Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CIRRUS LOGIC, INC.CRUS · Entity 3854 | VP & CFO | January 12, 2022 | January 13, 2022 |
| HELEN OF TROY LTDHELE · Entity 908 | Director | September 01, 2026 | September 02, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CIRRUS LOGIC, INC.
Report date January 12, 2022 · Filed January 13, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 10,019 |
Ending reported balance
After 2022-01-12 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2022-01-12 · Exercise / conversion · Acquired 1,500 · Balance 11,519 F1: This transaction was made pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 11, 2021. Row 2 · 2022-01-12 · Sale · Disposed 1,500 · Balance 10,019 F1: This transaction was made pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 11, 2021. |
| Incentive Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $20.37 · Expires 2024-10-01 | Direct | 0 |
Reported balance
After 2022-01-12 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2022-01-12 · Exercise / conversion · Disposed 1,500 · Balance 0 F1: This transaction was made pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 11, 2021. F2: Only vested shares can be exercised under this option. 25% of the shares vested on 10/01/15; the remaining shares vested monthly over the following 36 months so that the option was fully vested and exercisable on 10/01/18. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was made pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 11, 2021.
F2: Only vested shares can be exercised under this option. 25% of the shares vested on 10/01/15; the remaining shares vested monthly over the following 36 months so that the option was fully vested and exercisable on 10/01/18.
HELEN OF TROY LTD
Report date September 01, 2026 · Filed September 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares, Par value $0.10 per shareSEC Table I · non-derivative | Direct | 12,504 |
Reported balance
After 2026-09-01 transaction · row 1
1 source rowRow 1 · 2026-09-01 · Grant · Acquired 860 · Balance 12,504 F1: Grant of restricted stock, which vested immediately and is accompanied by a tax-offset right which entitles the reporting person to receive, upon vesting of the restricted stock, a cash amount to pay certain tax liabilities incurred in connection with the event. |
Filing footnotes · ownership attribution and instrument terms
F1: Grant of restricted stock, which vested immediately and is accompanied by a tax-offset right which entitles the reporting person to receive, upon vesting of the restricted stock, a cash amount to pay certain tax liabilities incurred in connection with the event.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 01, 2017 Filed Sep 5, 2017 22:22 UTC | HELEN OF TROY LTD HELE · Entity 908 | OtherCommon share tax-offset right · Derivative | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-012021 · edgar.xml · derivative · entry 3 CASE THURMAN K · CIK 0001270350 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common share tax-offset right · 0 shares Expires 2017-09-01 F2 · derivative.exercise_price: The accompanying tax-offset right entitles the reporting person to receive, upon vesting of the restricted stock, a cash amount to pay certain tax liabilities incurred in connection with the event. F2 · derivative.underlying_shares: The accompanying tax-offset right entitles the reporting person to receive, upon vesting of the restricted stock, a cash amount to pay certain tax liabilities incurred in connection with the event. Read SEC document |
| September 01, 2017 Filed Sep 5, 2017 22:22 UTC | HELEN OF TROY LTD HELE · Entity 908 | GrantCommon share tax-offset right · Derivative | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-012021 · edgar.xml · derivative · entry 2 CASE THURMAN K · CIK 0001270350 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common share tax-offset righ · 0 shares Expires 2017-09-01 F2 · derivative.exercise_price: The accompanying tax-offset right entitles the reporting person to receive, upon vesting of the restricted stock, a cash amount to pay certain tax liabilities incurred in connection with the event. F2 · shares: The accompanying tax-offset right entitles the reporting person to receive, upon vesting of the restricted stock, a cash amount to pay certain tax liabilities incurred in connection with the event. F2 · derivative.underlying_shares: The accompanying tax-offset right entitles the reporting person to receive, upon vesting of the restricted stock, a cash amount to pay certain tax liabilities incurred in connection with the event. F2 · balance_after: The accompanying tax-offset right entitles the reporting person to receive, upon vesting of the restricted stock, a cash amount to pay certain tax liabilities incurred in connection with the event. Read SEC document |
