun 5, 2019 19:56 UTC HELEN OF TROY LTD HELE · Entity 908 OtherCommon share tax-offset right · Derivative 0 $0.00 $0.00
Disclosure

SEC source: 0000916789-19-000034 · wf-form4_155976457375798.xml · derivative · entry 3

CASE THURMAN K · CIK 0001270350 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common share tax-offset righ · 0 shares

Expires 2019-06-03

F2 · derivative.exercise_price: The accompanying tax-offset right entitles the reporting person to receive, upon vesting of the restricted stock, a cash amount to pay certain tax liabilities incurred in connection with the event.

F2 · derivative.underlying_shares: The accompanying tax-offset right entitles the reporting person to receive, upon vesting of the restricted stock, a cash amount to pay certain tax liabilities incurred in connection with the event.

Read SEC document
June 03, 2019 Filed Jun 5, 2019 19:56 UTC HELEN OF TROY LTD HELE · Entity 908 GrantCommon share tax-offset right · Derivative 0 $0.00 $0.00
Disclosure

SEC source: 0000916789-19-000034 · wf-form4_155976457375798.xml · derivative · entry 2

CASE THURMAN K · CIK 0001270350 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common share tax-offset righ · 0 shares

Expires 2019-06-03

F2 · derivative.exercise_price: The accompanying tax-offset right entitles the reporting person to receive, upon vesting of the restricted stock, a cash amount to pay certain tax liabilities incurred in connection with the event.

F2 · shares: The accompanying tax-offset right entitles the reporting person to receive, upon vesting of the restricted stock, a cash amount to pay certain tax liabilities incurred in connection with the event.

F2 · derivative.underlying_shares: The accompanying tax-offset right entitles the reporting person to receive, upon vesting of the restricted stock, a cash amount to pay certain tax liabilities incurred in connection with the event.

F2 · balance_after: The accompanying tax-offset right entitles the reporting person to receive, upon vesting of the restricted stock, a cash amount to pay certain tax liabilities incurred in connection with the event.

Read SEC document
June 03, 2019 Filed Jun 5, 2019 19:56 UTC HELEN OF TROY LTD HELE · Entity 908 GrantCommon Shares, Par value $0.10 per share 131 $0.00 $0.00
Disclosure

SEC source: 0000916789-19-000034 · wf-form4_155976457375798.xml · nonDerivative · entry 1

CASE THURMAN K · CIK 0001270350 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,701

F1 · price: Grant of restricted stock, which vested immediately and is accompanied by a tax-offset right.

F2 · price: The accompanying tax-offset right entitles the reporting person to receive, upon vesting of the restricted stock, a cash amount to pay certain tax liabilities incurred in connection with the event.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 21:41 UTC HELEN OF TROY LTD HELE · Entity 908 OtherCommon share tax-offset right · Derivative 0 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-003259 · edgar.xml · derivative · entry 3

CASE THURMAN K · CIK 0001270350 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common share tax-offset right · 0 shares

Expires 2019-03-01

F2 · derivative.exercise_price: The accompanying tax-offset right entitles the reporting person to receive, upon vesting of the restricted stock, a cash amount to pay certain tax liabilities incurred in connection with the event.

F2 · derivative.underlying_shares: The accompanying tax-offset right entitles the reporting person to receive, upon vesting of the restricted stock, a cash amount to pay certain tax liabilities incurred in connection with the event.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 21:41 UTC HELEN OF TROY LTD HELE · Entity 908 GrantCommon share tax-offset right · Derivative 0 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-003259 · edgar.xml · derivative · entry 2

CASE THURMAN K · CIK 0001270350 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common share tax-offset righ · 0 shares

Expires 2019-03-01

F2 · derivative.exercise_price: The accompanying tax-offset right entitles the reporting person to receive, upon vesting of the restricted stock, a cash amount to pay certain tax liabilities incurred in connection with the event.

F2 · shares: The accompanying tax-offset right entitles the reporting person to receive, upon vesting of the restricted stock, a cash amount to pay certain tax liabilities incurred in connection with the event.

F2 · derivative.underlying_shares: The accompanying tax-offset right entitles the reporting person to receive, upon vesting of the restricted stock, a cash amount to pay certain tax liabilities incurred in connection with the event.