| September 01, 2017 Filed Sep 5, 2017 22:22 UTC | HELEN OF TROY LTD HELE · Entity 908 | GrantCommon Shares, par value $0.10 per share | 193 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-012021 · edgar.xml · nonDerivative · entry 1 CASE THURMAN K · CIK 0001270350 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 559 F1 · price: Grant of restricted stock, which vested immediately and is accompanied by a tax-offset right. F2 · price: The accompanying tax-offset right entitles the reporting person to receive, upon vesting of the restricted stock, a cash amount to pay certain tax liabilities incurred in connection with the event. Read SEC document |
| August 08, 2017 Filed Aug 10, 2017 20:55 UTC | CIRRUS LOGIC, INC. CRUS · Entity 3854 | SaleCommon Stock | 8,610 | $57.35 | $493,783.50 |
DisclosureSEC source: 0001273902-17-000064 · edgardoc.xml · nonDerivative · entry 1 CASE THURMAN K · CIK 0001270350 · VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,880 F1 · kind: This transaction was made pursuant to a Rule 10b5-1 Plan adopted by the reporting person on May 30, 2017. Read SEC document |
| June 01, 2017 Filed Jun 2, 2017 23:19 UTC | HELEN OF TROY LTD HELE · Entity 908 | OtherCommon share tax-offset right · Derivative | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-008487 · edgar.xml · derivative · entry 3 CASE THURMAN K · CIK 0001270350 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common share tax-offset right · 0 shares Expires 2017-06-01 F2 · derivative.exercise_price: The accompanying tax-offset right entitles the reporting person to receive, upon vesting of the restricted stock, a cash amount to pay certain tax liabilities incurred in connection with the event. F2 · derivative.underlying_shares: The accompanying tax-offset right entitles the reporting person to receive, upon vesting of the restricted stock, a cash amount to pay certain tax liabilities incurred in connection with the event. Read SEC document |
| June 01, 2017 Filed Jun 2, 2017 23:19 UTC | HELEN OF TROY LTD HELE · Entity 908 | GrantCommon share tax-offset right · Derivative | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-008487 · edgar.xml · derivative · entry 2 CASE THURMAN K · CIK 0001270350 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common share tax-offset righ · 0 shares Expires 2017-06-01 F2 · derivative.exercise_price: The accompanying tax-offset right entitles the reporting person to receive, upon vesting of the restricted stock, a cash amount to pay certain tax liabilities incurred in connection with the event. F2 · shares: The accompanying tax-offset right entitles the reporting person to receive, upon vesting of the restricted stock, a cash amount to pay certain tax liabilities incurred in connection with the event. F2 · derivative.underlying_shares: The accompanying tax-offset right entitles the reporting person to receive, upon vesting of the restricted stock, a cash amount to pay certain tax liabilities incurred in connection with the event. F2 · balance_after: The accompanying tax-offset right entitles the reporting person to receive, upon vesting of the restricted stock, a cash amount to pay certain tax liabilities incurred in connection with the event. Read SEC document |
| June 01, 2017 Filed Jun 2, 2017 23:19 UTC | HELEN OF TROY LTD HELE · Entity 908 | GrantCommon Shares, par value $0.10 per share | 188 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-008487 · edgar.xml · nonDerivative · entry 1 CASE THURMAN K · CIK 0001270350 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 366 F1 · price: Grant of restricted stock, which vested immediately and is accompanied by a tax-offset right. F2 · price: The accompanying tax-offset right entitles the reporting person to receive, upon vesting of the restricted stock, a cash amount to pay certain tax liabilities incurred in connection with the event. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 01:35 UTC | HELEN OF TROY LTD HELE · Entity 908 | OtherCommon share tax-offset right · Derivative | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-003741 · edgar.xml · derivative · entry 3 CASE THURMAN K · CIK 0001270350 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common share tax-offset right · 0 shares Expires 2017-03-01 F2 · derivative.exercise_price: The accompanying tax-offset right entitles the reporting person to receive, upon vesting of the restricted stock, a cash amount to pay certain tax liabilities incurred in connection with the event. F2 · derivative.underlying_shares: The accompanying tax-offset right entitles the reporting person to receive, upon vesting of the restricted stock, a cash amount to pay certain tax liabilities incurred in connection with the event. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 01:35 UTC | HELEN OF TROY LTD HELE · Entity 908 | GrantCommon share tax-offset right · Derivative | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-003741 · edgar.xml · derivative · entry 2 CASE THURMAN K · CIK 0001270350 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common share tax-offset righ · 0 shares Expires 2017-03-01 F2 · derivative.exercise_price: The accompanying tax-offset right entitles the reporting person to receive, upon vesting of the restricted stock, a cash amount to pay certain tax liabilities incurred in connection with the event. F2 · shares: The accompanying tax-offset right entitles the reporting person to receive, upon vesting of the restricted stock, a cash amount to pay certain tax liabilities incurred in connection with the event. F2 · derivative.underlying_shares: The accompanying tax-offset right entitles the reporting person to receive, upon vesting of the restricted stock, a cash amount to pay certain tax liabilities incurred in connection with the event. F2 · balance_after: The accompanying tax-offset right entitles the reporting person to receive, upon vesting of the restricted stock, a cash amount to pay certain tax liabilities incurred in connection with the event. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 01:35 UTC | HELEN OF TROY LTD HELE · Entity 908 | GrantCommon Shares, par value $0.10 per share | 178 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-003741 · edgar.xml · nonDerivative · entry 1 CASE THURMAN K · CIK 0001270350 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178 F1 · price: Grant of restricted stock, which vested immediately and is accompanied by a tax-offset right. F2 · price: The accompanying tax-offset right entitles the reporting person to receive, upon vesting of the restricted stock, a cash amount to pay certain tax liabilities incurred in connection with the event. Read SEC document |
| January 24, 2017 Filed Jan 26, 2017 21:47 UTC | CIRRUS LOGIC, INC. CRUS · Entity 3854 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $20.37 | $0.00 |
DisclosureSEC source: 0001273902-17-000006 · edgardoc.xml · derivative · entry 3 CASE THURMAN K · CIK 0001270350 · VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,914 Underlying: Common Stock · 5,000 shares Expires 2024-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was made pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 30, 2016. F2 · derivative.exercise_date: The option vests on a 4-year schedule: 25% of the shares became exercisable on 10/01/2015; the remaining 75% of the shares will vest at a rate of 1/36th per month over the following 36 months so that the option will be fully vested and exercisable on 10/01/2018. Read SEC document |
| January 24, 2017 Filed Jan 26, 2017 21:47 UTC | CIRRUS LOGIC, INC. CRUS · Entity 3854 | SaleCommon Stock | 5,000 | $60.00 | $300,000.00 |
DisclosureSEC source: 0001273902-17-000006 · edgardoc.xml · nonDerivative · entry 2 CASE THURMAN K · CIK 0001270350 · VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,490 F1 · kind: This transaction was made pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 30, 2016. Read SEC document |
| January 24, 2017 Filed Jan 26, 2017 21:47 UTC | CIRRUS LOGIC, INC. CRUS · Entity 3854 | Exercise / conversionCommon Stock | 5,000 | $20.37 | $101,850.00 |
DisclosureSEC source: 0001273902-17-000006 · edgardoc.xml · nonDerivative · entry 1 CASE THURMAN K · CIK 0001270350 · VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,490 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was made pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 30, 2016. Read SEC document |
| November 02, 2016 Filed Nov 5, 2016 00:35 UTC | CIRRUS LOGIC, INC. CRUS · Entity 3854 | GrantRestricted Stock Units · Derivative | 4,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001273902-16-000276 · edgardoc.xml · derivative · entry 4 CASE THURMAN K · CIK 0001270350 · VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,988 Underlying: Common Stock · 4,300 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Cirrus Logic common stock. F4 · derivative.exercise_date: 100% of the restricted stock units will vest on 11/2/19, the 3-year anniversary of the grant date. F4 · derivative.expiration_date: 100% of the restricted stock units will vest on 11/2/19, the 3-year anniversary of the grant date. Read SEC document |