F2 · balance_after: The accompanying tax-offset right entitles the reporting person to receive, upon vesting of the restricted stock, a cash amount to pay certain tax liabilities incurred in connection with the event.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 21:41 UTC HELEN OF TROY LTD HELE · Entity 908 GrantCommon Shares, par value $0.10 per share 157 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-19-003259 · edgar.xml · nonDerivative · entry 1

CASE THURMAN K · CIK 0001270350 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,570

F1 · price: Grant of restricted stock, which vested immediately and is accompanied by a tax-offset right.

F2 · price: The accompanying tax-offset right entitles the reporting person to receive, upon vesting of the restricted stock, a cash amount to pay certain tax liabilities incurred in connection with the event.

Read SEC document
December 03, 2018 Filed Dec 6, 2018 17:43 UTC HELEN OF TROY LTD HELE · Entity 908 OtherCommon share tax-offset right · Derivative 0 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-013496 · edgar.xml · derivative · entry 3

CASE THURMAN K · CIK 0001270350 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common share tax-offset right · 0 shares

Expires 2018-12-03

F2 · derivative.exercise_price: The accompanying tax-offset right entitles the reporting person to receive, upon vesting of the restricted stock, a cash amount to pay certain tax liabilities incurred in connection with the event.

F2 · derivative.underlying_shares: The accompanying tax-offset right entitles the reporting person to receive, upon vesting of the restricted stock, a cash amount to pay certain tax liabilities incurred in connection with the event.

Read SEC document
December 03, 2018 Filed Dec 6, 2018 17:43 UTC HELEN OF TROY LTD HELE · Entity 908 GrantCommon share tax-offset right · Derivative 0 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-013496 · edgar.xml · derivative · entry 2

CASE THURMAN K · CIK 0001270350 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common share tax-offset righ · 0 shares

Expires 2018-12-03

F2 · derivative.exercise_price: The accompanying tax-offset right entitles the reporting person to receive, upon vesting of the restricted stock, a cash amount to pay certain tax liabilities incurred in connection with the event.

F2 · shares: The accompanying tax-offset right entitles the reporting person to receive, upon vesting of the restricted stock, a cash amount to pay certain tax liabilities incurred in connection with the event.

F2 · derivative.underlying_shares: The accompanying tax-offset right entitles the reporting person to receive, upon vesting of the restricted stock, a cash amount to pay certain tax liabilities incurred in connection with the event.

F2 · balance_after: The accompanying tax-offset right entitles the reporting person to receive, upon vesting of the restricted stock, a cash amount to pay certain tax liabilities incurred in connection with the event.

Read SEC document
December 03, 2018 Filed Dec 6, 2018 17:43 UTC HELEN OF TROY LTD HELE · Entity 908 GrantCommon Shares, par value $0.10 per share 121 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-18-013496 · edgar.xml · nonDerivative · entry 1

CASE THURMAN K · CIK 0001270350 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,413

F1 · price: Grant of restricted stock, which vested immediately and is accompanied by a tax-offset right.

F2 · price: The accompanying tax-offset right entitles the reporting person to receive, upon vesting of the restricted stock, a cash amount to pay certain tax liabilities incurred in connection with the event.

Read SEC document
November 07, 2018 Filed Nov 9, 2018 22:41 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 GrantRestricted Stock Units · Derivative 4,300 $0.00 $0.00
Disclosure

SEC source: 0001273902-18-000063 · edgardoc.xml · derivative · entry 4

CASE THURMAN K · CIK 0001270350 · VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,900

Underlying: Common Stock · 4,300 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Cirrus Logic common stock.

F4 · derivative.exercise_date: 100% of the restricted stock units will vest on 11/7/21, the 3-year anniversary of the grant date.

F4 · derivative.expiration_date: 100% of the restricted stock units will vest on 11/7/21, the 3-year anniversary of the grant date.

Read SEC document
November 07, 2018 Filed Nov 9, 2018 22:41 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 GrantPerformance Shares · Derivative 3,200 $0.00 $0.00
Disclosure

SEC source: 0001273902-18-000063 · edgardoc.xml · derivative · entry 3

CASE THURMAN K · CIK 0001270350 · VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,600

Underlying: Common Stock · 3,200 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Performance-based Restricted Stock Unit ("RSU's") represents the right to receive, following vesting, up to 200% of one share of Cirrus Logic, Inc. common stock. The resulting number of shares of common stock acquired upon vesting of the performance-based RSU's is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on November 7, 2018, and ending on November 7, 2021.