| November 02, 2016 Filed Nov 5, 2016 00:35 UTC | CIRRUS LOGIC, INC. CRUS · Entity 3854 | GrantPerformance Shares · Derivative | 3,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001273902-16-000276 · edgardoc.xml · derivative · entry 3 CASE THURMAN K · CIK 0001270350 · VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,604 Underlying: Common Stock · 3,200 shares Expires not disclosed F2 · derivative.exercise_price: Each Performance-based Restricted Stock Unit ("RSU's") represents the right to receive, following vesting, up to 200% of one share of Cirrus Logic, Inc. common stock. The resulting number of shares of common stock acquired upon vesting of the performance-based RSU's is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on November 2, 2016, and ending on November 2, 2019. F2 · derivative.exercise_date: Each Performance-based Restricted Stock Unit ("RSU's") represents the right to receive, following vesting, up to 200% of one share of Cirrus Logic, Inc. common stock. The resulting number of shares of common stock acquired upon vesting of the performance-based RSU's is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on November 2, 2016, and ending on November 2, 2019. F2 · derivative.expiration_date: Each Performance-based Restricted Stock Unit ("RSU's") represents the right to receive, following vesting, up to 200% of one share of Cirrus Logic, Inc. common stock. The resulting number of shares of common stock acquired upon vesting of the performance-based RSU's is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on November 2, 2016, and ending on November 2, 2019. Read SEC document |
| November 02, 2016 Filed Nov 5, 2016 00:35 UTC | CIRRUS LOGIC, INC. CRUS · Entity 3854 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 9,761 | $0.00 Strike: $54.65 | $0.00 |
DisclosureSEC source: 0001273902-16-000276 · edgardoc.xml · derivative · entry 2 CASE THURMAN K · CIK 0001270350 · VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,761 Underlying: Common Stock · 9,761 shares Expires 2026-11-02 F1 · derivative.exercise_date: Only vested shares can be exercised under this option. 25% of the shares will vest on 11/2/17; the remaining shares will vest monthly over the following 36 months so that the option will be fully vested and exercisable on 11/2/20. Read SEC document |
| November 02, 2016 Filed Nov 5, 2016 00:35 UTC | CIRRUS LOGIC, INC. CRUS · Entity 3854 | GrantIncentive Stock Option (right to buy) · Derivative | 3,239 | $0.00 Strike: $54.65 | $0.00 |
DisclosureSEC source: 0001273902-16-000276 · edgardoc.xml · derivative · entry 1 CASE THURMAN K · CIK 0001270350 · VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,239 Underlying: Common Stock · 3,239 shares Expires 2026-11-02 F1 · derivative.exercise_date: Only vested shares can be exercised under this option. 25% of the shares will vest on 11/2/17; the remaining shares will vest monthly over the following 36 months so that the option will be fully vested and exercisable on 11/2/20. Read SEC document |
| November 01, 2016 Filed Nov 2, 2016 22:54 UTC | CIRRUS LOGIC, INC. CRUS · Entity 3854 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 6,157 | $0.00 Strike: $23.34 | $0.00 |
DisclosureSEC source: 0001273902-16-000255 · edgardoc.xml · derivative · entry 20 CASE THURMAN K · CIK 0001270350 · VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 239 Underlying: Common Stock · 6,157 shares Expires 2023-10-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was made pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 30, 2016. F11 · derivative.exercise_date: The option vests on a 4-year schedule: 25% of the shares became exercisable on 10/02/2014; the remaining 75% of the shares will vest at a rate of 1/36th per month over the following 36 months so that the option will be fully vested and exercisable on 10/02/2017. Only vested shares can be exercised under this option. Read SEC document |
| November 01, 2016 Filed Nov 2, 2016 22:54 UTC | CIRRUS LOGIC, INC. CRUS · Entity 3854 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 5,043 | $0.00 Strike: $20.37 | $0.00 |
DisclosureSEC source: 0001273902-16-000255 · edgardoc.xml · derivative · entry 18 CASE THURMAN K · CIK 0001270350 · VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,914 Underlying: Common Stock · 5,043 shares Expires 2024-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was made pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 30, 2016. F10 · derivative.exercise_date: The option vests on a 4-year schedule: 25% of the shares became exercisable on 10/01/2015; the remaining 75% of the shares will vest at a rate of 1/36th per month over the following 36 months so that the option will be fully vested and exercisable on 10/01/2018. Only vested shares can be exercised under this option. Read SEC document |
| November 01, 2016 Filed Nov 2, 2016 22:54 UTC | CIRRUS LOGIC, INC. CRUS · Entity 3854 | SaleCommon Stock | 3,900 | $55.00 | $214,500.00 |
DisclosureSEC source: 0001273902-16-000255 · edgardoc.xml · nonDerivative · entry 15 CASE THURMAN K · CIK 0001270350 · VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,490 F1 · kind: This transaction was made pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 30, 2016. Read SEC document |
| November 01, 2016 Filed Nov 2, 2016 22:54 UTC | CIRRUS LOGIC, INC. CRUS · Entity 3854 | SaleCommon Stock | 6,157 | $55.00 | $338,635.00 |
DisclosureSEC source: 0001273902-16-000255 · edgardoc.xml · nonDerivative · entry 14 CASE THURMAN K · CIK 0001270350 · VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,390 F1 · kind: This transaction was made pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 30, 2016. Read SEC document |
| November 01, 2016 Filed Nov 2, 2016 22:54 UTC | CIRRUS LOGIC, INC. CRUS · Entity 3854 | Exercise / conversionCommon Stock | 6,157 | $23.34 | $143,704.38 |
DisclosureSEC source: 0001273902-16-000255 · edgardoc.xml · nonDerivative · entry 13 CASE THURMAN K · CIK 0001270350 · VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,547 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was made pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 30, 2016. Read SEC document |
| November 01, 2016 Filed Nov 2, 2016 22:54 UTC | CIRRUS LOGIC, INC. CRUS · Entity 3854 | SaleCommon Stock | 5,043 | $55.00 | $277,365.00 |
DisclosureSEC source: 0001273902-16-000255 · edgardoc.xml · nonDerivative · entry 12 CASE THURMAN K · CIK 0001270350 · VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,390 F1 · kind: This transaction was made pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 30, 2016. Read SEC document |
| November 01, 2016 Filed Nov 2, 2016 22:54 UTC | CIRRUS LOGIC, INC. CRUS · Entity 3854 | Exercise / conversionCommon Stock | 5,043 | $20.37 | $102,725.91 |
DisclosureSEC source: 0001273902-16-000255 · edgardoc.xml · nonDerivative · entry 11 CASE THURMAN K · CIK 0001270350 · VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,433 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was made pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 30, 2016. Read SEC document |
| October 31, 2016 Filed Nov 2, 2016 22:54 UTC | CIRRUS LOGIC, INC. CRUS · Entity 3854 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $38.99 | $0.00 |
DisclosureSEC source: 0001273902-16-000255 · edgardoc.xml · derivative · entry 21 CASE THURMAN K · CIK 0001270350 · VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 5,000 shares Expires 2022-10-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was made pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 30, 2016. F12 · derivative.exercise_date: The option vested on a 4-year schedule: 25% of the shares became exercisable on 10/03/2013; the remaining 75% of the shares vested at a rate of 1/36th per month over the following 36 months so that the option was fully vested and exercisable on 10/03/2016. Only vested shares can be exercised under this option. Read SEC document |
| October 31, 2016 Filed Nov 2, 2016 22:54 UTC | CIRRUS LOGIC, INC. CRUS · Entity 3854 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 212 | $0.00 Strike: $23.34 | $0.00 |
DisclosureSEC source: 0001273902-16-000255 · edgardoc.xml · derivative · entry 19 CASE THURMAN K · CIK 0001270350 · VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,396 Underlying: Common Stock · 212 shares Expires 2023-10-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was made pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 30, 2016. F11 · derivative.exercise_date: The option vests on a 4-year schedule: 25% of the shares became exercisable on 10/02/2014; the remaining 75% of the shares will vest at a rate of 1/36th per month over the following 36 months so that the option will be fully vested and exercisable on 10/02/2017. Only vested shares can be exercised under this option. Read SEC document |
| October 31, 2016 Filed Nov 2, 2016 22:54 UTC | CIRRUS LOGIC, INC. CRUS · Entity 3854 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $15.41 | $0.00 |