F2 · derivative.exercise_date: Each Performance-based Restricted Stock Unit ("RSU's") represents the right to receive, following vesting, up to 200% of one share of Cirrus Logic, Inc. common stock. The resulting number of shares of common stock acquired upon vesting of the performance-based RSU's is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on November 7, 2018, and ending on November 7, 2021.

F2 · derivative.expiration_date: Each Performance-based Restricted Stock Unit ("RSU's") represents the right to receive, following vesting, up to 200% of one share of Cirrus Logic, Inc. common stock. The resulting number of shares of common stock acquired upon vesting of the performance-based RSU's is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on November 7, 2018, and ending on November 7, 2021.

Read SEC document
November 07, 2018 Filed Nov 9, 2018 22:41 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 GrantNon-Qualified Stock Option (right to buy) · Derivative 10,589 $0.00 Strike: $41.49 $0.00
Disclosure

SEC source: 0001273902-18-000063 · edgardoc.xml · derivative · entry 2

CASE THURMAN K · CIK 0001270350 · VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,589

Underlying: Common Stock · 10,589 shares

Expires 2028-11-07

F1 · derivative.exercise_date: Only vested shares can be exercised under this option. 25% of the shares will vest on 11/7/19; the remaining shares will vest monthly over the following 36 months so that the option will be fully vested and exercisable on 11/7/22.

Read SEC document
November 07, 2018 Filed Nov 9, 2018 22:41 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 GrantIncentive Stock Option (right to buy) · Derivative 2,411 $0.00 Strike: $41.49 $0.00
Disclosure

SEC source: 0001273902-18-000063 · edgardoc.xml · derivative · entry 1

CASE THURMAN K · CIK 0001270350 · VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,411

Underlying: Common Stock · 2,411 shares

Expires 2028-11-07

F1 · derivative.exercise_date: Only vested shares can be exercised under this option. 25% of the shares will vest on 11/7/19; the remaining shares will vest monthly over the following 36 months so that the option will be fully vested and exercisable on 11/7/22.

Read SEC document
November 04, 2018 Filed Nov 7, 2018 00:10 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 Exercise / conversionRestricted Stock Units · Derivative 7,188 $0.00 $0.00
Disclosure

SEC source: 0001273902-18-000051 · edgardoc.xml · derivative · entry 3

CASE THURMAN K · CIK 0001270350 · VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,600

Underlying: Common Stock · 7,188 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit was the economic equivalent of one share of common stock. The restricted stock unit vested on November 4, 2018, and the Company withheld sufficient shares for payment of required tax withholdings.

F2 · derivative.expiration_date: Expiration date of 11/04/18

Read SEC document
November 04, 2018 Filed Nov 7, 2018 00:10 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 Exercise / conversionCommon Stock 7,188 $0.00 $0.00
Disclosure

SEC source: 0001273902-18-000051 · edgardoc.xml · nonDerivative · entry 2

CASE THURMAN K · CIK 0001270350 · VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,959

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 04, 2018 Filed Nov 7, 2018 00:10 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 Tax withholdingCommon Stock 1,751 $41.50 $72,666.50
Disclosure

SEC source: 0001273902-18-000051 · edgardoc.xml · nonDerivative · entry 1

CASE THURMAN K · CIK 0001270350 · VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,771

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September 01, 2018 Filed Sep 7, 2018 17:22 UTC HELEN OF TROY LTD HELE · Entity 908 OtherCommon share tax-offset right · Derivative 0 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-011204 · edgar.xml · derivative · entry 3

CASE THURMAN K · CIK 0001270350 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common share tax-offset right · 0 shares

Expires 2018-09-01

F2 · derivative.exercise_price: The accompanying tax-offset right entitles the reporting person to receive, upon vesting of the restricted stock, a cash amount to pay certain tax liabilities incurred in connection with the event.

F2 · derivative.underlying_shares: The accompanying tax-offset right entitles the reporting person to receive, upon vesting of the restricted stock, a cash amount to pay certain tax liabilities incurred in connection with the event.

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September 01, 2018 Filed Sep 7, 2018 17:22 UTC HELEN OF TROY LTD HELE · Entity 908 GrantCommon share tax-offset right · Derivative 0 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-011204 · edgar.xml · derivative · entry 2

CASE THURMAN K · CIK 0001270350 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common share tax-offset righ · 0 shares

Expires 2018-09-01

F2 · derivative.exercise_price: The accompanying tax-offset right entitles the reporting person to receive, upon vesting of the restricted stock, a cash amount to pay certain tax liabilities incurred in connection with the event.

F2 · shares: The accompanying tax-offset right entitles the reporting person to receive, upon vesting of the restricted stock, a cash amount to pay certain tax liabilities incurred in connection with the event.

F2 · derivative.underlying_shares: The accompanying tax-offset right entitles the reporting person to receive, upon vesting of the restricted stock, a cash amount to pay certain tax liabilities incurred in connection with the event.

F2 · balance_after: The accompanying tax-offset right entitles the reporting person to receive, upon vesting of the restricted stock, a cash amount to pay certain tax liabilities incurred in connection with the event.

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September 01, 2018 Filed Sep 7, 2018 17:22 UTC HELEN OF TROY LTD HELE · Entity 908 GrantCommon Shares, par value $0.10 per share 145 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-18-011204 · edgar.xml · nonDerivative · entry 1

CASE THURMAN K · CIK 0001270350 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,292

F1 · price: Grant of restricted stock, which vested immediately and is accompanied by a tax-offset right.

F2 · price: The accompanying tax-offset right entitles the reporting person to receive, upon vesting of the restricted stock, a cash amount to pay certain tax liabilities incurred in connection with the event.

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June 01, 2018 Filed Jun 5, 2018 22:15 UTC HELEN OF TROY LTD HELE · Entity 908 OtherCommon share tax-offset right · Derivative 0 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-008126 · edgar.xml · derivative · entry 3

CASE THURMAN K · CIK 0001270350 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common share tax-offset right · 0 shares

Expires 2018-06-01

F2 · derivative.exercise_price: The accompanying tax-offset right entitles the reporting person to receive, upon vesting of the restricted stock, a cash amount to pay certain tax liabilities incurred in connection with the event.

F2 · derivative.underlying_shares: The accompanying tax-offset right entitles the reporting person to receive, upon vesting of the restricted stock, a cash amount to pay certain tax liabilities incurred in connection with the event.

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June 01, 2018 Filed Jun 5, 2018 22:15 UTC HELEN OF TROY LTD HELE · Entity 908 GrantCommon share tax-offset right · Derivative 0 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-008126 · edgar.xml · derivative · entry 2

CASE THURMAN K · CIK 0001270350 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common share tax-offset righ · 0 shares

Expires 2018-06-01

F2 · derivative.exercise_price: The accompanying tax-offset right entitles the reporting person to receive, upon vesting of the restricted stock, a cash amount to pay certain tax liabilities incurred in connection with the event.

F2 · shares: The accompanying tax-offset right entitles the reporting person to receive, upon vesting of the restricted stock, a cash amount to pay certain tax liabilities incurred in connection with the event.

F2 · derivative.underlying_shares: The accompanying tax-offset right entitles the reporting person to receive, upon vesting of the restricted stock, a cash amount to pay certain tax liabilities incurred in connection with the event.

F2 · balance_after: The accompanying tax-offset right entitles the reporting person to receive, upon vesting of the restricted stock, a cash amount to pay certain tax liabilities incurred in connection with the event.

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June 01, 2018 Filed Jun 5, 2018 22:15 UTC HELEN OF TROY LTD HELE · Entity 908 GrantCommon Shares, par value $0.10 per share 194 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-18-008126 · edgar.xml · nonDerivative · entry 1

CASE THURMAN K · CIK 0001270350 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,147

F1 · price: Grant of restricted stock, which vested immediately and is accompanied by a tax-offset right.

F2 · price: The accompanying tax-offset right entitles the reporting person to receive, upon vesting of the restricted stock, a cash amount to pay certain tax liabilities incurred in connection with the event.

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March 01, 2018 Filed Mar 5, 2018 18:16 UTC HELEN OF TROY LTD HELE · Entity 908 OtherCommon share tax-offset right · Derivative 0 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-003416 · edgar.xml · derivative · entry 3

CASE THURMAN K · CIK 0001270350 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common share tax-offset right · 0 shares

Expires 2018-03-01

F2 · derivative.exercise_price: The accompanying tax-offset right entitles the reporting person to receive, upon vesting of the restricted stock, a cash amount to pay certain tax liabilities incurred in connection with the event.