DisclosureSEC source: 0001273902-16-000255 · edgardoc.xml · derivative · entry 17 CASE THURMAN K · CIK 0001270350 · VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 10,000 shares Expires 2021-10-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was made pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 30, 2016. F9 · derivative.exercise_date: The option vested on a 4-year schedule: 25% of the shares became exercisable on 10/05/2012; the remaining 75% of the shares vested at a rate of 1/36th per month over the following 36 months so that the option was fully vested and exercisable on 10/05/2015. Only vested shares can be exercised under this option. Read SEC document |
| October 31, 2016 Filed Nov 2, 2016 22:54 UTC | CIRRUS LOGIC, INC. CRUS · Entity 3854 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 7,000 | $0.00 Strike: $5.25 | $0.00 |
DisclosureSEC source: 0001273902-16-000255 · edgardoc.xml · derivative · entry 16 CASE THURMAN K · CIK 0001270350 · VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,000 shares Expires 2018-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was made pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 30, 2016. F8 · derivative.exercise_date: The option vested on a 4-year schedule: 25% of the shares became exercisable on 10/01/2009; the remaining 75% of the shares vested at a rate of 1/36th per month over the following 36 months so that the option was fully vested and exercisable on 10/01/2012. Only vested shares can be exercised under this option. Read SEC document |
| October 31, 2016 Filed Nov 2, 2016 22:54 UTC | CIRRUS LOGIC, INC. CRUS · Entity 3854 | SaleCommon Stock | 181 | $55.09 | $9,971.25 |
DisclosureSEC source: 0001273902-16-000255 · edgardoc.xml · nonDerivative · entry 10 CASE THURMAN K · CIK 0001270350 · VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,390 F1 · kind: This transaction was made pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 30, 2016. F7 · price: The price reported in Table I - Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.00 to $55.65. The reporting person will provide full information regarding the number of shares bought as each separate price within the ranges set forth in this footnote to any security holder of Cirrus Logic, Inc. or the staff of the SEC upon request. Read SEC document |
| October 31, 2016 Filed Nov 2, 2016 22:54 UTC | CIRRUS LOGIC, INC. CRUS · Entity 3854 | SaleCommon Stock | 5,000 | $54.35 | $271,734.00 |
DisclosureSEC source: 0001273902-16-000255 · edgardoc.xml · nonDerivative · entry 9 CASE THURMAN K · CIK 0001270350 · VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,571 F1 · kind: This transaction was made pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 30, 2016. F6 · price: The price reported in Table I - Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.87 to $55.65. The reporting person will provide full information regarding the number of shares bought as each separate price within the ranges set forth in this footnote to any security holder of Cirrus Logic, Inc. or the staff of the SEC upon request. Read SEC document |
| October 31, 2016 Filed Nov 2, 2016 22:54 UTC | CIRRUS LOGIC, INC. CRUS · Entity 3854 | SaleCommon Stock | 7,000 | $54.33 | $380,335.20 |
DisclosureSEC source: 0001273902-16-000255 · edgardoc.xml · nonDerivative · entry 8 CASE THURMAN K · CIK 0001270350 · VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,571 F1 · kind: This transaction was made pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 30, 2016. F5 · price: The price reported in Table I - Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.86 to $55.65. The reporting person will provide full information regarding the number of shares bought as each separate price within the ranges set forth in this footnote to any security holder of Cirrus Logic, Inc. or the staff of the SEC upon request. Read SEC document |
| October 31, 2016 Filed Nov 2, 2016 22:54 UTC | CIRRUS LOGIC, INC. CRUS · Entity 3854 | Exercise / conversionCommon Stock | 7,000 | $5.25 | $36,750.00 |
DisclosureSEC source: 0001273902-16-000255 · edgardoc.xml · nonDerivative · entry 7 CASE THURMAN K · CIK 0001270350 · VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,571 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was made pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 30, 2016. Read SEC document |
| October 31, 2016 Filed Nov 2, 2016 22:54 UTC | CIRRUS LOGIC, INC. CRUS · Entity 3854 | SaleCommon Stock | 10,000 | $54.32 | $543,173.00 |
DisclosureSEC source: 0001273902-16-000255 · edgardoc.xml · nonDerivative · entry 6 CASE THURMAN K · CIK 0001270350 · VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,571 F1 · kind: This transaction was made pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 30, 2016. F4 · price: The price reported in Table I - Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.87 to $54.97. The reporting person will provide full information regarding the number of shares bought as each separate price within the ranges set forth in this footnote to any security holder of Cirrus Logic, Inc. or the staff of the SEC upon request. Read SEC document |