F2 · derivative.underlying_shares: The accompanying tax-offset right entitles the reporting person to receive, upon vesting of the restricted stock, a cash amount to pay certain tax liabilities incurred in connection with the event.

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March 01, 2018 Filed Mar 5, 2018 18:16 UTC HELEN OF TROY LTD HELE · Entity 908 GrantCommon share tax-offset right · Derivative 0 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-003416 · edgar.xml · derivative · entry 2

CASE THURMAN K · CIK 0001270350 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common share tax-offset righ · 0 shares

Expires 2018-03-01

F2 · derivative.exercise_price: The accompanying tax-offset right entitles the reporting person to receive, upon vesting of the restricted stock, a cash amount to pay certain tax liabilities incurred in connection with the event.

F2 · shares: The accompanying tax-offset right entitles the reporting person to receive, upon vesting of the restricted stock, a cash amount to pay certain tax liabilities incurred in connection with the event.

F2 · derivative.underlying_shares: The accompanying tax-offset right entitles the reporting person to receive, upon vesting of the restricted stock, a cash amount to pay certain tax liabilities incurred in connection with the event.

F2 · balance_after: The accompanying tax-offset right entitles the reporting person to receive, upon vesting of the restricted stock, a cash amount to pay certain tax liabilities incurred in connection with the event.

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March 01, 2018 Filed Mar 5, 2018 18:16 UTC HELEN OF TROY LTD HELE · Entity 908 GrantCommon Shares, par value $0.10 per share 197 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-18-003416 · edgar.xml · nonDerivative · entry 1

CASE THURMAN K · CIK 0001270350 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 953

F1 · price: Grant of restricted stock, which vested immediately and is accompanied by a tax-offset right.

F2 · price: The accompanying tax-offset right entitles the reporting person to receive, upon vesting of the restricted stock, a cash amount to pay certain tax liabilities incurred in connection with the event.

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December 01, 2017 Filed Dec 6, 2017 00:18 UTC HELEN OF TROY LTD HELE · Entity 908 OtherCommon share tax-offset right · Derivative 0 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-014981 · edgar.xml · derivative · entry 3

CASE THURMAN K · CIK 0001270350 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common share tax-offset right · 0 shares

Expires 2017-12-01

F2 · derivative.exercise_price: The accompanying tax-offset right entitles the reporting person to receive, upon vesting of the restricted stock, a cash amount to pay certain tax liabilities incurred in connection with the event.

F2 · derivative.underlying_shares: The accompanying tax-offset right entitles the reporting person to receive, upon vesting of the restricted stock, a cash amount to pay certain tax liabilities incurred in connection with the event.

Read SEC document
December 01, 2017 Filed Dec 6, 2017 00:18 UTC HELEN OF TROY LTD HELE · Entity 908 GrantCommon share tax-offset right · Derivative 0 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-014981 · edgar.xml · derivative · entry 2

CASE THURMAN K · CIK 0001270350 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common share tax-offset righ · 0 shares

Expires 2017-12-01

F2 · derivative.exercise_price: The accompanying tax-offset right entitles the reporting person to receive, upon vesting of the restricted stock, a cash amount to pay certain tax liabilities incurred in connection with the event.

F2 · shares: The accompanying tax-offset right entitles the reporting person to receive, upon vesting of the restricted stock, a cash amount to pay certain tax liabilities incurred in connection with the event.

F2 · derivative.underlying_shares: The accompanying tax-offset right entitles the reporting person to receive, upon vesting of the restricted stock, a cash amount to pay certain tax liabilities incurred in connection with the event.

F2 · balance_after: The accompanying tax-offset right entitles the reporting person to receive, upon vesting of the restricted stock, a cash amount to pay certain tax liabilities incurred in connection with the event.

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December 01, 2017 Filed Dec 6, 2017 00:18 UTC HELEN OF TROY LTD HELE · Entity 908 GrantCommon Shares, par value $0.10 per share 197 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-014981 · edgar.xml · nonDerivative · entry 1

CASE THURMAN K · CIK 0001270350 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 756

F1 · price: Grant of restricted stock, which vested immediately and is accompanied by a tax-offset right.

F2 · price: The accompanying tax-offset right entitles the reporting person to receive, upon vesting of the restricted stock, a cash amount to pay certain tax liabilities incurred in connection with the event.