| October 31, 2016 Filed Nov 2, 2016 22:54 UTC | CIRRUS LOGIC, INC. CRUS · Entity 3854 | Exercise / conversionCommon Stock | 10,000 | $15.41 | $154,100.00 |
DisclosureSEC source: 0001273902-16-000255 · edgardoc.xml · nonDerivative · entry 5 CASE THURMAN K · CIK 0001270350 · VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,571 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was made pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 30, 2016. Read SEC document |
| October 31, 2016 Filed Nov 2, 2016 22:54 UTC | CIRRUS LOGIC, INC. CRUS · Entity 3854 | SaleCommon Stock | 5,000 | $54.34 | $271,709.50 |
DisclosureSEC source: 0001273902-16-000255 · edgardoc.xml · nonDerivative · entry 4 CASE THURMAN K · CIK 0001270350 · VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,571 F1 · kind: This transaction was made pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 30, 2016. F3 · price: The price reported in Table I - Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.87 to $55.65. The reporting person will provide full information regarding the number of shares bought as each separate price within the ranges set forth in this footnote to any security holder of Cirrus Logic, Inc. or the staff of the SEC upon request. Read SEC document |
| October 31, 2016 Filed Nov 2, 2016 22:54 UTC | CIRRUS LOGIC, INC. CRUS · Entity 3854 | Exercise / conversionCommon Stock | 5,000 | $38.99 | $194,950.00 |
DisclosureSEC source: 0001273902-16-000255 · edgardoc.xml · nonDerivative · entry 3 CASE THURMAN K · CIK 0001270350 · VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,571 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was made pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 30, 2016. Read SEC document |
| October 31, 2016 Filed Nov 2, 2016 22:54 UTC | CIRRUS LOGIC, INC. CRUS · Entity 3854 | SaleCommon Stock | 212 | $55.21 | $11,705.50 |
DisclosureSEC source: 0001273902-16-000255 · edgardoc.xml · nonDerivative · entry 2 CASE THURMAN K · CIK 0001270350 · VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,571 F1 · kind: This transaction was made pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 30, 2016. F2 · price: The price reported in Table I - Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.00 to $55.65. The reporting person will provide full information regarding the number of shares bought as each separate price within the ranges set forth in this footnote to any security holder of Cirrus Logic, Inc. or the staff of the SEC upon request. Read SEC document |
| October 31, 2016 Filed Nov 2, 2016 22:54 UTC | CIRRUS LOGIC, INC. CRUS · Entity 3854 | Exercise / conversionCommon Stock | 212 | $23.34 | $4,948.08 |
DisclosureSEC source: 0001273902-16-000255 · edgardoc.xml · nonDerivative · entry 1 CASE THURMAN K · CIK 0001270350 · VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,783 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was made pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 30, 2016. Read SEC document |
| October 02, 2016 Filed Oct 4, 2016 23:46 UTC | CIRRUS LOGIC, INC. CRUS · Entity 3854 | Exercise / conversionRestricted Stock Units · Derivative | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001273902-16-000242 · edgardoc.xml · derivative · entry 3 CASE THURMAN K · CIK 0001270350 · VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,688 Underlying: Common Stock · 10,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit was the economic equivalent of one share of common stock. The restricted stock unit vested on October 2, 2016, and the Company withheld sufficient shares for payment of required tax withholdings. F2 · derivative.expiration_date: Expiration date of 10/02/16. Read SEC document |
| October 02, 2016 Filed Oct 4, 2016 23:46 UTC | CIRRUS LOGIC, INC. CRUS · Entity 3854 | Exercise / conversionCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001273902-16-000242 · edgardoc.xml · nonDerivative · entry 2 CASE THURMAN K · CIK 0001270350 · VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,571 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 02, 2016 Filed Oct 4, 2016 23:46 UTC | CIRRUS LOGIC, INC. CRUS · Entity 3854 | Tax withholdingCommon Stock | 4,195 | $53.15 | $222,964.25 |
DisclosureSEC source: 0001273902-16-000242 · edgardoc.xml · nonDerivative · entry 1 CASE THURMAN K · CIK 0001270350 · VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,571 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.