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November 01, 2017 Filed Nov 2, 2017 21:09 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 GrantRestricted Stock Units · Derivative 4,300 $0.00 $0.00
Disclosure

SEC source: 0001273902-17-000106 · edgardoc.xml · derivative · entry 4

CASE THURMAN K · CIK 0001270350 · VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,788

Underlying: Common Stock · 4,300 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Cirrus Logic common stock.

F4 · derivative.exercise_date: 100% of the restricted stock units will vest on 11/1/20, the 3-year anniversary of the grant date.

F4 · derivative.expiration_date: 100% of the restricted stock units will vest on 11/1/20, the 3-year anniversary of the grant date.

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November 01, 2017 Filed Nov 2, 2017 21:09 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 GrantPerformance Shares · Derivative 3,200 $0.00 $0.00
Disclosure

SEC source: 0001273902-17-000106 · edgardoc.xml · derivative · entry 3

CASE THURMAN K · CIK 0001270350 · VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,804

Underlying: Common Stock · 3,200 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Performance-based Restricted Stock Unit ("RSU's") represents the right to receive, following vesting, up to 200% of one share of Cirrus Logic, Inc. common stock. The resulting number of shares of common stock acquired upon vesting of the performance-based RSU's is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on November 1, 2017, and ending on November 1, 2020.

F2 · derivative.exercise_date: Each Performance-based Restricted Stock Unit ("RSU's") represents the right to receive, following vesting, up to 200% of one share of Cirrus Logic, Inc. common stock. The resulting number of shares of common stock acquired upon vesting of the performance-based RSU's is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on November 1, 2017, and ending on November 1, 2020.

F2 · derivative.expiration_date: Each Performance-based Restricted Stock Unit ("RSU's") represents the right to receive, following vesting, up to 200% of one share of Cirrus Logic, Inc. common stock. The resulting number of shares of common stock acquired upon vesting of the performance-based RSU's is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on November 1, 2017, and ending on November 1, 2020.

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November 01, 2017 Filed Nov 2, 2017 21:09 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 GrantNon-Qualified Stock Option (right to buy) · Derivative 11,206 $0.00 Strike: $55.72 $0.00
Disclosure

SEC source: 0001273902-17-000106 · edgardoc.xml · derivative · entry 2

CASE THURMAN K · CIK 0001270350 · VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,206

Underlying: Common Stock · 11,206 shares

Expires 2027-11-01

F1 · derivative.exercise_date: Only vested shares can be exercised under this option. 25% of the shares will vest on 11/1/18; the remaining shares will vest monthly over the following 36 months so that the option will be fully vested and exercisable on 11/1/21.

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November 01, 2017 Filed Nov 2, 2017 21:09 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 GrantIncentive Stock Option (right to buy) · Derivative 1,794 $0.00 Strike: $55.72 $0.00
Disclosure

SEC source: 0001273902-17-000106 · edgardoc.xml · derivative · entry 1

CASE THURMAN K · CIK 0001270350 · VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,794

Underlying: Common Stock · 1,794 shares

Expires 2027-11-01

F1 · derivative.exercise_date: Only vested shares can be exercised under this option. 25% of the shares will vest on 11/1/18; the remaining shares will vest monthly over the following 36 months so that the option will be fully vested and exercisable on 11/1/21.

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October 01, 2017 Filed Oct 3, 2017 23:55 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 Exercise / conversionRestricted Stock Units · Derivative 12,500 $0.00 $0.00
Disclosure

SEC source: 0001273902-17-000084 · edgardoc.xml · derivative · entry 3

CASE THURMAN K · CIK 0001270350 · VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,488

Underlying: Common Stock · 12,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit was the economic equivalent of one share of common stock. The restricted stock unit vested on October 1, 2017, and the Company withheld sufficient shares for payment of required tax withholdings.

F2 · derivative.expiration_date: Expiration date of 10/01/17

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October 01, 2017 Filed Oct 3, 2017 23:55 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 Exercise / conversionCommon Stock 12,500 $0.00 $0.00
Disclosure

SEC source: 0001273902-17-000084 · edgardoc.xml · nonDerivative · entry 2

CASE THURMAN K · CIK 0001270350 · VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,522

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 01, 2017 Filed Oct 3, 2017 23:55 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 Tax withholdingCommon Stock 3,858 $53.32 $205,708.56
Disclosure

SEC source: 0001273902-17-000084 · edgardoc.xml · nonDerivative · entry 1

CASE THURMAN K · CIK 0001270350 · VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.